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Standard of care
Controlled clinical trial - prospectively 8. Compensation for research participants
measures a difference in effect between two or 9. Participant groups that require special
more therapies consideration
Cause – treatment under study (investigational/ 10. Absence of direct benefit
intervention group) Principles of Ethical Clinical Research
Effect – consequence of giving the treatment 1. Value
Poses a clinically, scientifically, or socially
Patient Inclusion/ Exclusion Criteria valuable question that will contribute to
Inclusion criteria generalizable knowledge about health or
Subject demographics that must be present to be useful to improving to health
be enrolled into the trial Responsive to health needs and priorities
Include subjects to the common types of 2. Validity
patients in practice Study has an appropriate and feasible
Exclusion criteria design and end points, rigorous
Characteristics that prevent enrolment into the methods, and feasible strategy to
trial or necessitate withdrawal from the study if ensure valid and interpretable data
they are later determined to be present 3. Fair subject selection
Standard types of patients disqualified: 4. Favourable risk-benefit ratio
Pregnant and lactating females 5. Independent review
Subjects with severe conditions Independent evaluation of adherence
Patient Inclusion/ Exclusion Criteria to ethical guidelines in the design,
Study participants features should reflect the conduct, and analysis of research
disease under investigation 6. Informed consents
Existence of complex and/or extensive clear processes for providing adequate
comorbid conditions in the study patients may information to and promoting the
not allow accurate measurements of different voluntary enrolment of subjects
in effect between the groups 7. Respect for enrolled participants
Intervention and Control Groups Study attends to and shows respects for
the rights and welfare of participants
Intervention group – consists of new therapy
both during and at the conclusion of
under investigation
research
Control group – consists of no therapy, another
Blinding
therapy, or compared to existing data
A technique in which subjects and/or the
Institutional Review Board/ Subject Consent
investigators are unaware of who is in the
IRB – committee charged with ensuring the
intervention or control group
subjects are protected and not exposed to
Reduce the influence of bias on measuring a
necessary harm or unethical medical procedure,
difference in effect between the intervention
in particular vulnerable population (geria and
and control
pedia)
Elements of Research Ethics Specific blinding type – dictated by the effect
1. Informed consent being measured during the trial
2. Risk, benefits, and safety Methods
3. Termination of study 1. Appropriate study design used
4. Community care 2. Inclusion and exclusion criteria represented
5. Privacy and confidentiality an appropriate patient population for the
6. Disclosure of research results study
3. Sample size large enough to detect a Results
statistically significant difference between Contains primary and secondary endpoint
treatment groups results and other useful information
4. Study sample representative of the patient Patient demographics
population to which the study results were Dropout information
intended to be generalized Side effect incidence
5. Study controlled; controls appropriate
6. Outcome variables relevant, clearly defined, Subject Demographics
objective, and clinically and biologically Describes the subjects actually enrolled and
significant randomized in the clinical trial
7. Methodology used to measure outcome Typical information
variables described in detail Average age
Randomization Male-to-female ratio
An essential component of all controlled clinical Disease states
trials and a significant differentiator from other Drug therapy among participants at
study designs the time of enrolment
All persons in a clinical trial have an equal Complicating factors
chance to be in the intervention or control Subject Dropout/ Compliance
group Study dropout; lost to follow-up
Subjects are eligible for randomization after Not all subjects randomize in a clinical trial will
meeting the inclusion criteria complete the entire duration
Endpoints Reasons to discontinuing participation:
All trials specify one effect caused by the Lack of desire to continue
intervention and control – PRIMARY ENDPOINT Subject relocation
Primary endpoint – what the investigators Subject violating study protocol
measures to achieve the study objective Side effects
Example: evaluating cholesterol-lowering effect Death
of a statin compared to placebo
Primary endpoint: change in average LDL-C A few subjects dropping out of the study may not
value cause a substantial difference in the results
Follow-up Schedule/ Data Collection/ Compliance Whereas a sizeable percentage may alter the study
A study should be conducted for an appropriate results significantly
duration Intention-to-treat (ITT)
Data need to be consistently collected Results will be analysed using data collected
throughout the entire trial from all randomized subjects, regardless of
Monitoring of the trial results at predetermined whether they completed the entire study
intervals is important throughout the duration duration
of the trial Better mimics real-life application of an
Sample Size intervention into practice
Refers to the number of subjects randomized Similar to real-life, all subjects in a clinical trial
into a study and of considerable importance to may not complete the therapy as prescribed
the validity of study results Endpoints/ Safety
Number of subjects to enrol – dependent upon Primary endpoint results - critical component
the expected magnitude of difference in the of the results section
endpoint effect between the intervention and Safety assessments/ tolerability of all therapies
control should be included in the results section
Discussion/ Conclusion Clear statement of the objectives of the
To evaluate and/or interpret the results of review
the clinical trial Intervention or phenomena of interest
Discussion section includes: Relevant patient groups
1. Summary of the key findings Types of evidence or studies
2. Potential explanation of study results Appropriate outcomes
3. Interpretation of trial results of other Inclusion Criteria for Systematic Review Protocols
similarly designed studies Inclusion Details of criteria
identification and discussion of criteria This should be the highest level of
clinical trial limitations available evidence for the review aims
Conclusion section and objectives
RCTs for effectiveness of
Should provide an overall research
interventions
recommendation to the readers
Prospective cohort studies for
Should focus on primary endpoint results risk factors for disease onset
Limited only to the information discussed in Diagnostic accuracy studies for
previous sections of the trial diagnostic tests
______________________________________________ Qualitative studies for patient
SYSTEMATIC REVIEW OF LITERATURE experience
Type of study
Provide an exhaustive summary of literature
relevant to a research question
Type of Define the participants in terms of
Focuses on a research question and identifies, participants their:
appraises, selects and synthesizes all high Diagnosis
quality research evidences relevant it Age gender
COCHRANE COLLABORATION If applicable, geographical
Founded by Archie Cochrane in 1993 location, ethnic group
Type of Define the specific interventions of
Independent, not-for-profit organization that
intervention interest and the comparison groups
produces systematic literature reviews of
you will consider (if applicable)
interventions in healthcare that are published in Drug trials: formulation & dose
the Cochrane library of the drug
It has over 10,000 reviewers internationally and Surgery trials: specific surgical
is organized into review groups each with a techniques
specific area of interest. Diagnostic tests
Systematic Review Process Psychological therapies
Comparison Define the comparison groups of
1. Defining an appropriate healthcare question
interest (if applicable)
2. Searching the literature
Intervention vs no intervention
3. Assessing the studies (eg. Waiting list control group)
4. Combining the results Intervention vs placebo/sham
5. Placing the findings in context surgery
Examples: Intervention vs another
Public Health in community pharmacy: a systematic intervention
review of pharmacist and consumer views Outcome Define the outcome measures of
measures interest. For example:
Methods – “ five electronic databases were
searched for articles…”
Results – “from the 5628 papers identified, 63 Searching the Literature
studies in 67papers were included”
Careful search of the required studies
1. Defining appropriate healthcare question
Covers all literature including non-English The PRISMA Statement
sources
Hand-search of selected journals
Search of references of full-text papers
“Use of keywords”
The search strategy needs to be sensitive rather
than specific
Specific – identifies more relevant than
irrelevant papers but might miss some
important papers
Sensitive – less likely to miss relevant studies
but might identify a reasonably large number of
irrelevant studies as well
Example:
Search strategies for systematic reviews
relevant to surgery would need to include a
search of Medline, Embase, etc…
Search using Medical Subject Headings
(MeSH) – standardized terms that are
used to index all papers and databases
Text word searching
Assessing the studies
Section/Topic Checklist item
Assess for eligibility against inclusion criteria
TITLE
(title and abstract)
title 1. Identify the report as a
Retrieve full text papers that meet the inclusion systematic review, meta-analysis,
criteria or both
Assessed for methodological quality ABSTRACT
Poor quality studies: excluded but are usually Structured 2. Provide a structured summary
discussed in the review report summary including, as applicable
background objectives: data
Create list f included studies
sources; study eligibility criteria,
Assessment ideally conducted by two participants, and interventions;
independent reviewers study appraisal and synthesis
Preferred Reporting Items for Systematic Reviews and methods; results; limitations;
Meta-Analyses (PRIsmA) conclusions and implications of
Ensures a transparent and complete reporting o key findings; systematic review
registration number.
systematic review/ meta-analysis
INTRODUCTION
Not a quality assessment instrument but may Rationale 3. Describe the rationale for the
be useful for critical appraisal purposes review in the context of what is
already known
Objectives 4. Provide an explicit statement of
questions being addressed with
references to participants,
interventions, comparisons,
outcomes, and study design
(PICOS)
METHODS
Protocol and 5. Indicate if a review protocol 2 or more authors should critique each study under
registration exists, if and where it can be consideration
accessed (e.g. Web addressed, All evaluators should concur on which studies will be
and, if available, provide included in the systematic review
registration information including
registration number
Eligibility 6. Specify study characteristics (e.g. META-ANALYSIS
criteria PICOS, length of follow-up) and Quantitative systematic review
report characteristics (e.g. years Provides quantitative and objective assessment
considered, language, publication Uses statistical methods to combine the results
status) used as criteria for of 2 or more studies
eligibility, giving rationale
Meta-analysis assists in:
www. Plosmedicine.org
Supporting or refuting lesser quality evidence
Combining the Results Overcoming reduced statistical power of small
studies
Evidence synthesis: findings are aggregated to
produce a “bottom line” on the clinical Assessing occurrence of rare events
effectiveness, feasibility, etc.. Providing guidance with limited/ conflicting
Inspects qualitative data: meta-synthesis is data
conducted Displaying sample sizes and treatment effects
Quantitative data: met-analysis graphically
To reduce selection bias, review authors choosing Assessing heterogenicity between studies and
articles should be blinded to: publication bias
Names of study authors Evaluating the natural history of disease
Institution of publication Improving estimates of effect size
Results of the studies Answering new questions not posed at the start
For the initial choice of study inclusion, only the of individual trials
methods section should be reviewed