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ABSTRACT: Geologists and engineers view the world in complementary but different ways.
Science seeks to explain all observed details, whereas engineering seeks to design with specific
objectives and multiple constraints. National guidance in the United States calls for geotechnical
site investigations to be performed by geotechnical engineers and engineering geologists. Site
characterization should start with Geologic Models which form the basis for Ground Models
(Geologic Models with engineering parameters) and Geotechnical Models (Ground Models with
predicted performance based on design parameters). If the Geologic Model is wrong, then neither
the Ground Model nor the Geotechnical Model can be correct. Fundamental geologic variability
makes some details unforeseeable. Insufficient geotechnical investigations, faulty interpretations,
or failure to portray results understandably contribute to inappropriate designs or failures. If the
geologist does not interpret the geology and explain it clearly, then the engineer will be forced to
interpret it or ignore it. Incomplete or inaccurate geotechnical site characterization can lead to
selection of incorrect models, geotechnical properties, and design values. Furthermore, project
managers responsible only for design and construction may view geologic site characterization as
extra cost if benefits result in improved life-cycle reliability or reduced maintenance costs but do
not improve design or construction.
INTRODUCTION
232
from the geologist. The engineer driving the car sees a pasture on the side of the road in which an
isolated, brown cow is standing. The engineer realizes that this setting provides an opportunity to
ask the geologist a question so simple that the geologist might give a straight answer.
Engineer: “I am going to ask you a simple question about that brown cow in the pasture ahead.”
Geologist: “Okay.”
Engineer: “What color is that cow?” The geologist studies the cow is they drive past.
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The point of this “geologist-engineer” joke is that the geologist first provided information
using a term that the engineer did not understand and then qualified the information because of
the observational nature of geology. The origin of the geologist’s and engineer’s differing views
of the world is rooted in the contrast between science and engineering, as outlined in Table 1.
In the first Glossop lecture, Fookes (1997) related his own experience by comparing the
“realrocks” with which he was confronted in practice to the “schoolrocks” that formed the basis
of his education and the “labrocks” that were described in textbooks. Realrocks, of course, are
those with complexities caused by the environment of deposition or emplacement, tectonic
processes, alteration, weathering, and, in general, the effects of geologic time. In fact, to most
engineers, geologists appear to be obsessed with time. The fundamental approach to mapping
geologic formations uses the time-rock unit which emphasizes the age of deposition,
metamorphism, or emplacement for rocks of sedimentary, metamorphic, or igneous (plutonic)
origin. For example, the symbol Mmc in part of the western United States denotes Mississippian
Manning Canyon Formation; Mississippian is an Epoch of the Carboniferous Period of the
Paleozoic Era – in other words, it represents a specific part of the geologic time scale that
occurred approximately 300 to 355 million years ago.
In parts of Utah, the Manning Canyon Formation is a black shale. To a geologist, “black
shale” implies a deep-water marine environment of deposition with reducing conditions that
typically fixes iron and sulfur into the mineral pyrite. Environmental and engineering geologists
recognize that oxidation of pyrite-bearing rocks generates sulfuric acid and iron in ferrous form
that readily oxidizes to ferric form with associated undesirable water pollution. Engineering
geologists also recognize that “black shale” tends to form expansive soil and contributes to slope
instability. Where the Manning Canyon Formation crops out in urban areas along the Wasatch
Front in Utah, it is sufficiently notorious that geotechnical engineers also recognize its name.
A common geologic unit found on most published geologic maps is Qal which geologists
use to denote Quaternary alluvium. Quaternary is a Period of the Cenozoic Era and alluvium is a
general term that denotes sedimentary deposits composed of particles that were transported by
flowing water. Consequently, Qal can be used to represent sand, silt, clay, gravel, or
combinations of grain sizes that are stratified or massive. An even more general geologic map
symbol used by traditional geologists to denote young deposits that conceal older geologic
formations is Qu, undifferentiated Quaternary “overburden”. These geologists typically care
about older formation bedrock and focus on a variety of research interests, such as igneous,
metamorphic, or sedimentary petrology, paleontology, structural geology, and tectonics.
Another branch of geology focuses on the most recent period of Earth history and may use
the symbol “r” on geologic maps to denote undifferentiated rock (sometimes called pre-
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“on a number of factors: the area's geology, landscape terrain, vegetation cover, and (or)
cultural features; the scale of mapping; the quality and nature of the base map used; and
(or) a particular project's allotted field-mapping time or other logistical constraints. Because
this standard recognizes that the factors affecting the value of the zone of confidence will
vary from region to region (and from map to map), and because different agencies have
differing mapping needs and mandates, a single, universally applicable value for the zone
of confidence is not herein established. Instead, this standard advocates that the
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responsibility for setting the value of the zone of confidence for a particular geologic map
or mapped area lies with each geoscience organization and each mapping geologist.”
(FGDC, 2006, p. 19).
Judgment-based interpretations of geologic features and structural relationships can be
critically important on engineering projects. Yet in almost no cases is uncertainty or variability
mentioned in the communication of relevant geologic details. So what then is the value of a
geologic map to an engineer responsible for the site characterization that will be the basis for
design of a project?
Guidance provided by the following four agencies of the United States makes clear the point
that engineering geology is an integral part of geotechnical investigations for civil engineering
projects: Federal Highway Administration (FHWA), US Department of Agriculture Natural
Resources Conservation Service (NRCS), US Army Corps of Engineers (USACE), and US
Department of the Interior Bureau of Reclamation (BOR).
The FHWA guidance is in the form of a manual developed for a National Highway Institute
course entitled, Subsurface Investigations – Geotechnical Site Characterization (Mayne et al.,
2002, p. 1-2), in which the role of the geotechnical engineer is defined as being “responsible for
acquiring and interpreting soil, rock, and foundation data for design and construction of various
types of structures. The proper execution of this role requires a thorough understanding of the
principles and practice of geotechnical engineering, subsurface investigation techniques and
principles, design procedures, construction methods and planned facility utilization supplemented
with a working knowledge of geology and hydrology.” A footnote attributed to “the geotechnical
engineer” states “The term geotechnical engineering in this manual also applies to engineering
geologists who are involved in subsurface investigations for civil engineering applications.”
The FHWA guidance notes that geologic maps developed for engineering purposes display
local, detailed geologic data that are used to characterize and document the condition of a rock
mass or outcrop. The FHWA guidance also notes that geologic maps should be prepared by or
under the supervision of qualified personnel trained in geology or engineering geology. Those
individuals responsible for geologic mapping must become familiar with the regional and local
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time is generally sufficient to permit the observation and recording of all geologic details in
the foundation.”
… “The person in charge of foundation mapping should be familiar with
design intent via careful examination of design memoranda and discussion with design
personnel. The actual geology should be compared with the geologic model developed
during the design phase to evaluate whether or not there are any significant differences and
how these differences may affect structural integrity. The person in charge of foundation
[geologic] mapping should be involved in all decisions regarding foundation modifications
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conditions encountered in each boring would be a surprise to the geotechnical team. Collecting
“surprises” at a number of locations as a series of unordered facts would require inductive
reasoning to synthesize them into an hypothesis of the geotechnical characteristics of the site.
It seems reasonable to consider the references to geologic models in the guidance cited in the
previous section to provide initial hypotheses of the regional or site geology. USACE (2001,
§3.1) specifies that subsurface investigations should begin only after a geologic model is
constructed. Therefore, deductive reasoning would be applied to subsurface data used to test the
hypothesis represented by the geologic model. Consequently, geotechnical borings should be
drilled at locations that are useful for testing and refining the geologic model hypotheses, as well
as at locations needed for geotechnical laboratory testing (e.g., along the centerline of a dam or
within the footprint of a building). This approach is stated explicitly in USACE (2001, §4-3).
Legal liability and litigation associated with consulting geotechnical engineering services in
the United States seems to have tainted some terms, including “investigation”. It seems that the
term “exploration” is preferred for limiting liability exposure because it implies a lower level of
certainty; most consulting reports include disclaimers that stipulate the geotechnical conditions
described are valid only at locations of borings and at the time they were drilled; projections of
geotechnical conditions between borings are approximate and require verification. The deductive
process of developing, testing, refining, and updating geologic models of sites is well documented
and should allow the information from each boring to be used in a systematic investigation, rather
than to consider a series of borings as exploratory surprises. This concept was introduced by
Glossop (1968) in the Eighth Rankine Lecture in which he stated, “If you do not know what you
should be looking for in a site investigation, you are not likely to find much of value.”
Figure 1. Geotechnical site characterization model. Adapted from Burland (1987), Anonymous
(1999), Morgenstern (2000), Knill (2003), Barbour & Krahn (2004), and Sullivan (2010).
Akbas & Kulhawy (2010) provide an example of a geotechnical variability analysis in which
the geology of the Ankara Clay in Turkey was considered. The Ankara Clay exhibits high
plasticity and swelling potential, which have been the focus of most published geotechnical
studies about it. The paper by Akbas & Kulhawy (2010) focused on other key index and
performance properties of the Ankara Clay, which is part of a sedimentary sequence of fluvial
origin deposited during the Late Pliocene. Values of Liquid Limit, Plastic Limit, Plasticity Index,
and natural water content for approximately 15 m of the Ankara Clay in a single borehole are
summarized in Figure 3 (part A). Average index property values for the Ankara Clay from many
boreholes were used by Akbas & Kulhawy (2010) in their analysis; the purpose of the discussion
here is to consider the stratigraphy rather than the details of their variability analysis.
Figure 3 (part B) is annotated to show possible clay mineralogy that could explain the
pattern of Liquid Limit and Plasticity Index values. Whereas the values plotted by Akbas &
Kulhawy (2010) were from a single “soil layer” of the Ankara Clay, they may actually represent
Figure 3. Values of Liquid Limit (WL), Plastic Limit (WP), Plasticity Index (PI), and natural
water content (Wn) from a single borehole in the Ankara Clay; based on Akbas & Kulhawy
(2010). A. Summarized values; B. Annotated diagram speculating on clay mineralogy based on
WL & PI; montmorillonite is a swelling clay mineral; Na denotes sodium; Ca denotes calcium.
two stratigraphic (i.e., mappable) units with different properties. The importance for the analysis
of Akbas & Kulhawy (2010) of “lumping” the Ankara Clay into a single unit or “splitting” it into
four subunits could be evaluated statistically. However, the point of this discussion is to draw
attention to the geologic thought process of identifying as many details as possible, evaluating
them under different hypotheses, and attempting to develop the most complete (i.e., the best)
geologic explanation. Straight-line interpolation between data points is another geologic issue.
For this paper seeking to emphasize the value of engineering geology, Baynes (2010)
provides a powerful argument with his comments that risks arise from inadequate understanding
by project managers of the importance of ground conditions, as well as inadequate understanding
of the geologic component of actual ground conditions. A project owner’s representative seeking
to satisfy a requirement for geotechnical studies at the lowest cost may actually be the largest
single contributor to risk on the project. Geotechnical consultants and their professional liability
insurance companies may be the underwriters of an unwitting risk-mitigation strategy. The risk
realization of a poorly managed project that has inadequate geotechnical characterization most
likely is represented in several of the seven project-component hazards listed in Table 2.
(Permian quartz monzonite, Whitney et al., 1976) near Atlanta, Georgia, and Navajo sandstone
(Jurassic cross-bedded sandstone, Gregory & Moore, 1931) below Glen Canyon Dam, Arizona.
Examples of intermediate outcrop confidence (Figure 4C & 4D) are East Canyon fault cutting
silty sandstone (Jurassic Preuss Formation, Piety et al., 2010) east of Salt Lake City, Utah, and
sandstone (Permian Schnebly Hill Formation, Lindberg, 2010) at Cathedral Rock, Sedona,
Arizona. Examples of low outcrop confidence (Figure 4E & 4F) are aa lava (1969-74 basaltic
lava erupted from Mauna Ulu, Decker & Decker, 1992) exposed in road cut on Chain of Craters
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Road, Hawai’i Volcanoes National Park and volcanic rocks (Tertiary tuff and basaltic andesite
dikes, Mills, 1994) exposed on the Nevada side of the Colorado River at Hoover Dam.
Formally defined quality levels are used by FHWA (2011) for utility location information
needed for subsurface utility engineering (SUE) for transportation projects (Table 4). The quality
levels are hierarchical; Level C would not be undertaken without having the results of Level D;
Level B would not be undertaken without having the results of Level C; Level A would not be
undertaken without having the results of Level B.
The four quality levels summarized in Table 4 correlate reasonably well to stages of
engineering geologic investigation. Available maps, reports, aerial photographs, and remote
sensing data are used in an office-based “desktop study” to develop a preliminary geologic model
that frequently becomes the basis for planning the field reconnaissance and possibly locations and
depths of subsurface investigation borings, test pits, and trenches: Level D, preliminary geologic
model based on existing information. Based on the understanding gained from developing a
preliminary geologic model, the field reconnaissance is performed with an objective of validating,
refining, and updating the geologic model: Level C, geologic model with limited verification.
Surface geophysical surveys may be part of field reconnaissance activities, or they may be a
separate task, and sometimes are omitted in geologic model development. If surface geophysical
surveys are performed, then the Level C geologic model is used as the hypothesis to be tested by
appropriate geophysical methods for the site and the geophysical survey results are used to refine
and update the geologic model: Level B, geologic model with limited subsurface data. Invasive
subsurface investigation data from borings, trenches, test pits, adits, shafts, and a variety of field
tests would advance the level of refinement to Level A, geologic model with limited subsurface
data; however, unlike a subsurface utility locating program, developing a comprehensive
geologic model for site characterization is not completed until a site-scale excavation exposes the
subsurface geology in three dimensions. Even then, in many geologic settings, the geologist
might qualify the refined and updated geologic model of the site by adding that it was “valid only
to the depth of the excavation.”
Therefore, the geologic equivalent of the Level A geologic model has gradations of quality
that, at least to some degree, are based on the same types of considerations that resulted in the
FGDC (2006) guidance in advocating that the numerical value of the zone of confidence be set by
each geoscience organization and mapping geologist. A few well-placed borings can add
significantly to a geologic model; however, a program that includes inclined borings, borehole
acoustic televiewer logging, petrographic analysis, and laboratory testing may be needed to
provide critical data for an improved Level A, geologic model with extensive subsurface data.
Geologic complexity is addressed to at least some degree in the NRCS (2002) outcrop
confidence (Table 3). Morgenstern & Cruden (1977) differentiate between geologic complexity
and geotechnical complexity. Geologic complexity refers to the qualities and details that,
combined, are the focus of geologists seeking to understand and explain the history of geologic
processes that have occurred to produce the formations as they appear in the field today.
Geotechnical complexity relates to variability in strength, stiffness, and hydraulic conductivity of
soil and rock masses as these properties might affect the performance of engineered works. The
contrast between geologic and geotechnical complexity is useful to consider in the context of the
geotechnical site characterization model (Figure 1). Two straightforward examples used by
Morgenstern & Cruden (1977) consist of the spillway rock at Mica Dam on the Columbia River
Figure 4. Examples of high outcrop confidence (A, B), intermediate outcrop confidence (C, D),
and low outcrop confidence (E, F). See text for brief descriptions of geology; photo 4A provided
by AMEC, used with permission; photos 4B-4F were taken by the author.
Table 4. Summary of underground utility locating quality levels. Adapted from FHWA (2011).
reconnaissance
correlated with records of existing utilities.
Appropriate geophysical methods used to determine
existence and horizontal positions, surveyed to project
Surface
B control, of virtually all utilities within the project limits;
geophysics
addresses problems of inaccurate records, abandoned or
unrecorded facilities, and lost references.
The highest level of accuracy, providing information for
plan-and-profile mapping using nondestructive exposure
Subsurface
A (e.g., vacuum excavation using HDPE tubes) of utilities,
investigation
surveyed to project control, to document type, size,
condition, and other characteristics.
in British Columbia and the notorious quick clay formations in Canada and Scandinavia. The
spillway rock mass included biotite schist, quartzite, and marble formations that had been
subjected to one phase of metamorphism and two phases of folding. Despite this geologic
complexity, the rock mass over the scale of the spillway had good rock quality and was
essentially uniform across the spillway. The geologically complex rock mass was relatively
simple in geotechnical terms. In contrast, however, the quick clay formations were deposited in a
geologically recent post-glacial marine environment and are stratigraphically homogeneous.
Local leaching of salt from the clay formations resulted in complex distributions of sensitivities
and associated stability behavior.
Morgenstern & Cruden (1977) identify three types of processes that contribute to geologic
and geotechnical complexity: 1) genetic processes, 2) epigenetic processes, and 3) weathering
processes. Genetic processes are those related to initial deposition or emplacement of the earth
materials. Epigenetic processes are those that act on earth materials after initial deposition of
sediments or emplacement of igneous rocks, and include lithification of sediments into rock
formations; epigenetic also refers to tectonic processes that produce tilting, folding, and faulting
(i.e., rock structure), heat and pressure that produces metamorphic texture (e.g., foliation, slaty
cleavage, and schistosity), and metasomatism that chemically alters rock-forming minerals into
clay minerals, typically significantly below the ground surface by action of hydrothermal and
other fluids commonly at high temperatures. Weathering refers to physical and chemical
processes that act on earth materials at the surface of the earth; weathering essentially includes
low-temperature metasomatism as well as physical processes of burrowing animals, plant-root
growth, freezing-thawing, and heating-cooling. The geologic aspects of genetic, epigenetic, and
weathering processes are implicit in the NRCS (2002) outcrop confidence assessment (Table 3).
Tectonic processes acting on a thick-bedded sandstone (e.g., Figure 4B) could produce
inclined planes of weakness that could control stability of slopes and excavations; in essence, the
planes could control geotechnical behavior. The discontinuities in a rock mass could be
complicated further by clay minerals produced by chemical alteration of rock or coating the
planes of weakness. The overprint of alteration and weathering on rock masses is influenced or
controlled by rock structure and tends to form patterns that are complicated at the scale of
building sites, with obvious associated geotechnical engineering implications.
geotechnical properties (e.g., geologic unit 2a and unit 2b in Figure 2). Anderson (1989) applied
the facies terminology to hydrogeologic models of glacial and glacio-fluvial sediments.
It was taken with a 14 megapixel (Mpxl) camera. The portion of the image used for this analysis
was cropped to a size of 2100 x 1501 pixels (3.152 Mpxl) at a resolution of 300 dpi (dots per
inch). This image was converted to 8-bit grayscale and is displayed in Figure 5A; a grayscale map
of the 300 dpi image is presented above the image. A grayscale histogram of Figure 5A is
displayed above Figures 5C and 5D. The statistics of the grayscale values are:
Figure 5. Example of geologic detail becoming lost by smoothing. 5A: 3.152 MPxl image at
a resolution of 300 dpi of decorative gneiss on a column in the Grand Hall, Union station, St.
Louis, MO; grayscale map of image above the image; grayscale histogram of image above
5C. 5A’: detail of part of Image 5A. 5B: Image 5A converted to 0.008 MPxl image at a
resolution of 72 dpi. 5C: Image 5A with 80-160 threshold applied. 5D: Image 5B with 80-160
threshold applied. 5E: Image 5B with 0.5-pixel Gaussian smoothing and threshold applied.
5F: Image 5B with 1.0 pixel Gaussian smoothing and threshold applied. 5G: Image 5B with
2.0 pixel Gaussian smoothing and threshold applied. 5H. Image 5B with 5.0 pixel Gaussian
smoothing and threshold applied. Grayscale maps above 5E, 5F, 5G, and 5H correspond to
the Gaussian smoothing of the respective images. The T symbol in 5E, 5F, 5G, and 5H
denotes the spatial correlation length parameter. See text for discussion
exact position of and the variations in width of fissures passing through the rock beneath a dam
foundation, the shape and the local variations of the permeability of minor seams of coarse sand
and gravel contained in fine-grained alluvial valley fills, and similar features of minor geologic
importance.” Although Terzaghi’ s (1929) paper is missing from Morgenstern & Cruden’s (1977)
reference list, it is clear that Terzaghi was identifying geologic and geotechnical complexities as
separate, but related, qualities of dam sites. Terzaghi (1929, p. 31) compares two dam sites that
are determined by investigation to be virtually identical “– that is, the difference between the two
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sites consists exclusively of minor geologic details.” Terzaghi’ s point related to the experience of
Dam A being successful to serve as suitable precedence for its design to be copied for Dam B at a
virtually identical site.
Terzaghi (1929, p. 31) states: “
… we must start with a clear conception of the physical
factors which are likely to endanger a dam. Then we must translate the terms of the geologist into
terms of physics, and finally we must draw practical conclusions.” The geologist, as a member of
the design team, must 1) understand the nature of the project being planned, 2) fully appreciate
the geologic setting of the site, including the range of possible details that could adversely affect
project performance, and 3) then search for evidence that the geologic details exist at the site. The
geologist should develop an approach for subsurface investigation that can support either
characterizing the site in terms of the geologic details or a conclusion that they are absent from at
least the critical parts of the site. The geologist’s understanding, appreciation, and
characterization are of little value unless the results are translated into terms that can be used by
the design team to support practical conclusions for the project.
The RFEM (Griffiths et al., 2012) use of random field theory and spatial correlation length
for key geotechnical parameters requires relevant geologic information to be expressed in terms
that facilitate analytical engineering approaches. The geologist must develop geologic models and
make field observations with RFEM input parameters in mind. Much relevant geologic
information is nonrandom (e.g., stratigraphy); geotechnical parameters throughout a stratigraphic
unit, however, have a range of possible values that may be described with a statistical distribution
(mean and standard deviation). The slope depicted in Figure 6 was used by Griffiths et al. (2012)
to demonstrate the value of three-dimensional finite element stability analyses over two-
dimensional limit equilibrium or finite element analyses. The strength properties in these analyses
were treated deterministically; the 3D finite element analysis produced a factor of safety of about
1.5 with deformation confined to the oblique geologic unit. A series of 2D analyses produced
factors of safety ranging from a maximum of about 2.5 to a minimum of about 1.0; a 2D analysis
of a plane within the oblique geologic unit produced a minimum factor of safety of 0.7.
In this example, Griffiths et al. (2012) called the weak unit “an oblique layer of weak soil.”
From a geologic perspective, the slope shown in Figure 6 has vertical orientation of bedding or a
vertical dike cutting other formations or deposits. The geology depicted in Figure 6 clearly is not
random. The geology depicted in Figure 5 is not random, either. The level of geologic detail in
Figure 6 is sufficiently simple that Griffiths et al. (2012) treated the two geotechnical units
deterministically, whereas the level of geologic detail in Figure 5 is so complex that
simplification clearly would be needed to create a reasonable model for just about any kind of
analysis. The simplification resulting from Gaussian smoothing of the resampled image preserved
some level of banding for spatial correlation lengths of 20 mm or less, but the fracture-filling and
local shearing details were lost at the shortest spatial correlation length of 5 mm (Figure 5E). The
challenge for geologists who are developing Geologic Models for sites on which Ground Models
and Geotechnical Models will utilize RFEM analyses is to anticipate how the project-relevant
geologic information will be configured for input. This anticipation is needed from the initial
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development of a site Geologic Model through field observation, data reduction, geologic
synthesis and analysis, and participation in developing the Ground Model and Geotechnical
Model. The time has come for engineering geologists to think about geologic formations as soil
and rock masses that have a variety of constituents and qualities, including spatial correlation
lengths, as well as means and standard deviations. If geologists do not provide relevant guidance
on geologically sensible subdivision of formations, then the engineer will be forced to treat
geology as a completely random or unnecessary variable and rely on quantitative field and
laboratory test results as a surrogate for geology.
Figure 6. Slope with a vertical geologic unit used by Griffiths et al. (2012) to
demonstrate the value of three-dimensional finite element analysis compared to
two-dimensional analyses with limit equilibrium and finite element methods.
CONCLUSIONS
The title of this paper asks if engineering geology is a fundamental input or a random
variable. Based on a variety of references and logical considerations, it seems clear that
engineering geology is a fundamental input that is inherently random below some threshold level
or characteristic length. Geologists need enhanced understanding of methodologies that will
foster improved field observations and geologic interpretations that capture uncertainty and
variability in ways that can be integrated with analytical methods, as well as guidance on
developing Geologic Models that incorporate concepts of outcrop confidence, quality levels, and
complexity in rigorous, quantifiable ways.
Incomplete or inaccurate geotechnical site characterization can lead to selection of incorrect
models, geotechnical properties, or design values. Project managers responsible for only design
and construction will tend to focus on short-term benefits and may view geologic site
characterization as extra and perhaps unwarranted cost if the benefits are perceived to be marginal
for construction, lead to additional issues that must be resolved in order for a conclusion to be
reached, or pertain to savings with superior performance during long-term operation and
maintenance. Terzaghi (1929) realized how important it was to “start with a clear conception of
the physical factors which are likely to endanger” a project and then “translate the terms of the
geologist into terms of physics”. The results of these two elements, conception and translation,
essentially comprise a Geologic Model and perhaps a Ground Model, also. The “practical
conclusions” that must be drawn can be associated with the Geotechnical Model.
Varnes (1974, p. 42) recognized that “As computer technology becomes increasingly
employed in geologic science and operated by specialized personnel, we may find that if the
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practicing field professional fails to define both his [or her] words and the concepts they
represent, then they may, through necessity, be defined by people whose principal business is the
processing of data.” Similarly, engineering geologists must transform geologic maps to quantify
uncertainty and variability or risk being marginalized by computer scientists and statisticians who
will translate the geology using random field theory without knowledge of geologic principles.
Morgenstern & Cruden (1977) note that “If a site were more complex than average one
might take more samples to increase the reliability of the investigation.
… [However,] Instead of
simply expanding the number of borings in order to establish reliably the characteristics of a
geotechnically complex site, the geotechnical engineer must return to geological considerations.
The choice of where to sample, of what to sample and of how to sample has to be guided by an
understanding of the nature of the complexity that is being diagnosed. The most important
contribution to increased reliabi1ity of site characterization of complex conditions comes from an
extra effort associated with geological mapping with the interpretation of the nature of the
geotechnical complexity.” Lumb (1972 quoted in Kulhawy, 2010) stated, “Ignorance of soil
behaviour is always regrettable but not necessarily reprehensible, provided that ignorance is
recognised and advice sought where necessary, but ignorance of being ignorant can no longer be
condoned.” The same can be said for ignorance of engineering geology. Similarly, the geologist
pondering the color of the cow in response to the engineer’s question might also consider whether
the cow might be represented best as a sphere or a cylinder in a 3D finite-element model.
ACKNOWLEDGMENTS
The basis for this paper originated in 2010 with an invitation for the author to prepare a
keynote presentation representing the Geology and Properties of Earth Materials Section of the
Design and Construction Group of the Transportation Research Board. That presentation, with the
same title as this paper, was delivered at the TRB Annual Meeting in 2011. Modified versions of
it were given at the Geological Society of America Annual Meeting in Minneapolis, MN, in 2011,
at a TRB workshop in 2012, and as the State of the Practice Lecture at the 15th George F. Sowers
Symposium at Georgia Tech in Atlanta in 2012. Versions of the presentation were given to a
graduate course in geological or geotechnical engineering at Colorado School of Mines, Golden,
CO, California State Polytechnic University, Pomona, CA, and University of North Florida,
Jacksonville, FL. Discussions following these presentations led to further enhancements. Review
comments provided by William C. Haneberg and an anonymous reviewer are gratefully
acknowledged.
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