Escolar Documentos
Profissional Documentos
Cultura Documentos
Dong Xu
I, _________________________________________________________,
hereby submit this work as part of the requirements for the degree of:
Doctor of Musical Arts
in:
Piano Performance
It is entitled:
Themes of Childhood: A Study of Robert Schumann's
Piano Music for Children
Frank Weinstock
Chair: _______________________________
Michael Chertock
_______________________________
Hilary Poriss
_______________________________
_______________________________
_______________________________
Themes of Childhood: A Study of Robert Schumann’s
Piano Music for Children
2006
By
DONG XU
Robert Schumann’s piano music for children, including the Kinderszenen, Album
for the Young, Waldszenen, Three Piano Sonatas for the Young, and three piano duets
Twelve Four-Hand Piano Pieces for Small and Big Children, Ball Scenes, and Children’s
Ball, has remained the most characteristic and successful example of his engagement
with the theme of childhood, a popular topic in Romantic art and culture. Although the
techniques required within these collections are not as difficult as those found in
Schumann’s other piano works, they embrace some of the finest and most rewarding
instances of Schumann’s piano writing, and demonstrate their innermost poetic quality
and evocative imagination. The purpose of this document is to explore the expressiveness
of these works by revealing the sources of their emotional content, their musical
The first chapter addresses Schumann’s personal and family life and the influence
of childhood on him to explain why the theme could have affected his affinity for music
related to children. The second chapter provides an overview of Schumann’s music for
and about children in genres other than piano. This chapter also discusses the quality and
suggesting domestic music making found throughout in his piano music for children and
many of his late compositions. The following two chapters present detailed studies of
Schumann’s four piano solo works for children. To uncover their musical effect and
treatment, harmonic design, and formal structure are analyzed in detail, as individual
pieces and coherent sets. The last chapter is devoted to the three piano duets for children,
and identifies their musical traits that are found throughout Schumann’s other works
for children by Franz Liszt, and Clara Schumann’s explanation and interpretation of
bringing the project to its completion, and it is my pleasure to acknowledge them here.
First and foremost, I would like to express my sincere appreciation and gratitude to my
piano teacher, advisor, and committee chair Professor Frank Weinstock, who has offered
constructive support, invaluable advice, and sensible guidance at every stage of the
project. He has been a source of inspiration during my doctoral studies and a model for
me as a pianist and person. Special and warm thanks go to my committee members, Dr.
Hilary Poriss and Mr. Michael Chertock, who have provided me with especially valued
I also wish to express deep thanks to my wife, Jing Ye, for her understanding,
son, Felix; it was because of his birth in 2004 that the idea for the topic first germinated. I
hope that one day he will want to read it. Finally, I would like to extend my heartfelt
thanks to my dear parents for their unconditional love and immeasurable support in my
INTRODUCTION………………………………………………………………….. 1
Chapter
i
5. THE THREE PIANO DUETS FOR CHILDREN
The Ball Scenes, Op. 109 and the Children’s Ball, Op. 130……….. 118
CONCLUSION……………………………………………………………………... 128
BIBLIOGRAPHY…………………………………………………………………... 130
APPENDIXES
ii
LIST OF TABLES
3. The Twelve Four-Hand Piano Pieces for Small and Big Children, Op. 85,
key and formal schemes……………………………………………………… 114
4. Walzer, from the Ball Scenes, Op. 109, No. 8, formal outline…………………. 123
iii
LIST OF MUSICAL EXAMPLES
12. Der Dichter spricht, Op. 15, No. 13, mm. 1-12…………………………… 50
13. Von fremden Ländern und Menschen, Op. 15, No. 1, mm. 1-4…………… 52
iv
16. Für ganz Kleine……………………………………………………………. 58
17a. Little Fugue, Op. 68, No. 40, prelude, mm. 1-4…………………………… 63
17b. Little Fugue, Op. 68, No. 40, fugue, mm. 1-4……………………………... 63
19b. “Intermezzo,” from the Leiderkreis, Op. 39, No. 2, mm. 1-6……………... 67
20b. Beethoven, “Euch werde Lohn in bessern Welten” in Act II from Fidelio,
mm. 1-6………………………………………………………….………… 68
22b. Beethoven, “Spring Sonata” for piano and violin, Op. 24, 3rd movement,
mm. 1-13…………………………………………………………………… 70
27a. J.S. Bach, Peasant Cantata, BWV 212, No. 3, Recitative, mm. 4-9……… 74
v
29a. Herberge, Op. 82, mm. 37-40……………………………………………... 82
35. Schubert, Waltz, from 34 Valses sentimentales, D. 779, No, 13, mm. 1-6… 87
40b. Brahms, Clarinet Quintet, Op. 115, 3rd movement, mm. 1-4……………… 97
vi
45. Sonata No. 2, Op. 118, 1st movement, mm. 1-3…………………………… 101
46. Sonata No. 2, Op. 118, 3rd movement, mm. 1-5…………………………… 102
47. Sonata No. 2, Op. 118, 4th movement, mm. 1-4…………………………… 102
48. Sonata No. 3, Op. 118, 1st movement, mm. 1-6…………………………… 104
49. Sonata No. 3, Op. 118, 2nd movement, mm. 1-3…………………………... 105
50a. Sonata No. 3, Op. 118, 4th movement, mm. 32-38………………………… 106
50b. Sonata No. 3, Op. 118, 4th movement, mm. 43-50………………………… 106
56a. Sonata No. 3, Op. 118, 1st movement, mm. 4-6…………………………… 124
vii
INTRODUCTION
In modern times the writing of simple piano works as educational music has
not so. Many piano pieces for children were written by great composers of all periods,
meeting the needs of beginners and young players. This type of musical literature
provides children with materials for developing their technical abilities and their musical
minds; it also offers them an opportunity to study the individual composer’s work in
miniature and to examine its relationship in style to their large-scale compositions. Many
of these piano pieces by great composers have proved to be of lasting value, not only as
Among the best of the piano music for children are some poetic and imaginative
marked, lasting, and historical link with the world of childhood. The composer dedicated
many works to this topic, and a poetical element is never missing from these works. Even
when the reference is not explicit, the imaginative aspect always manages to appear.
Many of Schumann’s compositions, therefore, are bound up with themes which are close
in spirit to the world of the child, not only those whose titles specifically point out this
fact.
2
The theme of childhood in the romantic experience was symbolic of the return to
the natural, poetic, and sublime soul of man. Based upon the great number of musical
compositions, there is reason to conclude that the idea of childhood greatly influenced
Schumann and his music. Schumann’s fondness for childhood is first found in the
Kinderszenen, Op. 15, which was not written for the young but rather for an adult’s
recollection of childhood. The works he deliberately planned for children are, for
example, the Album for the Young, Op. 68, the Three Piano Sonatas for the Young, Op.
118, and some sets of piano duets. Interest in the serious study of Märchen (fairy tale)
developed and flourished in the early nineteenth-century Germany. Schumann read them
to his children and, inspired by them, he wrote several musical works, including the
Waldszenen, Op. 82, and chamber pieces for small ensemble. As evidenced by the
composer’s musical references, the theme of childhood made a lasting impression upon
Today most of Schumann’s piano works for children are less known and rarely
performed, without having received any serious attention from pianists or critics.
Although extensive research has been done on Schumann and his compositions, a
comprehensive study and analysis of his piano music for and about children has not been
collections (including the Kinderszenen, the Album for the Young, the Waldszenen, Three
Piano Sonatas for the Young, and the three piano duets Twelve Four-Hand Piano Pieces
for Small and Big Children, the Ball Scenes, and the Children’s Ball) and to draw
emotional substance, and poetic quality through a historical study and musical analysis.
3
To understand the influence of childhood upon Schumann and to study his piano
music for children, this document will first discuss the reasoning behind Schumann’s
personal identification with childhood. There is an important issue regarding his music
for children and about childhood: Schumann’s relationship with his children. Examining
childhood, and the meditative attitude within the works. Next, the document will focus on
Schumann’s music for children and his late works. Except the Kinderszenen, all the
works for and about children were composed during the last years of Schumann’s career.
The concept of Hausmusik, a German musical and cultural movement in the 1840s, had
profound effects on Schumann’s late music. This movement and Schumann’s response to
it are important factors in the changes in his musical aesthetics. After synthesizing the
background information on Schumann’s world of childhood and his late music, the
document will then explore the influence of the themes of childhood upon Schumann’s
pieces and coherent sets. From the early Kinderszenen to the final Children’s Ball, the
piano pieces for children prove themselves to be the significant points of contact with the
Robert Schumann was born on June 8, 1810, in Zwickau in Saxony, a small town
of east-central Germany south of Leipzig. Zwickau was a beautiful and idyllic place,
described by his father as “one of the loveliest and most romantic regions of Saxony,” 1
Schumann’s own childhood was quite comfortable: the fifth and youngest child in
a household with a strong literary atmosphere. His father, August Schumann, was an
industrious publisher and bookseller. August Schumann received a good education and
displayed an unusual interest in literature and poetry in his early years. In 1795, he
married Johanne Christiane Schnabel, the daughter of a chief surgeon at Zeitz. The
couple moved to Ronneburg and first opened a grocery store. However, his passion for
bookselling, and eventually moved with his wife and four children to Zwickau in 1808,
where in partnership with his brother Friedrich he established the publishing firm of the
“Brothers Schumann.” His business soon began to flourish. By the time Robert was
1
August Schumann, “Lexicon of Saxony,” quoted in Georg Eismann, Robert Schumann: A
Biography in Word and Picture, trans. Lena Jaeck (Leipzig: VEB Edition Leipzig, 1964), 30.
5
born, August Schumann had become “a notable citizen” 2 of Zwickau. At his death in
1826 he left an impressive estate, a sum that provided financial assurance to the family
and ultimately assisted Schumann in his music study and career. 3 It was August
Schumann who watched the development of his youngest son Robert with great care. As
an affectionate father, he supervised and followed the gradual unfolding of Robert’s gifts
with ardent interest. Schumann admired and loved his father throughout his life. In his
undergraduate room at the University of Leipzig, his father’s portrait held a place of
honor, together with those of Jean Paul and Napoleon. 4 With the reverential memory, on
This day is the anniversary of the death of my good father, about whom I have often
been thinking; he was often in Teplitz; if only he could also have seen us here
together. 5
Since his father was occupied with business, Schumann was brought up largely by
two women. His mother devoted herself with passionate tenderness to him, whom she
called the “pretty child.” 6 Besides his mother, there was Eleonore Ruppius, the wife of a
Burgomaster, who was a very dear friend of the whole Schumann family. She took a
fancy to Schumann as a baby, and took care of him between his third and fifth years. 7
2
Frederick Niecks, Robert Schumann (London: J.M. Dent & Sons Ltd., 1925), 25.
3
Alan Walker, “Schumann and his Background,” in Robert Schumann: The Man and His Music,
ed. Alan Walker (London: Barrie and Jenkins, 1972), 3-4.
4
Niecks, 38.
5
The Marriage Diaries of Robert & Clara Schumann: From Their Wedding Day through the
Russia Trip, ed. Gerd Nauhaus, trans. Peter Ostwald (Boston: Northeastern University Press, 1993), 163.
6
Ronald Taylor, Robert Schumann: His Life and Work (New York: Universe Books, 1982), 24.
7
When Schumann was three, his mother caught typhoid. To avoid the infection, he was put into
the care of Eleonore Ruppius. See Peter Ostwald, Schumann: The Inner Voices of a Musical Genius
(Boston: Northeastern University Press, 1985), 15.
6
Although his stay in the Ruppius household has been viewed by Peter Ostwald as “the
source of a separation anxiety that fed into the composer’s later depressive condition,” 8
Schumann seemed to have a loving memory of that period of time. He later wrote in his
autobiography:
I at first was put for only 6 weeks to the house of the present burgomaster Ruppius;
… I was fond of her, she became a second mother, in short, I stayed two and a half
years under her truly motherly care… 9
Schumann possessed at an early age a marked talent for both music and literature.
He began his earliest education with a resident tutor, who taught him some basis of
music. At the age of six, he was sent to a private preparatory school of the archdeacon
Hermann Döhner, where he remained for four years. Here, Schumann was first brought
into contact with a number of children of his age. When he was seven, he began piano
lessons with Johann Gottfried Kuntzsch (1775-1855), the organist and choirmaster of the
Marienkirche, the largest church in Zwickau. Although Kuntzsch was not a great
helped him release the powerful musical impulse, and provided constant support.
Throughout his life, Schumann held Kuntzsch in high regard. In a letter dated July 27,
You will hardly believe, my most honoured teacher and friend, how often and
how gladly I think of you. You were the only one who recognized the predominating
musical talent in me and indicated betimes the path along which, sooner or later, my
good genius was to guide me. 10
8
John Daverio, Robert Schumann: Herald of a “New Poetic Age” (New York: Oxford University
Press, 1997), 21, quoting Peter Ostwald, “Leiden und Trauern im leben und Werk Robert Schumann,” in
Schumanns Werke, ed. Mayeda and Niemöller (Mainz: Schott, 1987), 122; Ostwald, Schumann, 15-16, 20.
9
Eismann, 32.
10
Niecks, 32.
7
Years later, in 1845, Schumann expressed sincere gratitude by dedicating to him his
Studies for Pedal Piano, Op. 56, and in 1852, near the end of his life, he wrote a grateful
teacher. 11
In addition to the most favored piano, Schumann also learned to play the cello and
the flute. He made his first attempt at composition, a set of little dances for the piano
(now lost) at the age of seven or eight. At the age of ten, Schumann entered into the
Zwickau Lyceum, where he soon began playing the piano at amateur concerts. He
organized a youth orchestra made up of his little friends and, when he was eleven,
performed his first large composition, a setting of Psalm 150 for chorus, piano, and
orchestra. His talent for improvisation was also displayed at the time. In a supplement to
the Allgemeine Musikalische Zeitung issued April 1850, in the 52nd volume of the
It has been related that Schumann, as a child, possessed rare taste and talent for
portraying feelings and characteristic traits in melody, —ay, he could sketch the
different dispositions of his intimate friends by certain figures and passages on the
piano so exactly and comically that every one burst into loud laughter at the
similitude of the portrait. 12
significant. In the summer of 1819, when he was nine, Schumann’s mother took him to
distinguished and great piano virtuoso of that time. The dazzling occasion seems to have
made a deep and lasting impression on him. He kept the concert program as a sacred
11
Wilhelm Joseph von Wasielewski, Life of Robert Schumann, trans. A. L. Alger (Detroit:
Information Coordinators, 1975), 18.
12
Ibid., 18-19.
8
memento and determined to become a piano virtuoso himself. 13 Thirty-two years later in
a letter thanking Moscheles for the dedication of his E Major Cello Sonata, Op. 121,
Schumann recalled that very occasion: “more than thirty years ago, in Carlsbad, how
little did I dream that I should ever be thus honored by so illustrious a master!” 14
that all of his sons should be well educated. Literary pursuits were strongly encouraged in
the household; therefore, in addition to music, much of Schumann’s energy was directed
to literature. He found rich opportunities to go over the classics of literature in his father’s
bookstore; he read the lives of the poets, studied the dramatic works, and developed a
taste for Jean Paul and E.T.A. Hoffmann. He also helped his father, along with his
brothers, collect and translate essays and organized various literary clubs. These early
tasks no doubt stimulated his intense love for literature. In addition to his early music
and fragmentary novels. 15 Later when he gave up study of the law and devoted himself
entirely to music, Schumann still continued his literary pursuits, particularly in the field
of music criticism.
Schumann’s childhood was tranquil and happy, and he was educated “lovingly
and carefully.” 16 His life and music were involved in his childhood in which it was
rooted. In his many moments of melancholy and suffering, Schumann seemed always to
13
Ibid., 19.
14
Ibid.
15
Eric Frederick Jensen, Schumann (New York: Oxford University Press, 2001), 8.
16
Wasielewski, 126.
9
recall it lovingly. His music is permeated with the memories of his early years, a lasting
Schumann’s delight in the child’s mind went back to the time when he was the
You’re a very dear girl, and I often call you “child” in my thoughts, and that’s the
most beautiful word that I can have for anybody. 18
During the time he and Clara spent together, they had eight children: Marie (born 1841),
Elise (born 1843), Julie (born 1845), Emil (born 1846, died 1847), Ludwig (born 1848),
Ferdinand (born 1849), Eugenie (born 1851), and Felix (born 1854). Family life was
important for Schumann. His diaries, letters, and correspondence are often deeply
personal. Surprising are the frequent references to his children, showing him to be a lover
of childhood and an admirer of innocence. Even in the asylum in Endenich he still asked
I should be glad to know from you … whether Marie and Elise continue to make
progress, and whether they still sing…. Tell me more details about the children. Do
they still play Beethoven, Mozart, and pieces out of my Jugendalbum (Album for the
Young)? Does Julie keep up her playing, and how are Ludwig, Ferdinand, and sweet
Eugenie shaping? 19
17
Robert Haven Schauffler, Florestan: The Life and Work of Robert Schumann (New York: Henry
Holt and Company, 1945), 48.
18
The Complete Correspondence of Clara and Robert Schumann, ed. Eva Weissweiler, trans.
Hildegard Fritscht and Ronald L. Crawford, vol. 1 (New York: P. Lang, 1994), 176.
19
Robert Schumann, The Letters of Robert Schumann, ed. Karl Storck, trans. Hannah Bryant
(New York: Arno Press, 1979), 289.
10
Four days later, in response to news of the birth of his son Felix, whom Schumann never
What joyful tidings you have again sent me! The birth of a fine boy—and in June,
too.… If you wish to consult me in the matter of a name, you will easily guess my
choice—the name of the unforgettable one. 20
In the following months, he inquired about the children regularly and mentioned to Clara
that he would write to them. He even insisted in a letter to his young friend Brahms, on
I am so glad to hear about the marked talent of my little girls, Marie, Elise and Julie.
Do you often hear them play? 21
An unfailing source of comfort to him throughout all difficult times was his wife and his
children. “Robert says: ‘Children are blessings,’ ” Clara noted in May 1847 in her diary,
I don’t like to write and speak about my own works; my wish is that they may have
good effects in the world and assure me a loving remembrance from my children. 23
Schumann was a devoted father. When Marie, the eldest child, celebrated her first
birthday, Schumann gave her “a really nice and thoughtful present, a diary in which he
had described her first year of life.” 24 It was addressed to her name:
20
Ibid., 290. Storck notes here that Felix was born on June 11 and Schumann’s birthday was June
8. He also notes that the name is Mendelssohn.
21
Letters of Clara Schumann and Johannes Brahms, 1853-1896, ed. Berthold Litzmann, vol. 1
(New York: Longmans, Green and Co., 1927), 19.
22
Joan Chissell, Schumann (London: J.M. Dent & Sons Ltd., 1967), 62.
23
The Marriage Diaries, 197.
24
Ibid., 171.
11
You were happy and lively almost the whole time, with your pretty blue eyes and
dark lashes. You have learnt to crawl around the room very quickly and are very
agile. You can even stand up by yourself, though of course you cannot yet walk
properly or talk. But your singing is farther advanced, with definite intervals and
phrases. At the back of this diary, where the staves have been ruled, you will find
some of the little tunes that I used to sing to you at the piano. We shall make up a lot
more together… 25
A couple of years later, Schumann decided to create a booklet in a similar manner for all
the children. He named it A Little Book of Memories for Our Children. Eugenie
Schumann, the seventh of eight children, published in her Erinnerungen (Memoirs) the A
Little Book of Memories for Our Children, which Schumann started on February 23, 1846
ages, happenings and proof of child-like thinking and experiences, and mottos and
Schumann’s life with his children, and it records Schumann’s approach to the psyche of
the child and his immersion into the world of his children. The interpretation of their
characters is subtle, full of intuition and the psychological understanding of their minds is
deep.
Schumann was pleased to be with his children and to observe their growth and
25
Taylor, 214.
26
Eugenie Schumann, Memoirs of Eugenie Schumann, trans. Marie Busch (London: W.
Heinemann, 1927; reprint, Westport: Hyperion Press, Inc., 1986), 206-18.
27
Ibid., 207, 208, 214.
12
Marie and Elise often sing with evident pleasure, and have clear, true voices, …
On March 26 (1846, Marie was four), I am beginning to teach her the keys on the
piano.
Julie is developing more slowly than the others. … On the other hand, music
appeals to her very much, she at once begins to sing.
Marie (1847) … had started piano lessons with her aunt, Marie Wieck. We were
pleased to hear her play five or six little exercises very nicely, …
Since October 1 (1848), Marie and Elise have been going to a proper school….
They have also been attending Fräulein Malinska’s piano school for the last six
months, and are now playing all the scales and some little pieces. 28
The idea of such a booklet dedicated to children was remarkable. For Schumann, to love
his children meant to reach out to the ideal state, which was represented by the soul of a
We met him [our father] once as we were coming out of school. We saw him walking
with Herr v. Wasielewski on the other side of the street, and ran across and said good
morning and offered him our hands. He pretended not to know us, looked at us for a
moment through his glasses and then said: ‘And who may you be, you dear little
people?’ We were very much amused… 29
Great artists are often accused of being too egocentric to care for members of their
family, but, in the case of Schumann, it is a well-established fact that for his children he
When I look back over my life, my childhood shines out as the brightest spot in it.
The happiness of being with my parents, the knowledge that we children were the
dearest thing on earth to them, gave me a sense of certainty, of security, of
protection, which, when our great misfortune came, was lost, never to return to the
same extent. 30
28
Ibid., 207, 208, 211, 215.
29
Berthold Litzmann, Clara Schumann: An Artist’s Life, trans. Grace E. Hadow, vol. 2 (New
York: Vienna House, 1972), 143.
30
Ibid., 141.
13
Marie, Elise, Julie! Your first steps in life were guided by our father, and it was
for you that he started to write the ‘Little Book of Memories’ to which I have already
referred, and which he continued for three years. What love, what understanding,
while he watched the first efforts of your little feet, the first manifestations of your
souls! How much did you, did we all, lose in this father! 31
The theme of childhood in the romantic experience was symbolic of the return to
the natural, poetic, and innocent soul of man. By recapturing and keeping the essence of a
childhood, one could evoke his reminiscences and dreams or idealize the childhood he
had lost or never had. In painting, this side of human spirit was examined in works such
as Night (1803) and The Artist’s Parents and Children (1806) by Philipp Otto Runge,
who attempted to express nature in visual form by presenting his idealized landscapes
with children, as though only children were worthy to live in nature. The topic,
important role in shaping Schumann’s musical aesthetics and had great impact on the
Literature for children and about childhood emerged in the second half of the
eighteenth century. The emergence was linked to many historical forces, among them
thought helped toward the identification of the child as an independent being, while
Romanticism produced strands of genres making a special appeal to the young: folktales,
fairy tales, and ballads, for instance. In addition, according to Leon Botstein, the German
31
E. Schumann, 56.
14
Romantics were ambivalent about the time they lived; therefore, expressions of a desire
Once again Jean Paul helped to set the tone. “Memory and hope … childhood and the
beyond fill his spirit,” wrote [Wilhelm] Dilthey, obliterating the “knife point of the
present,” general enthusiasm for art and culture.
The use of art to escape the present pain—through the evocations (no matter how
fantastic) of both remembrances and dreams—fit precisely Schumann’s careful
description of his life in letters and diaries. 33
This was true of Schumann, who carried with him a nostalgia for his childhood
The first Romantic school in German literature originated in Jena about 1798. The
major literary theorists were the brothers August Wilhelm and Friedrich von Schlegel,
who considered that Romantic literature was to encompass all forms of writing in
“progress universal poetry.” 34 Goethe’s Wilhelm Meister was the main literary model of
the group. The chief creative writers of the Jena school were Wilhelm Heinrich
Wackenroder, Ludwig Tieck, and Novalis (Friedrich von Hardenberg). Like Jean Paul,
whose books to some extent are redeemed by profuse imagination and dreamlike fantasy,
the theme of childhood was also presented in their works, such as Novalis’ Henry of
Ofterdingen (1802). These works combined abstract ideas with symbols of beauty and
innocence. By 1804 the circle at Jena had dispersed. A second phase of Romanticism was
initiated two years later in Heidelberg, around Achim and Bettina von Arnim, Clemens
Brentano, and Johann Joseph von Görres. Unlike the members of the earlier school, the
32
Leon Botstein, “History, Rhetoric, and the Self: Robert Schumann and Music Making in
German-Speaking Europe, 1800-1860,” in Schumann and His World, ed. R. Larry Todd (Princeton, N.J.:
Princeton University Press, 1994), 31.
33
Ibid., 31-32.
34
Ralph Tymms, German Romantic Literature (London: Methuen & Co. Ltd., 1955), 123.
15
Heidelberg writers tended more to stress the beauties of unspoiled nature, and it was also
in Heidelberg romanticism that the romantic interest in German history and folklore first
awakened mainly by the wide influence of two important works, 35 not intended for
children but soon taken over by them. Des Knaben Wunderhorn (The Youth’s Magic
Horn, 1805-08), a collection of old German songs and folk verse, includes many
children's songs, or songs that were denominated by the editors, Achim von Arnim and
Clemens Brentano. The effect of the book was to retrieve for Germany much of its rich
folk heritage, to promote a new emotional sensibility, and to draw attention to the link, as
the Romantics thought, binding folk feeling to the child’s vision of the world. 36 Des
Knaben Wunderhorn became a part of German childhood, and it helped inspire several
excellent writers of verse for children: Hoffmann von Fallersleben, August Kopisch,
Just as in Des Knaben Wunderhorn, the same impulse later led the brothers
Wilhelm and Jacob Grimm to compile their famous collection of fairy tales, Kinder- und
Fairy Tales. The work helped to develop a school of prose fairy-tale writers. For the
German Romantics, it was often in the fairy-tale, the Märchen, that childhood was most
easily recovered. Dominated by the poetic mood of fairy fiction, they could immerse
themselves in the child’s simplicity and refresh themselves at the source of the child’s
35
Gillian Rodger, “The Lyric,” in The Romantic Period in Germany, ed. Siegbert Prawer (New
York: Schocken Books, 1970), 147.
36
Tymms, 214.
16
primitive innocence. Not all of these Romantics wrote with children in mind, but some of
the simplest of their tales have become part of the German child’s inheritance. Among
the Märchen masters are E.T.A. Hoffmann, Clemens Brentano, Ludwig Tieck, Novalis,
and Wilhelm Hauff, whose talents are most nearly adapted to the tastes of children.
The popularity of the fairy tale, childhood, and the dream in the early stages of
German Romantic literature suited precisely Schumann’s love of the world of the child,
and provided him a source of memory and inspiration. The conception of childhood as an
intermediate state between a lost world and reality is found profoundly in Romantic
literary works, which are of great importance for the influence upon Schumann. His
dedication to the music for children or about childhood was part of this cultural trend.
focusing on their childhood education in the first half of the nineteenth century in
Herbart, Johann Heinrich Pestalozzi, and Friedrich Froebel are associated with the
impact not in his native land but in Germany, was strongly influenced by Rousseau’s
romantic idealization of the nature of the child. His pedagogical doctrines stressed that
instructions should proceed from the familiar to the new, incorporate the performance of
concrete arts and the experience of actual emotional responses, and be paced to follow
17
the gradual unfolding of the child’s development. 37 His curriculum, which was modeled
on Rousseau's plan in Émile (On Education, 1762), emphasized group rather than
writing, singing, physical exercise, model making, gardening, and field trips. 38 Pestalozzi
was credited for the practical introduction of music into the primary school curriculum.
It [music] is the marked and most beneficial influence which it has on the feelings,
and which I have always thought to be very efficient in preparing and attuning us for
the best impressions. … The effect of music in education is not alone to keep alive a
national feeling; it goes much deeper. If cultivated in the right spirit, it strikes at the
root of every bad or narrow feeling, of every ungenerous or mean propensity, of every
emotion unworthy of humanity. 40
founder of the kindergarten and one of the most influential educational reformers in the
nineteenth century. His most important contribution to educational theory was his belief
in “self-activity” and play as essential factors in child education. Froebel wrote numerous
articles and in 1826 published his most important treatise, Menschenerziehung (The
the “Child Nurture and Activity Institute,” and which by happy inspiration he later
37
Robert B. Downs, Heinrich Pestalozzi: Father of Modern Pedagogy (Boston: Twayne
Publishers, 1975), 35.
38
Gerald Lee Gutek, Pestalozzi & Education (New York: Random House, 1968), 46.
39
Ibid., 141.
40
Downs, 57.
18
for play and other educational materials. His experiments at the Kindergarten attracted
widespread interest, and other kindergartens were started. Schumann enrolled his two
eldest children, Marie and Elise, in Dr. Frankenberg’s Kindergarten in Dresden in 1846.
“They are very happy,” Schumann wrote in his booklet. 41 In 1849, Julie started to attend
the same kindergarten. A basic aspect of the kindergarten scheme planned by Froebel was
One of his ideas was that songs and music should accompany well-directed play, which is
Kindergarten, Froebel had begun collecting material for his mother-songs. The result was
a little collection of nursery songs, issued in 1841. This work developed into the notable
Mother-Play and Nursery Songs, composed by Froebel’s disciple, Robert Kohl, and
published in 1843.
Seeing the child as a growing organism, both Pestalozzi and Froebel in their
works drew analogies between a child’s development and that of the natural growth of a
41
E. Schumann, 209.
42
Irene M. Lilley, Friedrich Froebel: A Selection from His Writings (Cambridge: Cambridge
University Press, 1967), 113.
43
Downs, 79.
19
The child’s soul is more tender and vulnerable than the finest or tenderest plant. 44
As in a garden, under God’s favor, and by the care of a skilled, intelligent gardener,
growing plants are cultivated in accordance with Nature’s laws, so here, in our
child-garden, our kindergarten, shall the noblest of all growing things, men (that is
children, the germs and shoots of humanity) be cultivated in accordance with the
laws of their own being, of God and of Nature. 45
Not surprisingly, Schumann responded to the comparison with his own description of his
daughter Julie, who was thirteen months at the time, as “an altogether delicate, sensitive
little plant.” 46 Schumann’s support of kindergarten and his likening of the child to the
plant reveal his strong interest in children’s education. It was naturally in Schumann that
childhood, his children, his association with the literature, and his interest in education.
Schumann’s compositions for and about children, both musical and literary, are examples
of his inner reflections of his personal life, and they are Schumann’s personality that
animates them. By depicting the childhood emotions musically Schumann must have
44
Berthe von Marenholz-Bülow, Reminiscences of Friedrich Froebel, trans. Horace Mann
(Boston: Lee and Shepard, 1877), 155.
45
Robert B. Downs, Friedrich Froebel (Boston: Twayne Publishers, 1978), 42.
46
E. Schumann, 208.
CHAPTER TWO
wrote in his diary on April 13, 1846. 1 He was fascinated by the naivety, freshness, and
innocence of childhood, and eager to transmit these characteristics into his music.
Schumann continued throughout his life collecting musical materials and composing
The piano was Schumann’s own instrument. He began his music career as a
pianist, and found it easier to express himself through it. It is not surprising that his
creative output for piano has provided some of the most imaginative and touching music
for children. Schumann’s first childhood collection is found in the Kinderszenen, Op. 15,
composed in spring 1838. Although the work is indeed composed for an adult performer,
extremely simple throughout the entire set. Liszt told Schumann in 1839, before meeting
1
Robert Schumann, Tagebücher, II: 1836-1854, ed. Gerd Nauhaus (Leipzig: VEB Deutscher
Verlag für Musik, 1987), 400, quoted in Daverio, 561, endnote 46.
21
him in 1840, how his daughter Blandine clamored for these pieces, of which she never
tired. He wrote:
Two or three times a week … I play your Kinderszenen to her [my daughter] in
the evening; this enchants her, and me still more, as you can imagine. 2
Piano music for children came later in Schumann’s output when he had his own children,
including the Album for the Young, Op. 68 (1848), the Three Piano Sonatas for the
Young, Op. 118 (1853), and sets of piano duets—the Twelve Four-Hand Piano Pieces for
Small and Big Children, Op. 85 (1850), the Ball Scenes, Op. 109 (1851), and the
Children’s Ball, Op. 130 (1853). For Schumann, nature and childhood were alike, and the
topic of forests was never missed. The result of this forest romanticism is the
Waldszenen, Op. 82, a musical Märchen composed in 1849. Though these piano works
were written in different periods of Schumann’s life—youth, maturity, and late years—
the same childlike freshness and beauty are kept and carefully expressed. Complete and
other genres in Schumann’s music—songs, chamber music, and works for voice and
orchestra. The collection of piano pieces, Album for the Young, was published in
December 1848. It was well received and became popular in a short time. Between April
and May, Schumann composed a vocal counterpart to it, the Song Album for the Young,
Op. 79. The songbook contains twenty-nine songs, most of them for solo voice and piano
plus a handful of ensemble lieder with piano, arranged in order of increasing technical
difficulty, length, and expressive range. Schumann took particular care in choosing
2
Eleanor Perényi, Liszt: The Artist as Romantic Hero (Boston: Little, Brown and Company,
1974), 135.
22
poems by various poets including Hoffmann von Fallersleben, Goethe, Schiller, Mörike,
I have selected poems appropriate to childhood, from the best poets and arranged
them in order of difficulty. At the end comes Mignon, on the threshold of a more
complex emotional life. 3
The set is a series of lyrical and exquisite miniatures; both the vocal line and the
accompaniment are folk-like simple and beautifully written. The Song Album for the
Young contains many parallels to its counterpart, the Album for the Young. Orphan child,
May songs, hunting songs, winter scenes, and Christmas themes, for example, all appear
in both sets. Among the masterpieces in the Song Album for the Young are the delicate
“Schmetterling,” the peaceful “Sonntag,” the vivid “Der Sandmann,” the playful
“Marienwürchen,” and the charming “Er ist’s,” which all mirror the innocence of an
All the songs breathe and spirit of perfect peace, they seem to me like spring, and
laugh like blossoming flowers. 4
Indeed, the laughter in springtime of Schumann’s songs parallels the same theme in the
During the late years of his life, Schumann became enthusiastic about the poetry
of Elisabeth Kulmann, who was a prodigy poet and died in 1825 of consumption at the
age of seventeen. Since Kulmann was not a well-known poet of the nineteenth century, it
has become a fashionable claim that Schumann’s admiration for her poems was “the
3
Eric Sams, The Songs of Robert Schumann, 3d ed. (Bloomington: Indiana University Press,
1993), 197.
4
Litzmann, Clara Schumann, vol. 1, 454.
23
result of failing powers of judgement.” 5 But his enthusiasm for Kulmann was not the
evidence of a deteriorated mind. By the time she died, she had produced nearly a
thousand poems and had “created a sensation with her voluminous writings in Russian,
German, and Italian, and with her translations, which Goethe, Jean Paul, and other
Wilhelm Meister, Kulmann died so young as a tragic figure. Schumann seemed to have
been touched by her personal fate. He kept a portrait of Kulmann by the desk in his home
in Düsseldorf, and even in Endenich he still asked Brahms to send him her poetry. 7
Schumann’s fascination with Kulmann, a child as poet, led him to set eleven of her
poems to music in 1851, four as the Mädchenlieder, Op. 103, for soprano, alto, and
piano, and seven as the solo song cycle Sieben Lieder, Op. 104. These songs were not
written for the young singers but rather as an adult’s sentimental imagination of children,
The Sieben Lieder, Op. 104, dedicated to the memory of Kulmann, were designed
to introduce the poet’s brief life. Together with these songs, Schumann published a short
brief comments on each poem. The musical style of the cycle is transparent simplicity
and calmness. The voice, which usually begins without the introduction, produces simple
direct melodies, and the accompaniment is economical and bare in texture. The
characteristics are evident in the first song, “Mond, meiner Seele Liebling” (Moon, my
5
Martin Cooper, “The Songs,” in Schumann: A Symposium, ed. Gerald Abraham (London: Oxford
University Press, 1952), 118.
6
Ostwald, Schumann, 251.
7
Schumann’s letter of 20 March 1855 to Brahms, in Litzmann, Letters, vol. 1, 36.
24
soul’s beloved), for instance, revealing Schumann’s purpose of giving the music the
Example 1. “Mond, meiner Seele Liebling,” Op. 104, No. 1, mm. 1-8
The most successful in the set is the fourth song, “Der Zeisig” (The finch). Two
competing canonic lines between the voice and the piano delightfully catch the idea of a
Among the numerous titles Schumann composed in his late years, the expressive
Märchen, or fairy-tale, appears over and over: Märchenbilder for viola and piano, Op.
113, Märchenerzahlungen for clarinet, viola, and piano, Op. 132, and the oratorio Der
Rose Pilgerfahrt (The Pilgrimage of the Rose), Op. 112. The Pilgrimage of the Rose is
Schumann’s “most extensive” Märchen work, 8 the last of his works in oratorio style. He
composed it between April and September 1851, after a rhymed fairy-tale by a little-
known poet Moritz Horn. The work had been cast as a chamber oratorio for solo voices,
chorus, with piano accompaniment, which Schumann thought “perfectly adequate to the
8
Jensen, 342.
26
fanciful subject.” 9 However, “urged by friends and acquaintances” and for the work to be
increase the charm of coloring, no idea of which can be given by a piano.” 11 Liszt
Der Rose Pilgerfahrt belongs to those images that one might call visions of poetic
mysticism—here, clouds become fragrances, waves moving tones; here, everything
is a transparent allegory of an inexpressible feeling, and the symbol charms us like
those naïve chains of ideas whose puzzles we often pursue with the meaningful
questions of childhood. 12
The song-like arioso character, rather than the recitative-like stylistic manner, and the
expressive mood make this oratorio a charming and agreeable musical idyll, which is
“more German and rustic in nature,” 13 as Schumann referred to it. The rustic charm, an
9
Schumann’s letter of 29 September 1851 to Moritz Horn, in Wasielewski, 250.
10
Ibid., 250.
11
Ibid., 176.
12
Franz Liszt, “Robert Schumann (1855),” trans. R. Larry Todd, in Schumann and His World, ed.
R. Larry Todd (Princeton, N.J.: Princeton University Press, 1994), 349-50.
13
Jensen, 343, quoting Hermann Erler, Robert Schumann’s Leben: Aus seinen Briefen geschildert,
vol. 2 (Berlin: Ries & Erler, 1887), 61.
27
Example 3. Der Rose Pilgerfahrt, No. 12, Op. 112, mm. 1-6
The Pilgrimage of the Rose is divided into two parts, comprising twenty-four
numbers, but without lacking formal unity. Schumann’s cyclical idea of the work is
strengthened in three ways. First, there are many musical sections flowing gracefully into
the next without break, giving the impression of a consistent stream of music. Second,
and fifths, relative keys, and major and minor parallel keys, as well as sudden shifts to
remote keys for the introduction of a new color. Third, a brief motive representing the
main character, the Rose, recurs at times, although it is employed without complexity.
The entire work has a broad melodic spectrum, and is a charming and fresh inspiration.
The very opening has the lyrical openness of Schubert (Example 4), its freshness
The idiom suggests the folk-based writing, innocent and in fact subtle. A spirit of
freshness and youthfulness runs through The Pilgrimage of the Rose, Schumann’s
musical world of the Märchen, as in his Kinderszenen and other piano and song
The four Märchenbilder, Op. 113, for viola and piano were written in March 1851
time, who first performed them with Clara. Schumann’s household books records various
“Märchenlieder.” 14 But he eventually decided to use a visual art form Bilder (pictures)
rather than concrete Geschichten (stories). Schumann had lifelong interest in painting and
sculpture. During his years in Dresden and Düsseldorf from 1844 to 1854, he had
considerably close contact with the two schools of German painters, among the most
significantly Alfred Rethel, Karl Friedrich Lessing, Eduard Bendemann, Ludwig Richter,
and Johann Wilhelm Schirmer. Rethel’s work Monatsbilder (Monthly Pictures) might
have inspired Schumann to compose the musical equivalent Märchenbilder, Op. 113. 15
The four movements obtain their coherence not from any shared thematic or motivic
element, but rather from a common D tonality—the first and third in D minor, the second
in the relative major F, and the final in D major. The main emphasis falls on the opening
movement, which is a free form consisting of two themes. The remaining three
movements are in sectional forms. All pieces are full of romantic music evocative of the
composed for clarinet, viola, and piano in October 1853, a few months before his fatal
breakdown, makes up Schumann’s final example of the whole series of works both for
and about children. The title “Fairy Stories” suggests that the four movements are lyrical
character pieces intended to tell favorite stories of childhood. It stresses a sort of narrative
14
Ibid., 342, quoting Robert Schumann, Haushaltbücher, II: 1837-1856, ed. Gerd Nauhaus
(Leipzig: VEB Deutscher Verlag für Musik, 1982), 554-56.
15
Botstein, 38.
30
almost always plays a dominating role in this unusual instrumentation (Mozart created
the instrumentation of clarinet, viola and piano in his Trio, K. 498). The work illustrates
the search for new tone colors. The choice of the clarinet and viola is suitable to the
introspective situations due to their rich and warm tones, and it produces a mood of
nostalgia towards the old happy times. Schumann’s setting of the work is condensed; the
music is increasingly agitated and the form is rhapsodically free. The passionate
Florestan and the dreamy Eusebius, two important characters in the Davidsbündler that
one of the last works he was able to write, particularly in the third movement and the
fantastical world of Schumann’s immense imagination. In 1990, almost one and half
centuries later, the Hungarian composer György Kurtág completed his Hommage à R.
Sch., Op. 15d, for clarinet, viola and piano, on the inspiration of Schumann’s
Märchenerzahlungen.
him. Mignon, the mysterious and fascinating girl created by Goethe in his Wilhelm
Meister as the symbol of poetic childhood, was a character to which Schumann was
particularly attracted, and inspired him to compose several musical works. In Goethe’s
novel, the Italian little girl Mignon was abandoned and later abducted by vagrants who
32
brought her into Germany, where she became a child-waif and was forced to sing and
novel are filled with a sense of “ secrecy, grief and yearning for love and homeland.” 16
These lyrics inspired many dramatic settings from numerous composers both before and
after Schumann, including Beethoven, Schubert, Loewe, Liszt, Gounod, Wolf, and
Tchaikovsky. The character of Mignon was indeed the appropriate symbol of childhood
for Schumann—an ideal childhood rich in memories of the past and hopes in the future.
“Mignon” first appears in Schumann’s piano collection Album for the Young, Op.
68, No. 35. In the story, Mignon appears as a mesmerizing child beauty and acrobat,
entertaining people with her precarious tightrope dance. Schumann originally titled this
tightrope walk in music with a right-hand halting melody as Mignon’s walking, set
against the seemingly unsteady fp markings on the fourth beat in mm. 1-4, thus evoking
the image of a swaying dancing girl (Example 6). The E flat major and the lovely
melodic material help the musical realization of Mignon’s sweet and delicate character.
16
Sams, 216.
17
Bernhard R. Appel, “Actually, Taken Directly from Family Life: Robert Schumann’s Album für
die Jugend,” trans. John Michael Cooper, in Schumann and His World, 187.
33
Following from the Album for the Young, Schumann set Mignon’s “Kennst du das
Land” in his Song Album for the Young, Op. 79, which serves as the conclusion of the
collection. The work was composed, in Schumann’s words, “amidst a veritable children’s
uproar,” 18 and it inspired Schumann to set other poems from the novel. He went on to
write three more Mignon songs: “Nur wer die Sehnsucht kennt,” “Heiss mich nicht
reden,” and “So lasst mich scheinen.” These songs appear as the Nos. 3, 5, and 9 in
Schumann’s collection of Goethe songs Lieder und Gesänge aus Goethe’s Wilhelm
Meister, Op. 98a. He then decided also to publish the “Kennst du das Land” as the
opening for the group of Goethe songs, thus Op. 98a No. 1. Clara first heard the excerpts
of the Wilhelm Meister songs on the day when Schumann finished the draft, and she was
“profoundly affected.” 19 The set of Op. 98a displays some of Schumann’s most intense
18
Daverio, 425.
19
Litzmann, Clara Schumann, vol. 1, 456.
34
accompaniment. The style is perfectly illustrated in Mignon’s “Heiss mich nicht reden,”
Op. 98a, No. 5, which blurs the distinction between opera and song cycle in the
Example 7. “Heiss mich nicht redden,” Op. 98a, No. 5, mm. 1-9
unifying tragic expression. The notes often appear both as melody and as harmony.
Schumann’s devotion to Mignon did not end there. Related to Lieder und
Gesänge aus Goethe’s Wilhelm Meister is the Requiem für Mignon, for five solo voices,
chorus and orchestra. The text set to music by Schumann is taken from Wilhelm Meister’s
Apprenticeship and describes the funeral rites of Mignon. Schumann first wrote the work
35
in short score at the beginning of July, 1849, and orchestrated it in July and September
1849. The Requiem can be viewed as a continuation of the Goethe songs, and therefore it
was published, together with Op. 98a, as Op. 98b in 1849, the year in which the
hundredth anniversary of Goethe’s birth was celebrated. Liszt commented on this work in
The Requiem for Mignon performed the rare service of enriching the consummate
creation of a master with a new idea, a fortunately successful stroke. This last
lament, this thousandfold sigh repeated above a grave covering so much suffering
and beauty, so much yearning and misfortune, is like the final chord of an earthly
lot full of painful dissonances. 20
The Requiem für Mignon is divided into six short sections following on without a break,
and it maintains a tone of profound simplicity and a gripping mood throughout. The
lyrical and mystical quality of Goethe’s text is displayed by the imaginative handling of
the chorus and solo voices. The orchestra also includes many unforgettable touches, such
as the arpeggios in the harp starting in mm. 71 in the third section, where the incredibly
enchanting effect is achieved by a sudden dynamic change from forte to piano and a
Schumann avoids contrapuntal intricacies in the work and employs full harmonic
progression in favor of simple and expressive melody. Near the end of the work, he wrote
an unexpected chromatic turn, which interrupts the foremost diatonic flow, creating
20
Liszt, “Schumann (1855),” 350.
36
The chorus concludes the work in an unusual 6/4 chord in F major, which strikingly
contrasts to the C minor funeral music at the beginning and accords perfectly with the
final words: “Up! Children, hasten to life! Up!” Schumann does not give the Requiem the
37
traditional funeral music treatment and significance. Rather, his setting is bittersweet and
poetic. The Requiem für Mignon is one of the most appealing and moving productions in
Schumann’s choral compositions, for in it he has recaptured the grace and beauty of the
Upon close observation of Schumann’s music for and about children, one finds
that all the works, except the Kinderszenen, were composed during the last six years of
his career (1848-1853). This raises a point of contention: the value and quality of the
music that Schumann composed during his final years. The frequently repeated claim is
that Schumann’s mental disorder had affected his late works. They have been perceived
biographer of Schumann, denies any merit to the works that were composed about a year
before the final mental collapse of the composer. 21 Frederick Niecks in his book
considers that evidence of Schumann’s approaching breakdown came during his years in
Dresden (1845-1850): “His creative powers were already on the wane—the occasional
successes cannot blind us to the frequent dimnesses.” 22 The opinion expressed by Victor
Basch was quite typical: “Not one of the works enumerated in it [the list of compositions
between 1851 and 1853] has survived, and they reveal an undoubted decline in the
21
Wasielewski, 180.
22
Niecks, 4.
38
concludes that the music of the composer’s late years was created under the influence of
a deteriorated mind: “These late works of Schumann’s fail to live up to their promise and
But Schumann had been mentally unstable all his life. He had been tormented by
fears of insanity since the age of eighteen, and had contemplated suicide on at least three
Eliot Slater, shows that Schumann was generally in good spirits, despite some mild
depression, during the years between 1849 and 1853, and he showed no evidence of
schizophrenic symptoms in that period of time. 25 Eric Frederick Jensen, in his new book
on Schumann, offers new evidence that Schumann had returned to sufficient health to
justify his removal from confinement a year before his death. 26 Unfortunately,
overlooked his sanity; therefore, this led to the fact that his “mental disorder was
23
Victor Basch, Schumann: A Life of Suffering, trans. Catherine Alison Phillips (New York:
Alfred A. Knopf, 1931), 199.
24
Taylor, 276.
25
Eliot Slater, “Schumann’s Illness,” in Schumann and His World, 409-10.
26
Jensen, 318-26.
27
Ibid., 330.
39
During the last six years of his creative life, including his astonishingly
productive period in Dresden in 1848-1849 and his final career in Düsseldorf in 1850-
1853, Schumann wrote more than eighty compositions, which are in excess of half of his
entire works. Among them one can find all the major genres—concerto, symphony,
orchestral compositions, chamber music, piano pieces, dramatic works, as well as solo
songs and choral music. These late works demonstrate a change of musical style
compression in form. It seems that Schumann in his late career decided to make an
attempt to move with the times and to look for something new, not to repeat himself. Like
the prejudice against his mental illness, unfavorable criticisms directed to Schumann’s
late works were created partly due to the development of this late style. It has been
generally thought that his late music bears little comparison to the works written in his
Schumann’s contemporaries. But he is still Schumann, and his essential spirit is still
there. Of course it is true that not all of these late works are masterpieces or the most
attractive, but they are “consistently high in quality” 28 and continue to show Schumann
still at the height of his powers. Genoveva (Op. 81, opera), Manfred (Op. 115, incidental
music), the Cello Concerto (Op. 129), the Third Symphony (Op. 97), the Violin Sonatas
(Op. 105, 121), the Violin Concerto (WoO 23), the Requiem (Op. 148), Scenes from
Goethe’s Faust (WoO 3), and the last songs of Des Sängers Fluch (Op. 139), to mention
28
Daverio, 459.
40
a few, are among some of the most significant music written by Schumann in his late
career.
Aside from his creation of large-scale forms, Schumann also in his late years
piano music, songs, choral partsongs, and chamber music. Hausmusik, as the word
indicates, is a German term for modest music to be practiced and performed at home by
family and friends for their own entertainment, particularly among the middle class as
opposed to the aristocracy. Its German national traits represent “seriousness, simplicity,
Schumann’s works falling into the category of Hausmusik cover a broad range of
genres. In addition to piano music written for and about children (Op. 68, 82, 85, 109,
118, and 130), Schumann composed numerous playful sets mainly for adult amateurs: a
four-hand piano work Bilder aus dem Osten, Op. 66; vocal compositions Spanisches
Liederspiel, Op. 74 (for one, two, and four voices and piano), Vier Duette, Op. 78 (for
soprano and tenor), and the Song Album for the Young, Op. 79; choral compositions
Romanzen und Balladen, Op. 67 and 75; and chamber works for various solo instruments
and piano, including the Adagio und Allegro for horn, Op. 70, the Phantasiestücke for
clarinet, Op. 73, the Fünf Stücke im Volkston for cello, Op. 102, the Drei Romanzen for
oboe, Op. 94, along with the Märchenbilder, Op. 113 and the Märchenerzahlungen, Op.
132, which both have already been discussed earlier in this chapter.
29
Anthony Newcomb, “Schumann and the Marketplace: From Butterflies to Hausmusik,” in
Nineteenth-Century Piano Music, ed. R. Larry Todd (New York: Schirmer Books, 1990), 272.
41
The earliest use of the term Hausmusik was in a series of articles entitled “The
History of Hausmusik in Past Centuries” in the Neue Zeitschrift für Musik between
1837 and 1839 by the Leipzig organist and musicologist Carl Ferdinand Becker. 30 The
term soon gained common use and retained a sociological significance. With its
entertaining and pedagogical functions, Hausmusik became the focus of a musical and
cultural movement in Germany in the 1840s and beyond—a movement concerned with a
way of life founded in peaceful domestic harmony, reflected also in the domestic
architecture and the decorative arts and painting of the period. In the visual arts the best
(1856), made for the frontispiece of Wilhelm Heinrich Riehl’s song collection under the
Biedermeier 31 taste: “withdrawal from the outer tumult into that most hallowed of spaces,
the domestic interior, its security ensured by generational and cultural ties.” 32
Schumann’s Hausmusik in his late career reflected this taste. Anthony Newcomb in his
30
Daverio, 404.
31
A term applied to bourgeois life and art in German-speaking countries in Europe between 1815
(the Treaty of Vienna) and 1848 (the year of revolutions). Derived from the name of a fictitious
schoolmaster, it is used in music as a description of the everyday musical culture of the period rather than
as a designation of a school or a common creative mood.
32
Daverio, 405.
42
him the kind of public recognition that he needed to survive professionally. He had to
try something else. 33
After Schumann’s marriage to Clara in 1840, there was a hiatus of writing solo
piano music. Not until 1845, did he devote himself to a series of contrapuntal studies (Op.
56, 58, 60, and 72) for the pedal piano. When Schumann returned to piano music in 1848
with the Bilder aus dem Osten, Op. 66, and the Album for the Young, Op. 68, his ideal
now was both the socially and musically important Hausmusik. As the central point of the
musical and cultural movement in the mid-century, the concept of Hausmusik had
profound effects on Schumann. After surveying Schumann’s piano music from the 1830s,
Newcomb concludes:
The changed aesthetic goals represented in the late pieces both for piano and for small
ensemble were part of an important cultural movement in Germany’s musical world
of the 1840s—a movement embraced with deep conviction by at least part of
Schumann’s always divided personality. This movement and Schumann’s response to
it are primary factors in … the changes in Schumann’s aesthetic attitudes. 34
While Schumann’s Hausmusik resulted from social context, it was at the same
time closely related to his personal life. After their marriage, Schumann and Clara created
a household centered on music and their children. As a devoted and involved father, he
is not strange that music was also an important part of their lives. The children studied
the piano with their mother and other teachers. In a letter of 5 May 1843 to Carl
Kossmaly, who was a composer and writer on musical subjects, Schumann expressed his
33
Newcomb, 267-68.
34
Ibid., 270.
43
Times have changed with me too. I used to be indifferent to the amount of notice I
received, but a wife and children put a different complexion upon everything. It
becomes imperative to think of the future, desirable to see the fruits of one’s labour—
not the artistic, but the prosaic fruits necessary to life; these fame helps to bring forth
and multiply. 35
Inspired by his family life, which always provided him with peace and stability,
October 1848 to Carl Reinecke: “They [the pieces from the Album for the Young] are
Financial motivation was often another major reason for Schumann’s creation of
by many of the middle-class, the piano became the principal domestic instrument. For
this reason, easy piano works, piano duets, and piano-accompanied songs, all intended for
publishing. Not surprisingly, the Album for the Young, Schumann’s most admired
Hausmusik work, met with great success after its appearance in December 1848.
Schumann told his friend Ferdinand Hiller in April that the work had found “speedy
circulation.” 38 He also wrote to Franz Brendel on September18, 1849: “The Album for
Youth has found a better market than almost any recent work: I have this from
the publisher himself; and the same is true of many of my songs.” 39 Schumann received a
35
Schumann, The Letters, 242.
36
Wasielewski, 242.
37
Jensen, 231.
38
Schumann’s letter of 10 April 1849 to Hiller, in Wasielewski, 245.
39
Ibid., 246.
44
generous payment of 226 talers for the work. 40 Since his composition of Hausmusik paid
similar vein to maintain the financial success. The result was a flood of Hausmusik
in 1849 for his compositions reached the highest level by far (1275 talers). 41 Musically,
he found the quality of what was popular then, thus ensuring the music’s appeal to the
public. In the hands of Schumann, Hausmusik, particularly his piano music for children,
40
Appel, 182. He also reports that the publisher later offered Schumann an additional payment for
the unexpected success of the work.
41
Jensen, 231.
CHAPTER THREE
In early 1838 Schumann composed three piano cycles in rapid succession: the
Novelletten, Op. 21, the Kinderszenen, Op. 15, and Kreisleriana, Op. 16. The first two
works are in fact connected. Schumann originally intended to publish them together as a
Novelletten. 1 But the final decision was to put them into separate publication.
Like many of Schumann’s works, the Kinderszenen appear to have been inspired
I’ve discovered that nothing spurs the imagination more than anticipation and longing
for something or other; that was the case in these last days when I was just waiting
for your letter and filled books with compositions—strange things, mad things, even
friendly things—you will really be surprised when you play them—I often feel that
I’m going to burst because of all the music in me—and before I forget what I
composed—it was like a musical response to what you once wrote me, that I
sometimes seemed like a child to you—in short, it was just as if I were wearing a
dress with flared sleeves, and I wrote about 30 droll little pieces, from which I’ve
selected twelve, and I’ve called them Kinderszenen. You will enjoy them, but, of
course, you will have to forget that you are a virtuoso—there are titles like
“Frightening”—“At the Fireside”—“Catch me if you can”—“Suppliant Child”—
“The Knight of the Hobby-Horse”—“From Foreign Countries”—“Funny Story,”
etc., and what not. In short, you’ll find everything, and at the same time they are as
1
Daverio, 165; Jensen, 168.
46
light as air. 2
In fact, the published set in September 1839 consists of thirteen pieces, each with a
separate title. 3 Following his usual practice, Schumann added these titles after he had
composed them, as further guide to their interpretation. Although there was no dedicatee,
Schumann, in his heart, wrote these pieces for Clara. He described the nature of the work
to her as “light and gentle and happy like our future.” 4 In a letter dated April 15, 1838,
Schumann told Clara that “the Kinderszenen will probably be finished when you arrive; I
like them very much; I impress people a lot when I play them, especially myself.” 5 The
They belong only to the two of us, don’t they? And they are always on my mind;
they are so simple, warm, so quite like you; I can’t wait till tomorrow when I can
play them again. 6
From the technical view, the Kinderszenen contain no great difficulties, simple
and accessible to children, yet Schumann did not by any means have interpretation by
children in mind. Unlike his later Album for the Young, which Schumann wrote for his
children to play, the Kinderszenen were “retrospective glances by a parent and for grown
2
The Complete Correspondence, vol. 1, 123-24.
3
Robert Polansky claims that the sketches of pieces rejected from the Kinderszenen are located in
one of Schumann’s manuscripts, dated from early in 1838, now in the possession of the Library of
Congress. It contains a mixture of sketches and fair copies of piano pieces, some of which later become
part of the Albumblätter, Op. 124. See Robert Polansky, “The Rejected Kinderszenen of Robert
Schumann’s Opus 15,” Journal of the American Musicological Society 31 (Spring 1978): 126-31.
4
The Complete Correspondence, vol. 1, 225.
5
Ibid., 149.
6
Clara’s letter of 21 March 1839 to Schumann, in The Complete Correspondence, vol. 2, 123.
7
Wasielewski, 242.
47
When the work appeared, the public reaction was not entirely favorable. To some, these
pieces seemed unimportant trifles, not worth taking seriously. The Berlin critic Ludwig
1839 review of the Kinderszenen that “Schumann had set upon his piano a howling child,
and sought to give a realistic imitation of its tones.” 8 Rellstab concentrated excessively
on the supposed programmatic content and wondered whether Schumann composed the
work earnestly. The criticism called forth Schumann’s reaction on Rellstab’s fallacious
I scarcely ever saw any thing more awkward and shallow than Rellstab’s review of
the “Scenes of Childhood.” He thinks, forsooth, that I set up a sobbing child, and
sought for music in its tears. It’s just the reverse. Still I do not deny that I had a few
childish heads in my eye while composing; but the titles, of course, did not occur to
me till afterwards, and are merely hints for the execution and conception of the
music. But Rellstab can’t always look beyond A, B, C: he wants nothing but
accords. 9
The pieces are fleeting evocations of the world of children and retrospective views of
simple, they are among Schumann’s most inspired creations in their intimate poetry and
perfection of craftsmanship.
It was as a poet that Schumann first entered the world of childhood. As a “poet
and composer in one person,” 10 he expresses his intentions in the title of the last piece—
“The poet speaks,” which serves as the motto for the entire cycle. In the Kinderszenen,
childhood inspired Schumann in various ways: memories, dreams, hopes, candor, and
8
Schauffler, 326.
9
Wasielewski, 220.
10
Daverio, 30.
48
artistry and a deep poetic sensibility. Bittendes Kind (Pleading child, No. 4) is a plaintive
and longing piece in D major. It consists of four four-measure phrases, each including a
melody and its echo in pianissimo. The pleas are left with the question on its final
dominant seventh chord, other than the tonic, which is answered in the following piece in
V7
Unresolved Dominant
7th Chord
V7 I6/4
The fifth piece Glückes genug (Perfect happiness) satisfies all the child’s entreaties and
expresses a kind of naïve contentedness. The lively canonic dialogues between the
soprano and bass lines reflect Schumann’s contrapuntal studies at the time. Altered notes
49
in the piece help to create a bouncy, happy character, and the shift from D major to F
major in mm. 17 enhances the happiness. In Fast zu Ernst (Almost too serious, No. 10),
Schumann introduces the young dreamer Eusebius after the excitement of the preceding
piece, Ritter vom Steckenpferd (Knight of the hobby-horse, No. 9). The use of the
somewhat melancholic key of G sharp minor emphasizes the seriousness. Schumann here
expresses the inner meaning of the title: let children act as children. The charming lullaby
Kind im Einschlummern (Child falling asleep, No. 12) gives a loving portrayal of a
sleeping child, created by the sustained mood and appealing harmonies. The piece is in
the key of E minor, while the middle section is in the parallel E major, where the music
Example 10. Kind im Einschlummern, Op. 15, No. 12, mm. 7-16
Like the fourth piece, Kind im Einschlummern is left unfinished with a harmony other
than the tonic. In this case, it ends in A minor, the subdominant of E minor (Example 11).
50
Example 11. Kind im Einschlummern, Op. 15, No. 12, mm. 25-32
iv
Unresolved Subdominant
Chord
By this time, the childhood scenes have finished and the poet has spoken. The epilogue,
Der Dichter spricht (The poet speaks, No. 13), is the most penetratingly childlike
inspiration of all and sums up the lyric poetry of the entire cycle. It is a typical epilogue
solemn and chorale-like melody, it soon breaks off into eloquent and declamatory
Example 12. Der Dichter spricht, Op. 15, No. 13, mm. 1-12
51
It is Schumann, the poet, who speaks about childhood, his memories, and his hopes as he
thinks of Clara. With the final piece, Der Dichter spricht, the cycle ends quietly and
introspectively. Schumann has indeed perfectly combined the poetry and music, both
described by him as “the most beautiful of all the arts,” 11 into a series of crafted
Although the Kinderszenen were selected from about thirty little pieces, they are
not merely a random selection of miniatures but are rather a complete and unified cycle.
Several factors combine to produce overall consistency and unity. One of these is the
motivic interrelationship in which the opening phrase of No. 1, Von fremden Ländern und
Menschen (About foreign lands and people), provides a recurring thematic link for nearly
all the following pieces. According to Rudolph Reti, the Kinderszenen are demonstrably
11
Robert Schumann, “On the Inner Relationship of Poetry and Music, A Speech [1827],” in Linda
Siegel, trans., Music in German Romantic Literature: A Collection of Essays, Reviews and Stories (Novato,
CA: Elra Publications, 1983), 264.
12
Carl Kossmaly, “On Robert Schumann’s Piano Compositions (1844),” trans. Susan Gillespie, in
Schumann and His World, 311.
52
“a theme with variations.” 13 It is not only that of childhood theme itself but also the
musical properties of the opening piece. The motive of the rising sixth with a four-note
falling figure, 14 which opens Von fremden Ländern und Menschen (Example 13),
reappears at original pitches in Nos. 2, 4, and 11 (Examples 14a, 14b, and 14c), and at
transposed pitches in Nos. 6, 7, and 9 (Examples 15a, 15b, and 15c), among others.
Example 13. Von fremden Ländern und Menschen, Op. 15, No. 1, mm. 1-4
13
Rudolph Reti, “Schumann’s Kinderszenen: A Theme with Variations,” in The Thematic Process
in Music (London: Faber & Faber, 1961), 31-55.
14
Reti calls it “the main motif.”
53
Example 15c. Ritter vom Steckenpferd, Op. 15, No. 9, mm. 1-8
the cycle the cheerful and lively pieces (Nos. 3, 5, 9, and 11) are interspersed with other
deeply romantic and melancholic poetry (Nos. 4, 7, 10, and 13). There are also pieces
and 12). Schumann intended Nos. 4 and 5, 12 and 13 as inseparable pairs. Moreover, he
placed the cycle’s two most poignant pieces, Träumerei (Dreaming, No. 7) and Der
Dichter spricht (No. 13), in the structurally important positions of middle and end, where
the well-known Träumerei serves as a central slow movement for the set and Der Dichter
Like other Schumann’s piano and song cycles, the key scheme of the
Kinderszenen is well integrated. The principal key is G major to which the other keys
used are closely related—D major, B minor, A major, F major, C major, E minor—so
In their motivic interconnection, compositional structure, and key scheme, the pieces of
Schumann’s compositional type at this period in which small pieces are organized as a
unified whole.
56
Schumann composed the Album for the Young, Op. 68, in 1848, ten years after the
Kinderszenen. The basic distinction between the two volumes has already been noted. In
contrast to the Kinderszenen, the Album for the Young, a collection of forty-three pieces,
contains “foreshadowings, presentiments, and peeps into futurity, for the young.” 15
Like some of Schumann’s Hausmusik, the Album for the Young was first
conceived through personal and family considerations. For his oldest daughter Marie’s
and 31 August. He wrote the following entry in his household book on 31 August: “Idea
for an album for the children—miniatures for Marie.” 16 In addition to the eight pieces
(six of them appeared later in the Album for the Young as Op. 68 Nos. 2-7), Marie’s
birthday album contains six further pieces for piano, one by Schumann himself and five
Schubert. The title given for the album is “Little Pieces for Piano/for Marie’s Seventh
Birthday/the 1st of September 1848/from her Papa.” 17 The project, however, was not
finished. With his broader perspectives, probably for which his growing children had a
practical use, Schumann started to write additional pieces for piano beginning on 2
September. The entries of his household book for September show the Album for the
15
Schumann’s letter of 6 October 1848 to Reinecke, in Wasielewski, 242.
16
Appel, 171, quoting Robert Schumann, Tagebücher, Band III: Haushaltbücher, Teil II: 1847-
1856, ed. Gerd Nauhaus (Leipzig: VEB Deutscher Verlag für Musik, 1988), 469.
17
Ibid., 172.
57
completed the album with a total of forty-three pieces and was able to send them to the
publisher. He mentioned pieces in the album with especial satisfaction to Carl Reinecke
“The Album,” especially from No. 8 onward, will, I think, win many a smile from
you. I don’t know when I felt so in mood for music. It fairly gushed forth. …
The first thing in “The Album” was written for our eldest child’s birthday; and in this
way one after another was called forth. It seemed as if I were beginning my life as a
composer anew, and you’ll see traces of the old humor. 19
Schumann also recorded the event in A Little Book of Memories for Our Children, dated
on 13 October 1848: “Papa made a present of some children’s pieces to Marie for her
Schumann’s desire of writing music specifically for children could be traced back
to a few years earlier. His children, especially Marie, seemed to arouse his delight in the
subject. On Christmas day of 1841, Schumann gave Clara and little Marie (about four
months old) a charming lullaby as a present. 21 In 1846 he had the idea of composing “a
volume of ‘children’s melodies’ for piano solo for Marie,” 22 but the plan remained
unfulfilled until 1847. Schumann wrote down one of the “children’s melodies” in A Little
18
Ibid., 172-73.
19
Wasielewski, 241-42.
20
E. Schumann, 215.
21
The Marriage Diaries, 124. The editor notes that the piece was published in 1854 as
“Schlummerlied” in the Albumblätter, Op. 124 No. 16.
22
Appel, 172.
58
Marie can now play twenty-two piano exercises; on June 8 [1847], Papa’s thirty-
seventh birthday, she even played him one of his own little pieces, which goes like
this:— 23
This piece, later entitled For the Very Small, was included in the sketches of Op. 68 but
did not appear in the published edition. Schumann’s idea of producing a collection of
pieces for children also grew from his thought that the music commonly used for children
to play was poor in quality in his day. Clara noted in her diary in September 1848:
The pieces which children usually learn at their music-lessons are so bad, that Robert
hit on the idea of composing and publishing a volume (a sort of album) of children’s
pieces. He has already written a number of charming little pieces. 24
Although all the pieces in the Album for the Young were finished in about three
weeks, Schumann put careful consideration into them. According to the musical sketches,
provided by Bernhard R. Appel, 25 there are considerable revisions, showing that the total
conception of the work changed from the family consideration and private use to the
public realm and a more general artistic purpose. Originally, Schumann planned an album
23
E. Schumann, 212.
24
Litzmann, Clara Schumann, vol. 1, 446.
25
Appel, 193-98.
59
of works by himself and other composers. His selections of works by Bach, Handel,
Gluck, Haydn, Mozart, Beethoven, Schubert, Weber, Spohr, and Mendelssohn show that
at one point he considered them as pedagogical examples for music history and style.
Later, when he decided to publish the album as an opus, Schumann excluded these
works; therefore the Album for the Young consists of only Schumann’s pieces. In
addition, with the broader artistic demands, he gave a number of pieces new titles to
suggest a more general quality though they remained musically unchanged: for instance,
Op. 68 No. 3, the Lullaby for Ludwig became the Humming Song.
Schumann first offered the Album to Brietkopf & Härtel, but they declined to
I applied to Mr. Schuberth to publish them, because haste is necessary, and because
I think that he always succeeds when he likes. And I will answer for it that this won’t
be a bad bargain; for I think these will be the most popular of all my compositions.
“The Album” must have a handsome exterior. 26
The original title of the Album was Weihnachtsalbum für Kinder, die gern Clavier spielen
(Christmas Album for Children, who like to play the piano). On the requirement of
Schuberth, Schumann changed the title to Clavierstücke für die Jugend. Great care was
given to the design of the printed volume. With understanding of children, Schumann
asked his friend, Ludwig Richter, a well-known painter and illustrator, to design the
decorative title page of the work. 27 When the first edition appeared in 1848, the title page
contained ten of Richter’s vignettes, based on the titles of individual pieces in the Album.
Richter’s attractive illustrations, including The Merry Peasant (No. 10), Spring Song (No.
15), Mignon (No. 35), and the paired Wintertime I and II (Nos. 38 and 39), display the
26
Schumann’s letter of 6 October 1848 to Reinecke, in Wasielewski, 242.
27
Ludwig Richter later also provided services to Schumann’s Song Album for the Young, Op. 79.
60
and music.
When Schumann composed the Album, he had the desire to educate his own
children as well as the public. His pedagogical purpose was underlined by a list of
aphorisms, which was originally planned as referring to the individual pieces. These
aphorisms first appeared in the Neue Zeitschrift für Musik, 1850, Supplement No. 36. In
the second edition of 1851, now entitled Album für die Jugend, Schumann included them
in the Musikalische Haus- und Lebensregeln (Musical Rules for House and Life),
published as an appendix to Op. 68, which contains sixty-eight maxims for children. In
his Musical Rules for House and Life, Schumann’s pedagogical ideas “were articulated
on a more general level.” 28 His conception of the work now was a composite educational
and artistic statement, which had successfully combined the music, pictures, and texts.
Though the pieces in the Album for the Young remained simple, Schumann did
not abandon his cultured and poetic style. The lovable and tenderhearted nature in
Schumann’s music is found here. Klaus Rönnau states that the Album is “one of the few
works in the piano literature that successfully manages to combine pedagogic intentions
with artistic demands.” 29 In his review of 1849, Alfred Dörffel, a German librarian and
How very well suited they are to instruction—that is, not just to the technical
education of the hand, but also to musical education in the general sense—must
make the entire work extremely welcome to piano teachers. 30
28
Appel, 189.
29
Robert Schumann, Album für die Jugend Op. 68, ed. Klaus Rönnau (Wien: Wiener Urtext
Edition, Musikverlag Ges. m. b. H. & Co., K. G.,1979), preface.
30
Newcomb, 273.
61
Because of its size, stylistic variety, and educational value, Schumann’s Album for the
and the Little Notebook for Wilhelm Friedemann Bach. It has remained the prototype for
The Album for the Young is divided into two parts: Für Kleinere (For the very
young), Nos. 1 to 18, and Für Erwachsenere (For the more grown-up), Nos. 19 to 43,
to the more challenging contrapuntal studies and reflective style. The pedagogical
concern is evident not only in the gradation of the difficulties but also within each piece.
All of the pieces in the Album are short: only two last over three minutes (Nos. 32
and 35, Sheherazade and Mignon) and many of the others last less than two minutes.
The writing is condensed in the whole collection. Designed with children in mind,
Schumann employs no difficult keys—nothing goes beyond three flats and four sharps.
Moreover, all the pieces are in duple (2/4), common (4/4), or compound duple time
(6/8). Even without the use of triple time, the composer creates a rhythmic diversity
throughout the whole album. Each piece bears a descriptive title, with the exceptions of
Nos. 21, 26, and 30, which are designated by a triangular arrangement of stars as * *. 31
*
Also, each piece is designed to deal with a given problem of technique or a problem of
musical expression, which is not necessarily mentioned in the title but the nature of
which becomes immediately clear. The musical value of the pieces in the Album for the
Young is as important as their pedagogical and technical value. Schumann took into
account all the various components of music from the viewpoint of a Romantic
31
Clara Schumann proved that the titles to the pieces were created after they were finished. See E.
Schumann, 98.
62
In the Album for the Young there are many different references to types of genres,
forms, and styles. Some of the pieces are related to other genres of composition. They are
short, unified pieces, and each has its own drawn character which is maintained
throughout. One of the most famous among them is No. 2, Soldier’s March. The strong
dotted eighth to sixteenth rhythm found throughout helps to define the piece’s military
character. The Tarantella is explicit in No. 11, Sicilienne, and No. 36, Italian Mariner’s
Song, while the hunt is evident in No. 7, Hunting Song. The Musette appears once in The
Reaper’s Song, No. 18. Chorales are found in three pieces, No. 4, A Chorale—Rejoice, O
My Soul, No. 41, Nordic Song, and No. 42, Figured Chorale. Written in four-voice
homophonic hymn style, these pieces provide studies of basic harmonic analysis and
preparation for understanding and playing Bach’s chorales. Another group are various
types of contrapuntal pieces. In No. 16, First Loss, the descending melody, representing
the “sighs,” is followed by canonic imitations. No. 27, A Little Song in Canon, is a canon
at the octave, in which the subject comes in first in the soprano, and then in the tenor. The
subject also appears as an inversion a fifth below in the bass. This piece, along with A
Stranger (No. 29) whose A section is enlivened with imitation, prepares for the more
complex contrapuntal pieces later found in the collection. In No. 34, Theme, the one-
measure dotted motive is heard in all four voices in turns, creating continuous melodic
lines. No. 40, Little Fugue, contains a prelude and fugue, both in three voices. The
prelude is written in a contrapuntal manner, with 16th notes in both hands in scale and
broken chord figurations. The fugue subject is completely derived from the opening
63
phrase of its prelude, but Schumann artfully transforms the 2/4 perpetual-motion-like
quality into a 6/8 staccato dance-like character (Examples 17a and 17b).
Example 17a. Little Fugue, Op. 68, No. 40, prelude, mm. 1-4
Example 17b. Little Fugue, Op. 68, No. 40, fugue, mm. 1-4
The last contrapuntal study is No. 42, which is in fact an elaboration and transposition (G
major to F major) of the chorale tune in No. 4 (Example 18a). Here, Schumann provides
Example 18b. Figured Chorale, Op. 68, No. 42, mm. 1-8
65
In their formal structures, these pieces present similar features. The most common
is ternary form, which appears often in the Romantic character piece. One finds it most
times without elaboration, for instance, No. 3, Humming Song, No. 12, Knight Rupert,
No. 24, Harvest Song, No. 25, After the Theater, and No. 41, Northern Song. It appears
sometimes with a varied reprise, such as in A Little Folk Song, No. 9—the simple melody
in the right hand of the first A section is repeated in the bass with a hymn-like style in the
concluding A section. Another large group of pieces are cast in binary or rounded binary
form. Examples are in No. 1, Melody, No. 10, The Happy Farmer, No. 32, Sheherazade,
and No. 43, New Year’s Eve Song. Schumann occasionally expands the basic ternary type
to a scheme of five or more sections in a fashion similar to the rondo. A single episode
appears twice in No. 6, Poor Orphan, No. 22, Roundelay, and No. 30, and two
contrasting episodes appear in No. 18, The Reaper’s Song and No. 39, Wintertime II. Yet
one can also find some unusual formal schemes. There is a binary structure with coda in
The Little Dawn-Wanderer, No. 17. In No. 36, Italian Mariner’s Song, the two-measure
introduction of dramatic tritone reappears at the end of the piece, right before the coda.
Two pieces display a freer sectional plan, which does not correspond to any recognized
scheme: No. 15, Spring Song (AABAB coda) and No. 23, The Horseman (ABABC
coda). Finally, Schumann makes No. 31, Battle Song, unique from a formal standpoint,
differing it from all other pieces in the Album. It is written as a single continuous whole
without using any separated sections, cadences, or repeats, thus creating a continual
composers in the Album. Although excluded eventually, his idea of containing pieces in
66
addition to the chorale and contrapuntal pieces in the style of J.S. Bach, to which
Schumann had a particular affinity, there are several pieces in the Album suggesting
Mendelssohn, who was a dear friend of the Schumanns and godfather to Marie. No. 13,
May, Dear May, You’ll soon be here, is written in a style typical of Mendelssohn with
smoothly flowing melodies, abundant thematic repetition, and symmetrical design. No.
Mendelssohn, whose early and sudden death took place in Leipzig on that date. The
Remembrance was in fact a musical echo to Schumann’s note of 28 January 1848 in the A
The world has sustained a great, irreparable loss during this time in the death on
November 4 of Felix Mendelssohn. You, Mariechen, will be able later to appreciate
this. He was your godfather, and you possess a beautiful silver cup with his name.
You must value it greatly. 32
Schumann’s indication “sehr gesangvoll zu spielen” (in a very singing style) reveals that
the heart of the piece is closely linked to Mendelssohn’s Songs without Words. It is
indeed in the manner of a solo song; the expressive, sometimes ornamented, melody in
balanced phrases is accompanied by a smooth sweeping bass line, which operates with
32
E. Schumann, 214.
67
Furthermore, its melodic fragment even resembles Schumann’s own song. The melodic
line in the Remembrance recalls the opening vocal phrase of the song, “Intermezzo”
Example 19b. “Intermezzo,” from the Leiderkreis, Op. 39, No. 2, mm. 1-6
68
The three untitled numbers (21, 26, and 30) are among Schumann’s most intimate
lyrical vein and are “pure emanations of his Eusebian persona.” 33 There is no direct
explanation from Schumann regarding the enigmatic triangular pattern; however, when
Eugenie Schumann asked her mother what the three little asterisks meant, Clara replied:
“he [Schumann] might have meant the thoughts of parents about their children.” 34 Nos.
26 and 30 again are apparent in Mendelssohn’s manner, while No. 21 is associated with
Beethoven. The piece opens with a quotation of the beginning of the trio “Euch werde
Lohn in bessern Welten” in Act II in Beethoven’s Fidelio (Examples 20a and 20b).
Example 20b. Beethoven: the trio “Euch werde Lohn in bessern Welten” in Act II from
Fidelio, mm. 1-6
33
Daverio, 408.
34
E. Schumann, 99.
69
In addition, as John Daverio points out, the closing cadence of No. 21 suggests the coda
of the first movement of Schumann’s C-major Fantasie, Op. 17 (Examples 21a and 21b),
35
Daverio, 408.
70
Another Beethoven allusion takes place in No. 2, Soldier’s March, whose beginning
measures recreate in duple time the theme from the Scherzo of Beethoven’s “Spring
Sonata” for piano and violin, Op. 24 (Examples 22a and 22b).
Example 22b. Beethoven: “Spring Sonata” for piano and violin, Op. 24, 3rd movement,
mm. 1-13
71
No. 41, Northern Song, subtitled “Greeting to G,” is written as a token of homage to the
Danish composer and friend of Schumann, Neils W. Gade (1817-1890). His last name
provides the first four notes G-A-D-E in the soprano of the main theme of this chordal
Example 23. Northern Song, Op. 68, No. 41, mm. 1-4
Written in homophonic hymn-like style, the G-A-D-E motive appears each of the four-
Although the Album for the Young is written for children, it clearly represents
Schumann’s poetic and introspective style. Of course a very young pianist cannot be
expected to understand and produce the reflective tone, which is found in many of his
piano works in the 1830s. This is why more pieces of Schumann’s own distinctive style
do not appear until the second part of the album, “for the more grown-up.” Among the
pieces typical of the composer’s poetic and introspective style are the two musical
pictures of winter, the Wintertime I and II, Nos. 38 and 39. The paired movements had a
strong appeal to Ludwig Richter, and seemed to inspire his famous engraving Hausmusik.
72
Schumann made a few explanatory comments on Wintertime II, which were reported by
The forest and the ground are completely buried in snow all around; thick snow
covers the city streets. Dusk. With soft flakes, it begins to snow. Inside, in the cozy
room, the grownups sit next to the brightly lit fireplace and observe the merry round-
dances of the children and dolls. 37
the same motive written in four-voice chordal texture. The C minor tonality and the
sketches explained by Schumann are distinctly transmitted into the music. The outdoor
snow scene is featured by the recurring A section in C minor, which opens with a quiet
Example 24. Wintertime II, Op. 68, No. 39, mm. 1-6
36
Appel, 187, quoting Ludwig Richter, Lebenserinnerungen eines deutschen Malers (Stuttgart: R.
Lutz, 1922), 399.
37
Ibid., 187-88.
73
The first episode is a vivacious dance of running 16th notes in G minor, representing the
Example 25. Wintertime II, Op. 68, No. 39, mm. 25-32
The grownups by the fireplace are depicted in the second episode (Example 26). This C-
major section includes the jolly quotations of the Grossvatertanz (Grandfather Dance), a
seventeenth-century popular tune that had been used in J.S. Bach’s Peasant Cantata
(BWV 212) and the finales in Schumann’s Papillons, Op. 2, and Carnaval, Op. 9
Example 26. Wintertime II, Op. 68, No. 39, mm. 47-64
Example 27a. J.S. Bach: Peasant Cantata, BWV 212, No. 3, Recitative, mm. 4-9
75
Each piece in the Album for the Young is notable for its peculiar vividness, for the
freshness of its imagery and the abundance of its ideas. Together they constitute a
delicate collection of miniatures of childhood, not only in musical sense but also in
easy, but musically interesting pieces that children could accept was great indeed. He has
shown his extraordinary sensitivity and understanding of the simple thoughts of a child’s
mind.
CHAPTER FOUR
Shortly after the completion of the Album for the Young in September 1848,
Schumann returned to solo piano in December with the Waldszenen, Op. 82, which is a
series of forest pictures. Like the Kinderszenen and the Album for the Young, the
Waldszenen contain no great technical difficulty and exhibit the similar childlike
simplicity, freshness, naiveté, and imaginative appeal. They are accordingly used at times
as children’s pieces, although Schumann did not intend them so. The simple musical
language places the work “in line with certain aspects of the Biedermeier sensibility,” 1
thus the Waldszenen are conceived as music for a more intimate realm and not as concert
pieces.
Romanticism, for the cycle is suggestive of a walk through the forest, which was “a
central topic of German Romanticism,” 2 and attempts to represent the mood of the poetic
1
Daverio, 393.
2
Clemens Goldberg, “Going into Woods: Space, Time, and Movement in Schumann’s
Waldszenen op. 82,” International Journal of Musicology 3 (1994): 155.
77
Märchen (fairy-tale). The Märchen were cultivated by great writers such as Goethe,
Tieck, Novalis, Clemens Brentano, and E.T.A. Hoffmann. Novalis, in his Fragmente,
values the Märchen more than any other narrative forms in Romantic literature:
Fairy tales are just as the canon of the Poetical, everything that is poetical must be
like a fairy-tale, all fairy-tales are nothing but dreams of this native world which is
everywhere and nowhere. 3
With their dreamlike character and their linking of past and future, the Märchen inspired
Schumann to compose several musical counterparts in his late years, as already discussed
in the second chapter. In the Waldszenen, the fairy-tale is narrated vividly through nine
delicate and attractive pieces. Schumann combined the indescribable charm, fascinating
The forest in the romantic experience suggested the inner unity of landscape and
people and the harmony of light and darkness. As one of the richest topics in German
Romantic literature and music, it provided a source of inspiration for many writers, poets,
and composers. The most famous examples for the use of the forest before Schumann
include the novella Waldeinsamkeit (Forest Loneliness) by Tieck, poems from the novel
Ahnung und Gegenwart (Premonition and Present) by Joseph von Eichendorff (1788-
1857), the novel Feldblumen (Wildflowers) by Adalbert Stifter (1805-1868), the opera
Der Freischütz by Carl Maria von Weber (1786-1826), and the song Jagdlied (Op. 84,
No. 3) by Felix Mendelssohn. The forest also inspired Schumann to write some of his
most romantic music. Before composing the Waldszenen, Schumann had set the forest in
3
Ibid., 153, quoting and translating Novalis, Werke in einem Band, ed. Uwe Lassen (Hamburg:
Hoffmann und Campe, 1959), 414-15.
78
four of his songs in the “lieder year” of 1840. Waldesgepräch (Forest discourse),
Zwielicht (Twilight), and Im Walde (In the forest) appear as Nos. 3, 10, and 11 in the
song cycle Liederkreis, Op. 39, after Eichendorff, and Sehnsucht nach der Waldgegend
(Longing for the forest lands) appears as No. 5 in Zwölf Gedichte (Twelve Poems), Op.
35, a love song cycle after the poetry of Justinus Kerner. They are songs of nature, songs
of melancholy and happiness, songs of longing and hope, all of them coming together in
the romantic accord of the mysterious forest. In August 1848, Schumann finished the
opera Genovena, Op. 81, the last act of which takes place in a forest. Not long after that,
Schumann returned to the forest with the Waldszenen, Op. 82. Apparently, the inspiration
from the 24th of December 1848 to the 6th of January 1849. He noted the following in his
The nine pieces of the Waldszenen were written in rapid succession, yet it took
Schumann a long time to revise and polish them. 5 Changes continued to be made until
the work reached its final version at the end of September 1850. On October 8, the work
was forwarded to the newly founded Leipzig publisher Bartholf Senff for use as an
engraver’s copy. Schumann showed his high regard for this work in the accompanying
4
Eric Frederick Jensen, “A New Manuscript of Robert Schumann’s Waldszenen Op. 82,”
The Journal of Musicology 3 (Winter 1984): 73, quoting and translating Wolfgang Boetticher, Robert
Schumann in seinen Schriften und Briefen (Berlin: Hahnefeld, 1942), 447.
5
For a study and account of Schumann’s revisions, see Jensen, “A New Manuscript,” 74-81.
79
letter to Senff: “A piece I much cherish. May it bring you reward and, if not an entire
forest, at least a small trunk for a new firm.” 6 The Waldszenen was finally published in
November 1850, nearly two years after it was begun, with a dedication to Annette
Each of the nine pieces in Waldszenen bears a descriptive title, from the opening
Eintritt (Entrance) to the final piece Abschied (Farewell), suggesting the images of a visit
to the forest with various impressions and experiences. Schumann originally prefaced six
pieces in the cycle with a poetic motto. Excerpts from Gustav Pfarrius’s Waldlieder
provide the source for the mottos for Eintritt (No. 1) and Abschied (No. 9). 7 The verses
for Jäger auf der Lauer (Hunter in ambush, No. 2) and Jagdlied (Hunting song, No. 8)
come from Heinrich Laube’s Jagdbrevier. 8 The motto for Verrufene Stelle (Haunted spot,
No. 4) is linked to Friedrich Hebbel’s Neue Gedichte. The text for Vogel als Prophet
(Bird as prophet, No. 7) is chosen from Eichendorff’s Zwielicht, which Schumann had set
as No. 10 of his Liederkreis, Op. 39. In addition, Schumann planned the title page to be
headed with the poem “Komm mit!” from Gustav Pfarrius’s Waldlieder, to serve as the
6
Jensen, “A New Manuscript,” quoting and translating Boetticher, Schriften und Briefen, 470.
7
Schumann selected three poems from this volume in 1851 for his songs Drei Gedichte von
Pfarrius, Op. 119, for voice and piano.
8
In May 1849, Schumann set the two poems intended for Jäger auf der Lauer and Jagdlied, along
with three other poems from Laube’s cycle, in his Fünf Gesänge aus H. Laubes Jagdbrevier, Op. 137, for
male chorus, four horns ad lib. accompaniment.
80
However, one should notice that Schumann selected these excerpts from the seven poems
only after the whole cycle was completed. In other words, he did not draw inspiration
from them. The poems are similar in mood to Schumann’s music, and are assigned only
to serve as further guides to treatment and interpretation of the cycle and its individual
pieces. It would confirm Schumann’s usual practice that titles and/or literary associations
were generally conceived after the composition. In the end, Schumann removed these
mottos before publication, with the exception of that for the fourth piece, Verrufene
Schumann obviously intended to write the Waldszenen as a cycle, for the nine
pieces form a coherent description of the world of Romantic forest. Like many of his
piano cycles, the key relationship of the Waldszenen is such that the set can be performed
as a whole, thus constituting a suite. Schumann uses B-flat major as the key center for the
cycle, together with three closely related keys, G minor, D minor, and E-flat major.
9
Quoted and translated in Goldberg, 157.
10
Goldberg, 155.
81
The recurrence of keys plays a prominent role in the cyclic construction of the work.
Another important facet of coherence has to do with the relationships between the
Blumen (Lonely flowers), for example, recur in the following Verrufene Stelle, with the
The sixteenth notes in mm. 39 of Herberge (At the inn) recall the introduction of the
preceding one Freundliche Landschaft (Pleasant landscape) (Examples 29a and 29b).
The main melody of the final piece Abschied echoes the opening phrase of No. 6,
The two dominant scenes in the cycle, Verrufene Stelle and Vogel als Prophet, are linked
considerably. The melodic shape of the concluding phrase of Verrufene Stelle is reused
and transformed into the principal motive of Vogel als Prophet (Examples 31a and 31b).
For Schumann, the Märchen satisfied his need for self-expression and might offer
him a source of delight. Musically, the Waldszenen is presented in a manner close to the
simple and poetic Märchen. The forest for Schumann and the Romantics is an enchanted
yet eerie world: light is mixed with darkness, the charming is mixed with the terrible, and
the naïve is mixed with the sinister. In the Waldszenen, “Schumann’s characterization of
the woods combines the lovely and beautiful with the strange and ominous,” 11 organized
by the alternations and contrasts in musical effect and tonality between the separated
pieces.
The cycle begins with Eintritt, a poetic prelude in B-flat major that suggests the
encounter with the forest and a leisurely walk through it. The original motto is:
11
Carolyn Maxwell and William DeVan, ed., Schumann Solo Piano Literature: A Comprehensive
Guide, Annotated and Evaluated with Thematics (Boulder, Colo.: Maxwell Music Evaluation, 1984), 260.
12
The poem and translations are taken from Robert Schumann, Waldszenen Opus 82, ed. Ernst
Herttrich (Munich: G. Henle Verlag, 2001), comments, 30.
85
The piece opens with a tuneful and lyrical theme, closely interwoven by both hands, thus
The theme in the left hand suggests a horn call, which is described by Charles Rosen as
“the traditional Romantic evocation of the forest, the distant echoing sound that stands for
memory.” 13
But the next one, Jäger auf der Lauer, is dramatic and exciting. Written in D
minor, the music has sharp contrasts between the static tension of the half notes and the
Example 33. Jäger auf der Lauer, Op. 82, mm. 1-4
13
Charles Rosen, The Romantic Generation (Cambridge, Massachusetts: Harvard University
Press, 1995), 31.
86
The fierce chords, running triplets, repeated notes, driving rhythm, and wide-range
dynamics, all help for the agitated and dark effect. The forest has been permeated with
terror.
In the following piece, Einsame Blumen, B-flat major returns and gentle images
come back. In contrast to Jäger auf der Lauer, the harmony and rhythm of Einsame
Blumen are simple, just as what Schumann indicates at the beginning—“Einfach.” This
tender, simple, and quiet piece exudes a poetic mood and romantic magical aura that
Schumann translates with the imitative part-writing, clash of light dissonances (B and Bb
in mm. 12 and 38), and augmented chords (mm. 45, 47, 53, and 55), reminiscent of the
mysterious flowers. The theme of Einsame Blumen (Example 28a) is related to Schubert,
for it recalls Schubert’s song, “Frühlingsglaube” (Faith of Spring), D. 686 (Op. 20 No. 2)
(Example 34). 14
14
Maxwell, Schumann Solo Piano Literature, 263.
87
Moreover, Eric Frederick Jensen points out that it is related to the A major Waltz No. 13
Example 35. Schubert: Waltz, from 34 Valses sentimentales, D. 779, No, 13, mm. 1-6
The ominous side of the forest reaches its climax in Verrufene Stelle, in which
Schumann placed it as a key point in the overall design. Schumann retained Hebbel’s
Die Blumen, so hoch sie wachsen, The flowers growing here so tall
Sind blass hier, wie der Tod; Are pale as death;
Nur eine in der Mitte Only one stands dark red,
Steht da im dunkeln Roth. There in the middle.
Die hat es nicht von der Sonne: But its color comes not from the sun,
Nie traf sie deren Gluth; Whose glow it has never met,
Sie hat es von der Erde, But rather from the earth,
Und die trank Menschenblut. From drinking human blood. 16
With its extraordinary vividness, this D minor piece stands out as one of Schumann’s best
dotted rhythms, dissonant clusters of chords, suspended notes, and chromatic progression.
The beginning jerky motive introduces unease, and the marked staccato phrases in mm.
15
Jensen, “A New Manuscript,” 86.
16
Translations are taken from Daverio, 411.
88
Strikingly, the piece is written in a fashion of Baroque music style, particularly that of
Bach, through the use of French-overture rhythm, contrapuntal writing, and short trills.
harmonically sequential manner. The last seven measures of the piece contain a passage
of tonic-pedal point. The Baroque style sets Verrufene Stelle apart from the rest of the
The bright color and dream-like air, however, return in the next piece Freundliche
Landschaft (B-flat major), which is followed by another pastoral and peaceful moment in
Herberge (E-flat major). Herberge is full of warmth and kindness. The folk-like melody
Eichendorff’s poem, which appears as the third song in his Liederkreis, Op. 39
Example 37b. “Waldesgepräch,” from Liederkreis, Op. 39, No. 3, mm. 1-4
Schumann’s juxtaposition of the light with darkness continues: the above two
tuneful scenes are followed by the weird and delicate Vogel als Prophet in G minor, the
most inspired and famous piece in the Waldszenen. Schumann originally prefaced it with
a line from Eichendorff’s poem Zwielicht, which he had already set in his Liederkreis,
Op. 39.
According to Jensen, the marvelous birds were consistently used in the Märchen. 18
Schumann uses the high register of the piano to imitate the bird calls, which feature
17
Schumann, Waldszenen Opus 82, comments, 31.
18
Jensen, “A New Manuscript,” 86-87.
90
dissonant downbeats, dotted rhythms, and fast broken-chord figures much of the time
(Example 38).
chromaticism, and fragmented phrases lend this piece a somber mood of the fear of an
even emphasized the contrasting moods within this individual scene. As opposed to the A
section, the tranquil middle section is written in a homophonic chordal style in the tonic
major, appearing as a prayer for the relief. Vogel als Prophet, along with Verrufene
Stelle, has found its fame more independently than their companions. These two pieces,
The two pieces about hunting were originally headed with lines from Laube’s
Jagdbrevier. The motto selected for Jäger auf der Lauer (No. 2) describes the hunter’s
expectations before the hunt, while the motto intended for Jagdlied (No. 8) expresses the
fulfillment of the expectations. The brightness and light come back in this lively hunting
song in E-flat major. The imitations of horn calls and the quick 6/8 meter with the
Finally, Schumann bids farewell to the forest journey with a tenderly lyrical and
The piece in fact has a tendency to song-like gentleness and is in the musical tradition of
and Nachtstüscke, Op. 23, a poetic thought suggesting a final summing up and calm
closing of the cycle. Abschied is written in a texture of expressive melody with pedal-
point accompaniment, with the repeated triplet chords inserted in the middle part. The
19
Schumann, Waldszenen Opus 82, comments, 31.
92
landscape resolves itself into the Märchen, of which they are the most subtle essences
and reflections of children’s nature. These forest scenes of dream-like poetry are filled
reminiscences and longing for lost childhood. For Schumann, the landscape, Märchen,
and childhood were one in the Waldszenen, and they together became an idealized world
20
Rosen, 221.
93
Schumann completed six sonatas for solo piano, which fall into two widely
separated groups, the three large sonatas (Op. 11, 14, and 22) written intermittently
between 1833-1838 and the three little sonatas (Op. 118) dated in 1853. 21 Besides them,
his early approach to the sonata is also evident in the works planned originally as sonatas
but later were given different titles: the Allegro, Op. 8 (1831), Fantasie, Op. 17 (1836),
During the 1810s and 1820s, early romantic composers such as Weber, Schubert,
and Mendelssohn composed numerous sonatas. From the 1830s, however, there was an
apparent decline in sonata production for piano. There were many interdependent reasons
for this decline. The most important perhaps is that, as Charles Rosen points out, the
compositional styles after 1830 were not especially suitable for dealing with sonata form,
The genre was not capable of conveying the content of Romantic music, and composers
increasingly favored small-scale character pieces for piano. However, the truth that great
Romantic composers such as Chopin, Schumann, Liszt, and Brahms all composed piano
21
Schumann wrote some early sketches of piano sonatas or sonata movements: two movements of
a Sonata in A-flat major (1830), movements of an unfinished Sonata in F minor (1833-1837, referred to as
“Sonata No. 4”), and sketches of another unfinished Sonata in B-flat major (1840). See William Newman,
The Sonata Since Beethoven, 3d ed. (New York: W.W. Norton and Company, 1983), 262.
22
The Allegro has been conceived as the first movement of a planned Sonata in B minor.
Schumann originally called the Fantasie “Grosse Sonate für das Pianoforte,” and he described the
Faschingsschwank aus Wien as a “great romantic sonata.” See Newman, 263; Kathleen Dale, “The Piano
Music,” in Schumann: A Symposium, ed. Gerald Abraham (London: Oxford University Press, 1952), 42-43,
45.
23
Charles Rosen, Sonata Forms, revised ed. (New York: W.W. Norton and Company, 1988), 365.
94
sonatas in their early careers proved that there was still continuing high regard for the
genre.
The three large piano sonatas (Op. 11, 14, and 22) are Schumann’s early works,
written in the traditional conception of the genre as Beethoven and Schubert had done.
They are all in four movements and the basic schemes are similar: the big opening
movements in sonata form, the slow movements in ternary form or variations, the
scherzos with trio, and the large finales in sonata or rondo form. The three sonatas of Op.
118 are sonatas in miniature, again, each consisting of four movements, the last two of
which carry descriptive titles. In this aspect they combine features of both the sonata and
the suite. Although they can be played individually, Schumann intended them as a set of
works because the last movement of the Third Sonata recalls the principal theme of the
First Sonata.
The list of Schumann’s compositions in early 1853 includes the ballad Das Glück
von Edenhall (Op. 143), Fest-Ouveture on the Rheinweinlied (Op, 123), piano
arrangement of the Overture, Scherzo, and Finale, and the piano accompaniments for J.S.
Bach’s unaccompanied violin sonatas and cello suites. From May 28 to June 9, he
worked on the Seven Piano Pieces in Fughetta Form (Op. 126). In the following two
June 11 to 24, “Scenes of Childhood” for the piano, in G major; two easy sonatas
for the young, for the piano (in D major and C major), Op. 118. 24
Schumann at first separated the First Sonata from the other two, naming it Kinderszenen.
The works were once called “Children’s Sonatas” by Clara, who remarked upon them as
24
Wasielewski, 181.
95
“Kindersonaten, for such child-performers as never were.” 25 The set was eventually
The three sonatas of Op. 118 are dedicated to Schumann’s three oldest daughters:
No. 1 for Julie, No. 2 for Elise, and No. 3 for Marie ages eight, ten, and twelve
correspondingly, although they are generally at a high level. Within the works, there are
sonata form, theme and variations, binary form, ternary form, and rondo form. All of the
forms are not written in a complicated pattern, but are resolved in a simpler and more
youthful way, being more accessible and elaborate. The different manner in which the
dedications of these three works were made personalizes each of their legacies. In this
regard, Schumann’s own words in A Little Book of Memories for Our Children and
about the characterization of the three girls, their characters and their aptitudes.
The First Sonata was composed in remembrance of Julie. Since Julie was too
young at the time, Schumann did not record her characterization similar to that of Marie
and Elise in A Little Book of Memories for Our Children. But there are still some clues:
Julchen [Julie] is not unlike Marie in looks, but she is much quieter and more
obstinate, and mentally backward by about a year compared with Marie at the age of
two. … Julchen is like a graceful little doll; I have never known so charming and
well-mannered a child. 26
25
Litzmann, Clara Schumann, vol. 2, 37.
26
E. Schumann, 211, 215.
96
Julchen does not grow; she remains small and thin. But her mind is not as backward
as her tiny physique would lead one to believe. She is obstinate, however, and takes
no interest in her elder sister’s games…. Julchen often shows signs of a keen
intelligence, side by side with greediness. She often says the most amusing things. 27
Irresistible charm … a face of such unusual charm that no one could look upon it
without joy. Yet this would not convey the nobility … the sweetness of disposition,
the vivacity of her emotions and her mind. 28
In 1853, Julie was only eight years old and probably did not have the distinctive
characters as those of her older sisters, and for that reason Sonata No. 1 in G major
remains a childlike and naïve piece, short and simple both in structure and style. There is
a charming simplicity and a spirit of naiveté in the opening movement in ternary form. In
the A section the tuneful and expressive melody moves against a steady accompaniment,
which has parallel melodic lines and occasional contrary motion. The middle section is a
reflection of Julie’s obstinacy, featuring primarily chordal writing and forming a lovely
contrast in the movement. The second movement is a concise theme and variations in E
minor. The theme itself is only six measures in length, and is written in homophonic style
with many rests. The following four variations each begin with rhythmic and textural
changes, going from eighth notes to triplets, to quarter notes in the parallel major, and
The third movement (C major), entitled Doll’s Cradle Song, is a charming lullaby
in ternary form, similar in style to the first movement with a single-note melody with a
moving accompaniment in eighth notes in the left hand (Example 40a). Brahms echoed
the principal theme of Doll’s Cradle Song in the third movement Andantino of his
27
Ibid., 215, 217.
28
Ibid., 61.
97
Example 40a. Sonata No. 1, Op. 118, 3rd movement, mm. 1-4
Example 40b. Brahms: Clarinet Quintet, Op. 115, 3rd movement, mm. 1-4
Maybe he was thinking of Julie, about whom Brahms once wrote “it is difficult to think
of her without emotion.” 30 The final movement is titled Rondoletto. With the lively 3/8
meter, it is the most pleasing of the four movements. The main section is spirited and
vivacious. The second episode in D major beginning from mm. 93 (Example 44b)
29
Schauffler, 360.
30
E. Schumann, 62.
98
Julie’s “unusual charm.” The long coda section employs canonic imitations between the
Romantic composers often used cyclic principles in their works for the sake of
unity. In the First Sonata of Op. 118 Schumann employs a “descending motive” as a
unifying device for the whole work. The motive in the first movement is the basic shape
Example 41. Sonata No. 1, Op. 118, 1st movement, mm. 1-4
Example 42. Sonata No. 1, Op. 118, 2nd movement, mm. 1-3
99
The themes in the third and fourth movement feature extension of the main motive, with
Example 43a. Sonata No. 1, Op. 118, 3rd movement, mm. 1-4
Example 43b. Sonata No. 1, Op. 118, 3rd movement, mm. 31-34
Example 44a. Sonata No. 1, Op. 118, 4th movement, mm. 1-4
Example 44b. Sonata No. 1, Op. 118, 4th movement, mm. 93-105
100
The Second Sonata in D major was written in memory of Elise. Schumann wrote
Stubborn, very naughty, often had to fell the birch, greedy. Has very high spirits,
more sense of humor than Marie; thoughtful too, as though reflecting upon things….
When thwarted, struggles with hands and feet.
Lieschen [Elise] reminds me of my late mother, your grandmother. Her humour and
occasional sallies continue, also her spells of thoughtfulness and unreasonable fits of
temper. But she often amuses us with her funny ideas, her resourceful wit and original
appearance. 31
The stubbornness showed her determined spirit and desire for independence. According
to Eugenie Schumann, Elise began to build up her life at a very early age. She went to
Frankfurt to settle down as a music teacher in 1865 at the age of 22. Eugenie wrote to
her:
You were the most original of the whole crowd…. Your self-confidence, the lordly
way in which you used to deal with matters great and small, gave us no end of
amusement…. Whatever you were doing, you did it with all the passion underlying
your nature. Not a word could we get out of you for hours when you were bent upon
some occupation. 32
rhythm, harmony, and texture. Both the outer movements are in sonata form, and the two
intervening movements are in binary and ternary form respectively. The first movement
Allegro begins with an active and spreading melody, which emerges from the rather
inactive supporting chords in the left hand (Example 45). The movement is repetitious
31
Ibid., 207, 211.
32
Ibid., 59-60.
101
Example 45. Sonata No. 2, Op. 118, 1st movement, mm. 1-3
There is an energetic passage (mm. 35-42) at the end of the second theme, featuring
exceptionally beautiful melody (mm. 43-45) follows immediately, leading to the quiet
close of the exposition. Moving in two-measure phrases, the sixteenth-note motive in the
development is carried over, intensified, and leads to the climax at mm. 76. Harmonic
motion (exploring related keys of E minor and A minor), imitative lines, and non-
harmonic tones all play important roles in effecting the intensity and drama. The tightly
constructed first movement represents the regular sonata form, and the whole suggests
that the second daughter was more proficient than her younger sister.
contrapuntal studies of J.S. Bach in 1845. This strict two-part canon at an octave
basically consists of repeats and their transpositions. It is not written as a serious study in
counterpoint. Here, the Canon appears rather as a lively character piece. If the Canon
represents the high-spirited and humorous side of Elise, then the third movement,
Example 46. Sonata No. 2, Op. 118, 3rd movement, mm. 1-5
The bright joviality of the fourth movement, Children’s Party, is in direct contrast
to the Evening Song, and is the most technically demanding of this sonata. The bouncing
notes in the upper register. The left hand accompaniment features dance-like chords and
Example 47. Sonata No. 2, Op. 118, 4th movement, mm. 1-4
The secondary theme, beginning at mm. 20, is presented in the left hand in closely spaced
staccato triads and their inversions. Its indication, “very marked,” and excitement exhibit
Elise’s dominating personality. The development is similar in style and texture to the
exposition. Much of the same melodic materials appear, interspersed with a brief new
idea, which is derived from the accompanying figure in mm. 5-6. The development
provides harmonic interest through the use of chromaticism, and the driving rhythm and
103
running sixteenth notes throughout help to create tension. Children’s Party is a continual
the Sonata.
The Third Sonata, dedicated to Marie, is written with a more mature approach,
both technically and musically. Schumann noted the characters of the five-year old Marie
as:
In A Little Book of Memories for Our Children, there are many references to Marie and
one can perceive that the first-born daughter received the greatest amount of attention
from her father. Eugenie wrote the following description to her older sister Marie:
Although Eugenie’s retrospective characterization was not for the twelve-year-old Marie
(the age of which her sonata was written), it no doubt offered an apt description.
Schumann created a musical portrait for Marie in the Third Sonata, attempting to express
33
Ibid., 207, 212.
34
Ibid., 57-58.
104
The movements of the Third Sonata portray strongly contrasted moods, to which
one could easily recognize the described characters of Marie. The work (C major) opens
with another regular allegro-sonata movement. In this “March tempo” movement, the
healthy and high-spirited Marie is heard distinctly in the principal theme, whose strong
dotted rhythm and sforzandos give the impetus to this brisk march (Example 48).
Example 48. Sonata No. 3, Op. 118, 1st movement, mm. 1-6
Her kindness and warm-heartedness are expressed in the secondary theme beginning at
mm. 16, with interplay between the soprano and tenor. The development is built on the
melodic lines of the principal theme, intensified through the frequent harmonic shifts but
without complications. The three-note motive in dotted rhythm is found throughout the
entire first movement in various forms and places. The musical effect is wide-ranging
uniformity.
105
reflective piano pieces. The one-measure motive in dotted rhythm dominates the chordal
texture of the A section. The sustained D-minor melody in the B section is interjected by
a running flow of sixteenth notes. The phrases offer chromatic harmonies and imitative
and thoughtful phrasing make the second movement just as introspective in quality as the
Example 49. Sonata No. 3, Op. 118, 2nd movement, mm. 1-3
Marie’s cheerfulness and “furor teutonicus” are reflected in the third movement, Gypsy
sixteenth triplets, with a slightly exotic atmosphere. In the middle section, the stormy
outbreak of full sonorous scales interjects twice, each time answered by the main motive.
The last movement is entitled A Child’s Dream. There are many musical,
dynamic, and tempo nuances incorporated into this piece, such as the energetic staccato-
note sections (mm. 59-62 and 91-99) and the passage of horn-call effects (mm. 74-80).
The exposition of this movement contains an intriguing thought: the swaying and amiable
first theme in 6/8 meter is interrupted twice, but not disturbed, by the reminiscence of the
106
principal theme in 2/4 meter from the First Sonata dedicated to Julie (Examples 50a and
50b).
Example 50a. Sonata No. 3, Op. 118, 4th movement, mm. 32-38
Example 50b. Sonata No. 3, Op. 118, 4th movement, mm. 43-50
The quotation perhaps has a double meaning. First, Schumann might use it to typify the
great affection and affinity between the children. Julie was the first child in the family
whose growth Marie could sensibly witness. The “affectionate” trait developed Marie
into a maternal instinct. After Schumann’s tragic death, Marie (at the time only fifteen
years old) emerged to become “a second mother” 35 to her younger siblings for years.
Second, Schumann possibly made an effort to express himself through Marie’s mind. The
35
Ibid., 57.
107
Schumann, childhood is a dream, which is an invisible link to connect his past and
present. It was only through dreams that his world of childhood could be easily
recovered.
CHAPTER FIVE
The history of the piano duet, a composition for two players either at one
instrument or two, began in the mid-eighteenth century. However, the genre blossomed
and was enormously popular during the nineteenth century. Composers continued to
produce many original four-hand compositions at that time, and the piano duet became a
Social changes and the development of the piano in the nineteenth century both
gave rise to the prolific production of piano duets. The new and less cultured middle
Hausmusik came to be written due to their great demand for more music. Because it was
suited for domestic music making and provided opportunities for social gatherings, piano
duets were widely accepted by adult music amateurs and young people. From a musical
wider keyboard, felt-covered hammers, longer strings, added pedals, and strengthened
construction, all of which made it more comfortable for two players to sit side by side (at
one piano), and enabled new possibilities of sound production. In addition, there was
109
another important use of the piano duet: in a time with no recordings and radio
broadcasts, piano duet arrangements were often the best way of becoming acquainted
with symphonies, operas, chamber music, and choral works. Publishers issued many such
As opposed to the “greater virtuosity” of the two-piano duet, the duet at one piano
tends toward “a chamber music style” 1 and virtuosity is not a chief element of the genre.
The works are usually gay and lighthearted, although sometimes composers took
advantage of a full and rich sonority from four hands. There was a large repertory written
for the genre, with a wide scope represented on the one side national or pseudo-national
dances (i.e. Schubert’s Marches and Polonaises, Brahms’s Waltzes and Hungarian
Dances, Dvorak’s Slavonic Dances) and on the other side the highly substantial works
Compared with his entire musical output, Schumann’s contributions to the piano
duet repertory (one piano, four hands) are minor, including five collections of pieces: 2
Eight Polonaises, WoO 20 (1828), Pictures from the East, Op. 66 (1848), the Twelve
Four-Hand Piano Pieces for Small and Big Children, Op. 85 (1849), the Ball Scenes, Op.
109 (1851), and the Children’s Ball, Op. 130 (1853), all of which belong to his playful
among his own works or in duet repertory as a whole. However, each set is full of the
1
Ernest Lubin, The Piano Duet: A Guide for Pianists (New York: Grossman Publishers,
1970), 2.
2
Schumann also composed a set of variations on a theme of Prince Louis Ferdinand of Prussia for
piano four hands in 1828, but only fragment survives.
110
In his piano duets, Schumann has been very specific in dynamic indications,
which encompass a wide range of effects. He often constructs the melodic lines in four-
or eight-measure units, which are immediately repeated. This practice gives balance and
continuity, but the frequent recurrences sometime become tiresome, especially when the
musical material is simple. As regards the disposition of the musical and technical
importance between the two parts, it may be said that in more complicated collections,
such as the Pictures from the East and Ball Scenes, the parts are treated as equal partners
and each is given an equal share of textural and harmonic interest. In the simpler
collections of the Twelve Four-Hand Piano Pieces for Small and Big Children and
Children’s Ball, the secondo is most frequently an accompaniment while the primo
the melodic ideas are Schumann’s accompaniment patterns, which provide great variety
Of the five collections of piano duets, the Twelve Four-Hand Piano Pieces for
Small and Big Children, Ball Scenes, and Children’s Ball are composed deliberately for
children, more accurately, for Marie and Elise. There are at least three purposes for which
Schumann wrote for the genre for his children. First, it is obvious that Schumann
composed piano duets for instructional purposes in order to teach his two daughters.
Through duet playing the children could learn how to play music with others—they could
get a feeling for melodic line and steady rhythm, as well as the sensitivity of the shifts of
role, to know what should project and what should be subordinated. Second, these sets of
111
duets were evidently written with pleasure in order to give pleasure. Duet playing is
usually so much fun, socially as well as musically, and children would find greater
musical enjoyment in duet than in solo playing. Third, they were composed for
commercial reasons, for profit through publications. Since the genre readily met with
wide acceptance and became profitable for composers and publishers alike, Schumann
Encouraged by the immediate popularity and great success of the Album for the
Young, Op. 68, which was published in December 1848, Schumann returned to piano
music for children in September 1849 with a set of pieces for piano duet, entitled Twelve
Four-Hand Piano Pieces for Small and Big Children. The work was recorded in his list
10th to 15th September, childish pièces à quatre mains for the piano, in two parts
(six numbers). … From Sept. 27 to Oct. 1, two more parts of the childish pièces à
quatre mains for the piano, six numbers (Op. 85). 3
The twelve pieces all bear descriptive titles, written in a similar character to the
Album for the Young, Op. 68. The first piece of the set, Geburtstagsmarsch (Birthday
march), was composed as a present for Clara’s thirtieth birthday on 13 September and
intended to be performed by Marie and Elise for their mother. Schumann asked Emilie
3
Wasielewski, 165.
112
Steffens, a friend of the Schumanns, to work on the March with Marie and Elise. 4 But the
In her diary on September 20, Clara mentioned three recently composed pieces for piano
Three more pieces for four hands have followed: Am Springbrunnen (At the
Fountain), Reigen and Turniermarsch (March to the Tournament). The first is most
charmingly original—dream-like; one feels oneself carried inside the fountain, and
sees all sorts of curious things in it, such as the ball which turns about so funnily and
at last comes back to its first position, in short one dreams with the music without
knowing it until the end of the piece, when in high delight one turns smiling to one’s
neighbour. This is what happens to us when we (Robert and I) play it together. 6
Christmas evening, 1849, … when Robert and Clara played duets, some of the newly-
published Op. 85, Twelve Pianoforte Pieces for Four Hands for Children, Little and
Big. Robert played the Bear’s Dance with exquisite humour, smiling roguishly while
imitating with his hands the clumsy movements of the bear. 7
The Twelve Four-Hand Piano Pieces for Small and Big Children were in fact
published in August 1850 by Schuberth publishing house. The publisher extolled the set
as a continuation to the Album for the Young, Op. 68, thus a “Second Album.” 8 Like the
4
Niecks, 249.
5
Litzmann, Clara Schumann, vol. 1, 458.
6
Ibid.
7
Niecks, 252.
8
Ostwald, Schumann, 226.
113
Album for the Young, the twelve piano duets are graceful, fresh, and melodious character
pieces, making few technical demands. Similarly, Schumann uses only easy keys in these
pieces, as he did in Op. 68, with the exception of the last one, Abendlied (Evening song),
which is written in D-flat major. Moreover, the second piece Bärentanz (The bear’s
dance) arises in connection with an early version of the Album for the Young.
Schumann’s Birthday Album for Marie, 9 which eventually developed into the Album for
the Young, contains a Bärentanz as No. 6. Though omitted in the printed edition of Op.
68, 10 the piece recurred to Schumann’s mind when he worked on Op. 85 and several parts
of it were used in the resultant Bärentanz as piece No. 2 of the Twelve Four-Hand Piano
Pieces for Small and Big Children. Both pieces display the same structural and stylistic
features: they are all in A minor, 2/4 meter, and at opposite extremes of the keyboard,
with an agile melody on the top and drone acciaccatura open fifths at the bottom
9
An album of fourteen pieces given to Marie’s seventh birthday on 1 September 1848. See
Chapter Three.
10
The piece appeared in print in an edition containing seventeen additional unpublished pieces
from the Album for the Young. Robert Schumann, Pezzi inediti dall’ “Album per la Gioventù,” op. 68, ed.
Jörg Demus (Milan: G. Ricordi, 1973), 18.
114
The twelve pieces of Op. 85 are not a cycle, but a set of independent pieces,
which individually are not bound together tonally or thematically. Throughout Schumann
employs simple three- and five-part schemes, often organized in rounded binary form.
Table 3. The Twelve Four-Hand Piano Pieces for Small and Big Children, key and
formal schemes
Possibly still in the enthusiasm for his Four Marches, Op. 76, completed in June
of the same year for piano solo, Schumann wrote three marches in Op. 85. Full of vigor
and vitality, they are rich in rhythmic impulse and original melodic ideas. The first one,
Birthday March, is short and simple with a stately stepping bass and a quiet, melodious
115
middle section. A notable feature of this piece is the occurrence of a nine-measure phrase
(mm. 9-17), which is a comparative rarity in Schumann’s piano duets. The other two
marches are more complex and contain greater vigor. The Croatian March (No. 5) is a
military march with fanfares and drum rolls. It has a bold and vigorous melody in A
minor, characterized by the dotted rhythm and triplets. The lighter B section in F major
forms a brisk contrast, while the C section is closely related to the main theme due to its
martial character and the same key area. The Tournament March (No. 7) is the longest of
the three marches. It follows the form of the first (ABA), but each section has been
greatly expanded. This piece is characterized by the gaiety of its march and the romantic
air of its middle section. The introduction opens with trumpet calls in C major and the A
section is in Schumann’s most vigorous and spirited style, full of dotted rhythm,
The B section is in the subdominant and passes through B-flat major, G minor, and back
to F major, much of its charm being due to its poised rhythm of triplets.
A glance at the titles of individual pieces reveals the spirit of the Twelve Four-
Hand Piano Pieces, Op. 85. Besides dancing, playing hide-and-seek, telling jokes and
ghost stories, there are also reflective pieces (Nos. 3, 4, 6, and 12), which are rather
wistful in mood. Two pieces in the set highlight the different characters respectively. By
the Fountain (No. 9) is a particularly well-received piece for its delight and utmost
possible”), quite beyond the capacity of a child. The primo and secondo parts are of
nearly equal importance; the secondo has become a participant in the melodic fabric. The
harmonic language is more complex (i.e. use of B-flat major for the contrasting middle
the modulatory sections (mm. 19-24). The layout for both parts is extremely active, with
constantly moving sixteenth notes alternating between two hands (Example 53).
The evocative sonority “effectively conveys the lulling sound of cascading waters.” 11
The final poetic Evening Song (No. 12) was one of the most famous of
Schumann’s compositions in the nineteenth century. The piece, a slow and introspective
statement, is scored for three hands, with the primo playing a single tender melody
throughout and the secondo providing the entire harmonic foundation in pianissimo
(Example 54).
11
Kathleen Dale, Nineteenth-Century Piano Music: A Handbook for Pianists (London: Oxford
University Press, 1954; reprint, New York: Da Capo Press, 1972), 292.
118
The pianistic style of this piece accords perfectly with the simplicity of its expressive
character. Many composers and musicians, such as Joseph Joachim, Camille Saint-Saëns,
and Sir Thomas Beecham, have made arrangements of the piece. Robert Haven
(April 10, 1868) in the cathedral at Bremen in honor of Clara, who was present. 12 The
fact suggests that the piece was widely known at the time.
The Ball Scenes, Op. 109, and the Children’s Ball, Op. 130
Schumann’s last two sets of piano duets, Ball Scenes: Nine Character Pieces and
Children’s Ball: Six Easy Dance Pieces, were written in 1851 and 1853 respectively. The
two duets are similar in conception and character, both being collections of dances.
Moreover, the two works are linked to each other in an unusual way. Wasielewski
12
Schauffler, 368; Lubin, 92. Clara Schumann’s diary describes the first performance of the
Requiem and notes that the event was on 10 April 1868, but she did not mention the performance of the
Abendlied. See Litzmann, Clara Schumann, vol. 2, 258.
119
The entry of Schumann’s list of compositions refers to the Ball Scenes: “June,
1851, five more four-hand pieces for the “Children’s Ball” (Op. 109).” 14 The word
“more” implies that the four other pieces in Op. 109 had already been composed by then.
Clara, in her diary, noted a private performance of the Ball Scenes at Schumann’s home.
Liszt and his mistress, Princess Carolyne Wittgenstein, came to Düsseldorf and, along
with other guests, visited Schumann’s house on 1 September 1851. In that afternoon there
was home music-making, including a performance of the Ball Scenes, which at that time
We had a great deal of music, and played Robert’s second symphony (the 4 of us),
Springbrunnen and Kroatenmarsch from the Album [Op. 85], then the whole of the
Kinderball [Op. 109]… 15
The decision to reword the title of Op. 109 to “Ball Scenes” was taken in August 1853.
The work was published in October 1853 by publisher Schuberth in Hamburg, with a
The Children’s Ball, Op. 130, was Schumann’s last piano composition for
children. It was composed for the most part in September 1853, as noted in his list of
compositions:
13
Wasielewski, 175-76.
14
Ibid., 174.
15
Litzmann, Clara Schumann, vol. 2, 26-27. It is not clear from this quotation of her diary
whether Clara played the duets with Schumann or with Liszt.
120
Sept. 18 to 20, “Children’s Ball;” six four-hand piano compositions (the minuet dates
from 1850), Op. 130. 16
Clara mentioned the work twice in her diary. On 24 September 1853 she wrote: “Robert
has finished a charming Kinderball for four hands.” 17 On 7 October she recorded: “This
evening I played Brahms Robert’s BACH fugue [Op. 60], and then played the new
Kinderball with Robert.” 18 The set was published by Breitkopf & Härtel in Leipzig in
March 1854, by which time Schumann had already been in the asylum in Endenich.
Both the Ball Scenes and the Children’s Ball are character pieces comprising
French, and Scottish. An opening Préambule and concluding Promenade frame the seven
intervening dances of the Ball Scenes, which include a Polonaise, a Hungarian Dance, a
French Dance, a Mazurka, an Ecossaise, and two Waltzes. In the Children’s Ball, four
dance types (Polonaise, Waltz, French Dance, and Ecossaise) that appeared in the
previous set are retained. Schumann omits the Préambule and Promenade as well as the
Hungarian Dance and Mazurka, substituting with a Minuet and a Round Dance.
works, such as the waltz and the polonaise that prevail in Papillons and Carnaval.
Compared to the majority of his solo works, the dances in Op. 109 and 130 are much
lighter in character. Although some dances are brilliant in nature, they are typical of the
charm of Hausmusik and never exceed the limits of Schumann’s delicate chamber music
style. These dances show the influence of Schubert, whom Schumann greatly admired,
16
Wasielewski, 181.
17
Litzmann, Clara Schumann, vol. 2, 44.
18
Ibid.
121
and are tuneful, often humorous pieces, ideally suited for musical recreation. Their
harmonic languages are primarily diatonic and equable, though without lacking in
fluctuations. All the dances, with two exceptions, are in ternary form, each including a
contrasting middle section usually with new thematic material in an opposite mood or
melodious style.
In the dances of the Ball Scenes and Children’s Ball, Schumann retains his highly
individual expression and catches the subtle flavor of various dance styles. The three
waltzes (Op. 109, No. 3, No. 8, and Op. 130, No. 2) are beautifully finished miniatures,
light and airy in mood, clearly in the atmosphere of domestic music-making. All written
in G major, they are rather slow in tempo and they avoid brilliant embellishment or
bravura figuration. The delicacy of their melodic ideas, the beauty of their harmonic
progression, the flexibility of their rubato, and the intimate tenderness of their emotion
reflect the graceful, sophisticated, and elegant style of the waltz (Examples 55a, 55b, and
55c).
Two of the waltzes, Op. 109, No. 3 and Op. 130, No. 2, are simple in their formal
outlines, but the Waltz of Op. 109, No. 8 is an unusual amalgam of ternary and rondo
123
forms. The piece proceeds in a series of clear-cut short sections, some of which recur
periodically.
Table 4. Walzer, from the Ball Scenes, Op. 109, No. 8, formal outline
The two polonaises in both sets (Op. 109, No. 2 and Op. 130, No. 1) are fresh and
delightful pieces, containing some of Schumann’s most engaging music. They are
charming dances, full of varied melodies and poetic fancies, and almost Chopinesque.
Typical of the authentic polonaise, they are in moderate triple meter with vigorous
rhythm appropriate to the dance. Both polonaises are in ternary form. Following
Schubert’s examples, the A sections are relatively brilliant and majestic, while the trios
are particularly felicitous in their grace and delicacy. Both trio sections make use of
imitations, which occur between the primo and secondo in Op. 109, No. 2, and between
the two hands of one player in Op. 130, No. 1. It is also noticeable that the main theme of
the Polonaise in the Children’s Ball is recycled from the principal theme of Marie’s
sonata in the Three Piano Sonatas for the Young (Op. 118, No. 3; Example 56a).
Accompanied by the distinctive rhythmic pattern of the polonaise, the theme makes a
Example 56a. Sonata No. 3, Op. 118, 1st movement, mm. 4-6
The musical styles of other dances are also vivid and picturesque. The ornaments of the
Hungarian Dance (Op. 109, No. 4, B minor) play a prominent part in the musical
material. Its piano writing creates an exotic atmosphere by imitating the color-effects of
the cimbalom (a Hungarian box zither), reproduced by grace notes, trills, and a swirling
The Mazurka (Op. 109, No. 6, G minor) is written after the moderate mazur, one of the
three regional types of the dance. 19 With the indication “Sehr markiert,” it is fiery and
invigorating in character. The main rhythmic feature of the piece is the irregular
accentuations, often on the second beat, and its melodic pattern is characterized by the
grace notes, ornamental figures, wide leaps, and scale-runs. Drone bass also appears in
the secondo at the beginning, as the usual accompaniment to the dance (Example 58).
19
The other two types of the mazurka are the slow kujawiak and the fast obertas or oberek.
126
These characteristics, all typical and important to the mazurka, make the piece highly
effective. The Minuet (Op. 130, No. 3, D major), marked “etwas gravitätisch” (a little
serious), consists of three sections, each section being in binary form, with the regular
phrases constructed of four-measure units. In contrast to the slow and stately minuet,
there are two types of contredanse (country dance) in both sets: the French Dance (Op.
109, No. 5 and Op. 130, No. 5) and the Ecossaise (Op. 109, No. 7 and Op. 130, No. 4).
They are fast and energetic, written in the lively 2/4 (Ecossaise) and 6/8 (French Dance)
times and employ simple motivic and textural qualities typical of the dances.
127
Although the three sets of piano duets cannot surpass the beauty of his solo piano
music for children, they are among the most spontaneous and delightful works in
Schumann’s repertory. With their beautiful ideas, exquisite melodies, varied rhythms, and
contrasted styles, they represent Schumann still at the height of his creative powers, still
capable of wonderful things. Schumann continued throughout his life making musical
gifts for children. It is the piano duet, Children’s Ball, that marks his final point of
contact with the theme of childhood, a love of children and nostalgia for his own carefree
childhood.
COUCLUSION
The influence of childhood, a popular theme in the Romantic art and culture, was
deeply present within the realms of Schumann’s creative inspiration throughout his
career. He wrote many compositions deliberately for and closely related to the topic of
the child. The most characteristic and successful examples of Schumann’s engagement
with the theme of childhood are his piano music for children. In many respects, these
works reflect Schumann’s life, personality, and musical journey. As the recollections of
his own childhood and that of his children, they suggest Schumann was captivated by its
purity, innocence, and naivety. And that explains to a great extent the childlike side of
Schumann’s nature, and his delight in the child’s mind. As the responses to the outside
influences of the topic, they mirrored the cultural conception of childhood and the
depictions of the simple, fresh, and naïve childhood, these piano works serve as
inspiration and mental comfort for him. Schumann’s piano music for children extends
from different periods of his composing career— youth, maturity, and late years. From
the early Kinderszenen (1838) to the final Children’s Ball (1853), in the space of fifteen
Schumann’s piano music for children embodies his inner thoughts and reflections
on childhood. “In every child is found a wondrous depth,” he wrote in 1833. 1 He made an
effort to regain and keep the essence of childhood and returned repeatedly to it as sources
of inspirations for his compositions. For his children, Schumann offered plentiful and
valuable works—some collections were written with a clearly pedagogical aim. For
himself, in composing and playing the music for children, Schumann looked back on his
own childhood with delight and wistful longing, at the same time happy and painful.
Through these innocent and poetic miniatures of the very soul of childhood, Schumann
Musically, Schumann’s piano works for children embrace his individuality. Some
of the pieces are full of spirit, while others are more poetic. They share the same fresh
melodies, appealing harmonies, and the same dream-like poetry and evocative
imagination that are the characteristics of Schumann’s best works and the essential keys
which was genuinely for children. The path that he marked out later attracted and
stimulated many other names of music history: Bizet, Tchaikovsky, Debussy, Ravel,
1
Robert Schumann, “Aus Meister Raros, Florestans und Eusebius’ Denk- und Dichtbuchlein,” in
Der junge Schumann: Dichtungen und Briefe, ed. Alfred Schumann (Leipzig, 1917), 30, quoted in Jensen,
Schumann, 337.
BIBLIOGRAPHY
Abraham, Gerald, ed. Schumann: A Symposium. London: Oxford University Press, 1952.
Brion, Marcel. Schumann and the Romantic Age. Translated by G. Sainsbury. New York:
Macmillan, 1956.
Brown, Thomas Alan. The Aesthetics of Robert Schumann. New York: Philosophical
Library, 1968.
Cappa, Betty F. “The Influences on the Piano Music of Robert Schumann.” M.M. thesis,
University of Cincinnati, 1951.
Chapple, Gerald, Frederick Hall, and Hans Schulte, ed. The Romantic Tradition: German
Literature and Music in the Nineteenth Century. Lanham: University Press of
America, 1992.
Chissell, Joan. Schumann. London: J.M. Dent & Sons Ltd., 1967.
________. Clara Schumann, A Dedicated Spirit: A Study of Her life and Work. New
York: Taplinger Publishing Co., 1983.
Dale, Kathleen. “The Piano Music.” In Schumann: A Symposium, ed. Gerald Abraham,
12-97. London: Oxford University Press, 1952.
Daverio, John. “Schumann’s ‘Im Legendenton’ and Friedrich Schlegel’s Arabeske.” 19th-
Century Music 11 (Autumn 1987): 150-63.
________. “Reading Schumann by Ways of Jean Paul and His Contemporaries.” College
Music Symposium, vol. 30, no. 2 (1990): 28-45.
131
________. Nineteenth-Century Music and the German Romantic Ideology. New York:
Schirmer Books, 1993.
________. Robert Schumann: Herald of a “New Poetic Age.” New York: Oxford
University Press, 1997.
________. Crossing Paths: Schubert, Schumann, and Brahms. New York: Oxford
University Press, 2002.
Dill, Heinz J. “Romantic Irony in the Works of Robert Schumann.” Musical Quarterly 73
(1989): 172-95.
Finson, Jon W. “Schumann’s Mature Style and the Album of Songs for the Young.” The
Journal of Musicology VIII (Spring 1990): 227-50.
Finson, Jon W, and R. Larry Todd, ed. Mendelssohn and Schumann: Essays on Their
Music and Its Context. Durham, N.C.: Duke University Press, 1984.
Goldberg, Clemens. “Going into the Woods: Space, Time, and Movement in Schumann’s
Waldszenen op. 82.” International Journal of Musicology 3 (1994): 151-74.
Gutek, Gerald Lee. Pestalozzi & Education. New York: Random House, 1968.
Hullah, John. Music in the House. Philadelphia: Porter & Coates, 1877. Reprint, New
York: Garland Publishing, 1978.
Jensen, Eric Frederick. “A New Manuscript of Robert Schumann’s Waldszenen Op. 82.”
The Journal of Musicology 3 (Winter 1984): 69-89.
Kehler, George. The Piano in Concert. Metuchen, N.J.: Scarecrow Press, 1982.
Kirby, Frank E. Music for Piano: A Short History. Portland: Amadeus Press, 1995.
Leikin, Anatoly. “The Dissolution of Sonata Structure in Romantic Piano Music, 1820-
1850.” Ph.D. diss., University of California, 1986.
Lester, Joel. “Robert Schumann and Sonata Forms.” 19th-Century Music 18 (Spring
1995): 189-210.
Lin, Tueh-Reng. “The Impact of the Lied on Selected Piano Works of Franz Schubert,
Robert Schumann, and Johannes Brahms.” D.M.A. document, University of
Cincinnati, 2004.
Litzmann, Berthold, ed. Letters of Clara Schumann and Johannes Brahms, 1853-1896.
Vol. 1. New York: Longmans, Green and Co., 1927.
Loesser, Arthur. Men, Women, and Pianos: A Social History. New York: Simon and
Schuster, 1954.
Lubin, Ernest. The Piano Duet: A Guide for Pianists. New York: Grossman Publishers,
1970.
Maxwell, Carolyn, and William DeVan, ed. Schumann Solo Piano Literature: A
Comprehensive Guide, Annotated and Evaluated with Thematics. Boulder, Colo.:
Maxwell Music Evaluation, 1984.
133
Nauhaus, Gerd, ed. The Marriage Diaries of Robert & Clara Schumann: From Their
Wedding Day through the Russia Trip. Translated by Peter Ostwald. Boston:
Northeastern University Press, 1993.
Newman, William. The Sonata Since Beethoven, 3d ed. New York: W.W. Norton and
Company, 1983.
Niecks, Frederick. Robert Schumann. London: J.M. Dent & Sons Ltd., 1925.
Ostwald, Peter. Schumann: The Inner Voices of a Musical Genius. Boston: Northeastern
University Press, 1985.
Plantinga, Leon. Schumann as Critic. New Haven: Yale University Press, 1967. Reprint,
1977.
Pleasants, Henry, ed. and trans. Schumann on Music: A Selection from the Writings. New
York: Dover Publications, Inc., 1988.
Polansky, Robert. “The Rejected Kinderszenen of Robert Schumann’s Opus 15.” Journal
of the American Musicological Society 31 (Spring 1978): 126-31.
Prawer, Siegbert, ed. The Romantic Period in Germany. New York: Schocken Books,
1970.
Reich, Nancy B. Clara Schumann: The Artist and the Woman. Ithaca: Cornell University
Press, 2001.
Reiman, Erika. Schumann's Piano Cycles and the Novels of Jean Paul. Rochester, NY:
University of Rochester Press, 2004.
Roesner, Linda Correll. “Schumann’s ‘Parallel’ Forms.” 19th Century Music 14 (Spring
1991): 265-78.
Rosen, Charles. Sonata Forms, revised ed. New York: W.W. Norton & Company, 1988.
Sams, Eric. “Schumann Curiosity: Unpublished Pieces from the Album for the Young
Op. 68.” The Musical Times 115 (June 1974): 488.
Schauffler, Robert Haven. Florestan: The Life and Work of Robert Schumann. New
York: Henry Holt and Company, 1945.
Sterk, Valerie Stegink. “Robert Schumann as Sonata Critic and Composer: the Sonata
Form from Beethoven to 1844, as Reviewed by Schumann in the Neue Zeitschrift
für Musik.” Ph.D. diss., Stanford University, 1992.
Storck, Karl, ed. The Letters of Robert Schumann. Translated by Hannah Bryant. New
York: Arno Press, 1979.
Tan, Siok Lian. “The Influence of the Nineteenth-Century Bach Revival Movement on
the Piano Works of Felix Mendelssohn-Bartholdy, Robert Schumann, Clara
Wieck-Schumann, and Johannes Brahms.” D.M.A. thesis, University of
Cincinnati, 1998.
Taylor, Ronald. Robert Schumann: His Life and Work. New York: Universe Books,
1982.
Thalmann, Marianne. The Romantic Fairy Tale: Seeds of Surrealism. Translated by Mary
B. Corcoran. Ann Arbor: University of Michigan Press, 1964.
135
Todd, R. Larry, ed. Schumann and His World. Princeton, N.J.: Princeton University
Press, 1994.
Truscott, Harold. “The Evolution of Schumann’s Last Period.” The Chesterian XXXI
(1957): 76-84, 103-11.
Tymms, Ralph. German Romantic Literature. London: Methuen & Co. Ltd., 1955.
Walker, Alan, ed. Robert Schumann: The Man and His Music. London: Barrie and
Jenkins, 1972. Reprint, 1976.
von Wasielewski, Wilhelm Joseph. Life of Robert Schumann. Translated by A.L. Alger.
Detroit: Information Coordinators, 1975.
Weissweiler, Eva, ed. The Complete Correspondence of Clara and Robert Schumann. 3
vols. Translated by Hildegard Fritscht and Ronald L. Crawford. New York: P.
Lang, 1994.
Wolff, Konrad, ed. Robert Schumann: On Music and Musicians. Translated by Paul
Rosenfeld. New York: W.W. Norton & Company, 1969.
Musical Scores
Schumann, Robert. Album für die Jugend: Opus 68 für Klavier. Edited by Hans Joachim
Köhler. Frankfurt and New York: C.F. Peters, 1974.
__________. Album für die Jugend, Op. 68. Edited by Klaus Rönnau. Wien: Wiener
Urtext Edition, Musikverlag Ges. m.b. H. & Co., K. G., c1979.
__________. Drei Klaviersonaten für die Jugend: Opus 118. Edited by Hans Joachim
Köhler. Leipzig: Edition Peters, 1983.
__________. Kinderszenen: Opus 15; Album für die Jugend: Opus 68. Edited by
Wolfgang Boetticher. Munich: G. Henle Verlag, 1977.
__________. Waldszenen: Opus 82. Edited by Ernst Herttrich. Munich: G. Henle Verlag,
2001.
__________. Werke für Klavier zu vier Händen bzw. für zwei Klaviere. Edited by
Joachim Draheim und Bernhard R. Appel. Mainz and New York: Schott, 2001.
APPENDIX A 1
In … the Album für die Jugend, Op. 68, and the Klavierstücke für kleine und grosse
Kinder, Op. 85, that grace is apparent, that naïveté always striking the proper tone,
that spiritual feature that often strangely affects us in children, when their easy
credibility makes us smile, when the sharpness of their questions sets us back—a
feature also found in the cultural beginnings of people, where it offers that tone of
imaginative naïveté that the longing for the wonderful awakens, and that formerly
lent all its charm to Aesop’s Fables, the Gnomen- and Sylphenmarchen, and the tales
of Perrault (“Bluebeard,” “Little Red Riding Hood”), still today the entrancement of
youth and among the honored reading of their most lovely memories. With what
discrimination [Schumann] allowed the most varied impressions of youth to follow
one another; how harmoniously he divided light and shade in the procession of events
in the external life of the child as he depicted the child’s inwardness!
And, to pause for a moment on one generally known work [Kinderszenen, Op. 15],
how fortuitous the sequence of piece is! If during the tale of “Fremde Länder und
Menschen” [no. 1] one imagines the obedient, blond children’s heads turned stiffly
toward the narrator’s face, in the “Curiose Geschichte” [no. 2] their aroused fantasy is
again directed to their surroundings, where the “Haschemann” [no. 3] then makes a
transition to their tumbling and playing. But there is one child whose thoughts roam
afar, to the impossible, who wishes to pile joy on joy, game on game. One answers
this “Bittendes Kind” [no. 4] with a wise, soft reproach: “Glückes genug” [no. 5]! So
the hardly developed souls must learn the difficult truth about earthly inadequacy,
whose painful frailty is that we may not drink continually at the well of
sentimentality, of the pleasures of the imagination. But this inner maxim is followed
by a “Wichtige Begebenheit” [no. 6]. Here the young minds turn from their inhibiting
dreams, from their distress caused by the slightest reproach, to the changing
circumstances of reality. For some the principal charm again lies in that, stimulated to
earnest contemplation, they indulge in precious “Träumereien” [no. 7], in which one
1
The selected reviews are portions of a lengthy series of articles about Schumann issued by Liszt
in the Neue Zeitschrift für Musik in 1855. See Liszt, “Robert Schumann (1855),” 354-56.
138
can never abandon oneself better than “Am Kamin” [no. 8], by the crackling flame of
the hearth. There again commence the wonderful tales full of marvelous adventures,
such as the “Ritter vom Steckenpferd” [no. 9], or full of horrors and shivering
shudders, when they become “Fast zu ernst” [no. 10] or take fright
[“Fürchtenmachen,” no. 11]. But now that most gentle, kind sprit, the sandman,
descends upon the eyes of the “Einschlummerndes Kind” [no. 12] weary from all the
confusing images. Then “Der Dichter” [no. 13] speaks to those at rest, blessing all the
little events of the day and raising their significance with his contemplative mind, for
they reflect symbolically the great events of mature life and often appear in the same
sequence, stimulated by the same impressions. One can say that nearly all
Schumann’s works conclude with this last quality: each time we imagine ourselves
seized by the consecration of a poetic saying, we feel as if the poet, just him and no
other, has turned to us and left us after greeting us.
The … and the Waldscenen (Op. 82) are, with their exceptional grace, full of the
rarest distinctions; they lend the local color a certain charm that some will vainly try
to reproduce from their external form, instead of pursuing their mystery by divining
the feeling that form arouses in mortal hearts. The last two works transport us with
poetic truth to the fresh air of northern forest or the glowing soils of the Orient; we
see the golden dust that glistened on Naxos when the god of wine was born, or the
turquoise heaven with mauve clouds, under which the Thuringian hunter looks after
the noble maid. And while such images hover before the eyes of the inspired soul, the
soul simultaneously imagines hearing the song of a lark, or the soft step of a hind who
dares to come forth from a thicket, or the whispering stirring of that Aegean sea that
washed against Athens and Ionia, those two places of cultivation and elegance. And
no one will confuse the uproar accompanying the wild hunt with the thunder that
announces the approach of a jinni to the Moslem then still the ruler of that sea.
The … and the Ballszenen (Op. 109) depict easel paintings in which a hundred
touches of coquetry, enjoyment, passion, love, blindness, and dizziness are splendidly
reproduced as they are aroused by the dance and allowed to overflow, turning
incessantly from heart to heart, until all is entwined with the same electric chain of
the most charming intoxication.
APPENDIX B 1
So we took each of these little gems [in the Album for the Young] one by one in their
proper order, and I remember every word the beloved teacher [my mother] said about
them. … ‘Whatever your father did, saw, read, would at once shape itself into music.
When he read poetry, resting on the sofa after dinner, it turned into songs. When he
saw you children at play, little pieces of music grew out of your games. While he was
writing down the “Humoresque,” some acrobats same along and performed in front of
our house; imperceptibly the music they made stole into the composition. He was
always quite unconscious of these inspirations; it would be foolish to think that he
had used them intentionally as an incentive. He invented their titles after they were
finished. These are quite characteristic, and might help in the interpretation, but they
are not necessary.’ When I asked her what the three little asterisks at the head of Nos.
21, 16, and 30 meant, she said with a tender look that he [Schumann] might have
meant the thoughts of parents about their children.
The first piece I learnt was ‘Armes Waisenkind [Poor Orphan, No. 6],’ and my
mother explained it to me like this:—
‘This is a theme of eight bars divided into twice four. The second four are a
repetition of the first, all but the ending, which leads back to the tonic, while the first
four end on the dominant. In a case like that you must vary the dynamics of the
second four bars from those of the first, either shade them more strongly or more
softly, but end them as strongly as you began the piece. Where the entire eight bars
are repeated, play them exactly like the first time. If they are again repeated in the
course of the piece, shade them differently the third time. In this “Armes
Waisenkind” I should play the last repetition softly, graduating it to a pianissimo.’
…
Of the ‘Jägerliedchen [Hunter’s Song],’ No. 7, she said, ‘I can see the whole hunt
before me, horns blowing, horses prancing, the hunters arriving from all sides.’
Where the middle part is marked piano she said, ‘The startled deer are flying into the
1
Eugenie Schumann, “Our Mother,” in Memoirs of Eugenie Schumann, 98-101.
140
bushes.’ Four bars from the end, where the F unexpectedly becomes a G, she said, ‘A
bugler’s note has cracked; you will have heard the horns in the orchestra do that
sometimes.’
Of the ‘Fröhlicher Landmann [The Merry Peasant, No. 10]’ she said that the
father was at first singing alone; his little son joins him in the middle part. Neither
this nor the ‘Schnitterlied [Reaper’s Song, No. 18]’ should be played too fast: ‘Look
at peasants doing their work; you will find that they never hurry themselves, not even
in their dances.’
In ‘Knecht Ruprecht [Knight Rupert, No. 12]’ Santa Claus could be heard
stumbling upstairs knocking his staff on each step. In the middle part the trembling
children hide, the old saint speaks encouragingly to them, empties his sack, and
stumps downstairs again.
…
In the ‘Kleiner Morgenwanderer [The Little Dawn-Wanderer, No. 17]’ she taught
me to play the chords as though I were lifting my feet in marching, not quite legato,
and I felt at once that this gave the right character to the piece. She thought that the
little wanderer was rather depressed in the beginning of the second part, at the
thought of leaving home, but soon relieved his feelings with a yodel and walked on
bravely, until the village was lost to his sight and he only heard the church bells
ringing….
In ‘Ländliches Lied [Rustic Song],’ No. 20, clearly a few girls only were singing
at first; then a mixed chorus of boys and girls joins them. At the beginning of the
second part one girl is singing a solo, and at the return of the first theme ‘one of the
boys accompanies her on a reed pipe which he has just cut for himself.’
‘Mignon’ [No. 35] was one of her favourties. … I was always looking forward to
the fourth and third bars from the end, where careful shading will quite naturally give
the intended significance to the dissonance.
Last of all I studied the ‘Matrosenlied [Sailor’s Song],’ No. 37. … I see before
me, as in a picture, the infinite loneliness and melancholy of the sea, the watch’s call,
the heavy tread of sailors, their ponderous dance.
Explanations of this kind were very helpful to me. I remember the sforzati, which
I played meaninglessly and, as my mother said, ‘anaemically,’ in ‘Wilder Reiter [The
Wild Horseman],’ No. 8. ‘When a breakneck rider gallops about the room, he knocks
his hobby-horse against chairs and tables.’ … But it must not be thought that my
mother was at all lavish with picturesque illustrations of this kind. She only gave
them where she thought that they would help with the interpretation, and sometimes
with no intention to instruct, simply because these images were a pleasure to herself.
Later in my life I once asked her whether all music conveyed pictures to her, and she
said, ‘Yes; and the older I grow, the more.’
But, as I have said, she never insisted on definite images, and never repeated
them, but left it to the pupils to adopt as much of them as they liked.