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Oral Maxillofacial Surg Clin N Am 15 (2003) 229 – 242

Complications of orthognathic surgery


Robert A. Bays, DDS*,
Gary F. Bouloux, BDS, MDSc, FRACDS
Division of Oral and Maxillofacial Surgery, Emory University School of Medicine,
Clinic Building B, 1365-B Clifton Road, Atlanta, GA 30322, USA

Evidenced-based medicine criteria are becoming intervals are shown, this suggests a high degree of
the standards by which clinical studies are rated [1]. precision and reproducibility. When the confidence
Articles that evaluate clinical outcomes can be cate- interval crosses the null value (ie, 0%), the results are
gorized according to a hierarchy of evidence-based not statistically significant, although they may still
medicine. The strongest evidence is that derived from be clinically important.
randomized, clinical trials or, even better, a meta-
analysis of several randomized, controlled trials. The
next strongest evidence is derived from cohort studies. Neurosensory changes
This is followed by evidence that is derived from
case control series. Isolated case reports provide the Inferior alveolar nerve injury
weakest evidence in this hierarchy. Numerous chap-
ters in various texts have reported a wide spectrum of Although inferior alveolar nerve (IAN) injury has
complications of orthognathic surgery based on all been reported as a result of several mandibular
four of these types of evidence. Little has been added operations, its association with the bilateral sagittal
in the recent literature regarding the range or types split osteotomy (BSSO) is well documented [2 – 8].
of complications. A few studies have tightened our Evaluation of these studies is confounded by the
focus on the already known complications of or- numerous techniques that have been used to perform
thognathic surgery with regard to prevalence and the operation and methods and timing of postsurgical
severity. This article concentrates on studies that neurosensory changes. Variations in technique
report complications with the weight of randomized include the use of burs, saws, blunt or heavy chisels,
clinical trials or cohort studies. Where possible, a sharp, thin chisels, and spreaders to complete the
metaanalysis has been performed to provide the high- osteotomy. The method of fixation may include
est level of evidence-based medicine. Means for all interosseous wiring plus intermaxillary fixation,
statistics are weighted to account for the different bicortical lag screws, bicortical position screws,
sample sizes. Where original publications provided monocortical plates, or a combination of these. There
adequate information, confidence intervals (error bars is no ‘‘standard technique’’ to provide guidance, and
on figures) were determined that allow the reader to outcome study comparison is difficult.
determine the range that is required to be 95% certain For BSSO with rigid internal fixation (RIF), the
that if the study were repeated the new mean would postoperative incidence of IAN neurosensory loss
fall within that range. Where narrow confidence varies from 0% to 75% (Table 1), with a mean of
35% for subjective reporting and 33% for objective
testing at a mean follow-up of 21 months [2 – 8]
* Corresponding author. (Fig. 1). The methods of data collection for subjective
E-mail address: Robert_Bays@emoryhealthcare.org and objective parameters vary considerably, which
(R.A. Bays). would be likely to influence the results. Whether the

1042-3699/03/$ – see front matter D 2003, Elsevier Inc. All rights reserved.
doi:10.1016/S1042-3699(02)00098-5
230 R.A. Bays, G.F. Bouloux / Oral Maxillofacial Surg Clin N Am 15 (2003) 229–242

Table 1
Neurosensory loss after bilateral sagittal split osteotomy
Reference Sample size Follow-up (mo) Subjective loss (%) Objective loss (%)
Ylikontiola et al [7] 30 12 0 7
Blomqvist et al [2] 48 12 35
Nishioka et al [4] 12 12 67 75
Schultze-Mosgau et al [5] 12 12 17
Ylikontiola et al [8] 30 12 31
Jaaskelainen et al [3] 23 12 26.1
Westermark et al [6] 548 24 39 39
Mean 21.35 35.3 33.1

use of small monocortical plates reduces the inci- with a BSSO? Isolated genioplasty is associated with
dence of IAN injury when compared to bicortical a mean neurosensory loss of 17% for subjective
position screws is not clear. reporting and 10% for objective testing at a min-
Mandibular setback may be performed using imum follow-up of 12 months [14,15] (Fig. 1,
BSSO with rigid fixation or transoral vertical ramus Table 3). There is some evidence that a simultaneous
osteotomies (TOVRO) with or without skeletal fixa- combined BSSO and genioplasty increases the risk
tion. Although strong data that compare the incidence of IAN sensory loss when evaluated at a mean of
of IAN injury with BSSO and TOVRO are lacking, 21 months [6,14,15] (Fig. 1, Table 4). The mean
existing studies report a lower incidence of IAN neurosensory loss for combined BSSO (RIF) and
injury with TOVRO. The range of neurosensory loss genioplasty is 51% for subjective reporting and 46%
varies from 0% to 70% (Table 2), with a mean of 9% for objective testing (Fig. 1). A lack of standardized
for subjective and objective testing at a mean follow- BSSO technique in these studies makes the contri-
up of 21 months [6,9 – 13] (Fig. 1). The influence of bution of the genioplasty to the IAN deficit difficult
fixation on the incidence of IAN injury with TOVRO to discern with certainty. It has been suggested that
is not known. the two procedures may produce a ‘‘double crush’’
Does the addition of a genioplasty increase the injury of the IAN resulting in less ability to recover
risk of IAN injury when performed simultaneously [15]. It is not known whether this outcome would be

Fig. 1. Mean percentage of patients with neurosensory deficit. (Circle size indicates relative sample size.)
R.A. Bays, G.F. Bouloux / Oral Maxillofacial Surg Clin N Am 15 (2003) 229–242 231

Table 2
Neurosensory loss after transoral vertical ramus osteotomy
Reference Sample size Follow-up (mo) Subjective loss (%) Objective loss (%)
Westermark et al [84] 650 24 9 9
Tuinzing et al [12] 150 12 14
Tornes [11] 55 ? 1.8
Zaytoun et al [13] 15 ? 0
Hall et al [9] 42 12 2.4
Massey et al [10] 14 ? 0
Mean 8.8 9

improved if the two procedures were performed at ment of the descending palatine neurovascular bun-
separate operations. dle is controversial, however. It may be preserved,
inadvertently damaged, or ligated and divided. It has
Lingual nerve injury been shown that preservation of the neurovascular
bundle is not required for perfusion of the maxilla,
It is well accepted that the lingual nerve is nor is it required for neurosensory recovery [18,19].
occasionally injured during BSSO. Unfortunately, Despite ligation and division of the neurovascular
the incidence of lingual nerve injury is poorly docu- bundle, sensory recovery does occur [18] and is
mented. There only seems to be one study available, most likely to represent collateral axonal sprouting
which is a retrospective survey of patients, and it is from adjacent nerves.
unfortunately weakened by significant recall bias
[16]. Further studies are required to evaluate the
incidence of lingual nerve injury after BSSO. Infection

Infraorbital nerve injury The incidence of infections in orthognathic sur-


gery is difficult to evaluate because most studies
The infraorbital nerve is probably rarely severed combine all orthognathic procedures. Numerous anti-
during Le Fort I maxillary surgery, but traction and biotic regimens also have been used without any
compression injuries are common. Fortunately most standardization. Overall, the incidence of infection
of this trauma occurs beyond the confines of the is reported to be between 0% and 18% with either a
osseous canal. As with the BSSO, there are many perioperative [20 – 23] or a combined perioperative
described techniques for performing Le Fort osteot- and postoperative antibiotic course [20 – 22,24 – 26].
omies. Most surgeons use the total down fracture Rates of infection between 0% and 53% have been
technique verified and popularized by Bell [17]. The reported without antibiotics [23 – 26]. Whereas the
incidence of infraorbital nerve neurosensory deficits use of antibiotics seems to reduce the incidence of
at 12 months has been reported to be as high as 6% infection, the evidence to support continuing anti-
when tested objectively [5]. biotics after the perioperative period is marginal.

Descending/greater palatine nerve injuries


Relapse
During Le Fort osteotomy it is recognized that
the nasopalatine and posterior, middle, and anterior Relapse may be defined as a postoperative move-
superior alveolar nerves are completely severed as ment either toward the preoperative position or
an intrinsic part of the surgical procedure. Manage- farther away from it. Although a mean relapse for a

Table 3
Neurosensory loss after genioplasty
Reference Sample size Follow-up (mo) Subjective loss (%) Objective loss (%)
Nishioka et al [14] 10 > 12 30 10
Posnick et al [15] 20 12 10
Mean 16.7 10
232 R.A. Bays, G.F. Bouloux / Oral Maxillofacial Surg Clin N Am 15 (2003) 229–242

Table 4
Neurosensory loss after bilateral sagittal split osteotomy / genioplasty
Reference Sample size Follow-up (mo) Subjective loss (%) Objective loss (%)
Posnick et al [15] 21 12 67
Nishioka et al [4] 3 12 100 100
Westermark et al [6] 71 24 44 44
Mean 21 50.9 46.3

particular study and procedure may be 0, there may Different methods of cephalometric analysis have
still be significant relapse in both directions for been used in myriad studies undertaken to evaluate
individual patients such that the overall mean relapse relapse. For BSSO or TOVRO, intramandibular
of 0 may be meaningless. A meta-analysis of all the measurements are theoretically more accurate for
literature using RIF provides the most accurate evalu- evaluating stability, but most studies for these and
ation of relapse. The wide 95% confidence interval all orthognathic procedures use the cranial base as a
for many studies reflects the imprecise results, and as reference. The influence of condylar position on
such these studies should be reviewed with some relapse must be kept in mind.
caution. Relapse is usually three dimensional, with
vertical, horizontal, and sagittal components that may Bilateral sagittal split osteotomy advancement
occur concurrently. For statistical reasons, relapse has
been divided arbitrarily into horizontal and vertical Bilateral sagittal split osteotomy for advancement
components, depending on the procedure. Relapse of has been the most extensively studied in terms of
mandibular ramus osteotomies may be caused by relapse. Relapse rates have been reported from
mandibular condyle positioning intraoperatively, con- 6 months up to several years. 12 months seems to
dylar remodeling or resorption, surface remodeling, be a minimal period over which to evaluate this com-
or osteotomy slippage. The latter should be minimal plication, although additional relapse may occur for
with the use of adequate RIF. many years thereafter. The methods of RIF include

Fig. 2. Mean percentage relapse for BSSO advancement. (Circle size indicates relative sample size; error bars indicate 95%
confidence interval; positive percent equals relapse toward preoperative position; negative percent equals relapse in same
direction as surgery.)
R.A. Bays, G.F. Bouloux / Oral Maxillofacial Surg Clin N Am 15 (2003) 229–242 233

bicortical screws and monocortical plates. The poten- Transoral vertical ramus osteotomy and bilateral
tial for condylar torque and increased IAN compres- sagittal split osteotomy setback
sion with lag screws mitigates against their use, and
in no studies evaluated in this article were lag screws Mandibular ramus surgery for setback has been
used for fixation. Relapse for advancement range the subject of far fewer studies despite the fact that it
from a 34% relapse to a 9% continued forward move- has been done in this country for many more years
ment [27 – 35] (Fig. 2). The mean relapse at a mean than any other orthognathic procedure. The TOVRO
follow-up of 17 months is 8%. with and without fixation and BSSO with rigid
fixation have been used for mandibular setback.
Condylar resorption Studies indicate that the two procedures manifest
relapse in opposite directions. TOVRO has been
Condylar resorption has been reported as a source shown to have a relapse range of 5% to 12%, with
of relapse. Although not relapse per se, this process a mean relapse of 9% with a continued posterior
represents pathologic and destructive remodeling. It movement at a mean follow-up of 10 months
is known to occur in the general population (idio- [43 – 45] (Fig. 3). The follow-up was inadequate at
pathic condylar resorption) and in the orthodontic only 6 months in one study [44]. BSSO setback has
populations without orthognathic surgery. Whether it been shown to have a relapse range of 10% to 62%,
occurs more frequently in orthognathic surgery with a mean relapse of 22% in the anterior direction at
patients is not known. Although several case series a mean follow-up of 28 months [45 – 48] (Fig. 4). The
have been reported [36 – 38], a small number of potential role of overzealous posterior ‘‘seating’’ of
retrospective studies have reported on the frequency the proximal segment at the time of surgery together
of condylar resorption with a range of 2.3% to 26% with clockwise rotation of the proximal segment and
[39 – 42]. All studies included a BSSO, although subsequent lengthening of the pterygomasseteric
many concurrent procedures were performed, includ- envelope may contribute to the larger relapse seen
ing Le Fort I osteotomy and genioplasty. The criteria compared to BSSO advancement. Growth should not
used to diagnose condylar resorption varied between be a factor, because all class III patients should be
studies, which likely accounted for the large range followed with serial cephalometric evaluation until
reported. Condylar resorption continues to be a con- growth has been documented to cease and corrobo-
dition with high predilection for Angle’s class II, rated by hand-wrist radiographs. From a practical
white women (especially women with high mandib- standpoint, return to an edge-to-edge occlusion is
ular plane angles). It has been reported, albeit less problematic for the orthodontic completion of the
frequently, in men [41,37]. case. Cautious seating of the proximal segment or

Fig. 3. Mean percentage continued posterior movement for TOVRO. (See Fig. 1 for explanation.)
234 R.A. Bays, G.F. Bouloux / Oral Maxillofacial Surg Clin N Am 15 (2003) 229–242

Fig. 4. Mean percentage relapse for BSSO setback. (See Fig. 1 for explanation.)

construction of the surgical splint in a slight class II advancement with RIF [49 – 56] (Fig. 5). Relapse
position may ameliorate this problem. The consensus tends to be proportionately greater with greater
seems to be that true skeletal relapse is not as advancements. Bone grafting large advancements
significant a problem in mandibular setback surgery (>8 mm) may help to reduce relapse [55].
as are the biomechanical considerations involved in
the performance of the surgery. Maxillary superior repositioning

Maxillary repositioning Superior repositioning is generally regarded as


one of the most stable surgical procedures in or-
Maxillary surgical repositioning is far more com- thognathic surgery [49,52,57 – 59] (Figs. 6 and 7).
plex than mandibular repositioning because the max- Relapse rates for maxillary superior repositioning
illa can be moved in an infinite variety of directions with RIF have been reported to range from 0% to
and is rarely moved along one pure vector. There are 18% for the anterior maxilla (A point). Relapse rates
some meaningful data regarding maxillary advance- for the posterior nasal spine range from 7% relapse to
ments, superior repositioning, and inferior reposition- a 6% continued superior movement. The mean
ing. In all cases, the direction that the maxilla moved relapse rates are 11% and 3% for the anterior and
the most is the one evaluated, but one must remem- posterior maxilla, respectively, at a mean follow-up of
ber that other directional moves usually have been 14 months. The stability of superior repositioning
made simultaneously. when used to close an open bite has been questioned
[60], but no data suggest that superior repositioning
Maxillary advancement for open bite is less stable than for treatment of
vertical maxillary excess.
Maxillary advancement may be performed in
isolation or in conjunction with a mandibular proce- Maxillary inferior repositioning
dure. Many patients who require maxillary advance-
ment also require inferior repositioning. Studies that Inferior repositioning intuitively gives the most
reflect pure values for the relapse stability of max- concern because of the space created between the
illary advancements are rare. Relapse rates of 5% to maxilla and the cranial base. Rigid fixation has been
19% have been reported, with a mean of 11% at instrumental in increasing the stability of this pro-
average follow-up of 15 months for maxillary cedure. Most studies that evaluated the relapse asso-
R.A. Bays, G.F. Bouloux / Oral Maxillofacial Surg Clin N Am 15 (2003) 229–242 235

Fig. 5. Mean percentage relapse for Le Fort I advancement. (See Fig. 1 for explanation.)

ciated with inferior repositioning contained small rior nasal spine) [49,61 – 63] (Figs. 8 – 10). The mean
numbers of patients, so care must be taken in the relapse rates are 28% and 70% for the anterior and
assessment of the data presented. Relapse rates for posterior maxilla, respectively, at a mean follow-up of
maxillary inferior positioning with RIF range from 14 months. Although the reasons for such wide
9% to 54% for the anterior maxilla (A point) and ranges are not clear, technical differences may
from 21% to 167% for the posterior maxilla (poste- account for some of the variability. Bone graft-

Fig. 6. Mean percentage anterior relapse for Le Fort I impaction. (See Fig. 1 for explanation.)
236 R.A. Bays, G.F. Bouloux / Oral Maxillofacial Surg Clin N Am 15 (2003) 229–242

Fig. 7. Mean percentage posterior relapse for Le Fort I impaction. (See Fig. 1 for explanation.)

ing is common in most reports. The greatest stabil- Maxillary transverse widening
ity was achieved by using techniques that offer
some bone-to-bone contact [64]. There does not Increasing transverse maxillary width may be
seem to be any evidence to suggest that the re- performed by surgically assisted rapid palatal expan-
lapse rates are different in one- versus two-jaw pro- sion or multipiece segmentalization at the time of Le
cedures or segmental versus one-piece maxillary Fort osteotomy. It is beyond the scope of this article
osteotomies [61]. to discuss the indications and limitations of the two

Fig. 8. Mean percentage anterior relapse for Le Fort I downgraft. (See Fig. 1 for explanation.)
R.A. Bays, G.F. Bouloux / Oral Maxillofacial Surg Clin N Am 15 (2003) 229–242 237

Fig. 9. Mean percentage posterior relapse for Le Fort I downgraft. (See Fig. 1 for explanation.)

procedures. Suffice it to say that at times the surgeon the maxilla. The relapse rates for surgically assisted
and orthodontist have a choice and at other times one rapid palatal expansion at a mean follow-up of
of these procedures is clearly preferential. With the 28 months range from 8% to 14%, with a mean of
limited material available, however, it is clear that the 11% at the molar region [65 – 67]. Only a single study
surgically assisted rapid palatal expansion is consid- has reported on the stability of transverse width after
erably more stable in holding transverse widening of segmental Le Fort osteotomy, with a mean relapse

Fig. 10. Mean percentage relapse for multiple piece Le Fort I (MPLFI) or surgically assisted rapid palatal expansion (SRPE).
(See Fig. 1 for explanation.)
238 R.A. Bays, G.F. Bouloux / Oral Maxillofacial Surg Clin N Am 15 (2003) 229–242

rate of 49% at the molar region at a minimum follow- Numerous studies support the notion that or-
up of 8 months [68]. thognathic surgery decreases the overall prevalence of
TMD signs and symptoms [40,77 – 84]. All studies
included BSSO with the less frequent inclusion of
Periodontal defects with segmental Le Fort I, bimaxillary osteotomies, and TOVRO.
Le Fort I osteotomies With respect to orthognathic surgery patients with
preexisting TMD, subjective improvement ranges
The potential for periodontal defects with seg- from 0% to 75%, with a mean of 18% [40,78 –
mental surgical procedures has been an area of some 84]. Objective improvement ranges from 7% to
concern. This has been the focus of several studies, but 72%, with a mean of 48% [40,77,80 – 83]. Subjec-
there is little evidence to suggest an increased inci- tive worsening of preexisting TMD has a range of
dence of clinically significant periodontal defects 0% to 29%, with a mean of 13% [78 – 80]. Objective
[69 – 73]. It is apparent that periodontal defects rarely worsening was reported only in one study with a
follow Le Fort segmentalization. When they happen, mean of 20% [80]. Although it is apparent that a
however, they are dramatic and of great consequence group of patients with preexisting TMD will obtain
to patients, especially if they occur in the ante- subjective and objective improvement, a second
rior region. group will experience deterioration in the same signs
and symptoms. Finally, a third group of patients
without preexisting TMD will develop problems.
Unfavorable splits with the bilateral sagittal The reported range is 0% to 33%, with a mean of
split osteotomy 18% [40,77,79 – 84]. The possibility exists that the
development of TMD after surgery may be unrelated
Intuitively, the presence of a third molar in the to the surgical procedure. One comparative study
mandible would seem to increase the chances of an showed an increase in the incidence of TMD in a
unfavorable split when attempting a BSSO. The data group of orthognathic surgery candidates who elected
are contradictory, however. Some authors have found not to proceed with surgery [81]. Similarly, it is pos-
no difference in the incidence of unfavorable splits sible for surgery patients with preexisting TMD to
with or without third molars [74,75]. Others have show an improvement in signs and symptoms that
found an increased incidence with impacted third are not related to the surgical procedure but rather
molars in younger patients but not in patients over the natural progression of the disorder.
age 20 [76]. Unfortunately, these studies are retrospec- Rigid internal fixation was used in all studies,
tive and all have the potential for selection bias. Age although some studies also used intermaxillary fixa-
differences between groups prevent a direct com- tion for a group of patients [79,83,84]. There did not
parison. Experienced surgeons also have conducted seem to be a difference in the course of TMD when
these studies, which may not indicate the potential comparing RIF with intermaxillary fixation. Patients
problems of bad splits for the less experienced. who underwent TOVRO were treated with intermax-
illary fixation. TOVRO with intermaxillary fixation
and without interosseous fixation faired better than
Temporomandibular disorders BSSO with rigid fixation [79,84]. Whether this is the
result of the surgical procedure or the fixation type is
Whereas much has been written regarding the not clear. As with the relapse data, this may indicate an
correlation between temporomandibular disorders overzealous positioning of the proximal segment dur-
(TMD) and occlusion, the effect of orthognathic ing BSSO at the time of surgery that ‘‘posteriorizes’’
surgery on TMD has not received as much attention. the condyle in the fossa and results in increased TMD.
Arguably, many researchers believe that malocclu-
sion plays some role in TMD. Many of the studies
that correlated TMD and orthognathic surgery have Miscellaneous complications
been retrospective (with inherent bias) and lack the
control that is intrinsic with a randomized, clinical There are numerous reports of rare complications
trial. Various clinical criteria, including myofascial associated with orthognathic surgery. It is not pos-
pain, capsular pain, joint noises, and range of motion, sible to evaluate the incidence of these case reports,
have been used inconsistently between the studies. and the etiology is often unclear or speculative. Many
The conclusions drawn in this article are the result of of these complications are mentioned but not elabo-
an analysis of many disparate studies. rated in this article for the sake of completeness. One
R.A. Bays, G.F. Bouloux / Oral Maxillofacial Surg Clin N Am 15 (2003) 229–242 239

can be assured that all of these complications occur at  Pneumomediastinum [100]: 1 case, which
a prevalence of far less than 0.1%. resolved
Some instances of rare complications reported
with bilateral sagittal split osteotomy are as follows:
Summary
 Intraoperative hemorrhage that required special
intervention [85]: 10 cases Most of the common complications of orthognath-
 Aseptic necrosis [86]: 1 case ic surgery occur frequently enough that they must be
 Facial nerve palsy [87]: 9 cases discussed with each patient in detail. Unfortunately, it
is usually impossible to predict which patients will
Instances of rare complications reported with Le experience a specific complication. Age is the stron-
Fort I are as follows: gest indicator for potential complications, especially
permanent nerve deficit. Large orthognathic skeletal
 Blindness [88]: 3 cases, 2 of which were moves seem to have greater relapse potential. Com-
permanent monly held beliefs may not stand up to evaluation of
 Nasolacrimal obstruction or injury [88,89]: the evidence, such as the proposition that mandibular
3 cases treated with dacrocystorhinostomy or setbacks are more stable than most other orthognath-
turbinectomy/septoplasty ic surgical procedures. TMDs may be improved
 Postoperative hemorrhage that required inter- somewhat by correction of a malocclusion with or-
vention [90]: 21 cases thognathic surgery, but orthognathic surgery is not a
 Intraoperative hemorrhage that required special primary treatment for TMD and there is a subset of
intervention [90,91]: 18 cases patients whose symptoms worsen after surgery. There
 Orbital compartment syndrome [92]: 1 case is a small, but real, risk that orthognathic surgery may
 Avascular necrosis [93]: 36 cases (most of create TMD problems de novo.
which were segmental)
 False aneurysm of sphenopalatine artery [91]:
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