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Abstract—This paper presents a computational method using special protection schemes (SPS) because its purpose is to pro-
the Monte-Carlo simulation approach for the calculation of the tect not a separate system machine or component but the entire
settings of load shedding underfrequency relays and the selection system and make it survive events of major disturbances char-
of appropriate spinning reserve policy in autonomous power sys-
tems. The method can be used for comparing alternative strate- acterized by severe frequency drops.
gies by taking into account the amount of load to be shed and the There are two main cases for which the role of this protec-
corresponding risk for system stability. This method was applied tion is of major importance. Autonomous power systems often
on a system, that is based on the autonomous power system of the experience severe frequency drops after the loss of one or more
Greek island of Crete and the obtained results are presented and generating units, which creates a considerable load – generation
discussed.
imbalance. Also, large interconnected power pools experience
Index Terms—Autonomous power systems, load shedding, frequency drops when the interconnecting transmission lines are
Monte–Carlo simulation, spinning reserve, underfrequency tripped and the power balance in each pool is lost [3]. U.f. pro-
protection.
tection constitutes the last line of defense for the power system
and its operation has consequences to its customers. Therefore,
I. INTRODUCTION it should only be used when it is absolutely necessary, which is
a difficult decision to make [1], [4], [5]. There is no widely used
T HE POWER system operation requires that there must be a
balance between generation and load demand. The imbal-
ance between load demand and generation leads to a frequency
method for calculating the settings of the u.f. relays, which de-
termines the amount of the load to be shed, the stepping proce-
deviation. This deviation, particularly frequency drop, is crucial dure and the timing. The electric power utilities adopt different
to both the individual generating units and the stability of the approaches to this problem, which are mainly based on their ex-
entire system. When the system frequency is low, the blades of perience and the robustness of their systems [4], [5].
steam turbines are heavily stressed because frequencies (fun- Spinning reserve is the available power of the rotating gener-
damental – harmonics) approach the blades natural frequen- ating units, which operate under their nominal levels and can be
cies resulting in higher oscillations. This stress is cumulative used rapidly if there is a particular need. An increased amount
and results in the reduction of the turbine lifespan. Generators of the available spinning reserve increases the system reliability
are also overloaded and speed, and hence cooling, are below and power quality while the system production cost also in-
normal. Voltages are likely to be low, causing generator exci- creases [6], [7].
tations that are near to their limits. All of these conditions can The objective of this paper is to present a computational
lead to thermal overload of both stator and rotor and there is a method, which is based on the Monte-Carlo simulation ap-
strong possibility for a generating unit to trip due to protection proach [8], [9] for determining the settings of the u.f. load
activation [stator overheating, rotor overheating, over-excitation shedding relays and the level of the available spinning reserve.
or underfrequency (u.f.)]. This may lead to cascaded generator Useful probabilistic indices and distributions are calculated
trips and a black out [1], [2]. For this reason u.f. load shedding for comparing different load shedding strategies and spinning
relays are used for the system protection by shedding a certain reserve policies. The method was applied on a system that is
amount of load. The goal is to keep the frequency well above the based on the autonomous power system of the Greek island of
levels that any generating unit’s u.f. or other protection would be Crete and the obtained results are presented and discussed.
activated. Load shedding protection belongs to the category of
II. COMPUTATIONAL ALGORITHM FOR THE
FREQUENCY TIME RESPONSE
Manuscript received February 4, 2004. Paper no. TPWRS-00625-2003.
E. J. Thalassinakis is with the Islands Department, Public Power Corporation, The frequency performance of an autonomous power system
Iraklion, Greece (e-mail: mthalassinakis@deh-ptdmkr.her.forthnet.gr). comprising thermal generating units of non reheat type can
E. N. Dialynas is with the School of Electrical and Computer Engineering, be represented, with good approximation, by the linear model
National Technical University of Athens, Athens 15780, Greece (e-mail:
dialynas@power.ece.ntua.gr). shown in Fig. 1 [1], [10], [11]. This model simulates the fre-
Digital Object Identifier 10.1109/TPWRS.2004.835674 quency dynamic response during the first few crucial seconds
0885-8950/04$20.00 © 2004 IEEE
THALASSINAKIS AND DIALYNAS: MONTE-CARLO SIMULATION METHOD 2045
(11)
(1)
Fig. 3. Frequency time responses with different time characteristics of load Fig. 4. Parameters of the transient period of the frequency time response after
shedding. a loss of generation causing load shedding.
developed computational algorithm was extended appropriately to a critical frequency threshold. This threshold is not generally
in order to calculate all the above system parameters. defined but it depends on certain system characteristics such as
the individual generating unit protection levels, the contribution
III. PROPOSED SYSTEM INDICES of the individual unit generation output to the entire system pro-
duction, etc.
A strategy for setting u.f. relays is defined by a specific In order to compare alternative u.f. load shedding strategies,
number of steps, each of which is determined by the following all the above aspects should be quantified. For this purpose, the
parameters: following appropriate set of 31 system indices has been intro-
• u.f. level; duced, which is divided into three main groups. The first group
• ; concerns the reliability of generating units, the second group
• time delay; concerns the system frequency response while the third group
• load to shed. concerns the load shedding.
A new strategy is developed either by changing the number of
steps or at least one parameter of a step. Although two different A. Reliability Indices of Generating Units
strategies can lead to equal values of load shedding for a spe- A1. Expected Failure Rate of System Generating Units
cific outage, in the long term, every strategy leads to different (EFRSGU) in occ/year.
sequence of system response. In every sequence of events, the A2. System Mean Time Between Generating Units Fail-
following information are important for the power utility: ures (SMTBGUF) in hours.
• the expected number and the amount of u.f. load shedding,
which affect the power quality and the reliability of the B. System Frequency Response Indices
system; B1. MINimum Residual Frequency for the simulation pe-
• the system frequency time response, which affects the tur- riod (MINRF) in Hertz.
bines lifespan and the risk for system stability. The accu- B2. Expected Residual Frequency (ERF) in Hertz.
mulated time that the frequency remains below a certain B3. Root Mean Square Deviation from Nominal of all
threshold is critical for the turbines. Residual Frequencies (RMSDfNoaRF) in Hertz.
There are appropriate nomograms that are given by the manu- B4. MINimum Undershoot Frequency for the simulation
facturers and relate the turbine lifespan with the low frequency period (MINUF) in Hertz.
stress conditions. The risk for the system stability is also related B5. Expected Undershoot Frequency (EUF) in Hertz.
THALASSINAKIS AND DIALYNAS: MONTE-CARLO SIMULATION METHOD 2047
B6. Root Mean Square Deviation from Nominal of all Un- • The generating units’ primary regulation and the u.f. re-
dershoot Frequencies (RMSDfNoaUF) in Hertz. lays operation during the transient phenomenon after the
B7. MAXimum Overshoot Frequency for the simulation failure of a generating unit.
period (MAXOF) in Hertz. • The secondary regulation, which follows the primary reg-
B8. Expected System Critical Time (ESCT) in milli- ulation and the spinning reserve utilization.
seconds. The hour-by-hour operation of the power system is con-
B9. MAXimum System Critical Time for the simulation trolled by the Dispatching Center and the goal is to supply the
period (MAXSCT) in seconds. hourly load demand. This is achieved by the generating units’
B10. Accumulated Turbines Critical Time for the simulation commitment, which takes into account their respective failures
period (ATCT) in minutes. and repairs. The generating units are assumed to reside in one of
B11. Expected Turbines Critical Time (ETCT) in milli- two discrete states that are fully available (up) and unavailable
seconds. (down). The transitions of the generating units into a de-rating
B12. Expected Overfrequency Time (EOT) in milliseconds. state are not modeled since they usually need a considerably
B13. Expected Time Between System’s Critical Frequency longer time to occur (some minutes) compared to their sudden
Drops (ETBSCFD) in hours. trip and, therefore, they do not usually cause frequency drops.
The failure events are modeled by drawing state residence
C. Load Shedding Indices times assuming exponential distributions, which are defined by
C1. Expected Time Between Consecutive Load Shedding the known units’ failure rates. Other probability distributions
Events (ETBCLSE) in hours. could be also used if the appropriate data is known. Similarly,
C2. Average System Load Shed due to Frequency Rate of the repair events are modeled by draws from specific repair
Change (ASLSFRC) in megawatts. time distributions. The transmission network failure events and
C3. Average System Load Shed due to First u.f. Level their possible constraints are not taken into account because
(ASLSFufL) in megawatts. their modeling would extensively complicate the developed
C4. Average System Load Shed due to Second u.f. Level method while the respective changes in the commitment and
(ASLSSufL) in megawatts. dispatching of the system generating units would lead only to
C5. Average System Load Shed (ASLS) in megawatts. marginal changes of the calculated indices and would influence
C6. MAXimum System Load Shed for the simulation pe- all the examined strategies similarly.
riod (MAXSLS) in megawatts. The generating units’ primary regulation tries to stabilize the
C7. Expected Number of Annual Operations due to Fre- frequency when a generating unit outage occurs. The simula-
quency Rate of Change (ENAOFRC) in oper./year. tion method calculates point to point the frequency transient re-
C8. Expected Number of Annual Operations due to First sponse by taking into account the primary regulation and the
u.f. Level (ENAOFufL) in oper./year. operation of the u.f. protection. Load shedding is triggered ei-
C9. Expected Number of Annual Operations due to Second ther at given frequency level without any other constraint or with
u.f. Level (ENAOSufL) in oper./year. the constraint that is greater than a set value. Also, a time
C10. Expected Annual Unserved Energy due to Fre- delay can be set meaning that the above conditions should re-
quency Rate of Change Operations (EAUEdFRCO) in main for the selected time before the trip command to the dis-
MWh/year. tribution circuit breakers is released. As the transient phenom-
C11. Expected Annual Unserved Energy due to First u.f. enon usually lasts a few seconds the simulation of the first 20 s
Level Operations (EAUEdFufLO) in MWh/year. is obtained.
C12. Expected Annual Unserved Energy due to Second u.f. The secondary regulation is an additional mechanism, which
Level Operations (EAUEdSufLO) in MWh/year. tries to restore the already stabilized frequency to its nominal
C13. Expected Annual Unserved Energy (EAUE) in value. This is achieved by the regulating units, which are con-
MWh/year. trolled by the Dispatching Center. It is a much slower mech-
C14. Expected Number of Annual Temporary Interruptions anism (only some MW/min) and utilizes the spinning reserve
(ENALTI) in occ./year. to restore the frequency. The required generation is calculated
C15. Expected Load Not Supplied due to Temporary Inter- from (7). The simulation method calculates the unserved energy,
ruptions (ELNSTI) in MW/occ. which depends on the amount of the available spinning reserve.
C16. Probability of Load Shedding Occurrence given that Three different cases are considered by comparing the spinning
there is a Unit OUtage (PLSO/UOU) in %. reserve before the outage occurrence with the generation needed
for the frequency restoration plus the load shedding.
IV. MONTE – CARLO SIMULATION METHOD
• If the spinning reserve is equal or greater, the load can
The chronological Monte-Carlo approach [8], [9] was used to be immediately restored, causing only temporary interrup-
model the operation of an autonomous power system. A com- tions (less than 2-min duration).
putational method was developed for simulating the operation • If the spinning reserve is smaller, a part of the load cannot
of the power system at the following three different levels. be restored until available rapid generating unit starts,
• The hour-by-hour operation of the power system as it is which means that load interruptions will occur with dura-
performed by the relevant Dispatching Center. tion of about 10–20 min.
2048 IEEE TRANSACTIONS ON POWER SYSTEMS, VOL. 19, NO. 4, NOVEMBER 2004
• If the spinning reserve is smaller and there is no available start-up times are obtained by drawing
rapid generating unit, the respective load interruptions will random times following known normal dis-
continue for several hours until the load demand is de- tributions.
creased or other units will be available for operation. • The list of the generating units that
The first step of the developed method is to input all the will be available for the next hour is de-
system data including the mean hourly loads of the annual duced by taking into account the failures
chronological curve. The following main steps are applied for and repairs. This list is arranged ac-
every hour of a year. cording the economic priority order.
All the proposed indices are calculated at the end of each year
simulation period and the simulation algorithm stops when none
• The generating units are committed and of the indices has been changed more than 2% during the last
de-committed to supply the respective load three simulation years. Fig. 5 shows the simplified flowchart of
demand, according to a specific list that the developed computational method.
follows an economic priority order. A cer-
The calculated indices provide valuable information to the
tain spinning reserve criterion is also
utility engineers so that they can adopt a specific strategy,
taken into account.
which meets the utility policy concerning the allowable u.f.
• If the operating time of a generating
levels, the permitted units stress and the desired power quality.
unit exceeds the respective time to
A number of different strategies can be examined in order to
failure, an outage is considered to occur
select the one with the optimal characteristics. This constitutes
(down state) and a new random time to
a great improvement over the empirical method being used,
repair is calculated.
where the system was used to test the strategy, and changes
• If the outage time of a generating unit
were made when necessary. Besides, the power system features
exceeds the respective time to repair,
are changing with time imposing necessary adjustments to the
the unit is assumed to return to a normal
setting strategy so that there is not enough time for the implied
operational state (up state) and a new
strategy to be tested.
random time to failure is calculated.
• When a failure event of a generating The developed method can also be used to access different
unit occurs, the point-to-point frequency spinning reserve policies. The usually adopted rule is to keep
response curve is determined by taking a minimum spinning reserve level equal to 10% of the load or
into account the units’ primary regulation equal to the capacity of largest generating unit being in opera-
and the u.f. relays operation applying the tion. In autonomous power systems, this level may not be ad-
following three steps: equate while the equivalent capacity of the largest unit can in-
The system generating capacity, droop, crease the system production cost considerably. The developed
inertia and time constants are calculated method can assess different alternative schemes by comparing
for the specific system conditions. the indices concerning the unserved energy and power quality
The numerical solution of (9)–(11) pro- (temporary interruptions) of the system.
vides the point-to-point frequency time Furthermore, the developed method can help in examining
response. alternative maintenance policies, which affect the failure rates
At each point in time that the set con- of generating units and, consequently, all the produced indices
ditions for the u.f relays are met, the being calculated. Therefore, the increased maintenance cost
set load is cut off and the next fre- can be compared with the cost of decreased unserved energy,
quency point is calculated from (9)–(11) better power quality and lower system risk (number of possible
by taking into account the new system blackouts).
load. The developed method has been implemented efficiently into
• The parameters defined in Section II are a computer program, which also determines probability distri-
determined in order to help the estimation butions histograms for:
of the proposed indices.
• the underfrequencies;
• The analytical residual value and ini-
• the amount of load shedding;
tial slope [(7) and (8)] are calculated
• the time duration of load shedding;
and compared to the corresponding numer-
• the mean u.f. and mean load shedding for each hour of a
ical results.
typical day;
• The hourly-unserved energy is calculated
• the mean u.f. and mean load shedding for each month of
by comparing the available spinning re-
a typical year.
serve before the outage occurrence with
the generation needed for the frequency These histograms give useful information about the load shed-
restoration plus the load shedding. The ding interruptions, the time of a day with the deepest frequency
THALASSINAKIS AND DIALYNAS: MONTE-CARLO SIMULATION METHOD 2049
TABLE I
SYSTEM GENERATION DATA
TABLE II tained results prove that if the appropriate load is shed early (just
TYPICAL POWER SYSTEM INDICES
after the unit trip) the system recovery is much faster without
severe frequency undershoot. Table II shows that in Strategy 3,
most of the expected annual unserved energy (15.3 MWh/year)
is caused by the high and only 3.9 MWh/year is caused
by the low-frequency level. It is obvious that an empirical pro-
cedure for choosing the proper setting of relays, especially the
set value for , cannot be easily determined.
When Strategy 1 is applied, the system turbines and the entire
system may often operate at a high risk level, since:
• the minimum frequency undershoot is very big and close
to the units u.f. protection trip levels, which means that
there is possibility even for a black-out;
• the minimum residual frequency is 48.72 Hz, which means
that there is a 1.28-Hz deviation from 50 Hz while the
corresponding value of Strategy 3 is almost half;
• the maximum system critical time is very high (19.25 s),
while in Strategy 3 it is only 0.32 s;
• the accumulated turbine critical time is 190.3 min, which
is 4.4 times higher than the respective time for Strategy 3.
The distributions of frequency undershoot values in Strategy
1 and in Strategy 3 are presented in Fig. 6. The majority of the
frequency undershoots (about 25%) are in the range between
49.6 and 49.7 Hz. It can be noticed that the two histograms are
similar in the area near the nominal frequency value (safe re-
gion), since the corresponding disturbances do not activate the
u.f. protection, while there is a substantial difference in the area
of frequencies with lower values (unsafe region).
Fig. 7 presents a simulation of a typical day assuming
Strategy 3, by showing the average frequency undershoot
values for each hour of the day. The most critical period, with
the deepest u.f. events, occurs early in the morning. The shape
of this histogram follows the shape of the daily load curve.
This is reasonable because when the load demand is low, a
Although in Strategy 3 a greater number of distribution cir- generating unit outage results in a higher system disturbance.
cuit breakers are connected to u.f. relays ( of Fig. 8 shows the expected number of load shedding events
the load) in comparison to Strategy 2 ( of the assuming Strategies 2 and 3. In Strategy 2, the most probable
load), the index of expected annual unserved energy is smaller. values of load shedding are between 17–23 MW, with a fre-
However, the increased unserved energy caused by Strategy 2 quency of about 1.2 occurrences per year. In Strategy 3, the most
does not provide a safer frequency response, as it would be ex- probable value of load shedding is 13 MW (about 1 occurrence
pected. As indicated by the results of Table II, Strategy 2 re- per year).
sults in lower minimum undershoot frequency, longer expected When a higher spinning reserve level is applied, the in-
system critical time, longer maximum system critical time and dices that are related to the system stability and the safety
shorter expected time between system critical frequency drops. of individual turbines do not change substantially while the
However, Strategy 2 has the advantages of less accumulated indices concerning the unserved energy and power quality
turbine critical time and shorter expected turbine critical time. decrease. In Strategy 3, the expected annual unserved en-
These advantages of Strategy 2 do not compensate for its disad- ergy is 19.2 MWh/year, while in Strategy 4 it is reduced to
vantages because the respective times are not considered very 6.2 MWh/year. Also, the expected number of annual temporary
important for the turbine lifespan. It can also be noticed that interruptions and the expected load not supplied due to tempo-
the probability of load shedding occurrence given that there is rary interruptions are lower in Strategy 4. The system frequency
a generating unit outage, is only 4.6% for Strategy 3 while it drop depends mainly on the turbines primary regulation and
is 14.1% for Strategy 2.The main reason for the advantages of the u.f. protection while the available spinning reserve affects
Strategy 3 is due to the better choice of relay settings and, es- mainly the unserved energy and the power quality. The slightly
pecially, the utilization of the frequency rate of change. The ob- better indices concerning the system stability are caused from
THALASSINAKIS AND DIALYNAS: MONTE-CARLO SIMULATION METHOD 2051
Fig. 7. Average frequency undershoot values for each hour of a day in Strategy 3.
VI. CONCLUSIONS
Fig. 9. Histograms of maximum load restoration time for minimum spinning reserve 10% and 15%.
REFERENCES
Emmanuel Thalassinakis (M’01) received the electrical engineering Diploma
[1] P. M. Anderson, Power System Protection. New York: IEEE Press,
from the National Technical University of Athens (NTUA), Athens, Greece, in
1999. 1980. He is currently pursuing the Ph.D. degree.
[2] “Summary of the guide for abnormal frequency protection for power
From 1983 to 1991, he was with the Ministry of the Environment, and since
generating plants,” IEEE Trans. Power Delivery, vol. 3, pp. 153–157, 1991, he has been with the Public Power Corporation of Greece, Iraklion.
Jan. 1998. He is head of the Crete and Rhodes Section of the Islands Department.
[3] D. Prasetijo, W. R. Lachs, and D. Sutanto, “A new load shedding His professional and research interests are reliability, high-voltage transmis-
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pp. 1371–1377, Aug. 1994.
insulators.
[4] C. Concordia, L. H. Fink, and G. Poulikas, “Load shedding on an iso- Mr. Thalassinakis is a member of the Technical Chamber of Greece and
lated system,” IEEE Trans. Power Syst., vol. 10, pp. 1467–1472, Aug.
CIGRE.
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[5] P. V. Subramanian, M. Viswanathan, and V. T. Kairamkonda, “Fre-
quency trend and discrete underfrequency relaying practices in India for
utility and captive power applications,” IEEE Trans. Power Delivery, Evangelos N. Dialynas (M’79–SM’90) received the electrical engineering
vol. 7, pp. 1878–1884, Oct. 1992. Diploma from the National Technical University of Athens (NTUA), Athens,
[6] R. Billinton and R. N. Allan, Reliability Evaluation of Power Sys- Greece, in 1975, and the M.Sc. and Ph.D. degrees in 1977 and 1979, respec-
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[7] R. Billinton, M. Fotuhi-Firuzabad, and L. Bertling, “Bibliography on the Manchester, U.K.
applications of probability methods in power system reliability evalua- He is presently a Professor in Electrical Power Systems at the School of Elec-
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[8] G. J. Anders, Probability Concepts in Electric Power Systems. New modeling and evaluation, power system probabilistic assessment, power system
York: Wiley, 1990. operation, and computer applications of power systems.
[9] S. M. Ross, A Course in Simulation. New York: Macmillan, 1999. Dr. Dialynas is a member of the Technical Chamber of Greece and a Distin-
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