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Riga Papers
Riga, Latvia
November 27 – 29, 2006
Preface
Over the last decade it has become a tradition to gather the world’s leading thinkers on NATO in advance
of a major Alliance summit. The German Marshall Fund of the United States, along with the Latvian
Transatlantic Organisation (LATO) and the Commission of Strategic Analysis, are proud to host this
conference on the eve of the November 2006 Riga NATO summit.
This summit comes at a critical moment in NATO’s history. The Alliance is deeply engaged in a difficult
mission in Afghanistan and is at a critical juncture in terms of transforming itself for a very different
strategic era in the 21st century. Should NATO aspire to new, more global missions in the wider Middle
East and elsewhere? If so, then does it need new arrangements with non-NATO global partners? When
and where should NATO seek to act and with what kinds of coalitions?
Should NATO continue to keep its door open to future enlargement to new democracies further East and
South at a time when there are signs of enlargement fatigue in Europe? How should NATO transform
itself to better be able to work together with the European Union around the world? And, what future
should we envision for NATO-Russia relations in light of recent trends in Russia? Last but not least, does
NATO have a role to play in new areas and on new issues ranging from energy security to homeland
defense?
These are just some of the difficult questions that the Alliance must confront. In the spirit of stimulating
thinking and debate on both sides of the Atlantic, we have commissioned five Riga Papers to address
these and other issues.
In Re~reinventing NATO, Ronald D. Asmus and Richard C. Holbrooke provide a bold and ambitious
American view on how to overhaul the Alliance so that it may assume more global responsibility and
meet future global threats from two individuals deeply involved in NATO reform in the 1990s.
In NATO’s Only Future: The West Abroad, Christoph Bertram offers a European perspective on the
Alliance’s future from one of the foremost thinkers and writers on NATO affairs on the continent. He
warns that the Alliance is losing the support of its members and that it must do a much better job in
addressing their real security needs by broadening its ambitions and horizons, if it is ever to regain its
former centrality.
In NATO in the Age of Populism, Ivan Krastev analyzes the dangers of the rise in populism in Europe and
the challenge this presents for maintaining public support for the Alliance as well as effective decision-
making as NATO tries to respond to new global threats. He argues that the only way NATO can go global
without falling victim to a populist backlash is to transform itself into a two-pillar Alliance.
In Transforming NATO: The View from Latvia, Žaneta Ozoliņa provides the perspective of a smaller,
Northern European country on these issues and debates. This essay highlights the complexity of the
challenge that NATO’s transformation poses for smaller NATO members as well as ongoing priority and
commitment to keeping NATO’s door open for additional new members.
The fifth and final Riga Paper is entitled NATO and Global Partners: Views from the Outside. Edited by
Ronald D. Asmus, it consists of four essays by authors from Israel, the Persian Gulf, Australia and Japan.
These authors explore what their countries might expect from the Alliance in the future, as NATO seeks
to develop a new concept of global partnership.
GMF is delighted to offer these papers as part of the intellectual legacy of this Riga conference and
summit. We consider them a key contribution to the spirit of transatlantic debate and partnership that
it is our mission to support.
Craig Kennedy
President of the German Marshall Fund of the United States
Wars No More
It is no longer required because the likelihood of traditional conventional war has
receded dramatically and for those that still may occur, the United States has more
than enough military might to fight and win them against any power on the globe.
There is no need for America’s partners to follow suit, at least for as long as the U.S.
remains committed to their security. In contrast, the likelihood of instability in regions
relevant to Alliance security has grown and continues to grow. Instead of maintaining
the pretence of a war-fighting alliance, NATO should accept that its value for its
members, the U.S. included, is defined by its ability to generate sufficient consensus
and forces for international stabilization tasks.
The growing demand for military stabilization capability can best be judged not only by
NATO’s own involvement in this field, but even more so by UN blue-helmet statistics.
Their number has increased five fold since 2000. If the decisions taken by the UN
Security Council over the past few months for conflict regions such as Lebanon and
Darfur are fully implemented, further sizeable increases are in store.
These will only be met if NATO governments are willing to contribute significant
numbers forces of their own, both in the UN and the NATO context. It is a task for which
NATO is well-suited, while it is no longer suited to fighting traditional wars. Given the
absence of any old-fashioned military threat to NATO territory, the wars that can occur
will be those of choice, not necessity. Inevitably, not all of NATO’s members will want to
make that choice and the consensus which is at the heart of NATO’s cohesion will not
materialize. Some may argue that the Kosovo campaign of 1999 suggests otherwise.
After all, Serbia then posed no direct threat to the territory of any NATO member state.
NATO’s Only Future: The West Abroad
But, there were exceptional circumstances at play then. For one, NATO forces were
engaged more in a demonstration of force than a proper war, conducted entirely from
the air. For another, Kosovo is part of the Balkans, where NATO had invested heavily to
promote a stability which now seemed threatened. Even then, consensus was brittle
and would probably have collapsed if NATO had decided to launch a ground attack, in
other words, to fight a proper conventional war against Serbia’s army. Thus the Kosovo
experience would seem to confirm rather than dispute the rule that wars of choice
overtax NATO’s cohesion.
This is likely to apply even in instances where, say, a third country would threaten the
Atlantic area with long-range missiles or even a nuclear weapon (short of an attack).
Just as the old NATO was never capable of launching an offensive war, so the new
NATO will be loath to undertake preventive war. Conceivably, one or several members,
coming together in a coalition of the willing, might undertake such action. NATO as
a whole, however, would muster neither the unity of interests nor the consensus for
action and means that such an operation would require.
The Alliance will not wage wars of choice. But, it can and will conduct stabilizations
of choice. That was the motive for NATO’s Balkan engagement. Well before the stark
reminder of September 11, 2001, NATO members realized the dangers that instability
even further afield could cause and were willing to provide military forces to deal with
them. Afghanistan has become its chief and most demanding theatre of operations.
Others are likely to follow. The NATO Response Force (NRF), once initiated by the U.S.
to help European armed forces catch up with U.S. high-end combat capabilities, has
seen its first deployment on a humanitarian mission in earthquake-hit Kashmir.
Stabilization is what NATO can do and has learned to be quite good at. Politically, too,
consensus for stabilization operations has been relatively forthcoming. And, while no
European force will obtain the funds and the equipment to compare with U.S. high-
end war-fighting capabilities, many are experienced in stabilization tasks. It is true
that, often, both the United States and its NATO partners have been slow in meeting
the force goals defined by Supreme Headquarters Allied Powers in Europe (SHAPE)
for such missions. Yet, compared to Cold War standards, even those of the Balkan
conflicts that followed it, the post-Cold War willingness of European governments to
send forces into overseas stabilization operations has been remarkable. The principle
is not disputed, even if it is not always fully honored in implementation. NATO’s
members have accepted that stabilization has become NATO’s legitimate role. What is
more, it is a role they want NATO to perform.
For good reason. The NATO Council offers a permanent framework for consultation
between member governments. The Secretary General serves as a representative
of NATO consensus to the outside world and as NATO’s conscience internally. The
Military Committee can coordinate between national military authorities. SHAPE can
do the necessary staff work and generate staffs for operations abroad within a short
time, it has also learned to coordinate non-member forces willing to be included in
the operations. SHAPE’s long-standing (if only partially fully successful efforts) to
promote interoperability among NATO forces are at least paying off in Afghanistan
as they have in the Balkans. It is true that the adaptation of these institutions is still
far from complete. The organization is still unduly voluminous and top-heavy and the
Christoph Bertram
command structure is a half-way house between past and present requirements. But,
the organizational assets designed for war-fighting have proven their worth in the new
task of military stabilization.
Lawrence Freedman, “Transformation of Strategic Affairs”, Adelphi Paper No.379, International Institute for Strategic
Studies, London, 2006.
NATO’s Only Future: The West Abroad
authority and standing hostage to fortune is doubly dangerous. The UN, the institution
with the widest experience in post-conflict stabilization to date, has never made these
operations a test for its credibility. NATO needs to do likewise.
To recognize fully that, for the foreseeable future, stabilization abroad will be its chief
function, with all the implications, is the central requirement for assuring NATO’s
future. The Alliance, to its credit, has done so in principle. It still has to master the
consequences for its internal organization, its institutional culture, its forces, its
concepts and its rhetoric. This, its most important transformation, is still incomplete.
Global In Mandate,
Not In Membership
Some, in particular in the U.S., are arguing that this West is too Atlantic oriented,
that globalized insecurity requires global institutions and, hence, a NATO with global
membership. In the words of Ivo Daalder and James Goldgeier, two of the most forceful
proponents of this position, “NATO’s next move must be to open its membership to
any democratic state in the world that is willing and able to contribute to the fulfillment
of NATO’s new responsibilities. Only a truly global alliance can address the global
challenges”.
This is a mistaken view, for more than one reason. For one, the regional character
of NATO’s current membership has in no way limited its focus to the Atlantic region,
as the Alliance has demonstrated convincingly through global operations and global
cooperation. On the contrary, it is open for close cooperation with countries outside
this region willing to engage. For another, the idea of turning NATO into a kind of UN
for democracies fails to explain why such a large group of countries with diverse
concerns and cultures, ranging from the East of Europe to the East of Asia, should be
able to work together better, or at least as effectively as the Atlantic partners. It is at
least conceivable, if not downright probable, that a larger membership will give more
countries a veto against common action. Most of all, de-Atlanticising the West would
jeopardize the unique asset of NATO’s current membership. The special, emotional,
glue, which has held the Atlantic club together throughout, would be diluted and
destroyed. Instead of replacing (and losing) the West, NATO members must seek to
reestablish it.
This does not mean that any further NATO enlargement should be stopped forthwith.
But, the central criteria for all future candidates, be they Ukraine, Georgia or any
others, should be their qualification as a family member of the West, in addition to
their sharing the democratic nature and strategic outlook of the existing membership.
For many advocates of enlargement, the prime consideration today is the strategic
advantage of extending the NATO stability zone, whether in Europe’s East, in the
Caucasus or even the Middle East. That is a short-sighted argument. For one, what may
look like a strategic advantage today could become a strategic quagmire tomorrow.
For another, it makes membership open-ended in principle. Any candidate fulfilling
the formal conditions of membership will interpret rejection as discrimination. And,
the Alliance will have no incentive to establish what it will need in the future no less
than in the past, namely a credible and acceptable alternative to membership.
The country with which this need becomes particularly pronounced and urgent (even
more so once Ukraine and Georgia are included in the Alliance) is, of course, Russia.
For NATO to recognize that military stabilization beyond the Atlantic region has to be its
central function is necessary, as has been argued above, to assure the organization’s
future. It also, however, has relevance for the impact of any further enlargement in the
post-Soviet space on NATO’s relationship with Russia. Once the stabilization priority
is fully manifested in the Alliance’s doctrine, structure and action, the admission of
Ivo Daalder and James Goldgeier, “Global NATO” in Foreign Affairs, pp. 105-113, September-October, 2006, p.106.
Christoph Bertram
The final test for NATO’s future is whether other institutions would be better or at least
as suited for the military tasks it is taking on and for the policy consultation that has to
precede them. Neither the UN nor the European Union, their importance and potential
notwithstanding, can match what NATO offers. For the West to become effective as
a contributor to international order, the transatlantic partners have to act together.
Developing procedures for building transatlantic consensus is a strategic requirement
that exceeds the narrower issue of the North-Atlantic Alliance. NATO, nevertheless,
is the obvious candidate as the institution that could promote and manage such a
procedure, now even more than in its past.
Coral Bell, “The Twighlight of the Unipolar World” in The American Interest, Washington DC, Winter 2005-6.
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re~reinventing nato
Ronald D. Asmus
and Richard C. Holbrooke