Audit Plan

Order no. 20052424

Customer no. 83711

Company / Client: PRAGATI INDUSTRIES

Street / P.O. box: W-107, M.I.D.C. ADDITIONAL INDUSTRIAL AREA, Ambernath
City / post code: Dist. Thane - 421506 IND
Type of Audit: 1. Surveillance Audit (ISO 9001:2008 without design)
Standard / Date of issue: ISO 9001:2008 without design
Audit Dates on site / (due date): 2014-03-24 - 2014-03-24 [2014-03-21]
Management Representative: Ms. Swati Wandre
Lead Auditor / Auditor: Tushar Sanap / -
Technical Expert / Trainee: -/-
Scope of Certification: Manufacture & supply of Metal fasteners such as rivets, bolts
and screws.
Industry scope (NACE) NACE 1993 28.7
Audit language: English
Manual (Revision / Date)
Number of shifts / audited 1 /1
Objectives:  Determine the extent of conformity of the management system with the standard(s);
 Evaluate the capability of the management system to ensure compliance with relevant
statutory, regulatory and contractual requirements, as applicable;
 Evaluate the effectiveness of the management system in meeting its specified
objectives;
 Identify areas for potential improvement of the management system.
 Evaluate the operational control of processes, including internal audits and management
review;
 Evaluate the management’s responsibility for the company’s policies
 Evaluate the links between the standard requirements and the management system
requirements.
To prepare us for the audit and to understand how we can tailor our activities to add most value to your organization, please
help us by providing the following information, if applicable or available:
1. Let us know if we should include any other additional processes or activities in this audit plan
2. Notify the Lead Auditor of any significant organizational / headcount changes since the last audit
3. Enter names of our points of contact and their departments for each section in columns 6 and 7
4. Schedule a room for use by the audit team and provide representatives to accompany us during the audit
5. Time should be allocated in the plan to discuss the previous audit findings (if applicable).
6. If the numbers of shifts are more than one, an auditor must ensure that either the audit is planned in every shift or verify with the
client that the work done in other shifts is similar to that which is audited.

Date Released / Revised Lead auditor signature

Issued By: Vibhavari Bhagwat File No. TSSA_CCU_79 Revision No. 05 Effective: 2013-09-15 Page 1 of 2
 Audit Plan
Order no. 20052424
Customer no. 83711

ISO 9001
DAY ONE, Date

Time Auditor Process (according to Ref list) / Process owner / Company’s Comments
Activity Representative
W-107, M.I.D.C. ADDITIONAL INDUSTRIAL AREA, Ambernath
9.00-9.15 TS Opening meeting
9.15-9.30 TS Facility Tour
9.30-10.00 TS Top Management
10.00-10.30 TS MR and Review of previous Audit findings
10.30-12.00 TS Production and Quality
12.00-12.30 TS Marketing
12.30-13.00 TS HR
13.00-13.30 TS Lunch

D-14, M.I.D.C. ADDITIONAL INDUSTRIL AREA, Ambernath

13.30-15.30 TS Production and Quality
15.30-16.30 TS HR
16.30-17.00 TS Auditor Time
17.00-17.30 TS Closing Metting

End of Day

Distribution: Auditee Representative, Members of the audit team

Issued By: Vibhavari Bhagwat File No. TSSA_CCU_79 Revision No. 05 Effective: 2013-09-15 Page 2 of 2