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Quadriceps Weakness, Atrophy, and

Activation Failure in Predicted Noncopers


After Anterior Cruciate Ligament Injury
Glenn N. Williams,* PT, PhD, Thomas S. Buchanan,* PhD, Peter J. Barrance,* PhD,
†‡ †§
Michael J. Axe,* MD, and Lynn Snyder-Mackler,* PT, ScD
From the *Center for Biomedical Engineering Research, University of Delaware, Newark,

Delaware, the Department of Physical Therapy, University of Delaware, Newark, Delaware,

and First State Orthopaedics, Newark, Delaware

Background: Quadriceps weakness is common after anterior cruciate ligament injury, especially in those who do not compen-
sate well for the injury (“noncopers”). Both atrophy and activation failure have been demonstrated in this population but have
not been directly related to quadriceps weakness.
Hypotheses: (1) Quadriceps strength, volumes, and cross-sectional areas of the noncopers would be smaller than those of the
contralateral muscles, whereas other muscles would not demonstrate atrophy. (2) Quadriceps muscle activation deficits would
be observed. (3) Atrophy and activation failure would account for the quadriceps weakness in these patients.
Study Design: Cross-sectional study, Level of evidence, 3.
Methods: Seventeen noncopers with isolated anterior cruciate ligament injury underwent burst-superimposition strength and
activation testing of the quadriceps and magnetic resonance imaging of 12 muscles an average of 2 months after injury.
Morphological characteristics was described by digitally reconstructing each muscle from the axial images and calculating mus-
cle volume and peak cross-sectional area.
Results: The quadriceps muscles of the anterior cruciate ligament–deficient limb were significantly weaker (average 25%) than
those of the uninjured side; activation failure (8%-10%) was observed for the quadriceps muscles of both limbs. The total
quadriceps, vastus lateralis, and vastus intermedius volume and cross-sectional area were significantly smaller in the anterior
cruciate ligament–deficient limb. There was no significant atrophy of any other muscle or muscle group. Atrophy and activation
failure explained more than 60% of the variance in quadriceps weakness (P = .004).
Conclusion: The quadriceps femoris weakens soon after acute anterior cruciate ligament injury. Activation deficits and atrophy
occur and affect quadriceps strength. Rehabilitation techniques that address activation deficits as well as atrophy may be nec-
essary to restore quadriceps strength.
Keywords: knee; morphology; inhibition; athletes

Quadriceps femoris muscle weakness is common after ruptured.10,12,13 Loss of feedback from mechanoreceptors in
ACL rupture in people who do not compensate well for the the ACL may result in chronic suppression of recruitment
injury (“noncopers”).3 Evidence suggests that there may be of high-threshold motor units during voluntary contrac-
an important neurosensory connection between the ACL and tion of the quadriceps, presumably via elimination of feed-
the quadriceps muscles that is disrupted when the ACL is back from the ACL to gamma motor neurons.12 There is
indirect evidence in support of these findings in studies of
quadriceps atrophy and failure of voluntary activation
after ACL injury.11 Atrophy alone may not account for the
§
Address correspondence to Lynn Snyder-Mackler, PT, ScD, Center
for Biomedical Engineering Research, Department of Physical Therapy, loss of muscle strength (eg, peak torque or force measure-
301 McKinly Lab, University of Delaware, Newark, DE 19716 (e-mail:
smack@udel.edu). ments) demonstrated after ACL rupture. Most studies
No potential conflict of interest declared. See Acknowledgment for have shown a lack of correlation between quadriceps
funding information. femoris muscle cross-sectional area (CSA), morphological
measures, and muscle strength in ACL-deficient
The American Journal of Sports Medicine, Vol. 33, No. 3
patients,4,9,17 although there have been no recent studies of
DOI: 10.1177/0363546504268042
© 2005 American Orthopaedic Society for Sports Medicine the morphological characteristics of the quadriceps after

402
Vol. 33, No. 3, 2005 Quadriceps Weakness, Atrophy, and Activation Failure in Noncopers 403

ACL rupture. Even though muscle force and CSA are pain.22 (All of the subjects had been enrolled in a preoper-
strongly and directly related in studies of healthy muscle, ative rehabilitation program designed to control impair-
muscle volume appears to be better related to muscle ments in preparation for surgery.6) Enrollment exclusion
torque, the measured strength variable in most studies criteria included a previous ACL injury, concomitant liga-
and in the clinic.7 Perhaps the calculation of muscle vol- ment abnormality, fractures, knee joint effusion, an abnor-
ume would allow for a more accurate prediction of the con- mal gait pattern, and the presence of hip or ankle abnor-
tribution of atrophy to muscle weakness. mality. All predicted noncopers were required to have
Studies of quadriceps activation after ACL rupture have recent ACL injuries to prevent confounding effects from
demonstrated significant impairment of voluntary activa- chronic knee instability (mean ± SD duration = 3.2 ± 2.0
tion (inhibition), suggesting that a major consequence of months; range, 0.5-6.0 months). The mean scores on the
ACL rupture is altered motor unit utilization, which pre- screening examination (timed hop scores: 89% ± 11%;
sumably results in atrophy.1,23 Konishi et al14 have demon- Knee Outcome Survey–Activities of Daily Living Scale
strated abnormal gamma loop function in the involved and score: 81.5% ± 11%; global rating of knee function: 61% ±
uninvolved quadriceps femoris muscle of patients with 15%; and episodes of giving way: 4 ± 2) demonstrate that
ACL rupture. Recent reports have demonstrated bilateral the noncopers were indeed suffering from repetitive knee
activation deficits after ACL injury.1,14 Adjusting con- instability and poor function. This study was approved by
tralateral knee strength for activation and considering the the University of Delaware Human Subjects Review
activation of the involved quadriceps may allow for a more Committee, and all subjects provided signed informed con-
accurate assessment of the relative contribution of atro- sent forms for participation.
phy and activation failure to the quadriceps weakness that
occurs after ACL rupture.
The purpose of this study was to characterize the mus- Evaluation of Muscle Strength and Activation
cle weakness, atrophy, and failure of voluntary activation
Injured- and uninjured-side quadriceps strength and acti-
after acute, isolated, complete ACL rupture in active non-
vation were assessed by maximal voluntary isometric con-
copers after range of motion is restored and impairments
traction (MVIC) using the burst-superimposition
are resolved. We hypothesized that the quadriceps
method.22 Subjects were seated on a KIN-COM
strength measures, volumes, and CSAs would be smaller
dynamometer (Chattanooga Corporation, Hixson, Tenn)
than those of the contralateral muscles and that the other
with their hips and knees positioned in 90° of flexion.
muscles would not demonstrate atrophy. We also hypothe-
sized that there would be activation deficits in the quadri- Velcro® straps were used to secure the distal shank to the
ceps and that atrophy and activation failure would dynamometer force arm and the thigh and pelvis to the
account for a significant portion of the quadriceps weak- device’s chair. After the area was cleansed with sterile
ness in these patients. alcohol, 6 cm × 8 cm self-adhesive electrodes used to deliv-
er the electrical stimulus during testing were placed over
the vastus lateralis and vastus medialis muscle bellies.
MATERIALS AND METHODS After a 5-minute rest, quadriceps strength testing
began. The subjects performed a 5-second maximum effort
Subjects contraction during which a supramaximal, 10-pulse (600
µs, 130 V), 100 pulses per second train of electrical stimu-
Seventeen subjects with ACL deficiency who were classi- lation was delivered to the muscle to assess muscle activa-
fied as noncopers volunteered to participate in this study. tion level (ie, burst-superimposition technique). With a
All had been regular participants in activities that chal- maximal contraction, no increase in force is elicited by the
lenge the stability of the knee joint, such as basketball, burst. If a subject was unable to activate the quadriceps
volleyball, and skiing, before sustaining their ACL muscle fully (ie, the burst augmented the force by more
injuries. The group included 13 male and 4 female partici- than 5%), MVIC testing was repeated up to 2 additional
pants ranging in age from 15 to 45 years (mean = 24.3 ± times. The maximal voluntary force recorded during the 3
10.8 years). All ACL tears were diagnosed by a sports fel- tests was used in the analysis. Each attempt at achieving
lowship–trained orthopaedic surgeon and had been con- an MVIC was separated by at least 5 minutes to minimize
firmed by MRI, knee arthrometry, and, subsequently, the effects of muscle fatigue on test performance. Custom
direct visualization during ACL reconstructive surgery. software programmed in LabView (National Instruments,
The noncopers were identified using an established Austin, Tex) was used to identify the maximal force during
screening examination that differentiates people who may the volitional effort contraction and the force attributable
be able to cope with an ACL injury from those who will not to the electrical burst.
be able to cope by using hop testing and self-report ques- A quadriceps index was calculated using the following
tionnaires.5 This examination differentiates potential cop- formula: (injured-side force/uninjured-side force) × 100.
ers from noncopers with a high degree of accuracy.5 Volitional activation was estimated using the central acti-
Prerequisites for this screening examination included (1) vation ratio (CAR) defined by Kent-Braun and Le Blanc.11
the resolution of physical and functional impairments The CAR is calculated by dividing the maximum voluntary
such as joint effusions, gait abnormalities, and range of force by the total force (including any force augmentation
motion deficits; and (2) the ability to hop on 1 leg without from the burst). A CAR of 1.0 signifies complete activation.
404 Williams et al The American Journal of Sports Medicine

Evaluation of Muscle Morphological Characteristics nificance level (α) was .0084. Multiple linear regression
was used to assess the effect atrophy (volume and CSA)
Axial spin-echo T1-weighted MRI images were acquired and activation of the quadriceps on quadriceps weakness.
from the level of the ankle mortise to the iliac crest while A priori statistical power to detect a difference of 5% in
subjects lay supine in a 1.5-T SignaLX scanner (General volume and CSA given the variances of our pilot subjects
Electric Medical Systems, Milwaukee, Wis). The images using paired samples tests gives a power of >0.9 for our
were acquired in 4 sequences: lower leg, knee, thigh, and sample size (17) and the adjusted P value of .0084. The
pelvis. Both limbs were imaged simultaneously using the suggested sample size from the a priori tests for a power of
scanner’s body coil. The imaging protocol was as follows: 0.8 was between 9 and 15 subjects depending on the muscle.
repetition time (TR) = 350 milliseconds, echo time (TE) = 9
milliseconds, slice thickness = 10 mm (except in the knee
section where it was 5 mm to acquire more detailed tendon RESULTS
data), gap between slices = 1.5 mm (except in the knee sec-
tion where it was 1.0 mm), with a 256 × 160 matrix and a There was no significant difference (P = .039) between the
field of view that varied with subject size. CARs of the ACL-deficient limb (.90 ± .09) and uninjured-
The muscle volume and peak CSA of 12 muscles were limb (.92 ± .06) quadriceps muscles. The quadriceps mus-
evaluated by digitally reconstructing each muscle from the cles of the ACL-deficient limbs (mean = 1096.85 ± 279.76 N)
MRI images. The muscles studied included the hamstring were significantly weaker (P < .001) than those of the
muscle group (semitendinosus, semimembranosus, biceps uninjured limbs (mean = 1482.06 ± 346.65 N). The average
femoris–long head, and biceps femoris–short head), quadriceps index was 75% ± 12%. The vastus lateralis, vas-
quadriceps muscle group (vastus lateralis, vastus medi- tus intermedius, and total quadriceps volumes (P < .001,
alis, rectus femoris, and vastus intermedius), sartorius, P = .007, P < .001, respectively) and CSAs (P = .001, P =
gracilis, and the medial and lateral gastrocnemius mus- .001, P < .001, respectively) from the ACL-deficient limbs
cles. In addition to evaluating the 12 individual muscles, were significantly smaller than the respective values from
we assessed the characteristics of the total quadriceps and the quadriceps muscles of the uninjured limbs (Table 1,
total hamstrings muscle groups. Muscle shape was digital- Figures 1 and 2). There was no difference in the CSAs or
ly reconstructed by tracing the outer margin of each mus- volumes of any other muscle (Table 1).
cle in each axial image in which it was present using a dig- The variance in quadriceps weakness was significantly
itization tablet (Intuos2, Wacom Technology Corp, accounted for by activation deficit and atrophy measured
Vancouver, Wash) and IMOD software (University of by total quadriceps CSA (R2 = 0.623, P = .005). The vari-
Colorado, Boulder, Colo).15 The contours of each muscle ance in quadriceps weakness was also significantly
were then grouped and used to build patient-specific triangle- accounted for by activation deficit and atrophy measured
based mesh surface models using Nuages software by total quadriceps volume (adjusted R2 = 0.650, P = .004)
(INRIA, Sophia-Antipolis, France).8 All digitization was (Figure 3).
performed by a single rater who demonstrated a high
degree of reproducibility in a preliminary test-retest relia-
bility study including ACL-deficient and uninjured sub-
DISCUSSION
jects (n = 8; intraclass correlation coefficients ranged from Our hypotheses that the involved-side quadriceps volume
0.951 to 0.998 for the 12 muscles studied). Muscle volumes and CSA would be smaller than in the uninvolved knee
were calculated using subroutines from the Visualization were partially supported by the results. Total quadriceps
Toolkit (Kitware Inc, Clifton Park, NY).21 The proximal volume and CSA were indeed smaller, but the atrophy was
and distal tendons of the muscles were excluded from the not uniform across the heads of the quadriceps. The vastus
analyses of muscle volume to obtain measurements that lateralis and vastus intermedius were disproportionately
more precisely described the volume of contractile tissue affected. The vastus medialis and rectus femoris were not
present. The peak CSA of each muscle was calculated by significantly atrophied compared to the uninvolved side.
first transforming the contours of each muscle from pixel Both the involved and uninvolved quadriceps demonstrated
coordinates to physical coordinates (millimeters) using lower activation levels than reported in the literature for
parameters from the MRI header and then running a young, active subjects without knee injury. There was no
trapezoidal integration algorithm that calculated the area difference in activation between the 2 sides. Atrophy (as
encompassed within each contour (plane). The contour of measured by CSA or volume) and activation accounted for
each muscle with the greatest plane area defined its peak more than 60% of the variance in quadriceps weakness.
CSA. This relationship was significant.
Despite conventional clinical wisdom that the vastus
Data Management and Analysis medialis is the quickest of the heads of the quadriceps to
atrophy, the medialis was not significantly affected.
Uninvolved quadriceps MVIC was adjusted for activation Rather, the vastus lateralis and intermedius were pro-
level to create a valid quadriceps index.1,23 The values of foundly atrophied. The vastus lateralis and intermedius
the uninvolved limb were compared to ACL-deficient limb are the largest of the quadriceps muscles, which may make
muscle strength, activation, CSAs, and volumes using them more vulnerable to the results of neural disruption
paired t tests with Bonferroni correction; the adjusted sig- that occurs when the ACL is ruptured. There is recent evi-
Vol. 33, No. 3, 2005 Quadriceps Weakness, Atrophy, and Activation Failure in Noncopers 405

TABLE 1
Muscle Volumes and Peak Cross-Sectional Areasa (N = 17)

Uninjured ACL Deficient P


Peak Peak Peak
Muscle(s) Volume CSA Volume CSA Volume CSA

Total quadriceps group 1673.64 ± 345.60 87.34 ± 12.95 1526.94 ± 354.63 79.57 ± 12.90 <.001 <.001
Vastus lateralis 592.81 ± 137.03 29.66 ± 5.68 516.06 ± 146.32 26.23 ± 5.98 .007 .001
Vastus intermedius 465.40 ± 93.26 23.41 ± 3.50 431.73 ± 99.74 21.42 ± 3.79 <.001 .001
Vastus medialis 386.68 ± 94.90 22.08 ± 3.65 358.98 ± 83.58 20.02 ± 3.51 NS NS
Rectus femoris 228.75 ± 56.05 12.19 ± 2.37 220.17 ± 56.99 11.90 ± 2.42 NS NS
Total hamstring group 606.26 ± 133.89 40.51 ± 6.58 608.43 ± 125.87 40.21 ± 5.91 NS NS
Semimembranosus 203.48 ± 55.89 12.26 ± 2.86 203.99 ± 56.45 11.97 ± 2.56 NS NS
Semitendinosus 160.04 ± 51.89 9.59 ± 2.92 159.37 ± 43.27 9.60 ± 2.59 NS NS
Biceps femoris–long 177.29 ± 36.85 12.96 ± 2.29 174.04 ± 31.12 12.71 ± 2.04 NS NS
Biceps femoris–short 65.46 ± 22.62 5.69 ± 1.50 71.03 ± 26.82 5.94 ± 1.37 NS NS
Gracilis 63.41 ± 13.62 3.51 ± 0.66 67.34 ± 20.89 3.71 ± 1.01 NS NS
Sartorius 87.81 ± 26.57 2.84 ± 0.69 91.03 ± 25.34 2.95 ± 0.68 NS NS
Medial gastrocnemius 207.55 ± 40.30 13.62 ± 2.64 209.41 ± 46.59 13.96 ± 3.00 NS NS
Lateral gastrocnemius 132.77 ± 27.75 12.15 ± 2.51 121.35 ± 25.59 10.45 ± 2.71 NS NS

Data are presented as mean ± SD. Units = muscle volume, cm3; peak CSA, cm2. CSA, cross-sectional area; NS, no significant difference
a

at the Bonferroni adjusted significance level, which was set at .0084.

rogate for the subject’s normal quadriceps strength, acti-


vation level must be used to adjust the strength measures.
The unadjusted mean quadriceps index was 82%. When
calculated compared to the MVIC of the uninjured quadri-
ceps corrected for activation, the quadriceps index was
75%. Past research has failed to demonstrate a relation-
ship between atrophy and weakness of the quadriceps
after ACL rupture. Perhaps this has been both a direct and
indirect effect of failing to account for the effect of activa-
tion failure. Neither the direct effect of activation failure
on the involved quadriceps strength nor the indirect effect
of activation failure on the validity of the quadriceps index
has been estimated. Consequently, the present study was
Figure 1. MRI cross sections of the thigh showing quadri- able to demonstrate that atrophy as measured by either
ceps atrophy. The cross-sectional areas of the vastus later- peak CSA or volume combined with activation failure
alis and vastus intermedius were significantly smaller in the accounted for more than 60% of the variance in the loss of
ACL-deficient legs (11.6% and 8.5%, respectively). RF, rec- strength. Muscle volume and peak CSA appear to provide
tus femoris; VM, vastus medialis; VL, vastus lateralis; VI, vas- similar, accurate information about atrophy.
tus intermedius. Quadriceps weakness was profound in this population of
ACL-deficient noncopers. An average of 3 months after
incident injury, the average quadriceps strength was 75%
dence in animal models of a differential effect of ACL of that of the uninvolved quadriceps. All of the subjects
injury on the various quadriceps muscles.18 Okuyama et al had been enrolled in a preoperative rehabilitation pro-
have demonstrated increased oxidative stress and disrupted gram designed to control impairments in preparation for
antioxidant capacity by depression of heat shock pro- surgery.6 Despite strengthening exercises, the subjects
teins—stress proteins that have protective antioxidant were quite weak. Quadriceps weakness is a hallmark of
properties—in the vastus lateralis and vastus medialis noncopers.3,19,20 Noncopers demonstrate aberrant gait pat-
but not the rectus femoris of rats after ACL resection.18 terns that are strongly related to their quadriceps weak-
The implications for rehabilitation are large because the ness, which can persist after reconstruction.2,16
focus on the vastus medialis may be misplaced. The results of this study have important implications for
There were small but significant alterations in volun- rehabilitation and surgical planning. Because both atro-
tary activation in the quadriceps of the involved and unin- phy and activation affect quadriceps strength, rehabilita-
volved knees; this is consistent with recent reports in the tion specialists should employ techniques that address
literature and necessitates consideration when calculating activation deficits as well as atrophy in their efforts to
quadriceps indices.1,23 To use the uninvolved side as a sur- restore quadriceps strength. The extent of the quadriceps
406 Williams et al The American Journal of Sports Medicine

0.6

Actual Strength Deficit


0.5

0.4

0.3

0.2

0.1

0
0 0.1 0.2 0.3 0.4 0.5 0.6
Predicted Strength Deficit (activation and volume)
Figure 3. Predicted quadriceps strength loss plotted against
actual strength loss. The predicted strength deficit was cal-
culated from a regression of the quadriceps activation and
volume. The actual strength deficit was measured on a KIN-
COM dynamometer (Chattanooga Corporation, Hixson,
Tenn) during maximal voluntary isometric contractions using
the burst-superimposition method.

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