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REVIEW

Comprehensive physiotherapy management in ARDS


N. AMBROSINO 1, 2, D. N. MAKHABAH 1

1Pulmonary Rehabilitation and Weaning Center, Auxilium Vitae, Volterra, Pisa, Italy; 2Pulmonary Unit, University
Hospital, Pisa, Italy

ABSTRACT
Survival of critically ill patients is frequently associated with significant functional impairment and reduced health-
related quality of life. Early physiotherapy of acute respiratory distress syndrome (ARDS) patients has recently been
identified as an important therapeutical tool and has become an important evidence-based component in the man-
agement of these patients. Nevertheless, availability and quality of physiotherapy performed in intensive care units
(ICUs) is often inadequate. The aim of this review is to describe recent progresses in application of physiotherapy
in ARDS patients. The assessment and evidence-based treatment of these patients should include prevention and
reduction of adverse consequences of immobilization and weaning failure. A variety of modalities of early physi-
otherapy in ICU are suggested by clinical research and should be applied according to the stage of disease, comor-
bidities, and patient’s level of cooperation. Early ICU physiotherapy is an interdisciplinary team activity, involving
physical therapists, occupational therapists, nurses and medical staff. (Minerva Anestesiol 2013;79:554-63)
Key words: Physical therapy modalities - Respiration, artificial - Weaning - Respiratory insufficiency - Respiratory
muscles - Muscle, skeletal.

T he acute respiratory distress syndrome


(ARDS) is an important clinical and re-
source consuming problem.1Progress of medi-
fections, and long-term steroid administration
are well known risk factors for ICU-acquired
weakness. Electrophysiological tests can identify
cal and ventilatory therapy has substantially peripheral neuromyopathies, although the cor-
improved survival of critically ill patients in relation of these findings to weakness as meas-
intensive care units (ICUs), nevertheless sur- ured at the bedside is not always narrow. For
vivors of ARDS like other elderly survivors of routine clinical purposes, bedside assessment of
mechanical ventilation (MV) 2 may suffer from neuromuscular function can be performed but
long-lasting functional impairment, exercise factors such as sedative and analgesic admin-
limitation, reduced cognitive and health-related istration may confound the picture. There is a
quality of life (HRQL) up to 2 and 5 years after tight relationship between weakness and long-
discharge.3-5 ARDS is a substantial contributor term ventilator dependence.9-17 Furthermore
to “Chronic critical illness” which is observed ARDS survivors, like survivors from sepsis 5 may
or other proprietary information of the Publisher.

in almost half of the ICU patients with sepsis, complain of depression, anxiety, memory distur-
multiple organ failure and/or need of prolonged bances, and difficulty with concentration often
MV.5-8 unchanged at 2 and 5 years.18, 19 Less than half
ICU-acquired weakness is a major deter- of all ARDS survivors return to work within the
minant of long-term health status and HRQL first year following discharge, two-thirds at two
outcomes in ARDS survivors and may last for years, and more than 70% at five years.2, 20, 21
months, or even indefinitely. Immobility, in- Despite return to work most survivors continue

554 MINERVA ANESTESIOLOGICA May 2013


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means which may allow access to the Article. The use of all or any part of the Article for any Commercial Use is not permitted. The creation of derivative works from the Article is not permitted. The production of reprints for personal or commercial use is

COMPREHENSIVE PHYSIOTHERAPY MANAGEMENT IN ARDS AMBROSINO


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to complain of functional limitation and a re- Table I.—Physiotherapy-based activities and techniques in
duction in their HRQL.22 the ICU.
There is a growing need for recognition of Muscle weakness Passive and active-assisted mobilisation
the role of physiotherapy (PT) in the short- and Continuous rotational therapy
long-term care of ICU patients, including those Postures
with ARDS.23, 24 Nevertheless, availability of Limb exercise and peripheral muscle
physiotherapists and quality of intervention in training
ICU are often insufficient.25-29 US physiothera- Neuromuscular electrical stimulation
pists 26 report greater involvement during the Respiratory muscle training
recovery phase from critical illness. At difference
Airway secretions Manual hyperinflation
most of physiotherapists in Europe 25 Australia,27
South Africa 28 and the UK 29 work in the ICU. Percussion and vibrations
A survey by Skinner et al.27 reported that in the In-exsufflation
ICU physiotherapists used to decide when and Percussive ventilation
how to perform patients mobilization. However,
large variations were noted in the safety criteria
used to initiate and monitor exercise as well as in Treatment of muscle weakness
the dosage of therapy reported by physiothera-
pists.27 Mobilization
The aims of PT programs in ARDS patients
should be to apply advanced cost-effective thera- Although ARDS patients’ survival is improv-
peutic tools to reduce complications of immo- ing, patients and clinicians must be aware of
bilization and patient’s ventilator-dependency, short- and long-term complications of critical
to improve residual function, to prevent new illness. Prolonged immobility is a contributing
hospitalisations and to improve health status factor of deconditioning and weakness which are
and HRQL.30-33 Physiotherapy in critical pa- common problems in ARDS survivors requiring
tients is claimed also to prevent and contribute MV.
to treat respiratory complications such as secre- Passive mobilization of upper (Figure 1) and
tion retention, atelectasis, and pneumonia.34, 35 lower (Figure 2) limb and active mobilization
Early mobilization and maintenance of muscle (Figure 3) may substantially contribute to the
strength may reduce the risk of difficult weaning, patient’s recovery. The feasibility, safety, and
limited mobility and ventilator dependency.36, 37 benefits of early mobilization of ICU patients
Algorithms have been proposed as a guide in under MV have been recently reported. The
selecting suitable patients for mobilization and benefits of early mobilization include reductions
providing appropriate treatment strategies.23, 24 in ICU and Hospital length of stay, as well as
However, such algorithms should be tailored to improvements in muscle function and func-
each individual patient though adaptations and tional status.44 Such benefits can be obtained
changes. Therefore, PT should start as earlier as under relevant safety condition. Passive and ac-
possible within the ICU, even while patients are tive mobilization together with specific muscle
on MV in order to improve function and reduce training, when possible, can improve functional
morbidity, as there is report that most of patients outcomes, cognitive and respiratory conditions
or other proprietary information of the Publisher.

undergoing continuous MV for longer than 48 (Table II).45


hours, will require assistance for up to one year.2 There is agreement on the use of early mobili-
Nevertheless more studies are needed to confirm zation also in unconscious or sedated patients.24,
the short term and long term responsiveness of 46 This includes the use of semi-recumbent po-

ARDS survivors to PT. Table I summarizes the sitioning with the goal of 45o head of the bed
interventions of a PT course for ARDS patients. up and higher;23, 47 regular changes in postures
Table II depicts some clinical trials of PT meth- beyond the standard every two hour turning reg-
ods in ICU. imen;48 daily passive movement of all joints,49

Vol. 79 - No. 5 MINERVA ANESTESIOLOGICA 555


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Table II.—Some clinical trial of physiotherapy methods in ARDS.


Study design Physical therapy interventions
Study outcome
(N.=subjects) mobilization airway secretion
Berney 38 Crossover (N.=20) Manual
versus ventilator Improved static lung
hyperinflation compliance no difference
sputum volume
Berney 39 Crossover (N = 20) Side lying versus Head down tilt improved
side lying with head down tilt sputum and peak
manual hyperinflation expiratory flow rate
Bailey 40 Prospective Twice daily activity Increased distance
one-group pretest-posttest design session ambulated
(N.=103 patients)
Thomsen 41 Prospective Sitting at edge of Increased mobilization
One group pretest-posttest design bed and out of bed; activites within 24
(N.=104 patients, 91 survivors) ambulation hours of transfer to the
mobilization unit
Malkoc 42 Prospective Bed exercises, and Postural drainage, percussion, Physiotherapy reducing
Prospective-restropective design mobilization vibration, coughing, and the period of treatment
(N, intervention group=277, stimulation techniques, deep required in ICU
control group=233) breathing exercises, suctioning
Needham 43 Prospective Supine to sit; Able to do advanced
Case controlled (N.=57) sitting at the edge mobilization and reduced
of bed, ambulation ICU and hospital length
of stay

Figure 1.—Passive mobilization of upper limbs in a mechani- Figure 2.—Passive mobilization of lower limbs.
cally ventilated ARDS patient.

passive bed cycling 50 and electrical stimulation


as indicated.51
Scientific literature offers few studies evaluat-
ing the mobilization of critically ill (including
or other proprietary information of the Publisher.

ARDS) patients in the ICU. However, present


literature supports early mobilization as a safe
and effective intervention that can have a signifi-
cant impact on functional outcomes. Authors
usually prescribe early passive and/or active mo-
bilization in patients under MV. Nevertheless,
despite these promising observations, the poten-
Figure 3.—Active mobilization during mechanical ventilation. tial for early mobilization to improve long-term

556 MINERVA ANESTESIOLOGICA May 2013


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means which may allow access to the Article. The use of all or any part of the Article for any Commercial Use is not permitted. The creation of derivative works from the Article is not permitted. The production of reprints for personal or commercial use is

COMPREHENSIVE PHYSIOTHERAPY MANAGEMENT IN ARDS AMBROSINO


This document is protected by international copyright laws. No additional reproduction is authorized. It is permitted for personal use to download and save only one file and print only one copy of this Article. It is not permitted to make additional copies
(either sporadically or systematically, either printed or electronic) of the Article for any purpose. It is not permitted to distribute the electronic copy of the article through online internet and/or intranet file sharing systems, electronic mailing or any other

outcomes in ARDS survivors needs further stud- cise session of passive or active exercise train-
ies.44, 41, 52-54 ing session, by means of a bedside ergometer
was added to standard physiotherapy and com-
Continuous rotational therapy pared to standard physiotherapy alone. Despite
at ICU discharge, quadriceps force and func-
This therapeutic tool uses specialised beds to tional status were similar between groups, at
continuously turn patients along the longitu- hospital discharge, exercise capacity, isometric
dinal axis up to an angle of 60° onto each side, quadriceps force, and sense of well-being were
with preset degree and speed of rotation. There significantly higher in the treatment group.52
are few studies indicating that this tool can re- A “Mobility Team” using a protocol within
duce the risk of airway closure, and pulmonary 48 hours of MV was reported to be feasible,
atelectasis, reduce the incidence rate of lower safe, resulting in decreased ICU and hospital
airways infection, and pneumonia, duration of length of stay in survivors receiving PT dur-
endotracheal intubation and length of hospital ing ICU treatment compared with patients re-
stay but does not seem to affect mortality or the ceiving usual care.64 Addition of a supported
period of mechanical ventilation.36, 37, 55-57 We arm training protocol was effective in patients
feel that despite weak evidence this manoeuvre recently weaned from MV.65 In severely disa-
can be applied as additional method to prevent bled patients peripheral muscle training (lifting
or reduce infectious complication of MV. weights or pushing against a resistance with the
limbs), results in increased strength and activi-
Postures ties of daily life (ADL).33 In patients on long
term MV and those difficult to wean, a tailored
Techniques of prone positioning may result training program may be effective in shorten-
in short-term improvement in oxygenation, ing weaning time, in reducing hospital stay
ventilation/perfusion mismatch and in residual and improving survival.66 Limb exercise and
lung capacity.58-60 Despite easy-to apply and peripheral muscle training should be routinely
a sound physiological rationale,23 these tech- included in programs leading to early mobili-
niques are still not widely used. Furthermore it zation.
is still discussed whether the physiological im-
provements may be translated to similar advan- Neuromuscular electrical stimulation
tages in stronger clinical outcomes like mortal-
ity.59 A recent systematic review concluded that Low-intensity neuromuscular electrical
prone ventilation improves survival in severely stimulation (NMES) of motor nerves improves
hypoxaemic patients.60 We agree with sugges- healthy muscle performance inducing a mus-
tion that, given related risks, this approach cle contraction and is associated with increased
should be reserved for severely hypoxaemic pa- muscle mass, strength, and endurance of nor-
tients. mally and abnormally innervated muscles in
several diseases. NMES delays muscle wasting
Limb exercise and peripheral muscle training during denervation related immobilization and
maximises recovery of muscle strength without
Inactivity is associated to skeletal muscle any increase in ventilatory stress.67, 68 Patients
or other proprietary information of the Publisher.

dysfunction and atrophy in antigravity muscles suffering from COPD,69 spinal cord injury,70
and aerobic exercise capacity.61, 62 or congestive heart failure 71 are more likely to
Passive, active assisted, or active (against re- benefit. NEMS is easily applied to lower limb
sistance) limb movements may preserve or even muscles of bed ridden patients also in the ICU
increase joint motion, to improve soft-tissue and does not require any collaboration. The
length and muscle strength, decreasing the risk beneficial effects are mainly observed in muscle
of thromboembolism.63 In a randomized study groups directly stimulated, but also in muscle
in critically ill patients a daily 20 minute exer- groups not stimulated. NEMS is a promising

Vol. 79 - No. 5 MINERVA ANESTESIOLOGICA 557


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AMBROSINO COMPREHENSIVE PHYSIOTHERAPY MANAGEMENT IN ARDS


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means of muscle strength preservation and Management of airway secretions


early mobilization in ARDS patients.72 and
has been also considered as a means to prevent Patients under MV are at risk for retained
the ICU neuromyopathy.73 Nevertheless the secretions from several causes. Endotracheal in-
NEMS timing is to be determined yet. The se- tubation deranges the mucociliary mechanism
verity of the acute illness appears also to have enhancing the susceptibility to infections, in-
an important role as benefit of NMES has been creasing the volume and tenacity of mucus. Im-
shown in patients with sepsis but not in those mobility of a bed ridden patient can result in
with septic shock.74, 75 ICU patients are charac- atelectasis, impaired cough, and retained secre-
terised by a catabolic state, whereas NEMS can tions. Expiratory muscle weakness, by reducing
induce an anabolic stimulus in critically ill 76, 77 the expulsive force of cough and fluid restriction
and postoperative patients.78 NMES is a prom- may also contribute to secretion retention.89, 90
ising tool requiring further studies. Interesting Airway secretion management in the mechani-
and future development may be application to cally ventilated patient includes routine methods
muscle group different from limb muscle like for maintaining mucociliary function, as well as
abdominal muscle to enhance cough function. techniques for secretion removal (Table I).91, 92

Respiratory muscle training Humidification

Respiratory muscle weakness, imbalance be- Management of secretions in the mechanically


tween respiratory muscle strength and load of ventilated patient requires adequate humidifica-
the respiratory system, and cardiovascular im- tion and suctioning. The American Association
pairment, are major determinants of weaning for Respiratory Care suggested that humidifica-
failure. Although respiratory muscle fatigue has tion should be performed in all patients under
not been demonstrated so far, even in patients invasive and also for non invasive MV, as it may
requiring MV,79 in ICU patients these factors improve adherence and comfort.93
and the excessive use (especially in the past) of
controlled MV, may rapidly lead to diaphrag- Manual hyperinflation
matic dysfunction.80 Positive end-expiratory
pressure can further reduce muscle strength Manual hyperinflation (MH), is commonly
by adversely shifting the diaphragm length- applied in intubated and mechanically venti-
tension curve. Polyneuropathy is also likely to lated patients. It may simulate cough in order
contribute to muscle weakness, and nutritional to move airway secretions towards the larger air-
and drugs effects may further worsen muscle ways, from where they can be easily suctioned.
weakness.79-82 There is recent evidence that Manual hyperinflation can prevent airway plug-
inspiratory muscle training is safe and feasi- ging and pulmonary collapse, improve oxygena-
ble in selected ventilator-dependent patients, tion and lung compliance.94 A survey indicated
potentially reducing the weaning length and that MH is widely used although the practice
improving overall weaning success rates. Sev- for the application of MH vary across different
eral possible mechanisms have been hypoth- ICU.95 The possible physiological side effects of
esized.83 Although the rationale of respiratory delivered air volume, flow rates and airway pres-
or other proprietary information of the Publisher.

muscle training in critically ill patients is still sure must be carefully considered especially in
controversial and is not part of routine practice patients under MV.96-98
in many institutions,84 studies in ventilator- A systematic review 99 concluded that MH
dependent patients showed that such training induced short-term improvements in lung
may be associated with a favourable weaning compliance, oxygenation and secretion clear-
outcome.85-88 We feel that this approach still ance, but no change in clinical outcomes. On
requires further validation before entering rou- the other side when performed by experienced
tine management of these patients. and trained physioterapists in stable, critically

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means which may allow access to the Article. The use of all or any part of the Article for any Commercial Use is not permitted. The creation of derivative works from the Article is not permitted. The production of reprints for personal or commercial use is

COMPREHENSIVE PHYSIOTHERAPY MANAGEMENT IN ARDS AMBROSINO


This document is protected by international copyright laws. No additional reproduction is authorized. It is permitted for personal use to download and save only one file and print only one copy of this Article. It is not permitted to make additional copies
(either sporadically or systematically, either printed or electronic) of the Article for any purpose. It is not permitted to distribute the electronic copy of the article through online internet and/or intranet file sharing systems, electronic mailing or any other

ill patients, MH was reported to be associated patients with respiratory distress, neuromuscular
with short-term and probably non relevant side- diseases, and pulmonary atelectasis.106 In trache-
effects. like reduction in cardiac output, altera- ostomised patients recently weaned from MV the
tions of heart rates and increased central venous addition of IPV to routine chest physiotherapy
pressure. Therefore the conclusions were that was associated with improvement in oxygenation
studies failed to show MH benefits in intubated and expiratory muscle performance with a sub-
and mechanically ventilated patients.100 Another stantial reduction in the risk of late onset pneu-
study reported that PT using ventilator hyperin- monia.107 It has been suggested that IPV may be
flation cleared a comparable amount of sputum an alternative to non invasive ventilation (NIV)
and was as safe as MH.101 Before definitive re- in patients at risk for post-extubation respiratory
search can be developed, standards for the MH failure. Both NIV and IPV were shown to reduce
procedure should be established.102 respiratory rate and work of breathing, but IPV
was less effective in increasing alveolar ventila-
Percussion and vibrations tion.108 Despite potential benefits of IPV in dif-
ferent respiratory diseases, the impact of setting
The literature on percussion and postural parameters on the mechanical effects produced
drainage in mechanically ventilated patients is by IPV in the lungs is unknown. A study sug-
poor. The use of percussion and postural drain- gested that modifying the parameters resulted in
age in mechanically ventilated patients is anedoc- important modulation of the mechanical effects
tal. In patients under MV with retained secre- produced in the lungs.109
tions, chest clapping is supposed to mechanically
loosen secretions. Percussion and postural drain- Mechanical insufflator-exsufflator
age are often used to treat or prevent atelectasis in
the absence of secretion retention, but there is no When manually assisted coughing is not
known mechanism besides mucus plug removal. enough, the most effective alternative is me-
In fact, more papers have described complications chanically assisted coughing. The combination
from percussion and postural drainage (pain, of mechanical in-exsufflation with an abdomi-
anxiety, atelectasis, elevated oxygen consump- nal thrust is a mechanically assisted cough.110
tion) than those reporting any positive effects. At Mechanical in-exsufflation delivers deep insuf-
present, in mechanically ventilated patients the flations followed immediately by deep exsuffla-
usefulness of percussion and postural drainage, tions. Inspiratory–expiratory pressures delivered
or chest physiotherapy, or other external vibra- via oronasal interface or adult tracheostomy with
tion methods is still to be demonstrated.26, 103-105 the cuff inflated are usually the most effective.
Independent of delivered pressures, the impor-
Intrapulmonary percussive ventilation tance is to fully expand and then fully and quick-
ly empty the lungs. The Cough Assist is a me-
High-frequency devices for airway clearance chanical insufflator-exsufflator designed to assist
generate either positive or negative pressure airway secretion clearance in patients with inef-
swings resulting in high-frequency, small-volume fective cough. The device may benefit intubated
oscillations in the airways. Intrapulmonary per- and tracheotomized patients.111, 112 The risk of
cussive ventilation (IPV) is a high-frequency ven- pneumothorax has been reported.113 Neverthe-
or other proprietary information of the Publisher.

tilation modality that can be superimposed on less no literature is available for ARDS patients
spontaneous breathing. IPV may reduce respira- in ICU. This approach must be considered as ex-
tory muscle load and help to move airway secre- perimental in this pathology.
tions. This device creates a percussive effect in the
airways thus enhancing mucus clearance through Conclusions
a direct high-frequency oscillatory ventilation
able to help the alveolar recruitment. Positive ICU admissions and with related risk of sub-
effects from this technique have been shown in sequent complications and mortality will in-

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COPYRIGHT 2013 EDIZIONI MINERVA MEDICA
means which may allow access to the Article. The use of all or any part of the Article for any Commercial Use is not permitted. The creation of derivative works from the Article is not permitted. The production of reprints for personal or commercial use is

AMBROSINO COMPREHENSIVE PHYSIOTHERAPY MANAGEMENT IN ARDS


This document is protected by international copyright laws. No additional reproduction is authorized. It is permitted for personal use to download and save only one file and print only one copy of this Article. It is not permitted to make additional copies
(either sporadically or systematically, either printed or electronic) of the Article for any purpose. It is not permitted to distribute the electronic copy of the article through online internet and/or intranet file sharing systems, electronic mailing or any other

crease in the next years.3, 114 As a consequence Pinto R, Cheung AM et al. Self-reported symptoms of de-
pression and memory dysfunction in survivors of ARDS.
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Conflicts of interest.—The authors certify that there is no conflict of interest with any financial organization regarding the material discussed
in the manuscript.
Received on October 22, 2012 - Accepted for publication on January 8, 2013.
Corresponding author: Prof. N. Ambrosino, Cardiothoraco-Vascular Department, Pulmonary Unit, University Hospital, Pisa. Ed 13,
56128 Cisanello, Pisa, Italy. E-mail: n.ambrosino@ao-pisa.toscana.it
or other proprietary information of the Publisher.

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