Escolar Documentos
Profissional Documentos
Cultura Documentos
VOLUME III
SOUTH AMERICA
PART 1
Edited by
Frank Salomon Stuart B. Schwartz
University of Wisconsin- Yale University
Madison
CAMBRIDGE
UNIVERSITY PRESS
1
Pero Magalhaes Gandavo, Tratado da Terra do Brasil e Histdria da Provincia Santa Cruz (Sao
Paulo and Belo Horizonte, 1980), 52.
973
Cambridge Histories Online © Cambridge University Press, 2008
974 John Monteiro
language the lingua geral da costa ('common language of the coast'). But
the cultural affinity between Tupi societies failed to correspond to any
sort of political unity: From the European perspective, the most remark-
able characteristic of the Tupi lay precisely in the constant warfare
between competing segments. Referring to the Indians of Porto Seguro
and Espirito Santo in his important treatise on the peoples of Brazil,
Gabriel Soares de Sousa illustrated this apparent paradox: "And even
though the Tupinikin and Tupinamba are enemies, between them there
is no greater difference in language and customs than that between the
residents of Lisbon and those of Beira."2
This portrait of acute and persistent political fragmentation was en-
hanced further by the presence of a great number of non-Tupi societies
interspersed among the Tupi peoples along the coast, occupying vast
expanses of the interior of Portuguese America as well. These societies,
in effect representing dozens of unrelated language groups, were assem-
bled by early writers as a second generic category, the Tapuia. Also
referred to as nheengaibas (those who spoke badly), the so-called Tapuia
were defined in contrast to what was known about the Tupi. Although
this designation sought to classify the many groups possessing an appar-
ently simpler material culture than that of the coastal Tupi, it also
became a descriptive term for societies about which little was known;
indeed, the remarkably sophisticated classification schemes and the com-
plex social organization of the "simple" Ge-speaking groups began to call
for closer attention only in the twentieth century. Gabriel Soares de
Sousa openly admitted the limitations of his knowledge with reference to
the Tapuia: "Since the Tapuias are so many and so divided in bands,
customs and languages, in order to say much about them it would be
necessary to collect meticulously much information about their divisions,
life and customs; but at present this is not possible." Basically relying on
Tupi informants, early writers projected Tapuia groups as the antithesis
of Tupi society, thus describing them ordinarily in negative terms.
Although grossly oversimplifying the cultural makeup of coastal Brazil,
the Tupi-Tapuia dichotomy did reflect fundamentally different traditions
as well as distinct forms of social organization. In his interesting account
of the Indians of coastal Bahia, Soares de Sousa outlined the historical
dimension of the Tupi-Tapuia relationship. Relying on "information
2
Gabriel Soares de Sousa, Tratado Dctcritivo do Brasilem I;8J (Sao Paulo, 1971), 88.
taken from the oldest Indians," Soares de Sousa asserted that the first
inhabitants of the region were the Tapuia, "who are an ancient caste of
heathen." At a certain point in the remote past, the Tapuia were expelled
from the coast by the Tupina, a Tupi group, "who came from the
backlands in search of the reputed abundance of the land and sea of this
province." After many generations, "when the Tupinamba learned of the
greatness and fertility of this land," this new group invaded the lands of
the Tupina, "destroying their villages and fields, killing those who re-
sisted, sparing no one, until they managed to expel the Tupina from the
edge of the sea." In conclusion Soares de Sousa wrote: "Thus the Tupi-
namba have remained lords of this province of Bahia for many years,
waging war against their enemies with great effort, until the arrival of the
Portuguese; this information was taken from the Tupinamba and Tup-
ina, in whose memory these stories pass from generation to generation."
Of course, one might argue that Soares de Sousa simply sought to
elaborate an historical framework within which the Portuguese conquest
would fit harmoniously. But the Tupinamba's rise to prominence in
coastal Bahia probably stands as one of the most significant events in the
precolonial history of Brazil, coinciding with the emergence of other
Tupi and Guarani groups throughout eastern South America.
While most sixteenth-century observers showed little interest in the
historical relationship between Tupi and Tapuia, they all pointed out
obvious fundamental differences that justified this typology. Gabriel
Soares de Sousa, for example, in his description of the Guaiana of
southern Brazil, clearly set them apart from the coastal Tupi:
They are people of little work, much leisure, they do not work the land, they
live from the game they hunt and the fish they take from the rivers, and the
wild fruits that the forest yields; diey are great archers and enemies of human
flesh. . . . These heathen do not live in villages with neat houses, like their
neighbors the Tamoios, but in hovels in the fields, under the ground, where
they keep a fire burning night and day and make their beds of twigs and of
skins taken from the animals they slay.
This description stands in stark contrast to Tupi societies, who had a
more sedentary settlement pattern, developed a varied and productive
horticultural base, and placed great importance on activities related to
warfare, sacrifice, and cannibalism. These differences were to play an
important role in the patterns of Indian - white relations that emerged
following the arrival of the Europeans (Map 13.1).
lvador(1549)
[lhe\is (1536)
ATLANTIC
OCEAN
ieiro (1565)
Map 13. i
3
For a fuller treatment of the Guarani and their relations with the Portuguese, see Chapters 14 and
18 in this volume, as well as John Monteiro, "Os guarani e a hist6ria do Brasil meridional," in M.
Carneiro da Cunha (ed.), Historia dot Indios no Brasil (Sao Paulo, 1992), 475-498.
Cambridge Histories Online © Cambridge University Press, 2008
978 John Monteiro
their hostile relations with other Tupi groups or with Tapuia enemies.
For example, in the southernmost captaincy of Sao Vicente, the Tupini-
kin maintained constant hostilities with the Karijo (Guarani) to the south
and the Tamoio (Tupinamba) to the north. These same Tamoio, residing
along the coast of Rio de Janeiro, also held as enemies the Tememino,
who occupied the coast between the southern Paraiba and Doce rivers.
Other Tupinikin groups dominated much of the eastern seaboard be-
tween Espirito Santo and the Bay of All Saints, where they clashed with
the Tupinamba, located between the bay and the mouth of the Sao
Francisco River. The Tupinae also were enemies of these Tupinamba,
engaging in persistent warfare along the Paraguacii River. In the hinter-
land along the Sao Francisco River, there lived another populous Tupi
group, the Amoipira. Between the Sao Francisco and northern Paraiba
rivers, the Caet6 faced the Tupinamba to the south and the Tobajara to
the north. Farther up the coast, beginning at Itamaraca Island and almost
reaching Sao Luis, the powerful Potiguar maintained hostile relations
with the Caete, the Tobajara, and, finally, with the Tupinamba, who
came to occupy the island of Sao Luis and much of the coast to the
southern shore of the Amazon.4
Groups identified as Tapuia in colonial times also may be located
tentatively in terms of their relations with Tupi groups or with Portu-
guese colonists, though their mobility was even greater in historical times.
In the far south, the Guaiana, probably a reference to the Kaingang, were
in permanent contact with Karijo, Tupinikin, and Tamoio groups. Near
the southern Paraiba River, the Waitaka established firm opposition to
Tupi expansion in the region, remaining a steady base of resistance to
the Portuguese in colonial times. Farther north, in the interior of the
future captaincies of Espirito Santo, Porto Seguro, and Ilheus, another
group showed an even more aggressive posture toward Tupi and Portu-
guese alike, becoming an archetype for the barbarous Tapuia: the Ai-
more. Many other Tapuia groups inhabiting the northeastern backlands
were known to the Portuguese already in the sixteenth century: The
Jesuit Fernao Cardim found little trouble in listing seventy-six distinct
Tapuia peoples in his 1583 relation. However, most of these groups
became involved with Portuguese colonial activities only during the sec-
4
It seems likely that the Tupinamba of aMaranhao were late arrivals, migrating northward in retreat
from Portuguese expansion along the northeast coast during the sixteenth century. See Florestan
Fernandes, Organizagdo Social dos Tupinambi (Sao Paulo, 1948), 29—44.
ond half of the seventeenth century, when the expansion of the cattle
industry along the Sao Francisco River and throughout the interior of
the northeastern captaincies resulted in drawn-out conflicts with the
Indians.
If identifying the geographical distribution of the native peoples of
sixteenth-century coastal Brazil remains an imprecise science, calculating
their population faces many of the same challenges and problems. Spatial
mobility, the repetition of generic names in different places and at
different times, and the poor quality of population reports in the early
sources, all have contributed to the incipient character of the demo-
graphic history of indigenous Brazil. Although most global appraisals
have taken into account multiple factors, including eyewitness colonial
accounts, territorial and ecological considerations, and the size and den-
sity of current indigenous societies, results have been widely divergent,
often distorted — either upward or downward — by projections based on
population density estimates.
The most complete example of this exercise in "educated guessing"
may be found in John Hemming's Red Gold (1978), which shows both
the advances and limitations of historical demography as applied to
sixteenth-century Brazil. Listing all groups known in the historical and
ethnological bibliography, Hemming assessed the so-called original pop-
ulation case by case, arriving at the figure of 2,431,000 Indians, among
which the coastal Tupi (not including the Guarani) accounted for about
625,000. Hemming's figures, though generally held to be the most rea-
sonable, inspire some reservations. Some specific cases need to be revised
in light of current research; for example, his estimate of 6,000 for the
Paiagua recently was brought into question, based on evidence describing
large concentrations of war canoes along the Paraguay River.5 Another
problem emerges in the compression of five centuries of widely varying
information into the single historical moment of 1500. Some groups are
in effect double-counted, such as the Tupinamba of Maranhao and Para
or the Tobajara of the Ibiapaba Hills, because they had migrated during
the sixteenth century in retreat from Portuguese slaving activities and
were once again contacted and counted in the early seventeenth. A more
serious case is that of the Canoeiros of Goias, a group that simply did
not exist in 1500 because this society in effect was reconstituted in the
5
Barbara Ganson, "The Evuevi of Paraguay: Adaptive strategies and responses to colonialism, 1528—
1811," The Americas 45(4) (1989), 468.
6
For cogent summaries of their respective positions, see the articles by Anna C. Roosevelt and
Antonio Porro, in Histdria dos tndios no Brasil, edited by Manuela Carneiro da Cunha (Sao Paulo,
1992), as well as Roosevelt's contribution to this volume (Chap. 4).
7
This position is made explicit in Florestan Fernandes' "Os Tupi e a Reacao Tribal a Conquista,"
Invfstigafdo etnoldgica no Brasil e outros cnsaios (Petropolis, 1976), 11-32.
Anonymous, "Sumario das armadas que se fizeram e guerras que se deram na conquista do Rio
Parafba," Revista do Instituto Histdrico e Geogrdfico BrasiUiro 36 (pt. 1) (1873), 8.
solved, and recreated at new sites. The widespread and frequent reference
to taperas, or abandoned settlements, in land documents of the sixteenth
and seventeenth centuries, suggests the spatial dimensions of this process.
These moves were stimulated by various possible factors, including de-
cline in horticultural productivity, depletion of game reserves, internal
factional disputes, the emergence of a charismatic new leader, or the
death of a headman. Whatever the precise motive, the repeated creation
of new units of settlement constituted important events, involving the
reproduction of the principal bases of indigenous social and political
organization.
The original composition and proliferation of any given village was
associated intrinsically with the role of its founding headman. Conse-
quently, the community's identity - both historical and political - also
corresponded to the personal trajectory of its leader. The settlement of
independent villages occurred when an emergent political leader managed
to mobilize a significant following of relatives and friends. This following
was attracted essentially by one's fame as a warrior but also could be
consolidated through marriage strategies, including the selection of sons-
in-law (subject to brideservice obligations) and the adoption of several
wives. During the conquest these strategies proved critical in the early
development of Luso—Indian relations.
The headman's principal source of authority grew out of his capacity
to lead warriors against traditional enemies, but his responsibilities also
had much to do with the organization of social and material life. Accord-
ing to Gabriel Soares de Sousa, it was he who determined the relocation
of a faction or whole village and who chose a site for the new settlement.
He then would organize the construction and occupation of the malocas
and select the ideal location for the garden plot that was to provide the
community's subsistence. Significantly the headman not only labored
alongside his followers but also set the example: "When the principal
(headman) prepares the roga, with the assistance of his relatives and
followers, he is always the first to begin work."9
Thus, in spite of the headman's greater responsibility and prestige, he
remained essentially equal to his followers in the productive sphere. In
effect, among the coastal Tupi, political leadership did not correspond to
any sort of economic privilege or differentiated social status. To be sure
the authority of headmen always remained subject to the consent of his
tasks of daily life in terms of what had been set down in the past.
Tupinamba headman Japiacii, in submitting to French pressures to erad-
icate prisoner sacrifice and cannibalism, explained how tradition dictated
practice, when his will was vetoed in a meeting of elders:
I well know that this custom is bad and contrary to nature, and for this reason
I have sought many times to extinguish it. But all of us, elders, are much alike
and with identical powers; and if one of us presents a proposal, even if it is
approved by a majority of votes, all it takes is someone to declare that the
custom is ancient and that it is not right to modify that which we have learned
from our fathers.13
Although not in the same way, this role of guardian of tradition was
shared by shamans, or pajfc, who sometimes wielded political authority
as well. "Mediators between the spirits and the rest of the people,"
according to Yves d'Evreux, Tupi-Guarani shamans exercised multiple
functions, such as healing the sick, interpreting dreams, and warding off
the many outside threats to local society, including spirits and demons. 14
Their authority, respected by headmen and followers alike, derived pri-
marily from the esoteric knowledge they possessed, resulting from long
years of apprenticeship with experienced shamans. Their importance and
prestige was emphasized by Tupinamba headman Porta Grande of Bahia,
who informed Jesuit Pedro Rodrigues in 1551 that the pajes "gave them
all the good things, that is, their food."
The spiritual life of the coastal Tupi also was marked by the appear-
ance of wandering "prophets," known as caraibas. According to Jesuit
Manuel da N6brega, writing shortly after his arrival in Bahia, "From
time to time witches appear from distant lands, feigning holiness; and at
the time of their arrival, they order the Indians to clear the paths, and
are received with dances and festivities according to custom." Thus,
unlike the resident shamans, the caraibas were not permanent members
of the community, though they commanded considerable influence over
its residents. Early accounts frequently equated caraibas with shamans,
often describing them as paje guagu, or great shaman. But these figures
played quite a different role, preaching a prophetic message to all who
would listen. According to Nobrega:
13
Claude d'Abbeville, O. F. M., Histdria da Missao dos Padres Capuchinhos na Ilha do Maranhao
[1614] (Sao Paulo, 1975), 234.
14
Quoted in Helene Clastres, Terra Sent Mai. O Profetismo Tupi-Guarani (Sao Paulo, 1978), p. 35.
Upon arriving . . . the sorcerer enters a dark hut and sets a human-shaped gourd
in the place best suited for his deceptions, and altering his voice to that of a
child . . . , tells [the villagers] that they should not work or go to the roca, that
the crops will grow untended and come to the houses by themselves, and there
will never be a lack of food; and the digging sticks will break the earth, arrows
will fly into the woods to hunt for their masters and to kill many enemies, and
will capture many to be eaten.
Gifted speakers, the caraibas supposedly persuaded followers to join
them on distant peregrinations in search of an earthly paradise, a "land
without evil," of abundance, eternal youth, and successful warfare and
cannibalism. In his excellent recent synthesis of Tupinamba history and
culture, anthropologist Carlos Fausto cogently identifies this concept on
both a horizontal (spatial) and vertical (temporal) plane. In spatial terms
this land was the object of collective migrations, which sought both
material and spiritual renewal. In temporal terms it was not only the land
of the ancestors but also the future destination of brave warriors who
killed and ate human flesh.15 Thus the quest for the "land without evil"
cannot be explained simply as a messianic reaction to conquest (as Alfred
Metraux and Maria Isaura Pereira de Queiroz have argued) or as a
politico-religious manifestation in radical opposition to traditional au-
thority (as Helene Clastres contends). In effect the prophet's message
addressed the basic elements that placed the coastal Tupi within an
historical dimension: spatial movements, headmanship, shamanism, and,
above all, warfare and prisoner sacrifice.
Indeed, the central importance of warfare among the coastal Tupi,
before and after the arrival of the Europeans, was not lost either on early
observers or later anthropologists; of all the aspects of indigenous society
they described, this activity occupied the most space. In his lengthy
description of indigenous social organization, Gabriel Soares de Sousa
summed up best the position of warfare in Tupi society : "As the
Tupinamba are very bellicose, all of their foundations are directed to-
wards making war on their enemies." In spite of differences in treatment
or degree of detail, the early accounts, taken together, pointed out three
significant features that played crucial roles in internecine and, subse-
quently, Euro-indigenous warfare: the vengeance motive, the practice of
prisoner sacrifice, and the complex configuration of intervillage alliances
and rivalries.
15
Carlos Fausto, "Fragmentos de hist6ria e cultura Tupinamba," in Manuela Carneiro da Cunha
(ed.). Histdria dos Indios no Brasil (Sao Paulo, 1992).
"Our predecessors," they repeat one after another without interruption, "not
only fought valiantly but also subjugated, killed, and ate many enemies, thus
leaving us honored examples; how, then, can we remain in our houses like
cowards and weaklings? Will it be necessary, to add to our shame and confusion,
for our enemies to come get us in our homes, when in the past our nation was
so feared and respected that no one could resist us? Will our cowardice allow
the Margaia [Tememino] and the Pero-angaipa [heartless Portuguese], who are
worthless, invest against us?'
The orator would then answer his own exhortations, exclaiming, "No!
No! People of my nation, strong and valiant young men, this is not how
we should proceed; we must seek out our enemy even if we all die and
are devoured, but that our fathers be avenged!"16 Indigenous warfare, it
would appear, fueled by a universally perceived need to avenge past
injuries, thus provided an essential link between the past and future of
local groups.
Revenge itself was to be consummated in one of two traditional ways:
through the death of an enemy on the battlefield or through his capture
and subsequent ritual sacrifice. In either case the preferred mode of
execution was by smashing the enemy's skull with a heavy wooden club.
Enemies spared on the battlefield faced an often long captivity within
their captors' village, culminating in a great local feast, when captives
were killed and eaten. The taking of prisoners was directed singularly
toward these events, though colonial observers, for obvious reasons,
sought to equate captives to slaves. In effect these captives were neither
exploited nor treated as slaves, even though they performed certain pro-
ductive tasks. Lery noted that the Indians "treat their prisoner well and
satisfy his every need," feeding him and providing him with a female
companion, often one's sister or daughter. Although most captives were
male prisoners-of-war, many colonial observers registered the presence of
women and even child captives, evidently taken in raids of enemy vil-
lages. These captives also were submitted to a ritual sacrifice and were
eaten. The same fate awaited the offspring of the captives' companions.
The role of prisoner sacrifice and cannibalism among the Tupi has
stirred considerable controversy since the sixteenth century. Early chroni-
16
Jean de Lery, Viagem & Terra do Brasil (Sao Paulo and Belo Horizonte, 1980), 184.
clers showed great disgust with the cannibalistic ritual, while the Jesuits
and colonial authorities expended much energy in trying to abolish this
practice. Modern authors, for their part, in favoring ecological, demo-
graphic, or even nutritional factors, have tended to remove Tupi cannibal-
ism from its immediate cultural and historical contexts. An exaggerated fo-
cus on cannibalism, naturally abhorrent to Western sensibilities, in effect
has distorted the warfare—sacrifice complex. It is interesting to note, for ex-
ample, that while the Jesuits managed to persuade many groups to give up
eating their sacrifice victims, they failed miserably in their attempt to cur-
tail the ritual sacrifice. This suggests, once again, that the consummation of
vengeance, whether or not cannibalism was included, constituted the driv-
ing force behind indigenous warfare in coastal Brazil.17
The importance of the sacrifice rite also extended, significantly, to the
sphere of intervillage relations. The ritual feast marking the end of
captivity often served as an event that brought together allies and relatives
from diverse villages. According to Nobrega, in his letter to Coimbra
College in 1549, when the victims were to be killed, "all the inhabitants
of the district assemble to attend the festivities." Even when the influence
of the Jesuits was beginning to be felt among the Tupinikin of Sao
Vicente, one group refused to suspend a "great slaughter of slaves" in
spite of Jesuit pleas to stop the ceremony. "The Indians excused them-
selves by saying that this could not be halted because all the guests were
already assembled and all the preparations had been made with wines
[cauim] and other things," wrote Brother Pedro Correia, in 1554.
Warfare, the taking of captives, and prisoner sacrifice thus provided
one of the bases for relations between villages in precolonial Brazil.
Battles often joined warriors from various villages; in Sao Vicente, for
example, even in the presence of Jesuits, the Tupinikin would host
warriors from other local groups in preparation for coming battles against
the hated Tamoio. And the aftermath of victories or of defeats brought
together allies and relatives in host villages — in victory, to savor the
consummation of vengeance; in defeat, to rebuild raided homes or recon-
stitute shattered populations. The dynamics of intervillage relations,
whether expressed in terms of conflict or alliance, in turn provided one
of the keys to European success - or failure - in gaining control over the
native population.
17
Manuela Carneiro da Cunha and Eduardo Viveiros de Castro, "Vinganfa e Temporalidade: Os
Tupinamba," Journal de la Societi des Americanistes 79 (1987), 191-208.
18
Sebastiao da Rocha Pita, Histiria da Amirica Portuguesa (Sao Paulo and Belo Horizonte, 1976),
60.
thenish ways, admitted that his role was essential to the Portuguese,
"since he enjoys great fame and has many kin among the Indians."
Indeed, according to Ulrich Schmidl, a German traveler who visited
Ramalho's Luso-Tupinikin village in 1553, he "could assemble five thou-
sand warriors in a single day."19 Thus Ramalho clearly had appropriated
the attributes of a Tupinikin headman. Not only was he a respected
warrior and founder of a village; he also followed native traditions in
having "his daughters married to the principal men of the Captaincy,"
as Nobrega observed. Intermarriage, and more significantly the genera-
tion of mixed offspring, contributed in no small way to the early trans-
formation of native populations and political structures in the captaincies
where alliances prospered.
As European settlement advanced along the coast, these initial alli-
ances were put to a serious test. The growth of the Portuguese commu-
nities and the establishment of permanent sugar plantations created a
new demand for food supplies and labor, particularly in the 1540s. Tupi
swidden agriculture, though oriented almost exclusively toward local
subsistence needs, produced copious amounts of manioc, other assorted
roots, and maize. Several sixteenth-century sources reported that the Tupi
maintained supplies within their villages, but these surpluses usually were
limited to short-term storage strategies related to military expeditions.
Occasionally headmen showered their European neighbors or visitors
with plentiful stores of manioc or maize, but to the dismay of the
colonists, the supply of foodstuffs came only sporadically, even if the
Europeans offered iron tools and other imported items in exchange. In
effect barter failed to develop more fully because each party attached
radically different meanings to it. The supply of foodstuffs by the Indians
was not - as Alexander Marchant and subsequent authors have asserted -
simply an economic response to a market situation. Rather, both the
acquisition and supply of goods had more to do with their symbolic
value than their commercial significance. For example, in 1552, the Jesuit
Antonio Pires thus explained the offer of foodstuffs by a Tobajara head-
man in Pernambuco: "He hopes that we supply him with much life and
health and provisions as his sorcerers have promised." In short, cordial
relations with Tupi headmen could reap immediate positive benefits,
though to a limited extent. Eager to acquire iron tools and especially
firearms, in exchange headmen organized work crews (mutiroes) who were
" Ulrico Schmidl, Relato de la conquista del Rio de la Plata y Paraguay (Madrid, 1986), 106.
used by the colonists to cut and drag brazilwood logs, or to clear forested
areas to make subsistence rogas (garden plots).20
The food problem found a partial solution in alliance relations, but
the quest for permanent, plantation labor posed quite a different prob-
lem, with far-reaching consequences for native societies. While some of
the larger enterprises, such as that of the Flemish Schetz family in Sao
Vicente, sought to develop a West African slave labor force from an early
date, most sixteenth-century sugar planters turned exclusively to the local
Indian population. Indeed, at least until the end of the century, the
imperatives of sugar and slavery strongly marked the shape and direction
that relations between colonists and Indians were to take along the coast.
Once again alliance strategies proved critical: The Portuguese soon per-
ceived that the permanent state of war between Tupi groups offered a
potentially unlimited source of Indian captives. The Indians, for their
part, took on Portuguese and French allies with an initial enthusiasm,
because they introduced new weapons and methods and fit comfortably
within the logic of Tupi warfare. However, to their dismay, the new
allies' insatiable appetite for captives - though not in the traditional sense
- threatened to undermine the main objective of indigenous warfare:
ritual prisoner sacrifice.
But war captives were not transformed into chattel slaves so easily.
The Europeans found resistance to the sale of slaves not only among
their captors but also among the captives themselves. For example, in
1551, when the Jesuit Azpilcueta Navarro offered to purchase a Tupi-
namba war prisoner about to be sacrificed, he was surprised to learn that
the Indian refused to be sold, "because he would rather keep his honor
in meeting such a death as a valiant soldier." And the Calvinist Jean de
Lery, writing about the Tupinamba during the French occupation of Rio
de Janeiro, expressed the internal conflicts experienced by the Indians in
facing changing patterns of warfare and sacrifice, in his account of French
attempts to buy Maracaja (Tememino) captives recently taken in battle:
20 21
Alexander Marchant, From barter to slavery (Baltimore, 1942). Lery, Viagem, 190-911.
For their part, in the early years at least, private colonists also lent
support to the aldeia plan, hoping that it would solve some of the
practical obstacles holding back agricultural development. For instance,
these reconstituted indigenous communities, often much larger than
traditional Indian villages, offered a seemingly reliable and cheap alter-
native to slavery, through a system of contract labor. At the same time,
the formation of aldeias redefined the land question by confining indige-
nous populations to spaces determined by colonial interests. New villages
received extensive land grants, conveniently located on the outskirts of
zones most suited to sugar production, which imposed a radical transfor-
mation in the definition of territorial and property rights. The legal
instrument conferring title to the villages was the sesmaria, which made
it clear from the start that Indian lands were to have special characteris-
tics. Unlike the sesmarias distributed among private individuals, these
lands were designated as collective property belonging to the Indians of
the village, which could not be alienated under any circumstances and
which was to be exploited exclusively by the aldeia residents.
Another ostensible advantage of this new form of land tenure lay in
the prospect of foodstuff production, destined to support not only the
Indians but the Luso-Brazilian population as well. Stuart Schwartz, in his
book on sugar plantations in Bahia, suggests that part of the Jesuit
strategy was to mold an independent indigenous peasantry out of the
detribalized peoples thrown together in the aldeias.25 But this paper
peasantry never materialized because the aldeia residents rarely produced
enough to maintain themselves, let alone supply the colonial economy.
In short, the aldeia scheme failed to produce the structures necessary to
sustain and reproduce a reserve labor force sufficiently large to meet
settler demands, in part because native response once again frustrated
colonial expectations.
The aldeias, though designed to protect the declining Indian popula-
tion and at the same time make the Indians useful if dependent subjects,
in effect hastened the disintegration of indigenous societies. Perhaps the
most significant disruptive factor was disease, which also served as an
important ally to the Europeans on the battlefield. By concentrating the
native population — some individual aldeias had over 5,000 residents —
and restricting its customary mobility, the Jesuits unwittingly contributed
to the conditions favoring the spread of epidemics. Other Jesuit innova-
23
Schwartz, Sugar plantations in the formation of Brazilian society (Cambridge, 1985), 41—43.
tions, as Luis Felipe Baeta Neves has pointed out, such as the use of
clothing and the burial of contaminated persons within the villages, also
contributed to the spread of disease.24 To make matters worse, with
persistently high mortality rates, the aldeias only survived through their
constant replenishment with new groups of previously uncontacted In-
dians. Although consistent with the Jesuit strategy of reducing members
of varied societies to a single ideal Christian type, the constant influx of
new catechumens had the more serious effect of aggravating the epide-
miological situation, because recently contacted peoples were far more
susceptible to the imported diseases.
Disease struck all segments of the Indian population, including inde-
pendent villages in the interior, and it hit the young and unstable aldeias
especially hard. Isolated outbreaks already had been registered, but the
first large smallpox epidemic — possibly introduced by African slaves who
participated in the campaigns against the Tupinikin — raged along the
east coast in 1559, carrying off over 600 Indian slaves in Espirito Santo
alone. By 1562 the disease was claiming victims from Sao Vicente to
Pernambuco. The following year measles broke out in the wake of the
smallpox epidemic, certainly intensified by the arrival of new Indian
slaves taken in the Caete campaigns. In Bahia the impact of these epi-
demics was sudden and powerful: According to contemporary Jesuit
accounts, 30,000 Indians and Africans perished in the brief interval of 3
months. Modern authors have estimated that between one-fourth and
three-fifths of the aldeia population perished. Over a longer period,
between 1560 and 1580, the total population of the Bahia aldeias was
diminished from over 40,000 to less than 10,000 residents. This gloomy
balance was pronounced by the Jesuit Anchieta in the early 1580s: "The
people that have been wasted in Bahia over the last twenty years is
something incredible; because no one considered that so many people
could ever be expended, especially in so short a time."
Under these adverse conditions the Jesuits meticulously sought to
dismantle some of the fundamental elements of indigenous social orga-
nization, substituting these elements with radically different patterns. For
example, the creation of fixed, permanent villages with restricted land
rights stood in stark contrast with the irregular patterns of fragmentation
24
Luis Felipe Baeta Neves, O combate dos SoUados de Cristo na Terra dos Papagaios (Rio de Janeiro,
1978).
villages at that time. Later, in another village near Salvador, sick children
were hidden from the Jesuits, "because the sorcerers say that we kill them
through baptism." Curiously this association of epidemic disease with
the work of the Jesuits extended beyond the actions of pajes. Referring to
a village near Salvador in 1559, Brother Antonio de Sa remarked that in
his aldeia "there is nothing on our part that will move the old women to
accept baptism, because they are certain that baptism will bring them
death." This fear was not totally unfounded in that the Jesuits themselves
tended to reserve baptism to Indians on their deathbeds. Several of the
padres harbored suspicions as to the efficacy of baptism, having witnessed
countless examples of Indians reverting to their decidedly non-Christian
practices after conversion. Father Afonso Bras, working among the Tup-
inikin and Tememino in Porto Seguro and Espirito Santo, reported in
1551: "I dare not baptize the heathen here so readily, unless they plead
for it repeatedly, because I am wary of their inconstancy and lack of
firmness, except in the case of when they are at the point of death."
In short, to be truly effective, it was not enough simply to discredit
the pajes; the Jesuits also would have to appropriate for themselves the
traditional role of charismatic spiritual leader. Indeed, in their mission
activities and on their visits to Indian villages, the Jesuits adopted prac-
tices thought to be effective because they emulated precolonial practices.
It was common, for example, for Jesuits to preach before sunup, as was
the practice of headmen or pajes who harangued their fellow tribesmen.
Anchieta, in spreading the gospel among Tupinamba villages along the
coast of Sao Vicente in 1565, expressed his message in a fashion closely
modeled on the rhetoric of the charismatic leaders whom he so despised.
Speaking "in a loud voice throughout their houses, as is their custom,"
Anchieta preached that "we wanted to remain among them and teach
them about God, so that He could give them abundant crops, health
and victory against their enemies and other such things." Perhaps with
this in mind, the Jesuits soon perceived baptism, with its apparently
magical implications for the Indians, to be an effective method of sub-
verting certain rituals, especially the cannibalistic rite. For example, when
visiting a Tupinikin village in 1554, the Jesuits Nobrega and Pedro Cor-
reia attempted to intercede on behalf of prospective sacrifice victims. The
Tupinikin villagers refused to allow the baptism of the victims, "saying
that if they killed them after having been baptized, all those who had
killed and eaten that flesh also would die." And in 1560 the Indians of a
village near Sao Paulo killed two captives, one a small boy aged two or
three and the other a youth of fifteen, but declined to eat them as
planned because Father Luis da Gra had baptized them first. Finding it
difficult to eliminate prisoner sacrifice altogether, Anchieta recognized
the limits of Jesuit success when he remarked in 1554 that "among such
a multitude of infidels, a few of our flock at least have abstained from
eating their fellow man."
Day-to-day resistance certainly wore down the Jesuits' patience, but
the aldeia project also was jeopardized by more radical actions. In Bahia
the aldeia plan met considerable native opposition from the start. Some
local groups refused to submit to colonial rule, as in the case of Chief
Cururupeba, who openly defied the governor's prohibition of cannibal-
ism. Others, once converted and settled in mission villages, soon after
abandoned their new ways. In 1557, in the Rio Vermelho village, the
Indians rebelled against the Jesuits, who had pressured their headman to
abandon polygamy. But the most common form of resistance was flight
from the aldeias. According to Nobrega, "many flee the subjection of our
doctrine and live like their ancestors, eating human flesh as before." In
1560, during a religious procession, many of the residents of the Sao Joao
aldeia followed headman Mirangoaba into the interior. Mirangoaba
sported a long record of insubordination, though the main reason for his
abandoning the aldeia emanated from a factional dispute that had devel-
oped within the settlement. Indeed, while the Jesuits were quick to
attribute such actions to the Indians' inconstancy, this served conven-
iently to mask problems that they themselves had created.
In short, unable to meet the labor needs of the settlers and frustrated
by their incapacity to transform the recalcitrant tribal Indians into loyal
Catholic subjects, the Jesuits and their aldeia program quickly lost
ground to alternative forms of labor recruitment and political control.
To be sure, along with the devastating effects of epidemic disease, the
cultural modifications imposed by the Jesuits served mainly to hasten the
disintegration of native societies. Instead of producing Christian Indians
able and willing to work for the development of the colony, the aldeia
system succeeded only in creating marginal communities of sickly, mo-
rose, and unproductive residents, hardly able to provide for their own
survival. It was within this context, then, that the colonists sought in-
creasingly to take the labor question into their own hands.
Dissatisfied with the results of the aldeia experiment, and stimulated
by the repeated demographic crises that punctuated the second half of
the sixteenth century, both private settlers and enterprising colonial au-
thorities intensified the search for new sources of slave labor. As we have
seen, the tenure of Governor Mem de Sa marked a critical turning point
in Luso-Indian relations. Although Mem de Sa openly supported the
Jesuits and their missions — his own Sergipe plantation near Salvador
eventually passed to them in a bequest from his daughter — the need to
pacify the coastal regions surrounding the Portuguese settlements and the
attendant development of the sugar industry inevitably resulted in a series
of wars of conquest, which in turn were to produce a rich booty in
Indian captives. Indeed, while the king's counselors discussed the ethics
of "Just War" from a moral and theological perspective, Mem de Sa and
his immediate successors adopted a more practical stance, organizing
powerful military columns that were to squash Tupi resistance in Rio de
Janeiro, Bahia, Pernambuco, Sergipe, and Paraiba.
Mem de Si's willingness to resolve the defense and slavery issues in
single strokes became evident in 1562, with the prosecution of a "Just
War" against the Caete, who 6 years earlier had slain and devoured
Brazil's first bishop. In his proclamation, the governor authorized the
enslavement of all Caete, which evidently pleased the colonists of Bahia,
who faced their first serious labor crisis as a result of the great smallpox
epidemic that raged along the coast. But not all Caete were enemies;
some, in fact, lived in Jesuit missions, while others traded peacefully with
the Portuguese. Nonetheless the colonists and their Tupinamba allies
seized the opportunity with relish, attacking and enslaving any Caete to
be found, including those living in the Jesuit villages. And when the
declared enemy proved insufficient, the slavers launched attacks against
other Tupi groups, claiming that they were Caete. According to the
Jesuit Anchieta, within a few months over 50,000 captives were taken in
the war, but only 10,000 lived on to serve as slaves in the Salvador area,
the others falling victim either to ruthless massacres or uncompromising
disease.
The Caete case set a dangerous precedent, which subsequently was
incorporated into Portuguese legal codes dealing with the Indian ques-
tion. Evidently preoccupied with the indiscriminate and illegal enslave-
ment of native peoples, the Portuguese crown issued its first major
legislative statement on the Indian question with the Law of 20 March
1570. This law specifically sought to regulate both Indian slavery and
freedom. The new statute designated the legitimate means of acquiring
Indian captives, restricting these to "Just Wars" duly authorized by the
king or governor, and to the ransom (resgate) of captives destined to
25
Soares de Sousa, Tratado Descritivo, 115.
hos 30 years later. Many planters tied their fortunes to the growing supply
of African slaves, but most counted on the increased flow of Indian labor
to guarantee the production and local transport of the sugar crop. Stuart
Schwartz, in his pioneer analysis of the gradual shift to African labor on
Bahian plantations between 1570 and 1620, has documented the persis-
tence and complexity of Indian labor arrangements — particularly slavery
- during this period.26 Although few studies exist for the other captain-
cies, it now seems clear that not only the origins but also the early
development of the colonial sugar economy were closely tied to the
expansion of Indian slavery. In addition subsidiary economic activities,
notably foodstuff production and distribution, also depended heavily on
the supply and exploitation of forced native labor.
The forced relocation of indigenous societies, often involving great
distances, contributed to the depopulation of vast stretches of coast and
hinterland alike. These movements also aggravated the epidemiological
problem in zones of European settlement, because the introduction of
large numbers of captives with little or no immunity to a new disease
environment kept mortality rates always at high levels. Writing in 1583
Anchieta produced a grim picture of the fate of 20,000 captives taken in
the Aribo backlands 6 years earlier, claiming that only 2,000 had sur-
vived: "Go now to the mills and plantations of Bahia and you will find
them filled with Guinea blacks and very few native blacks, and if you ask
what happened to so many people, they will tell you they have perished."
The deadly epidemics in turn stimulated new slaving expeditions to
increasingly distant lands, in a destructive cycle that persisted until Indian
slavery no longer remained a viable economic proposition. This cycle
played out on the sugar-growing coast sometime during the first half of
the seventeenth century, but it lasted well into the eighteenth century in
other areas, particularly the colonies of Sao Paulo, Goias, Mato Grosso,
Maranhao, Para, and Rio Negro.
Part of the demand was filled through the formal prosecution of "Just
Wars." Thousands of Tupinamba captives were marched to Bahia during
the first conquest of Sergipe in 1575-1576, and many Tobajara and Potig-
uar where enslaved during the Parafba campaigns of the 1580s, linked to
the expansion of the Pernambuco sugar industry. Another source of slaves
came from the Indians who sold themselves into slavery, which raised an
26
Schwartz, "Indian labor and New World plantations: European demands and Indian responses in
northeastern Brazil," American Historical Review 83 (1978).
the boldness and impertinence with which the slavers allow themselves to enter
that great wilderness, at great cost, for two, three, four or more years. They go
without God, without food, naked as the savages and subject to all the persecu-
tions and miseries in the world. These men venture two or three hundred
leagues into the sertao, serving the devil with such amazing martyrdom, just to
barter or steal slaves.28
27
Cardim, Tratados da Terra, 199.
28
Quoted in John Hemming, Red gold (Cambridge, Mass., 1978), 154.
29
Joao Capistrano de Abreu (ed.), Primeira Visitagao do Santo Oficio as Panes do BrasiL Confissoes
da Bahia, 1591-92 (Rio de Janeiro, 1935), 220-227.
least seven different "wives," had smoked "holy grasses," and had painted
himself with dyes, all in native fashion. Evidently holding this freedom
in great esteem, "often he wished that he never return from the sertdo,
because there he had many wives and ate meat on forbidden days and
did everything else he wished without anyone paying notice." But To-
macaiina's heathenish ways served quite another purpose: He proved
indispensable to the slaving business, because he was able to penetrate
native societies with great ease, at times persuading them to migrate to
the coast or enticing them to attack other enemies in order to produce
captives. In 1572, for example, as part of the great Antonio Rodrigues
Adorno expedition to the interior of the captaincy of Porto Seguro,
Tomacauna led 7,000 Tupiguen (possibly Tupina) to the coast, where
they were divided among the colonists. The Jesuit Anchieta, witness to
many slaving expeditions, remarked that the crafty mamaluco backwoods-
men indeed were successful in persuading Indians to move to the coast,
though these soon realized that they had been tricked: "When they reach
the sea, the Portuguese divide them amongst themselves, some taking the
wives, others the husbands, others the children, and selling them."
We must leave, we must leave before these Portuguese arrive. . . . We are not
fleeing from the Church or your Company, for if you wish to join us, we will
live with you in the forests and backlands.. . . But these Portuguese do not leave
us alone, and if so few who are among us already seize our brothers, what else
can we expect when the rest arrive,, but to see ourselves, our wives and our
children enslaved?31
30 31
Soares de Sousa,. Tratado Dtscritivoi, 132.. Quoted in Fernandes, OrganizacaO'Social,. 36.
32
Joao Felipe-Bettendorff, S. J., Cronica do Padres da Companhia dt Jesus no Estado do Maranhao
(Belem;.i99o), 56-57.
33
Quoted'in Hemming, Red gold, 195. M Gandavo, Tratado da Terra, 144.
35
Francisco Adblib Varnhagent Histiria Geral do Brasil, I, 5 vols. (Sao Paulo and Belo Horizonte,
1981), 1:348; note by Capistrano de Abreu.
36
Valle, ed., Cartas Jcsuiticas, i.
37
Confession of Luisa Barbosa, in Abreu (ed.). Primeira VisitafSo, 83-84.
38
Ronaldo Vainfas, A Heresia dos Indios (Sao Paulo, 1995).
ponents, the santidade of Jaguaripe, perhaps more than any other similar
movement that erupted in sixteenth-century Brazil, also borrowed heavily
from the hierarchical order introduced by Jesuits and slave owners. By
all accounts the leader of the movement displayed all the crucial charac-
teristics of the charismatic caraiba. Based on fresh archival material,
Vainfas demonstrates that Antonio was a gifted speaker, in the tradition
of persuasive Tupinamba leaders, and also commanded a profound un-
derstanding of Tupi-Guarani heroic mythology. The backwoodsman To-
macauna, himself son of an Indian mother and quite familiar with Tupi-
Guarani spritual life, was impressed by the shamanistic rituals conducted
by Antonio. But Tomacauna's account, perhaps the most detailed de-
scription of the movement before part of it was coopted by Fernao Cabral
de Ataide, also suggests that Antonio was more than the spokesman of
tradition and, in effect, also was the product of history.
Raised by Jesuits in the Tinhare mission, Antonio incorporated signif-
icant new elements to the prophetic experience. Declaring himself
"pope" and one of his wives "mother of God," Antonio established a
parallel church, complete with "bishops" and "vicars." According to
Vainfas new members were accepted to the cult through a sort of reverse
baptism, in which Christian names were substituted with names given
by the leader. His message also mixed Tupinamba and colonial images:
Beyond the usual appeal to a world of abundance, where crops would
produce themselves, where arrows would shoot spontaneously through
the air slaying game, and above all where the enemy would fall easily
captive to heroic warriors, Antonio's message also addressed the problem
of colonial oppression. According to the confession of Gohcalo Fernan-
des, a mamaluco, the cult attracted many Indian slaves and mission
residents, who fled from the plantations and aldeias. Using an incompre-
hensible language invented by the members of the santidade, possibly in
emulation of the Latin ritual of the aldeias, and inspired by a stone idol,
cult leaders claimed that their God was to come immediately and "free
them from slavery and make them the masters of the white people, who
were to become their captives."39
The santidade often has been classified as a typical, syncretic "religion
of the oppressed," but it remains important to recognize how this and
other movements — such as the Guarani rebellion led by Obera in 157940 —
35
Confession of Gonfalo Fernandes, in Abreu (ed.), Primcira VisitagSo, in.
40
Bartomeu Melia, El Guarani, conquistadoy reducido (Asuncion, 1986), 30-40.
BIBLIOGRAPHICAL ESSAY
Paulo, 1983); and Jose Vicente Cesar, "Situacao Legal do Indio durante o
Periodo Colonial: 1500-1822," America Indigena 45 (1985), 391-426.
Though dated, Agostinho Marques Perdigao Malheiros, A Escraviddo no
Brasil: Ensaio Historico-juridico-social, 3 vols. (1867; 3rd ed., Petr6polis,
1976), covers Indian legislation, especially with regard to slavery, in Vol.
II. A more recent compilation and discussion is Beatriz Perrone-Moises,
"Legislacao Indigena Colonial: Inventario e Indice," unpublished mes-
trado thesis, Universidade Estadual de Campinas, 1990, part of which
appears as an appendix to M. C. da Cunha (ed.), Histdria dos tndios no
Brasil. The land issue receives illuminating treatment from an ethical and
legal perspective in Manuela Carneiro da Cunha, "Terra Indigena: His-
toria da Doutrina e da Legislacao," in her Os Direitos do Indio: Ensaios e
Documentos (Sao Paulo, 1986), 53—101. A fresh discussion on the legal
principles underlying "Just Wars" is Beatriz Perrone-Moises, "A Guerra
Justa em Portugal no Seculo XVI," Revista da SBPH 5 (1989/90), 5-10.
The impact of initial contact with the Brazilian Indians on European
thought has been the object of a growing bibliography, taking up many
of the points introduced by Sergio Buarque de Hollanda in his classic
Visao do Paraiso (Rio de Janeiro, 1959). Laura de Mello e Sousa, in O
Diabo na Terra de Santa Cruz (Sao Paulo, 1987) and Inferno Atlantico
(Sao Paulo, 1993), discusses the Edenic and Demonic images that
emerged from early colonial contacts in a fresh light. Ronald Raminelli,
Imagens do Indio (Sao Paulo, 1996), focuses more specifically on Euro-
pean iconographic representations of the Indians. Three other innovative
studies add interesting perspectives on this period: Leyla Perrone-Moises,
Vinte luas (Sao Paulo, 1992), based on Paulmier de Gonneville's early
travel account, reconstructs the life story of a Guarani Indian who was
taken to Europe by the French; Guillermo Giucci, Sem Fe, Lei ou Rei.
Brasil 1500-1532 (Rio de Janeiro, 1993), examines the process of "acciden-
tal colonization" involving European castaways; and Ronaldo Vainfas,
Trdpico dos Pecados (Rio de Janeiro, 1997), casts interethnic sexual liaisons
and miscegenation in a new mold, establishing a fruitful dialogue with
Gilberto Freyre's 1933 classic, The masters and the slaves, trans. Samuel
Putnam (New York, 1946). French-Indian early relations in Rio de
Janeiro are placed in comparative perspective by Olive P. Dickason, The
myth of the savage and the beginnings of French colonialism in the Americas
(Edmonton, 1984). Finally, the impact of these relations on French
thought is covered by Frank Lestringant, Le Huguenot et le Sauvage (Paris,
1990).