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Alexandre Lefebvre
It is often observed by H. L. A. Hart, and also by his friends and interpret-
ers, that when he accepted Oxford’s Chair of Jurisprudence in 1952 his
field was in a bad way. Looking back in an interview, Hart remarks that at
the time British jurisprudence “had no broad principles, no broad faith; it
confronted no large questions. . . . It focused on technical, legal problems.
There were no large-scale inquiries into the philosophical dimensions of
law. . . . There was no legal philosophy. Jurisprudence had become a kind
of closed subject, and very few people had ever thought of revising it.”
Indeed, shortly after he took the Chair, J. L. Austin sent a congratulatory
note: “It is splendid to see the empire of philosophy annex another prov-
ince in this way—not to mention the good you’re going to do them.”
I have no wish to dispute these assessments; I only want to point out
a certain irony of them. If Hart brings “philosophy” to jurisprudence, he
does so through a tradition based on criticism and reevaluation of what it
means to do philosophy: ordinary language philosophy. Take its two main
expositors, Austin and Wittgenstein. In Austin’s hands, ordinary lan-
guage is fastidiously used to dismantle the leading traditions of his time,
whether logical positivism in Sense and Sensibilia and How To Do Things
With Words, skepticism and traditional epistemology in “Other Minds,”
. H. L. A. Hart, “Hart Interviewed: H. L. A. Hart in Conversation with David Sugar-
man,” Journal of Law and Society 32, no. 2 (2005): 275.
. Cited in Nicola Lacey, A Life of H. L. A. Hart: The Nightmare and the Noble
Dream (Oxford: Oxford UP, 2004), p. 149.
. Hart names J. L. Austin and Wittgenstein (and perhaps surprisingly, not Bentham
and not John Austin) as the two most important figures in his philosophical development.
Hart, “Hart Interviewed,” p. 275.
99
Telos 154 (Spring 2011): 99–118.
doi:10.3817/0311154099
www.telospress.com
100 Alexandre Lefebvre
I. Definition
I want to start by raising three themes announced by the opening sentence
of The Concept of Law: “Few questions concerning human society have
been asked with such persistence and answered by serious thinkers in so
many diverse, strange, and paradoxical ways as the question ‘What is
law?’” (CL 1).
1. Lostness. Hart begins his book with a scene of confusion. On the
one hand, students of jurisprudence are confronted with proliferating
definitions of a subject that can’t seem to get settled. On the other hand,
it appears that jurists are unintelligible to each other (and to themselves).
Of course, opening a great work with a picture of lostness is common
to Dante, Emerson, Nietzsche, amongst others. But, closer to Hart, it is
also how Wittgenstein conceives of the beginning of, or impulse to, phi-
losophy: “A philosophical problem has the form: ‘I don’t know my way
‘What is a question?’” (PI §24). We will see that Hart ties the approach
that seeks a definition of law, above or beyond the various everyday ways
we speak about it, to a denial or trivialization of ordinary language. We
will further see how the cost of such a denial relates back to the two previ-
ous themes: jurists become lost, and jurisprudence needs terms diagnosing
idleness or emptiness, when they expect to get to the bottom of things with
a definition of law. At this stage, however, it is important to see that Hart
does not discourage attempts to arrive at the essence or nature of law. He
does not abandon the concept of essence but reframes it along the lines of
Wittgenstein: “Essence is expressed in grammar” (PI §371). Anticipating
our discussion, description of how the concept of law is (ordinarily) used
will replace attempts to proffer definitions of it.
I propose to develop this last theme by focusing on what is perhaps
the most famous definition of law: John Austin’s command theory. This
theory occupies a privileged position in Hart’s jurisprudence, one in many
ways reflective of Wittgenstein’s use of Augustine in the Investigations.
For, like Wittgenstein’s treatment of Augustine, Austin is important for
Hart less because of his particular theory of law, however influential that
has been, and more because he exemplifies a style of thought underpinning
jurisprudence generally.
It is clarifying to call Austin’s style of thought modernist. By this I
mean to extend Clement Greenberg’s famous definition of modernism to
jurisprudence: “The essence of modernism lies, as I see it, in the use of
characteristic methods of a discipline to criticize the discipline itself, not
in order to subvert it but in order to entrench it more firmly in its area
of competence.”11 Greenberg’s account in a nutshell is that in the mid-
nineteenth century, the major arts were threatened with being assimilated
to the status of entertainment. The response of the arts was to dedicate
themselves to providing a quality and intensity of aesthetic experience
unavailable elsewhere. Alongside this general tendency, each individual
artistic medium (painting, theater, sculpture, music, dance, etc.) endeav-
ored to discover the “effects exclusive to itself” necessary to secure its
continued existence.12 In other words, modernism is defined by a critical
tendency on the part of each medium or discipline to define and occupy a
territory irreducible to all others.
11. Clement Greenberg, “Modernist Painting,” in The Collected Essays and Criticism,
vol. 4, Modernism with a Vengeance (Chicago: Univ. of Chicago Press, 1993), p. 85.
12. Ibid., p. 86.
104 Alexandre Lefebvre
13. John Austin, The Province of Jurisprudence Determined (New York: Hackett,
1998), p. 1. See also his “The Uses of the Study of Jurisprudence,” in The Province of
Jurisprudence Determined (New York: Hackett, 1998), pp. 363–93. “Till [we exhibit the
resemblances and differences between various classes of laws], the appropriate subject
of Jurisprudence is not discernible precisely. It does not stand out. It is not sufficiently
detached from the resembling or analogous objects with which it is liable to be confounded”
(ibid., p. 371).
14. Austin, Province of Jurisprudence Determined, p. 2. Kant also describes his criti-
cism as establishing a “land” or an “island” that philosophy can hold “securely against all
hostile claims.” Kant, Critique of Pure Reason, trans. Paul Guyer and Allan Wood (Cam-
bridge: Cambridge UP, 1998), A236/B295.
15. Austin, The Province of Jurisprudence Determined, pp. 13, 9.
16. Ibid., p. 126. A further similarity between Austin and Kant is that they both under-
take their critique for practical or moral ends. Toward the end of lecture 5, Austin says: “To
prove by pertinent reasons that a law is pernicious is highly useful, because such process
may lead to the abrogation of the pernicious law. To incite the public to resistance by deter-
minate views of utility may be useful. . . . But to proclaim generally that all laws which are
pernicious or contrary to the will of God are void and not to be tolerated, is to preach anar-
chy . . .” (ibid., p. 186). That Austin’s motivation to establish a criterion of source (rather
than of content) to determine the validity of a law is moral is a point Hart both acknowl-
Law and the Ordinary: Hart, Wittgenstein, Jurisprudence 105
They see in the essence, not something that already lies open to view
and that becomes surveyable by a rearrangement, but something that lies
beneath the surface. Something that lies within, which we see when we
look into the thing, and which an analysis digs out. “The essence is hid-
den from us”: this is the form our problem now assumes. We ask: “What
is language?”, “What is a proposition?” (PI §92)
17. Compare Hart’s approach with Wittgenstein’s statement, in the very first section
of the Investigations, that “[e]xplanations come to an end somewhere” (PI §1).
Law and the Ordinary: Hart, Wittgenstein, Jurisprudence 107
when we use the word law (when, so to speak, we wash it clean in cyni-
cal acid),20 what we really mean is the definition he puts forward. Here,
to repeat the same old definitions of law would be worse than useless; it
would be a repudiation of the methods of ordinary language philosophy.
Why? Because these methods are based on acceptance and agreement by
any mature speaker of what we should say when, of what is an appropriate
use or extension of a concept. As Cavell puts it, “the very power of the
ordinary language procedures resides in its insistence that any master of a
language can respond to his request to ‘say what we should say when . . . ’;
and so we must have some convincing explanation of how a master of a
language may not know that he has changed the meaning of a word or has
emptied it of meaning altogether.”21 To appeal to the fact that this is how
we use the word law, as if that fact could overcome or refute the disappoint-
ment registered by the jurist, forcefully and illegitimately presupposes the
basis of agreement that would legitimize that appeal.22 Such a resolution,
offered in absence of a close examination of the jurisprudence in ques-
tion, and without a specific determination of its potential emptiness, would
be polemical or political, just the kind of solution Wittgenstein writes to
avoid (see PI §133).
For Hart, then, an immediate recourse to the ordinary usage of law in
order to quiet the perplexities of jurisprudence is premature and unavail-
able. The predicament charted by the first pages of The Concept of Law
is one where the definitions of law put forward by jurists can be neither
ignored (for they are meant to confront ordinary usage) nor straightfor-
wardly dismissed (for that would undermine the method seeking the
dismissal). It is at this junction, then, that Hart proposes to “defer giving
20. Oliver Wendell Holmes, “The Path of Law,” in Collected Legal Papers (New
York: Harcourt Brace, 1920), p. 174. See also Holmes’s wish to reform language so as to
coincide with the nature of law: “For my own part, I often doubt whether it would not be
a gain if every word of moral significance could be banished from the law altogether, and
other words adopted which should convey legal ideas uncolored by anything outside the
law. . . . By ridding ourselves of an unnecessary confusion we should gain very much in the
clearness of our thought” (ibid., 179).
21. Cavell, The Claim of Reason, p. 166.
22. It is a grave error to claim that Hart “straightforwardly [asserts] the existence of
a social consensus as to meaning” (Goodrich, “Law and Language,” p. 186). To the con-
trary, how the “we” is manifested and contested in requests of what to say when, and how
agreement is challenged and undermined in jurisprudence are guiding themes of Hart’s
jurisprudence.
110 Alexandre Lefebvre
any answer to the query ‘What is law?’ until we have found out what it is
about law that has in fact puzzled those who have asked or attempted to
answer it. . . . What more do they want to know and why do they want to
know it?” (CL 5).
23. See, for example, J. L. Austin’s comparison of the “wily” metaphysician with a
conjurer, and Richard Rorty’s characterization of skepticism as the history of bad ideas,
a tradition taught primarily to infect and relieve each new generation of students of their
Law and the Ordinary: Hart, Wittgenstein, Jurisprudence 111
doubts. J. L. Austin, “Other Minds,” in Philosophical Papers, pp. 87–88; Richard Rorty,
Consequences of Pragmatism (Minneapolis: Univ. of Minnesota Press, 1982), p. 181.
24. Stanley Cavell, This New Yet Unapproachable America: Lectures after Emerson,
after Wittgenstein (Albuquerque, NM: Living Batch Press, 1989), p. 74. See also his Philo-
sophical Passages: Wittgenstein, Emerson, Austin, Derrida (Oxford: Blackwell, 1995),
pp. 128–29; Philosophy the Day After Tomorrow (Cambridge, MA: Harvard UP, 2005),
p. 114; Claim of Reason, pp. xii–xiii; Cities of Words: Pedagogical Letters on a Register of
the Moral Life (Cambridge, MA: Harvard UP, 2004), pp. 241, 324.
112 Alexandre Lefebvre
These reflections, written twenty years after the publication of The Con-
cept of Law, help make explicit the organization of that work. In his first
chapter, Hart observes that the general question “What is law?” has in fact
always revolved around “certain recurrent main themes. . . . Speculation
about the nature of law has a long and complicated history; yet in retro-
spect it is apparent that it has centered almost continuously upon a few
principal issues” (CL 5–6). These issues are: the obligatory nature of law;
the distinction between law and morality; and the essence of a rule. What
is important to notice is that these are the perplexities to which Hart’s
jurisprudence responds: these are the particular sites where he identifies
tendencies toward emptiness; and these are the regions where words must
be led back to the ordinary for jurisprudence to regain its sense. If we
survey the structure of The Concept of Law, it becomes clear that it is
structured according to three responses. Chapters 2 through 5 respond to
Austin and to the perplexity around obligation; chapters 6 and 7 respond to
realism and the perplexity around rules; and chapters 8 and 9 respond to the
natural law tradition and the perplexity around morality. In short, this text
is made up of three grammatical analyses. Not surprisingly, we find that
the first chapter anticipates this organization. In a half-dozen pages, Hart
summarizes the three founding perplexities of jurisprudence, articulates
the definitions proposed to resolve them, and outlines the grammatical
analyses that will reveal their emptiness (CL 6–13).
If I am correct in identifying this structure, it would appear that The
Concept of Law is as closely responsive to human unhappiness as the
Investigations. At the close of a famous and controversial remark, Witt-
genstein writes, “There is not a philosophical method, though there are
indeed methods, like different therapies” (PI §133). I propose that Hart
sets for himself a similarly therapeutic ambition. For both authors, the
need for therapy is demonstrated time and again by showing that we do not
know what we say; that whether engaged in philosophy or jurisprudence,
The realist’s thesis has the trappings of jurisprudence as Hart portrays it:
disappointment and revelation. On the one hand, we see that the disappoint-
ment the realist registers is not directed to the conclusion that law is not
rule bound. To the contrary, for many realists this was a liberating insight
that returned law back to human need and practice. Rather, the disappoint-
ment pertains to our sloppy ways of speaking, of improperly calling (and
so theorizing and practice) law “rules.” On the other hand, it is clear that
the realist’s thesis is in the nature of a revelation: it would overturn entire
regions of our grammar if, beneath surface appearance or rhetoric, law was
in fact not a rule-bound practice. Of course, the realist’s disappointment and
revelation are functions of one another: the skeptical conclusion comes as
a shock because it conflicts with or demystifies ordinary, imprecise ways
of speaking of law that, up until now, have obscured the essence of law.
114 Alexandre Lefebvre
It seems clear, when we recall the character of the three main issues
which we have identified as underlying the recurrent question “What
is law?”, that nothing concise enough to be recognized as a definition
could provide a satisfactory answer to it. The underlying issues are too
different from each other and too fundamental to be capable of this sort
of resolution. This the history of attempts to provide concise definitions
has shown. (CL 16)
Here we see that Hart admires the richness of reflection and avowal of
perplexity in jurisprudence. He affirms that the issues that occupy jurispru-
dence “naturally, at all times give rise to misunderstanding” and, as such,
deserve attention and dedication (CL 6). But, on the other hand, he wor-
ries that jurisprudence has evaded or disavowed these perplexities (not to
116 Alexandre Lefebvre
We may not advance any kind of theory. . . . We must do away with all
explanation, and description alone must take its place. And this descrip-
tion gets its light, that is to say its purpose, from the philosophical
problems. These are, of course, not empirical problems; they are solved,
rather, by looking into the workings of our language, and that in such
a way as to make us recognize those workings: in despite of an urge to
misunderstand them. (PI §109)