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1
1.0 INTRODUCTION
The primary purpose of this paper is to examine the institutional
relationships amongst the three arms or branches of government.
Namely, the executive, legislative and judicial branches of government.
In so doing, the paper will address various doctrines and related issues.
These include: the character of a Constitution; the doctrine of separation
of powers; checks and balances; presidential and parliamentary
systems of governance; constitutionalism; structure of government;
freedom of Parliament; parliamentary privilege versus the courts; the
sub judice rule; independence of the judiciary; judicial review of
executive action; and ultimately render a conclusion.
1
CH. Mc IIwain, “Constitutionalism: Ancient and Modern” (1940) P5
2
From its origins at a period when democracy was not yet being
practiced nor even accepted anywhere in the world, it should be clear
that constitutional government is not the same as and need not be a
democratic government; that is, a government freely elected by
universal suffrage.2 For example, the constitutional government of
England before the introduction of universal adult suffrage in 1918, was
certainly not a democratic government. Similarly, an unelected colonial
government regulated and limited by a colonial institution is another
example of a constitutional government, which is not a democratic one.
Therefore, constitutional democracy combines the notion of a
constitutional government regulated and limited by a Constitution.3
2
B.O. Nwabueze, Ideas and Facts in Constitutional Making (Spectrum Books Limited, 1993) Page 4
3
Ibid page 5.
4
J.S Mill, Representative Government, Reprinted in Unitarianism, Liberty and Representative Government (1910)
Everyman, Library page 189-190.
5
B.O. Nwabueze supra, note 2, at page 7.
6
Ibid.
3
constituted, and therefore as yet non-existent cannot act.7 As the act by
which a frame of government is constituted for a people, a Constitution
has therefore to be an original act of the people.8 Hence, the notion of
the people as a constituent power, as the authority to approve and
adopt a Constitution.9
7
Ibid.
8
Ibid at page 8.
9
Ibid.
10
Wikipedia, The Free Encyclopedia, “Separation of Powers” http len Wikipedia.org./wik/separation of powers D.1.
11
Ibid.
12
Aristotle Politics, Book One VIII.
13
Wikipedia, Free Encyclopedia, supra note 10, at page 1.
14
Ibid.
15
Ibid.
16
Ibid.
4
During the age of enlightenment, several philosophers, such as John
Locke, [1632-1704], advocated the principle in their writings. John
Locke noted the temptations to corruption that exist, where the same
persons have the powers of making laws, to have also in their hands the
power to execute them.17 Locke’s views were part of a growing English
radical tradition.18 But the classic formulation of the theory of separation
of powers comes from the writings of the 18th Century philosopher
Baron de Montesquieu (1689-1755), who articulated the fundamentals
of the doctrine of separation of powers as result of visiting England in
1729-1731. In his work, L Espirit des Louis – The spirit of the laws-he
explained that there are three functions of government. In order to
protect individual liberty, the three functions of government – the
formulation, the application, and enforcement of the law, should be kept
separate and performed by three organs of government – the executive,
the legislature and the judiciary.19 The structure should also provide a
system of checks and balances between or amongst the different
branches, to ensure that no one body can monopolize power in order to
abuse it.
21
Ibid.
22
Article 1 of the United States Constitution.
23
Ibid Article 2
24
1 bid Article3
25
National Constitutional Centre supra note 19.
26
Ibid.
27
Wikipedia the Free Encyclopedia supra note – at page 9.
28
Ibid.
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1.4 PRESIDENTIAL AND PARLIAMENTARY SYSTEMS OF
GOVERNANCE
In democratic systems of governance, a continuum exists between a
“Presidential Government” and a “Parliamentary Government”.
Separation of powers is a feature more inherent to presidential systems.
While “fusion of powers” is a characteristic of parliamentary system.
“Mixed systems” fall somewhere in between, usually near the mid-point.
In fusion of powers, one estate (invariably the elected legislature), is
supreme and other estates are subservient to it. In a parliamentary
system, when the term of the legislature ends, so too may the tenure of
the executive selected by the legislature.29 In a presidential system, the
executive’s term may or may not coincide with the legislature’s their
selection is technically independent of the legislature.30
1.5 CONSTITUTIONALISM
The idea of having a constitution and applying the doctrine of separation
of powers, as well as checks and balances, is to promote
29
Ibid.
30
Ibid.
31
Ibid.
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constitutionalism. The notion of constitutionalism was expressed by De
Smith in the following terms.32
“The idea of constitutionalism involves the proposition that the exercise
of governmental power shall be bound by rules, rules prescribing the
procedure according to which legislative and executive acts are to be
performed and delimiting their permissible content – constitutionalism
becomes a living reality to the extent that these rules curb the
arbitrariness of discretion and are in fact observed by the wielders of
political power, and to the extent that within the forbidden zones upon
which authority may not trespass, there is significant room for
enjoyment of the individual liberty.”
32
John Hatchard, Muna Ndulo, and Peter Slinn, Comparative Constitutionalism and Good Governance in the
Commonwealth. An Eastern and Southern African Perspective (Cambridge, Cambridge University Press, 2004) at
page 1.
8
in consultation with Cabinet. The President is also typically the Head of
State, and Commander-in-Chief of the Armed Forces. Owing to the
large nature of the executive, the President exercises executive powers
either directly or through subordinates. Apart from administering laws,
the main function of the executive is to formulate government policies
and programmmes. Apart from Cabinet, the President is also assisted
by various Constitutional office holders. These may include the
Secretary to the Cabinet, Attorney General, and Director of Public
Prosecutions to mention, but a few.
33
Chifumu K Banda SC, “Principles of Separation of Powers, “Checks and Balances,” A paper presented to the Post-
Election Seminar for Members of Parliament of the National Assembly of Zambia held at Parliament Buildings,
th th
Lusaka, between 12 to 14 Nov. 2016, pages 4-5.
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1.6.2 THE LEGISLATURE
The legislative power is vested in the legislature. The three traditional
functions of the legislature are to, make laws, exercise oversight
function over executive branch of government, and to approve the
budget. A principal means of exercising the oversight function over the
executive is through the committee system. In addition, Members of
Parliament have the liberty to ask the executive, written or oral
questions. They are further at liberty to move motions on various
matters or issues.
We will now proceed to consider some of the major issues affecting the
three arms or branches of government.
36
Ibid.
37
Ibid.
38
Ibid at pages 65.
39
Ibid.
11
The logic behind their contention is that Members of Parliament can only
have the power and privileges in so far as the activities are legislative in
nature and nothing beyond this.40 These rival contentions occasionally
give rise to head on collision between these two branches of government.
How are these rival contentions to be resolved? I postulate that these
rival contentions are to be resolved through the doctrine of exclusive
cognizance.
40
Ibid.
41
Sir Malcom Jack Editor, Eskine May’s Treatise on the Law, Privileges, Proceedings, and Use of Parliament, Twenty
Fourth Edition (London, Lexis Nexis, 2011) page 227
42
Ibid.
43
Ibid.
44
[1884] 12 QBD 271.
12
declared that even if the House of Commons forbade a member to do
what statute required him to do, and in order to enforce the prohibition,
excluding him from the House, the court had no power to interfere. He
went on to observe that:
“The House of Commons is not subject to the control of ….. [the] courts
in its administration of that part of the statute law which has relation to
its own internal proceedings … Even if that interpretation should be
erroneous, the court has no power to interfere with it, directly or
indirectly.”
In such matters and within their allotted spheres, they are supreme and
cannot be called in to account by the courts of the land. The courts are
therefore not interested in the formative stages of the law. Even where a
law has been promulgated, it is not the duty of the courts to act in a
supervisory character and rectify the defects “suo motu.”
In the Gupta case, the court adverted to the English case of the Queen v
Lord Commissioners of the Treasury,47 where it was held that the
legislature had the exclusive cognizance to decide its own affairs. Thus
in the Gupta case, the court adopted the statement of Blackburn J, as
follows:
46
1956 CAL 378.
47
[1872] 7Q.B. 387.
14
“I must observe in saying this that there is not the slightest intention on
my part to question the exclusive prerogative of the House of Commons
in voting the money. As long as the thing remains “in fieri,” a resolution
in the House, it could not I believe be brought properly before this court.
But when the money has been voted, and the money has been granted,
and an Appropriation Act has been passed, then it becomes an Act of
the legislature, and we must construe it when it comes before us as we
should do any other Act.”
It also instructive to note that the learned authors of M.N Kaul and S.L
Shakdher, Practice and Procedure of Parliament,48 state as follows at
page 239:
“Parliament is sovereign within the limits assigned to it by the
Constitution. There is inherent right in the House to conduct its affairs
without any interference from an outside body… In the matter of judging
the validity of its proceedings, the House has also collective privilege to
declare what it will discuss and in what order, without any interference
from a court of law… The House is not responsible to any external
authority for following the procedure it lays down itself and it may depart
from that procedure at its own discretion. The validity of any
proceedings in Parliament cannot be questioned in any court on the
ground of any alleged irregularity of procedure. No officer or member of
Parliament in whom powers are vested for regulating the procedure on
the conduct of business or for maintaining order, in Parliament is subject
to the jurisdiction of any court in respect of the exercise by him of those
powers…..”
48
New Dehli, Metropolitan Book Company Private Limited, 2009.
15
The immunity of parliamentary proceedings from impeachment and
question in the courts is in essence a safeguard of the separation of
powers; it prevents the other two branches of the government; the
executive and the judiciary, calling into question or inquiry into the
proceedings of the legislature.49
49 th
Harry Evans, Odgers Australian Senate Practice 12 edition (Community Ltd, 2008).
50
Sixth edition, (New Delhi, Metropolitan Book Company P.V.T Limited, 2009).
16
The learned authors of M.N. Kaul and S.L. Shakdher Practice and Procedure
of Parliament, (supra), refer to a ruling of the Indian Speaker on this subject
in the following terms still at page 1122:
"The rule whether a motion which relates to a matter which is
under adjudication by a court of law should be admitted or
discussed in the House has to be interpreted strictly. While on the
one hand the chair has to ensure that no discussion in the House
should prejudice the course of justice, the Chair has also to see
that the House is not debarred from discussing an urgent matter
of public importance on the ground that a similar, allied, or linked
matter is before a court of law. The test of sub judice in my
opinion should be that the matter sought to be raised in the House
is substantially identical with the one on which a court of law has
to adjudicate. Further, in case the Chair holds that a matter is sub
judice, the effect of this ruling is that the discussion on the matter
is postponed till judgment of the court is delivered. The bar of sub
judice will not apply thereafter, unless the matter becomes sub-
judice again on appeal to the "Higher Court."
(See L.S. Deb 9 — 5 1968 — C3154).
51
See Raj Narain Singh v Atmarah Govind Kher [1954] Allahabad 319.
17
1.9 INDEPENDENCE OF THE JUDICIARY
The doctrine of separation of powers means also in effect the
independence of the judiciary. The source of this independence in most
Commonwealth States reflects the British experience; the Constitutions
providing for the qualification of judges, their mode of qualification and
security of tenure and generous remuneration.52 The meaning of this
independence is in essence that: 53
(a) judges and magistrates are free from executive and legislative
interference or other improper influences in deciding cases;
(b) the courts are accessible to the people not merely without
unnecessary obstacles in their way, but with assistance by way of
legal aid etc where need;
(c) judges and magistrates alone, are free to manage the courts
including allocation of cases;
(d) the judiciary enjoys sufficient resources within the national and
economic constraints, to deliver timely and effective justice;
(e) the judiciary has an adequate establishment and an effective support
service controlled by registrars;
(f) the judicial role is respected by people and particularly by their
rulers;
(g) the judgments are obeyed; and
(h) the State does not establish rival tribunals devoid of proper judicial
safeguards and procedure.
52
John Hatchard and Peter Slinn, supra note – 34 at page 36.
53
Ibid.
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protecting human rights and in maintaining the balance between the
individual and the State.54
1.11 CONCLUSION
54
Id.
55
Patrick Matibini, Zambian Civil Procedure: Commentary and Cases, Volume 1 (Durban, LexisNexis, 2017) page
152
56
Ibid.
57
Ibid.
58
John Hatchard and Peter Slinn supra note 34, at page 106.
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It is crystal clear from the preceding discussion, that the Constitution not
only enjoy a special place in the life of any nation, but is also primarily
responsible for defining the institutional relationships amongst the three
arms or branches of government. Namely, the executive, the legislature
and the judiciary. At the centre of these relationships, is the doctrine of
separation of powers, which is the hallmark of any democratic
government. The doctrine of separation of powers is also responsible
for shaping the principal organs of the State – the executive, legislature
and judiciary, as well as influencing the development of society both for
the present and future generations.
END
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