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Using Occupations to Improve Quality of Life, Health

and Wellness, and Client and Caregiver Satisfaction for


People With Alzheimer’s Disease and Related Dementias

Lori Letts, Mary Edwards, Julie Berenyi, Kathy Moros, Colleen O’Neill,
Colleen O’Toole, Colleen McGrath

KEY WORDS An evidence-based review was undertaken to answer the question, “What is the evidence for the effect of
 activities of daily living interventions designed to establish, modify, and maintain activities of daily living (ADLs), instrumental
activities of daily living (IADLs), leisure, and social participation on quality of life (QOL), health and well-
 Alzheimer disease
ness, and client and caregiver satisfaction for people with Alzheimer’s disease and related dementias?”
 health promotion
A systematic search of electronic databases and application of inclusion and exclusion criteria guided the
 interpersonal relations selection of 26 articles. Limited high-level evidence on ADL interventions was identified. IADL interventions
 leisure activities for people living in the community showed promise. Tailored and activity-based leisure interventions were
 quality of life common and seemed to have positive impacts on caregiver satisfaction, and some interventions had
positive results for client well-being and QOL. Social participation interventions focused on people with
dementia still able to engage in verbal social interactions; these interventions had at least short-term pos-
itive effects.

Letts, L., Edwards, M., Berenyi, J., Moros, K., O’Neill, C., O’Toole, C., et al. (2011). Using occupations to improve quality of
Lori Letts, PhD, OT Reg. (Ont.), is Associate Professor
and Assistant Dean, Occupational Therapy Program, life, health and wellness, and client and caregiver satisfaction for people with Alzheimer’s disease and related
School of Rehabilitation Science, McMaster University, dementias. American Journal of Occupational Therapy, 65, 497–504. doi: 10.5014/ajot.2011.002584
Hamilton, Ontario.

Mary Edwards, MHSc, OT Reg. (Ont.), is Associate


Clinical Professor, School of Rehabilitation Science,
McMaster University, Hamilton, Ontario.
T he objectives of this review were to systematically search the literature and
then critically appraise and synthesize the applicable evidence to address the
focused question, “What is the evidence for the effect of interventions designed to
Julie Berenyi, OT Reg. (Ont.), is Occupational establish, modify, and maintain activities of daily living (ADLs), instrumental
Therapist, Hamilton Health Sciences, St. Peter’s Hospital,
activities of daily living (IADLs), leisure, and social participation on quality of life
Hamilton, Ontario.
(QOL), health and wellness, and client and caregiver satisfaction for people with
Kathy Moros, OT Reg. (Ont.), is Occupational Alzheimer’s disease (AD) and related dementias?”
Therapist, Hamilton Health Sciences, St. Peter’s Hospital,
Hamilton, Ontario.
Background and Statement of Problem
Colleen O’Neill, OT Reg. (Ont.), is Occupational
Therapist, McMaster Family Health Team, Hamilton, People with AD or related dementias frequently experience challenges in
Ontario. maintaining their abilities to participate in occupations that contribute to their
QOL, their health and wellness, and their own and their caregivers’ satisfaction
Colleen O’Toole, MSc (OT), OT Reg. (Ont.), is
Occupational Therapist, CBI Home Health, Hamilton,
(Egan, Hobson, & Fearing, 2006). Occupational therapy practitioners organize
Ontario. their understanding of occupations into eight main areas: ADLs, rest and sleep,
IADLs, education, work, play, leisure, and social participation (American Occu-
Colleen McGrath, MSc (OT), OT Reg. (Ont.), is PhD
pational Therapy Association [AOTA], 2008). Of these, five are most relevant to
Student, Health and Rehabilitation Sciences (Health and
Aging), University of Western Ontario, Hamilton. the population of people with AD or related dementias, most of whom are older
adults, retired from paid work. Relevant areas of occupation include ADLs, which
Address correspondence to René Padilla, PhD, OTR/L, consist of caring for oneself through such activities as bathing, toileting, eating,
FAOTA, Office of Academic and Student Affairs, Criss III
and dressing; rest and sleep; IADLs, which include household management and
Building, Suite 154, School of Pharmacy and Health
Professions, Creighton University, 2500 California Plaza, community activities such as meal preparation, cleaning, driving, and banking;
Omaha, NE 68178; rpadilla@creighton.edu leisure, which includes the free-time activities in which people engage for pleasure;

The American Journal of Occupational Therapy 497


and social participation, which includes engaging with [RCTs]), 1 Level II (two-group, cohort, or case–control
family, friends, and others in community contexts. Family studies in which assignment to a treatment or a control
and other caregivers provide a high degree of support as AD group is not randomized), 11 Level III (one group, non-
or related dementias progress, frequently assisting the per- randomized, before and after, or pretest and posttest stud-
son with dementia in the completion of tasks or assuming ies), 7 Level IV (single-case experimental design, sometimes
responsibility for activities that the person can no longer reported over several participants), and no qualitative
manage even with assistance. reports.
Because AD and related dementias have a major Supplemental Table 1, which contains information
impact on the occupations of people with dementia and about each of the studies (objectives, design, interventions,
their caregivers, occupational therapy practitioners are outcomes, results, and limitations), is available online at
often asked to assess and provide interventions to opti- www.ajot.ajotpress.net (navigate to this article, and click
mize occupational performance. Referrals may come to on “supplemental materials”).
community-based occupational therapy practitioners for
services to people with AD or related dementias who con- Activities of Daily Living
tinue to live in their own homes with primary support from No Level I or II studies and only 5 Level III studies on ADL
informal caregivers. Other referrals may come via residential interventions were available for review. One study focused
or long-term care facilities, with a focus on people with AD on direct individual treatment that modified or improved
or related dementias, their families, and formal caregivers in ADLs through the prescription of assistive devices for
the facilities. Occupational therapy practitioners work to residents in the early stages of dementia (Nochajski,
maintain or modify occupations to promote health, QOL, Tomita, & Mann, 1996; Level III, N 5 20). This pretest–
and client and caregiver satisfaction. The effectiveness of posttest study (reported in two publications) focused on
these interventions has not been clearly established. the use of assistive devices with training in their use.
Participants were more likely to receive and adopt physical
devices (e.g., bathroom aids, mobility aids), with 68%
Method for Conducting the receiving them, than cognitive devices (e.g., cue cards,
Evidence-Based Review speed-dial telephones), used by 48% of participants.
Arbesman and Lieberman (2011; this issue) summarized However, participants reported higher satisfaction with
the method for this review. We initially completed the cognitive devices. A follow-up study 1–2 yr after the in-
search in 2005; however, during the process of appraising tervention noted that device use and satisfaction had
and synthesizing the evidence for the review, we monitored declined, as did overall function (Yang, Mann, Nochajski,
the occupational therapy literature for new publications & Tomita, 1997; Level III, N 5 10). However, only half
with direct relevance to the topics of the search. When the of the original sample could be located for follow-
original search was conducted, the Occupational Therapy up, and of those, only 7 people with dementia were still
Practice Framework (AOTA, 2002) did not include sleep living.
and rest as distinct areas of occupation; they now appear in As the disease progresses and people with dementia
the second edition of that document (AOTA, 2008). experience more decline, the focus for occupational therapy
Therefore, this review is focused on only four types of seems to shift to providing training and support to residents
occupations: ADLs, IADLs, leisure, and social participa- with dementia and staff to prevent excess disability and to
tion. Sleep and rest are considered ADLs. enable remaining abilities. In particular, the focus has been
on the occupation of feeding and eating with the outcome
of maintaining health through weight maintenance. In one
Results study, a behavioral intervention was adopted to prevent
The 2005 literature search and application of the inclusion people with probable AD from wandering from the table at
and exclusion criteria resulted in 24 articles selected for the mealtime (Beattie, Algase, & Song, 2004; Level III, N 5
review. During the review process, we identified 2 other 3). All 3 participants had significant improvements in the
studies from the occupational therapy literature (1 in 2007 amount of time sitting at the table (ps 5 .0005, .0009, and
and 1 in 2008) that had direct relevance to the topic, and .0600); 2 showed significant improvements in food intake
we decided to include them in the review, resulting in (ps 5 .969, .000, and .000). Although no significant
a total of 26 articles included in the review. difference in body weight occurred, Beattie et al. (2004)
Articles reviewed included 7 Level I (systematic found evidence of weight maintenance during the study.
reviews, meta-analyses, and randomized controlled trials This weight maintenance may be clinically important

498 September/October 2011, Volume 65, Number 5


because all 3 participants were on a weight-loss trajectory reported for caregiver QOL and health status. The in-
before the study. In a second feeding intervention study, tervention included identifying occupational performance
Van Ort and Phillips (1995; Level III, N 5 8) compared issues, goal setting, and helping participants implement
a contextual and a behavioral intervention, both of which compensatory and environmental strategies. These results
were designed to increase self-feeding behaviors. Al- built on those of a previous single-group pilot study (Graff,
though Van Ort and Phillips reported that both groups Vernooij-Dassen, Hoefnagels, Dekker, & de Witte, 2003;
maintained body weight as a proxy for health, their Level III, N 5 12) that implemented a 7-wk intervention
article did not report statistical data, making it difficult (maximum of 10 home visits) and demonstrated positive
to appraise the degree of behavioral change. Finally, a outcomes in satisfaction with performance for clients and
repeated-measures study examined the impact of chang- caregivers (p 5 .002).
ing food textures on food intake and weight maintenance Dooley and Hinojosa (2004; Level I, N 5 40) sug-
(Boylston, Ryan, Brown, & Westfall, 1995; Level III, gested that an occupational therapy home assessment
N 5 14). The findings suggested that when people show followed by written recommendations and one follow-up
a behavioral intolerance for food texture, softening the diet visit to discuss the implementation of the recommendations
can increase intake and result in maintaining weight. In may improve QOL and decrease caregiver burden more
addition, adjusting food texture (from regular to soft or than only an initial home assessment and receipt of rec-
puree) may assist with weight maintenance, which is an ommendations by mail. In comparing outcomes between
indicator of health outcome; however, this finding was the two groups, they found significant group effects for
not statistically significant (p 5 .19). positive affect, activity frequency, self-care status, and
One study focused on the impact of family-style meals caregiver burden (p < .001).
to improve participation and communication during In a study conducted in a dementia care unit,
mealtime (Altus, Engelman, & Mathews, 2002; Level III, Fitzsimmons and Buettner (2003; Level I, N 5 12) found
N 5 6). The intervention resulted in modest increases in that a regular (daily) therapeutic cooking group for resi-
participation (from 10% to 64%) and communication dents had a significant positive impact on behavioral
(from 6% to 18%) during mealtimes, but only when staff outcomes (reduced agitation and passivity). In addi-
training in prompting and praising was added to the tion, blood pressure (as a proxy for health) increased as
intervention. engagement increased and decreased as agitation de-
In summary, ADL interventions are most prevalent in creased (p < .067), suggesting health benefits from the
the area of feeding, with food intake and weight as common intervention.
outcomes. Although assistive devices are interventions likely Avila et al. (2004; Level III, N 5 5) pilot tested a
to be frequently used by occupational therapy practitioners, neuropsychological rehabilitation intervention (including
we identified only one study reported in two publications errorless learning, memory training, and IADL training).
that examined use of and satisfaction with assistive devices They noted modest improvements on most scales after
for people with AD or related dementias and their family treatment. QOL improved for patients and caregivers,
caregivers. but the changes were not statistically significant (for patients,
p 5 .60; for caregivers, p 5 .83). Similarly, they found a trend
Instrumental Activities of Daily Living toward improved cognition and ADL function. However,
Three Level I and 2 Level III studies focused on inter- participants also received pharmacological interventions, and
ventions using IADLs. Of those, 2 Level I studies and 1 attributing the findings to the neuropsychological reha-
Level III study focused on home-based interventions for bilitation interventions alone is difficult.
people living in the community. The remaining studies In six descriptive case studies, Topo, Jylha, and Laine
reported on participants living in residential care settings. (2002; Level IV, N 5 6) showed that an easy-to-use
Graff et al. (2007; Level I, N 5 135) demonstrated the telephone (with identifying photos and preprogrammed
effectiveness of a community-based occupational therapy numbers) resulted in clients’ slightly improved ability
intervention for people with mild to moderate dementia. to use the phone. Family caregivers reported increased
The intervention group of clients and their caregivers satisfaction with clients’ telephone use. However, the
received 10 home-based occupational therapy visits over findings are based on a family questionnaire developed by
5 wk. People with dementia reported significantly better Topo et al.
QOL (effect size 5 1.3, p < .0001) and general health In the area of IADLs, the evidence related to home-
status (effect size 5 0.8, p < .0001) at 6 wk, and the based occupational therapy interventions for people with
findings were maintained at 12 wk. Similar findings were AD or related dementias and their caregivers has shown

The American Journal of Occupational Therapy 499


significant promise. Two RCTs and a single-group pilot intervention period (Site 1, p < .011; Site 2, p < .000). In
study have demonstrated positive findings in caregiver and a second study, satisfaction with visits again improved
client satisfaction. However, the two interventions have significantly with the introduction of the structured ac-
major differences between them, with one involving 10 tivities (Colling & Buettner, 2002; Level III, N not re-
visits over 5 wk and the other involving a total of 2 visits. ported). However, without a description of the sample or
Other IADL interventions that have shown some promise sample size in this second study, it is difficult to interpret
include therapeutic cooking groups in a nursing home or generalize the findings.
setting and adapted telephones. A cross-sectional study looked at the types of leisure
activities in which nursing home residents engaged and
Leisure their relationship to well-being (Chung, 2004; Level III,
Two Level I studies and 4 Level III studies focused on N 5 43). Positive relationships were shown between
leisure interventions. All but one study were conducted in well-being and activities that had potential for social in-
nursing homes or other long-term care facilities; one was teraction (p < .001) across three levels of cognitive im-
conducted in clients’ own homes in the community with pairment experienced by nursing home residents in Hong
informal caregivers. Kong. The study sample was small for the analyses con-
A randomized controlled pilot study evaluated a tai- ducted, and the analyses were cross-sectional, making it
lored activity program as a way to involve people with impossible to assume that activity differences between
dementia in activities (often but not exclusively leisure groups were linked to the progressive nature of dementia.
based) to reduce behavioral disturbances and caregiver However, the findings suggested that activities that en-
burden while improving activity engagement (Gitlin et al., courage social interaction might have a positive relation-
2008; Level I, N 5 60). The home-based intervention ship to well-being.
included six home visits by an occupational therapist who Another study introduced music therapy to residents
used assessment with the client and caregiver to design of residential care homes while family members were
activity prescriptions. The intervention was grounded in visiting, which resulted in a significant change in caregiver
client-centered occupational therapy practice, with em- satisfaction with visits (p 5 .017; Clair & Ebberts, 1997;
phasis on activity analysis and modification. After 4 mo, Level III, N 5 15). Caregivers’ measures of depression,
Gitlin et al. (2008) found no statistically significant dif- burden, positive and negative affect, and self-reported health
ferences between the intervention and control group did not change. Occupational therapy practitioners may be
participants in QOL (p 5 .095); however, in examining able to suggest music as one part of a leisure program for
outcomes with the intervention group, the program was clients with AD or related dementias if the goal is to im-
readily accepted by people with dementia and rated prove caregiver satisfaction with visits.
positively by caregivers (indicating high client and care- Three Level IV studies were identified related to
giver satisfaction). Although QOL outcomes were not leisure. Two studies involved the introduction of specific
improved, studying this intervention further with out- kits or activities to residents of nursing homes with AD or
comes such as caregiver burden, activity, and participa- related dementias. Crispi and Heitner (2002; Level IV,
tion may be worthwhile. N 5 29) developed 10 activity kits. Family members who
One study compared the impact of a kit-based activity used the kits during visits reported that they improved
intervention with a time and attention control group on the quality of visits and residents’ QOL. Rentz (2002;
reducing apathy and improving QOL of people in a long- Level IV, N 5 41) reported on the development and pilot
term setting (Politis et al., 2004; Level I, N 5 37). Both evaluation of an art intervention for people with early and
groups had significant improvements in all outcomes, midstage dementia. The results suggested positive out-
including QOL, but Politis et al. (2004) found no sig- comes in well-being in terms of activity engagement. Pool
nificant differences between groups, suggesting that in- (2001; Level IV, N 5 30) described the development of
formal interactions are as effective as expensive activity a person-centered model of care based on implementation
kits in improving outcomes. of individualized meaningful activities. Positive results in
Two related studies focused on the effect of introducing well-being were reported for 57% of residents.
sensorimotor recreational items to family and other visitors The findings on leisure interventions suggest that
in nursing homes. In the first study (Buettner, 1999; Level leisure activities that involve social interaction may be the
III, N 5 149), the items were developed and tested at two most promising for occupational therapy practitioners to
sites, with satisfaction with visits improving significantly recommend for people with AD or related dementias and
during the intervention period compared with the non- their caregivers, especially in the context of long-term care.

500 September/October 2011, Volume 65, Number 5


Although many of the studies did not demonstrate positive (Wilkinson, Srikumar, Shaw, & Orrell, 1998; Level II,
outcomes in QOL, they did have positive findings for N 5 16). Because the sample size was small and group
outcomes such as activity engagement and caregiver sat- allocations were not random, reaching any conclusions
isfaction with visits. Limitations in the conceptualization about this intervention as a form of social participation or
and measurement of QOL for this population may be about its potential harm is difficult.
challenging. Two descriptive studies were also identified that ex-
amined interventions using social participation. In one
Social Participation
single-case design study, volunteers reported increased
Two Level I studies, 1 Level II study, and 2 Level IV satisfaction in social interactions with day care clients with
studies focused on social participation. These studies in- dementia when a memory wallet intervention was in-
cluded a variety of interventions, such as a volunteer troduced (Bourgeois & Mason, 1996; Level IV, N 5 4).
intervention, a life-story approach to reminiscence, and The memory wallets were individualized and used by
drama. Most involved people in the early or middle stages volunteers and family visitors to guide conversations. In
of dementia. a repeated-measures study, well-being was higher for day
An RCT provided some evidence for caregiver sat- hospital participants with AD or vascular dementia en-
isfaction outcomes resulting from a volunteer intervention gaged in a reminiscence activity than in structured group
program that consisted of walking when able, crafts, activities or unstructured time (p < .001; Brooker &
conversation, or cognitive stimulation compared with Duce, 2000; Level IV, N 5 25). However, carryover be-
a wait-list control group (Wishart et al., 2000; Level I, tween group interventions was possible. Well-being was
N 5 24). The intervention involved volunteer visitors measured during the activities, but changes in overall
making weekly home visits to people with dementia. The well-being after the intervention were not examined.
satisfaction data were collected only from caregivers in the In summary, evidence exists regarding social partici-
intervention group; no comparison group data exist. pation interventions for people in the early to middle
Because caregivers might possibly be satisfied with any stages of AD or related dementias; many types of inter-
intervention that involved trained volunteers, further actions may have positive outcomes in terms of well-being
study comparing a volunteer intervention program with and satisfaction with this population. No specific in-
an attention control intervention is warranted. Other data tervention stands out as most effective.
presented in the article suggest that this intervention may
provide benefits in relation to caregiver burden; data on
care recipient or caregiver health outcomes would be Summary and Discussion
valuable. We examined interventions that engaged people with AD
A second RCT compared well-being outcomes in or related dementias in the occupations of ADLs, IADLs,
a reminiscence group with those in a group participating leisure, and social participation, with outcomes related to
in general discussions and a control group receiving health, well-being, and client and caregiver satisfaction.
no intervention (Lai, Chi, & Kayser-Jones, 2004; Level I, Thus, occupation is the means through which the ex-
N 5 101). Although the reminiscence group showed amined interventions were offered rather than the out-
significant improvements in well-being (p 5 .014), Lai come of interest. A future review may find considering
et al. (2004) found no statistically significant differences occupational outcomes from these types of interventions
between groups over time. Thus, although well-being worthwhile; however, including those types of studies was
appears to have improved as a result of the reminiscence beyond the scope of this evidence-based review.
intervention, the improvements were not significantly In the area of ADLs, we found it surprising that no
different from those resulting from engaging people with high-level studies were available to guide occupational
AD or related dementias in general conversations or no therapy practitioners to assess, plan, and implement
intervention at all. interventions for people with AD or related dementias
In another study, people with dementia in a psychi- in an area of function that is significantly affected by
atric day hospital were enrolled in a drama group and their the condition. Most of the evidence available on ADL
health outcomes were compared with those of people interventions has a focus on feeding in mid- to late stages
not selected for the group. The drama group experienced of AD and related dementias. Several strategies can be used
deterioration in general health compared with those to address self-feeding and food intake, with outcomes
not involved; the difference was reported as not statisti- such as behavior or weight as a proxy for health status.
cally significant, although p values were not reported Some promising strategies have been reported, but these

The American Journal of Occupational Therapy 501


strategies require further testing using more rigorous which the evidence can be applied in practice and
designs to establish their effectiveness. education.
For IADL interventions, promising evidence exists on
Exemplars for Practice
the effectiveness of home-based community occupational
therapy interventions for people with AD or related de- • Assistive devices that are either physical or cognitive
mentias and their caregivers in the early stages of dementia. can be considered to support ADLs in people with
An assessment in the home followed by environmental and AD or related dementias, but their usefulness may need
compensatory strategies appears to improve health and to be monitored as the condition progresses.
QOL for people with dementia and their caregivers. • In the community, a home-based occupational ther-
However, more study is needed to establish the minimum apy intervention that includes IADL assessment and
number of visits required to have positive, long-term recommendations to promote abilities may be benefi-
effects. In long-term care facilities, a therapeutic cooking cial in improving QOL and health of clients with AD
group and an adapted telephone showed promise, al- and related dementias and their caregivers.
though more rigorous research is also needed to test these • Leisure interventions that are individually tailored or
interventions. selected from a range of activity kits may promote im-
In leisure interventions, several kit-based or activity proved satisfaction for caregivers of people with AD or
interventions were reviewed. Many of them were developed related dementias. Occupational therapy practitioners
for family or informal caregivers to use to structure visits could be involved in designing such activities or kits.
with nursing home residents with AD or related dementias. • Social participation interventions that structure con-
Although the findings from these studies did not indicate versations may be useful for people with AD or related
a significant improvement in QOL, other outcomes such as dementias who continue to be verbal.
caregiver satisfaction were noted to be positive. Together,
Exemplars for Education
these studies suggest that offering caregivers structured
leisure activities to use during visits with people with AD • Occupational therapy students need to have a good
or related dementias may be appropriate, which appears to understanding of the ways in which occupations
be in line with a more recent trend to use Montessori- change over the course of AD and related dementias
based activities with people with AD or related dementias and the impact that these occupational changes have
(e.g., Jarrott, Gozali, & Gigliotti, 2008). Interventions on caregivers.
that incorporate both leisure and social interactions do • Skills in home assessment and IADL activity modifi-
appear to overlap; the most promising leisure interven- cation may be valuable for students in occupational
tions also involve people with AD or related dementias in therapy programs to acquire.
social interactions. • A good understanding of leisure and social participa-
The social participation interventions included in this tion as occupations is needed; understanding activity
review tended to be designed for people in the early to and occupational analysis would be beneficial to opti-
middle stages of AD or related dementias, which may be mize the ability of future occupational therapy practi-
linked to the people’s verbal abilities in the early stages of tioners to design and modify occupational interventions
their condition. Such interventions may provide valuable for people with AD and related dementias.
structure to guide social interactions. However, occupa-
tional therapy practitioners may want to consider the Exemplars for Research
ways in which the occupation of social participation • Studies of higher-level design are needed to guide
could be maintained even when verbal abilities decline in occupational therapy practitioners in assessing, planning,
the later stages of the disease. Little evidence is available and implementing interventions in the area of ADLs.
that describes or evaluates such interventions, even though • More study is needed to establish the minimum num-
social participation is an important occupation for people ber of community-based or home visits required to
with limited verbal abilities. have positive, long-term effects.
• Therapeutic cooking groups and adapted telephones
showed promise in skilled nursing facilities, although
Exemplars for Practice, Education, more rigorous research is needed to test these
and Research interventions.
On the basis of this evidence-based review’s findings, the • Research is needed on how social participation can be
following exemplars provide summaries of the ways in maintained when verbal abilities decline in the later

502 September/October 2011, Volume 65, Number 5


stages of AD. Little evidence is available that describes pClair, A. A., & Ebberts, A. G. (1997). The effects of music
or evaluates such interventions even though social par- therapy on interactions between family caregivers and their
ticipation is an important occupation for people with care receivers with late stage dementia. Journal of Music
Therapy, 34, 148–164.
limited verbal abilities. s
pColling, K. B., & Buettner, L. L. (2002). Simple pleasures:
Interventions from the need-driven dementia-compromised
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