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Body Mass Index and Physical Function in

Older Women
Caroline M. Apovian,* Carolin M. Frey,† G. Craig Wood,‡ Joanne Z. Rogers,§ Christopher D. Still,§
and Gordon L. Jensen¶

Abstract of the variation in these factors, respectively. Higher BMI is


APOVIAN, CAROLINE M., CAROLIN M. FREY, G. associated significantly with poorer upper- and lower-body
CRAIG WOOD, JOANNE Z. ROGERS, CHRISTOPHER function but is not associated significantly to strength
D. STILL, AND GORDON L. JENSEN. Body mass or coordination.
index and physical function in older women. Obes Res. Discussion: Higher BMI seems to differentially impede
2002;10:740 –747. specific aspects of physical function, especially upper-body
Objective: We modified existing standardized measurement function, and to a lesser extent, lower-body function. BMI
tools in the Physical Performance Test and tasks from the does not seem to be associated with levels of coordination
Frailty and Injuries: Cooperative Studies of Intervention or strength. Better understanding of how BMI impacts phys-
Technique Study to evaluate physical function in older ical function will aid in the design of interventions to
women. Our objectives were (1) to characterize physical promote independent living in elderly, obese women.
function themes based on combinations of tasks (deriving
Key words: physical function, elderly, women
factors or components) and (2) to quantify the correlation
between derived factors and body mass index (BMI).
Research Methods and Procedures: Nutrition risk screens Introduction
from enrollees in a Medicare-managed risk program served Several studies have correlated excess body weight with
as the sampling frame. To obtain adequate representation the development of disability in older persons. High body
for a range of BMI, a random sample was obtained of 90 mass index (BMI), a measure of weight standardized for
women from the following BMI strata: BMI, 22 to ⬍27 height (kilograms per square meter), is positively associated
kg/m2; BMI, 27 to ⬍30 kg/m2; and BMI, ⱖ30 kg/m2. with present disability (1,2) and with risk of developing
Subjects were asked to perform a series of 18 functional impaired physical function among older men and women
tasks during a home visit. (3,4). Other studies showed an increased risk for disability
Results: The mean age was similar in the three BMI groups in association with chronic disease, including cardiovascu-
with an overall mean age of 71 ⫾ 4.9 years (SD). Factors lar disease, arthritis, diabetes, and pulmonary disease (2,5–
characterized by lower-body function, upper-body function, 8). Recent prospective data suggest that BMI is a strong
coordination, and strength were responsible for 30%, 11%, predictor of long-term risk for mobility disability in older
9%, and 9% of the variance in task scores, respectively. women, and that this risk persists even to very old age (9).
BMI, controlling for age, explained 5%, 14%, 3%, and 0% In contrast, BMI below the 75th percentile (25.4 kg/m2 for
men and 25.2 kg/m2 for women) was associated with a high
likelihood for continued physical ability and high level of
Received for review July 30, 2001. physical function (10).
Accepted for publication in final form April 29, 2002. The mechanisms through which body mass may affect
*Department of Endocrinology, Diabetes, and Nutrition, Boston University School of
Medicine, Boston, Massachusetts; †Department of Health Services and Community Re-
disability have not been identified, although it is suspected
search, Children’s National Medical Center, Washington, DC; ‡Clinical Research Depart- that part of the increased risk of disability of overweight
ment and §Department of Nutrition, Geisinger Medical Center, Danville, Pennsylvania; and persons is caused by the development of chronic disease
¶Vanderbilt Center for Human Nutrition, Nashville, Tennessee.
Address correspondence to Caroline M. Apovian, M.D., Director, Nutrition and Weight related to obesity, particularly cardiovascular disease and
Management Center, Associate Professor of Medicine, Boston University School of Med- arthritis (11). However, other factors that are likely to be
icine, Building D, Suite 614, 88 East Newton Street, Boston, MA 02118-2393.
E-mail: Caroline.Apovian@BMC.org
contributory to disability, especially in the elderly obese,
Copyright © 2002 NAASO include diminished exercise tolerance, frailty, and social or

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BMI and Physical Function in Older Women, Apovian et al.

psychological disadvantages (12). Obesity may contribute women across the range of BMI in this study population
to disability by decreasing endurance, by increasing the involved the potential for higher rates of refusal among
energy demands of ventilation, and by altering pulmonary women with higher BMI; therefore, a stratified random
function (13–16). Obesity may also impede mobility and sampling scheme was used. Women were stratified into
flexibility (17). This suggests that the potential exists to three groups defined by tertiles of healthy to high BMI: 22
design interventions that directly target obesity-related dis- to ⬍27 kg/m2; 27 to ⬍30 kg/m2; and ⱖ30 kg/m2. Women
ability in the elderly, separate from treatments for obesity- with BMI ⱕ22 kg/m2 were excluded because of the likeli-
related chronic disease. hood of disability secondary to frailty and sarcopenia.
Unfortunately, current research methodology relies on Women within each stratum, who were 65 years of age or
measures of disability for the elderly (18 –24) that do not older, were randomly selected as potential subjects. Medical
capture the specific effect of excess body weight on phys- record review excluded potential subjects who were not
ical function. The Physical Performance Test (PPT; see community-dwelling; had a history of severe depression or
Table 1) is an objective, quantifiable test assessing multiple cognitive disability that could compromise meaningful con-
domains of physical function using observed performance sent and participation; had any disease or event that might
of tasks that simulate activities of daily living (24). It can be compromise physical function independent of obesity in-
completed in ⬍10 minutes using only a few simple props cluding rheumatoid arthritis, Paget’s disease of bone, or
and can, therefore, be readily given in the office or com- other bone diseases; or had disability caused by prior
munity setting. This test demonstrates better sensitivity in trauma. Potential subjects with diabetic neuropathy, osteo-
detecting disabilities associated with chronic diseases af- arthritis, sleep apnea, hypertension, hyperlipidemia, or any
fecting physical functioning than conventional self-reported other comorbidity of obesity were eligible for the study. The
functional scales. In general, timed physical performance study coordinator contacted eligible women by phone to
measures have been found to be strong predictors of future invite study participation. The Geisinger Medical Center
functional dependence among nondisabled, free-living, Institutional Research Review Board approved this study.
older persons (25). A preliminary study tested the validity of Study staff obtained written informed consent in person
the PPT as a predictor of disability specifically caused by from each subject at the home visit.
obesity (26). The summary PPT score was associated sig- A “mini-mental status” exam (30), given to each subject
nificantly with measures of body fat. However, analysis of at the home visit, excluded two women who scored less than
the individual tasks in the PPT did not clearly identify which the average for the population reference group based on age
tasks contributed most to this overall association. This sug- and educational level, even though prior medical record
gested that additional tasks might enhance the yield of infor- review did not identify cognitive deficits (one woman with
mation from physical performance testing and that combi- three errors and a high-school education, one woman with
nations of tasks may be more informative than single tasks four errors and an elementary-school education). Study staff
in describing obesity-related decrements in performance. measured height and weight to verify qualifying BMI and to
The Frailty and Injuries: Cooperative Studies of Interven- correctly classify women into BMI strata. This yielded
tion Techniques (FICSIT) trials were the first nationally several reclassifications between initial BMI strata. Study
sponsored set of clinical trials concerning physical frailty staff then administered a composite set of functional per-
and risk for injuries in later life (27). The results are in- formance tests to study subjects.
tended to serve as a reference in designing health interven- Focusing on mobility and endurance, a composite set of
tions for older persons. A modification of the PPT combined tasks was designed to combine 8 of the 9 PPT tasks (ex-
with some of the tests used in FICSIT were used to evaluate cluding a four-flight stair climb) with 10 tasks used in the
physical function in elderly women over a wide range of BMI. FICSIT trials (27). The added tasks included an accelerated
chair stand, hand-grip dynamometry (dominant and non-
Research Methods and Procedures dominant), static balance (feet together, foot halfway in
Subjects for this study were gathered by random sam- front of the other, and foot totally in front of the other),
pling through a nutrition screening program of the Geisinger one-legged stance (right and left), and one-legged stance
Health Plan that is administered to all enrollees in a Medi- with eyes closed (right and left). All timed measures were
care Managed-Risk Program (28). More than 100 Geisinger determined with a stopwatch. Two of the measurements—a
Clinic sites throughout largely rural central and eastern 50-foot walk and climbing one flight of stairs—were re-
Pennsylvania implemented a one-page level II Screen de- vised from the description in Reuben and Siu (24) to ac-
veloped by the Nutrition Screening Initiative (29). Clinic commodate testing in the home environment. The 50-foot
staff recorded height and weight, and enrollees completed walk was modified for home use by retracing steps after
remaining items during visits for usual care. Clinical staff walking 25 feet. Climbing one flight of stairs (12 steps) was
forwarded completed assessment forms to our research cen- accomplished using a stair stepper built specifically for this
ter. A possible problem in ensuring equal representation of purpose. Quartile rankings, based on the full complement of

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BMI and Physical Function in Older Women, Apovian et al.

Table 1. Scoring of functional tasks


Task Recorded value Task score
Write sentence* Time (seconds) 0 if unable to do
1 if ⱖ20.5 seconds
2 if 15.5 to 20.0 seconds
3 if 10.5 to 15.0 seconds
4 if ⱕ10.0 seconds
Simulate eating* Time (seconds) 0 if unable to do
1 if ⱖ20.5 seconds
2 if 15.5 to 20.0 seconds
3 if 10.5 to 15.0 seconds
4 if ⱕ10.0 seconds
Lift book* Time (seconds) 0 if unable to do
1 if ⱖ6.5 seconds
2 if 4.5 to 6.0 seconds
3 if 2.5 to 4.0 seconds
4 if ⱕ2.0 seconds
Put on and remove a jacket* Time (seconds) 0 if unable to do
1 if ⱖ20.5 seconds
2 if 15.5 to 20.0 seconds
3 if 10.5 to 15.0 seconds
4 if ⱕ10.0 seconds
Pick up penny from floor* Time (seconds) 0 if unable to do
1 if ⱖ6.5 seconds
2 if 4.5 to 6.0 seconds
3 if 2.5 to 4.0 seconds
4 if ⱕ2.0 seconds
Circle turn* Continuous (yes/no) 0 if discontinuous and unsteady
and steady (yes/no) 2 if discontinuous and steady
2 if continuous and unsteady
4 if continuous and steady
Walk 50 feet†‡ Time (seconds) 1 if ⱖ20.5 seconds
2 if 17.5 to 20.0 seconds
3 if 15.5 to 17.0 seconds
4 if ⱕ15.0 seconds
Stair climbing†‡ Time (seconds) 0 if unable to do
1 if ⱖ38.5 seconds
2 if 29.5 to 38.0 seconds
3 if 25.5 to 29.0 seconds
4 if ⱕ25.0 seconds
Accelerated chair stand§ See right 1 if unable to do
2 if uses assistance device to push up
3 if uses arm to push up
4 if able to stand up with arms crossed
Hand-grip dynamometry—dominant hand†§ Average force of three 0 if unable to do
attempts (kg) 1 if ⱕ21.2 kg
2 if 21.2 ⬍ force ⱕ 25.2 kg
3 if 25.2 ⬍ force ⱕ 28.5 kg
4 if ⬎28.5 kg

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BMI and Physical Function in Older Women, Apovian et al.

Table 1. continued
Task Recorded value Task score
Hand-grip dynamometry—non-dominant hand†§ Average force of three 0 if unable to do
attempts (kg) 1 if ⱕ19.3 kg
2 if 19.3 ⬍ force ⱕ 23.0 kg
3 if 23.0 ⬍ force ⱕ 26.1 kg
4 if ⬎26.1 kg
Static balance—foot halfway in front of the other§ Time up to 10 seconds Actual time
Static balance—foot totally in front of the other§ Time up to 10 seconds Actual time
One-legged stance—eyes open—right side§ Time up to 10 seconds Actual time
One-legged stance—eyes open—left side§ Time up to 10 seconds Actual time
One-legged stance—eyes closed—right side§ Time up to 10 seconds Actual time
One-legged stance—eyes closed—left side§ Time up to 10 seconds Actual time

* Unmodified task, timed tasks were rounded to the nearest half second prior to scoring.
† Score derived as quartile of non-missing recorded value for completed task with zero assigned for those tasks the subject was unable to
do.
‡ Modified Physical Performance Test task, timed tasks were rounded to the nearest half second prior to scoring.
§ Frailty and Injuries: Cooperative Studies of Intervention Techniques task.

study data, replaced actual times for the 50-foot walk, stair gether” task, which was the maximum of 10 seconds for all
climbing, and dominant and non-dominant hand-grip dyna- subjects. Further data reduction was achieved by averaging
mometry. Those subjects unable to complete the task re- paired (left/right or dominant/non-dominant) measures.
ceived scores of zero. This scheme handled uncompleted This left 14 variables for input into the factor analysis. A
FICSIT tasks in a manner comparable with PPT tasks. Table latent root criterion guided the retention of factors with a
1 reports the correspondence between recorded values and latent root of at least one. Varimax rotation of retained
scores for each of the 18 tasks. Although it is generally factors estimated factor loadings for the purpose of inter-
preferable to use continuous valued measurements such as pretation. Multiple linear regression analysis quantified as-
those involving time where possible, it was necessary to use sociations between BMI, while controlling for age, with
ordinal assignments to allow for the inability to complete a derived components characterized by specific dimensions of
task (equivalently, an infinite time). The order of scores is physical function. Data analyses used SAS software (Sta-
consistent across tasks such that lower numbers indicate tistical Analysis Systems, Cary, NC).
difficulty in completing tasks or poor performance, and
higher numbers indicate successful completion or excellent
performance. For some PPT tasks, this involved reversing Results
the order of task scores. Such reordering does not funda- A total of 90 women, with a BMI ⬎22 kg/m2, were
mentally change the properties of the measurement. enrolled in this study, with two exclusions after the mini-
Medians and bootstrapped 95% confidence intervals mental status exam. The 88 remaining participants were
summarized task performance for each BMI group (Table assigned BMI categories; 32 women were in the lowest
2). Medians permit meaningful summarizing of timed val- BMI group, 27 women were in the middle BMI group, and
ues that were right-skewed. Factor analysis (31) identified a 29 women were in the highest. There was no difference in
parsimonious set of thematically meaningful factors com- age between the three BMI groups (p ⫽ 0.276; 71 ⫾ 5
prised by weighted combinations of tasks. The sample size years).
of 90 subjects was chosen because of a rule of thumb that A comparison of women who were in the sampling frame
suggests that a minimum of five subjects per variable—18 but who did not participate in the study (n ⫽ 951) to those
functional tasks here— be used to support a factor analysis. enrolled (n ⫽ 88) partially addressed the representativeness
However, some data reduction before factor analysis of the study sample. The study and nonstudy groups did not
seemed to be prudent after initial inspection of the data. This differ with respect to BMI (29.1 and 29.7, respectively; p ⫽
improves the statistical power for this analysis. The factor 0.297), and age (70.8 and 70.3 years; respectively, p ⫽
analysis excludes scores for the “Static Balance-Feet To- 0.412). Additionally, the two groups did not differ with

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BMI and Physical Function in Older Women, Apovian et al.

Table 2. Medians and bootstrap 95% confidence intervals (confidence intervals shown in parentheses) for
selected* functional tasks and standardized factor scores
BMI 22 to <27 BMI 27 to <30 BMI > 30
Tasks (kg/m2) (kg/m2) (kg/m2)
Write sentence (seconds)† 10.9 11.0 12.1
(10.0, 12.1) (10.5, 11.7) (11.3, 12.8)
Simulate eating (seconds) 9.8 10.3 11.8
(9.3, 11.2) (8.6, 11.0) (10.2, 12.6)
Lift book (seconds) 2.7 2.4 2.7
(2.5, 2.8) (2.1, 2.4) (2.4, 3.0)
Put on and remove a jacket (seconds) 6.6 6.4 7.0
(5.7, 7.2) (5.9, 6.9) (6.4, 8.5)
Pick up penny from floor (seconds) 2.2 2.3 2.3
(2.0, 2.6) (2.1, 2.3) (2.1, 2.5)
Walk 50 feet (seconds) 17.0 17.6 19.1
(15.1, 18.1) (17.0, 18.4) (17.3, 20.0)
Hand-grip dynamometry—dominant 21.7 24.7 27.3
hand (kg)‡ (19.7, 22.2) (22.3, 25.0) (22.0, 29.5)
Hand-grip dynamometry—non-dominant 21.9 22.7 25.0
hand (kg) (19.3, 23.7) (20.3, 24.2) (21.8, 26.7)
One-legged stance—eyes open—right 9.6 4.5 5.8
side (seconds) (4.8, 10.0) (1.9, 7.5) (2.2, 6.9)
One-legged stance—eyes open—left 8.1 3.8 3.7
side (seconds) (4.3, 10.0) (2.0, 6.5) (2.1, 6.1)
One-legged stance—eyes closed—right 1.5 1.9 1.6
side (seconds) (1.3, 2.2) (1.1, 2.1) (0.8, 2.0)
One-legged stance—eyes closed—left 1.7 1.8 1.2
side (seconds) (1.1, 1.9) (1.2, 2.0) (1.0, 1.8)
Stair climbing (seconds)§ 26.7 30.4 34.4
(24.5, 29.7) (25.1, 31.4) (28.5, 38.6)
Factors

Lower-body function 0.27 ⫺ 0.01 ⫺ 0.29


(⫺0.10, 0.64) (⫺0.36, 0.33) (⫺0.67, 0.10)
Upper-body function 0.33 0.06 ⫺ 0.42
(⫺0.02, 0.68) (⫺0.20, 0.32) (⫺0.87, 0.02)
Standing coordination ⫺ 0.32 0.17 0.20
(⫺0.89, 0.24) (0.08, 0.26) (0.05, 0.35)
Strength ⫺ 0.25 0.22 0.06
(⫺0.64, 0.15) (⫺0.11, 0.56) (⫺0.32, 0.44)

* Summaries for some tasks are not reported. The ordinal scores for the circle turn and accelerated chair stand are not appropriately
summarized by medians. More than one-half of subjects in each group maintained static balance (foot halfway and totally in front of other)
for the full 10 seconds such that the median is 10 for all groups. All subjects maintained static balance with feet together for the full 10
seconds so that there was no variability in the data.
† One subject (BMI ⱖ 30 kg/m2) was unable to write sentence.
‡ One subject (BMI 22 to ⬍27 kg/m2) was unable to do hand-grip dynamometry on the dominant hand.
§ Three subjects (2 with BMI 22 to ⬍27 kg/m2 and 1 with BMI ⱖ 30 kg/m2) were unable to complete the stair climbing task.

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Table 3. Rotated factor loadings for retained factors


Factor
1 2 3 4
Latent root 4.3 1.6 1.3 1.2
Percent variance explained 30% 11% 9% 9%
Lower-body function
One-legged stance—eyes open 0.79* 0.19 0.03 0.27
Static balance—foot totally in front of other 0.75 ⫺0.19 0.24 ⫺0.07
One-legged stance—eyes closed 0.51 0.17 0.00 0.39
Stair climbing 0.50 0.49 0.01 0.34
Upper-body function
Put on and remove a jacket 0.03 0.71 0.01 0.12
Pick up a penny 0.28 0.62 0.04 ⫺0.14
Write a sentence 0.19 0.61 0.18 0.13
Simulated eating ⫺0.12 0.50 0.27 0.19
Standing coordination
Static balance—foot halfway in front of the other 0.03 0.03 0.86 0.18
Accelerated chair stand 0.13 0.25 0.83 0.04
Strength
Hand-grip dynamometry 0.16 ⫺0.01 0.15 0.75
Lift a book 0.13 0.41 0.14 0.68

*Bold numbers correspond to the functional tasks that loaded highly for each factor.

respect to the self-reported responses on the Nutrition Risk relaxed criterion of 0.50 considers the importance of tasks
Level II Screen, except for a loss of 10 lbs in the last 6 for which the factor accounts for 25% of its variance, and
months (14.8% and 7.3%, respectively; p ⫽ 0.012). that is the criterion used here. The first factor was charac-
Table 2 summarizes task performance by BMI group terized as a measure of lower-body function because the
using medians and confidence intervals. There is consider- high-loaded tasks included the following: walking 50 feet,
able overlap between groups for most tasks, although per-
formance on some tasks demonstrates clear associations
with BMI. For example, median strength from hand-grip
Table 4. Summary of regressions of BMI and age on
dynamometry and median time for stair-climbing perfor-
each factor separately
mance are ordered according to BMI group, with greater
strength and longer stair-climbing times evident among BMI Age
those with higher BMI. For a number of other tasks such as
the one-legged stances, medians seem to differ for one Partial Partial
group relative to the other two. This suggests that BMI- Factor R2 p R2 p
related performance may not be graded throughout the
Lower-body
range of BMI; rather, performance may be subject to a
threshold BMI beyond which decrements are incurred. function 0.050 0.032 0.069 0.012
Table 3 summarizes the results from the factor analysis. Upper-body
The factor analysis produced four factors with latent root function 0.137 ⬍0.001 0.193 ⬍0.001
values greater than one; however, factors 3 and 4 were Standing
considered marginal. These four factors comprised 59% of coordination 0.029 0.111 0.013 0.281
the variance and were retained for further analysis. Factor Strength — 0.921 0.203 ⬍0.001
loadings of ⬃0.60 or higher are statistically significant at
the 0.05 level with a sample size of 85 (31), roughly BMI, body mass index.
corresponding to the sample size here. A somewhat more

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BMI and Physical Function in Older Women, Apovian et al.

static balance—foot totally in front of the other, one-legged body functions, the design of interventions to promote
stance (eyes open), one-legged stance (eyes closed), and independent living in elderly, obese women may improve.
stair climbing. The second factor may be interpreted as a Prior studies on disability have focused on that subset of
measure of upper-body function because the high-loaded the elderly considered “frail,” those with low BMI and
tasks included the following: writing a sentence, simulating sarcopenia (32). We propose that obese older women are
eating, putting on and removing a jacket, and picking up a also frail in that they also exhibit specific impairments in
penny from floor. The third factor may be interpreted as a functionality (33). A strong association between weight and
measure of coordination in standing because the high- physical function in women has been documented in longi-
loaded tasks included only the accelerated chair stand and tudinal data using quality-of-life questionnaires to measure
the static balance task with one foot halfway in front of the aspects of functionality (34). This study used a set of direct
other. The fourth factor may be interpreted as a measure of measures of physical function to test the effect of weight on
strength because the high-loaded tasks included only a specific tasks that could be related to activities of daily
lifting task and hand-grip dynamometry. Table 2 illustrates living. We hope our findings will ultimately improve the
the extent to which factor scores vary with BMI, with mean design of future physical performance testing to detect
factor scores and their 95% confidence intervals reported. disability of obese older persons. Additional effort is needed
Regression analysis evaluated the ability of BMI, while to determine whether findings presented here can be gener-
controlling for age, to predict physical function based on the alized to other rural, and perhaps also to urban, populations.
derived components (Table 4). BMI, controlling for age, Similarly, efforts to replicate these findings as well as to
explained modest variation in factor scores for lower-body establish the face validity of the derived factors would be an
function (5%; p ⫽ 0.032) and upper-body function (14%; important next step. Finally, consideration of the potential
p ⬍ 0.001), but not standing coordination or strength. confounding or modifying effects of habitual activity levels
on physical function would substantially improve the design
of meaningful future interventions aimed at improving func-
Discussion
tion in elderly obese women.
The study population is generally representative of the
health system membership from which the sample was
drawn. An isolated finding that self-reported recent weight Acknowledgments
loss was more prevalent among nonparticipants is the This work was supported by a grant from Geisinger
only evidence of potential nonrepresentativeness. Because Medical Center, which supported the principal investigator:
this was the only difference found by comparing a num- The Geisinger Clinic Clinician-Investigator Career Devel-
ber of responses on the Nutrition Screen, this finding opment Award.
is likely spurious.
It has been previously determined that nutritional status,
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