SOME USES OF DEDUCTIVE AND INDUCTIVE LOGIC IN THE STUDY OF NEUROTIC AND
PSYCHOTIC DISORDERS
LEO APOSTEL
235, Ave. Frere Orbanlaan, 8-000 Ghent , Belgium
1, INTRODUCTION: OUR PROGRAM
The aim of this paper is to make a contribution to the general
thesis held by many psychiatric workers, according to which the neurotic
or psychotic person (if this distinction can be upheld), is talking and
thinking in a coherent fashion but according to a different logic.
Therapy can mainly help by understanding this different logic; a cure
ought not necessarily eliminate it but should simply give the deviant
speaker a) the awareness of the fact that he uses a deviant logic; b) that
it is possible to use other ones and c) that he has, in order to
communicate, to find new forms of translation of his own speech into that
of his surroundings. How such a transformation can be achieved (therapy)
and how the use of the deviant language came about (etiology) cannot be
commented upon by us. We have no competence in therapy or etiology.
The only reason why the author of this paper should be entitled to write
on this topic is that he has been closely connected with the Geneva
group, whose work on the growth of logical system in the thinking of the
child is well known, As Fried and Agassi, in their interesting book
Ruanot
argument we are encouraged to see if the knowledge we have of the Geneva
: a Study in Diagnosis use Piaget in a central part of their
work can be brought to bear not only on the logic of the child, but also
on the logic of the deviant.
If this can be done for Fried-Agassi's Faranoia, we can also
borrow a few other examples from a well-known text by Otto Fenichel
Psychoanalytic Theory of Veurosis and show that several of the other
types of neurosis identified by psychoanalysis (we consistently accept
the Freudian point of view) can also be described by logical deviations,
connected with some Piagetian formalisms. We finish then the third and
34 APOSTEL
last part of our paper by making some critical remarks on the valuable
contributions of von Domarus and Matte Blanco, concerning the use of
logic in the analysis of neurotic or psychotic thought.
Having announced our program, we should warn the reader that the
term "logic" should be taken in its complete extensions.
1, Logic as an object language: classical logic (functional calculus of
first order with identity and abstraction); extensions (higher order
systems, and set theory); non-classical logics (temporal logic, modal
logic, intuitionism, action logic).
2. Logic as meta language a) general syntax of formal and non-formal
languages b) general semantics of the same c) general pragmatics of the
same.
We are not certain that earlier writers on the connection between
psychoanalysis and logic have taken seriously the wide diversity of
systems that is at our disposal.
2, PSYCHOANALYSIS CAN BE APPLIED TO LOGIC
We want, before executing our program, to point out that the
application of psychoanalysis to the mental make-up of the logician would
be of the highest interest. In fact, Imre Herman, the Hungarian psycho-
analyst, has carried out such an undertaking rather speculatively but in
a way that deserves more attention than it received. His publications
on the topic are mainly Hungarian however, and we know only of their
existence by the references made to them by the late Dr. Cressot's article
of 1956 in the Revue Frangaise de Psychoanalyse. some of his ideas
have appeared recently in French in Psychoanalyse et Logique (Dendel 1978).
Let us, only to stimulate interest in this work, make one remark similar
to hts
The formalist trend of meta mathematics, abandons Russell-Whitehead
desire to unify logic and mathematics in a “unifying system" and tries
only to derive the non-contradiction of the formal language of
mathematics. Why this obsession with non-contradiction? The analyst will
ask us to follow the genesis, back to childhood of the concepts of
“assertion” and "negation". In
ssertion", he will discover as its
genetical basis, an incorporation of an attitude or a belief in the ego
system; in"
negation" he will see as its basis the rejection by the ego
system of one attitude that is either attacked or fled. The attempt to
prove that a system is non-contradictory is then, in its genetical sourceAPOSTEL, 5
(let the reader be attentive, and not commit the genetical fallacy
according to which meaning is identical to origin; if so our remark itself
would be meaningless) the attempt to show that our belief and attitude
system does not contain ambivalences. And purely psychologically, the
continuous attempt to show to oneself that no ambivalence is present,
will (psychoanalytically) only occur when they are indeed present. Some-
thing that would be a genetical anticipation of a reinforcement of a
theory of Gédel would be present here (the proof that no ambivalence is
present will never be achieved). We are not - let the logician not
reject this remark, as we fear that he will do - doing logic here. We
are looking for the genetic sources of the overwhelming urge to avoid the
assertion and negation of the same proposition. We are the first to
say however, that, however attractive this idea may be, the necessary
experimental evidence for it is lacking. It could be shown, in some
"psychology of science", that persons most involved with the discovery of
non-contradiction proofs are or have been plagued by stronger ambivalences
than others, Herman (according to Cressot) does also make the tantalising
remark that the Russell-Whitehead attempt to complete reduction of
mathematics to empty logical tautologies is a complete refusal of contact
with reality while the construction of mathematics from its internal
constructive action (intuitionism) is the indication of a strong
introversion,
The reader should observe,however, that these remarks, in their
speculative form, are only made here, at the beginning of this paper to
point out that the possibility of applying psychoanalytic concepts to
metalogical schools, should be an argument in favour of executing the
inverse operation, namely applying logic to psychoanalysis. The argument
is weak; only a possibility of building bridges is shown.
3, A LOGICAL REFORMULATION OF FRIED-AGASSI'S PARADOX OF PARANOTA
On page 4 of their book, Fried and Agassi present their "paradox"
in four statements:
1, The paranoie (who has paranoia vera, a rare state, not to be confused
with paranoid symptoms of other mental deviations) is logical. Indeed
he is strikingly meticulously logical. 2. The paranoic perceives yell
and correctly. 3. At times his fundamental assumptions are no worse than
that of the alternative ones accepted by his society. 4, At times, the
fundamental assumptions of the paranoic are integrative principles, which6 ‘APOSTEL
make his image of the world an integrated one, better than the average
(4-5). On their pages 69-74 the authors offer us an explanation for the
paranoic illness. The paranoic has an indestructible fixation to one
set of axioms that are his own private ones and that he cannot see as such
but only identify with the public set of assumptions on the basis of which
we all live. In his interesting book Sceptictam, Arne Naess defines the
plurality of metaphysical systems as systems which, once adopted, define
theory and proof, (inductive or deductive), together with fact (internal
or external) and thus concludes that no metaphysical system can ever be
refuted because it reinterprets the methods of refutation itself; in
another interesting contribution (The Logic of Philosophy) Eric Weil makes
the same remark for all important metaphysical systems. In fact, the
paradigm hypothesis of Thomas Kuhn as pushed towards its extremes by
Feyerabend tells us the same about all adult sciences. The paradigm that
reigns over this science will not admit any contradicting facts. Fried
and Agassido not mention Weil or Naess but it seems to us pretty certain
that insight in the fact that the self-reinforcing character of paradig-
mata to be found in Kuhn and Feyerabend has inspired Fried and Agassi
to use a conception developed in the methodology of science as a tool to
understand paranoia. If indeed, (and we find even more supporting
evidence, with Naess and Weil in meta-philosophy), such systems function
very well in everyday scientific life, why do they lead to suffering
and anxiety in paranoia? The truly paradoxical nature of the state of
affairs becomes very evident. Fried and Agassi use their concept of
"£ixation" as the demarcation point between "paranoic" total systems and
"normal" total systems, a concept of "fixation" that is equivalent or
nearly equivalent to Piaget's "centration". The paranoic can no longer
conceive total systems having other features than his own, He is the
absolute opposite of anybody who, in a pluralistic fashion, utilises more
than one system either simultaneously or in succession. This fixation is
also called on page 82 "centrism" and explicitly compared with Piaget's
concept. This use of "fixation" = "centration" or "centrism" gives us
our hint to apply some logic. If we look into Piaget's works then the
‘concept of "centrism" is best understood by talking for a moment about
classification systems. At certain ages, the child is already sufficiently
developed to develop a classification, ordering a region completely. The
classification hierarchy is complete and coherent. But - and this is a
very important point if we look at Fried-Agassi's paranoia. the childAPOSTEL. 7
cannot yet conceive of a multiplicity of classifications; it remains
centred on one, This has also some consequences for his logic (and this
is really the reason why we insist upon the relation seen by Fried-Agassi
between their own views and Piaget's ones). If the child cannot conceive
a multiplicity of classifications of the same region, but is able to
classify this region as such, certain operations are not possible. For
instance: inclusion exists, complementation exists, union exists and even
the transitivity of inclusion is established. But whenever we use
intersection (the set of all elements both in one class and in another)
and consider that the intersection between two classes is not empty,
then it must be the case here that one of the two classes is completely
included in the other. Indeed, in a correct classification, on each
level the classes are disjoint. Only if we could have at least one more
and different classification, could non-inclusive intersection be non zero
(only then would part of a class be able to function as a class combining
the different operations of unions and intersection with each other).
Here having only one classification at our disposal we necessarily mst
have.
"If intersection K1 with K2 is not empty, then either Kl is included
in K2, or K2 is included in Kl (if inclusion is transitive, this inclusion
may be both indirect or direct). The distributivity principle changes
also.
Classically we have distributivity, if the intersection of a class Kl
with the union of two classes K2 and K3, is equal to (intersect Kl, K2)
union (intersect K2, K3). For the person who can only use one
classification however the law is stronger and becomes "Kl intersect
(K2 union K3) is either equal to (intersect K1, K2) or to (intersect Kl,
K3). Piaget develops however his concept of partial Boolean algebra's
(classifications without alternatives) only with reference to his stage
of concrete operations. The paranoic, as explained by Agassi and Fried,
has reached the stage of abstract formal reasoning. In fact he has at
his disposal a complete deductive systen (if we understand our writers
well). This means that he mst have the possibility in the concrete
region to use multiple classifications (the set of his persecutors may be
structured in many ways and he can easily go from one structure to the
other if only the system as a whole remains preserved). Now we have the
following problem: a) on the object language level, the paranoic has
reached the last stage of development Piaget has thoroughly investigated8 APOSTEL.
(in From the Logie of the Child to the Logie of the Adolescent) b) but on
the meta level (where different formal systems should be available,
comparable and eliminable) he only has one classification system at its
disposal. This leads us to a suggestion that, as far as we are aware of,
has not yet been made in the literature, Alfred Tarski has, in his
Calculus of Systems developed a theory on the meta level, where
deductive systems are treated as objects, and where unions, inclusions
and intersection as well as complements of systems are considered. If
we interpret Fried-Agassi well it is on the level of this calculus of
systems that the paranoiac has no multiplicity of classifications at
his disposal. As the reader can learn from Tarski's Logic, Semantics and
Metanathematics (one of the chapters of which is dedicated to this
calculus of systems), the algebra of systems is a Brouwerian lattice.
Our proposal would be that the paranoiac on this meta level suffers from
the impossibility to consider more than one subdivision of this Brouwerian
set. Combining Tarski with Piaget and taking seriously the formal
concepts of fixation and centrism, we thus offer the following
hypothesis "the set of deductive systems of a paranoiac is Brouwerian
pseudo-lattice for which the intersection is characterised by the two
extra properties we just described for a systems that has only one
possible classification of its domain at its disposal on the field of
concrete objects." (But here the phenomenon occurs on the level of the
system of systems.) It is interesting to see that degrees of fixation
will correspond to approximations to pseudo-Brouwerian algebras. Let us
for instance suppose that the person is able to form two different
classifications instead of all possible classifications (yielding in
Piaget's term "covariant classes". In this case K1 int(K2 union K3)
without K2 including K3 or K3 including K2 is possible, as long as K2
exists in the first classification and K3 exists in a second
classification. If a fourth class is introduced however, we shall again
have the inclusion-clause valid with reference to this fourth class.
This feature seems to give an interesting measure for the degree of
fixation, in agreement with the centration or fixation hypothesis.
This suggestion leads us to a proposal that could have some future:
once the level of formal operation is reached (as it certainly is in the
paranoiac), one can still by reapplying the hierarchy of semi-groups and
semi-lattices that leads to Piaget's formal end point, continue the
genetical hierarchy on the meta level, using a number of times theAPOSTEL 9
operation used by Tarski to be able to reason about deductive systems as
objects. When the pre-operational features can be found here that are
also found in the paranoiac, we have - we repeat - by combining views of
Piaget, Tarski, Agassi and Fried, the possibility of continuing the
Piagetian hierarchy and somewhere on these higher partial levels the para~
noiac system could be found.
The fact that egocentrism, megalomania and persecutionary
delusions are other typical symptoms of paranoia vera can either be
derived from the postulate of a pre-operational (in Piaget's sense)
system of systems (in Tarski's sense) or in the opposite direction, the
pre-operational features of the system of systems can be derived from
persecution, megalomania egocentrism. We examine these alternatives in
the following paragraph.
We may consider that egocentrism is the attitude consisting in
knowing everything only with reference to its relations to the own
person.
Persecution delusion is the belief that everybody (at the limit
everything) has a negative intention (tendency to destroy) one's own
person.
Megalomania is the tendency to believe that one’s own person is to
be preferred to everything in the universe.
These three definitions are only given with the following intention:
to show that simple relation calculus (with reference to negative
relations), epistemic logic (knowing and believing), preference logic
(negative preference), and quantifiers (all, some) are sufficient and
necessary tools to define some of the basis properties of paranoia vera.
It is certainly true that the persecution delusion entails
egocentrism and megalomania (if I believe that everything tends to
destroy me, I am the most important person in the universe and I see
everything only with respect to the relation it has to myself). It is
also true that the persecution delusion entails that I have one unique
and fixed theory about the universe (with possible variations regarding the
relationships between the persecutors). Megalomania entails also ego-
centrism and centrism, but we must take notice of the fact that positive
megalomania (everything exists in order to favour my own personality) is
as probable as negative megalomania, I do not know enough about paranoia
vera to see if delusions of grandeur exist as often as delusions of
persecution but both can exist together (I am persecuted because I am the10 APOSTEL
most important thing in the universe or I am the most important thing in
the universe because I alone am universally persecuted). Clinical facts
show, so I suppose, that the coexistence is frequent if not universal,
that oscillations between the two may occur, but that the basic form is
negative centration because of the following reasoning: a) reality is
fundamentally independent of myself; b) this is basically a negative
relation; c) this relation being constant, the fact that I cannot dominate
reality, may be generalised to the belief that everything by its very
independence is hostile and for that reason persecutes me.
The problem remains to understand why a person who presents, on the
metalogical level, the type of theoretical structure we have called a
unique and fixed Brouvetian pseudo logic, should necessarily have this
content of his theory, It is clear that a meta logical feature does not
entail anything about the content of the type of theory held (here the
megalomania persecution delusion). We think that two answers might be
give: a) the content of the theory implies the fixation or centration of
the theory (the theory is self strengthening if it has the following
property: if anything favourable occurs then this even is caused by the
fact that something unfavourable has or will occur. This is said in so
many words by Fried and Agassi; b) moreover, the presence of the ego
being the only constant feature in all our experience perhaps we might
make the following deduction: if a fixed theory is the only one we
entertain about the universe, then this fixed theory must be about the
relations of the rest of the universe to the only fixed presence in every
possible theory and this is the ego. We attribute to this apparent
argument only a plausibility value and would certainly not consider it to
be a real deduction. Both interpretations of the relation between the
meta theoretical feature and the object language feature seem to me to
be compatible with the Fried-Agassi hypothesis and with what is known to
me about paranoia. A selection containing most theories about paranoia
may be found in Swanson is The Paranoid. We are of the opinion that much
could be, gained by comparing our Piaget-inspired, formal remarks deduced
from Fried-Agassi with two papers that appeared on artifical paranoia in
Artificial Intelligence, by K.M. Colby, S. Weber and F.D. Hilf: and same
authors with H. Kraemer, Turing-like Indistinguishibility Test for the
Validation of a Computer Simlation of Paranoid Processes, AI, 3, 199-221.
‘The comparison will be the more interesting, the more affinities Coly
recognises with A. Abelson's work on Psycho-Logic.APOSTEL M
Abelson is precisely positively evaluated by the Fried and Agassi book
we are using and his positive and negative relations among the concepts
of his belief-stimulating languages could certainly help to relate the
interpretations of Fried and Agassi to Piaget's work.
In summary, Colby's approach to paranoia is the construction of
a question-answering program that detects in the utterances of the
interlocutor the positive, negative or neutral attitudes, only detects
those features and that, in consequence reacts with given levels of anger
and fear. The basic paranoic feature of the program is that it is more
sensitive to (detects easier, faster and more frequently) the features
in the interlocutor's assertions that are negative than any of the two
other types of features and that it reacts a) with an increase both of
fear and anger b) but if fear and anger stand at the same level, fear will
have a stronger impact of his own responses. The interesting feature of
the relation between Colby and Abelson is that, applying Abelson's rules
(£.4.1 APB and BnC entails AnC: a positive to B and B negative to C
entails a negative to C (the program may entail a certain
fixed depth) analyse the assertions of the interlocutor, and
that in this analysis the strength of the tendency to derive attitudes
that entail InS (interlocutor negative to self) is highest.
We are of the opinion that this computer simulation work does not
give a very sophisticated theory about paranoia, but that it converges to
a certain extent the features detected by Fried-Agassi: the meta rule
"interprets as often and soon as possible an utterance of the other as
expressing a negative attitude towards the self!" certainly implies, as
does the fixation hypothesis of Fried-Agassi the existence of fixation on
the meta level (and thus brings the Colby program also in contact with the
pseudo-Brouwerian meta logic of the Piagetian paranoiac as we have seen
ite
4. NON-CLASSICAL INDUCTIVE LOGIC AND PARANOIA
We have stressed in our first pages that the relationship of psycho-
analysis with formal logic should not commit the error of identifying logic
with some specific part of it.
We could show that non-classical logics are really involved in the
precise elaboration of a theory of paranoid thinking. In fact we stated
as much, But it would take up too much space to do so here. One example12 APOSTEL,
may suffice: a) let us suppose that the paranoic person uses normal truth
functional logic in his thinking b) let us moreover add, however, that
the inductive logic of the person in question is not a normal inductive
logic. If we use Carnap's brand of inductive logic (we do not agree with
it, but we may use it here as an example) and if for us (as for him) in
this context the probability of a sentence is measured by the sum of
measures of the state-descriptions (possible worlds) in which it is true,
then we can easily by "loading the dice", namely by giving different
weights to different state descriptions manipulate the conclusions to
which the person will come. Following either Fried~Agassi or Colby we can
give higher measures a) to such state descriptions in which more
negative relations and one negative argument predicate are attributed to
the constant representing the self; b) or we can give higher measures to
state descriptions in which the self is determined by attributes and
relations while the other constants in the universe are only determined
in so far as they relate to the self or we can do both. Applying even the
rules of classical confirmation theory to a universe in which the measures
have such features, we arrive by correct deductive reasoning and correct
(in as far as we may speak about correct in the field of inductive logic)
inductive logic to the conclusion of the paranoiac thinker.
Even if such a procedure leads to a correct description of the
deviant thought, it does not satisfy us as much as the characterisation of
paranoic thinking by a pseudo-Brouwerian meta logic, or by the relations
between the object-linguistic properties mentioned by Fried-Agassi and the
meta linguistic characterisation we tried to elaborate. Insight is the
possibility to describe in such a way that as few as possible of the
properties and ad hoc. We feel that the combination of a classical
deductive logic with a non-classical inductive logic explains some
features of the diagnosis but that the internal unity of this proposal is
not as high as the internal unity of the earlier one.
5. SOME LOGICAL COUNTERPARTS OF OTTO FENICHEL'S "PSYCHOANALYTIC THEORY
OF NEUROSES"
This impressive treatise can, for obvious reasons, not be completely
analysed in view of uncovering the logical structure that underlies it.
But we shall take up a few selected topics that will perhaps encourage
others to analyse, bearing logical structure in mind, the rest of it.APOSTEL 13
We are focusing then on
1) the structure of the mechanisms of defence
2) depression and mania
3) the structure of obsession and compulsion
Even these three important topics cannot be exhaustively considered.
We are only trying to show some structural properties.
5. A. THE STRUCTURE OF DEFENCE-MECHANISMS
Let us distinguish in the personality three related but relatively
independent parts, the ego, the id and the superego. Taken together they
constitute the person. Formally we shall indicate them by I, E, SE and
P. Each of these parts has attitudes towards external or internal
objects. These attitudes we indicate with Abelson as positive (p),
negative (n) or i (neutral). The total personality constituted by E,
I and SE is P (the person). Logically we use the relation "to be a part"
of (between the three structures and the personality). This relation,
explicitly different from "being an element of" or "being included in"
has been studied by Lesniewski and Goodman.
The logical nature of SE, E and I, as well as of P is the status
of individual objects. We insert the extra vocabulary we just defined in
the functional calculus with abstraction and identity. Two tendencies
are in conflict with each other (conflict indicated by c) if they belong
to systems that have simultaneously positive and negative attitudes
towards the same object. The entities mentioned can be conglomerated
temporarily in larger wholes (for instance ego and superego can act as a
whole and be the bearers of attitudes as a whole and the same is possible
for ego and id or superego and ego).
The ego, superego and id are not only characterised by attitudes
but also by beliefs. To take an example BE (EnSE) would mean: the ego
believes that it has a negative attitude towards the superego. The
properties of the beliefs can be studied in any text about epistemic
logic (e.g. Jaakko Hintikka's Knowledge and Belief).
The properties of these attitudes, (they are from the logical
point of view, relations) can be studied by means of the laws we are
going to discover when expressing the mechanisms of defence. (We could
have made our task easier if we had simply taken over the properties of n,
4 and p from the axion system of Abelson but we do not yet decide to do
80. We need also time because many processes have to be described. This14 APOSTEL
concept of time can be studied in any temporal logic (e.g. Rescher and
Orquart). Defences are actions of the ego. An example would be the
following: the ego has a negative attitude towards the object (or process,
or event, or property) x and the id has a positive one towards it. This
situation produces after a certain time a) either that the ego does
not know any longer that the positive attitude towards x exists in the
id or b) that the ego takes a negative attitude towards the x c) or that
the id abandons its positive attitude towards the x and takes up a posi-
tive attitude towards y (that has certain properties in common with x,
without being identical to it).
The same laws are valid for the SE and I, All of them have the
function to allow the personality P to have a consistent attitude
towards objects. We did not yet introduce degrees for our attitudes. We
can do so, using ordinal or cardinal numbers or using a many valued logic.
The basic postulate of the psychoanalytic dynamics would then be: all
subsystems of P will react in such a way that P as a whole can have an
attitude with the highest possible index (if the I, E and SE are in
conflict we accept the postulate that the index of the personality
attitude goes down.)
We shall measure the charge of the personality by the number and
intensity of conflicts occurring in and between the attitudes of E, I and
SE. The second fundamental postulate (very closely related to the first)
is: "P has a tendency to have minimal charges".
The blocking of the discharge of an attitude is expressed by the
following fact: I has a positive attitude towards x; E has a negative
attitude towards x; and these two relations have as a consequence that P
either has a neutral or negative attitude towards x, while still the posi-
tive attitude of I continues to exist; this is, as Fenichel describes it
on page 143 of his treatise, the basic situation that causes pathogenic
defences.
As an aside remark we want to stress that using the language we
use at the present moment, we can describe without introducing energies
or quantitative charges the situational conditions for conflicts.
Now we have sufficient preparation to describe the defences:
1 venial: Enx produces Ep(-(Ey) (y=x)): the negative attitude of
the ego towards an x, produces a positive attitude of the ego towards the
proposition that there is no such thing as an x. Various alternatives
for this denial are mentioned: either the splitting of the ego in twoAPOSTEL a
parts one them believing that there is an x, another of them rejecting its
existence; or the replacement of the x by a y towards which the E can take
a positive attitude and whose existence it then accepts.
2, Projection: Enx produces nxE (or rather BE (Enx) produces BE (xnE)
3. Introjection: Enx produces EnE (or, in more detail: EB (x is part of
E, and this conviction produces in its turn: EnE),
4, Repression: Enx produces that for x itself and for all y connected to
x, P has no attitude at all, or believes such to be the case. The
relation with denial cannot be negated, but in denial the object de-
nied is present in consciousness while in repression, we ought really
to add that x is not present in E, In order to express this in our
semi-formalism we should have an operator "think" and add the statement -
(E Tx), but the replacement of E by P is already an indication.
5. Reaction formation: in order to express this mechanism we must intro-
duce the concept of opposite of an object, or event, or predicate.
Let this opposite (or opposites if we want to have a plurality) be the
objects, properties or events that will ennihilate the first if they
were simultaneously present). If distances (psychological distances,
to be sure) can be defined on the field of objects, the opposites are
those objects that are situated at maximal distance. The defense takes
here the following form: Enx and Tpx produces Ep (ox): if the ego has
a negative attitude and the id has a positive attitude towards x, then
the ego develops a positive attitude towards the opposite of x.
Note: For mechanisms 1, 4 and 5 we always have to add in the ante~
cedent of the rule defining them, the fact that the 1d has an opposite
attitude towards the ego. We hope the reader will be willing to supply
this extra condition that we did not add earlier to be able to increase
the simplicity of the defense structure.
6. Undoing: We have already some structure on the field of objects, some
structure on the field of attitudes and some structure on the field of
beliefs. In order to express the mechanism of defense called "undoing";
Enx and Ipx have as consequence that P performs an action that is the
opposite of the action that would have been performed were Ipx being
taken over by E. Action logic is also at our disposition, and within
action logic we can indeed define an action opposite to another one.
(For action logic see J.i. Von Wright "Norm and Action’16
a
APOSTEL
Isolation: Enx and Ipx produces BE (-(Ey) (y = x) and (Er) (y Rx))
the ego believes that the x it rejects and that the id wants to intro-
ject is completely isolated from everything else (there would exist no
relations, so the E believes, between this x and the other contents of
consciousness) .
Regression: If the id has a positive attitude towards an object x,
and the ego a negative attitude, then this produces attitudes of the
ego belonging to its earlier stages of development or towards the
object in its earlier stages of development or both. Here we cannot
avoid using temporal relations, as we could not avoid oppositions be-
tween objects or beliefs. But temporal logic, a non classical logic
stands at our disposal. The mechanism could be described as follows
(Af we use von Wright's T, in the sense of "later").
Enx and Ipx produces E'px, or Ep'x, or Epx', (for all the marked
signs the following condition holds: ETE’, pTp' and xTx').
Fenichel finishes his list of defenses by attracting attention to the
fact that most of the earlier mechanisms can be applied not to the
objects but to the attitudes themselves and to affects. (Without
being very certain, because Fenichel does not give a definition of
this crucial term, we define an affect as an actual dated reaction
towards an object that is not a functional or rational reaction but a
feeling of pain or lust,) This introduction complicates our whole
system once more but the structure p, n, 4, T applied not to attitudes
but to affects can multiply our operations by applying them to a new
field.
We have, by our transcription of the defense mechanisms as given
by Fenichel, presented a problem both to the psychoanalyst and to the
logician. There is an obvious analogy between undoing, denial and
negation and there is an equally obvious analogy between introjection
and projection and the converse of a relation. In Piaget's system of
logic, the non reversibility of actions is a sign of pre-operational-
ity, as are also the non-composability of relations. The question we
ask 4
are the psychoanalytic. relations presented here reducible to
a smaller set in such a way that the ones still present as basic are
characterised by their deviation from their prototypes in the intel-
lectual field (as to associativity, composability, reversibility)?
We do not answer, but the reader will, having noticed our way of
describing: the types of defenses, be able to see that some of theAPOSTEL v7
defenses exclude composability or associativity or reversibility. We
have used the set of attitudes, the set of actions, the set of simple
and composite actors (ES, I and E or P), and the set of objects. Can
structures be defined on these sets, using eventually temporality,
and belief in such a way that they are approximations to the groups
considered by Piaget? We assert that this can be done. Let us only
give a certain example:
n
|
p is a fully positive attitude of the total actor concerned towards
the totality of the object concerned
p .
n is a fully negative attitude exhibiting the same completeness
p' is a partially positive attitude (either not the whole actor
or not the whole object is positively affected), and n' is a partial-
ly negative attitude.
It is certain that p entail p' and not conversely; that n entails
n' and not conversely. But - in opposition to Aristotles' square of
opposition, p and n do not exclude each other but produce some of
the defense mechanisms, the same is valid for p' and n' and the
diagonal relations behave analogously. ‘This is a very weak structure.
It has however its equivalent in the field of objects, or actions.
Only when it will be determined in what fashion the simultaneous
occurrence of complete or partial opposites produce defense mechanisms,
will it be possible to assert positively that an algebraic structure,
different from but comparable to the genetic algebraic structures is
present. Let us stress however (earlier logical analysts of psycho
analysis, Domarus, Arieti and Matte Blanco not having done it) - that we
need epistemic logics, action logics and time logics in order not to
lose some of the essential features of the psychoanalytic defense
mechanisms.
‘The concepts we are going to analyse in the pages that follow, are
not general neurosis-producing mechanisms, but actual neuroses.
5. B Depression and Mania
Perhaps we could venture to propose the general thesis: every
neurosis and every psychosis is connected with one or more practical18 APOSTEL
paradoxes the ego tries to overcome but, by trying to overcome them, it
intensifies them.
We say this because a remarkable analogy exists in this respect (not
in other respects; the situations are very dissimilar) between depression
and paranoia.
Let us suppose that a person is unable to have positive attitudes
towards any external object (person or thing) (a) but also depends com
pletely for the attitudes he has towards himself (his narcissistic satis-
factions) upon the attitudes the external world (persons and things) has
towards himself (b) Pio, PpP}» OpP is the formula of the paradox.
The practical paradox is very clear: the person cannot feel any
positive attitude towards the objects he completely depends upon as to his
self-evaluation. If this person did not commit a practical fallacy he
could not have any hope to gain his om esteem by the reactions of beings
he himself does not accept. The situation is accompanied by the fact that
the ego is reduced to such a dependent state by strong attacks from the
superego (so that that a second fallacy appears, in function of the status
one attributes to the superego: if one considers it to be the introjec~
tion of the authorities of our childhood then precisely the superego
should be rejected by the ego as the representative of part of this exter-
nal world he cannot feel positive towards (so that the guilt, symptom of
the superego attack, should disappear), and if one considers the superego
as that what the ego tends to become (the ego ideal), then it is precisely
that whichthe ego wants to become that reduces it to complete dependence
upon the outside world .
The two practical paradoxes we just described have as a consequence
that, in oscillation, the ego behaves towards the external world with
either strong withdrawal (an attitude it cannot consistently pursue be-
cause it loses contact with its only source of defense against the superego
attack), or strong hostility towards the external world (because no in-
stance in the external world can offer the ego the total dedication and
love it would need to restore a positive self evaluation), or complete
aubservience towards the external world (that again makes it impossible to
regain self esteem, because the ego has abandoned its independence, condi-
tions of its self-appreciations).
We can translate very easily this desperate situation into psycho-
logic: (Ext indicates the external environment).
1. SEnE (1)
2. EnE (2)APOSTEL
3.
4,
I
19
SE n I (by definition of SE and 1) and inversely (def) (3)
Ep (Ext p E) (4) neither SE nor I can provoke a positive attitude
of E towards E; by elimination only the Ext can do it)
(Az) Epz implies that z belongs to Ext (if we had chosen to add
intensity indices to the attitudes, then the attack of the super-
ego would have been shown to be so strong that the self evalua-
tion decreases to such an extent, that with great strength the
ego concentrates itself on the only source that could give its
self-evaluation a positive character. This is expressed by the
fact that the only objects towards which the ego has a positive
attitude are the external objects and also that all objects in
the external world are so evaluated).
If a z belongs to the external world it has no properties that
makes the relation to the ego essential for it (by definition
of the external world): (Az) (z is an element of Ext) implies
that - (EP) such that P (2) and P (2) entails that R (2, ego) is
a presupposition for the existence of such a z that (-(R(z, ego)
implies - (eu) (uez).
As a consequence of 4, 5 and 6: (Az) (z in Ext) implies Enz.
The reader notices immediately that 7 is in contradiction with 4
and 5. This practical contradiction that we have transformed
into a logical contradiction by using a few extra-postulates that
are compatible with and even deducible from psychoanalytical
theory, yields as its consequence a continual oscillation between
attitudes but also a continued change of fixation on objects.
In a certain sense one could claim that depression is the oppo-
site of paranoia: we have not a fixation on one typical system
but a continued change from one system classification of a
region to another. Using the language we have used when talking
about paranoia: we do not have to pass to the meta level, but
we can remain on the object level and only note that we always
use systems of classification either together or in oscillation,
which as a consequence entails that the principle of non contri
diction can no longer be applied (if simultaneity is the case)
or that successively different classifications are used without
the possibility to coordinate them to each other. ‘The vicariant
classes (as Piaget calls them) cannot be constructed (the union
of Awith CA - the union of B with complement of B is a sentence20 APOSTEL
that has no meaning in depressed thinking because the fact that when the
world is divided into A and its complement, it cannot be simultaneously
divided into B and its complement - and what is said here about the uni-
verse of discourse is naturally true for every single class in it).
But we can see even more consequences of the situation we described:
one way to try to get out of the contradiction and the oscillation would
be to introject the external object so that its relation to the ego be-
comes an essential part of the extemal objects, and so that the positive
attitude wished for can be guaranteed. But the hostility of the SE has as
a consequence that this introjection is condemed as a sadistic attack.
As the SE was originally also an introjected entity, the demands of the
environment meet simultaneoulsy the demands of the SE .
SE nE introject (8) and En (SE + introject) (9). The struggle against
the guilt provoked by the introjection 1s provoked by formula 8. 8 and 9
are consequences of the earlier statements because the introjection must
be rejected (every external object being ambivalently felt as the only
savoir and the hostile enemy).
‘The eventually occurring suicide may be of three types a) either it
is an attack against the external world (killing oneself instead of
destroying something or every thing in the external world b) or a last
form of supplication to gain the favor of the extemal world (look what
you have done to me: you must now love me) or c) an attack against the
guilt provoking superego.
It is interesting and important to notice that in other non-classical
logics than the system of relations inspired by Abelson we are using here,
some of the main features of depression can be expressed. Deontic logic
is the system of logic in which obligations and permissions can be
expressed.
If we consider that @ person believes that he has contradictory
obligations, then whatever he does he will be aware of the fact that he
has acted against the rules. If these contradictory obligations are
either universal or at least sufficiently central or sufficiently numer-
ous and independent, then the consequence could follow that nothing is
permitted or allowed anymore and, in subjective terms, that the person is
and always has been and always will be guilty (the condemnation of the
superego becomes then simply the statement that given the contradictory
obligations every future action will be an action that will be not
permitted).APOSTEL a
In temporal logic we can express the difference between the past, the
Present and the future. Let us now consider that the possibility to know
that there is a future is lost, and that the thinking actor can only consi-
der the past and the present. He cannot consider the present as prepara-
tion of the future but simply as a nece
ry failure and end point of the
failures that were the pi
t. Why failures? Because of the fact that in
this past evolving trends originated that are cut of absurdly by the
extemal and point that is the meaningless (while isolated) present.
In modal logic the difference between necessary, possible and con-
tingent states of affairs can be expressed. Let us suppose
8) that we have a partial modal logic in which the possible cannot be
defined (and in consequence neither can the contingent be defined).
b) ‘This entails that everything that is true is also necessarily true.
Let us then suppose that knowing this to be the case, an agent knows
that none of the state of affairs due to his actions are really due
to these actions, but that they are necessarily true caused by the
general principle of the system he is part of, This agent must
believe himself to be simultaneously an agent and not an agent.
We shall not claim that a complete picture of depression can be given only
in deontic logic, or only in temporal logic or only in modal logic. How-
ever the reader will be able to see that many features of the depressive
state can be expressed by means of these three non classical logics.
If we have understood what is depression, can we also understand what
is mania? Certainly we can construct formal logics in which everything is
allowed and nothing is forbidden, temporal logics in which only the future
and the present exit and not the past, modal logics in which everything
is possible and nothing is necessary. They will be neither more nor less
contradictory than their earlier counterparts of a more negative brand:
But shall this enable us to understand in some way the phenomenon of mania?
Fenichel tells us (p. 408) that mania is much less understood than
depression and indeed Freud's description of it as a state in which the
ego dominates the superego (that even will have disappeared) is only the
description in another language of the characteristics we mentioned in
terms of permission, possibility or future.
Why should manic-depressive psychoses or manic-depressive neuroses
exist? Why should this oscillation occur? What should determine time
and form of the different episodes?
By the reduction of this oscillatory phenomenon to the general22 APOSTEL,
rhythmical character of life, so that after a period of dominion of the
superego necessarily a period of dominion of the ego must follow nothing
is explained, because the specificity of these periodical oscillations is
not reached. Not everybody is as a nonedeviant cyclothymic, and
a
deviant, cyclically manic depressive. We, who are not psychiatrists, must
only come to the very limited conclusion that in the Fenichel treatise
mania is not understood; that in our psychologic language we could de-
scribe it as well as we described the depressive states; that it will be
as contradictory and as multiple as the depressive states but that we do
not yet understand why the negative attitude passes into the other one,
and not see any psychological formula that would make this repeatedly
occurring oscillation rationally intelligible. We do not yet understand
mania.
5. _3 Obsession and Compulsion
An example will be the best means to prepare our description of
obsession. Let us consider the well known person who is obsessed by the
idea of cleanliness and continually washes his hands.
On one side this behavior manifests the continual fear of the id,
and the command in the superego to avoid touching something that will
soil these hands or can soil them. On the other side however the ritual
is also the satisfaction of having done something that is invoked by the
washing ritual. We could, to fix the mind, allude to the masturbation
act. ‘The patient used to clean the hands before masturbating, and suc-
cessively cleaned them again after masturbation. By the compulsion to
repeat this ritual over and over again, as an ambiguous symbolic or
metaphoric action, both the id and the superego find satisfaction in a
sufficiently hidden way.
Moreover, to take still further precautions to hide the real state of
affairs, the type of desire that is under repression is itself taken as
representing a type of repulsion towards more archaic desires. The geni-
tal level is abandoned for the anal-sadistic level.
A girl that did not use her bathtub because she was afraid that a
spider could enter her anus, had developed this fear on the basis of the
fear of a snake lying in her bed (a genital symbol had become an anal
one).
Logically the structure of the obsession and compulsion is a combi-
nation of analogy and imperatives.
‘Typical for this remark are the threats "If you do not this (andAPOSTEL 23
then follows a nonfunctional act, e.g.: ordering certain aspects in a
given way), then I (superego-id) shall cause the following catastrophe to
occur (here the catastrophe in question and the id are both metaphorically
represented).
The description in psycho-logic can be of the following type. T
neg x, SE, neg X, but also I px (and if indicators of strength are allowed,
very strongly so). Then a formula of analogy of logical proportionality
is allowed: xRy =yRz. 1. So first E p z but given the strength of the
id content in its positive part: 2. time is introduced so that we get
EpF (z) (E is positive to z in the future), accompanied or not by 3.
E nu implies SE nu and I p v (where u ds another action symbolic of the
avoiding of x, and v is an action that has great biological fear value —
the destruction of the ego, or castration)- 4. zRt = zRl. And in con-
clusion; Epl. This series of statement has only a conclusive value if
analogy and identity of analogies is believed to be true by the various E
and SE.
If we consult once more Piaget's genetical schemata then we see that
the use of logical proportionalities is again a characteristic of the
last and formal stage. But ou the other side an extra rule of a much
more primitive nature is introduced so that in fact a mixture of the
formal stage and the preoperational stage is characteristic for the
reasoning of the obsessional and compulsion neurosis. This is even more
80, because a) the central relation is also metaphorically represented by
an action and b) because the anal-sadistic repression in which compulsion
ends, is a metaphorical expression of the whole first sequence of meta~
phors. On p. 286 of Fenichel, the relation between classification (the
stages of which are present in Piaget) and neurotic "typing" are noticed
by Graber. The obsessional neurotic classifies objects very hastily with
the aim of a) having very fast a classification system and b) avoiding
certain possible classification criteria whose awareness is forbidden
b) but given the haste of the whole procedure the obsessional neurotic
4s not certain of his own classifications and may easily mix more than one
of them together.
If we consider this type of classification, connected with compulsion
neurosis we encounter, as in paranoia a centration and a fixation. Then,
this time the centration has not as its object a complete classification
system but a certain number of classifying criteria that are not allowed
to be used. The class of classifications is more incomplete but it must24 APOSTEL,
be negatively defined. The uncertainty of the classifications is ex-
Pressed by the fact that either many different classifications (without
the prohibited criteria) are used in succession or, to the contrary, in
the same classification system different sets of criteria are used going
from one item to another. In general these hybrids can be formally
studied (though they have not yet been in the school of Geneva), but they
are interesting new "creatures" offering themselves to the mind, and
coming from a realm where we would not have expected to find them,
Fenichel (195-200) dedicates 5 pages to the thought of the obsessional
neurotic, He notes a) great generality and abstractness in their think-
ing (avoiding the concrete object that its many features could contain
some of the forbidden criteria of classification and compel one to take
them into account) and b) the stress on the reality and power of words.
An interesting example of obsessional thinking can be found in the follow-
ing case (Fenichel, p. 297) to which we can add one encountered personally.
A person had to think for a very long time every time he went through a
door whether the central feature of the door is the empty space or the
piece of wood filling it. Analysis shows that this means (by analogy),
"Is the essential for man manhood or femininity (the active or the passive)?"
This means finally, "Am I a man or a woman?" Another person, whenever
confronted with any kind of intellectual work was paralyzed by his desire
to gather as many important facts as possible, by reading or questioning,
accompanied by the desire to get a clear picture of the problem situation
and think it through deductively before consulting other experts or books.
Analysis shows that his jesitation was linked to his being a transvestite,
and thus wondering whether he was a man or a woman, We add these two
examples in order to show how doubt compulsions can by very different
means (the door situation or the wavering between empiricism and rationalism)
express metaphorically the same situation.
We think by now that we have given sufficient arguments in ravor or
our theory, claiming that the logical analysis of neurotic as well as of
Psychotic thinking may teach us much about their internal mechanisms.
Moreover,we were able to enrich in a small way the pre-logics of Piaget
with some pseudo-logics and we were also able to show that classical lo-
gic is really not sufficient to do the type of work that is useful here.
6. Some critical remarks about the use of logical analysis by Domarus,
Arieti and Matte-Blanco.
Although we have ourselves in earlier publications used the work ofAPOSTEL 25
these authors, we are impressed at the present moment by the following facts.
Arieti. following von Domarus uses exclusively cl.
describe the mental state of his patients.
The following rule (K1 included in K2 and K3 included in K2, entails
KI = K3; vonDomarus-Arieti) was according to them typical for schizophrenic
thinking and the fact that a direct relation was idential to its converse
played the same central role for Matte-Blanco's approach to schizophrenia.
Matte Blanco does indeed use relation logic but remains still within the
classical field both in his articles and in his very conceptual book The
Infinite and the Unconscious. For reasons explained before we think this
ie not enough. Moreover, while it is possible, in a normal netalanguages
to derive von Domarus' result from Matte Blenco's (in fact thie we did in
the paper quoted) they destroy by means of these extremely strong rules
6 logic in order to
nearly all the logical structure man is capable of using. ‘The question
remains how to explain that schizophrenic patients, far away as their code
may be from ours, are still, when extremely carefully studied, able to
communicate. The acceptance in someone's thinking of the von Domarus-
Arieti principles would, as far as we can see,not only destroy time and
space, but also every form of communication. This made us abandon in 1970
the attempt to continue the logical study of neurotic and psychotic lan-
guages. But now, having seen Fried and Agassi, 1 realise that after all
much can be done by means of small modifications in well known structures.
This I would consider the conclusion of this short paper, hoping that
others, both psychiatrists and logicians, will continue the work.