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Jan Horsfall, PhD, Michelle Cleary, RN, PhD, and Glenn E. Hunt, PhD
PURPOSE. There are numerous barriers to Jan Horsfall, PhD, is a Research Officer, Research Unit,
Concord Centre for Mental Health, Sydney South West
improving healthcare delivery. This article Area Mental Health Service, Concord Hospital, Sydney;
Michelle Cleary, RN, PhD, is an Associate Professor
summarizes contemporary theories and research in Nursing (Mental Health), School of Nursing &
Midwifery, University of Western Sydney, Penrith South
evidence to focus on ways to motivate change DC; and Glenn E. Hunt, PhD, is a Senior Research
Fellow, Discipline of Psychiatry, University of Sydney
within the hospital system to provide better
and Research Unit, Concord Centre for Mental Health,
health care. Sydney South West Area Mental Health Service, Concord
Hospital, Sydney, New South Wales, Australia.
CONCLUSIONS. Understanding multidisciplinary
team processes, recognizing hospitals as systems,
and ascertaining the unit culture is a
T he incorporation of new knowledge into clinical
practice has been slow, uneven, and at times resisted
(Davies, 2002; Garman, Leach, & Spector, 2006). Some-
prerequisite for leaders and policy makers to thing is amiss when clinicians are faced with a plethora
of evidence-based practice data, clinical guidelines,
improve mental health practices.
quality improvement initiatives, and research-based
PRACTICE IMPLICATIONS. Finding ways to implementation strategies, yet 30–40% of patients
report they do not receive the most appropriate care
deliver better health care to people with a mental (Garman et al., 2006; Grol & Grimshaw, 2003). Further-
more, research in the United States and the Nether-
illness is a high priority, and nurses have a lands reveals that up to one quarter of provided health
services are either not needed or are potentially
central role to play in this pursuit of excellence. harmful (Grol & Grimshaw, 2003).
Although some healthcare providers may consider
Search terms: Culture, health care, mental this information false or not relevant to their own
practice, consumers, policy makers, and health
health organization, quality improvement,
researchers inform us of unmet healthcare needs and
system, team wasted resources (Cockram, Gibb, & Kalra, 1997; Grol
& Grimshaw, 2003). Doctors are often blamed for the
research-practice schism because many view them as
those with enough power to change practice and
ensure delivery of appropriate services. Others con-
sider that practice changes are only partly within
doctors’ purview as organizational factors determine,
to a large degree, patient safety and quality of
care (Garman et al., 2006; Grol & Grimshaw, 2003).
First received November 4, 2009; Revision received January 5, This raises the question: If medical specialists consti-
2010; Accepted for publication January 8, 2010. tute the most powerful group in health service
organizations, then why are practice improvements tend to regularize or ritualize; hence, “process begets
not more widespread? structure, which in turn guides process” (Kozlowski &
Many researchers, theorists, and commentators Ilgen, p. 81).
consider that change is more likely to be achieved by Effective teams are deemed to decrease costs,
intervening at the group level rather than targeting decrease length of hospital stay, and improve patient
individual practitioner decision-making (Garman satisfaction, especially for those with long-term condi-
et al., 2006; Grol, Bosch, Hulscher, Eccles, & Wensing, tions such as mental illness, stroke, or cancer (Grol &
2007). In this article, we examine the role of groups Grimshaw, 2003; O’Neill & Silver, 2002; Shortell et al.,
within organizations to implement change in deliver- 2004). Some authors note that reducing admissions,
ing better health care in hospital settings. Careful decreasing length of stay, and cutting costs are com-
examination of the structure and components of these paratively easy, but they do not address the diverse
groups and the way they interact provides insight as to and complex needs of people with long-term mental
why today’s mental health care is so elusive, when so illness (Mechanic & McAlpine, 1999). Shortell and col-
much effort has been made over the years to improve leagues (2004) found that teams who perceived them-
care and patient outcomes. selves to be more effective and committed to quality
improvement actually made more meaningful changes
Levels of Hospital Service Delivery to improve the care of people with chronic illnesses.
Another assumed but intrinsic aspect of teams in
Professional Teams health services is that they are multidisciplinary: The
various professions involved enhance care by drawing
Teamwork is deemed to be necessary for continuity on complementary approaches and treatments; and
of care, to improve quality of hospital care, lower mor- they simultaneously confer challenges by holding
tality rates, and decrease length of stay (Grol et al., viewpoints that not only differ but are also at times
2007). Teams have the following components and char- contradictory. Size may matter, in that some teams can
acteristics: they share common goals, perform tasks be too small to be effective and others so large and
relevant to goal achievement, are interdependent expensive they become difficult to coordinate to
regarding work, have different roles and responsibili- provide cost-effective services (Shortell et al., 2004).
ties, and are parts of the same organizational system
(Kozlowski & Ilgen, 2006). Organizations as Systems
Team processes in mental health care are dynamic
and embedded within complex large organizations Complexity theory, deriving from systems theory, is
that determine how members combine their resources, an intriguing way of throwing light on organizations
and coordinate knowledge, skills, and effort to carry and their potential for change. Given that health ser-
out requisite tasks. Trust and psychological safety, vices are increasingly more multilayered (vertically
along with minimizing and managing team conflict, and horizontally), it behooves us to consider them
are prerequisites for adequate team functioning. Team holistically rather than dividing them into parts or sec-
functioning thrives on information sharing, good com- tions. From a systems perspective, the whole is greater
munication, participative decision-making, and than the sum of its parts; and whatever happens in one
dealing with new ideas, new practices, or new ways of part of the system has ramifications in other parts—
organizing treatment delivery (Garman et al., 2006; and also outside the system because of contiguity and
Kozlowski & Ilgen, 2006). Team effectiveness emerges interconnectedness, which may not be apparent.
from these processes. Over time, practices and routines According to Kitson (2009, p. 220), “The essence of
Gerowitz, Lemieux-Charles, Heginbothan, and taining the unit or team culture may all be required for
Johnson (1996) examined the role of top management leaders and policy makers to improve mental health
and team culture in hospitals and found that the clan practices. These perspectives overcome wishful think-
and hierarchical types were featured mostly in the ing associated with the idea that one hero-professional
United Kingdom, developmental and rational in the (health or management) can magically improve and
United States, and clan and rational types in Canada. sustain better patient outcomes. It also skirts the
One important finding of their study is that “the domi- equally magical idea that people are rational, especially
nant culture of the hospital management team was those with some education in the physical sciences,
positively and significantly related to organisational and even more particularly those who compete vigor-
performance in the case of clan, open (developmental) ously to enter elite university courses. How though, do
and rational cultures but only in the performance domain these group-oriented ways of thinking—no matter
valued by the culture” (emphasis in the original; Scott how astute or correct they are—help administrators
et al., 2003, p. 109). Hence, clan cultures will have high change group processes for the benefit of patients?
staff morale; rational cultures will gain competitive
advantage; and developmental cultures will be innova- Individualism Versus Group-Based Strategies as
tive. What this means for hierarchical cultures is Agents of Change
unclear. It may indicate that the main outcome of such
a culture is a predictable workplace, with no clear ben- Perhaps two insights can be gained from the explo-
efits for patients, employees, or productivity. Grol and rations of the authors previously cited and the plethora
colleagues (2007) go so far as to state that hierarchical of associated researchers and theorizers across a
cultures that emphasize formal structures and regula- number of disciplines. These points constitute two
tions are negatively associated with quality improve- sides of one epistemological coin. The first is that con-
ment objectives. ceptualizing health professionals within a hospital as
In general, organizational researchers consider that individual change agents is flawed, no matter how con-
culture and senior management are of central impor- gruent this is with western understandings of society
tance to improving hospital performance (Davies et al., in general. The second is that human achievements
2007; Scott et al., 2003). In large teams or units, presum- mostly arise from group activities; and even if we value
ably culture is not monolithic, and subcultures of dif- our discrete self, health professionals work in a milieu
ferent kinds will occur (Davies et al., 2007; Scott et al., with other individuals, including those who are not
2003). Another likelihood is that only some work physically present (policy makers, medical specialists,
groups exhibit a “pure” culture type. Within large hos- family carers), and all can impinge on each other’s
pitals, there may be an assortment of cultures, some of practice.
which will be antithetical to each other. For example, Kozlowski and Ilgen (2006) emphasized the central-
the goal orientation of a rational subgroup will conflict ity of the group as the agency of change. They indi-
with the cohesive orientation of a clan culture; and the cated that workplace complexity in recent decades has
desire for innovation within a developmental subcul- prompted management to push workers into nominal
ture will clash with the needs of predictability in a hie- teams, but cognitively, motivationally, and economi-
rarchical culture. On the other hand, productive aspects cally members see and feel themselves as separate enti-
of rational and developmental subcultures may offer ties and act within a personal–professional cocoon. If
leverage to improve patient care (Shortell et al., 2004). we take the epistemological understanding of the key
In summary, understanding multidisciplinary team importance of groups in hospitals seriously, then team
processes, recognizing hospitals as systems, and ascer- development, learning communities, expert facilita-
group, and a quality assessment was conducted so that fication or confirmatory research. In other words, they
high-quality trials were given the greatest weight. have reached a theoretical or practical impasse,
Another project undertaken on this topic was a through which we have been unable to successfully
nationwide survey to ascertain the views of key mental maneuver. Understanding why these bottlenecks exist
health stakeholders on clients’ problematic drug and through systems analysis is one way to unravel the
alcohol use (Cleary, Hunt, Matheson, & Walter, 2009b). complex relationship between health service culture
Certainly, not all mental health clinicians have ready and healthcare provision.
access to the types of psychosocial interventions rec-
ommended in the research literature, and many of the Declaration of interest: The authors report no con-
quality studies reported in the dual diagnosis literature flicts of interest. The authors alone are responsible for
are large, funded projects with highly selected samples the content and writing of the article.
that may not translate to everyday practice on a local
level. Thus, we developed some guiding principles for Author contact: ghunt@mail.usyd.edu.au, with a copy to the
promoting dual diagnosis awareness in everyday clini- Editor: gpearson@uchc.edu
cal practice (Cleary, Walter, Hunt, Clancy, & Horsfall,
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