Você está na página 1de 17

Schenkerian analysis

Schenkerian analysis is a method of musical analysis of tonal music based on the


theories of Heinrich Schenker (1868–1935). The goal of a Schenkerian analysis is to
interpret the underlying structure of a tonal work and to help reading the score according
to that structure. The theory's basic tenets can be viewed as a way of defining tonality in
music. A Schenkerian analysis of a passage of music shows hierarchical relationships
among its pitches, and draws conclusions about the structure of the passage from this
hierarchy. The analysis makes use of a specialized symbolic form of musical notation that
Schenker devised to demonstrate various techniques of elaboration. The most fundamental
concept of Schenker's theory of tonality may be that of tonal space.[1] The intervals
between the notes of the tonic triad form a tonal space that is filled with passing and
neighbour notes, producing new triads and new tonal spaces, open for further elaborations
until the surface of the work (the score) is reached.
Although Schenker himself usually presents his analyses in the generative direction,
starting from the fundamental structure (Ursatz) to reach the score, the practice of
Schenkerian analysis more often is reductive, starting from the score and showing how it
can be reduced to its fundamental structure. The graph of the Ursatz is arrhythmic, as is a
strict-counterpoint cantus firmus exercise.[2] Even at intermediate levels of the reduction,
rhythmic notation (open and closed noteheads, beams and flags) shows not rhythm but the
hierarchical relationships between the pitch-events.
Schenkerian analysis is subjective. There is no mechanical procedure involved and the
analysis reflects the musical intuitions of the analyst.[3] The analysis represents a way of
hearing (and reading) a piece of music.

Fundamentals

Goals
Schenker was convinced of the superiority of music of the common practice period
(especially the music of Johann Sebastian Bach, Carl Philipp Emanuel Bach, Joseph
Haydn, Wolfgang Amadeus Mozart, Ludwig van Beethoven, Franz Schubert, Fryderyk
Chopin, and Johannes Brahms).[4] This led him to seek the key to an understanding of
music in the traditional discipline of counterpoint, the type of theory the Masters
themselves had studied. Schenker's project was to show that free composition (freier Satz)
was an elaboration, a "prolongation", of strict composition (strenger Satz), by which he
meant species counterpoint, particularly two-voice counterpoint. He did this by developing
a theory of hierarchically organized levels of elaboration (Auskomponierung), called
prolongational levels, voice–leading levels (Stimmführungsschichten), or transformations
(Verwandlungen), the idea being that each of the successive levels represents a new
freedom taken with respect to the rules of strict composition.[5]
Because the first principle of the elaboration is the filling in of the tonal space by passing
notes, an essential goal of the analysis is to show linear connections between notes which,
filling a single triad at a given level, remain closely related to each other but which, at
subsequent levels, may become separated by many measures or many pages as new triads
are embedded in the first one. The analyst is expected to develop a "distance
hearing" (Fernhören),[6] a "structural hearing".[7]
3 Harmony
The tonic triad, that from which the work as a whole arises, takes its model in the
harmonic series. However,
the mere duplication of nature cannot be the object of human endeavour. Therefore [...]
the overtone series [...] is transformed into a succession, a horizontal arpeggiation, which
has the added advantage of lying within the range of the human voice. Thus the harmonic
series is condensed, abbreviated for the purposes of art".[8]
Linking the (major) triad to the harmonic series, Schenker merely pays lip service to an
idea common in the early 20th century.[9] He confirms that the same derivation cannot be
made for the minor triad:
Any attempt to derive even as much as the first foundation of this [minor] system, i.e., the
minor triad itself, from Nature, i.e., from the overtone series, would be more than futile.
[...] The explanation becomes much easier if artistic intention rather than Nature herself is
credited with the origin of the minor mode.".[10]
The basic component of Schenkerian harmony is the Stufe (scale degree, scale-step), i.e. a
chord having gained structural significance. Chords arise from within chords, as the result
of the combination of passing notes and arpeggiations: they are at first mere
embellishments, mere voice-leading constructions, but they become tonal spaces open for
further elaboration and, once elaborated, can be considered structurally significant: they
become scale-steps properly speaking. Schenker recognizes that "there are no rules which
could be laid down once and for all" for recognizing scale steps,[11] but from his examples
one may deduce that a triad cannot be recognized as a scale-step as long as it can be
explained by passing or neighboring voice-leading.
Schenkerian analyses label scale-steps with Roman numerals, a practice common in 19th-
and 20th-century Vienna, developed by the theoretic work of Georg Joseph Vogler and his
student Gottfried Weber, transmitted by Simon Sechter and his disciple Anton Bruckner,
the classes of which Schenker had followed in the Konservatorium in Vienna.[12]
Schenker’s theory is monotonal: the Ursatz, as the diatonic unfolding of the tonic triad, by
definition cannot include modulation. Local "tonicisation" may arise when a scale-step is
elaborated to the point of becoming a local tonic, but the work as a whole projects a single
key and ultimately a single Stufe (the tonic).[13]

Counterpoint, voice-leading 2

Two-voice counterpoint remains for Schenker the model of strict writing. Free composition
is a freer usage of the laws of strict counterpoint. One of the aims of the analysis is to trace
how the work remains subject to these laws at the deepest level, despite the freedom taken
at subsequent levels.[14]
One aspect of strict, two-voice writing that appears to span Schenker’s theory throughout
the years of its elaboration is the rule of "fluent melody" (fliessender Gesang), or "melodic
fluency". Schenker attributes the rule to Cherubini, who would have written that "fluent
melody is always preferable in strict counterpoint"[15] Melodic fluency, the preference for
conjunct (stepwise) motion, is one of the main rules of voice leading, even in free
composition. It avoids successive leaps and produces "a kind of wave-like melodic line
which as a whole represents an animated entity, and which, with its ascending and
descending curves, appears balanced in all its individual component parts".[16] This idea is
at the origin of that of linear progression (Zug) and, more specifically, of that of the
Fundamental Line (Urlinie).

Ursatz

Main article: Ursatz


Ursatz (usually translated as "fundamental structure") is the name given by Schenker to
the underlying structure in its simplest form, that from which the work as a whole
originates. In the canonical form of the theory, it consists of the Urlinie, the "fundamental
line", supported by the Bassbrechung, the "arpeggiation of the bass". The fundamental
structure is a two-voice counterpoint and as such belongs to strict composition.[17] In
conformity with the theory of the tonal space, the fundamental line is a line starting from
any note of the triad and descending to the tonic itself. The arpeggiation is an arpeggiation
through the fifth, ascending from I to V and descending back to I. The Urlinie unfolds the
tonal space in a melodic dimension, while the Bassbrechung expresses its harmonic
dimension.[18]
The theory of the fundamental structure is the most criticized aspect of Schenkerian
theory: it has seemed unacceptable to reduce all tonal works to one of a few almost
identical background structures. This is a misunderstanding: Schenkerian analysis is not
about demonstrating that all compositions can be reduced to the same background, but
about showing how each work elaborates the background in a unique, individual manner,
determining both its identity and its "meaning". Schenker has made this his motto:
Semper idem, sed non eodem modo, "always the same, but never in the same manner".[19]

The fundamental line

Main article: Fundamental line


The idea of the fundamental line comes quite early in the development of Schenker’s
theory. Its first printed mention dates from 1920, in the edition of Beethoven’s Sonata op.
101, but the idea obviously links with that of "fluent melody", ten years earlier.[20] Schenker
first conceived the Urlinie, the "fundamental line", as a kind of motivic line characterized
by its fluency, repeated under different guises throughout the work and ensuring its
homogeneity. He later imagined that a musical work should have only one fundamental
line, unifying it from beginning to end. The realization that such fundamental lines usually
were descending led him to formulate the canonical definition of the fundamental line as
necessarily descending. It is not that he rejected ascending lines, but that he came to
consider them hierarchically less important. "The fundamental line begins with ! , ! or ! ,
and moves to via the descending leading tone ".[21] The initial note of the fundamental
line is called its "head tone" (Kopfton) or "primary tone". The head note may be elaborated
by an upper neighbour note, but not a lower one.[22] In many cases, the head note is
reached through an ascending line (Anstieg, "initial ascent") or an ascending arpeggiation,
which do not belong to the fundamental structure properly speaking.[23]

1 The arpeggiation of the bass and the divider at the fifth

Main article: Bass arpeggiation


The arpeggiation through the fifth is an imitation of the overtone series, adapted to man
[sic] "who within his own capacities can experience sound only in a succession".[24] The
fifth of the arpeggiation coincides with the last passing note ! of the fundamental line. This
at first produces a mere "divider at the fifth", a complex filling in of the tonal space.
However, as a consonant combination, it defines at a further level a new tonal space, that
of the dominant chord, and so doing opens the path for further developments of the work.
It would appear that the difference between the divider at the fifth and the dominant chord
properly speaking really depends on the level at which the matter is considered: the notion
of the divider at the fifth views it as an elaboration of the initial tonal space, while the
notion of dominant chord conceives it as a new tonal space created within the first. But the
opinions of modern Schenkerians diverge on this point.[25]
Schenkerian notation

Graphic representations form an important part of Schenkerian analyses: "the use of music
notation to represent musical relationships is a unique feature of Schenker's work".[26]
Schenkerian graphs are based on a "hierarchic" notation, where the size of the notes, their
rhythmic values and/or other devices indicate their structural importance. Schenker
himself, in the Foreword to his Five Graphic Analyses, claimed that "the presentation in
graphic form has now been developed to a point that makes an explanatory text
unnecessary".[27] Even so, Schenkerian graphs represent a change of semiotic system, a
shift from music itself to its graphical representation, akin to the more usual change from
music to verbal (analytic) commentary; but this shift already exists in the score itself, and
Schenker rightly noted the analogy between music notation and analysis.[28] One aspect of
graphic analyses that may not have been enough stressed is the desire to abolish time, to
represent the musical work as something that could be apprehended at a glance or, at least,
in a way that would replace a "linear" reading by a "tabular" one.

!
The first step of the analytic rewriting often takes the form of a "rhythmic" reduction, that
is one that preserves the score, but "normalizes" its rhythm and its voice-leading content.
[29] This type of reduction has a long tradition, not only in counterpoint treatises or theory

books,[30] but also in the simplified notation of some Baroque works, e.g. the Prelude to
Händel's Suite in A major, HWV 426, or early versions of Bach's C major Prelude of Book I
of the Well Tempered Keyboard. One indirect advantage of rhythmic reduction is that it
helps reading the voice leading: Czerny's example hereby transforms Chopin's arpeggios
into a composition in four (or five) voices. Edward Aldwell and Carl Schachter write that
the first rewriting should "produce a setting that is reasonably close to note-against-
note."[31] Allen Cadwallader and David Gagné suggest a special type of rhythmic reduction
that they call "imaginary continuo",[32] stressing the link between the rhythmic reduction
and a notation as a melody with figured bass. Basically, it consists in imagining a figured
bass line for the work analyzed, and writing a chordal realization of it.
Schenker himself usually began his analyses with a rhythmic reduction that he termed
Urlinietafel. From 1925 onwards, he complemented these with other levels of
representation, corresponding to the successive steps leading to the fundamental structure.
At first, he mainly relyed on the size of the note shapes to denote their hierarchic level, but
later abandoned this system as it proved too complex for contemporary techniques of
musical engraving. Allen Cadwallader and David Gagné propose a description of
Schenker's system of graphic notation which, they say, "is flexible, enabling musicians to
express in subtle (and sometimes different) ways what they hear and how they interpret a
composition". They discuss open noteheads, usually indicating the highest structural level,
and filled-in noteheads for tones of lower levels; slurs, grouping tones in an arpeggio or in
linear motions with passing or neighbor tones; beams, for linear motions of higher
structural level or for the arpeggiation of the bass; broken ties, for repeated or sustained
tones; diagonal lines to realign displaced notes; diagonal beams, connecting successive
notes that belong to the same chord ("unfolding"); etc.[33]

Techniques of prolongation

Main article: Prolongation


The meat of a Schenkerian analysis is in showing how a background structure expands
until it results in the succession of musical events on the surface of the composition itself.
Schenker refers to this process under the term Auskomponierung, literally "composing
out", but more often translated as "elaboration". Modern Schenkerians usually prefer the
term "prolongation", stressing that elaborations develop the events along the time axis.
Schenker writes:
In practical art the main problem is how to realize the concept of harmony in a live
content. In Chopin's Prelude, Op. 28, No 6, thus, it is the motif
that gives life to the abstract concept of the triad, B, D, F-sharp.[34]
The elaboration of the triad, here mainly in the form of an arpeggio, loads it with "live
content", with meaning. Elaborations take the form of diminutions, replacing the total
duration of the elaborated event by shorter events in larger number. By this, notes are
displaced both in pitch and in rhythmic position. The analysis to some extent aims at
restoring displaced notes to their "normal" position and explaining how and why they were
displaced.[35]

One aspect of Schenkerian analysis is that it does not view the work as built from a
succession of events, but as the growth of new events from within events of higher level,
much as a tree develops twigs from its branches and branches from its trunk: it is in this
sense that Schenkerian theory must be considered organicist. The example shown here
may at first be considered a mere elaboration of an F major chord, an arpeggiation in three
voices, with passing notes (shown here in black notes without stem) in the two higher
voices: it is an exemplification of the tonal space of F major. The chord labelled (V) at first
merely is a "divider at the fifth". However, the meeting of the fifth (C) in the bass
arpeggiation with the passing notes may also be understood as producing a dominant
chord, V, arising from within the tonic chord I. This is the situation found at the beginning
of Haydn's Sonata in F major, Hob. XVI:29, where the (incomplete) dominant chord
appears at the very end of bar 3, while the rest of the fragment consists of arpeggios (with
neighbor notes) of the F chord:[36]

Arpeggiation, neighbour note, passing note

Arpeggiation is the simplest form of elaboration. It delimits a tonal space for elaboration,
but lacks the melodic dimension that would allow further developments: it "remains a
harmonic phenomenon".[37] From the very structure of triads (chords), it follows that
arpeggiations remain disjunct and that any filling of their space involves conjunct motion.
Schenker distinguishes two types of filling of the tonal space: 1) neighbor notes
(Nebennoten), ornamenting one single note of the triad by being adjacent to it. These are
sometimes referred to generically as "adjacencies"; 2) passing notes, which pass by means
of stepwise motion from one note to another and fill the space in between, and are thus
sometimes referred to as "connectives". Both neighbor notes and passing notes are
dissonances. They may be made consonant by their coinciding with other notes (as in the
Haydn example above) and, once consonant, may delimit further tonal spaces open to
further elaborations. Insofar as chords consist of several voices, arpeggiations and passing
notes always involve passing from one voice to another.

Linear progression ("Zug")

Main article: Linear progression


A linear progression (Zug) is the stepwise filling of some consonant interval. It usually is
underlined in graphic analyses with a slur from the first note of the progression to the last.
The most elementary linear progressions are determined by the tonal space that they
elaborate: they span from the prime to the third, from the third to the fifth or from the fifth
to the octave of the triad, in ascending or descending direction. Schenker writes: "there are
no other tonal spaces than those of 1–3, 3–5, and 5–8. There is no origin for passing-tone-
progressions, or for melody"[38] Linear progressions, in other words, may be either third
progressions (Terzzüge) or fourth progressions (Quartzüge); larger progressions result
from a combination of these. Linear progressions may be incomplete (deceptive) when one
of their tones is replaced by another, but nevertheless suggested by the harmony. In the
example below, the first bars of Beethoven’s Sonata op. 109, the bass line descends from
E3 to E2. F#2 is replaced by B1 in order to mark the cadence, but it remains implicit in the
B chord. In addition, the top voice answers the bass line by a voice exchange, E4-F#4-G#4
above G#2-(F#2)-E2, in bar 3, after a descending arpeggio of the E chord. The bass line is
doubled in parallel tenths by the alto voice, descending from G#4 to G#3, and the tenor
voice alternatively doubles the soprano and the bass, as indicated by the dotted slurs. It is
the bass line that governs the passage as a whole: it is the "leading progression", on which
all the other voices depend and which best expresses the elaboration of the E major chord.
[39]

!
Schenker describes lines covering a seventh or a ninth as "illusory",[40] considering that
they stand for a second (with a register transfer): they do not fill a tonal space, they pass
from one chord to another.[41]
Lines between voices, reaching over

Passing tones filling the intervals of a chord may be considered forming lines between the
voices of this chord. At the same time, if the chord tones themselves are involved in lines
from one chord to another (as usually is the case), lines of lower level unfurl between lines
of higher level. The most interesting case is when the lines link an inner voice to the upper
voice. This may happen not only in ascending (a case usually described as a "line from an
inner voice"), but also in descending, if the inner voice has been displaced above the upper
line by a register transfer, a case known as "reaching over" (Übergreifen, also translated
as superposition or overlapping[42]). In the example from Schubert’s Wanderers Nachtlied
below, the descending line G♭–F–E♭–D♭ at the end of the first bar may be read as a
reaching over.

Unfolding

Main article: Unfolding (music)


Unfolding (Ausfaltung) is an elaboration by which several voices of a chord or of a
succession of chords are combined in one single line "in such a manner that a tone of the
upper voice is connected to a tone of the inner voice and then moves back, or the reverse".
[43] At the end of Schubert’s Wanderers Nachtlied op. 4 n. 3, the vocal melody unfolds two

voices of the succession I–V–I; the lower voice, B♭–A♭–G♭, is the main one, expressing
the tonality of G♭ major; the upper voice, D♭–C♭–B♭, is doubled one octave lower in
the right hand of the accompaniment:

!
In his later writings (from 1930 onwards), Schenker sometimes used a special sign to
denote the unfolding, an oblique beam connecting notes of the different voices that are
conceptually simultaneous, even if they are presented in succession in the single line
performing the unfolding.[44]

Register transfer, coupling

Register transfer is the motion of one or several voices into a different octave (i.e. into a
different register). Schenker considers that music normally unfolds in one register, the
"obligatory register", but at times is displaced to higher or lower registers. Register
transfers are particularly striking in piano music (and that for other keyboard
instruments), where contrasts of register (and the distance between the two hands) may
have a striking, quasi orchestral effect.[45] Coupling is when the transferred parts retain a
link with their original register. The work, in this case, appears to unfold in two registers in
parallel.

Voice exchange

Main article: Voice exchange


Voice exchange is a common device in counterpoint theory. Schenkerians view it as a
means of elaborating a chord by modifying its position. Two voices exchange their notes,
often with passing notes in between. At the end of the example of Beethoven’s Op. 109
above, the bass and soprano exchange their notes: G♯ is transferred from bass to soprano,
while E is transferred from soprano to bass. The exchange is marked by crossed lines
between these notes.[46]

Elaboration of the Fundamental Structure

The elaborations of the fundamental structure deserve a specific discussion because they
may determine the form of the work in which they occur.

Initial ascent, initial arpeggiation

The starting point of the fundamental line, its "head note" (Kopfton), may be reached only
after an ascending motion, either an initial ascending line (Anstieg) or an initial
arpeggiation, which may take more extension than the descending fundamental line itself.
This results in melodies in arch form. Schenker decided only in 1930 that the fundamental
line should be descending: in his earlier analyses, initial ascending lines often are
described as being part of the Urlinie itself.[23]

First order neighbor note

Schenker stresses that the head note of the fundamental line often is decorated by a
neighbor note "of the first order", which must be an upper neighbor because "the lower
neighboring note would give the impression of the interruption". The neighbor note of the
first order is ! –! –! or ! –! –! : the harmony supporting it often is the IVth or VIth degree,
which may give rise to a section of the work at the subdominant.[47]

Articulation of the span from I to V in the bass arpeggiation

The canonic form of the bass arpeggiation is I–V–I. The second interval, V–I, forms under
! –! the perfect authentic cadence and is not susceptible of elaboration at the background
level. The first span, I–V, on the other hand, usually is elaborated. The main cases include:
[48]

I–III–V

This is the complete arpeggiation of the triad. Once elaborated, it may consist in a
succession of three tonalities, especially in pieces in minor. In these cases, III stands for a
tonicisation of the major relative. This often occurs in Sonata forms in minor, where the
first thematic group elaborates degree I, the second thematic group is in the major relative,
degree III, and the development leads to V before the recapitulation in the tonic key.
I–IV–V or I–II–V

Even though he never discussed them at length, these elaborations occupy a very special
place in Schenker’s theory. One might even argue that no description of an Ursatz properly
speaking is complete if it does not include IV or II at the background level. Schenker uses a
special sign to denote this situation, the double curve shown in the example hereby,
crossing the slur that links IV (or II) to V. That IV (here, F) is written as a quarter note
indicates that it is of lower rank than I and V, notated as half notes. Here there is an
unexpected link between Schenkerian theory and Riemann’s theory of tonal functions, a
fact that might explain Schenker’s reluctance to be more explicit about it. In modern
Schenkerian analysis, the chord of IV or II is often dubbed the "predominant" chord, as the
chord that prepares the dominant one, and the progression may be labelled "T–P–D–T",
for tonic–predominant–dominant–tonic.

I–II–III–IV–V

The dominant chord may be linked to the tonic by a stepwise linear progression. In such
case, one of the chords in the progression, II, III or IV, usually takes preeminence,
reducing the case to one or the other described above.

Interruption

The interruption (Unterbrechung) is an elaboration of the fundamental line, which is


interrupted at its last passing note, ! , before it reaches its goal. As a result, the bass
arpeggiation itself is also interrupted at the divider at the fifth (V). Both the fundamental
line and the bass arpeggiation are bound to return to their starting point and the
fundamental structure repeats itself, eventually reaching its goal. The interruption is the
main form-generating elaboration: it often is used in binary forms (when the first part
ends on the dominant) or, if the elaboration of the "dividing dominant", ! above V, takes
some importance, it may produce ternary form, typically sonata form.[49]

Mixture

Schenker calls "mixture" (Mischung) the change of mode of the tonic, i.e. the
replacement of its major third by the minor one, or of its minor third by the major one. The
elaboration of the resulting chord may give rise to a section in minor within a work in
major, or the reverse.[50]

Transference of the fundamental structure

The forms of the fundamental structure may be repeated at any level of the work. "Every
transferred form [of the fundamental structure] has the effect of a self-contained structure
within which the upper and lower voices delimit a single tonal space".[51] That is to say that
any phrase in a work could take the form of a complete fundamental structure. Many
classical themes (e.g. the theme to the set of variations in Mozart’s K331 piano sonata)
form self-contained structure of this type. This resemblance of local middleground
structures to background structures is part of the beauty and appeal of Schenkerian
analysis, giving it the appearance of a recursive construction.[52]
Legacy and responses

Europe before World War II

Schenker himself mentioned in a letter of 1927 to his student Felix-Eberhard von Cube that
his ideas continued "to be felt more widely: Edinburgh [with John Petrie Dunn], (also New
York [probably with George Wedge]), Leipzig [with Reinhard Oppel], Stuttgart [with
Herman Roth], Vienna (myself and [Hans] Weisse), [Otto] Vrieslander in Munich […],
yourself [von Cube] in Duisburg, and [August] Halm [in Wickersdorf, Thuringia]."[53] Von
Cube, with Moritz Violin, another of Schenker’s students, founded the Schenker Institut in
Hamburg in 1931.[54] Oswald Jonas published Das Wesen des Musikalisches Kunstwerkes
in 1932, and Felix Salzer Sinn und Wesen des Abendländischen Mehrstimmigkeits in 1935,
both based on Schenkerian concepts. Oswald Jonas and Felix Salzer founded and edited
together the short-lived Schenkerian journal Der Dreiklang (Vienna, 1937–1938).[55]
World War II brought European studies to a halt. Schenker's publications were placed
under Nazi ban and some were confiscated by the Gestapo. It is in the United States that
Schenkerian analysis knew its first important developments.

Early reception in the USA

George Wedge taught some of Schenker’s ideas as early as 1925 in the Institute of Musical
Arts, New York.[56] Victor Vaughn Lytle, who had studied with Hans Weisse in Vienna,
wrote what may be the earliest English-language essay dealing with Schenkerian concepts,
"Music Composition of the Present" (The American Organist, 1931), without however
really crediting Schenker for them.[57] Weisse himself, who had studied with Schenker at
least from 1912, immigrated to the United States and began teaching Schenkerian analysis
at the Mannes School of Music in New York in 1931. One of his students, Adele T. Katz,
devoted an article to "Heinrich Schenker's Method of Analysis" in 1935,[58] then an
important book, Challenge to Musical Tradition, in 1945, in which she applied
Schenkerian analytical concepts not only to some of Schenker's favorite composers,
Johann Sebastian and Philipp Emmanuel Bach, Haydn and Beethoven, but also to Wagner,
Debussy, Stravinsky and Schoenberg: this certainly represents one of the earliest attempts
to widen the corpus of Schenkerian analysis.[59]
The opinions of the critics were not always positive, however. Roger Sessions published in
Modern Music 12 (May–June 1935) an obituary article under the title "Heinrich
Schenker’s Contribution"[60] where, after having recognized some of Schenker's
achievements, he criticizes the development of the last years, until Der freie Satz (which he
admits is not yet available in the US) and concludes that "It is precisely when Schenker's
teachings leave the domain of exact description and enter that of dogmatic and speculative
analysis that they become essentially sterile".[61] The most raging attack against Schenker
came in the "Editorial" that Paul Henry Lang devoted in The Musical Quarterly 32/2
(April 1946) to the recently published book by Adele Katz, Challenge to Musical Tradition,
which he opposed to Donald Tovey's Beethoven, also published in 1945; his attacks also
target Schenker's followers, probably the American ones. He writes:
Schenker's and his disciples' musical theory and philosophy is not art, its whole outlook –
at least as expressed in their writings – lacks feeling. There was seldom a colder spirit than
theirs; the only warmth one feels is the warmth of dogmatism. Music interests them only
insofar as it fits into their system [...]. In reality music serves only to furnish grist for the
mill of their insatiable theoretical mind, not for their heart or imagination. There is no art,
no poetry, in this remarkable system which deals with the raw materials of music with a
virtuoso hand. Schenker and his disciples play with music as others play chess, not even
suspecting what fantasy, what sentimental whirlpools lie at the bottom of every
composition. They see lines only, no colors, and their ideas are cold and orderly. But music
is color and warmth, which are the values of a concrete art.[62]

After World War II

Translations

Schenker left about 4000 pages of printed text, of which the translations at first were
astonishingly slow. Nearly all have been translated into English, and the project Schenker
Documents Online is busy with the edition and translation of more than 100 000
manuscript pages. Translations in other languages remain slow.
• 1904 Ein Beitrag zur Ornamentik.
• 1976 Transl. by H. Siegel, Music Forum 4, pp. 1–139.
• 1979 Japanese translation by A. Noro and A. Tamemoto.
• 1906 Harmonielehre.
• 1954 Harmony, transl. by Elisabeth Mann Borgese, edited and annotated by Oswald
Jonas.
• 1990 Spanish transl. by R. Barce.
• 1910 Kontrapunkt I.
• 1987 Counterpoint I, transl. by J. Rothgeb et J. Thym.
• 1912 Beethovens neunte Sinfonie, 1912
• 1992 Beethoven's Ninth Symphony: a Portrayal of its Musical Content, with
Running Commentary on Performance and Literature as well, transl. by J.
Rothgeb, 1992.
• 2010 Japanese transl. by H. Nishida and T. Numaguchi.
• 1913 Beethoven, Sonate E dur op. 109 (Erläuterungsausgabe).
• 2012 Japanese transl. by M. Yamada, H. Nishida and T. Numaguchi.
• 1914 Beethoven, Sonate As dur op. 110 (Erläuterungsausgabe).
• 2013 Japanese transl. by M. Yamada, H. Nishida and T. Numaguchi.
• 1921–1924 Der Tonwille (10 vols.)
• 2004–2005 Der Tonwille, transl. under the direction of William Drabkin.
• 1922 Kontrapunkt II.
• 1987 Counterpoint II, transl. by J. Rothgeb et J. Thym.
• 1922 "Haydn: Sonate Es-Dur", Der Tonwille III, pp. 3–21.
• 1988 Transl. by W. Petty, Theoria 3, pp. 105–160.
• 1923 "J. S. Bach: Zwölf kleine Präludien Nr. 2 [BWV 939]", Der Tonwille IV, 1923,
p. 7.
• [2007] French transl. by N. Meeùs.
• 1923 "J. S. Bach: Zwölf kleine Präludien Nr. 5 [BWV 926]", Der Tonwille V, pp. 8–9.
• [2006] French transl. by N. Meeùs.
• 1924 "Mendelssohn: Venetianisches Gondellied, op. 30, Nr. 6", Der Tonwille X, pp.
25–29.
• [2011] French transl. by N. Meeùs.
• 1924 "Schumann: Kinderszenen Nr. 1, Von fremden Ländern und Menschen", Der
Tonwille X, pp. 34–35.
• [2011] French transl. by N. Meeùs.
• 1924 "Schumann: Kinderszenen op. 15, Nr. 9, Träumerei", Der Tonwille X, pp. 36–
39.
• [2011] French transl. by N. Meeùs.
• 1925 Beethovens V. Sinfonie. Darstellung des musikalischen Inhaltes nach der
Handschrift unter fortlaufender Berücksichtigung des Vortrages und der
Literatur, Vienne, Tonwille Verlag et Universal Edition. Reprint 1970.
• 1971 Ludwig van Beethoven: Symphony N. 5 in C minor, partial transl. by E.
Forbes and F. J. Adams jr., New York, Norton, 1971 (Norton Critical Score 9), pp.
164–182.
• 2000 Japanese transl. by T. Noguchi.
• 1925–1930 Das Meisterwerk in der Musik, 3 vols.
• 1998 transl. under the direction of William Drabkin.
• 1925 "Die Kunst der Improvisation", Das Meisterwerk in der Musik I, pp. 9–40.
• 1973 Transl. by S. Kalib, "Thirteen Essays from the Three Yearbooks Das
Meisterwerk in der Musik: An Annotated Translation," PhD diss., Northwestern
University.
• 1925 "Weg mit dem Phrasierungsbogen", Das Meisterwerk in der Musik I, pp. 41–
60.
• 1973 Transl. by S. Kalib, "Thirteen Essays from the Three Yearbooks Das
Meisterwerk in der Musik: An Annotated Translation," PhD diss., Northwestern
University.
• 1925 "Joh. S. Bach: Sechs Sonaten für Violine. Sonata III, Largo", Das Meisterwerk
in der Musik I, pp. 61–73.
• 1973 Transl. by S. Kalib, "Thirteen Essays from the Three Yearbooks Das
Meisterwerk in der Musik: An Annotated Translation," PhD diss., Northwestern
University.
• 1976 Transl. by J. Rothgeb, The Music Forum 4, p. 141-159.
• 1925 "Joh. S. Bach: Zwölf kleine Präludien, Nr. 6 [BWV 940]", Das Meisterwerk in
der Musik I , pp. 99–105.
• [2010] French transl. by N. Meeùs.
• 1925 "Joh. S. Bach: Zwölf kleine Präludien, Nr. 12 [BWV 942]", Das Meisterwerk in
der Musik I, 1925, pp. 115–123.
• [2006] French transl. by N. Meeùs.
• 1925 "Domenico Scarlatti: Keyboard Sonata in D minor, [L.413]", Das Meisterwerk
in der Music I, pp. 125–135.
• 1986 Transl. by J. Bent, Music Analysis 5/2-3, pp. 153–164.
• 1925 "Domenico Scarlatti: Keyboard Sonata in G major, [L.486]", Das Meisterwerk
in der Music I, pp. 137–144.
• 1986 Transl. by J. Bent, Music Analysis 5/2-3, pp. 171–179.
• 1925 "Chopin: Etude Ges-Dur op. 10, Nr. 5", Das Meisterwerk in der Musik I, p.
161-173.
• 1973 Transl. by S. Kalib, "Thirteen Essays from the Three Yearbooks Das
Meisterwerk in der Musik: An Annotated Translation," PhD diss., Northwestern
University.
• 1925 "Erläuterungen", Das Meisterwerk in der Music I, pp. 201–205. (Also
published in Der Tonwille 9 and 10 and in Das Meisterwerk in der Musik II.)
• 1973 Transl. by S. Kalib, "Thirteen Essays from the Three Yearbooks Das
Meisterwerk in der Musik: An Annotated Translation," PhD diss., Northwestern
University.
• 1986 Transl. by J. Bent, Music Analysis 5/2-3, pp. 187–191.
• [2011] French transl. by N. Meeùs.
• 1926 "Fortsetzung der Urlinie-Betrachtungen", Das Meisterwerk in der Musik II,
pp. 9–42.
• 1973 Transl. by S. Kalib, "Thirteen Essays from the Three Yearbooks Das
Meisterwerk in der Musik: An Annotated Translation," PhD diss., Northwestern
University.
• 1926 "Vom Organischen der Sonatenform", Das Meisterwerk in der Musik II, pp.
43–54.
• 1968 Transl. by O. Grossman, Journal of Music Theory 12, pp. 164–183, reproduced
in Readings in Schenker Analysis and Other Approaches, M. Yeston ed., New
Haven, 1977, pp. 38–53.
• 1973 Transl. by S. Kalib, "Thirteen Essays from the Three Yearbooks Das
Meisterwerk in der Musik: An Annotated Translation," PhD diss., Northwestern
University.
• 1926 "Das Organische der Fuge, aufgezeigt an der I. C-Moll-Fuge aus dem
Wohltemperierten Klavier von Joh. Seb. Bach", Das Meisterwerk in der Musik II, p.
55-95
• 1973 Transl. by S. Kalib, "Thirteen Essays from the Three Yearbooks Das
Meisterwerk in der Musik: An Annotated Translation," PhD diss., Northwestern
University.
• 1926 "Joh. Seb. Bach: Suite III C-Dur für Violoncello-Solo, Sarabande", Das
Meisterwerk in der Musik II, 1926, pp. 97–104.
• 1970 Transl. by H. Siegel, The Music Forum 2, pp. 274–282.
• "Mozart: Sinfonie G-Moll", Das Meisterwerk in der Musik II, pp. 105–157.
• 1973 Transl. by S. Kalib, "Thirteen Essays from the Three Yearbooks Das
Meisterwerk in der Musik: An Annotated Translation," PhD diss., Northwestern
University.
• "Haydn: Die Schöpfung. Die Vorstellung des Chaos", Das Meisterwerk in der Musik
II, pp. 159–170.
• 1973 Transl. by S. Kalib, "Thirteen Essays from the Three Yearbooks Das
Meisterwerk in der Musik: An Annotated Translation," PhD diss., Northwestern
University.
• "Ein Gegenbeispiel: Max Reger, op. 81. Variationen unf Fuge über ein Thema von
Joh. Seb. Bach für Klavier", Das Meisterwerk in der Musik II, pp. 171–192.
• 1973 Transl. by S. Kalib, "Thirteen Essays from the Three Yearbooks Das
Meisterwerk in der Musik: An Annotated Translation," PhD diss., Northwestern
University.
• 1930 "Rameau oder Beethoven? Erstarrung oder geistiges Leben in der Musik?",
Das Meisterwerk in der Musik III, pp. 9–24.
• 1973 Transl. by S. Kalib, "Thirteen Essays from the Three Yearbooks Das
Meisterwerk in der Musik: An Annotated Translation," PhD diss., Northwestern
University.
• 1932 Fünf Urlinie-Tafeln.
• 1933 Five Analyses in Sketch Form, New York, D. Mannes Music School.
• 1969 New version with a glossary by F. Salzer: Five Graphic Music Analyses, New
York, Dover.
• 1935/1956 Der freie Satz, 2d edition
• 1979 Free Composition, transl. by E. Oster, 1979.
• 1993 L'Écriture libre, French transl. by N. Meeùs, Liège-Bruxelles, Mardaga.
• 1997 Chinese translation by Chen Shi-Ben, Beijing, People's Music Publications.
• 2004 Russian transl. by B. Plotnikov, Krasnoyarsk Academy of Music and Theatre.
Textbooks
• Oswald Jonas, Das Wesen des musikalischen Kunstwerks, Wien, Universal, 1934;
revised edition, Einführung in die Lehre Heinrich Schenkers. Das Wesen des
musikalischen Kunstwerkes, Wien, Universal, 1972. English translation of the
revised edition, Introduction to the Theory of Heinrich Schenker: The Nature of the
Musical Work of Art, transl. J. Rothgeb, New York and London, Longman, 1982.
• Felix Salzer, Structural Hearing: Tonal Coherence in Music, New York, Charles
Boni, 1952.
• Allen Forte and Steven E. Gilbert, Introduction to Schenkerian Analysis, 1982.
• Allen Cadwallader and David Gagné, Analysis of Tonal Music. A Schenkerian
Approach, New York, Oxford University Press, 3d edition, 2011 (1st edition, 1998).
• Edward Aldwell and Carl Schachter, Harmony and Voice Leading, Boston,
Schirmer, Cengage Learning, 4th edition (with Allen Cadwallader), 2011 (1st edition,
2003).
• Tom Pankhurst, Schenkerguide. A Brief Handbook and Website for Schenkerian
Analysis, New York and London, Routledge, 2008 Schenkerguide website.
• William Renwick and David Walker, Schenkerian Analysis Glossary.
• Larry J. Solomon, A Schenkerian Primer.
• Nicolas Meeùs, Análise schenkeriana, Portuguese (Brasil) translation from the
French by L. Beduschi, 2008.
• Luciane Beduschi and Nicolas Meeùs, Analyse schenkérienne (in French), 2013;
several earlier versions archived on the same page.
Notes
1 ^ Schenker described the concept in a paper titled Erläuterungen (“Elucidations”),
which he published four times between 1924 and 1926: Der Tonwille vol. 8–9, pp.
49–51, vol. 10, pp. 40–2; Das Meisterwerk in der Musik, vol. 1, pp. 201–05; 2, p.
193-97. English translation, Der Tonwille, vol. 2, p. 117-18 (the translation, although
made from vols. 8–9 of the German original, gives as original pagination that of Das
Meisterwerk 1; the text is the same). The concept of tonal space is still present in
Free Composition, especially § 13, but less clearly than in the earlier presentation.
2 ^ Free Composition, § 21.
3 ^ Robert Snarrenberg, Schenker’s Interpretive Practice, Cambridge Studies in
Music Theory and Analysis 11, 1997.
4 ^ For a complete list of the works discussed by Schenker, see Larry Laskowski,
Heinrich Schenker. An Annotated Index to his Analyses of Musical Works, New
York, Pendragon, 1978.
5 ^ See Schenker's "instructional plan" described in his Introduction to Free
Composition, p. xxi–xxii.
6 ^ Wilhelm Furtwängler, Wort und Ton, Wiesbaden, Brockhaus, 1954, pp. 201–202.
7 ^ Felix Salzer, Structural Hearing, New York, Boni, 1952.
8 ^ Free Composition, § 1. See also Harmony, § 13.
9 ^ The same link is made, for instance, in Schoenberg’s Harmonielehre, Wien,
Universal, 1911, 7/1966, p. 16.
10 ^ Harmony, § 23
11 ^ Harmony, § 79.
12 ^ Robert E. Wason, Viennese Harmonic Theory from Albrechtsberger to Schenker
and Schoenberg, Ann Arbor, London, UMI Research Press, 1982/1985.
13 ^ Matthew Brown, Explaining Tonality. Schenkerian Theory and Beyond,
Rochester, University of Rochester Press, 2005, p. 69, reproduces a chart showing
that the "tonality of a given foreground can be generated from the diatony of the
given background through various levels of the middlegroung".
14 ^ Heinrich Schenker, Counterpoint, vol. I, p. 12: "In the present day, when it is
necessary to distinguish clearly between composition and that preliminary school
represented by strict counterpoint, we must use the eternally valid of those rules for
strict counterpoint, even if we no longer view them as applicable to composition".
15 ^ Counterpoint, vol. I, p. 74. J. Rothgeb and J. Thym, the translators, quote
Cherubini from the original French, which merely says that "conjunct motion better
suits strict counterpoint than disjunct motion", but Schenker had written: der
fliessende Gesang ist im strengen Stile immer besser as der sprungweise
(Kontrapunkt, vol. I, p. 104) ("the fluent melody is always better in strict style than
the disjunct one"). Fliessender Gesang not only appears in several 19th-century
German translations of Cherubini, but may be common in German counterpoint
theory from the 18th century and might go back to Fux’ description of the flexibili
motuum facilitate, the "flexible ease of motions" (Gradus, Liber secundus, Exercitii
I, Lectio quinta) or even earlier.
16 ^ Counterpoint, vol. I, p. 94.
17 ^ The canonical Ursatz is discussed in Free Composition, §§ 1–44, but it was first
described in Das Meisterwerk in der Musik, vol. III (1930), p. 20-21 (English
translation, p. 7-8). The word Ursatz already appeared in Schenker’s writings in
1923 (Der Tonwille 5, p. 45; English translation, vol. I, p. 212).
18 ^ Free Composition, pp. 4–5.
19 ^ Schenker himself mentioned and refuted the criticism, in § 29 (p. 18) of Free
Composition
20 ^ Counterpoint, vol. I, 1910, quoted above.
21 ^ Free Composition, § 10.
22 ^ Free Composition, § 106.
23 ^ a b Free Composition, § 120.
24 ^ Free Composition, § 16.
25 ^ William Rothstein, "Articles on Schenker and Schenkerian Theory in The New
Grove Dictionary of Music and Musicians, 2nd edition", Journal of Music Theory
45/1 (2001), p. 218-219.
26 ^ David Beach, "Schenker's Theories: A Pedagogical View", Aspects of Schenkerian
Theory, D. Beach ed., New Haven and London, Yale University Press, 1983, p. 27.
27 ^ H. Schenker, Fünf Urlinie-Tafeln (Five Analyses in Sketchform), New York,
Mannes Music School, 1933; Five Graphic Analyses, New York, Dover, 1969. The
Foreword is dated 30 August 1932.
28 ^ On this most interesting topic, see Kofi Agawu, "Schenkerian Notation in Theory
and Practice", Music Analysis 8/3 (1989), pp. 275–301.
29 ^ William Rothstein, "Rhythmic Displacement and Rhythmic Normalization",
Trends in Schenkerian Research, A. Cadwallader ed., New York, Schirmer, 1990,
pp. 87–113. Rothstein's idea is that ornamentations such as retardations or
syncopations result from displacements with respect to a "normal" rhythm; other
diminutions (e.g. neighbor notes) also displace the tones that they ornate and
usually shorten them. Removing these displacements and restoring the shortened
note values operates a "rhythmic normalization" that "reflects an unconscious
process used by every experienced listener" (p. 109).
30 ^ Kofi Agawu, "Schenkerian Notation in Theory and Practice", op. cit., p. 287,
quotes Czerny's representation of the "ground-harmony" of Chopin's Study op. 10 n.
1 (in his School of Practical Composition, 1848), reproduced here in a somewhat
simplified version.
31 ^ Edward Aldwell, Carl Schachter and Allen Cadwallader, Harmony and Voice
Leading, 4th edition, Schirmer, Cengage Learning, 2011, p. 692.
32 ^ Allen Cadwallader and David Gagné, Analysis of Tonal Music: A Schenkerian
Approach, New York, OUP, 3/2011, pp. 66–8.
33 ^ Op. cit., p. 384.
34 ^ Harmonielehre, p. 281; English translation, p. 211.
35 ^ William Rothstein, "Rhythmic Displacement and Rhythmic Normalization",
Trends in Schenkerian Research, op. cit.
36 ^ See http://nicolas.meeus.free.fr/Cours/2012Elaborations.pdf, examples 5 a and
b, pp. 3 and 4.
37 ^ Heinrich Schenker, “Elucidations”, Der Tonwille 8–9, English translation, vol. II,
p. 117 (translation by Ian Bent)
38 ^ "Erläuterungen", Der Tonwille 8–9, English translation, vol. I, p. 117 (translation
by Ian Bent).
39 ^ Free composition, p.78, §221.
40 ^ Free Composition, p.74-5, §205–7. Schenker’s German term is scheinbare Züge,
literally "apparent linear progressions"; Oster’s translation as "illusory" may
overstate the point.
41 ^ The matter of the elaboration of seventh chords remains ambiguous in
Schenkerian theory. See Yosef Goldenberg, Prolongation of Seventh Chords in
Tonal Music, Lewinston, The Edwin Mellen Press, 2008.
42 ^ William Drabkin. "Reaching over". In Macy, Laura. Grove Music Online. Oxford
Music Online. Oxford University Press. (subscription required)
43 ^ Free composition, p. 50, §140.
44 ^ For a detailed study of "unfolding", see Rodney Garrison, Schenker’s Ausfaltung
Unfolded: Notation, Terminology, and Practice, PhD Thesis, State University of
New York at Buffalo, 2012.
45 ^ See David Gagné, "The Compositional Use of Register in Three Piano Sonatas by
Mozart", Trends in Schenkerian Research, A. Cadwallader ed., New York, Schirmer,
1990, pp.23–39.
46 ^ Free Composition, §§ 236–237.
47 ^ Free Composition, §106.
48 ^ The cases described in the following paragraphs are discussed in Heinrich
Schenker, "Further Consideration of the Urlinie: II", translated by John Rothgeb,
The Masterwork in Music, vol. II, Cambridge, Cambridge University Press, 1996,
pp. 1–22.
49 ^ Free Composition, §§ 87–101.
50 ^ Free Composition, § 193.
51 ^ Free Composition, p.87, §242.
52 ^ Matthew Brown, Explaining Tonality. Schenkerian Theory and Beyond,
Rochester, University of Rochester Press, pp. 96–98.
53 ^ Letter of June 1, 1927. See David Carson Berry, "Schenker’s First
'Americanization': George Wedge, The Institute of Musical Art, and the
'Appreciation Racket'", Gamut 4/1 (2011), Essays in Honor of Allen Forte III,
particularly p. 157 and note 43.
54 ^ Benjamin Ayotte, "The Reception of Heinrich Schenker’s Concepts Outside the
United States as Indicated by Publications Based on His Works: A Preliminary
Study", Acta musicologica (CZ), 2004 (online).
55 ^ David Carson Berry, "Hans Weisse and the Dawn of American Schenkerism", The
Journal of Musicology 20/1 (Winter 2003), p. 104.
56 ^ David Carson Berry, "Schenker's First 'Americanization'", op. cit., pp. 143–144.
57 ^ David Carson Berry, "Victor Vaughn Lytle and the Early Proselytism of
Schenkerian Ideas in the U.S.", Journal of Schenkerian Studies 1 (2005), pp. 98–
99. Theory and Practice 10/1-2 (1985) published for the 50th anniversary of
Schenker's death other early American texts, including an unsigned obituary in The
New York Times (February 3, 1935); Arthur Plettner, "Heinrich Schenker's
Contribution to Theory" (Musical America VI/3, February 10, 1936); Israel
Citkowitz, "The Role of Heinrich Schenker" (Modern Music XI/1, November–
December 1933); Frank Knight Dale, "Heinrich Schenker and Musical Form",
Bulletin of the American Musicological Society 7, October 1943); Hans Weisse,
"The Music Teacher's Dilemma", Proceedings or the Music Teachers National
Association (1935); William J. Mitchell, "Heinrich Schenker's Approach to Detail",
Musicology I/2 (1946); Arthur Waldeck and Nathan Broder, "Musical Synthesis as
Expounded by Heinrich Schenker", The Musical Mercury XI/4 (December 1935);
and Adele Katz, "Heinrich Schenker's Method of Analysis" (The Musical Quarterly
XXI/3, July 1935). See also David Carson Berry, A Topical Guide to Schenkerian
Literature: An Annotated Bibliography with Indices (Hillsdale, NY, Pendragon
Press, 2004), section XIV.c.ii., "Reception through English Language Writings,
Prior to 1954", pp. 437–43.
58 ^ The Musical Quarterly 21/3 (July 1935), pp. 311–329.
59 ^ Adele Katz, Challenge to Musical Tradition. A New Concept of Tonality, New
York, Alfred Knopf, 1945. The book is divided in nine chapters, the first describing
"The Concept of Tonality", the eight following devoted to J. S. Bach, Ph. E. Bach,
Haydn, Beethoven, Wagner, Debussy, Stravinsky and Schoenberg respectively. On
Adele Katz, see David Carson Berry, "The Role of Adele T. Katz in the Early
Expansion of the New York 'Schenker School,'" Current Musicology 74 (2002), pp.
103–51.
60 ^ Reproduced in Critical Inquiry 2/1 (Autumn 1975), pp. 113–119.
61 ^ Critical Inquiry 2/1, p. 118.
62 ^ The Musical Quarterly 32/2, pp. 301–302.