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Journal of Cleaner Production xxx (2016) 1e13

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Journal of Cleaner Production


journal homepage: www.elsevier.com/locate/jclepro

Life Cycle Assessment and Multi-criteria Decision Analysis: Selection


of a strategy for domestic food waste management in Rio de Janeiro
Ana Carolina Maia Angelo a, *, Anna Bernstad Saraiva a, Joa
~o Carlos Namorado Clímaco b,
Carlos Eduardo Infante c, Rogerio Valle a
a
Production Engineering Program, Federal University of Rio de Janeiro, COPPE/UFRJ, Rio de Janeiro, Brazil
b
Universidade de Coimbra, INESC-C, Coimbra, Portugal
c ~o Joa
Federal University of Sa ~o del-Rei, UFSJ, Minas Gerais, Brazil

a r t i c l e i n f o a b s t r a c t

Article history: Results from Life Cycle Assessment (LCA) of solid waste management are, in many cases, difficult to
Received 3 March 2016 interpret because there is no entirely satisfying alternative. Therefore, most of the studies focus on a
Received in revised form small number of environmental impact categories. While this might facilitate the interpretation of the
8 December 2016
results, it also creates a risk of excluding relevant aspects from the assessment. For instance, the limited
Accepted 11 December 2016
Available online xxx
impact-coverage of Carbon footprint calculations where exclusively climate change related greenhouse
gas emissions are considered. On the other hand, the inclusion of a larger number of impact categories in
the study creates a risk of conflicting results. Multi-criteria Decision Analysis (MCDA) is a powerful
Keywords:
Life Cycle Assessment
approach for decision aiding, where highly diversified indicators can be analysed in the same framework
Food waste helping to organise the available information and identify pros and cons in the decision process as well as
Multi-criteria analysis its aggregation. This paper aims at improving decision making in solid waste management by combining
VIP-Analysis LCA and MCDA techniques harmonically, using management of food waste from households in the city of
Rio de Janeiro as a case study. Oriented to support decisions in choice problems, the software VIP-
Analysis was used to choose the best food waste treatment option among the results of the LCA con-
ducted. The VIP-Analysis is perfectly applicable in aggregating the LCA results due to its ability to handle
problems with impreciseinformation, improving the decision making process.
© 2016 Elsevier Ltd. All rights reserved.

1. Introduction priority on managing solid waste: non-generation, reduction,


reutilisation, recycling, solid waste treatment and environmentally
The Brazilian National Solid Waste Policy (PNRS - Política adequate disposal. In general, applying this waste hierarchy should
Nacional de Resíduos So lidos) was implemented in 2010 after 20 deliver the best overall environmental option. However, in cases
years of congress debates. It has established three main goals: where specific circumstances and/or specific waste streams lead to
eradication of dumps by 2014, preparation and implementation of deviations from the waste hierarchy, the waste hierarchy can be
Municipal Solid Waste Plans at state and municipal level, and complemented by Life Cycle Assessment (LCA), a quantitative
implementation of selective collection and composting systems for method to assess the environmental performance throughout the
treating the organic fractions of municipal solid waste (BRASIL, Law entire life cycle of a product, in order to identify the best environ-
No. 12,305, 2010). Nevertheless, few municipalities have really mental option of waste treatment. Moreover, Life Cycle Thinking, as
eliminated their dumps e 45.95% of total solid waste generated in a conceptual approach, is considered a strategic issue to guarantee
Brazil in 2014 was still disposed of in open dump sites and 14.65% in the sustainable use of natural resources (European Commission,
controlled landfills (IPEA, 2014). 2005, 2008; Manfredi and Pant, 2011).
Similar to the waste hierarchy suggested by the European A recent review shows LCA to be the principal method used for
Commission (Directive, 2008/98/EC), PNRS considers the following evaluating solid waste management systems (SWMS) (Allesch and
Brunner, 2014) and a corresponding substantial increase in the
number of publications over the last decade (Laurent et al., 2014).
* Corresponding author. The same review highlights agreements with ISO standards and
E-mail address: ana.maia@sage.coppe.ufrj.br (A.C.M. Angelo).

http://dx.doi.org/10.1016/j.jclepro.2016.12.049
0959-6526/© 2016 Elsevier Ltd. All rights reserved.

Please cite this article in press as: Angelo, A.C.M., et al., Life Cycle Assessment and Multi-criteria Decision Analysis: Selection of a strategy for
domestic food waste management in Rio de Janeiro, Journal of Cleaner Production (2016), http://dx.doi.org/10.1016/j.jclepro.2016.12.049
2 A.C.M. Angelo et al. / Journal of Cleaner Production xxx (2016) 1e13

ILCD Handbook recommending the inclusion of all relevant impact large quantity generators produce over 120 L or 60 kg of solid waste
categories in performance of LCA (ISO, 2006; European each day and, for this reason, in accordance with municipal law
Commission, 2010). However, most SWMS LCAs focus on a small 3723/2001 they must use a private waste management company
number of environmental impact categories. While this might (SMAC, 2012). The household waste composition is presented in
facilitate the interpretation of the results, it also creates a risk of Table 1. Data on food waste generation was obtained only as an
excluding relevant aspects from the assessment. On the other hand, average for waste of animal and vegetable origin. However, as both
the inclusion of a larger number of impact categories in the study the potential biogas generation and the nutrient content differ
creates a risk of conflicting results, i.e. one alternative can be largely between food waste of animal origin and food waste of
preferable in relation to some aspects, while another is preferable vegetable origin (Riber et al., 2009), it is important, in the present
in relation to others. Thus, while results from a LCA can facilitate study, to establish the relation between them. Due to a lack of data
understanding of the pros and cons of each waste management from the case study area in question, the relation was based on a
option, determining the best alternative might be difficult. Swedish case, where detailed assessments of food waste compo-
Multi-criteria Decision Analysis (MCDA) is a powerful approach sition were performed (Bernstad and Andersson, 2015), stating a
for decision aiding, where highly diversified indicators can be relation of 12% and 88% for animal and vegetable origin, respec-
analysed in the same framework helping to organise the available tively, in domestic food waste from urban areas.
information and identify pros and cons in the decision process as There are 160 neighbourhoods in the municipality of Rio de
well as its aggregation (Matteson, 2014; Clímaco and Valle, 2016; Janeiro, but only 41 of them have access to formal systems for
Valle and Clímaco, 2015; Recchia, 2011). Roughly speaking, MCDA source-segregation of dry materials, such as metals, plastics, glass,
aims to help managers make better decisions. In complex problems, paper and cardboard (SMAC, 2012). The source-segregation sys-
MCDA interactive procedures avoid a final aggregation of the tems in these 41 neighbourhoods account for only 0.22% of the total
preferences of decision agents based on a unique criterion, in some solid waste collected by COMLURB each year (COMLURB, 2013a).
cases proposing the combination of algorithmic protocols with the Post-separation of recyclables is performed on a small amount of
experience and intuition of decision agents in the process of pref- waste collected from households in the city. The organic fraction
erence aggregation. separated in this process is later mixed with organic waste from
This paper aims to improve decision aiding in solid waste commercial generators, for later treatment through composting.
management by combining LCA and MCDA techniques, using Produced compost (150 tons/month), cannot be used in agricultural
management of food waste from households in the city of Rio de activities due to the high content of inorganic matter (COMLURB,
Janeiro as a case study. MCDA seems useful for improving aggre- 2013b). Therefore, it is used by the municipality in landscaping
gation of LCA results. However, the more commonly used aggre- projects (SMAC, 2012).
gation procedure, a simple weighted sum of the normalised values As recommended by the PNRS waste hierarchy, alternatives to
of criteria results, is not acceptable in most situations (Rowley et al., landfills should be found for treatment of organic waste. The
2012). Therefore, other approaches should be exploited, which take Municipal Policy of Integrated Management of Solid Waste of Rio de
into account that waste management models should combine Janeiro (SMAC, 2012) has established guidelines and targets for
MCDA and LCA harmonically, in order to maximise their strengths increased diversion of organic waste from landfills but, as for now,
and/or minimise their weaknesses (Karmperis et al., 2013). In this no investigations of the environmental effects of different alter-
paper we propose an interactive learning oriented multi-criteria natives for achieving this have been made.
tool based on the additive model only requiring partial/imprecise
information on the weights.
3. Application of MCDA in LCA and SWMS
This paper is organised into six sections, including this intro-
duction. Section 2 describes the SWMS in the city of Rio de Janeiro.
The use of MCDA methods is no longer uncommon in
Section 3 presents a short overview of the use of MCDA in LCA and
SWMS. Section 4 presents the methodology, including the LCA
study of the current situation of domestic food waste management. Table 1
It also shows how the study will integrate the LCA study with the Household waste composition in the city of Rio de Janeiro, based on data from
MCDA chosen method, in our case VIP-Analysis (Variable Interde- COMLURB, 2013a,b.

pendent Parameters - Analysis). In Section 5 LCA results are used as Waste type % Waste fractions %
inputs to the VIP-Analysis software. The aim is to select the Paper and cardboard 16.9 Other clean paper 11.7
preferred environmental option for handling the organic fractions Paper and carton containers 3.7
of household waste. Finally, conclusions are presented in Section 6. Milk cartons 1.5
Plastic 19.0 Hard plastics 4.4
Soft plastics 12.7
2. Household waste management in the city of Rio de Janeiro
Plastic bottles 1.9
Glass 3.4 Clear glass 1.6
The municipality of Rio de Janeiro has more than 2 million Brown glass 1.8
homes and 97% of its total population live in urban areas (IBGE, Food waste 52.8 Animal food waste 9.9
2010). The SWMS in the city of Rio de Janeiro is carried out by Vegetable food waste 42.9
Metal 1.6 Other metals 1.0
the Municipal Urban Waste/Cleaning Company (COMLURB), which Food cans 0.6
is responsible for collecting household solid waste, street cleaning, Inert material 1.1 Stones, concrete 0.9
transferring and final disposal of waste, and composting, among Ceramics 0.2
other services not related to regular waste management system Others 5.2 Rubber 0.3
Yard waste, flowers 1.4
(e.g. vector control). Of the 9666 tons/day of solid waste produced
Wood 0.5
in the city of Rio de Janeiro, 8511 tons/day are collected by COM- Textiles 1.9
LURB of which 44.9% is household waste which represents Shoes, leather 0.3
1,828,754 tons/year. The amount not collected by COMLURB (1155 Coconut shells 0.5
tons/day) comprises the solid waste generated by large quantity Batteries 0.3
Total 100% Total 100%
generators (not including waste from civil construction). These

Please cite this article in press as: Angelo, A.C.M., et al., Life Cycle Assessment and Multi-criteria Decision Analysis: Selection of a strategy for
domestic food waste management in Rio de Janeiro, Journal of Cleaner Production (2016), http://dx.doi.org/10.1016/j.jclepro.2016.12.049
A.C.M. Angelo et al. / Journal of Cleaner Production xxx (2016) 1e13 3

environmental problems (Linkov and Moberg, 2012). Huang et al. ELECTRE III is the most commonly used method in treatment
(2011) conducted an extensive review of the application of MCDA strategy studies (Soltani et al., 2015).
methods in environmental science, showing the most important Some studies use both LCA and MCDA for SWMS decisions. For
MCDA approaches used and typifying different areas of application. instance, Liu et al. (2012) integrated Risk Assessment, LCA and
Herva and Roca (2013) also conducted a review of MCDA usage but MCDA to estimate significant aspects in environmental manage-
specific to corporate environmental evaluation. Some studies have ment systems and applied this framework in a waste-recycling
used MCDA methods in sustainability assessment in order to offer a factory; Karmperis et al. (2013) reviewed and discussed solid
sound decision analytical framework to deal with the multi- waste management models dealing with LCA, cost-benefit analysis
dimensional nature of sustainability (eg. Basson and Petrie, 2007; and MCDA; Ulukan and Kop (2009) proposed the use of Fuzzy-
Sadok et al., 2008, 2009; Castellini et al., 2012; Bachmann, 2013; TOPSIS method to compare waste collection systems; Hung et al.
Wang et al., 2015). Generally speaking, the most commonly used (2007) combined LCA outputs, social, economic and technological
methods can be classified as those based on utility or value- indicators with Fuzzy-AHP as a sustainable decision making model
function by single synthesising criterion (eg., AHP, MAUT for SWMS; Hanandeh and El-Zein (2009, 2010) used ELECTRE-SS (a
methods), outranking methods (eg. ELECTRE, PROMETHEE) and modified stochastic ELECTRE III method) for selection of waste
reference point approaches (eg. TOPSIS). More recently, rule-based management strategies; Pires and Chang, 2011 integrated two
approaches have also been emerging in sustainable assessment MCDA methods (AHP and TOPSIS) for helping the decision makers
cases. For instance, for selecting the location of a municipal solid to select waste management strategies considering LCA results and
waste plant (Abastante et al., 2012), for selection portfolios of general indicators of social, economic and technical aspects.
sustainable development projects (Zaras et al., 2012), for assessing Finally, it must be emphasised that the interactivity associated
rural sustainable development potentialities (Boggia et al., 2014) with many MCDA methods facilitates the search for a good
and for handing sustainable development of nanomaterials (Cinelli compromise among a set of alternatives evaluated in several
et al., 2015). Detailing these methods is beyond the scope of this criteria. In general, MCDA modelling begins with the identification
paper (see for instance Greco et al., 2016). of the problem under discussion and the definition of the objectives
The use of MCDA methods as a tool to improve decision analysis under analysis. It is then necessary to define the alternatives and
in LCA studies has been methodologically discussed over the past the evaluation criteria to obtain the impact matrix associated with
two decades, either for problem structuring in the LCA framework the problem under study. The interactive elicitation of the decision
or for the aggregation of LCA results (eg. Miettinen and maker preferences enables an aggregation of the results looking for
Hamalainen, 1997; Mazri et al., 2003). As such, MCDA methods a satisfactory non-dominated solution.
have been combined with LCA for many purposes. Hermann et al.
(2006) put together complementary aspects of LCA, AHP and 4. Methodology
environmental indicators to assess the environmental performance
of a pulp industry; Rogers et al. (2008) proposed coupling LCA tools The major focus of this paper is to combine LCA and an inter-
with Stochastic Multi-Attribute Acceptability Analysis, an MCDA active MCDA approach for decision aiding in waste management
technique for exploring uncertain preference information (weight problems. The study was performed in three steps:
spaces); Linkov and Seager, 2011 proposed the integration of Risk
Assessment, LCA and MCDA for emergency threats; Milani et al. 1. Performing a LCA of the SWMS in Rio de Janeiro, including
(2011) used an MCDA approach to deal with decision conflicts modelling of the current situation and three possible future
among environmental criteria, cost and properties for the selection scenarios;
of material composites; Myllyvita et al. (2012) integrated MCDA 2. Development of a model in order to rank the importance of the
and LCA to assess environmental impacts of biomass production criteria used to evaluate the outputs of a LCA study. This enables
chains; Scott et al. (2016) integrated LCA and MCDA to verify the obtainment of a set of linear constraints on feasible values of
whether carbon nanomaterials can improve photovoltaic devices. the weights of the criteria used to aggregate the evaluation
In the area of waste management, MCDA methods are consid- results.
ered very effective because the explicit consideration of conflicting 3. Use of an interactive learning oriented multi-attribute additive
criteria is crucial in this area. There are many examples of the MCDA model using imprecise information in order to identify
application of MCDA methods related to waste management that the most preferable alternative amongst the four scenarios. In
can be identified in some reviews, namely: Morrissey and Browne, this case study it is VIP-Analysis software.
2004; Allesch and Brunner, 2014; Soltani et al., 2015. According to
Morrissey and Browne (2004), there are three main approach cat-
egories in waste management models: those based on cost-benefit 4.1. LCA study methodology
analysis, i.e., with monetary evaluation; those based on LCA models
focusing on the comparison of waste management strategies Covering exclusively the end of life phase, the LCA study was
(recycling, incineration and disposal); and those based on the use of conducted following the international standards ISO 14040 and
MCDA for choosing between several alternatives of waste treat- 14044. All scenarios were modelled with an attributional approach
ment, finding the most preferable waste treatment strategy, or based on the EASETECH software, developed by DTU, Denmark
choosing the location of treatment plants. In fact, most of the which is a commonly used software for LCA of SWMS (Allesch and
studies applying MCDA methods in SWMS are related to solving a Brunner, 2014). The software is based on material flow modelling
location problem (Soltani et al., 2015). and enables generation of input and process specific results. Life-
The ELECTRE III method is the most commonly used method for cycle assessment impact categories and methods recommended by
waste decisions (Hokkanen and Salminen, 1997; Morrissey and ILCD (European Commission, 2010) were used. The following
Browne, 2004; Karagiannidis and Perkoulidis, 2009). However, impact categories were considered: Global Warming Potential
the Analytic Hierarchy Process (AHP) is identified as the dominant (GWP), Ozone Depletion Potential (ODP), Particulate matter
method in the area of SWMS and is applied mainly to solve waste (PM2.5), Ionising radiation, Photochemical Oxidant Formation
treatment plant location problems (some cases combine MCDA (POF), Eutrophication of freshwater (EU-fresh), Marine eutrophi-
with a Graphical Information System - GIS). On the other hand, cation marine (EU-marine), Acidification, Terrestrial Eutrophication

Please cite this article in press as: Angelo, A.C.M., et al., Life Cycle Assessment and Multi-criteria Decision Analysis: Selection of a strategy for
domestic food waste management in Rio de Janeiro, Journal of Cleaner Production (2016), http://dx.doi.org/10.1016/j.jclepro.2016.12.049
4 A.C.M. Angelo et al. / Journal of Cleaner Production xxx (2016) 1e13

(EU-land), Ecotoxicity (Ecotox), Depletion of abiotic resources (AR), to the current landfill. Due to the urban characteristics of the re-
Human Toxicity cancer effects (HT-carc), Human Toxicity non- gion, as well as an increasingly difficult fresh water situation in the
cancer effects (HT-noncarc). In addition to these impact cate- southeast region of Brazil, dry anaerobic digestion was seen as the
gories, the recovery of the macronutrients N, P and K was included most interesting alternative. The amount of water added in the
in the assessment. As an attributional approach was used, elec- digester in dry systems is between two and seven times less than in
tricity provision was modelled on the average Brazilian electricity wet systems. In addition, large parts of the water added can be
mix (based on Ecoinvent 3.0). Emissions of GHG (Green House Gas) recovered in the dewatering of produced biosolids. Mechanical
were adjusted to represent official statistics of the GHG-emissions pretreatment is needed prior to AD in order to remove unwanted
from the national electricity system over the period 2010e2014, materials from the fraction prior to entering the digester. In this
based on national statistics, resulting in 0.0533t CO2-eq/MWh case, a simple but robust technique, previously used for pretreat-
(MME/EPE, 2015). ment of food waste prior to dry AD was modelled (VMAB, 2012).
Parameters used in the modelling of the AD system are presented in
4.1.1. LCA scenarios definition Table 4.
Four scenarios were developed with special focus on the In scenarios a2 and a3, produced digestate is assumed to be of
handling of domestic food waste fractions. Although the aim of the sufficiently high quality (i.e. low concentrations of contamination
study is to identify the most suitable option for the organic fraction such as metals, plastics etc.) to be used as a substitution for mineral
management, sometimes it is necessary to consider the total fertilizers on farmland. Such utilisation of digestate from AD-plants,
household solid waste stream on performing the LCA (Manfredi where source-segregated household waste is treated, is common in
and Pant, 2011). Therefore, both the scenarios use 1 ton of mixed countries such as Sweden, where produced digestate also can be
household solid waste. Its composition is shown in Table 1. certified to guarantee its quality (Swedish Waste Management
Scenario a1 considers the current situation in the city of Rio de Organization, 2012). Digestate from the AD-plant would, in this
Janeiro with 0% separate collection of organics and final disposal in case study, be transported around 70 km to the Petropolis region,
the Serope dica Landfill. Scenario a2 considers segregation at source an area with organic agriculture close to the city of Rio de Janeiro.
and separate collection of 20% of the generated household food Transport vehicles (supposedly lorries, 25t loading capacity) are
waste. The level can be seen as conservative, based on international assumed to return empty, but this could change with a scheme of
experiences (Bernstad, 2012). In scenario a3, the level of segrega- receiving agricultural residue, such as chicken manure produced in
tion is increased to 50%, a level seen as realistic based on interna- the Petropolis-region, to the AD-plant.
tional experiences (Bernstad, 2012). In both these scenarios, the Storage of digestate can result in vast emissions of methane
anaerobic digest (biosolid) is used on land as a substitute for (Lantz et al., 2009). However, in the present study, storage prior to
mineral fertilizer. transport for land application was assumed to take place in covered
Finally, scenario a4 considers no segregation of food waste at containers with continuous recovery of methane, and thus, emis-
source. Instead, the mixed waste is separated in a Material Recovery sions of methane during storage are not considered. Emissions due
Facility (MRF) where separated biomass is treated through AD to the use of different types of fertilizers on farmland have previ-
(anaerobic digestion). Due to an assumed high level of contami- ously been studied in detail in specific local conditions (Bruun et al.,
nation in generated digestion, this fraction is directed to final 2006). However, as little site-specific data was available regarding
disposal in the Serope dica Landfill. The scenarios and their graphic the soil composition and other relevant parameters in the area
illustration are summarised in Table 2 and Fig. 1. potentially relevant for application of digestate in the present case,
IPCC (2003) default values were used. In all cases, it was assumed
4.1.2. LCA - considering the 4 scenarios that digestate could substitute macronutrients (N, P and K) from
We start with the data used to fix the parameters in order to mineral fertilizers with a substitution factor of 100%, based on
model the landfill. Starberg, 2005. Nutrient content in generated digestate and pa-
Data on diesel used for collection of residual waste in the city of rameters used in modelling of on-land application are presented in
Rio de Janeiro was collected from COMLURB (Angelo, 2014), Table 5.
resulting in 1.3 L diesel/ton wet waste. The modelling of the landfill
was based primarily on information from the viability assessment 4.1.3. Results of LCA of household solid waste in the city of Rio de
produced prior to construction of the Serope dica landfill (Abrelpe, Janeiro
2012). Data related to energy and material used for construction The results of the LCA assessment are presented in Figs. 2 and 3.
and operation of the landfill was based on Da Silva (2011). However, These results clearly show that, while one of the investigated sce-
for various parameters data was not available, and assumptions narios is preferable in relation to some of the categories, other
were made based on the experience of the authors (Table 3). scenarios are preferable in relation to others.
In scenarios 2e4, it was assumed to construct an AD plant close The highest impact on GWP is seen in scenario a4, while an
increasing amount of food waste diverted to AD results in an
increased avoidance of GWP in scenarios a2 and a3. This trend is
Table 2 seen also in other categories with a strong link to energy provision,
Scenarios used in the LCA.
such as ionising radiation, ozone depletion and abiotic resource
Scenario Description depletion. However, in relation to acidification and eutrophication,
Scenario a1 Current situation: 0% separate collection of organics. Landfilling the trend is the opposite. Macronutrients (N, P and K) are recovered
of all MSW. in scenarios a2 and a3 only.
Scenario a2 20% separate collection of organics for anaerobic
digestion. Landfilling of residual waste. Use of biosolids as
4.2. VIP-analysis - the MCDA approach used in this study
fertilizer on farmland.
Scenario a3 50% separate collection of organics for anaerobic digestion.
Landfilling of residual waste. Use of biosolids as fertilizer 4.2.1. VIP-analysis relevance
on farmland. LCAs are not equipped with interpretation tools that convert
Scenario a4 Anaerobic digestion of organic waste after MRF. data to decision relevant information in a concise and transparent
Landfilling of residual waste and of biosolids produced in AD.
manner. Hence, LCA results are rarely conclusive. The consensus-

Please cite this article in press as: Angelo, A.C.M., et al., Life Cycle Assessment and Multi-criteria Decision Analysis: Selection of a strategy for
domestic food waste management in Rio de Janeiro, Journal of Cleaner Production (2016), http://dx.doi.org/10.1016/j.jclepro.2016.12.049
A.C.M. Angelo et al. / Journal of Cleaner Production xxx (2016) 1e13 5

Fig. 1. Graphic illustration of the scenarios used in the LCA.

Table 3
Parameters used in modelling of landfill.

Parameter Value Unit Reference

Years of utility 18 Years Abrelpe, 2012


Leachate collection (year 1e30) 90 % Assumed
Leachate collection (year 31e100) 50 % Assumed
Methane oxidation in top cover 10 % Assumed
Density 1 t/m3 Assumed
Height 50 m Calculated, based on Abrelpe, 2012
Diesel use (operation) 0.003 kg/t waste Da Silva, 2011
Diesel use (construction) 3.4E-06 kg/t waste Da Silva, 2011
Concrete (construction) 0.00011 kg/t waste Da Silva, 2011
PEAD (construction) 0.003 kg/t waste Da Silva, 2011
Gas collection (year 1e50) 50 % Abrelpe, 2012
Gas collection (year 51e100) 0 % Abrelpe, 2012
Utilisation of collected LFG e Flare 40 % Abrelpe, 2012
Utilisation of collected LFG e Electricity generation 27 % Abrelpe, 2012
Utilisation of collected LFG e Upgraded and injected to gas grid 33 % Abrelpe, 2012
Use of electricity in upgrading of LGF 0.341 kWh/Nm3 LFG SGC, 2013
Methane losses during upgrading 1 % of CH4 SGC, 2013
Methane content in upgraded LGF 97 % SGC, 2013
Use of electricity in leachate treatment 0.443 kWh/t waste Yoshida et al., 2014
Carbon storage in landfill 0 % of C-bio Assumed

Table 4
Parameters used in the modelling of anaerobic digestion (ww ¼ wet weight).

Process Value Unit Reference

Pretreatment 12.6 kWh/t ww VMAB, 2012


Post-separation of organics 32 kWh/t ww Karagiannidis, 2012
Eletricity use in dry AD 14 kWh/t ww DWMT, 2014
Methane emissions in dry AD 0.5% % of produced CH4 DWMT, 2014
DS in biosolids (prior to dewatering) 35 % DWMT, 2014
Electricity use in dewatering 35 kWh/t ww r, 2012
Balme
DS in biosolids (post dewatering) 60 % r, 2012
Balme
Transport of biosolids 0.007 L diesel/km, t Angelo, 2014
Electric energy recovery 36 % Genrup and Jonshagen, 2011

based ISO methods for conducting Life Cycle Impact Assessment are weighted sums of normalised outputs obtained by direct elicitation
inadequate for identifying salient trade-offs (Prado-Lopez et al., procedures. Nevertheless, compensatory methods (where any
2014; Prado-Lope z, 2015). Most LCA studies are based on weak performance in a given criterion can always be compensated

Please cite this article in press as: Angelo, A.C.M., et al., Life Cycle Assessment and Multi-criteria Decision Analysis: Selection of a strategy for
domestic food waste management in Rio de Janeiro, Journal of Cleaner Production (2016), http://dx.doi.org/10.1016/j.jclepro.2016.12.049
6 A.C.M. Angelo et al. / Journal of Cleaner Production xxx (2016) 1e13

Table 5
Nutrient content in generated digestate and parameters used in modelling of on-land application.

Parameter Value Unit Reference

Digestate and mineral fertilizers on farmland


N2OeN emissions (direct) 1.25 % of N-tot IPCC, 2003
NH3eN emissions 15 % of N-tot OSB/WSTB, 2000
NO3 eN emissions 20 % of N-tot OSB/WSTB, 2000
Incoming N contenta 4.85 kg N-tot/ton ww Based on modelling
Incoming P contenta 0.65 kg P-tot/ton ww Based on modelling
Incoming K contenta 1.48 kg K-tot/ton ww Based on modelling
Application of digestate 20 MJ/t digestate Borgshed et al., 2003
Application of mineral fertilizers 0.36 MJ/kg N-tot Finnveden et al., 2000
a
In food waste only, as kg per ton mixed incoming waste.

Fig. 2. Results of the LCA, as contribution to non-toxicological and non-resource impact categories. In all cases, impacts are related to treatment of 1 ton of mixed solid waste from
the city of Rio de Janeiro as displayed in Table 1. Units were adjusted in order to present results in the same diagram, details can be found in Table A1 - Appendix A.

by good performances in other criteria) have shown to be very weights or scaling constants, the incommensurability of indicators
disputable, especially in environmental problems. units, and the subjectivity behind the elicitation of multi-criteria
In order to overcome these shortcomings and to improve the analysis parameters.
understanding of LCA studies by decision or policy makers, MCDA
methods have been applied to aggregate LCA results, and thus to (a) Multi-Attribute Utility Theory (MAUT) allows a more scien-
improve the decision analysis. Some applications of MCDA and LCA tific weights elicitation, but decision makers remain depen-
integration have been detailed before in Section 3. Yatsalo et al. dent on accurate information about them and so the true
(2007) and Linkov and Moberg (2012) argue that it may be diffi- causes of the problem are not addressed (see, for instance:
cult to choose the most adequate MCDA method, and so they have Benoit and Rousseaux, 2003; Huppes et al., 2012; Reap et al.,
carried out tests with different methods. Yatsalo et al., for example, 2008). MAUT's ease of use may be very handy for sustain-
applied three different MCDA methods (a MAUT approach, an ability decision makers, but they seldom hold the accurate
outranking approach and the AHP method), coupled with LCA, in values for the scale constants or for the weights MAUT
two case studies involving contaminated sediment management, demands.
and even with unique theoretical background and calculation al- (b) Considering the limitations of the additive model, some au-
gorithms of each MCDA method, similar ranking orders for alter- thors proposed avoiding total compensation approaches by
natives were pointed out. In these circumstances, they argue that using outranking based models such as the ELECTRE and
the choice of the MCDA approach may be not very relevant in many PROMETHEE families (Benoit and Rousseaux, 2003; Munda,
cases. On the other hand, Prado-Lope z points out two key factors 2008). Nevertheless, these approaches require fixing a
when selecting a MCDA method to aggregate LCA results. Firstly, certain number of parameters that reflect the decision maker
the method should avoid full compensation. Secondly, the assess- preferences, and changes in these parameters can drastically
ment should be context dependent. influence the results. That is why efforts have been made on
Until recently, LCA practitioners could basically choose between methods that emphasise the construction of models with
three major MCDA approaches which promise to overcome prac- 
partial information (Dias and Clímaco, 2000; Jacquet-Lagreze
tical hindrances such as the high uncertainty associated with

Please cite this article in press as: Angelo, A.C.M., et al., Life Cycle Assessment and Multi-criteria Decision Analysis: Selection of a strategy for
domestic food waste management in Rio de Janeiro, Journal of Cleaner Production (2016), http://dx.doi.org/10.1016/j.jclepro.2016.12.049
A.C.M. Angelo et al. / Journal of Cleaner Production xxx (2016) 1e13 7

Fig. 3. Results of the LCA, as contribution to toxicological and resource impact categories. In all cases, impacts are related to treatment of 1 ton of mixed solid waste from the city of
Rio de Janeiro as displayed in Table 1. Units were adjusted in order to present results in the same diagram, details can be found in Table A1 - Appendix A.

and Siskos, 2001), helping the decision maker in establishing developed by Dias and Clímaco (2000). Several recent studies have
criteria weights or even parameters of analysis. adopted it (see, for instance, Ventura et al., 2010, 2014; Yue et al.,
(c) The uncertainty associated with the quantification of the 2009). The principal characteristic of this tool is that no precise
weights/scaling constants may be dealt with by using an values for the scaling constants/weights are required. Instead, it can
alternative approach that consists of the combination of accept imprecise information (i.e. ordinal ranking of the weights,
Stochastic Multiattribute Analysis (SMAA) method with LCA intervals and/or linear constraints) on these values, usually iden-
(Rogers et al., 2008; Prado-Lope z, 2015). Decision makers/ tified in indirect ways, for example by comparing swings, by
stakeholders use to feel more comfortable with deterministic ordering scaling constants, etc. The major objectives are the iden-
models, but it is plausible (Domingues et al., 2015) that they tification of robust conclusions (holding for every feasible combi-
would prefer to express uncertainty by linear constraints nation of the scaling constants), and secondly, identifying what the
regarding the weights rather than fixing point values, and variability of the results is due to the imprecision in the parameter
not depending on any assumption on stochastic distribution values, trying to identify the most satisfactory alternative rather
of the weights nor on simulation techniques to estimate the than a preference ranking of all alternatives. Of course, the
corresponding results distribution. robustness analysis will depend on the degree of restriction on the
weights variability introduced by linear constraints, and these
The interactive choice support system VIP-Analysis can meet depend on the context and on the decision makers’ points of view.
such requirements. Although based on the additive model, it offers VIP-Analysis considers an additive value function under
a good compromise between the need for an easily understandable imprecise information as described below:
technique (so allowing genuine participation from stakeholders)
and the mitigation of the drawbacks associated with full compen-
sation. It is well known that the most difficult step in the decision X
n
aiding process is setting values of the weights/scaling constants and Vðai ; kÞ ¼ kj vj ðai Þ: (1)
the uncertainty/imprecision in weight has to be tackled. Therefore, j¼1
instead of looking for a sharp value for the weights, i.e., leading to a
unique score for each scenario/alternative, VIP-Analysis simply where ai and vj represent the ith alternative and the jth normalised
requires the introduction of context dependent, well-accepted global performance measure, kj is the scaling constant of vj. and k
linear constraints on the weights. Furthermore, this tool seems represents the vector of scaling constants, k¼(k1, k2, …, kn).
very adequate to support a group of stakeholders meeting face-to- Considering T as the set of acceptable values of the vector k of
face around a computer (Phillips and Phillips, 1993), which is also scaling constants, the regret associated with alternative aj, when
very adequate in the LCA context. However, a facilitator is needed as compared with ai, here denoted as regij, is the maximal difference:
proficient use of VIP-Analysis requires the sharing of knowledge
about the tool potentialities and limitations with stakeholders and   
decision makers. regij ¼ max Vðai ; kÞ  V aj ; k : (2)
k2T

4.2.2. The method description If regij is negative or null then Vðaj ; kÞ  Vðai ; kÞck2T and at
VIP-Analysis is an interactive software package dedicated to least one inequality is strict, aj dominates ai, (or ai is dominated by
choice problems regarding the evaluation of a discrete set of al- aj). A relaxation to this dominance relation, by a tolerance param-
ternatives according to a multi-attribute additive value function, eter ε means that:

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8 A.C.M. Angelo et al. / Journal of Cleaner Production xxx (2016) 1e13

  Table 6
V aj ; k  Vðai ; kÞ  εcK2T: (3) Impact Categories ranking.

Ordering Impact categories


In this case, aj quasi dominates ai with tolerance ε.
Furthermore, another stricter concept is the concept of absolute 1 Global warming
dominance: aj dominates ai absolutely when 2 Ozone depletion potential
3 Human toxicological (non-carcinogenic)
  Photochemical ozone formation
V aj ; k  Vðai ; k0 Þck; k0 2T (4) N-recovery
P-recovery
where at least one inequality is strict. K-recovery
For every alternative ai the maximum regret associated with it, 4 Ecotoxicity
Abiotic resources
when it is compared with all other alternatives which may have a
5 Human toxicological (carcinogenic)
higher additive value for given T, is: Eutrophication (freshwater)

n o   Eutrophication (marine)
   6 Acidification
regmax ðai Þ ¼ max regji ¼ max max V aj ; k  Vðai ; kÞ : 7 Particulate matter
jsi k2T jsi
Ionising radiation
(5) Eutrophication (land)

In a first phase, some tools enable filtering of the alternatives.


Firstly, VIP can use maximum regret as a filter. For instance, if the
maximum regret of an alternative is negative or null, then ai is tested.
optimal. Secondly, VIP module calculates the range of values of each In summary, the following procedure was applied to create an
alternative: ordering of the scaling constants/weights:

1. Assessment of the current status in relation to each impact
minfVðai ; kÞg; maxfVðai ; kÞg : (6)
k2T k2T category through official documents on local (city of Rio de
Janeiro), region (Rio de Janeiro state) or national level. Each
This enables, for example, the elimination of those with a impact category/criterion is classified as “low”, “medium” or
minimum value below a certain threshold, fixed by the decision “high” in relation to the current status. A value is attributed to
makers, while the knowledge of the maximum regret concerning each level being: 1 ¼ low, 2 ¼ medium and 3 ¼ high.
each alternative enables the elimination of those with a max regret 2. Identification of official targets, strategies, policies, international
beyond a threshold fixed by the decision makers and the domi- declarations and laws on the national or regional/local level
nated solutions. The alternatives passing the filtering phase are regarding the improvement of the current status. Each impact
analysed using the matrix of regrets, designated as pairwise category is classified as “low”, “medium” or “high” in relation to
confrontation table, together with the relaxation of the concepts of international, national and regional/local efforts to improve the
optimality and dominance, exploring the concepts of quasi- impacts. A value is attributed to each level being: 1 ¼ low,
optimality and the concept of quasi-dominance, enabling the de- 2 ¼ medium and 3 ¼ high.
cision makers to identify robust conclusions in order to help in the 3. A sum of the above obtained scores enables an ordinal ranking
search for the best alternative. All the details about VIP-Analysis of the impact categories/criteria to be obtained with reasonable
methodology and the corresponding package can be read in Dias confidence, and so, an ordering of the corresponding weights/
and Clímaco (2000). They can also be found in the following link: scaling constants.
http://hdl.handle.net/10316/31247, where the reader can also find a
complete example describing the use of VIP-Analysis package. Both data used in the creation of the ordinal ranking and results
from the proposed method are presented in Table A2, in Appendix
4.3. Ordering scaling constants/weights A. Table 6 shows the final ranking of the criteria.
It is important to note that, in this case, the subjectivity is
As mentioned in the last section, VIP-Analysis does not require introduced by the decision makers when they use the classification
precise values for scaling constants/weights. It just uses imprecise of “low, medium or high” on the current status of the impacts and
information about them, requiring just the introduction of linear the international, national and local/regional improvement efforts
constraints on the weights, and of course, the decision makers only regarding each environmental impact category/criterion.
introduce constraints on scaling constants/weights they feel Finally, it must be remarked that in the literature, there are
confident to do. In this case study, the decision makers have several procedures to define weights that can be done by stake-
decided only to consider linear constraints on the weights associ- holder consultation or by eliciting decision makers’ preferences.
ated with the ordinal ranking of the 16 criteria, i.e., impact cate- Arguably, public participation in the weighting step has an
gories within the context of waste management in the city of Rio de important role in MCDA. However, it may make the weighting
Janeiro. process more difficult due to the time required and transparency
The procedure used in this paper to order the scaling constants/ involved, since it requires the definition of which actors will be
weights is inspired in the weighing procedure used in the LCA consulted and if they have the same importance in the decision
method EDIP (Stranddorf et al., 2005). In fact, it is a simplification of making.
it, taking into account the availability of the data for Rio de Janeiro
in many areas is clearly insufficient. Arguably, ordering the criteria 5. VIP-analysis case study results
is much less exigent than identifying the weights precisely and so
the results obtained using the procedure here outlined are surely The evaluated alternatives are the four scenarios developed in
acceptable. Furthermore, as we will see in Section 5, the determi- the LCA study (a1 to a4). The criteria are the sixteen selected impact
nation of any ordinal ranking of the criteria involve subjectivities, categories considered in the LCA study. In order to enable the use of
other ordinal rankings plausible for experts/decision makers were an additive aggregation, outcome values of the LCA criteria/impact

Please cite this article in press as: Angelo, A.C.M., et al., Life Cycle Assessment and Multi-criteria Decision Analysis: Selection of a strategy for
domestic food waste management in Rio de Janeiro, Journal of Cleaner Production (2016), http://dx.doi.org/10.1016/j.jclepro.2016.12.049
A.C.M. Angelo et al. / Journal of Cleaner Production xxx (2016) 1e13 9

Table 7 Note that Zik denotes the value of alternative I for criterion k, and
Criteria normalisation. then, after normalisation, all criteria are transformed to maximise
Equation Range extreme Criteria objective or minimise evaluation. Three out of sixteen are maximising
Zik  Zmin
k
Maximum ¼ 1 Maximise
criteria, namely the 14, 15 and 16. The others are minimising criteria
ðZik ÞN ¼ k
Zmax  Zmin
k
Minimum ¼ 0 and, in both cases, the ideal value corresponds to number 1
ðZik ÞN ¼
k
Zmax  Zik Maximum ¼ 0 Minimise (Table A3, in Appendix A).
k
Zmax  Zmin
k
Minimum ¼ 1 We begin using the order obtained in Section 4.3. The VIP-
Analysis case study results have shown that three scenarios are
absolutely dominated (Table 8). The same conclusion can be ob-
Table 8 tained from Fig. 4, where we can see that the worst case for sce-
Range of results.
nario a3 is better than the best values for the other scenarios; this
Alternative Min value Max value Max regret Dominated? configures absolute dominance, a sort of relation that is stronger
Scenario a1 0.213 0.414 0.744 YES (Abs) than the dominance introduced in Section 4.2. This means that
Scenario a2 0.566 0.635 0.373 YES (Abs) scenarios a1, a2 and a4 can indubitably be discarded. The same
Scenario a3 0.656 1 0.09 result can also be obtained from the maximum regret of scenario
Scenario a4 0 0.251 1 YES (Abs) a3, which is negative (Fig. 5) and therefore implies that a3 is
optimal. In these circumstances, it can be concluded that scenario
a3 should be chosen even without analysing the pairwise
categories were normalised using a differences ratio normalisation. confrontation table in detail (Table 9). If the decision makers have
An example of this type of normalisation is that used in the reasons to believe that some qualitative issues not included in the
calculation of the Better Life Index (OECD, 2011). It is carried out model should also be considered, scenario a2 should be analysed in
according to the type of criterion (Z), i.e. whether it is a minimising more detail because the results indicate that it is preferable to a1
or maximising criteria (Table 7). and a4 (see Figs. 4 and 5).

Fig. 4. Range of results.

Fig. 5. The Maximum Regret of alternatives.

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10 A.C.M. Angelo et al. / Journal of Cleaner Production xxx (2016) 1e13

Table 9 a3 is the one with min max regret (0.182). Of course, the other max
Pairwise confrontation table. regrets corresponding to the other scenarios are also available in
Scenario 1 Scenario 2 Scenario 3 Scenario 4 the same row. Fig. 9 below summarises the numeric values of the
Scenario a1 - 0.152 0.242 0.367
results:
Scenario a2 0.388 - 0.09 0.632 Utilising an interactive tool (an elevator) provided by the VIP-
Scenario a3 0.744 0.373 - 1 Analysis software, it is possible to test the introduction of a relax-
Scenario a4 0.025 0.315 0.404 - ation in the dominance relation, by a tolerance ε, trying to identify
Max Regret 0.744 0.373 0.09 1
quasi-dominated alternatives: a2 quasi-dominates a1 for an ε
relaxation greater than 0.009 and a4 also quasi-dominates a1 for an
ε relaxation greater than 0.042.
Results can be very sensitive to the ordering of scaling constants. Figs. 10 and 11 show considered tolerances of 0.01 and 0.05,
Any ordinal ranking of the criteria is subjective. Under these cir- respectively. A cell is red when the row alternative is quasi-
cumstances, six other plausible criteria rankings were tested ac- dominated by the column alternative.
cording to the priorities of the decision makers. In five of them the In summary, from the range of the results, the max regrets and
principal conclusion of the previous case was confirmed as they the identification of quasi-dominated alternatives for very small
point out a3 as the optimal alternative. Nevertheless, when the tolerances, it is possible to conclude that scenarios a1 and a4 can be
ordinal ranking is based on EPA Science Advisory Board (Lippiatt, discarded. From the pairwise confrontation table and from the
2007), the VIP-Analysis tools lead to contrasting results deserving summary of the results, it is possible to conclude that a2 and a3 are
further analysis as there is a close dispute between a2 and a3 (the neither dominated nor quasi-dominated for very small tolerances
table concerning the ordinal rankings tested is in Appendix B). This with a2 being better than a3 considering the max min (Fig. 7) and
can be seen by analysing the max regrets and the ranges of the the opposite when considering the min max regret (Fig. 6). It is still
results corresponding to this ordinal ranking (Figs. 6 and 7). possible to get some robust conclusions from Fig. 11 regarding the
Alternatives a1 and a4 are the two worst in both cases. This pairwise comparison of a2 and a3. The alternative a3 is preferable if
seems to justify their elimination before further inspection, the decision makers privilege the min max regret, i.e. a measure of
whenever it may add the subsequent decision process phases. This equity, but a2 is preferable if they favour the best worst case and
is not the case, however, as we are just dealing with 4 alternatives. the variability of the results (the minimum and the maximum value
A preliminary reduction of alternatives/scenarios is not a key issue for each alternative/scenario).
in this case. In the second phase, the decision maker is confronted It must be remarked that the robustness analysis, in the way it is
with the corresponding pairwise confrontation table (in Fig. 8). used in VIP-Analysis, can substitute sensitivity procedures.
Again, a visual inspection is enough to conclude that dominated Whereas in sensitivity analysis small variations of the parameters
alternatives do not exist in this case. Should they exist, they would around a previously calculated proposed solution are tested, in
correspond to negative cells marked in red, namely to cells where robustness analysis a set of acceptable weights, defined by linear
the row alternative is dominated by the column alternative. From constraints that the decision makers feel enough confidence to
the pairwise confrontation table, it is possible to draw some robust introduce, is considered. The idea is to identify the robust conclu-
conclusions, such as “scenario a2 never loses to a3 by a difference sions, i.e. those compatible with the incomplete information on the
greater than 0.373” and “scenario a3 never loses to a2 by a differ- weights provided by the decision makers. Note that sensitivity
ence greater than 0.173”. Furthermore, from the last row of the analysis is often conduced varying one parameter at a time,
pairwise confrontation table, it is possible to confirm that scenario

Fig. 6. VIP-Analysis screen showing the maximum regret of alternatives.

Please cite this article in press as: Angelo, A.C.M., et al., Life Cycle Assessment and Multi-criteria Decision Analysis: Selection of a strategy for
domestic food waste management in Rio de Janeiro, Journal of Cleaner Production (2016), http://dx.doi.org/10.1016/j.jclepro.2016.12.049
A.C.M. Angelo et al. / Journal of Cleaner Production xxx (2016) 1e13 11

Fig. 7. VIP-Analysis screen showing the range of the results.

Fig. 8. VIP-Analysis screen showing the pairwise confrontation table.


Fig. 10. VIP-Analysis screen showing the pairwise confrontation table with 0.01 of
tolerance.

Fig. 9. VIP-Analysis screen showing the summary of results.

ignoring the interaction effects that could appear when more than
one parameter is changed at the same time.

Fig. 11. VIP-Analysis screen showing the pairwise confrontation table with 0.05 of
6. Conclusions tolerance.

This study assesses the potentialities of combining an MCDA


categories, some analysts avoid the optional steps determined by
approach with LCA towards decision support. In many cases results
the ISO Standards (2006) of weighting and aggregating the results.
from LCA of solid waste management are difficult to interpret
Without an aggregation of LCA outputs, however, the interpretation
because there is no completely satisfying alternative, since while
phase of LCA becomes much more difficult for decision making. The
one alternative might be preferable in relation to some aspects and
use of an appropriate MCDA approach not only provides clarity to
impact categories, other alternatives might be preferable in relation
the interpretation of LCA results, but also helps elucidating the
to others. Besides this, as LCA studies work with many impact

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domestic food waste management in Rio de Janeiro, Journal of Cleaner Production (2016), http://dx.doi.org/10.1016/j.jclepro.2016.12.049
12 A.C.M. Angelo et al. / Journal of Cleaner Production xxx (2016) 1e13

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Please cite this article in press as: Angelo, A.C.M., et al., Life Cycle Assessment and Multi-criteria Decision Analysis: Selection of a strategy for
domestic food waste management in Rio de Janeiro, Journal of Cleaner Production (2016), http://dx.doi.org/10.1016/j.jclepro.2016.12.049
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Please cite this article in press as: Angelo, A.C.M., et al., Life Cycle Assessment and Multi-criteria Decision Analysis: Selection of a strategy for
domestic food waste management in Rio de Janeiro, Journal of Cleaner Production (2016), http://dx.doi.org/10.1016/j.jclepro.2016.12.049

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