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American Journal of Sociology.
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THE RELATIONSHIP OF LITERATURE AND SOCIETY
MILTON C. ALBRECHT
ABSTRACT
In mosttheories oftherelationship ofliteratureand societyreflection,
influence,
and socialcontrolare
implied.Literatureis interpreted
as reflecting
normsandvalues,as revealing theethosofculture,theproc-
essesofclassstruggle,andcertaintypesofsocial"facts.""Influence" is notstrictly
thereverseofreflection,
sincesocialstabilityand culturalidealsareinvolved.Socialcontrol,however, articulates
closelywithone
versionofreflection,thoughto a limited extentin complex,dynamic societies.
As Muellerpointedoutfifteen yearsago,' at least as old as Plato's conceptof imita-
sociologistsin the UnitedStates have paid tion.4Systematic applicationoftheidea did
littleattentionto literatureand art; they, not appear,however,untilabout a century
likeothersocialscientists, have focusedpri- and a halfago. The "beginning"mightbe
marilyon theinstrumental aspectsofsocial said tobe Madamede Stae's De la litte'rature
life.2Perhapsthisis becausepracticalsocial consideree dans ses rapportsavecles institu-
problemshavegrownso urgent-but,what- tionssociales,6publishedin 1800,in which
everthereason,someinterest in theartshas theauthoroffered a socialand historicalin-
persistedand in recentyearshas increased, terpretation of the literatureof severalna-
howeversporadically.'Ofliterary and social tions.Her outlookwas romanticand idealis-
historiesas well as of morelimitedinvesti- tic,expressedin termsofindividualand so-
gationsthereare,ofcourse,an untoldnum- cialperfectionism. Apparently, thetheoryof
ber.Ourpurposein thispaperis to examine reflection aroseout ofthespiritofnational-
criticallysome of theircharacteristic view- ismspreadingthroughout Europe and from
points and theoreticalassumptions.One the environmentalism of seventeenth-and
hypothesis is thatliterature "reflects" socie- eighteenth-century thinkers.6In general,the
ty; its supposedconverseis thatliterature idea is a manifestation ofa changein man's
influences or "shapes" society.A thirdhy- perspective,crystallizedduringthe nine-
pothesisis thatliterature functions socially teenthcenturyinphilosophies of history,in
to maintainand stabilize,if not to justify the formulation of thetheoryof evolution,
and sanctify, thesocialorder,whichmaybe and in the sociologicalconceptionsof so-
calledthe"social-control" theory. cietiesand theirchangingcharacterthrough
The idea thatliterature reflectssocietyis successiveages.7
I J. H. Mueller,"Is Art the Productof Its Age?" The essentialfunctionof the reflection
Social Forces, XIII (March, 1935), 367-76; "The theorywas to "explain" in social and his-
Folkway of Art," AmericanJournal of Sociology, torical rather than individualterms the
XLIV (September,1938), 222-38. qualityand greatnessof literature, as well
2 Kingsley Davis, Human Society (New York: as its content,style,and forms.In effect, it
Macmillan Co., 1949), p. 392. emphasizedsocialand culturaldeterminism
3 Bibliographiesmay be foundin A. S. Tomars,
4 The Republic,in The Worksof Plato, trans. B.
Introductionto the Sociologyof Art (Mexico City,
1940), pp. 418-21; in H. E. Barnes and H. Becker, Jowett(4 vols. in 1; New York: Dial Press, n.d.),
Contemporary Social Theory(New York: Appleton- II, 378 ff.
CenturyCo., 1940), pp. 889-92; in JamesH. Bar- 5 2 vols.; Paris, 1800. See also De l'Allemagne
nett,Divorceand theAmericanDivorceNovel,1858- (Paris, 1813).
1937 (Philadelphia, 1939), pp. 146 ff.; in Bernard
6Max Lerner and Edwin Mims, Jr., "Litera-
Berelsonand MorrisJanowitz,Public Opinion and
ture," in Encyclopediaof theSocial Sciences (New
Communication (Glencoe,Ill.: Free Press,1950). For
York: Macmillan Co., 1933), IX, 538-39.
many othersourcessee Hugh D. Duncan, "An An-
notated Bibliographyon the Sociology of Litera- 7 Floyd N. House, The Development
of Sociology
ture" (Universityof Chicago thesis,1947). (New York: McGraw-HillBook Co., 1936).
425
426 THE AMERICAN JOURNAL OF SOCIOLOGY
1937), p. 54. Cf. David Daiches, Literatureand So- by Otto Klineberg,TensionsAffecting International
Understanding (New York: Social Science Research
ciety(London: VictorGollancz,1938); IrwinEdman,
Arts and theMan (New York: New AmericanLi- Council, 1950), pp. 49-58.
brary,1949), pp. 122-29; Ruth Benedict,Chrysan- 14 Martha Wolfenstein and Nathan Leites,
themumand theSword (Boston: Houghton Mifflin Movies: A PsychologicalStudy (Glencoe, Ill.: Free
Co., 1946), pp. 100-133; Hortense Powdermaker, Press, 1950), pp. 12-13.
THE RELATIONSHIP OF LITERATURE AND SOCIETY 427
reflected,or, in psychoanalytic terms,that in "race," he was enoughof a positivistto
literaturepresentsa manifestand latent look forwardto the quantification of his
content,as in dreams,both derivedfrom formulaforsuccessfulpredictionof future
stressesin society,and bothgivensymbolic literarytrends.'9
meaning."5 However,as Fearingstates,there Morerecentrepresentatives ofthistradi-
is no indicationas to how makersof films tion,whoare concernedwiththeunityand
gain access to thecollectiveunconsciousof change of civilizations,include Spengler,
a populationforwhomtheyare intended, Toynbee,and Sorokin.Of these,Spengleris
or whether filmsactuallycarrythesymbolic the most closely identifiedwith Hegelian
meaningsto a mass audience.'6Neverthe- thought, bothin theprinciplesofspiritand
less,literature or motionpicturesmay pre- destinyand in regarding historyas proceed-
sent interpretive framesof reference,as ingthrough phasesofgrowth, maturity, and
Wolfenstein and Leites suggest,whichhave decay.20Otherdifferences in ideologyand
theircounterpart in real-lifeattitudes.Al- methodbetweentheserepresentatives liebe-
thoughtherelationship ofmovieor literary yondthescopeof thisarticle,but thereare
patternsto thelargercultureis complexand certain general agreements.All of them
notwellunderstood, itis assumedthatthese identifytwo main phases in the historyof
patternsreflect in significantand character- societies,called''culture"and "civili7ation"
isticways the attitudesand sharedexperi- by Spengler,2" "yin" and "yang" by Toyn-
encesin society.'7 bee,22"ideational"and "sensate"by Soro-
By studentsof culture,literatureand kin, althoughthe latteralso distinguishes
otherarts have been used as reflections of severalmixedforms,of whichthe "idealis-
the fundamental realityof a culture,vari- tic" is a specialtype.23 Each set oftermsre-
ouslycalled "culturementality,""Weltan- fersto contrasting typesofsocieties,theone
schauung,""spiritualprinciple,"or "soul," stableand slowto change,theotherdynam-
and of the different stagesin the develop- ic and rapidin change.Each societyis char-
mentof a culture.i"These conceptionsare acterizedby a numberof otherqualities,
derivedlargelyfromHegel and otherhis- which are reflectedin literatureand art.
toricalphilosophers of the earlynineteenth Toynbeefindsthatartstylesmoreaccurate-
centuryas well as fromthe sociologists, ly establishthe timespan of a civilization,
Comteand Spencer.Taine,forexample,at- its growthand dissolution, than any other
temptedto accountforthe characteristicsmethodofmeasurement.24 Sorokin, however,
of English literatureand theirhistorical 19H. A.
Taine, HistoryofEnglishLiterature(New
changesby applyinghis famoustriad:race, York: HenryHolt & Co., 1886), pp. 1-21. For com-
environment, and time.Althoughregarding ment see Albert Guerard, Literatureand Society
''mindorspirit"as themaster-idea inherent (Boston: Lothrop,Lee & Shepard Co., 1935).
20 Oswald
Spengler,The Decline of the West (2
15 J. P.Mayer, Sociologyof the Film (London: vols.; New York: A. A. Knopf, 1926-28), Vol. I,
Faber & Faber, 1946); SiegfriedKracauer, From Introduction.Cf. G. W. F. Hegel, Philosophyof
Caligari to Hitler (Princeton:PrincetonUniversity History(New York: Collier& Son, 1900),pp. 61-99,
Press, 1947); Parker Tyler, Magic and Mythof the 115-34, 300-302.
Movies (New York: Henry Holt & Co., 1947). 21
op. cit., I, 31-35.
16 FranklinFearing,"Influenceof the Movies on 22 ArnoldJ. Toynbee, A Studyof History(Lon-
Attitudesand Behavior," Annals of the American don: OxfordUniversityPress, 1934-39), I, 201-4;
Academy of Political and Social Science, CCLIV III, 196 ff.,390; IV, 33-34. DismissingSpengler's
(November,1947), 76-78. organic concept of cultures,Toynbee accepts the
17 Wolfensteinand Leites, op. cit.,pp. 295, 306-7. idea of dominanttendenciesor bent (III, 382-90).
18 Cf. Radhakamal Mukerjee,"The Meaningand 2a Pitirim A. Sorokin,Social and Cultural Dy-
Evolution of Art in Society,"AmericanSociological namics (4 vols.; New York: AmericanBook Co.,
Review,X (August,1945), 496: Artreveals"the soul 1937-41), I, 55-102; IV, passim. He surveysvarious
of a cultureand social milieuin a more significant "phase" conceptsof culturesin IV, 389 ff.
mannerthan religion,science,and philosophy." 24 Op. Cit., ITI, 378-79.
428 THE AMERICAN JOURNALOF SOCIOLOGY
has describedand elaboratedon thesequali- vanceand significance varywiththesociety
ties probably more systematicallythan or culture.28 Betweenliteratureand other
eitherSpengleror Toynbee.Accordingto culturalproductstherealso seem to exist
him,in theliterature and art whichreflect specificinterrelationships, withoutany sys-
ideationalculturethesubjectsdealwithper- tematicattemptbeingmadeto designatethe
sonsand eventsofreligioussignificance, the principlesgoverning theirinteraction. Con-
attitudesare ascetic,otherworldly, thestyle sequently,literature and otherartsmaybe
is symbolic,formal,and conventional, and an indexofculturalchange,but theyappar-
thetechniques arerelatively simple.Sensate entlycannotaccountforshiftsin "mentali-
literature,on theotherhand,selectssecular, ty."29They are a symptom, nota cause. As
commonplacetopics and events,is sensa- such, they are passive, essentiallystatic
tionaland erotic,individualisticand skepti- agents-a conclusionthat hardlyseemsas
cal; thestyleis sensual,realistic,and natu- inevitableas thisformulation implies.
ralisticand thetechniquesare elaborateand Anotherversionofreflection derivesfrom
complex.25 Tomars,althoughmoresociologi- the dialecticalmaterialism ofMarx and his
cal thanculturalinorientation and avoiding followers, who selectthe economicsystem
the theoriesof change of the above trio, ratherthanethosorsoulas theindependent
comes to almost identicalconclusionsas variable. Literatureand art, along with
theseexpressedby Sorokin.26 other"ideologies,"are determined by "the
This conceptionthat reflectionreveals modeofproductionin materiallife,"30and
theessentialworldoutlookofa cultureobvi- by theideas oftherulingclass,whichare in
ouslyoverlapstheidea expressedearlierthat everyepochtheruling ideas.3'But in thedia-
itrepresents normsandvaluesand thestress lectical process, manifestedin the class
patterns,but reflection of ethosemphasizes struggle,"art expressesthe tendenciesof a
the integrativecharacterof culturesand rising,and therefore revolutionary class."32
theirorganizationarounddominantactivi- The relationship of economicstructure and
ties or beliefs-the concept of cultural ideologicalforms,however,is not causally
focusrecognized and developedbya number direct and mechanical,as Engels points
of anthropologists, though without the out.33Especiallyis thistrueofartisticgreat-
philosophicovertonesso conspicuousin ness,whichMarx admitshas no directrela-
Spengler.27It is questionablewhether litera- 28 Spenglerregardsthe arts as "primephenome-
tureand the artsare alwaysas reliablein- na," while Sorokinincludes otherculturalaspects,
dexesas usuallyassumed.Probablytheyare all of which show essentiallythe same trends.In
only one index among many,whose rele- 1934 Elliott and Merrillregardedliteratureas prob-
ably "the mostsignificant index" ofsocial disorgani-
25 Sorokin,op. cit.,I, 679. zation, but the latest edition of their text fails to
26 Op. cit.,pp. 300-306, 392-95. See also Herbert
mentionliteraryindexes(Mabel Elliott and Francis
Merrill,Social Disorganization[3d ed.; New York:
A. Bloch, "Towards the Development of a Sociology
Harper & Bros., 1950],pp. 45-48).
of Literaryand Art Forms," AmericanSociological
29 Toynbee,op. cit.,IV, 52.
Review,VIII (June,1943), 310-20. Bloch presentsa
classificationof literarypatternsor themeswhich 30 Karl Marx and FriedrichEngels,Literature and
resultwhen artistslack a commonsocial idiom. Art(New York: InternationalPublishersCo., 1947),
27 Ruth Benedict,PatternsofCulture(New York: p. 1. Cf. Louis Harap, Social RootsoftheArts(New
New AmericanLibrary,1948); Ralph Linton (ed.), York: InternationalPublishersCo., 1949), p. 16.
The ScienceofMan in theWorldCrisis (New York: 31Karl Marx and FriedrichEngels, The German
ColumbiaUniversityPress,1945),pp. 164-68; A. L. Ideology(New York: InternationalPublishersCo.,
Kroeber,Configurations ofCultureGrowth (Berkeley: 1939), p. 39. Cf. Harap, op. cit.,pp. 3940.
Universityof CaliforniaPress, 1944), pp. 820-23, 32Harap, op. cit.,p. 112; Marx and Engels, Lit-
826-28. Repudiating the idea of a master-plan,
that any notable cul- erature and Art,pp. 25, 45, 52-55, 116.
Kroeber uses the hypothesis
tural achievementpresupposesadherenceto a cer- 33Karl Marx and FriedrichEngels, Correspond-
tainset ofpatternswhichare limitedand whichmay ence,1846-1895 (New York: InternationalPublish-
develop and becomeexhausted. ers Co., 1936), p. 475. Cf. Harap, op. cit.,pp. 10-11.
THE RELATIONSHIP OF LITERATURE AND SOCIETY 429
gram has littleor no appeal. Presumably conspicuousin periods of rapid social change, as
seems demonstratedin L. K. Knight's Drama and
60Ibid.,p. 64.
Societyin the Age of Jonson (London: Chatto &
61 Bronislaw Malinowski, "Myth in Primitive Windus,1937) and in WalterTaylor's The Economic
Psychology," in Magic, Science and Religion and Novelin America(Chapel Hill: Universityof North
OtherEssays (Glencoe, Ill.: Free Press, 1948), pp. Carolina Press, 1942). Conservativeaspects ofradio
84-85. programs are pointed out by Paul Lazarsfeld in
Print,Radio, and Film in a Democracy,ed. Douglas
62Ibid.,p. 113.
Waples (Chicago: University of Chicago Press,
63 Ibid., p. 93; cf.
pp. 85-89, 109. 1942), pp. 66-78.
THE RELATIONSHIP OF LITERATURE AND SOCIETY 433
87 Max Eastman, The LiteraryMind (New York: Max Weber:Essays in Sociology(New York: Oxford
CharlesScribner'sSons, 1932), pp. 36-53. UniversityPress, 1946), p. 342.