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1. INTRODUCTION 12
3. GEOLOGY 15
3.1 REGIONAL GEOLOGY 15
3.2 SEISMICITY 16
4. GEOTECHNICAL INVESTIGATIONS 18
4.1 GROUND INVESTIGATIONS 18
4.2 GROUND WATER TABLE 19
4.3 FIELD TESTS IN SOIL STRATA 19
SPT N VALUES 19
LABORATORY TESTS – SOIL SAMPLES 19
ATTERBERG LIMITS AND PARTICLE SIZE DISTRIBUTION 20
SUMMARY OF LABORATORY TEST RESULTS OF SOILS 21
IN-SITU FALLING HEAD PERMEABILITY TEST 21
SHEAR STRENGTH TEST 21
CHEMICAL AGGRESSIVITY AND CORROSION – SOIL AND GROUNDWATER 22
FIELD TESTS IN ROCK STRATA 23
INDEX PROPERTIES: CORE RECOVERY (CR) AND ROCK QUALITY DESIGNATION (RQD) 23
PRESSURE-METER TEST 24
PACKER PERMEABILITY TESTS 25
LABORATORY TESTS – ROCK SAMPLES 26
SUMMARY OF LABORATORY TEST RESULTS OF INTACT ROCK 26
UNIAXIAL COMPRESSIVE STRENGTH (UCS) 28
POINT LOAD INDEX 29
TENSILE STRENGTH 29
IS Indian Standards
CR Core Recovery
WG Weathering Grade
Four-fold growth of population since 1951 has been largely accommodated in the suburbs while most
of the job opportunities have remained in the Island City. The physical characteristics of the City are
such that the suburbs have been constrained to spread northwards only, and all transport facilities are
concentrated within three narrow corridors. Today’s major challenge is to provide connectivity and
promote growth by providing adequate inputs to the infrastructure which would improve the quality
of life of the residents.
The city faces severe traffic congestion due to exponential growth of personalized vehicles. To tackle
this problem, the public transportation sector is carefully planning to meet the growing demands of
the city. The Mumbai Metro Rail Line 3 aims to provide a fast, reliable, convenient, efficient, modern
and economical mode of public transport, which is properly integrated with other forms of public and
private transport.
Soil investigation at Churchgate Metro Station of Contract UGC-01 was carried out by M/s Fugro
Geotech India Pvt Ltd, Mumbai during the period from October 08, 2016 to February 13, 2017 and
Fugro Document No.16-1474. In this stage 7 boreholes of depth 31.0 m were drilled at the station
location.
This report describes the interpretation & analysis of geotechnical data for Churchgate Metro Station,
Geologically, Mumbai presents a complex lithological combination showing large heterogeneity. Major
rock types occurring in the area are fine grained, greenish basalt to black coloured, aphastilite.
Compact basalt and weathered amygdaloidal basalt are also found, characteristic of the Deccan trap.
They are associated with acidic and basic tuffs, volcanic breccia with fullaceous matrix. Basaltic flows
and inter trappean beds show westerly dip of 5° to 12°. These flows and pyroclastic rocks have been
intruded by doteritic and basaltic dykes.
Though the low lands lying between the two ridges do not show any exposures, cutting and excavations
made for various purposes reveal brownish and grey clay, grayish, brownish and greenish tuff, breccia,
ash and other pyroclastic material along with highly weathered basalts and inter trappeans.
MUMBAI METRO LINE 3 (COLABA - BANDRA - SEEPZ) UGC001
Churchgate Metro Station - Geotechnical Interpretive Report LTS-GEO-SCG-17-2301-A Page
Report 31/03/2017 15/133
L&T-STEC JV MUMBAI
Mumbai Metro Line 3
Package No: UGC 01
Coastal areas on the western shore of Mumbai consist of sandy beaches mixed with silt with shale
fragments. The western shore is exposed to intense wave action of Arabian Sea resulting in the
formation of sandy and rocky beaches (Colaba, Worli, and Bandstand). It is known that near the
Gateway of India, the sea meanders inside, and in the process intense wave action as noted on the
western coast of Mumbai Island calms down.
3.2 Seismicity
Mumbai is located in Seismic Zone III as per IS:1893-2002 (BIS, 2002) signifying that the city may be
subjected to intensity VII damage as per MSK64 Intensity Scale. A review of the historical as well as the
recent earthquake activity in peninsular India indicates that different parts of the region are
MUMBAI METRO LINE 3 (COLABA - BANDRA - SEEPZ) UGC001
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L&T-STEC JV MUMBAI
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characterized by low to moderate level of seismic activity (Jaiswal and Sinha, 2007). Occasionally some
large and damaging earthquakes, such as the Koyna (1967), Killari (1993), Jabalpur (1997), and Kachchh
(2001) earthquakes have occurred in the region. Unlike the earthquakes occurring on plate boundaries,
demarcated by mid-oceanic ridges, transform faults and island arcs, these are intraplate earthquakes
and are thus more rare. Mumbai is located near the Panvel seismic source zone, which is known to be
seismically active (Nandy, 1995 and Dessai, 1995)
Seismic hazard quantifies ground motions generated due to an earthquake in terms of peak ground
acceleration (PGA) or other similar parameters associated with a scenario earthquake (Kramer, 1996).
In this paper, a deterministic seismic hazard assessment has been carried out, where hazard in terms
of the peak ground acceleration is evaluated at the centre of each grid after dividing the city into a
number of small grids.
The seismic hazard map of India was updated in 2000 by the Bureau of Indian Standards (BIS). The new
map includes the central districts of Beed (Bir), Dharashiv (Osmanabad) and Latur, along with eastern
sections of Ahmednagar, Pune, Satara and Sangli districts in Zone III. All of these areas lay in Zone I or
II in the BIS 1984 map. Refer Figure 3.
Borehole
Coordinate Coordinate Drilled Depth Drilled Level
Borehole ID Elevation
(East) (North) (m) (m MSL)
(m MSL)
CGBH - 01 3.99 271009.1 2094467.4 31.0 -27.01
CGBH - 02 4.27 270998.8 2094504.0 31.0 -26.73
CGBH - 03 4.73 271057.7 2094538.6 30.5 -25.77
CGBH - 04 4.19 271061.0 2094579.9 30.9 -26.71
CGBH - 05 3.96 271115.8 2094602.1 31.0 -27.04
CGBH - 06 3.93 271119.7 2094648.6 31.0 -27.07
CGBH - 07 4.03 271204.0 2094705.8 31.0 -26.97
In addition to above boreholes, 6 probe boreholes are drilled in Churchgate Station Area to get the
better geological profile. These boreholes are only used to check the level of different type of rocks in
this area and geological profile presented in Appendix F is modified accordingly. Summary of Probe
boreholes drilled in Churchgate Station Area as given in Table below;
SPT N Values
Figure 7 show the distribution of observed SPT N value with depth for the soil strata encountered at
Churchgate Metro Station location. Measured SPT value is considered as SPT N value equivalent to 60%
hammer efficiency (N60). The bore logs for each stretch of the alignment are studied to arrive at the
soil profile and consistency of Soil based on SPT N Values. Design parameters for the considered stretch
of the alignment are derived based on the SPT N Values. The design SPT N values are taken as average
N values of each layer from the corresponding boreholes. Plot showing the design SPT N values vs
Depth for all boreholes is presented in APPENDIX B. The SPT N is summarised in Table 4.
Table 4: Summary of SPT N value data
No of Test
Strata Maximum value Minimum value Mean value
Results
Unit 2a - Soil 19 68 9 21
Following laboratory tests were conducted on selected soil samples recovered from various bore hole
locations: -
a) Sieve analysis
All the above laboratory tests were carried out as per relevant Indian Standards. All the soil samples
were identified and classified as per IS: 1498-1970. A summary of the test results are presented in
Table 5 to Table 14.
Atterberg Limit values (Liquid Limit (LL), Plastic Limit (PL) and Plasticity Index (PI = LL - PL)), and Particle
size distribution (PSD), were determined for Geological Unit 1 and Unit 2a. Atterberg Limit and PSD
tests were undertaken in accordance with test methods IS 2720 (part 5) and IS 2720 (part 4)
respectively. Plot showing the Atterberg Limit test results / PSD test results vs Depth for all boreholes
are presented in APPENDIX C. Atterberg Limit test results and PSD results indicate that the selected
samples are variably graded and can broadly be described as sand, Sandy clay, Clayey Sand, silty sands,
gravelly sands and clayey gravels. The Atterberg limit test results suggests that Unit 2a, on average is
highly plastic clay, however it is evident from the data that the clay may locally exhibit very high to
extremely high plasticity characteristics. Summary of the Atterberg Limit test results and PSD test
results as shown in Table 5 & Table 6;
Table 5: Summary of Particle Size Distribution tests
No of Test Maximum Minimum
Strata Type of Soil Unit Mean value
Results value value
Gravel % 1 36 36 36
Unit 1 –
Sand % 1 49 49 49
Filled up
Silt % 1 11 11 11
Material
Clay % 1 4 4 4
Gravel % 14 45 0 8
Sand % 14 59 1 19
Unit 2a - Soil
Silt % 14 46 9 26
Clay % 14 86 4 47
Table 7: Summary of Unit Weight of Soil, Moisture Content and Specific Gravity
No of
Maximum Minimum Mean
Strata Test Type Unit Test
value value value
Results
Unit 1 – Moisture Content % 1 13.5 13.5 13.5
Filledup
Material Specific Gravity - 1 2.672 2.672 2.672
Unit weight under
kN/m3 13 18 15.9 17
saturated condition
Unit weight under dry
Unit 2a kN/m3 13 13.4 9.4 11.89
condition
- Soil
Moisture Content % 14 70 27 44
Specific Gravity - 14 2.675 2.651 2.66
The shear strength parameters from Triaxial Shear Test provided in the geotechnical factual report
are summarized in Table 9 to Table 10.
Chemical test results for water and soil samples provided in the geotechnical factual report are
summarized in Table 11 to Table 14.
Maximum Minimum
Test No of Test Results Mean Value
Value Value
Sulphate (SO4), % 5 0.0543 0.0329 0.04568
Chloride, % 5 0.0106 0.0078 0.0092
pH 5 7.22 7.09 7.1604
Index Properties: Core Recovery (CR) and Rock Quality Designation (RQD)
In Rocky strata, the rock core samples were obtained through double tube core barrels. The
quantitative description of natural fracture state of rock masses are indicated by means of Total Core
Recovery (TCR) or Core Recovery (CR), Solid Core Recovery (SCR) and Rock Quality Designation (RQD)
as determined from the borehole cores. TCR is the percentage ratio of core recovered (whether solid,
intact with full diameter, or non-intact) to the total length of core run. SCR is the percentage ratio of
solid core recovered to the total length of the core run. RQD is a quantitative index based on core
recovery procedure that incorporates only those pieces of core which are 100mm or more in length. It
is the total length of solid core pieces, each greater than 100mm between natural fractures, expressed
as a percentage of the total length of core run.
N, numbers of cores were recovered and logged for the 9 boreholes. The CR and RQD were derived for
these cores and plotted for each rock unit. In this classification Core Recovery (CR) and RQD are
introduced so as to give a better appreciation of the weathering. Plot showing the TCR / RQD vs Depth
for all boreholes are presented in APPENDIX B. The final rock characteristics considered for each rock
unit are as given in Table 15.
Pressure-Meter Test
Oyo Pressure-meter Test, also known as the High-Pressure Dilatometer Test, is a direct displacement
measuring method used to obtain the elastic properties of a rock mass. The test was performed using
an OYO Elastmeter-2 (Model-4018), with a rated pressure range of 0 to 200 Bar, for the type of
membrane. The probe (or Sonde) is lowered down to the depth of test section and inflated, exerting
pressure against the wall of the borehole and consequent radial deformation is measured. Based on
pressure-meter test results to derived the elastic modulus (Em) and the shear modulus (Gm) of the rock
mass. Results of Pressure-Meter Test are presented in Table 16 . The summary of Pressure-Meter Test
results for different weathering grade of rock mass are as given in Table 17.
Table 16: Results of Pressure-Meter Test
Sample
Test Em,- Modulus of Gm, Shear
depth,
Borehole ID Level, Strata WG Elasticity of Rock Modulus of Rock
from,
(m MSL) Mass (MPa) Mass (MPa)
(m bgl)
CGBH-01 3.99 -6.01 Unit 3b IV 3763.0 1447.0
CGBH-02 4.27 -4.73 Unit 3b IV 1605.0 617.0
No of
Rock Maximum Minimum Mean
Description Rock Type WG Test
Units Value Value Value
Results
Em,- Modulus Unit 3b Basalt IV 2 3763 1605 2684
of Elasticity of Unit 3d Basalt I & II 3 15124 10885 13699
Rock Mass Shale &
(MPa) Unit 4a IV & V 1 2019 2019 2019
Breccia
Gm, Shear Unit 3b Basalt IV 2 1447 617 1032
Modulus of Unit 3d Basalt I & II 3 5817 4187 5269
Rock Mass Shale &
(MPa) Unit 4a IV & V 1 777 777 777
Breccia
No of
Rock Maximum Minimu Mean
Description Rock Type WG Test
Units Value m Value Value
Results
Unit 3a Basalt V 3 1.30E-05 4.80E-06 8.70E-06
Unit 3b Basalt IV 3 1.60E-05 5.30E-07 7.31E-06
Following laboratory tests were conducted on selected rock samples recovered from various borehole
locations: -
a) Saturated Moisture content
b) Water Absorption
c) Porosity
d) Saturated Density
e) Specific gravity
f) Dry Density
g) Point Load Strength Index
h) Tensile Strength
i) Uniaxial Compressive Strength Test (Saturated)
j) Uniaxial Compressive Strength Test (Dry)
All the above laboratory tests were carried out as per relevant Indian Standards.
No of
Rock Maximum Minimum Mean
Description Rock Type WG Test
Units Value Value Value
Results
Unit 3a Basalt V 1 28.2 28.2 28.20
Unit 3b Basalt IV 4 27.7 26.8 27.38
Unit weight 3 28.3 27.5 28.03
Unit 3c Basalt III
under dry
Unit 3d Basalt I & II 15 28.2 27.2 27.71
condition,
Unit 4a Shale & Breccia IV & V 1 26.3 26.3 26.30
ɣdry, kN/m3
Unit 4b Shale & Breccia III 3 25.4 21.7 23.17
Unit 4c Shale & Breccia I & II 5 23.5 21.4 22.22
Unit 3a Basalt V 1 28 28 28.00
Unit weight Unit 3b Basalt IV 4 27.7 26.2 27.08
under 3 28.3 27.3 27.93
Unit 3c Basalt III
soaked
Unit 3d Basalt I & II 15 28 26.9 27.51
condition
Unit 4a Shale & Breccia IV & V 1 25.6 25.6 25.60
ɣsoaked,
kN/m3 Unit 4b Shale & Breccia III 3 24.9 18.5 21.10
Unit 4c Shale & Breccia I & II 6 21.4 17.9 19.45
Unit 3a Basalt V 1 0.63 0.63 28.00
Moisture Unit 3b Basalt IV 4 2.39 0.14 27.08
Content 3 0.72 0.08 27.93
Unit 3c Basalt III
under
Unit 3d Basalt I & II 15 1.88 0.11 27.51
Saturated
Unit 4a Shale & Breccia IV & V 1 2.75 2.75 25.60
Condition,
% Unit 4b Shale & Breccia III 3 17.48 1.88 21.10
Unit 4c Shale & Breccia I & II 5 15.02 9.76 19.45
Unit 3a Basalt V 1 2.91 2.91 2.910
Unit 3b Basalt IV 4 2.9 2.77 2.825
Unit 3c Basalt III 3 2.95 2.81 2.900
Specific
Unit 3d Basalt I & II 15 2.98 2.65 2.855
Gravity
Unit 4a Shale & Breccia IV & V 1 2.79 2.79 2.790
Unit 4b Shale & Breccia III 3 2.76 2.72 2.747
Unit 4c Shale & Breccia I & II 6 2.94 2.76 2.838
Unit 3a Basalt V 1 1.73 1.73 1.73
Water Unit 3b Basalt IV 4 1.57 0.07 0.91
absorption, Unit 3c Basalt III 3 0.51 0.07 0.22
% Unit 3d Basalt I & II 15 1.17 0.17 0.44
Unit 4a Shale & Breccia IV & V 1 0.79 0.79 0.79
No of
Rock Maximum Minimum Mean
Description Rock Type WG Test
Units Value Value Value
Results
Unit 3a Basalt V 1 81.4 81.4 81.4
Unit 3b Basalt IV 6 118.2 33.8 71.2
Unit 3c Basalt III 5 142.1 67.2 103.5
σci, UCS for Unit 3d Basalt I & II 31 176.6 8.8 80.4
intact rock
Shale &
under soaked Unit 4a IV & V 1 32.6 32.6 32.6
Breccia
Condition (Mpa)
Shale &
Unit 4b III 4 33.6 1.7 10.25
Breccia
Shale &
Unit 4c I & II 10 11.9 2.8 5.05
Breccia
σci, UCS for Shale &
Unit 4b III 3 13.9 9.5 11.57
intact rock Breccia
under dry Shale &
Unit 4c I & II 10 33.2 13.5 20.66
Condition (Mpa) Breccia
Tensile Strength
The tensile strength of rock (σt) is measured indirectly by conducting the Brazilian test on selected rock
core samples. The core sample diameter ranges from 54 mm. Brazilian tests are undertaken in
accordance with test method given in IS 10082: 1981. Alternative methods of determining the tensile
strength of rock (σt) include correlations with the uniaxial compressive strength (UCS), and point load
strength index, Is50. The correlation between the tensile strength (σt) and uniaxial compressive strength
(UCS) typically ranges between 50% and 10%. However, no strong correlation between Brazilian tensile
strength and UCS, or Brazilian tensile strength and point load index, was apparent from the rock test
results. The tensile strength values of intact rock with respect to different Weathering Grade are
summarized in the Table 23.
Table 23: Summary of Tensile Strength Results
Rock No of Test Maximum Minimum Mean
Rock Type WG
Units Results Value Value Value
Unit 3a Basalt V 1 4.5 4.5 4.5
Unit 3b Basalt IV 2 27.2 8.3 17.75
Unit 3c Basalt III 1 10.4 10.4 10.4
Unit 3d Basalt I & II 8 14.5 8.8 10.50
Unit 4b Shale & Breccia III 1 1.3 1.3 1.3
Unit 4c Shale & Breccia I & II 3 5.9 1.5 3.73
5.1 General
This section contains the interpretation of field results, derivations and justification for the values of
parameters adopted for the purposes of design of Churchgate Metro Station. These geotechnical
parameters described in the sections below are derived based on borehole information available till
date. Parameters for different layers are arrived based on the field tests and Laboratory tests by using
different empirical correlations. Derivations of these parameters are discussed in this section.
Geological profiles have been developed for the underground section on the basis of the borehole
data. The general geological profile developed for the site can be broadly categorized into 4 Units
(strata), which are further subcategory as summarized in Table 24. The geological profile drawings are
attached in APPENDIX F.
Table 24: Summary of Geological Units
Unit 3d : Basalt - Strong slightly weathered grey fine grained Basalt / light grey
WG I & II Amygdaloidal Basalt with very closely spaced horizontal fractures.
Fill, consisting mostly of Reddish brown dry clayey sand with gravel, greyish brown sand with silt &
shell fragments with boulders was encountered at the ground surface in the boreholes. The lower
boundary of this layer was encountered at depths between 0.0m and 4.5m below ground surface in
the boreholes. The average SPT N value is 21 for this layer.
Loose to Medium Silty sand, sandy silty, sandy clay, clayey sand, gravelly clay, gravelly sand, river sand
etc. was encountered below the fill layer in the boreholes. The boundary of this layer was encountered
at depths between 3.0m and 9.0m below Unit 1 filled-up material layer in the boreholes.
Basalt WG V are encountered at different depths between 5.0m and 10.5m below ground surface. This
layer is underlain by Soil. The bedrock was completely weathered. Core Recoveries varied between
22% and 100%, while Rock Quality Designation (RQD) ranged between Nil and 7%. Uniaxial
Compressive strength of rock samples value 81.4 MPa.
Basalt WG IV are encountered at different depths between 6.0 m and 16.2m below ground surface.
This layer is underlain by Soil or Basalt WG V layer. The bedrock was highly weathered. Core Recoveries
varied between 42% and 95%, while Rock Quality Designation (RQD) ranged between 10% and 38%.
Uniaxial Compressive strength of rock samples ranged between 33.8 MPa and 118.2 MPa.
Basalt WG III are encountered at depths between 11.5m and 25m below ground surface. Thickness of
this layer is varying largely at different locations. This layer is underlain by Basalt WG V, I & II layer. The
bedrock was moderately weathered. Core Recoveries varied between 87% and 100%, while Rock
MUMBAI METRO LINE 3 (COLABA - BANDRA - SEEPZ) UGC001
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Quality Designation (RQD) ranged between 40% and 67%. Uniaxial Compressive strength of rock
samples ranged between 67.2MPa and 142.1 MPa.
Basalt WG I & II are encountered at depths between 7.0m and 31m below ground surface. This layer
is underlain by Soil or Basalt WG V, IV & III layer. The bedrock was slightly weathered to Fresh Rock,
generally improving with depth. Core Recoveries varied between 90% and 100%, while Rock Quality
Designation (RQD) ranged between 52% and 100%. Uniaxial Compressive strength of rock samples
ranged between 8.8 MPa and 176.6 MPa. Some UCS values recorded are exceptionally low (e.g.8.8
MPa), which are neglected in interpretation.
Tuff & Shale WG IV & V are encountered at depths between 9.0m and 17.7m below ground surface.
This layer is underlain by Soil or Basalt WG IV, I & II layer. The bedrock was completely to highly
weathered rock. Core Recoveries varied between 73% and 100%, while Rock Quality Designation
(RQD) ranged between Nil and 28%. Uniaxial Compressive strength of rock samples value 32.6 MPa.
Tuff & Shale WG III are encountered at depths between 18m and 31m below ground surface. This layer
is underlain by Soil or Tuff & Shale WG IV & V layer or Basalt WG IV layer. The bedrock was moderately
weathered rock. Core Recoveries varied between 78% and 100%, while Rock Quality Designation (RQD)
ranged between 40% and 57%. Uniaxial Compressive strength of rock samples ranged between 1.7
MPa and 33.6 MPa.
Tuff & Shale WG I & II are encountered at depths between 17.7m and 31.0m below ground surface.
This layer is underlain by Tuff & Shale WG IV & V layer or Basalt WG I & II layer. The bedrock was
moderately weathered rock. Core Recoveries varied between 90% and 100%, while Rock Quality
Designation (RQD) ranged between 66% and 100%. Uniaxial Compressive strength of rock samples
ranged between 2.8 MPa and 11.9 MPa.
Terzaghi K., Peck R.B & Mersi G. (1996), proposed a correlation between Plasticity Index (Ip) and
drained angle of internal friction in graphical form as shown in Figure 4.
Figure 4 Values of Drained friction angle for clays based on Plasticity Index (Reference 24)
The drained friction angle 25° of Unit 2a is considered based on Plasticity Index (Ip). Following drained
design parameters are proposed for Unit 1 & 2a;
Unit 1: c’ = 0 kPa, φ’ = 28o
Unit 2a: c’ = 10 kPa, φ’ = 25°
Permeability of soil
A summary of In-situ falling head permeability test results of Churchgate Metro Station as presented
in Table 25 .
It is also interpolate with approximate values of the coefficient of permeability of soils for different soil
strata as given in Table 26 or Bowels books, which are reproduced below for easy reference;
Table 26: Range of Permeability values for different soils (Reference 21)
The Coefficient of
Drainage Soil Type
Permeability (m/sec)
100 – 10-2 Very Good Drainage Clean Gravel GW, GP
Clean Gravel and sand mixtures GW,GP,
10-2 – 10-5 Good
SW,SP GM
10-5 – 10-9 Poor Sand silt mixtures SM, SL, SC
10-9 – 10-11 Practically Impervious Clays
Results of chemical tests indicate that soil and ground water fall in class-1 and class-2 based on
sulphates content as per Reference 2 (as shown in Table 28).
Chloride content is less than 500 mg/l, which is less than the limiting value specified in IS: 456 (as given
in Table 27).
The classification of weathering grade for rocks is done based on Core Recovery and RQD as proposed
by Irfan and Dearmann (1978) given in Table 30. Based on the field data available for the stretch, it is
observed that Grade III to V were encountered in this stretch of the alignment. Plot showing the RQD
vs Depth for all boreholes are presented in APPENDIX B.
Table 30: Classification of Weathering Grades Based on Core Recovery and RQD
The assessment of UCS for intact rock are considered as based on investigation results engineering
judgement in between Lower bound and mean values as shown in APPENDIX C.
For Basalt WG IV, Unit 3b, as per factual report, the UCS under soaked / dry condition of intact rock
are varying from 33.8 MPa and 118.2 MPa. For UCS test under dry condition is not conducted in this
strata. The UCS values from point load tests are also considered while arriving at the design value.
Therefore, UCS value under soaked condition is considered in design. Based on UCS Strength this unit
can be categorised average to very strong.
For Basalt WG III, Unit 3c, only 4 test results of UCS under soaked / dry condition of intact rock in the
ranging from 67.2MPa and 142.1 MPa are available in the geotechnical factual report. For UCS test
under dry condition is not conducted in this strata. Therefore, UCS design value of Unit 3c is considered
same as UCS design value (70 MPa) for Unit 3d. Based on UCS Strength this unit can be categorised
strong to very strong.
For Basalt WG I & II, Unit 3d, as per factual report, the UCS under soaked / dry condition of intact rock
are varying from 8.8 MPa and 176.6 MPa. The minimum value of UCS 8.8MPa is not viable. This may
due to some erroneous testing procedure or observation. Therefore such values are ignored. For UCS
test under dry condition is not conducted in this strata. The UCS values from point load tests are also
considered while arriving at the design value. Therefore, UCS value under soaked condition is
considered in design. Based on UCS Strength this unit can be categorised average to very strong.
For Shale & Breccia WG III, Unit 4b , as per factual report, the UCS under soaked / dry condition of
intact rock are varying from 1.7 MPa to 33.6 MPa and 9.5 MPa to 13.9 MPa respectively. It is observed
that, UCS value in shale / breccia strata are lower value under soaked condition as compared to dry
condition. Therefore, UCS value under soaked condition is considered in design. Based on UCS Strength
this unit can be categorised very weak to average.
The average UCS values obtained from Laboratory test results are compared with the empirically
calculated UCS values from Point Load Strength Index for Basalt & Shale Rock type. However, the values
obtained from both the test results are found to be almost identical for Basalt & Shale. Therefore, it is
recommended that rock strength shall be confirmed during construction. The conversion of point load
test results as mentioned in Table 33.
Table 33: Point Load Strength Index converted to UCS value
The conversion of UCS from Point load test results of intact rock with respect to different Weathering
Grades are summarized in the table below;
Table 34: Summary of Conversion of UCS from PLI
Rock No of Test Maximum Minimum Mean
Description Rock Type WG
Units Results Value Value Value
Rating 15 12 7 4 2
Description Excellent Good Fair Poor Very Poor
II RQD 90-100 75-90 50-75 25-50 <25
Rating 20 17 13 8 3
Description Wide Moderate Close Close Very Close
Spacing of
III >2 0.6 - 2 0.2 - 0.6 0.06 - 0.2 <0.06
Discontinuities
Rating 15 10 8 8 5
Slightly rough
Slickensided
Rough and and
Very rough and rough rock
slightly moderately to 5mm thick Soft
unweathered surface or 1-5mm
weathered highly Gauge, 5mm
Condition of wall rock, tight thick gauge or 1-
wall rock weathered wide
IV Discontinuities and 5mm wide
surface, wall rock continuous
discontinuous, opening,
separation surface, discontinuity
No separation continuous
<1mm separation
discontinuity
<1mm
Rating 25 25 20 10 0
F2 - P/T (Plane /
VI 1 1 1 1 1
Toppling failure)
F3 - P/T (Plane /
0 -6 -25 -50 -60
Toppling failure)
It is very difficult to assess Orientation of joints based on core data. Orientation of joints can only be
assessed when rock surface is exposed.
At this stage orientation of joints are considered under fair category; which can be further evaluated
during excavation.
The Basic Rock Mass Rating (RMRBasic) = The sum of rating in I to V in table below;
Table 35 or Table 36
The Rock Mass Rating for Slope (RMRSlope) or Slope Mass Rating (SMR)
The summary of Rock Mass Rating for Basic and Slope case with respect to different Weathering Grade
(WG) of rocks are presented in Table 37. Plot showing the Rock Mass Rating (RMR) vs Depth for all
boreholes are presented in APPENDIX D.
Table 37: Rock Mass Rating for Basic / Slope for all Rock Units
Unit 3b Basalt IV 6 32 37 34 25 30 27
Figure 5 Representative values of GSI for different weathering grade in Basalt strata
Figure 6 Representative values of GSI for different weathering grade in Shale / Breccia strata
In this unit rocky strata is disintegrated about 40 to 50 percent, heavily broken rock mass with mixture
of angular and rounded rock pieces and rock can be classified smooth and highly weathered to
moderately weathered. Intact rock in this unit is having strength average to very strong.
Based on data available GSI value for Basalt WG IV, can be taken as 35 to 45.
The Hoek & Brown model involves a total of 8 parameters; those parameters with their standard
units are listed below.
The generalized Hoek-Brown failure criterion can be formulated as a non-linear relationship between
the major and minor effective principal stresses as given below;
= + +
Where,
and are the major and minor effective principal stresses at failure;
is the uniaxial compressive strength of the intact rock material and
mb is a reduced value of the intact rock parameter mi as given by;
− 100
=
28 − 14
s and a are auxiliary material constants for the rock mass given by the following relationships;
= and = + −
Geological Strength Index (GSI), Disturbance factor (D) and Intact rock parameter (mi) are estimated
based on Hoek & Brown (2002) quoted in Plaxis 2016 material model.
D is a factor which depends upon the degree of disturbance to which the rock mass has been subjected
by blast damage and stress relaxation. It varies from 0 for undisturbed in situ rock masses to 1 for very
disturbed rock masses.
Failure initiates at the boundary of an excavation when is exceeded by the stress induced on that
boundary. The failure propagates from this initiation point into a biaxial stress field and it eventually
stabilizes when the local strength, is higher than the induced stresses and . Most numerical
models can follow this process of fracture propagation and this level of detailed analysis is very
important when considering the stability of excavations in rock and when designing support systems.
This leads to the concept of a global rock mass strength, and Hoek and Brown (1997) proposed
that this could be estimated from the Mohr-Coulomb relationship:
= , with c’ and Φ’ determined for the stress range < < /4 giving
( +4 − ( − 8 ))( + )
= . 4
2(1 + )(2 + )
This give the following expressions for the Mohr-Coulomb effective strength parameters Φ’ and c’
(Carranza-Torres, 2004):
6 ( + )
∅ =
2(1 + )(2 + ) + 6 ( + )
[(1 + 2 ) + (1 − ) ]( + )
′=
6 ( + )
(1 + )(2 + ) 1 +
(1 + )(2 + )
Where, = / .
Note that the value of , the upper limit of the confining stress over which the relationship
between the Hoek-Brown and the Mohr-Coulomb criteria is considered, has to be considered for
each individual case.
For the case of deep tunnels, closed form solutions for both the Generalized Hoek-Brown and the
Mohr-Coulomb criteria have been used to generate hundreds of solutions and to find the value of
that gives equivalent characteristic curves based on following expressions;
.
′
= 0.47
′
Where,
is the upper limit of the confining stress
is the rock mass strength
is the unit weight of the rock and
is the depth of the tunnel below surface.
In case of where the horizontal stress is higher than the vertical stress, the horizontal stress value
should be used in place of .
For shallow tunnels, where the depth below surface is less than 3 tunnel diameters, comparative
numerical studies of the extent of failure and the magnitude of surface subsidence gave an identical
relationship to that obtained for deep tunnels, provided that caving to surface is avoided.
For the case of slopes, using Bishop’s circular failure analysis for a wide range of slope geometries and
rock mass properties, gave:
.
′
= 0.72
′
Where,
is the upper limit of the confining stress
is the rock mass strength
is the unit weight of the rock mass and
is the height of the slope.
For the case of general, Rock lab guidelines based on empirical observation that the stress range
associated with brittle failure occurs when is less than about one quarter of ′ .
RocLab Software is used to estimate Mohr-Coulomb strength parameters for different weathering
grades of intact rock are tabulated in Table below. APPENDIX E shows the extracts from Roclab
software output. GSI and UCS value of rock are assumed based on the information given in
geotechnical factual report.
Permeability, m/s
Parameters
Parameters Parameters
kN/m3
Angle of internal
Angle of internal
Angle of internal
Cohesion, MPa
Cohesion, MPa
Cohesion, MPa
friction
friction
friction
Unit 3b 53 20 300 15900 13.25 40 2.8 33 2539 2.2 27 1223 1.9 24 926 25 7.31E-06
Unit 3c 70 25 350 24500 17.5 60 5.3 41 12740 4.5 37 6661 4.1 35 4917 27 1.80E-07
Unit 3d 70 25 350 24500 17.5 70 6.1 44 17954 5.4 41 10717 5.0 40 8272 27 1.59E-06
Unit 4c 4 6 200 800 1.00 65 0.2 30 505 0.2 27 282 0.2 25 212 22 8.15E-07
Poisson`s ratio can be considered as 0.25 for the all type of rock strata.
Permeability, m/s
Parameters Parameters Parameters
Slope Height, m
Angle of internal friction
kN/m3
Erm MPa
Erm MPa
Erm MPa
Cohesion, MPa
Cohesion, MPa
Cohesion, MPa
Unit 3b 53 20 300 15900 40 0.36 0.28 61 2539 0.35 0.20 56 1223 0.35 0.17 53 926 25 15 7.31E-06
Unit 3c 70 25 350 24500 60 0.42 0.73 66 12740 0.41 0.53 64 6661 0.41 0.46 63 4917 27 15 1.80E-07
Unit 3d 70 25 350 24500 70 0.43 1.25 67 17954 0.42 0.94 66 10717 0.42 0.82 65 8272 27 15 1.59E-06
Unit 4b 3 6 200 600 50 0.24 0.07 35 184 0.24 0.05 31 88 0.23 0.04 28 64 22 15 6.20E-07
Unit 4c 4 6 200 800 65 0.26 0.13 41 505 0.25 0.10 38 282 0.25 0.09 36 212 22 15 8.15E-07
Poisson`s ratio can be considered as 0.25 for the all type of rock strata.
Permeability, m/s
Parameters Parameters Parameters
Slope Height, m
Angle of internal friction
kN/m3
Erm MPa
Erm MPa
Erm MPa
Cohesion, MPa
Cohesion, MPa
Cohesion, MPa
Unit 3b 53 20 300 15900 40 0.56 0.35 58 2539 0.54 0.26 53 1223 0.53 0.22 50 926 25 24 7.31E-06
Unit 3c 70 25 350 24500 60 0.64 0.83 64 12740 0.63 0.61 62 6661 0.62 0.54 60 4917 27 24 1.80E-07
Unit 3d 70 25 350 24500 70 0.66 1.33 65 17954 0.65 1.02 64 10717 0.64 0.90 63 8272 27 24 1.59E-06
Unit 4b 3 6 200 600 50 0.37 0.09 32 184 0.36 0.07 27 88 0.36 0.06 25 64 22 24 6.20E-07
Unit 4c 4 6 200 800 65 0.40 0.15 38 505 0.39 0.12 35 282 0.38 0.11 33 212 22 24 8.15E-07
Poisson`s ratio can be considered as 0.25 for the all type of rock strata.
Coefficient at Rest
Angle of Friction
Earth Pressure
Drained Young’s
Permeability
Unit Weight
Cohesion
Poisson Ratio
Modulus
Strata Unit
γ Ф' c' E’ K0 k
[ kN/m3] [°] [kPa] [MPa] [-] [m/s]
Filledup Material Unit 1 18 - 20 28 0.30 0 10 0.53 1E-5*
* Only one Permeability test data of Unit 1 & 2a is available in the Geotechnical factual Report; therefore
for design purpose permeability value of Unit 1 & 2a are assumed based on type of soil strata.
Figure 27 Unit weight under soaked condition of Intact Rock Unit 3a – Basalt WG V
Figure 28 Unit weight under dry condition of Intact Rock Unit 3a – Basalt WG V
Figure 29 Unit weight under soaked condition of Intact Rock Unit 3b – Basalt WG IV
Figure 30 Unit weight under dry condition of Intact Rock Unit 3b – Basalt WG IV
Figure 31 Unit weight under soaked condition of Intact Rock Unit 3c – Basalt WG III
Figure 32 Unit weight under dry condition of Intact Rock Unit 3c – Basalt WG III
Figure 33 Unit weight under soaked condition of Intact Rock Unit 3d – Basalt WG I & II
Figure 34 Unit weight under dry condition of Intact Rock Unit 3d – Basalt WG I & II
Figure 35 Unit weight under soaked condition of Intact Rock Unit 4a – Breccia & Shale WG IV & V
Figure 36 Unit weight under dry condition of Intact Rock Unit 4a – Breccia & Shale WG IV & V
Figure 37 Unit weight under soaked condition of Intact Rock Unit 4b – Breccia & Shale WG III
Figure 38 Unit weight under dry condition of Intact Rock Unit 4b – Breccia & Shale WG III
Figure 39 Unit weight under soaked condition of Intact Rock Unit 4c – Breccia & Shale WG I & II
Figure 40 Unit weight under dry condition of Intact Rock Unit 4c – Breccia & Shale WG I & II
Figure 43 UCS under soaked condition of Intact Rock Unit 3c – Basalt WG III
Figure 44 UCS under soaked condition of Intact Rock Unit 3d – Basalt WG I & II
Figure 45 UCS under soaked condition of Intact Rock Unit 4a– Breccia & Shale WG IV & V
Figure 46 UCS under soaked condition of Intact Rock Unit 4b - Breccia & Shale WG III
Figure 47 UCS under dry condition of Intact Rock Unit 4b - Breccia & Shale WG III
Figure 48 UCS under soaked condition of Intact Rock Unit 4c - Breccia & Shale WG I & II
Figure 49 UCS under dry condition of Intact Rock Unit 4c - Breccia & Shale WG I & II
Figure 56 RMRBasic vs Depth for Unit 4b– Breccia & Shale WG III
Figure 58 RMRBasic vs Depth for Unit 4c– Breccia & Shale WG I & II
Figure 60 Roclab analysis for D= 0.0 for Unit 3b, Basalt WG IV – General Application
Figure 61 Roclab analysis for D= 0.0 for Unit 3c, Basalt WG III – General Application
Figure 62 Roclab analysis for D= 0.0 for Unit 3d, Basalt WG I & II – General Application
Figure 63 Roclab analysis for D= 0.0 for Unit 4b, Shale & Breccia WG III – General Application
Figure 64 Roclab analysis for D= 0.0 for Unit 4c, Shale & Breccia WG I & II – General Application
Figure 65 Roclab analysis for D= 0.5 for Unit 3b, Basalt WG IV – General Application
Figure 66 Roclab analysis for D= 0.5 for Unit 3c, Basalt WG III – General Application
Figure 67 Roclab analysis for D= 0.5 for Unit 3d, Basalt WG I & II – General Application
Figure 68 Roclab analysis for D= 0.5 for Unit 4b, Shale & Breccia WG III – General Application
Figure 69 Roclab analysis for D= 0.5 for Unit 4c, Shale & Breccia WG I & II – General Application
Figure 70 Roclab analysis for D= 0.7 for Unit 3b, Basalt WG IV – General Application
Figure 71 Roclab analysis for D= 0.7 for Unit 3c, Basalt WG III – General Application
Figure 72 Roclab analysis for D= 0.7 for Unit 3d, Basalt WG I & II – General Application
Figure 73 Roclab analysis for D= 0.7 for Unit 4b, Shale & Breccia WG III – General Application
Figure 74 Roclab analysis for D= 0.7 for Unit 4c, Shale & Breccia WG I & II – General Application
Figure 75 Roclab analysis for D= 0.0 for Unit 3b, Basalt WG IV – Slope at 15m Height
Figure 76 Roclab analysis for D= 0.0 for Unit 3c, Basalt WG III – Slope at 15m Height
Figure 77 Roclab analysis for D= 0.0 for Unit 3d, Basalt WG I & II – Slope at 15m Height
Figure 78 Roclab analysis for D= 0.0 for Unit 4b, Shale & Breccia WG III – Slope at 15m Height
Figure 79 Roclab analysis for D= 0.0 for Unit 4c, Shale & Breccia WG I & II – Slope at 15m Height
Figure 80 Roclab analysis for D= 0.5 for Unit 3b, Basalt WG IV – Slopes at 15m Height
Figure 81 Roclab analysis for D= 0.5 for Unit 3c, Basalt WG III – Slope at 15m Height
Figure 82 Roclab analysis for D= 0.5 for Unit 3d, Basalt WG I & II – Slope at 15m Height
Figure 83 Roclab analysis for D= 0.5 for Unit 4b, Shale & Breccia WG III – Slope at 15m Height
Figure 84 Roclab analysis for D= 0.5 for Unit 4c, Shale & Breccia WG I & II – Slope at 15m Height
Figure 85 Roclab analysis for D= 0.7 for Unit 3b, Basalt WG IV – Slope at 15m Height
Figure 86 Roclab analysis for D= 0.7 for Unit 3c, Basalt WG III – Slope at 15m Height
Figure 87 Roclab analysis for D= 0.7 for Unit 3d, Basalt WG I & II – Slope at 15m Height
Figure 88 Roclab analysis for D= 0.7 for Unit 4b, Shale & Breccia WG III – Slope at 15m Height
Figure 89 Roclab analysis for D= 0.7 for Unit 4c, Shale & Breccia WG I & II – Slope at 15m Height
Figure 90 Roclab analysis for D= 0.0 for Unit 3b, Basalt WG IV – Slope at 24m Height
Figure 91 Roclab analysis for D= 0.0 for Unit 3c, Basalt WG III – Slope at 24m Height
Figure 92 Roclab analysis for D= 0.0 for Unit 3d, Basalt WG I & II – Slope at 24m Height
Figure 93 Roclab analysis for D= 0.0 for Unit 4b, Shale & Breccia WG III – Slope at 24m Height
Figure 94 Roclab analysis for D= 0.0 for Unit 4c, Shale & Breccia WG I & II – Slope at 24m Height
Figure 95 Roclab analysis for D= 0.5 for Unit 3b, Basalt WG IV – Slope at 24m Height
Figure 96 Roclab analysis for D= 0.5 for Unit 3c, Basalt WG III – Slope at 24m Height
Figure 97 Roclab analysis for D= 0.5 for Unit 3d, Basalt WG I & II – Slope at 24m Height
Figure 98 Roclab analysis for D= 0.5 for Unit 4b, Shale & Breccia WG III – Slope at 24m Height
Figure 99 Roclab analysis for D= 0.5 for Unit 4c, Shale & Breccia WG I & II – Slope at 24m Height
Figure 100 Roclab analysis for D= 0.7 for Unit 3b, Basalt WG IV – Slope at 24m Height
Figure 101 Roclab analysis for D= 0.7 for Unit 3c, Basalt WG III – Slope at 24m Height
Figure 102 Roclab analysis for D= 0.7 for Unit 3d, Basalt WG I & II – Slope at 24m Height
Figure 103 Roclab analysis for D= 0.7 for Unit 4b, Shale & Breccia WG III – Slope at 24m Height
Figure 104 Roclab analysis for D= 0.7 for Unit 4c, Shale & Breccia WG I & II – Slope at 24m Height
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