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Abstract
Background: Non-nutritive sucking habits may adversely affect the orofacial complex. This systematic literature
review aimed to find scientific evidence on the effect of pacifier sucking on orofacial structures.
Methods: A search on MEDLINE, EMBASE, Cochrane Central Register of Controlled Trials, and Web of Science
databases was conducted to find all pertinent articles published from inception until February 2018, based on the
Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines. The quality of the studies
was evaluated using the risk of bias judgements in non-randomized studies of interventions (ROBINS-I).
Results: Among the 2288 articles found, 17 articles met the selection criteria: seven prospective cohort studies, nine
cross-sectional studies, and one randomized clinical trial. Using ROBINS-I, 12 studies were evaluated to have a
serious overall risk of bias and five, a moderate one.
These studies claimed a strong association between a pacifier sucking habit and the presence of an anterior open
bite and posterior crossbite. Functional/orthodontic pacifiers were shown to cause significantly less open bites than
the conventional ones.
Conclusions: High level of evidence of the effect of sucking habits on orofacial structures is missing. The available
studies show severe or moderate risk of bias; hence, the findings in the literature need to be very carefully evaluated.
There is moderate evidence that the use of pacifier is associated with anterior open bite and posterior crossbite, thus
affecting the harmonious development of orofacial structures.
Functional/orthodontic pacifiers reduce the prevalence of open bite when compared to the conventional ones, but
evidence is needed concerning the effects on posterior crossbite. Well-designed randomized controlled trials are
needed to further analyze the effects of functional/orthodontic and conventional pacifiers on orofacial structures.
Keywords: Malocclusion, Pacifier, Non-nutritive sucking habits, Orofacial structures, Overjet, Open bite, Posterior
crossbite, Systematic review
Background Pacifiers were cited for the first time in medical litera-
The use of pacifiers is widespread among babies and chil- ture in 1473, being described by German physician
dren throughout the world. Pacifiers are frequently used Bartholomäus Metlinger in his book “Kinderbüchlein,”
to calm crying babies, to increase the well-being of the retitled on later editions as “Ein Regiment der jungen
parents and babies, and to prevent thumb or finger suck- Kinder” (“A Guide on Young Children”) [4]. Pacifiers
ing [1, 2]. The use of pacifiers in some developed coun- consist of a latex or silicone nipple with a firm plastic
tries is so culturally established that the prevalence is up shield and handle and are available in different forms
to 42.5% in young children by the age of 12 months [3]. and sizes. There are many types of pacifiers such as the
Pacifier sucking is a common non-nutritive habit and has conventional pacifier NUK® [5], the functional pacifier
received considerable attention over many years [1, 2]. Dentistar® [6], and the orthodontic pacifier Curaprox
Baby® [7]. However, a proper definition for a functional
or orthodontic pacifier is missing.
According to non-randomized studies, the use of conven-
* Correspondence: carlalberta.verna@unibas.ch
Department of Orthodontics and Pediatric Dentistry, University Center for tional pacifiers may impair the development of orofacial
Dental Medicine Basel, Hebelstrasse 3, 4056 Basel, Switzerland
© The Author(s). 2018 Open Access This article is distributed under the terms of the Creative Commons Attribution 4.0
International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and
reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to
the Creative Commons license, and indicate if changes were made.
Schmid et al. Progress in Orthodontics (2018) 19:8 Page 2 of 11
structures, cause infections, shorten the duration of breast- checked for cross references. The remaining articles
feeding, and produce dental malocclusions [2, 8, 9]. were evaluated by reading the full text independently.
The effects of the use of pacifiers is duration and
frequency dependent [10]. Selection criteria
However, the use of pacifiers has been described as The types of studies intended to be included in the search
having a protective effect against Sudden Infant Death comprised randomized controlled trials (RCTs), cohort
Syndrome [2, 3], but the level of evidence is very low [9], studies, intervention studies, case-control studies, and
since no RCTs are available that has reliably tested the cross-sectional studies. No language restrictions were ap-
above mentioned hypothesis [11]. plied in this search. The minimum number of participants
Pacifiers designed to cause less side effects, the so-called in the relevant subgroups of the study population was 30.
orthodontic pacifiers, have been introduced into the mar- There were no limitations on the date of publication or
ket [12–15] or have been used to correct an already exist- the place where the studies were carried out.
ing pacifier-associated open bite and increased overjet
[16]. A systematic review comparing conventional and Type of participants
orthodontic nipples could not show significant differences The participants of the reviewed articles included healthy
on their effects on the stomatognathic system [9]. How- babies and children who only had a pacifier sucking habit.
ever, a recent randomized controlled trial has shown that The studies including subjects with craniofacial anomalies
a thin neck nipple reduces the occurrence of anterior open (e.g., cleft lip and palate), systemic diseases, or older
bite and increased overjet [16]. infants undergoing or having had previous orthodontic
The purpose of this study was to systematically review treatment were excluded from this review.
the evidence of the scientific literature on the effects of
pacifier sucking on orofacial structures, including the Type of intervention
evidence of differences between orthodontic and con- The studies which analyzed pacifier sucking effects on
ventional pacifiers. orofacial structures were included.
digital or object sucking), selection of participants into the Risk of bias of included studies
study, classification of interventions, deviations from The risk of bias judgements in ROBINS-I including pre-,
intended intervention, missing data, measurement of out- at-, and post-intervention domains are depicted in
comes, and selection of the reported results [21]. Table 2. Eleven non-randomized studies were evaluated
The reviewers ranked independently each included to have an overall serious risk of bias, and four non-
study and resolved any disagreement by reciprocal randomized studies and one RTC study had a moderate
consulting. overall risk of bias.
2010 [24] study, Sweden habits canine relationship (> 4 mm): 28%***, class II canine overjet (> 4 mm): 4%,
relationship: 34%*** class II canine
relationship: 2%
Duncan et al., Prospective 867 0–61 months of age 31, 43, and 61 No sucking AOB, PCB, spaced labial Pacifier sucking at 15 months: No data in paper
2008 [10] cohort study, (questionnaire after 15, habits segment presence of AOB at 31, 43, and
Great Britain 24, and 36 months of 61 months**, presence of PCB at
age, clinical examination 31, 43, and 61 months***, spaced
after 31, 43, and upper labial segment at 61 months***,
61 months of age) spaced lower labial
segment at 31 months***
Pacifier sucking at 24 months: presence
of AOB at 31, 43, and 61 months***,
presence of PCB at 31, 43, and 61 months***,
alignment of the upper labial segment at
43 and 61 months**, alignment of the
lower labial segment at 31 months***
Pacifier sucking at 36 months:
presence of AOB at 43 and 61 months***,
presence of PCB at 43 and 61 months ***,
alignment of the upper labial segment at
61 months***, alignment of the lower
labial segment at 43 months***
Facciolli Hebling Cross-sectional 728 No 60 No pacifier AOB, PCB AOB: 81.5%***, PCB: 27.1*** AOB: 11.85%,
et al., 2008 [25] study, Brazil sucking habits PCB: 13.73%
Katz and Prospective 305 1 year At the No sucking AOB AOB: 72% of the AOB group was pacifier AOB: 16% of the AOB
Rosenblatt, cohort study, beginning habits sucking (initial examination) and 59% in the group had no sucking
2005 [26] Brazil average age: final examination* habits (initial
48 ± 5 examination) and 23%
in the final examination
Lagana et al., Cross-sectional 2617 No 84–180 No control Molar and canine Molar and canine relationship: no statistically
2013 [27] study, Albania group relationship significant correlation
Lima et al., Prospective 220 Birth up to the age of 24–36 No pacifier AOB, PCB, overjet, molar AOB: 96.3%**, PCB: 88.9%*, overjet (> 2 mm): AOB: 3.7%, PCB: 11.1%,
2016 [15] cohort study, 29 ± 2 months; T1: birth, (29 ± 2) sucking habits and canine relationship, 67.5%***, distal step of primary molar: overjet (> 2 mm):
Brazil T2: questionnaire after deep overbite 77.8%***, mesial step of primary molar: 32.5%, distal step of
12–24 months, T3: 6%***, flush: 85.7%***, deep overbite: primary molar: 22.2%,
clinical examination at 77.8%*** mesial step of primary
Page 4 of 11
372 54–60
Table 1 Summary of characteristics and results of the included studies (Continued)
Study, year Study Sample Follow-up Age range Characteristics Examined orofacial Results: Pacifier group Results: Control group
design, size (mean ± SD) of the control structures
country in months group
Warren and Prospective Birth until 5 years No control AOB, PCB, overjet, molar AOB: 24–36 months pacifier sucking: lower
Bishara, 2002 [32] cohort study, (questionnaire after 3, 6, group and canine relationship, prevalence than < 12 months**, PCB: 24–36
USA 9, 12, 20, and vertical overbite, months had a higher prevalence of PCB
24 months of age, after arch width than ≤24 months**, overjet (≥4 mm):
that yearly, clinical 24–36 months pacifier sucking: lower
examination: 54– prevalence than < 12 months, class II canine
60 months age) relationship: 24–36 months pacifier sucking:
slightly higher prevalence than < 12 months,
arch width and depths measurements: only
small differences between < 12 months and
12–36 months pacifier sucking, vertical
overbite (mm): not statistically significant
between pacifier sucking less than
12 months, 12 to 24 months, and 24 to
36 months.
Schmid et al. Progress in Orthodontics (2018) 19:8
Zimmer et al., Prospective 121 0–26 months 16 ± 4 No pacifier AOB, overjet AOB: NUK-group: 38%***, Dentistar group: AOB: 0%, overjet:
2011 [13] cohort study, sucking habit 5%, overjet (mm): NUK-group: 1.7 ± 1.4, 1 ± 1 mm
Germany Dentistar group: 1.3 ± 1.0
Zimmer et al., Prospective 121 12 months 20–36 No pacifier AOB, overjet, molar and AOB: NUK-group: 50%, Dentistar group: 6.7%, AOB: 0%, increased
2016 [14] cohort study, sucking habit canine relationship, increased overjet: NUK-group: 19%, Dentistar overjet: 5.9%, class II
Germany deep overbite group: 31.1%**, class II primary canine and primary canine and
molar relationship: NUK-group: 11.1%, Dentistar molar relationship:
group: 4.8%, deep overbite: NUK-group: 2.4%, 2.9%, deep overbite:
Dentistar group: 6.7%, 8.9%
AOB anterior open bite, PCB posterior crossbite, NSW normal swallow, TTS tongue-thrust swallow, TAS teeth-apart swallow
*p < 0.05; **p < 0.01; ***p < 0.001
Page 6 of 11
Schmid et al. Progress in Orthodontics (2018) 19:8 Page 7 of 11
According to Dimberg et al., 17% of the children who associated with a pacifier sucking habit at 12, 18, and
used a pacifier during the day had a posterior crossbite, 30 months after birth [3]. Lima et al. found that the
compared to 23% of the children who used it at night prevalence of overjet (> 2 mm) was higher in children
and 31% of the children who used the pacifier during with a pacifier sucking habit (67.5%) than in children
both day and night [24]. who did not use a pacifier (35.5%) [15]. Other studies
also found an association between pacifier sucking and
Effects of pacifier on overjet increased overjet [13, 28, 32].
Studies with severe and moderate risk of bias have
shown that the prevalence of overjet is increased in
children using a pacifier when compared with children Effects of pacifier on molar and canine relationships
who do not use a pacifier. Dimberg et al. found that A distal molar and canine relationship was found in pa-
an overjet of more than 4 mm was present in 28% of tients using a pacifier [12, 15, 24, 28]. Adair et al. and
the pacifier users, compared with only 4% of children Dimberg et al. showed that distal molar and canine rela-
without any sucking habits [24]. Adair et al. reported tionship had a statistically significant higher occurrence
that pacifier users had a higher average overjet of in patients using a pacifier than in children without
4 mm (20%) than the group without a pacifier sucking using one [12, 15], whereas two studies have not found
habit (10.2%) [12]. A higher prevalence of overjet was any strong association [14, 32].
Schmid et al. Progress in Orthodontics (2018) 19:8 Page 8 of 11
We focused specifically on the influence of pacifiers on overjet [16]. The effect of the nipple on the trans-
orofacial structures, since the so-called functional/ortho- verse dimension was assessed by Adair and Lima et
dontic pacifiers seem to be a promising tool to limit their al. who found that the functional/orthodontic pacifiers
negative influence on the occlusion [7, 13, 14, 16]. under investigation do not induce less posterior cross-
However, the lack of sufficient number and quality of bites than the conventional ones [12, 15].
randomized clinical trials on the effect of pacifiers on the The duration and frequency of pacifier sucking was
occlusion weakens the evidence. On the other hand, it has not examined in all the studies, although playing a role
to be taken into consideration that well-designed ran- in the developing of malocclusions [10, 23, 31, 32]. The
domized clinical trials might raise ethical concerns data regarding the duration often relies on the informa-
and interactions with other factors may make the tion provided by parents or guardians, and therefore, the
control of concomitant variables difficult [34]. The uniformity of data collection could be affected. Tools
only systematic literature review available on the dif- able to quantify the duration of pacifier use should be
ference between conventional and orthodontic nipples developed in order to properly control the time factor
was not able to draw any conclusion due to the low on the generation of malocclusion traits.
level of evidence of the available studies [9]. However, Different studies disagreed on the correlation between
Wagner and Heinrich-Weltzien have recently shown pacifier use and increased overjet [3, 12, 13, 15, 24, 28, 32],
in a randomized clinical trial that a thin neck nipple and the majority of them showed a serious overall
reduces the occurrence of open bite and increased risk of bias.
Schmid et al. Progress in Orthodontics (2018) 19:8 Page 10 of 11