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a
Collaborative Antwerp Psychiatric Research Institute (CAPRI), Faculty of Medicine and Health Sciences,
University of Antwerp, Universiteitsplein 1, 2610 Antwerp, Belgium
b
University Psychiatric Hospital Duffel, Stationsstraat 22C, 2570 Duffel, Belgium
c
Psychiatric Hospital Broeders Alexianen, Provinciesteenweg 408, 2530 Boechout, Belgium
d
StatUa, University of Antwerp, Prinsstraat 13, 2000 Antwerp, Belgium
e
Department of Clinical, Health, and Neuropsychology, Leiden Institute for Brain and Cognition (LIBC),
Leiden University, Pieter de la Court building, Wassenaarseweg 52, 2333 AK Leiden, The Netherlands
f
Donders Institute for Brain, Cognition, and Behaviour, Radboud University of Nijmegen, P.O. Box 9104,
6500 HE Nijmegen, The Netherlands
Received 17 January 2014; received in revised form 24 March 2014; accepted 30 March 2014
KEYWORDS Abstract
Nicotine; Since cholinergic neurotransmission plays a major role in cognition, stimulation of the nicotinic
Cognition; acetylcholine receptor may be a target for cognitive enhancement. While nicotine improves
Elderly performance on several cognitive domains, results of individual studies vary. A possible
explanation for these findings is that the effect of nicotine administration may be dependent
on baseline cognitive function, where subjects with a suboptimal cognitive performance may
benefit from nicotine, while subjects who already perform optimally may show a decline in
performance after nicotinic stimulation. We conducted a double-blind randomised placebo-
controlled crossover trial, examining the effects of placebo, 1, and 2 mg of nicotine on
cognition in young (n =16, age 18–30 years) and healthy elderly (n =16, age 60–75 years)
subjects. We hypothesised that the elderly would benefit more from nicotine compared to
young subjects, as normal ageing is associated with decreases in cognitive function. Attention,
working memory, visual memory, information-processing speed, psychomotor function, stereo-
typy, and emotion recognition were assessed. Compared to the young volunteers, the elderly
performed significantly worse on psychomotor function and emotion recognition in the placebo
condition. Nicotine had no effect in the young volunteers and decreased performance on
n
Corresponding author at: Collaborative Antwerp Psychiatric Research Institute (CAPRI), Faculty of Medicine and Health Sciences,
University of Antwerp, Universiteitsplein 1, 2610 Antwerp, Belgium. Tel.: +32 15 30 40 34.
E-mail addresses: peter.niemegeers@uantwerpen.be, peter.niemegeers@gmail.com (P. Niemegeers).
http://dx.doi.org/10.1016/j.euroneuro.2014.03.011
0924-977X/& 2014 Elsevier B.V. and ECNP. All rights reserved.
Please cite this article as: Niemegeers, P., et al., The effects of nicotine on cognition are dependent on baseline performance. European
Neuropsychopharmacology (2014), http://dx.doi.org/10.1016/j.euroneuro.2014.03.011
2 P. Niemegeers et al.
working memory and visual memory in the elderly. Contrary to our hypothesis, the effect of
nicotine was dependent on baseline performance in both the groups, with subjects with lower
baseline performance benefiting from nicotine administration, while those with higher baseline
performance performed worse after nicotine administration. This suggests that subjects with
lower cognitive performance, irrespective of age, may benefit from nicotine.
& 2014 Elsevier B.V. and ECNP. All rights reserved.
Please cite this article as: Niemegeers, P., et al., The effects of nicotine on cognition are dependent on baseline performance. European
Neuropsychopharmacology (2014), http://dx.doi.org/10.1016/j.euroneuro.2014.03.011
The effects of nicotine on cognition are dependent on baseline performance 3
healthy volunteers were included in the trial. The demographic testing blocks was randomised and counterbalanced. The different
variables are summarised in Table 1. treatment days (placebo, 1 mg, or 2 mg nicotine treatment) were
done in a randomised and counterbalanced order, thus controlling
for learning effects on the cognitive tests. Vital signs were
2.2. Study design measured before dosing and after each test block. Blood samples
for pharmacokinetic analysis were taken before dosing, as well as
This was a double-blind, placebo-controlled, randomised three-way 5 and 60 min after dosing.
crossover study, which examined the effects of placebo, 1 and 2 mg On the follow-up visit (7–14 days after the last dose or early
of nicotine on the cognitive performance in healthy young and withdrawal), an abbreviated physical examination was performed,
elderly volunteers. The study was conducted at the University vital signs and blood pressure were measured, and laboratory tests
Psychiatric Hospital Duffel, Belgium. Approval for the study was (haematology, serum chemistry and urinalysis) and an ECG were
obtained from the local Ethics Committee and the Belgian Health performed.
Authorities. The study was conducted in compliance with the
regulations of the participating institution, the International Con-
ference on Harmonisation Good Clinical Practice guidelines, and the
European Directive 2001/20/EC. The study was registered in the 2.3. Cognitive assessments
EudraCT database under the identifier 2009-010595-18 and in the
ClinicalTrials.gov trial registry under the identifier NCT01181934. Three blocks of cognitive tests were performed on each testing day,
The study was funded by Janssen Pharmaceutica N.V., Belgium, and measuring standard cognitive measures and social cognitive mea-
the Agency for Innovation by Science and Technology (IWT) of the sures. Before the first treatment day, there was a practice session
regional government of Flanders, Belgium. for all tests except for the Letter Number Sequencing, Symbol Digit
The study design is shown in Figure 1. It consisted of a screening Substitution Task, and Stereotypy Test Apparatus.
visit, to determine subject eligibility, three treatment periods
(separated by a washout of 2 to 7 days), and a follow-up examina-
tion. The screening consisted of a medical history and a physical
2.3.1. Continuous performance test – identical pairs version
and neurological examination performed by the research physician.
(CPT-IP)
During this visit, the following parameters of the participant were The CPT-IP is a measure of sustained attention (Cornblatt et al.,
also recorded: weight, height, 12-lead electrocardiogram, vital 1988). In this task, a series 4-digit numbers were shown on a
signs (supine and standing blood pressure, and pulse), body
computer screen at a rate of one per second. Each number was
temperature, alcohol breath test, and laboratory tests (haematol-
shown for only 50 ms and was followed by a black screen. When two
ogy, serum chemistry, serology, urinalysis, urine drug screen, and identical numbers were presented in a row, the subject was
urine pregnancy test for women of childbearing age).
required to push a response button as fast as possible. There were
On the treatment days, after an alcohol breath test, a urine drug
also a number of “catch trials”, where the number presented was
and pregnancy screen, the subjects received placebo, 1, or 2 mg similar to the previous one. From the 150 trials presented, there
nicotine, three times daily with a dosing interval of 2.5 h. There were 30 target trials and 30 catch trials. The primary outcome
were three treatment days and each subject completed the three
measure is the signal detection index dprime (d0 ), which is a
treatment conditions. Nicotine was administered using an oromu-
measure of attentional capacity. Secondary outcome measures
cosal spray containing the pharmacologically active S-isomer of were the proportion of hits (correct responses), false alarms
nicotine (Nicorettes mouth spray 1 mg/dose, McNeil AB, Sweden, (responses to catch trials), and the mean reaction time to hits in
kindly provided by the manufacturer). Two milligram of nicotine
milliseconds (ms).
matches more or less half of the amount of nicotine found in a
cigarette. As smoking one cigarette results in almost complete
occupancy of the α4β2 nAchR with blood nicotine concentrations of
about 10 ng/mL, and venous blood concentrations of nicotine of 2.3.2. Letter-number sequencing (LNS)
0.87 ng/mL were already associated with 50% receptor occupancy, The LNS is a test of working memory from the Wechsler Adult
the doses of 1 and 2 mg nicotine were deemed sufficient to evaluate Intelligence Scale, 3rd version (Wechsler, 1997). A sequence of
the cognitive effects of nicotine (Brody et al., 2006; Quisenaerts numbers and letters is read, each with an increasing sequence
et al., 2014). The matching placebo spray contained capsaicin, to length (starting with 2 and ending with 7 characters). For each
mimic the taste of nicotine and as such ensure the blinding of the sequence length there are three trials. The subject is asked to
participants. After each treatment administration, a 40–60 min repeat this sequence of letters and numbers, beginning with the
block of cognitive tests were performed, with a total of three numbers from low to high, followed by the letters in alphabetical
different testing blocks. The order in which the different testing order. When three consecutive trials with a particular sequence
blocks were administered, was for each participant the same on the length are failed, the test is stopped. The outcome measure is the
three testing days. Between the participants, the order of the number of correctly repeated sequences.
Study Design
2-21 d 2-7 d 2-7 d 2-7 d
Screening Period 1 Period 2 Period 3 Follow-up
Please cite this article as: Niemegeers, P., et al., The effects of nicotine on cognition are dependent on baseline performance. European
Neuropsychopharmacology (2014), http://dx.doi.org/10.1016/j.euroneuro.2014.03.011
4 P. Niemegeers et al.
2.3.3. Benton visual retention test (BVRT) a different emotion. The subject is asked to match the emotion at
The BVRT (Sivan, 1992) is a test of visual perception, visual memory the bottom, with the corresponding emotion at the top of the
and visuoconstructive skills, where 10 figures are shown for 10 s. screen. Thirty trials are shown. The outcome measure is the number
The subject was asked to reproduce these images after a delay of of correct responses.
15 s. The outcome measure is the number of correctly drawn
figures.
2.3.10. Reading the mind in the eyes test (RTME)
This is an advanced theory of mind and emotion recognition test.
2.3.4. Symbol digit substitution test (SDST) The subject is shown a series of photographs of the eye region that
The SDST is a measure of information-processing speed and is a express certain emotional states. Along with each photograph, four
variant of the Digit Symbol Substitution Test of the Wechsler Adult adjectives describing possible states of mind (emotions) are pre-
Intelligence Scale-Revised (Morrens et al., 2006b, 2008; Wechsler, sented, and the subject has to choose the adjective matching the
1981). In this task, a series of symbols has to be decoded as fast as mental state of the photograph (Vellante et al., 2013). The
possible to its corresponding digit (ranging 1–9) using a list of outcome measure is the number of correct responses.
corresponding digit-symbol pairs, within a time limit of 90 s. The
task was performed on a digitising tablet, using the procedure
described in Morrens et al. (2006b). Outcome measures are the 2.4. Statistics
number of correctly substituted digits, the matching time (mean
time needed by the subject to find the corresponding digit) and the Since there is a possibility of accumulation of nicotine after each
mean writing time (mean time needed by the subject to write the dosing, for each period of blood sampling (pre-dose, 5 min, and
digit), both measured in seconds (s). Erroneous digits were 1 h), a repeated measurements analysis was carried out to deter-
excluded from the calculation of these outcome measures. mine whether there is an interaction between dosing moment (1st,
2nd, or 3rd dosing) and plasma concentrations of nicotine. If this
was statistically significant, a one-way ANOVA was carried out to
2.3.5. Line copying task (LCT)
compare the effect of testing moment (after the 1st, the 2nd, or
In the LCT, a line is shown on the computer screen, which the
the 3rd dose) and outcome measures of each cognitive test. In
subject is asked to copy as fast as possible onto a sheet of paper
addition, mean outcome measures in the placebo condition were
divided into 3 by 4 cm squares, which is placed on a digitising
compared between the two groups (young and elderly) with a one-
tablet. The task is described in detail by Docx et al. (2012). The
way ANOVA.
outcome measures are initiation time (i.e. the time [s] it takes to
The effects of the dose (0, 1 or 2 mg) and the group (young and
initiate the drawing of the line) and movement time (i.e. the time
elderly) on the cognitive test outcomes were assessed. To deter-
[s] it takes to draw the line).
mine whether the effect of dose was different between young and
old individuals, a repeated measurements analysis was carried out
2.3.6. Pointing task testing for the significance of the interaction term. A significant
The pointing task is a task of fine motor control. The subject is interaction means that the effect of the dose on the outcome is
asked to keep a pen above a small target on the digitising tablet for significantly different between the two groups. If the interaction
1 min. The outcome measure is mean time in the target. term is not significant, there may still be an effect of dose, but this
effect does not differ significantly between the two groups. A
2.3.7. Pursuit test repeated measurements analysis was also carried out for each group
The Pursuit test is a digital version of the classic rotor pursuit task individually, to test the effect of dose within the respective groups.
(Ammons, 1951), and is a measure of visuospatial monitoring, Pairwise comparisons between the different doses were performed
sensorimotor speed and sensorimotor accuracy. Subjects had to as well, using Šidák-correction for multiple testing.
follow a target (diameter 2 cm) on the computer screen, which To assess whether the effects of nicotine were dependent on
moved with increasing speed on an invisible circular trajectory with baseline cognitive performance, an exploratory analysis of the data
a diameter of 15 cm, by moving a pen on the digitising tablet was done. The difference between performance under 1 or 2 mg
(Dumont et al., 2011). Thereafter, subjects had to do a similar task, nicotine and baseline (i.e. placebo) was calculated, and for each
but with a different, non-circular, trajectory, of about equal length cohort bivariate correlation with baseline performance was done.
of the circular trajectory. The outcome measure for both the Data were tested for normality using the Shapiro-Wilk test. If the
circular and the non-circular trajectory was the percentage of the data of both the baseline and the difference between nicotine
trajectory spent in the target. (1 mg or 2 mg) and baseline was normally distributed, Pearson
correlation was used, if not, Spearman correlation was used.
All analyses were carried out in IBM SPSS Statistics 22.0. Each
2.3.8. Stereotypy test apparatus (STA)
cognitive test was analysed separately. In tests with multiple
The stereotypy test apparatus (Morrens et al., 2006a) is a device
outcome measures, list wise deletion was used to handle missing
with nine randomly distributed buttons. The subject is asked to
data. Graphs were generated with the software package R (version
press one of the buttons, following an acoustic signal, in such a way
3.0.2) using the ggplot2 package (version 0.9.3.1). Differences were
that the order is as random as possible. There are 200 trials for the
considered significant at a p-value equal to or lower than 0.05.
STA. The outcome measure is Redundancy of Context, which is a
measure of stereotypy that reflects the chance of two consecutive
presses within the total number of presses. The score lies between 3. Results
0 and 1, with lower scores reflecting more random sequences.
3.1. Pharmacokinetics
2.3.9. Emotion recognition/matching (ERM)
This is a computerised task to measure emotion recognition. At the
top of the computer screen a photograph is shown of a person
Since there was a significant effect (po0.001) of dosing
expressing one of following six emotions: happy, sad, surprised, moment on plasma levels of nicotine, a one-way ANOVA was
disgust, anxious or angry. At the bottom of the computer screen two carried out on the cognitive test results to see if there was
photographs of another person is shown, one expressing the same an interaction between testing moment and outcome
emotion as the photograph at the top and the other one expressing measures, which was not significant (p40.05) for any of
Please cite this article as: Niemegeers, P., et al., The effects of nicotine on cognition are dependent on baseline performance. European
Neuropsychopharmacology (2014), http://dx.doi.org/10.1016/j.euroneuro.2014.03.011
The effects of nicotine on cognition are dependent on baseline performance 5
Please cite this article as: Niemegeers, P., et al., The effects of nicotine on cognition are dependent on baseline performance. European
Neuropsychopharmacology (2014), http://dx.doi.org/10.1016/j.euroneuro.2014.03.011
6
Neuropsychopharmacology (2014), http://dx.doi.org/10.1016/j.euroneuro.2014.03.011
Please cite this article as: Niemegeers, P., et al., The effects of nicotine on cognition are dependent on baseline performance. European
Table 2 Results.
CPT dprime 1.854 (0.909) 2.116 (0.933) 1.865 (0.851) F =1.033 NS 1.791 (0.638) 1.666 (0.568) 1.801 (0.405) F =0.785 NS
hits 0.800 (0.120) 0.844 (0.126) 0.829 (0.101) F =1.411 NS 0.751 (0.106) 0.824 (0.114) 0.800 (0.093) F =5.508 p =0.010
false alarms 0.216 (0.170) 0.218 (0.195) 0.238 (0.167) F =0.234 NS 0.180 (0.159) 0.280 (0.160) 0.198 (0.119) F =8.245 p =0.002
reaction time (ms) 498.1 (58.5) 491.8 (73.1) 486.3 (69.6) F =0.616 NS 516.6 (68.2) 484.9 (67.7) 479.5 (53.5) F =7.685 p =0.002
LNS nr. correct 11.00 (2.36) 10.80 (2.65) 10.67 (1.99) F =0.207 NS 9.87 (1.6) 9.20 (1.47) 8.40 (1.84) F =5.885 p =0.007
BVRT nr. correct 8.81 (1.42) 8.81 (1.17) 8.50 (1.32) F =0.338 NS 8.07 (1.1) 6.87 (1.55) 6.53 (1.36) F =6.429 p =0.005
SDST nr. correct 65.80 (9.19) 64.00 (8.55) 61.33 (7.58) F =2.983 NS 54.53 (8.11) 54.13 (7.51) 52.07 (6.73) F =2.410 NS
matching time (s) 0.893 (0.200) 0.938 (0.204) 0.961 (0.225) F =1.915 NS 1.027 (0.204) 1.074 (0.207) 1.121 (0.215) F =3.040 NS
writing time (s) 0.481 (0.079) 0.481 (0.116) 0.503 (0.121) F =1.366 NS 0.634 (0.179) 0.600 (0.129) 0.602 (0.122) F =1.162 NS
LCT initiation time (s) 0.589 (0.097) 0.589 (0.095) 0.587 (0.081) F =0.016 NS 0.742 (0.125) 0.724 (0.110) 0.743 (0.082) F =0.546 NS
movement time (s) 0.216 (0.048) 0.218 (0.051) 0.204 (0.040) F = 1.664 NS 0.328 (0.101) 0.332 (0.097) 0.341 (0.123) F =0.184 NS
Pointing Task duration out of target 6.25 (7.91) 3.94 (6.24) 5.39 (9.88) F =0.404 NS 4.21 (3.78) 4.42 (5.08) 3.98 (5.99) F =0.035 NS
Pursuit Test percentage in target: 61.19 (11.02) 55.38 (15.13) 57.38 (15.21) F =1.276 NS 35.63 (17.18) 38.75 (17.98) 31.94 (14.87) F =2.060 NS
rotation
percentage in target: 82.69 (9.20) 81.56 (8.79) 81.13 (13.72) F =0.130 NS 65.5 (14.38) 67.56 (12.84) 62.06 (12.7) F =1.447 NS
non-circular trajectory
STA redundancy of context 0.204 (0.055) 0.200 (0.053) 0.196 (0.048) F =0.255 NS 0.235 (0.098) 0.216 (0.075) 0.223 (0.082) F =0.983 NS
ERM nr. correct 28.25 (1.18) 28.63 (1.09) 27.63 (1.59) F =3.025 NS 27.40 (1.72) 27.13 (1.85) 27.67 (2.16) F =0.394 NS
RTME nr. correct 24.67 (3.27) 25.40 (2.85) 24.87 (3.80) F =0.522 NS 20.87 (4.58) 21.87 (3.62) 20.87 (3.96) F =0.942 NS
NS =not significant.
P. Niemegeers et al.
The effects of nicotine on cognition are dependent on baseline performance
Neuropsychopharmacology (2014), http://dx.doi.org/10.1016/j.euroneuro.2014.03.011
Please cite this article as: Niemegeers, P., et al., The effects of nicotine on cognition are dependent on baseline performance. European
SDST nr. correct ρ = 0.064 NS r = 0.597 p=0.019 r= 0.567 p=0.028 r= 0.608 p=0.016
matching time r = 0.299 NS r = 0.153 NS r= 0.262 NS r= 0.315 NS
writing time ρ = 0.136 NS r =0.265 NS ρ= 0.770 p=0.001n ρ= 0.561 p=0.030
LCT initiation time r = 0.300 NS r = 0.552 p=0.027 r= 0.483 p=0.0581 r= 0.759 p=0.001
movement time r = 0.191 NS r = 0.592 p=0.016 r= 0.518 p=0.040n r= 0.025 NS
Pointing duration out of target ρ = 0.609 p= 0.012 ρ = 0.686 p=0.003 ρ= 0.571 p=0.021n ρ= 0.624 p=0.010
Task
STA redundancy of context r = 0.359 NS r = 0.573 p=0.020 r= 0.673 p=0.004 r= 0.549 p=0.028
RTME nr. correct r = 0.575 p= 0.025 r = 0.214 NS r= 0.612 p=0.015 r= 0.569 p=0.027
NS =not significant; a significant correlation indicates that the effect of nicotine is dependent on baseline.
7
8 P. Niemegeers et al.
average, nicotine improved performance, and in those Niemegeers en Erik Fransen did the statistical analyses, with
whose baseline performance was above average, it support of Julia Boonzaier. Glenn J.H. Dumont, Charel Quisenaerts,
decreased performance. These findings suggest that the Manuel Morrens, Julia Boonzaier, Erik Fransen, Wouter Hulstijn, and
cognition-enhancing effects of nicotine follow an inverted Bernard G.C. Sabbe provided feedback. All authors contributed to
U-curve, which is comparable to the effects of stimulants and have approved the final manuscript
(Cools and D'Esposito, 2011). As stimulation of the nAChR
induces dopamine release (Jasinska et al., 2013), a key Conflict of interest
feature of stimulants, a dopaminergic effect may provide a
common neurobiological substrate for this inversed U-curve. Peter Niemegeers, Glenn J.H. Dumont and Charel Quisenaerts have
When the effects of nicotine were averaged, this resulted received support from Johnson & Johnson. Julia Boonzaier, Erik
in unchanged performance under nicotine in the young. In Fransen, and Wouter Hulstijn have no conflicts of interest. Manuel
the elderly, nicotine decreased performance on average in Morrens received grants and was a consultant for Bristol-Myers
several cognitive domains, which may suggest that the Squibb, Janssen Pharmaceutica, Johnson & Johnson, and Organon;
elderly are more sensitive to overstimulation of the nAchR, and contributed to scientific activities sponsored by AstraZeneca,
in line with findings that increased age is associated with a Bristol-Myers Squibb, Eli Lilly and Company, and Janssen Pharma-
ceutica. Bernard G.C. Sabbe has received grants and was a
decreased availability of the nicotinic acetylcholine recep-
consultant for Takeda, Bristol-Myers Squibb, Janssen Pharmaceu-
tor (nAChR) (Mitsis et al., 2007, 2009). tica, and Lundbeck.
However, limitations should be noted. This study was not
primarily designed to assess the effect of baseline function on
the cognitive effects of nicotine. Another limitation is that the Acknowledgements
sample size was relatively small. As such, these results should be
considered preliminary. For some measures, namely the CPT There are no acknowledgements.
(attention) and ERM (emotion recognition), the findings could be
explained by ceiling effects, meaning that since baseline function
was near perfect in certain subjects, there was less room for
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Please cite this article as: Niemegeers, P., et al., The effects of nicotine on cognition are dependent on baseline performance. European
Neuropsychopharmacology (2014), http://dx.doi.org/10.1016/j.euroneuro.2014.03.011