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Global, Local, Political.
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TakingPart:
SocialMovements,INGOs,
and GlobalChange
"'Catherine
Eschle,Department ofGovernment, ofStrathclyde,
University Gl
Glasgow,
Neil Stammers,
1XQ, Scotland,UK. E-mail:catherine.eschle@strath.ac.uk; Inter-
of
and PoliticsSubjectGroup,SchoolofSocialSciences,University
nationalRelations
Sussex,Falmer,BrightonBN19SN,UK. E-mail:n.stammers@sussex.ac.uk
333
ofanalyzing"regressive"movements. Atleastsomeelementsofour
for
proposals analytical reconstructionare indeed relevantto the
studyof social movements in general.
Our argument willbe elaboratedin threemainparts.The first
willreviewtheexistingacademicliterature,outliningthedistinctive
disciplinary of debate beforecuttingacrossthe disci-
trajectories
plinesto delineatepragmatic, and transformationalist
structuralist,
approaches.The secondpartwillanalyzekeyproblemswitheach of
thesethreeapproachesand detail theirdifferent manifestations.
The thirdpartwillprovidesuggestions foranalytical
reconstruction.
An Overview
radicalvoices.Thissecondwavehas a commonconcernwithNGOs
and/or social movements, frequently locatingthese actorsin a
newlyemergent realm of global civilsociety,and grantingthem
a key,ifcontested, role in processes global change,the opera-
of
tionsof internationalorganizations,and/or processesof global
governance.5
Althoughthesearguments in international relationsdraweclec-
upon a rangeofarguments
tically fromsocialand politicalthought,
therehas been onlylimitedattention paid to social-movement the-
oryas it has developedin sociologyand politics.It is evenrarerto
findawarenessof therecentefforts ofa fewsocial-movement theo-
riststo overcometheirnationalbiasand extendtheirframeworks to
thegloballevel.6
Thislattertrancheofworkhaslargely soughttoextendthecom-
passofresource-mobilization theory, thepolitical-opportunitystruc-
turesapproach,and associatedarguments aboutrepertoires ofcon-
tentionand framing.Resource-mobilization theoryexaminesthe
of
availability social resources and the capacityof entrepreneurial
movementorganizersto access these. The political-opportunity
structures approachadds a concernwithchangesin the political
context, particularlyshiftsin patterns ofaccess,realignments within
the polity,divisionswithinexistingelites,and lessonsmovements
learnfromone anotheras evidentin the spreadof repertoires of
action.More recently, attentionhas been paid to theframesacti-
vistsdevelopto mobilizesupporters and thatmayaimultimately to
challenge dominant in
paradigms society.7 Most efforts
to globalize
thesesocial-movement theoriesare closelyalignedwithliberalper-
spectivesin internationalrelations,but theyuse a different lan-
guage.They talkprimarily of transnational social-movement orga-
nizations(hereinafter, TSMOs), transnational advocacynetworks,
and the involvement of both in processesof transnationalcon-
tentionthat take advantageof the new politicalopportunities
madeavailablebyinternational organizations and regimesand that
involvethe developmentof transnational framesand multilevel
actionrepertoires.8
The difference in languagebetweenliberal-oriented approaches
in thedifferent disciplinesmayhavefunctionedto obscurecross-
disciplinaryaffinities, althougha fewsocial movementtheorists
have recentlyrecognizedoverlapswithdebates in international
relations.9Further,it should be noted thatanalysesof framing,
withtheiremphasison ideas,ideology,and culture,mayexplicitly
movebeyonda liberalframework.10
Somelimitedattention hasalso been givenbysociologists to the
globalapplicability of new social-movement theory.This approach
can be particularly
difficult
to distinguishbetweennormative prag-
matistsand Utopiantransformationalists, withboth talkingof the
democratizing potentialof NGOs and withsome prominenttrans-
formationalists
shifting
recently towarda moreconventionallyliberal
acceptanceof theneed forinstitutional cooperationwiththestate
and marketsystems.15Therehas also been somemovement recently
witha shiftfrompessimism
amongstructuralists, to optimismin the
lightof the increasingprominenceof movementactivismagainst
neoliberalelementsofeconomicglobalization and theconsequent
hope that a more and
generalizable, genuinelyanticapitalist move-
ment,maybe emerging.16 So we stressagain thatour categories
shouldbe understood as simplified intendedto highlight
ideal-types,
the cross-disciplinary
ways in which certainproblemsin the theo-
rizationofmovements and globalchangemanifest themselves.The
nextpartofthisarticlediscussesfoursuchproblems.
Key Problems
SocialMovementsand TSMOs
Transnational
The firstproblemcenterson theopaque and confusedconceptual-
izationsof transnational movements and theorganizations associ-
atedwiththem.The taskofdisentangling theseconceptualizations
is complicatedbyinconsistent or contradictory terminology.17
Forexample,politicalscientists and sociologists tendto use the
labels "transnational social movements"or "global social move-
ments," whileIR theorists tendto invokea variety ofwhatcould be
called stand-inconcepts,including"networks of global civilsoci-
ety,""themultitude," and "socialforces."18 Furthermore, whereas
severalpolitical scientistsand sociologistsuse the term TSMOs,
theoristsin international relationshave talkedratherof interest
groups,pressuregroups,and transnational activistgroups.How-
ever,latelythereappearsto be considerablecross-disciplinary con-
vergence around theconcept of NGOs and/or INGOs.19 Of course
INGOs and TSMOs are not necessarily thesame kindof organiza-
tionalentity, and indeed,thereare manyINGOs thathaveno orga-
nizationalor substantive linksto movements. the
It is specifically
TSMO subsetthatis the mainfocusof interestformostpolitical
scientistsand sociologists attempting to globalizesocial-movement
theory. It is also the focus of much international relationsworkin
thisarea. So, notwithstanding these terminologicaldifferences,
generalizations can be made about thewaysin whichmovements
and theirorganizations are misconceptualized.
to drawanydistinction
he does so byrefusing betweenNGOs and
TSMOs or whathe calls "social movement "-styleorganizations.
Murphy's thattrans-
quotationmarksare indicativeofa skepticism
nationalorganizationscan retainanyauthentic,grassroots-move-
ment connections.Murphyand other pessimisticstructuralists
tendto map theseformsofpoliticalagencyon to differentlevelsof
analysis.
BetweenGlobaland Local
TheRelationship
This bringsus to a second keyproblem:a simplifiedand hierar-
chical conceptualizationof the relationshipbetweenglobal and
local. The interpretation of globalizationin the literatureunder
reviewis significant here.Globalizationtendsto be understoodas
primarily economic,technological,and/orpoliticalin itsorigins
and character,in contrastto the approach more widespreadin
sociologythatemphasizesculturalshiftsand the restructuring of
space and time.28
In the literatureunderreview,we findthatthe growinginte-
grationand liberalizationof worldwidemarketrelationsreceives
particularemphasis,along withthe developmentof communica-
tionsand transporttechnologiesand the rapid growthof global
governanceinstitutions aboveand beyondthestate.These dimen-
sions of globalization,particularly the lattertwo,are stressedby
theoristsdrawingon resource-mobilization theoryand the po-
litical-opportunity structuresapproach, creatingnewenabling
as
conditionsand sources of grievancethat underpin the trans-
nationalization In contrast,
of activism.29 tendto see
structuralists
technological and institutional
developments as reflective
ofa shift
in themorefundamental structuresofcapitalismand itsclassrela-
tions,pointingto continuities as wellas changes,and disagreeing
overwhetherresistanceis newlyenabledor constrained.30
Whateverthe emphasis,theseapproachessharea tendencyto
characterizeglobalizationas centripetaland homogenizing, suck-
ing economic and politicalforms "upward." This means thatglob-
alizationmaybe perceivedas functioning to eradicateculturaldif-
ferenceslocated at the local or national level, although the
theoristsexaminedhere disagreeoverthe extentto whichthisis
occurring.31
One resultis the tendencyto assume that the less formal,
sociallyembeddedaspectsof movementsare local or nationalin
character, and thatonlythemoreformally structured,institution-
allyoriented NGOs or TSMOs are activein globalpolitics.Thisten-
dency can be found among both structuralists and pragmatists,
and ExpressiveDimensionsofMovementActivism
Instrumental
The thirdproblemwe wishto identify is closelyrelated:It is the
tendencyto privilege either the instrumental or the expressive
dimensionof movementactivismand to ignorethe relationship
betweenthe two.The instrumental dimensioninvolvesthe articu-
lation of concrete strategies and demands,frequently aimed at
powerful institutions and intended to produce specificmaterial
effects upon socialrelations. The expressive dimensionis oriented
toward the construction and reconstruction of norms,values,iden-
and
tities, lifestyles inside a movement and in thewidersocialand
culturalmilieu.43
It is clearthatthefocusofpragmatists on TSMOs bothfeedsoff
and reinforcesan emphasison the instrumental dimensionof
movement activism. Insofaras TSMOs are directly engagedin activ-
ityof the pressure-group -
type campaigning, lobbying, negotiating,
Democraticand OligarchicDynamics
The fourthand finalproblemwe wishto highlightconcernsthe
lackofattention to thedynamics ofoligarchicand democraticpos-
sibilitiesin movementorganizationand activism.Althoughthis
maybe expectedfromstructuralists, it is a startlingomissionfrom
theworkof normativepragmatists and Utopiantransformational-
ists,withitsheavyemphasison the democraticcharacterand role
ofsocialmovement activism and TSMOs/INGOs.
Normativepragmatists supportcurrentmovesto enable an
enhancedrole forNGOs withinthe UnitedNations,and in inter-
nationalfinancialinstitutions, on thebasis thatNGOs makesuch
institutions more democratic.Theybroaden representation and
renderinterstate negotiations more accountable, as well as more
functionally effective.52 However,mostpragmatists are working
withinthe liberal pluralistmodel of democracyin which it is
assumedthatgroupscompetein an open system to gain influence
overpolicy,thushelpingto aggregateinterests and dispersepower.
This model has been heavilycriticizedin the contextof national
politics,withcriticspointingto theimperfect natureofsuchcom-
petitiongiven the structural of
advantage powerful economicinter-
ests.Moregenerally, liberaldemocracy has longbeen criticized for
itslimited,proceduralcharacterand the extentto whichformal
politicalequalityobscuresasymmetries ofpowerin thewidersocial
context.It is notat all clearthattheextensionofliberaldemocracy
intostructures ofglobalgovernance wouldtacklesuchproblems.It
is also important to recognizethatthespace allocatedto INGOs in
pragmatist schemesforextendingdemocracyis frequently rather
limited.For example,theCommissionon Global Governancerec-
ommendstheestablishment ofa ForumforCivilSocietywithinthe
UN structure, but thisturnsout to be a discussionbodywithno
legislativepowersand no formalinputintotherestof the United
Nations.53
Utopiantransformationalists are awareofthelimitations offor-
mal, representative democracy and of an exclusive focus on the
incorporation ofINGOs intointernational institutions.
They want to
allowa rolefornonformal movement activism and formorepartici-
patoryelementsofdemocracy. Dianne Ottomakesthisclearin her
accountof a "postliberal conceptionof cosmopolitandemocracy."
This would involve"theformationof regionaland international
democraticassembliesand crossnationalreferenda";localized
social movementresistancesto the concentration of power;"net-
working, whichoperateshorizontally and co-operatively,[as] an
alternativeto hierarchicalinstitutional structures";and mecha-
nismswithintheUnitedNations"whichare inclusiveofa diversity
of formaland informalNGO formations, whichencourage the
buildingofglobalperspectives fromlocal participation, and which
fosteropen debate and criticism."54 Otto's is one of the more
developedtransformationalist formulations of democracy.None-
theless,it paysonlysuperficialattentionto the extensivetheoreti-
cal literatureon participatorydemocracy, and the preciserole of
movements and theirorganizations remainssketchy.
Perhapsmostimportantly, in our view,therehas been little
attentionpaid byeitherpragmatists or transformationaliststo the
of
question oligarchic and democratic dynamics within movements
and theirorganizations. Particularly importanthere is the extent
to whichINGOs/TSMOs necessarilyencounterproblemsof oli-
garchyand bureaucratization. Initiallyidentifiedby Max Weber
and RobertoMichels,thesearewidelyrecognizedas commonorga-
nizationaltrajectories,if not exactlyiron cages or laws. Dieter
RuchtoutlinestheirconsequencesforTSMOs:
Certainly,muchofthecurrentpraiseofsupposedly democratic
network relationswithinand betweenINGOs is expressedin terms
of theirfunctional forservicedelivery,
utility and thisneeds to be
understoodin the contextof neoliberalpoliciesof cuttingback
statecapacity.Recognitionof the waysin whichINGOs are thus
compromisedhas led manypessimistic to rejectthe
structuralists
of
possibility there beinganysignificant democratizing potentialin
global movement However,
organizations. Gorg and Hirsch insist
on the need forINGOs to striveforautonomyfromstatestruc-
tures.Whatis particularly is theirsuggestionthat"the
interesting
democraticsignificanceof NGOs depends on the existenceand
development of social movements,"particularlydemocraticmove-
mentsat thenationaland regionallevel,seen as necessaryto pre-
ventINGOs "fromevolvingintoelitist-bureaucratic and quasi-state
formations."64 We disagreewiththe hierarchyof levels implied
here,butagreethattheconceptualdistinction betweenNGOs and
movements, and the characterof the relationshipbetweenthem,
are crucialforassessingglobal democraticpossibilities. The next
sectionof thisarticlebeginswithan effortto establishthiscon-
ceptualdistinction moreprecisely.
TowardReconstruction
Transnational
SocialMovementsand TSMOs
As we have seen, the conceptsof social movementand TSMOs
deployedin the existingliteratureare frequently
impressionistic
and ungroundedin social-movement theory.Those commentators
1. a networkof informalinteractionslinkingformalorganiza-
tions (a transnationaladvocacy network);
2. the flatteningof hierarchieswithinorganizationsthatnone-
theless remain formallyconstituted (a network organiza-
tion); and
3. a networkof informalinteractionsthat ties together infor-
mal groups and individuals, and sometimes formal organi-
zations, in struggles for social change on the basis of a
shared identity(a social movement).
BetweenGlobaland Local
TheRelationship
The theorizationof social movementsin a global contextcan be
further fleshedout bya richerand morecomplexunderstanding
of the ambiguitiesof globalization.More specifically, we wantto
argue in favorof a multidimensional, multicausal,and "inter-
sectional"understanding ofglobalization. Such an approachinsists
on theintertwining of economic,political,technological, and cul-
turalrelationsofpoweron a globalscale.These multipleprocesses
are likelyto intersectwitheach otherin complex,context-specific,
highlyuneven,stratified, and unpredictable ways:thusthereis no
singleunderlying motoror directionto globalization.Attention is
focusedon the risingdensityand stretchingof social relations
acrosstheglobe; thereshapingof space and time;and therole of
consciousness, and agency.70
reflexivity,
One implicationof thisapproachis thatthe analysisof trans-
nationalopportunity structures shouldnotbe limitedto a focuson
the narrowly politicalrealm of interstate
institutions,but should
encompass broader shifts in other kinds of social relationsand
structures.71 Anotherimplicationis the need forsensitivity to the
tensionbetweenhomogenizingand fragmenting tendenciesand
theemergenceofdiversehybridculturalforms.
Most importantly for our purposes, the multidimensional
modelofglobalization impliesa complexand open-endedrelation-
ship between localized activismand global processes.We should
stressat thispointthatwe are verymuchawarethatvastasymme-
triesof relationsand structures of powersuffusethe global and
local, ensuringthatsome global institutions and ideologies are
enormously preponderant in influencein manycontexts.However,
we are seekingan analyticformulation oftherelationship between
the global and local thatdoes not make an a prioriassumption
aboutthetotality and impactofsuchpower.
Two insightsseem significant here.The firstis the argument
thatthelocal and theglobalcan be seen as mutually constitutive,
withlocalitiesplayingan activerole in shapingthe impactand
receptionofglobalprocessesas wellas beingshapedbythem.This
has been describedby Roland Robertsonas "glocalization"and
receives particularattentionin anthropologicaland feminist
accounts.72 The second is an extrapolationofAnthonyGiddens's
arguments about accelerating"time-spacedistanciation," which
and ExpressiveDimensionsofMovementActivism
Instrumental
Cohen and Arato insist that the legislative and judicial suc-
cesses that have resulted would have been impossible or much
more limitedwithoutthe accompanyingstruggleto reconstructthe
norms and practicesin societymore generally.Further,theyargue
thata dualisticstrategymaps to some extenton to a dualistic orga-
nizational logic. In termsof second-wavefeminism,thismeant that
"two branches" of the movement emerged, with instrumental
strategiespursued by longer-standinginterestgroups and expres-
sive strategiesemphasized by "younger"grassrootsgroups. How-
ever, Cohen and Arato are keen to emphasize the complexityof
the relationshipbetween the twobranches of feminismand, in par-
ticular,to critique the widespread notion that such movements
Democraticand OligarchicDynamics
The characterand dynamicsof network relationshipsare also cru-
cial forconsideringthepotentialof movements to contribute to a
shifttowarda moredemocraticworldorder.The argumentabove
indicatesthat TSMO instrumentalstrategiesare likelyto con-
tributemosteffectively to sucha shiftwhentheyremainconnected
via social movementnetworksto informalgrassrootsgroupsand
theirtypically more expressivestrategies.However,we have also
argued thatTSMOs, and morebroadlyINGOs, remainsubjectto
tendenciestowardbureaucratization, oligarchy, and assimilation.
This highlights thelimitations of pragmatist proposalsfordemoc-
ratizingglobal governance that simplyargue formore extensive
institutionalinvolvement forINGOs.
Atthesametime,thereneedsto be attention paid to theinter-
nal constitution of INGOs. Here normative pragmatist arguments
aboutchangesin formalvotingproceduresmayprovidea startbut
do not go anywherenear farenough.We wouldsuggestthatit is
also essentialto constructand maintaindemocraticrelationships
between the differentorganizationalformsof movementsif
TSMOs are to be "inoculated"againstthedangersofoligarchy. As
Cohen and Aratoput it,the "answerto the Michelsiandilemma"
lies in a recognitionof the pluralityof different kindsof groups
withincivilsociety"andin thepossibility ofa newtypeofrelation-
shipbetweenthem. . . involving]a critiqueofdemocraticfunda-
mentalism typicalofcollectiveactorsbasedin civilsocietyand a cri-
tique of democraticelitismtypicalof those based in political
society."81To translatethisinto the languageused in thisarticle,
thereneeds to be a reconceptualization of thekindsofdemocracy
possiblewithinand betweenthe formalorganizations,informal
groups,and subterranean networks involvedin transnationalsocial
movements.
We can provideonlypointershere to such a reconceptualiza-
tion.We wouldstartbyinsistingthatgrassroots modesof democ-
racyshouldnotbe too hastilydismissedas "fundamentalist." After
all, theyhave as yetreceivedonlyfleetingattentionin the global
literature,in the formof some rathersweepinggeneralizations
fromUtopiantransformationalists. Indeed,thereseemsto us to be
an urgentneed fora more systematic recoveryof participatory,
informal,group-basedmodes of democracyand a more critical
attemptto applythemto globalpolitics.As wellas a bodyofwork
in politicaltheorythatcould be usefulhere,82thereis a literature
generatedby movementactivists.Currentmobilizationsagainst
neoliberalelementsof globalizationoffersome examples,witha
eliterule.Our sketchy
oligarchic, ofthe
conceptualreconstruction
relationshipbetweensocial movementsand global change,then,
has far-reaching
ultimately implications. social
Takingtransnational
movementsseriouslyrequiresand enables the developmentof
moreexpansiveand imaginative understandings ofwhattransfor-
mativepoliticsmightlook likein a globalizedworld.
* * *
Notes