2013 Fourth International Conference on Digital Manufacturing & Automation

'HVLJQ DQG ,PSHPHQW DWLRQ RI 5HDO (VWDWH ,QIRUPDWLRQ 0DQDJHPHQW 6\VWHP %DVHG
,PSHPHQWDWLRQ
RQ *,6

<DQJ =DLKXD /L )HQJTXDQ

;L
DQ ,QWHUQDWLRQDO 8QLYHUVLW\ RI LQVWLWXWH WHFKQRORJ\ ;L
DQ 6KDDQ[L  &KLQD
OLIHQJTXDQ#FRP

$EVWUDFW²7KLV SDSHU VWXGLHV KRZ HIIHFWLYH O\ DSSO

HIIHFWLYHO\ \ WKH
DSSO\ GHVLJQHG WR FRPSOHWH DQ HVWDWH PDQDJHPHQW LQIRUPDWLRQ
*HRJUDSKLF ,QIRUPDWLRQ 6\VWHP *,6 WR WKH &KLQHVH FLW\ V\VWHP EDVHG RQ *,6 $W SUHVHQW &KLQD
V XUEDQ UHDO HVWDWH
SURSHUW\ PDQDJHPHQW LQ RUGHU WR UHVHDUFK DQG GHYHORS WKH PDQDJHPHQW EXVLQHVV LQFOXGLQJ KRXVLQJ VXUYH\LQJ
UHDO HVWDWH PDQDJHPHQW LQIRUPDWLRQ V\VWHP DQG KHOS PDQDJHPHQW KRXVLQJ PDSSLQJ PDQDJHPHQW KRXVLQJ
JRYHUQPHQW FRQGXFW PDQDJH PHQW
PHQW %DVHG RQ $UF*,6
PDQDJHPHQW PDUNHW PDQDJHPHQW KRXVLQJ WUDQVDFWLRQ PDQDJHPHQW
V\VWHPV DQG GDWDEDVHV OLJKWZHLJKW HPEHGGHG ZRUNIORZ HQJLQH KRXVLQJ SURSHUW\ PDQDJHPHQW KRXVLQJ PRUWJDJH
DSSO\LQJ PXOWLOD\HUHG DUFKLWHFWXUH PL[HG RI % 6 DQG &6 PDQDJHPHQW UHQWDO KRXVLQJ PDQDJHPHQW KRXVLQJ SURSHUW\
XQLILHV KRXVLQJ EXVLQHVV GDWD SURSHUW\ *,6 GDWD SURSHUW\ PDLQWHQDQFH IXQGV PDQDJHPHQW DQG VR RQ +RXVLQJ
PDSSLQJ GDWD ILOH VFDQQHG LPDJHV DQG RWKHU GDWD RQ WKH VDPH
PDQDJHPHQW LQIRUPDWLRQ FRQWDLQV KRXVLQJ JHRVSDWLDO
GDWDEDVH SODWIRUP ZKLFK LV FDSDEOH RI FRQGXFWLQJ D QXPEHU
RI XUEDQ KRXVLQJ PDQDJHPHQW LQFOXGLQJ *,6 LQIRUPDWLRQ
LQIRUPDWLRQ WKH QDWXUDO DWWULEXWH LQIRUPDWLRQ DQG VRFLDO DQG
SURSHUW\ WUDQVDFWLRQV DQG PDLQWHQDQFH 7KH V\VWHP
KRXVLQJ SURSHUW\ KXPDQ LQIRUPDWLRQ ZKLFK LV PDLQO\ IURP WKH GHSDUWPHQW RI
KDV EHHQ WHVWHG LQ ;L
DQ &KLQD ZLWK JRRG HIIHFW KRXVLQJ PDQDJHPHQW +RZ WR FRPELQH WKHVH UHDO HVWDWH
EXVLQHVVHV ZLWK *,6 WHFKQRORJ\ WDNLQJ IXOO\ DGYDQWDJHV RI
.H\ZRUGV5HDO (VWDWH 0DQDJHPHQW 6\VWHP *HRJUDSKLF
.H\ZRUGV5HDO *,6 LQ *HRJUDSKLF ,QIRUPDWLRQ GLUHFWLRQ KDV EHFRPH D
,QIRUPDWLRQ 6\VWHP *,6 $UF *,6
, ,1752'8&7,21
5HDO HVWDWH PDQDJHPHQW LV DQ LPSRUWDQW IXQFWLRQ RI
JRYHUQPHQW DGPLQLVWUDWLRQ DQG WKH OHYHO RI UHDO HVWDWH
PDQDJHPHQW DQG VHUYLFH LV QRW RQO\ DQ LPSRUWDQW V\PERO WR
PHDVXUH WKH OHYHO RI VRFLRHFRQRPLF GHYHORSPHQW RI D FLW\
EXW DOVR DQ LPSRUWDQW DVSHFW WR UHIOHFW WKH SHUIRUPDQFHV RI
JRYHUQPHQWDO IXQFWLRQV DQG WKH TXDOLW\ RI SXEOLF VHUYLFHV
(VWDEOLVKLQJ D VRXQG HVWDWH PDQDJHPHQW LQIRUPDWLRQ V\VWHP
LV DQ LPSRUWDQW IRXQGDWLRQ WR IXUWKHU VWUHQJWKHQ WKH
VXSHUYLVLRQ RI WKH UHDO HVWDWH PDUNHW 7KH LQWURGXFWLRQ RI
*,6 WR (VWDWH 0DQDJHPHQW ,QIRUPDWLRQ 6\VWHP PDNHV LW QRW
RQO\ PDQLIHVW WKH IHDWXUHV RI PDQDJHPHQW LQIRUPDWLRQ
V\VWHP PRUH LPSRUWDQWO\ LWV VWRUHG LQIRUPDWLRQ XVLQJ
JHRFRGLQJ ZKLFK RUJDQLFDOO\ FRPELQHG KRXVLQJ JHRVSDWLDO
DWWULEXWHV QDWXUDO DWWULEXWHV VRFLDO DQG KXPDQ DWWULEXWHV
SURSRVHG D QHZ PDQDJHPHQW FRQFHSW IRU UHDO HVWDWH
PDQDJHPHQW ZKLFK PDNHV WKH SURSHUW\ PDQDJHPHQW WRZDUG
VFLHQWLILF QRUPV DQG LQWHOOLJHQW GLUHFWLRQ WR IRUP D PXOWL
OHYHO QHWZRUNLQJ DXWRPDWLRQ DQG PRGHUQL]DWLRQ RI UHDO
>@
PDMRU GLIILFXOW\ DQG IRFXV RI WKH ZRUN %DVHG RQ LQGHSWK
DQDO\VLV DQG UHVHDUFK RQ XUEDQ UHDO HVWDWH PDQDJHPHQW
EXVLQHVV SURFHVVHV VSDWLDO GDWD PRGHOV HDUO\ ZDUQLQJ DQG
IRUHFDVWLQJ DQDO\VLV PRGHO DLPLQJ DW WKH SUREOHPV RI WKH
XUEDQ HVWDWH PDQDJHPHQW LQIRUPDWLRQ V\VWHP WKLV SDSHU
UHVHDUFK DQG GHYHORS WKH XUEDQ UHDO HVWDWH RQ WKH EDVLV RI
$UF*,6 JHRJUDSKLF LQIRUPDWLRQ V\VWHP WR DFKLHYH IXQFWLRQV
OLNH WKH GD\WRGD\ EXVLQHVV RI UHDO HVWDWH PDQDJHPHQW
TXHU\ VWDWLVWLFV DQG DQDO\VLV DQG SURYLGH WKH DVVLVWLYH
GHFLVLRQPDNLQJ VXSSRUW IRU WKH UHDO HVWDWH PDQDJHPHQW
GHSDUWPHQW
 0DLQ 'HPDQG $QDO\VLV RI WKH 6\VWHP
 &KDUDFWHULVWLFV EDVHG RQ WKH *,6 (VWDWH 0DQDJHPHQW
,QIRUPDWLRQ 6\VWHP
(VWDWH 0DQDJHPHQW ,QIRUPDWLRQ 6\VWHP LV WKH
LQIRUPDWLRQ SODWIRUP IRU UHDO HVWDWH PDQDJHPHQW
GHSDUWPHQWV DQG WKH FRPSXWHU QHWZRUN PDQDJHPHQW
LQIRUPDWLRQ V\VWHPV ZKLFK WDNHV EXVLQHVV SURFHVVHV DV WKH
PDLQ OLQH DQG GDWD DV IRXQGDWLRQ WDVN DV GULYH ,W WHFKQLFDOO\
DFFRPSOLVKHG KLJKO\ LQWHJUDWLRQ RI 0,6 &$' 2$ DQG *,6
DQG DFKLHYHG WKH UHDO HVWDWH EXVLQHVV LQWHJUDWLRQ GLJLWL]DWLRQ
DQG LQIRUPDWLRQ WHFKQRORJ\ LQ PDQDJHPHQW
HVWDWH PDQDJHPHQW V\VWHP  7KHUHIRUH WKH UHVHDUFK 'DWD VSDFH IHDWXUHV
GHYHORSPHQW DQG XWLOL]DWLRQ RI UHDO HVWDWH *,6 V\VWHP QRW
RQO\ LV FRQGXFLYH WR WKH VFLHQWLILF RU LQIRUPDWLRQ
PDQDJHPHQW RI XUEDQ UHDO HVWDWH EXW DOVR LV RI JUHDW
VLJQLILFDQFH WR GHYHORS UHDVRQDEOH DQG HIIHFWLYH UHDO HVWDWH
SROLF\ DQG WKH SURPRWLRQ RI VRFLRHFRQRPLF GHYHORSPHQW
7KH V\VWHP WDNHV EXVLQHVV SURFHVVHV DV WKH SULQFLSDO
OLQH DQG FRPELQHV JUDSKLFV LPDJHV DWWULEXWH GDWD DQG
RSHUDWLRQV WRJHWKHU WR FUHDWH D FHQWUDOL]HG QHWZRUN
PDQDJHPHQW LQIRUPDWLRQ V\VWHP GULYHQ E\ GDWD DQG WDVN
ZLWK WKH LQWHJUDWLRQ RI JUDSK WH[W DQG WDEOHV
DQG *,6 KDV QRZ EHFRPH WKH RQO\ ZD\ IRU WKH GHYHORSPHQW
RI PDQDJHPHQW LQIRUPDWLRQ V\VWHPV LQ XUEDQ UHDO HVWDWH
,, 0 $,1 &217(17
7KLV SURMHFW H[SORUHV KRZ *,6 KDQGOH VHDPOHVV
FRPELQDWLRQ ZLWK FLW\ UHDO HVWDWH EXVLQHVV RI &KLQD
978-0-7695-5016-9/13 $26.00 © 2013 IEEE
DOI 10.1109/ICDMA.2013.96
7LPH VHTXHQFH H[LVWV LQ DQ\ UHDO HVWDWH PDQDJHPHQW
LQIRUPDWLRQ DQG KRXVLQJ DQG LWV HOHPHQWV DUH DOZD\V
FKDQJLQJ $V LQIRUPDWLRQ WHFKQRORJ\ VHUYLFHV IRU WKH
PDQDJHPHQW DQG DQDO\VLV RI UHDO HVWDWH KDYH WR DGDSW WR WKH
FKDUDFWHULVWLFV RI WKH G\QDPLF FKDQJHV ZLWK WKH DELOLW\ WR
UDSLG LQIRUPDWLRQ DFFHVV DQG XSGDWH UHVSRQG TXLFNO\ WR
409
XUEDQ PDQDJHPHQW WR SURYLGH PHDQV ZKHQ SURFHHGLQJ D
FRPSUHKHQVLYH DQDO\VLV RI WLPH VHTXHQFH RI 5HDO (VWDWH
,QIRUPDWLRQ
7KH GDWD REMHFW VHUYLFHV DUH YHU\ H[WHQVLYH $Q\ RQH
XQLW RU IXQFWLRQDO GHSDUWPHQWV UHODWHG WR KRXVLQJ
LQIRUPDWLRQ ZLOO EH WKH VHUYLFH WDUJHWV RI (VWDWH
0DQDJHPHQW ,QIRUPDWLRQ 6\VWHP
5HDO HVWDWH LQIRUPDWLRQ LV WKH IRXQGDWLRQ RI WKH FLW\
PDQDJHPHQW LQIRUPDWLRQ ZKLFK VXSSRUWV WKH JRYHUQPHQW¶V
GHFLVLRQPDNLQJ DQG SODQQLQJ LQ XUEDQ FRQVWUXFWLRQ DQG VR
RQ VR LW UHTXLUHV UHDO HVWDWH LQIRUPDWLRQ V\VWHPV DQG
GDWDEDVHV WR EH ZHOO FRPSDWLEOH DQG RSHQ
 'HVLJQ UHTXLUHPHQWV EDVHG RQ WKH LQWHJUDWLRQ RI
*,6 (VWDWH 0DQDJHPHQW ,QIRUPDWLRQ 6\VWHP
7KH GHVLJQ RI WKH LQWHJUDWLRQ RI *,6 5HDO (VWDWH
,QIRUPDWLRQ 6\VWHP VKRXOG EH IXOO\ FRQVLGHUHG IURP WKH IRXU )LJXUH  5HDO (VWDWH 0DQDJHPHQW ,QIRUPDWLRQ 6\VWHP )UDPHZRUN
DQJOHV RI WKH GDWD EXVLQHVV WHFKQRORJ\ DQG VHUYLFH
'DWD LQWHJUDWLRQ
'DWD LQWHJUDWLRQ LV DOO WKH GDWD WKDW UHODWHG WR UHDO HVWDWH
PDQDJHPHQW VXFK DV WKH KRXVLQJ EXVLQHVV GDWD UHDO HVWDWH
*,6 GDWD SURSHUW\ PDSSLQJ GDWD ILOHV VFDQQHG LPDJHV
XQLILHG LQ WKH VDPH GDWDEDVH SODWIRUP
'DWD LQWHJUDWLRQ SODWIRUP LV WKH FRUH RI WKH 5HDO (VWDWH
0DQDJHPHQW ,QIRUPDWLRQ 6\VWHP ZKLFK SURYLGHV D XQLILHG
GDWDEDVH SODWIRUP RI UHDO HVWDWH VSDFH GDWD DQG DWWULEXWH GDWD
DQG JXDUDQWHHV WKH VKDUH DQG XWLOL]DWLRQ RI LQWHUQDO UHVRXUFHV
DV ZHOO DV FURVVSODWIRUP LQWHUDFWLRQ
%XVLQHVV LQWHJUDWLRQ
%XVLQHVV LQWHJUDWLRQ LV DFKLHYLQJ LQIRUPDWLRQ UHDOWLPH
VKDUH DQG XWLOL]DWLRQ RQ D XQLILHG GDWD SODWIRUP RI WKH UHDO
HVWDWH PDQDJHPHQW EXVLQHVV ,Q DGGLWLRQ WKH V\VWHP FDQ
DFKLHYH LQIRUPDWLRQ IORZ WUDFN DQG WKH SURJUHVV FRQWURO
IXQFWLRQV ZLWK WKH XQLILHG ZRUNIORZ WHFKQRORJ\ ZKHQ
FRQGXFWLQJ EXVLQHVV
$SSOLFDWLRQ VHUYLFH SODWIRUP FRQVLVWV RI WUDQVDFWLRQ
VHUYLFH PHVVDJH VHUYLFH DQG GDWD H[FKDQJH ,W SURYLGHV
WUDQVDFWLRQ VHUYLFHV PHVVDJH VHUYLFHV DQG GDWD H[FKDQJH
VHUYLFHV DPRQJ WKH DSSOLFDWLRQ V\VWHP DQG D XQLILHG GDWD
H[FKDQJH IRUPDWV DQG VSHFLILFDWLRQV
%XVLQHVV SURFHVV SODWIRUP LQFOXGHV  VXEV\VWHPV 7KH\
DUH WKH KRXVLQJ VXUYH\LQJ DQG PDSSLQJ PDQDJHPHQW WKH
7HFKQRORJ\ LQWHJUDWLRQ
7HFKQRORJ\ LQWHJUDWLRQ UHIHUV WR LQ WKH SURFHVV RI
GHVLJQLQJ DQG GHYHORSLQJ WKH V\VWHP EXVLQHVV IXQFWLRQV FDQ
EH IXOO\ LQWHJUDWHG E\ DGRSWLQJ D XQLILHG GHYHORSPHQW
SODWIRUP DQG NH\ WHFKQRORJLHV +RZ WR VHDPOHVVO\ LQWHJUDWH
D YDULHW\ RI KDUGZDUH DQG VRIWZDUH WHFKQRORJLHV LQYROYHG LQ
WKH V\VWHP EXLOGLQJ SURFHVV VXFK DV ZRUNIORZ ;0/ $MD[
*,6 LV RQH RI WKH NH\ IDFWRUV RI WKH V\VWHP
KRXVLQJ PDUNHW PDQDJHPHQW WKH KRXVLQJ WUDQVDFWLRQ
PDQDJHPHQW WKH KRXVLQJ SURSHUW\ PDQDJHPHQW WKH KRXVLQJ
PRUWJDJH PDQDJHPHQW WKH KRXVLQJ UHQWDO PDQDJHPHQW WKH
KRXVLQJ SURSHUW\ DQG PDLQWHQDQFH IXQG PDQDJHPHQW WKH
KRXVLQJ VDIHW\ PDQDJHPHQW DQG WKH KRXVLQJ WHUPLWH
SUHYHQWLRQ PDQDJHPHQW ,W LV GLUHFWO\ IDFHV KRXVLQJ
DXWKRULWLHV DW DOO OHYHOV LQ WKH GDLO\ RIILFH PDQDJHPHQW DQG
VHUYLFHV ,W LV QRW VLPSO\ WKH VXSHUSRVLWLRQ RI WKH DSSOLFDWLRQ
6HUYLFH LQWHJUDWLRQ
6HUYLFH LQWHJUDWLRQ LV WR SURYLGH LQWHJUDWHG LQIRUPDWLRQ
VHUYLFHV IRU LQWHUQDO PDQDJHPHQW GHSDUWPHQWV DQG WKH SXEOLF
IRU LQVWDQFH FDUU\LQJ RXW RQOLQH EXVLQHVV WUDQVDFWLRQ DQG
UHDO HVWDWH LQIRUPDWLRQ UHOHDVH LQ VXSSRUW RI WKH SRUWDO
,,, 6<67(0 '(6,*1 &217(17
 7KH PDLQ IUDPHZRUN IRU WKH GHVLJQ RI WKH V\VWHP
7KH PDLQ IUDPHZRUN RI WKH QHWZRUN LV VKRZQ LQ )LJXUH 
7KH QHWZRUN SODWIRUP LV WKH EDVLV IRU WKH ZKROH V\VWHP
WR H[HFXWH 7KH QHWZRUN SODWIRUP PXVW SRVVHVV WKH
FDSDELOLW\ RI VWRULQJ D ODUJH DPRXQW RI GDWD SURFHVVLQJ WKH
FRPSOH[ GLVWULEXWLRQ GDWD WUDQVPLVVLRQ DQG DFFHVV VHFXULW\
VXSSRUW
7KH EDVLF VRIWZDUH SODWIRUP UHOLHV RQ WKH QHWZRUN
SODWIRUP LQFOXGLQJ VHUYHU RSHUDWLQJ V\VWHPV GDWDEDVH
V\VWHP EXW WR DFKLHYH WKH EXVLQHVV VHFWRU LQIRUPDWLRQ
LQWHJUDWLRQ SODWIRUP WR HQVXUH GDWD FRQVLVWHQF\ DQG WKH
LQWHJULW\ RI WKH DSSOLFDWLRQ IXQFWLRQDOLW\
,QIRUPDWLRQ VHUYLFH SODWIRUP LV EXLOW RQ WKH DSSOLFDWLRQ
SODWIRUP WKURXJK ZHEVLWH ODUJH VFUHHQ DQG RWKHU NLQGV RI
LQWHUDFWLYH WRROV IRU WKH SXEOLF WR SURYLGH ULFK WLPHO\ DQG
WUDQVSDUHQW UHDO HVWDWH LQIRUPDWLRQ LPSURYH WKH TXDOLW\ DQG
OHYHO RI UHDO HVWDWH LQIRUPDWLRQ VHUYLFHV DQG JXLGH SHRSOH¶V
UDWLRQDO FRQVXPSWLRQ DQG LQYHVWPHQW LQ WKH UHDO HVWDWH
EXVLQHVV WKHQ SURYLGH GHFLVLRQPDNLQJ VXSSRUW IRU UHDO
HVWDWH PDQDJHPHQW
 6\VWHP ORJLFDO DUFKLWHFWXUH
&RPELQHG WKH GHVLJQ UHTXLUHPHQWV RI WKH RYHUDOO
VWUXFWXUH WKH V\VWHP DGRSWV D OLJKWZHLJKW HPEHGGHG
ZRUNIORZ HQJLQH EDVHG RQ GDWDEDVH DQG PXOWLWLHU VWUXFWXUH
ZLWK WKH PL[WXUH RI %6 DQG &6
PDQDJHPHQW SODWIRUP *,6 SODWIRUP PDLO VHUYLFH SODWIRUP
DQWLYLUXV VRIWZDUH DQG RWKHU LQIUDVWUXFWXUH VRIWZDUH
SODWIRUPV
'DWD 6HUYLFH /D\HU
7KH GDWD VHUYLFH OD\HU LV PDLQO\ XVHG IRU WKH VWRUDJH DQG
PDQDJHPHQW RI GDWD LQFOXGLQJ SURSHUW\ DWWULEXWH GDWD
VSDWLDO GDWD PDSSLQJ &$' JUDSKLF GDWD DV ZHOO DV YDULRXV
W\SHV RI EXVLQHVV ILOH VFDQ LPDJHV DQG VR RQ
%XVLQHVV LQWHUPHGLDWH OD\HU

410
 7KH EXVLQHVV LQWHUPHGLDWH OD\HU UHIHUV WR VRPH LQWHUIDFHV
FRPSRQHQWV DQG VHUYLFHV IRU GDWD DFFHVV DQG EXVLQHVV ORJLF
UXOHV SURFHVVLQJ LQFOXGLQJ GHILQLWLRQ RI WKH ZRUNIORZ
HQJLQH GDWD DFFHVV LQWHUIDFH *,6 IXQFWLRQDO FRPSRQHQWV
DQG VHFXULW\ DXGLWLQJ VHUYLFHV
FRQWURO QHWZRUN LQWHJUDWLRQ FURVVSODWIRUP RSHUDWLRQ DQG
GDWD VHFXULW\ UHFRYHU\ PHFKDQLVPV DQG RWKHU DVSHFWV WKH
V\VWHP ZLOO HYHQWXDOO\ XVH 2UDFOHJ GDWDEDVH PDQDJHPHQW
SODWIRUP WR VWRUH DQG PDQDJH GDWD
 *,6 SODWIRUP VHOHFWLRQ
6\VWHP SHUIRUPDQFH OD\HU
6\VWHP SHUIRUPDQFH OD\HU LV PDLQO\ XVHG WR UHIOHFW
EXVLQHVV DSSHDUDQFH RI WKH V\VWHP EHFDXVH %6 VWUXFWXUH
SRVVHVVHV WKH DGYDQWDJHV RI VXSSRUWLQJ PXOWLSOH XVHUV HDV\
WR V\VWHP PDLQWHQDQFH DQG XSJUDGHV LW LV PRUH SUDFWLFDO WR
KDQGOH WKH PDLQ EXVLQHVV ZLWK %6 VWUXFWXUH 6RPH FRPSOH[
RSHUDWLRQV VXFK DV V\VWHP PDQDJHPHQW *,6 DQG JUDSKLF
PDLQWHQDQFH RSHUDWH DUH PRUH IOH[LEOH DQG IDVW LQ &6
VWUXFWXUH
7KH V\VWHP XVHV WKH $UF*,6  DV WKH *,6 GHYHORSPHQW
SODWIRUP ,Q -XQH  (65, UHOHDVHG WKH ODWHVW SODWIRUP
SURGXFW $UF*,6  ZKLFK ZDV LPSURYHG DQG XSJUDGHG
PRUH YDVWO\ WKDQ WKH SUHYLRXV YHUVLRQ LQ SURGXFW IHDWXUHV
VWUXFWXUHV RSHUDELOLW\ XVDELOLW\ DQG KHOS ILOHV
7KH FRPSRVLWLRQ DQG GHVLJQ RI WKH SURSHUW\ *,6
GDWDEDVH
 7KH FRPSRVLWLRQ RI WKH UHDO HVWDWH *,6 GDWDEDVH
,Q *,6EDVHG SURSHUW\ PDQDJHPHQW V\VWHP GDWD FDQ EH
8VHU OD\HU
8VHU OD\HU LQFOXGHV SURSHUW\ PDQDJHPHQW EXVLQHVV
RIILFHV DQG XQLWV DV ZHOO DV UHOHYDQW GHSDUWPHQWV DQG XQLWV
VXFK DV WKH GHYHORSPHQW RI HQWHUSULVHV SURSHUW\ FRPSDQLHV
LQWHUPHGLDU\ FRPSDQLHV WKH WD[ GHSDUWPHQW EDQNV DQG VR
RQ
.H\ WHFKQRORJLHV RI WKH V\VWHP
 K\EULG VWUXFWXUH RI %6 DQG &6
5HDO HVWDWH PDQDJHPHQW LQIRUPDWLRQ V\VWHP EDVHG RQ
*,6 VKRXOG DGRSW WKH K\EULG VWUXFWXUH RI &6 DQG %6 &6 LV
PDLQO\ XVHG LQ WKH HGLW RI PDSSLQJ V\VWHP XSGDWH RI VSDWLDO
GDWDEDVHV *,6 DGYDQFHG DQDO\VLV IXQFWLRQV %6 LV PDLQO\
XVHG LQ IURQW GHVN EXVLQHVV PDS VKRZ LQIRUPDWLRQ UHOHDVH
WU\LQJ WR VDWLVI\ D YDULHW\ RI DSSOLFDWLRQ IXQFWLRQ WR PHHW WKH
QHHGV RI GLIIHUHQW XVHUV
V 5HDO
 :RUNIORZEDVHG PDQDJHPHQW
:RUNIORZ PDQDJHPHQW V\VWHP VKRXOG EH DEOH WR SURYLGH
WKUHH IXQFWLRQV VXSSRUW RULJLQDO V\VWHP FRPELQLQJ SURSHUW\ PDSSLQJ ZH FRXOG
GLYLGHG LQWR WZR SDUWVWKH JUDSKLFV GDWD DQG DWWULEXWH GDWD
*UDSKLF GDWD FDQ EH GLYLGHG LQWR EDVLF WRSRJUDSKLF PDSV
IUDPLQJ SODQ VXEPRXQG SODQ LQGLYLGXDO KRXVHKROG
GLYLVLRQ SODQ DQG DHULDO LPDJHU\ %DVLF WRSRJUDSKLF PDS
VLWH SODQ SURSHUW\ SODQ LV VWRUHG LQ DFFRUGDQFH ZLWK WKH
XQLIRUP FRRUGLQDWH WLHUHG ZKHUHDV LQGLYLGXDO KRXVHKROG
GLYLVLRQ SODQ LV VWRUHG LQ DFFRUGDQFH ZLWK WKH ELQDU\ REMHFW
LQ WKH GDWDEDVH 5HO\LQJ RQ WKH GLDJUDP V\PEROV PRXQG
QXPEHUV EORFNV QXPEHUV DQG URRP QXPEHUV DUH
FRUUHVSRQGHG WR IUDPLQJ SODQ VXEWKH YHQWXUL SODQ VWUDWLILHG
WKH LQGLYLGXDO KRXVHKROG SODQV DQG SURSHUW\ WDEOH DWWULEXWH
GDWD $WWULEXWH GDWD LQFOXGHV UHDO HVWDWH EDVH GDWD EXVLQHVV
GDWD DQG VR RQ
5HDO (VWDWH *,6 GDWDEDVH GHVLJQ LGHDV
&RPELQHG ZLWK WKH DFWXDO FRQVWUXFWLRQ RI WKH FLW\
(VWDWH ,QIRUPDWLRQ 6\VWHP WDNLQJ IXOO DGYDQWDJH RI
SURSHUWLHV LQIRUPDWLRQ RI WKH V\VWHP RQ WKH EDVLV RI WKH
(VWDEOLVKPHQW SKDVH IXQFWLRQ ZRUNIORZ SURFHVV DQG HVWDEOLVK WKH UHDO HVWDWH *,6 GDWDEDVH DQG OD\ D VROLG
WKH GHILQLWLRQV RI UHODWHG DFWLYLWLHV DQG PRGHOLQJ FDSDELOLWLHV IRXQGDWLRQ IRU WKH UHDOL]DWLRQ RI WKH UHDO HVWDWH PDQDJHPHQW
DUH WDNHQ LQWR FRQVLGHUDWLRQ LQIRUPDWLRQ V\VWHP EDVHG RQ *,6
&RQWURO IXQFWLRQV RI RSHUDWLRQ SKDVH 7R LPSOHPHQW 7KH PDLQ GHVLJQ LGHD LV DV IROORZV
WKH ZRUNIORZ SURFHVV FRPSOHWH VRUWLQJ DQG VFKHGXOLQJ 7KH FRQVWUXFWLRQ RI UHDO HVWDWH VSDFH IRXQGDWLRQ
IXQFWLRQV RI DFWLYLWLHV LQ HDFK SURFHVV LQ RSHUDWLQJ UHSRVLWRU\
HQYLURQPHQW 7KH HVWDEOLVKPHQW RI WKH DVVRFLDWLRQ EHWZHHQ VSDWLDO
 +XPDQFRPSXWHU LQWHUDFWLRQ IXQFWLRQ LQ RSHUDWLRQ
SKDVH 7R DFKLHYH LQWHUDFWLRQ EHWZHHQ XVHU DQG DSSOLFDWLRQ
WRROV GXULQJ WKH H[HFXWLRQ RI D YDULHW\ RI DFWLYLWLHV
,9 6<67(0 '(9(/230(17 $&+,(9(0(176
 6\VWHP GHYHORSPHQW HQYLURQPHQW
6\VWHP VRIWZDUH DQG GHYHORSPHQW WRROV
7DNLQJ LQWR DFFRXQW WKH V\VWHP XVHV %6EDVHG
VXSSOHPHQWHG E\ WKH &6 DUFKLWHFWXUH EXVLQHVV V\VWHPV
GDWD DQG DWWULEXWH GDWD RI SURSHUW\
 6WRUDJH DQG PDQDJHPHQW RI VSDWLDO GDWD
)RU WKLV SURMHFW LW LV D EHWWHU VROXWLRQ WR XVH WKH
DGYDQWDJHV RI ODUJHVFDOH FRPPHUFLDO GDWDEDVHV WR DFKLHYH
LQWHJUDWHG PDQDJHPHQW RI VSDWLDO GDWD DQG DWWULEXWH GDWD DQG
WKH XVH RI GDWDEDVH WHFKQRORJ\ LV PXFK HDVLHU WR LPSOHPHQW
WKH IXQFWLRQV RI GLVWULEXWHG VWUXFWXUH PXOWLVRXUFH GDWDEDVH
FRQQHFWLYLW\ DQG PXOWLXVHU FRQFXUUHQW ,Q WKH 6\VWHP
FRQVWUXFWLRQ 2UDFOH* LV XVHG WR DFKLHYH WKH XQLILHG
PDLQO\ XVHV 0LFURVRIW 0LFURVRIW 9LVXDO 6WXGLR1(7  PDQDJHPHQW RI VSDWLDO GDWD DQG DWWULEXWH GDWD
GHYHORSPHQW SODWIRUP SDUW RI WKH $FWLYH; SOXJLQ DQG SDUW  6\VWHP GHYHORSPHQW LQWHUIDFH
RI WKH PDQDJHPHQW PRGXOH XVLQJ %RUODQG
V 'HOSKLDV DV D 6\VWHP GHYHORSPHQW LQWHUIDFH LV VKRZQ LQ )LJXUH  WR
GHYHORSPHQW SODWIRUP )LJXUH 
'DWD PDQDJHPHQW VRIWZDUH DQG GDWD DFFHVV WHFKQRORJ\
6SDWLDO GDWD LV WKH EORRG RI *,6 WKH TXDOLW\ RI VSDWLDO
GDWD PDQDJHPHQW ZLOO GLUHFWO\ DIIHFW WKH OHYHO RI TXDOLW\ RI
WKH *,6 V\VWHP7DNLQJ LQWR DFFRXQW WKH SUREOHP RI WKH VKDUH
RI WKH JUDSKLFV GDWD DQG DWWULEXWH GDWD GLVWULEXWHG SURFHVVLQJ
QHWZRUN FRPPXQLFDWLRQ RSHQ GHYHORSPHQW FRQFXUUHQF\

411
 *,6EDVHG UHDO HVWDWH PDQDJHPHQW LQIRUPDWLRQ V\VWHP
FRQVWUXFWLRQ LV ODUJH DQG FRPSOH[ V\VWHP HQJLQHHULQJ 'XH
WR WKH ZLGH FRYHUDJH RI WKH UHDO HVWDWH EXVLQHVV DQG VKRUW
FRQVWUXFWLRQ WLPH PDMRU EXVLQHVV IXQFWLRQ PRGXOHV DQG SDUW
RI WKH VWDWLVWLFDO DQDO\VLV IXQFWLRQV DUH SUHOLPLQDULO\
DFKLHYHG EXW WKH SRZHUIXO VSDWLDO DQDO\VLV PXOWLHOHPHQW
DQDO\VLV DQG G\QDPLF SUHGLFWLRQ FDSDELOLW\ RI *,6 KDV QRW
EHHQ IXOO\ UHDOL]HG )XWXUHGHSWK DSSOLFDWLRQ RI *,6 LQ UHDO
HVWDWH PDQDJHPHQW FRXOG EH FRQGXFWHG LQ WKH IROORZLQJ
DUHDV IRU IXUWKHU UHVHDUFK
)LJXUH  9HFWRU PDS RI WKH VDPH DUHD
/HDUQ PRUH DERXW WKH UHDO HVWDWH PDQDJHPHQW
UHTXLUHPHQWV FRPELQHG ZLWK WKH FKDUDFWHULVWLFV RI WKH
GLJLWDO FLW\ PDQDJHPHQW DQG PDNH HVWDWH PDQDJHPHQW
LQIRUPDWLRQ V\VWHP IXQFWLRQ EDVHG RQ *,6 PRUH SHUIHFW
PRUH FRQYHQLHQW WR RSHUDWH
6WXG\ RQ LQGLFDWRUV RI HDUO\ ZDUQLQJ DQG IRUHFDVW
V\VWHP LQ WKH UHDO HVWDWH PDUNHW 7KH VHOHFWLRQ DQG
SUHSDUDWLRQ RI WKH LQGH[ V\VWHP LV D FRPSOH[ V\VWHP
HQJLQHHULQJ ZKLFK GHWHUPLQHV WKH TXDOLW\ RI WKH UHVXOWV RI
WKH GHFLVLRQ DQDO\VLV $SSURSULDWH VHOHFWLRQ RI LQGLFDWRUV DQG
WKH SUHSDUDWLRQ RI WKH LQGH[ V\VWHP FRXOG QRW RQO\ SURSHUO\
HYDOXDWH WKH VWDWH RI WKH FXUUHQW UHDO HVWDWH HFRQRP\ UXQ EXW
DOVR DFFXUDWHO\ SUHGLFW WKH IXWXUH GHYHORSPHQW WUHQG RI WKH
UHDO HVWDWH PDUNHW DQG WLPHO\ PDQQHU WR UHIOHFW WKH
UHJXODWRU\ HIIHFWV RI WKH UHDO HVWDWH HFRQRP\
'LVWULEXWHG *,6 WHFKQRORJ\ DSSOLFDWLRQV LQ WKH UHDO
HVWDWH PDQDJHPHQW )RU WKH GLVWULEXWHG SURSHUW\
PDQDJHPHQW GHSDUWPHQW GLVWULEXWHG *,6 WHFKQRORJ\ LV WKH
)LJXUH  (VWDWH WDEOH DQG +RXVLQJ UHJLVWUDWLRQ TXHULHV
QH[W UHVHDUFK IRFXV
5()(5(1&(6
>@ <XH /L ³*HRJUDSKLF ,QIRUPDWLRQ 6\VWHPV *,6 DSSOLFDWLRQV LQ WKH
UHDO HVWDWH PDQDJHPHQW´
KWWSFLRFFLGQHWFRPDUWBKWPO
>@ ³*HRJUDSKLF ,QIRUPDWLRQ 6\VWHP *,6 2YHUYLHZ´
ZZZJLVFKLQDFRQO
>@ *DQJ &KHQ *XRTLQJ <DQ 'LJLWDO &LW\7KHRU\ DQG 3UDFWLFH
=KHMLDQJ =KHMLDQJ 8QLYHUVLW\ 3UHVV 
>@ 6KXSHQJ &KHQ ,QWURGXFWLRQ WR *HRJUDSKLF ,QIRUPDWLRQ 6\VWHPV
%HLMLQJ 6FLHQFH 3UHVV 
>@ ;LDQJQDQ /LX )DQJ +XDQJ 3LQJ :DQJ *,6 6SDWLDO $QDO\VLV
3ULQFLSOHV DQG 0HWKRGV%HLMLQJ 6FLHQFH 3UHVV 
>@ 5HDO HVWDWH PDUNHW LQIRUPDWLRQ V\VWHP FRQVWUXFWLRQ ZRUN
RXWOLQH,PSOHPHQWDWLRQ(VWDEOLVK DQG RSHUDWH KRXVLQJ >@ 1R

)LJXUH  (VWDWH SODQ RXWSXW
>@ 'HKXD /L &KHQJ :DQJ $SSOLFDWLRQ VHUYLFH SODWIRUP IUDPHZRUN
EDVHG RQ JULG GLJLWDO FLW\ +XD]KRQJ 6FLHQFH DQG 7HFKQRORJ\
8QLYHUVLW\ OHDUQHG MRXUQDO   a
>@ +DLTLQ -LDQJ *XRQLDQ <DQ :HQPLQJ -LDQJ 5HDO (VWDWH
0DQDJHPHQW ,QIRUPDWLRQ 6\VWHP %HLMLQJ 6FLHQFH 3UHVV 
>@ KWWSKLEDLGXFRP[LDR\DQ]L\XEORJLWHPGDIHGIGHH
FKWPO
>@ 3LQJ &KHQ ³5HO\LQJ RQ WKH 'LJLWDO &LW\ WHFKQRORJ\ WR FUHDWH D QHZ
PRGHO RI XUEDQ PDQDJHPHQW´ :RUN 6WXG\  a
>@ ;LDRJXDQJ <DQ *HRVSDWLDO ,QIRUPDWLRQ 6XUYH\LQJ DQG 0DSSLQJ
6XUYH\ ,QVWLWXWH RI +HLORQJMLDQJ 3URYLQFH  

)LJXUH  %XVLQHVV $QDO\VLV

412