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Abstract
Nowadays, e-mail has been one of the most popular ways for communication in many
fields, but for most nonnative English speakers, they do not know how to interact via e-mail in
English appropriately. In English teaching, educators always focus on grammar and the four
skills of language learning. They overlook pragmatics. This paper illustrates how to prevent
pragmatic failure in Chinese ESL/EFL learners’ e-mail requests. First, we discussed the previous
research of expressions in the e-mail genre. Next, we provide some examples and analyze
pragmatic failure in e-mail requests. Then, we identify teaching strategies to avoid pragmatic
failure based on speech act theory, specifically requests. Finally, we attempt to offer a
curriculum about e-mail requests. The goal of the curriculum is to help students make e-mail
Introduction
E-mail is a very common type of social media used for interpersonal communication.
Many people interact with others via e-mail and they can get feedback immediately. There is
2006). In other words, e-mail communication does not have a set of well-designed requirement
and linguistic behavior guide. There is no information about what expressions that nonnative
speakers should avoid using in different e-mail contexts. Therefore, nonnative speakers have
problems with politeness. Although sometimes e-mail communication is similar to oral speaking
because they are both dynamic and interactive, participants cannot see and hear each other in e-
mail interaction. In this case, senders must pay attention to their attitude and expressions in e-
mail writing. Danet (2011) argues that when someone sends an e-mail to an authority, he/she
ADDRESSING PRAGMATIC FAILURE 3
should be more formal and polite. Otherwise, the receiver may think he/she is rude and
uneducated. Politeness considerations are important (Holmes & Stubb, 2004) and requests made
to their superiors (i.e., those people who are in a higher-status position) need more mitigation and
less directness.
Requests are face-threatening acts (Brown & Levinson, 1978). One way the speaker can
minimize the imposition is by using an indirect strategy instead of a direct one, such as activating
choice on the scale of directness. The data on requests are typically obtained through a discourse
completion test and role plays, but they don’t focus on authentic e-mail messages. Requests are
always related to power distance. The most obvious reflection of power distance is the
interaction between superiors, such as professors, and their subordinates, students. For example,
when someone emails his/her boss to require a document, it is inappropriate to say “Give me the
document” or “Can you give me the document?” Hartford and Bardovi-Harlig’s study (1996)
was one of the earliest studies on student-professor e-mail requests. The pragmatic failure is
Hendrick’s study (2010) investigated the influence of the use of syntactic and lexical
modifiers in e-mail requests written by Dutch learners. Chen (2001) compared Chinese and
American students in e-mail requests for appointments, recommendation letters and special
considerations. Both groups of students liked to use the structures “Can you/Could you…”. It
indicates that the expressions of politeness of nonnative speakers is very limited. “Can you” and
“could you” are correct but not suitable in some contexts. Therefore, nonnative speakers need to
ESL/EFL learners cannot use appropriate degree of directness because they fail to apply
speech acts theory in e-mail requests. Blum-Kulka (1984) says the pragmatic failure happens
ADDRESSING PRAGMATIC FAILURE 4
when speakers fail to understand each other’s intentions. English teachers should not only teach
students’ language, but they should teach the use of language. According to Jung (2002), the
students must develop the ability to use speech act theory in every situation.
Cohen (2005) proposed four strategies to avoid pragmatic failure when making requests.
They are retrieval strategies, rehearsal strategies, communication strategies and cover strategies,
all of which will be discussed in more detail later in this paper, while of the above-mentioned
studies connect to speech acts and e-mail interactions, we were not able to find course materials
that focus on helping students to speech acts and e-mail interactions. However, we did not find
course materials for helping students develop pragmatic competence. In China, English teaching
stresses on grammar. Students can produce correct utterances about requests, but they may fail to
Literature Review
To some extent, e-mail is the most popular social media for interpersonal communication.
Many students use e-mail to reach professors more quickly and receive answers and feedback
cyber-consultations between them (Economidou, 2011). However, research on CMC shows that
(Biesenbach-Lucas, 2006). Also, there are no explicit and clear instructions in e-mail writing. As
a result, both native and nonnative speakers are faced with problems of politeness (Crystal,
2001). It has been claimed that e-mail has made professors approachable and accessible, erasing
E-mail shares features with oral speech. Email interaction is similar to oral speech
because they are both dynamic and interactive, but email cannot be strictly defined as oral speech
ADDRESSING PRAGMATIC FAILURE 5
because participants neither hear nor see each other (Ecnomidou, 2011). Therefore, e-mail
language is a “hybrid-medium” language along the continuum between oral and written language
(Barron, 1998). For the hybrid nature of e-mail, sometimes e-mail is informal but sometimes it is
formal. Danet (2011) argues that when someone sends e-mail to an authority, he/she should be
more formal and polite. E-mail language contains simple and straightforward features and has
coordinated instead of subordinated ideas in sentences. People hardly write emails with very long
and complex sentences. Writers tend to use the straightforward and short but accurate sentences
in emails. For example, the customer service department in a company may email their clients,
“We have two solutions for solving your problem.” instead of “there are two solutions if you
Some studies showed that native and non-native speakers’ e-mails always show different
stylistic range. The opening of the majority of e-mails are Hi/Hello/Dear, although the highest
frequency category was for no opening device at all (Economidou, 2011). The most common
closing is the writer’s name only or expressions like best wishes/regards, love.
E-mails from students to professors’ exhibit “a wide stylistic range, from greatly formal
“-Please advise.
-Any comments?
(Biesenbach-Lucas, 2006:83-84).
From the example, it can be seen that some students’ e-mail requests are very direct; they
use imperative, ellipsis sentences, and use phrases like “I want” or “I like”. In student and
ADDRESSING PRAGMATIC FAILURE 6
professor e-mail interaction, these kinds of messages are at an inappropriate level of directness,
because professor is superior in school life. Students are supposed to be respectful and polite to
their professors. The expressions like “I want”, “I like”, “can you” and “as soon as possible”.
Such expressions are too subjective and they seem to urge professor to do things for you.
Many studies suggest that there is a “need to account for the rules that govern the use of
Speech Act Realization Pattern (CCSARP)” which is guided by Blum-Kulka, & Olshtain (1984).
The goals of this project are to compare languages, the realization patterns of requests and
apologies (especially for requests), and to establish similarities and differences between native
and nonnative speakers’ realization patterns. The CCSARP project focuses on requests in eight
languages or varieties; they are Australian English, American English, British English, Canadian
French, Danish, German, Hebrew and Russian. On theoretical grounds, there are three major
1. The most direct, explicit level realized by imperatives, or performatives (Austin, 1962)
performance.
Requests are face-threatening acts (Brown, & Levinson, 1978). The direct and indirect
ways for making requests available to speakers is socially motivated by the need to minimize the
In many interlanguage studies on requests, data have been obtained through a discourse
ADDRESSING PRAGMATIC FAILURE 7
completion test and role plays (Blum-Kulka & Olshtain, 1986). But the few studies on e-mail
requests focus on the authentic e-mail messages. Interlanguage studies on e-mail show how e-
mails differ from oral discourse in the L2 (Warschauer, 1996; Chapman, 1997). Some studies
examined e-mail interactions between students and professors. Hardford and Bardovi-Harlig’s
study (1996) was one of the earliest studies on student-professor e-mail requests. This study
analyses the e-mail requests of English NSs and NNSs and investigates how students’ use
requests. The study indicates some pragmatic failure in NNS’s messages. The pragmatic failure
is caused by inappropriate and insufficient mitigation and degree. The author concludes that the
forms of e-mail requests “reflect an apparent overestimation on the part of the students of the
faculty members’ level of obligation to comply” (Hardford & Bardovi-Harlig, 1996, p.58)
Hendrick’s study (2010) investigated the influence of the use of syntactic and lexical
modifiers in e-mail requests written by Dutch learners. Results from the study suggested that the
underuse of elaborate lexico-syntactic modifier combinations (e.g. Would you mind my asking
for the document we discussed yesterday? Because I realize that we can finish the task more
smoothly with that document.) can influence perception of recipients. Hendrick (2010) found it
may reflect negatively on the sender’s personality and result in pragmatic failure. However, the
use of past tense or euphemism did not affect sender’s evaluation. A possible explanation for this
may be that the requests were preceded by extensive external modifiers that helped to increase
In the similar study, Chen (2001) compared Chinese and American students in e-mail
requests for appointments, recommendation letters, and special considerations. The study
revealed that both groups of students preferred “Can you/Could you” and “I want/Would you
like to), but in some conditions, American students chose more lexico-syntactic modification
ADDRESSING PRAGMATIC FAILURE 8
(but not overuse), which makes requests more indirect and polite. Both Hendrick’s study and
Chen’s study show the problems of email requests for nonnative speakers. They tend to use very
complex sentences. If they avoid overusing these sentences, their expressions become direct.
Just now we mentioned the CCSARP project, and Biesenbech-Lucas (2006) applied it to
examine the degree of directness and politeness features of students’ e-mails. NNSs’ e-mails
didn’t make use of a combination of devices and were modified using past tense and “please”.
The internal modification employed by NNSs “did not show NSs apparent sensitivity and
linguistic flexibility to use different modification devices for different request types”
(Biesenbach-Lucas, 2006). Examples 1-4 (see below) illustrate instances of pragmatic failure in
(1) Did you talk to Dr…? What did she tell you?
Thank you.
(2) Can you please send me the completed PowerPoint material that you covered this week?
(3) Please e-mail the syllabus of the course ENG 551 taught during the second semester because
The pragmatic failure above is caused by the degree of directness. ESL/EFL learners
occasionally fail to use appropriate degree of directness because they fail to apply speech act
theory in e-mail requests. This causes pragmatic failure on e-mail requests. Thomas (1983:91)
defines pragmatic failure as an instance where someone cannot understand what is meant by
what is said. Blum-Kulka (1986) says the pragmatic failure happens when speakers fail to
ADDRESSING PRAGMATIC FAILURE 9
understand each other’s intentions. The pragmatic failure derives from the size of imposition,
reference in the L2 to taboo in that culture and the power and social distance in that culture. The
pragmatic failure in e-mail requests is the third one. E-mail language depends on students and
professors social distance. Therefore, English teacher should not only teach students language
points, but they should also teach the use of language. Teachers should help students avoid
pragmatic failure. According to Jung (2002), the students must develop the following abilities in
class: ability to carry out speech acts in every situation; ability to produce and interpret non-
literal meanings; ability to be polite; ability to carry out discursive functions and use cultural
knowledge.
Teachers should apply language use strategies in class when they teach something related
to pragmatics. They include cognitive, metacognitive, social and affective strategies, but for
example, retrieving the correct verbs in correct tense for making a polite request (Glahn,
1980).
2. Rehearsal strategies: For practicing L2 structures that one has learned before
(Weinstein & Mayer, 1986). For example, rehearsing the subject form for verbs for
3. Communication strategies: For guiding the conversation away from problematic areas
and expressing meaning in creative ways; for creating time for them to think and
4. Cover strategies: For not looking foolish. For example, using a partially understood
ADDRESSING PRAGMATIC FAILURE 10
systematic in their strategies for learning and using complex speech acts. A recent concern for
defining and doing research on strategies suggests not viewing the strategies that learners use for
speech acts as separate thoughts and behaviors, but rather as chains and clusters (Macaro, 2004).
A strategy chain contains social strategies in sequence. First, a student might use two supportive
moves; such as minimizing the imposition and grounding the request by justification. Then in the
sequence would be the head act in the form of a query serving as an indirect request. In the
Given the difference between what NSs and NNSs do pragmatically, how the teacher can
help students close the pragmatic gap is a large problem. Speaking English well does not
necessarily mean to follow the cultural rules. The task of the teacher is to make sure that students
know what they are saying. In addition, the teacher has to take into account that pragmatic
failures can be corrected. The pragmatic failures which take place can be avoided if the non-
native speakers had had a metapragmatic capacity (Amaya, 2008). Pragmatic knowledge should
be teachable. There are many studies that prove this is so and instruction helps L2 learners in
acquiring pragmatic competence. An example is the study carried out by Eslami-Rasekh et al. in
2004 (Amaya, 2008) with 66 Iranian students of advanced English, focusing on 3 speech acts:
request, apology and complaint. The students were divided into 2 groups: the control group
received normal instruction (32 students) and another received pragmatic instruction about 30
minutes of each 2-hour class session (34 students). Before the class began, both groups were
administered a questionnaire with 26 situations about the students’ family, social and academic
life. Each situation had 4 possible answers but only one was suitable from a pragmatic point of
ADDRESSING PRAGMATIC FAILURE 11
view. Each correct answer was assigned 2 points. At the end of the course, the students were
given another questionnaire which was similar to the one made in the beginning. As a result, the
experimental group got 30 points in average before classes, but after classes, the average is 46
points. The control group got 30.7 points before classes, and 35.5 points after classes. The results
show that an explicit pragmatic instruction facilitates the development of pragmatic abilities. For
student, they need to learn to be communicatively competent from a pragmatic point of view.
According to Jung (2002), the students should develop the following abilities:
• The ability to carry out speech acts. It’s necessary for them to know how to choose the
speech act needed in different situations and suitable linguistic codification to carry out
• Ability to use politeness strategies. These strategies may vary from one culture to another
• Ability to carry out discursive functions (e.g. taking turns, pauses or silences.)
3. The topic of curriculum is practical writing. The curriculum lasts for 16 weeks. Students
are taught how to apply speech act theories in the real context.
Curriculum Introduction
There are 20 students in the class and all of them are Chinese high school students. They enrolled
in this EFL class with hopes for improving their pragmatic competence. Specifically, they want
to learn how to apply what they learned practically. The students are in mid-to-high intermediate
proficiency.
The goal of this course is to help students to avoid pragmatic failure in e-mail requests based on
the speech act theory. Students will have opportunities to read e-mail requests written by native
speakers and find their problems on e-mail requests. The first part of this course is about speech
act theory (5 classes); the second part is practical writing including e-mails and business letters
(5 classes); the third part is applying speech act theory in practical writing especially e-mail
requests (6 classes).
ADDRESSING PRAGMATIC FAILURE 13
Brief Description:
Pre-lesson inventory
Lesson Objectives:
Content objective:
Language objective:
Teaching Materials:
Purpose: This activity motivates class and activates schemata. In this activity, students can think
Procedures:
1. I will ask students, “Did you ask others to do something for you in your life?” Students will
say, “Yes.” Then I ask, “What did you say when you ask others to do something? Please write
down these sentences. You have 3 minutes. You can discuss with partners.”
2. During the activity, I will browse in the classroom. After 3 minutes, I will collect students’
answers. They should speak out their answers. If their sentences contain modals, I will type
their sentences on the screen and ask, “Do you find the common features in your sentences?”
Transition: “Words like can and could are modal verbs. Can you come up with any other modal
verbs?”
Purpose: In this activity, students will learn the differences between modal verbs and phrasal
modal verbs. Students will read a paragraph and make requests by modal verbs (phrases). They
Procedures:
ADDRESSING PRAGMATIC FAILURE 15
be to
need to
should be supposed to
permitted to
In this part, I will stress that ought to/had better are modal forms that lie somewhere between
true modals and phrasal modals. After I explain them, students should give me some
social interaction: can, could, may, might, must, shall, should, will, would
Then, I ask students, “Among these 12 modals, which one can be used to make requests?” If
3. Students should give me answers. If they give incorrect answers, I will correct them. Then I
give them examples. For general nature requests, we can say: Will/Would/Can/Could you
ADDRESSING PRAGMATIC FAILURE 16
help me with this problem? For specific requests for permission: May/Might/Can/Could I
4. Each student finds 1 to 2 partners. I will hand out some situations to each group (appendix b).
5. After the group work, I will collect their answers. They will read their sentences aloud.
Transition: You did a good job in the activity. Just now, you produced some sentences with
requests. Next, I’d like you to connect what you learned with previous classes (last 2 classes).
Purpose: Students will read an e-mail from a native speaker and discuss the features of e-mail
requests language. The e-mail from a native speaker may influence students’ language use
positively.
Procedures:
1. I will give each student an e-mail written by a native speaker. I find a volunteer to read this e-
mail.
3. Students will find the requests in this e-mail and paraphrase them. For example, students can
Brief Description:
Pre-lesson Inventory
Lesson Objectives:
1. Content objectives:
2. Language objectives:
Students will be able to make requests politely. For example, I would be grateful/appreciate it
if you.
Purpose: Students will review the knowledge from the last class. It will refresh students’ minds
on making requests. Maybe some students were absent last class, this activity can help them
Procedures:
1. Students will take out appendix c I gave them last class. I will ask “What are the requests you
find in this e-mail.” Maybe they can only find Could you therefore please send me your price
2. I will let them paraphrase this sentence with other modals, and the speak out their answers.
3. I will ask, “Can you find another request? Don’t just look at modal verbs.” There are students
who might find I would also be grateful if you could include details of delivery and postage.
Transition: “You know how to make requests with modal verbs in interrogative sentences, but
there are some other ways to make requests such as I would be grateful if… Now we will look at
these expressions.”
Purpose: In this activity, students should review making requests with interrogative sentences. I
Procedures:
1. Students will review the modal verbs and phrasal modals they learned last class. When I give
modal verbs, they should respond to me with the corresponding phrasal modals.
2. I will ask students, “Can you give me some sentences for making requests that we learned?”
ADDRESSING PRAGMATIC FAILURE 19
3. I will show 4 groups of expressions (appendix a) and let them order the degree of politeness
and tell me reasons. Maybe they make mistakes, but it doesn’t matter, I can correct them and
Please send me … .
4. Students will find group members. Ideally, 3 students are in one group. One of them should
come up with a situation, the other two should make requests about this situation (like
Transition: “You are familiar with making requests, and you know that our unit is Practical
Purpose: Students will combine request and e-mail writing. They should apply what they learned
Procedures:
1. I will ask students, “Do you remember the parts of an e-mail letter?” Students speak out their
2. I will give students 3 situations. They can choose a situation to make requests. They can
3. After they finish, they exchange the e-mail with partners and do peer-review.
Students will review what they learned these two classes quickly. I will collect students’
feedback for these two classes: Do they have any questions? If they have, I will answer them.
ADDRESSING PRAGMATIC FAILURE 21
References
Bardovi-Harlig, K., & Hardford, Beverly S. (1996). At your earliest convenience’’: a study of
written student requests to faculty. In: Bouton, L. (Ed.), Pragmatics and Language
politeness among native and non-native speakers of English. Language Learning and
Blum-Kulka, S., & Olshtain, E. (1986). Too many words: Length of utterance and pragmatic
Blum-Kulka, S., & Olshtain, E. (1984). Requests and apologies: A cross-cultural study of speech
Brown, P., & Levinson, S. (1978). Universals in Language Usage: Politeness Phenomena. In E.
Celca-Murcia, M, & Larsen-Freeman, D. (2015). The Grammar Book: Form, Meaning and Use
Cohen, A. D. (2005). Strategies for learning and performing L2 speech acts. Intercultural
Dash, P. (2004). Cross-cultural pragmatic failure: A definitional analysis with implications for
3215.
Jianbin, H., &Lihui, Z. (2010). A study of Chinese EFL learners’ pragmatic failure and the
Mocaro, E. (2004). Learning Strategies in Foreign and Second Language Classrooms. London:
Continuum.
Pohl, G. (2004). Cross-cultural pragmatic failure and implications for language teaching. Second
linguistics, 4(2), 22
ADDRESSING PRAGMATIC FAILURE 23
Appendices
2 The Three levels Students get to know Reading: The content and Locutionary
Levels of of speech act locutionary acts, Materials examples of three (compromise,
Speech theory and illocutionary acts and about three levels of speech act phonetic, phatic),
Act examples perlocutionary acts levels theory illocutionary
Theory (performative,
promise, order,
bequeath),
perlocutionary
(persuade,
convince, scare,
inspire)
Primitive Introduce Students learn nine Reading: Students should try Label, repeat,
Speech nine primitive speech acts. Read to apply theory to answer, request
Acts primitive examples of practice, but they (action and
speech acts. primitive don’t need to write answer), call,
speech acts complete paragraph. greet, protest,
Writing: practice
According to
definition
and
examples in
textbook,
students
produce their
own
examples.
ADDRESSING PRAGMATIC FAILURE 24
3 Request How to Students learn how to Speaking: Students learn Politeness, face-
in Speech make request make requests and Students politeness theory, threatening
Act based on notice some etiquette should make face-threatening
Theory speech act ways when they make requests to (negative, positive)
theory. request. their
classmates
and teacher.
Listening:
Students
listen to
requests
from their
classmates.
Practical Introduce the Students learn some Reading: Students learn the Business letter,
Writing type and use patterns in practical Students differences between font formatting,
of practical writing. read sample practical writing and punctuation,
writing. writings. impractical writing. margins, email,
information
Students overload
distinguish
the writing
style in
practical
writing.
content of
resume.
Practical Learn how to Students learn how to Reading: Use modal verbs to Modal verbs
Writing use modal make requests in e- Students make requests.
verbs to mails appropriately. read
make Students learn modal sentences
requests. verbs to make requests and make
(interrogative requests.
sentences). Writing:
Students
write
sentences
with modal
verbs.
ADDRESSING PRAGMATIC FAILURE 26
8 Review Speech act Students can review Reading: Speech act theory The words they
theory what they learned in Students learned in the
the first 2 weeks. read first 2 weeks.
materials
about speech
act theory
Speaking:
Students
distinguish
different
levels of
speech acts
and
primitive
speech acts.
Appendix B
be to
need to
should be supposed to
permitted to
Appendix C
1. You are a student and you want to apply for graduate school. You ask your professor to write
2. You want to borrow a book from your classmate, but this book is valuable to him/her.
3. You are going to have a presentation tomorrow, but suddenly your laptop doesn’t work. You
4. You are at a college ball, and you want to dance with someone.
5. You plan to have a road trip, but your car is broken. You need to borrow a car from your
friend.
ADDRESSING PRAGMATIC FAILURE 29
Appendix D
requests-in-emails-and-letters
I own a small retail shop selling household goods and am interested in buying some of your new
I would also be grateful if you could include details of delivery and postage.
Best regards,
Mary.
ADDRESSING PRAGMATIC FAILURE 30
Appendix E
Appendix F
1. You are sick, so you cannot come to class tomorrow to turn in your paper. You need to email
2. You have difficulty with math homework. You want to ask your classmate how to solve this
problem.
3. You are going to have a presentation tomorrow, but suddenly your laptop doesn’t work. You