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ABSTRACT – Background: Catheter-associated Results: A total of 3873 patients were identified be-
urinary tract infections (CAUTI) have been associ- tween September 2007 and December 2010. Thirty-
ated with increases in morbidity and mortality as six patients (2.6%) were diagnosed with a CAUTI in
well as increased costs of hospitalization. At our in- the preintervention group (N = 1404) compared to 38
stitution, we implemented a protocol for indwelling (1.5%) patients who were diagnosed with a CAUTI
catheter use, maintenance, and removal based on in the postintervention group (N = 2469). There was
Center for Medicare and Medicaid Services (CMS) a 1.1% decrease in CAUTI rate after protocol imple-
guidelines, in efforts to reduce CAUTI rates. mentation (P < .028). This reduction in rates resulted
Methods: A hospital committee of quality stewards in annual estimated savings of $81,840 to $320,540
focused on several measures which included staff annually.
education, modification of existing systems to en- Conclusion: A simple, multifaceted approach con-
sure compliance, and auditing of patient care areas sisting of staff education and changing existing pro-
for catheter utilization before implementation of cesses to reflect best care practices has the potential
the protocol. Pre- and postintervention postopera- to significantly reduce the incidence of postoperative
tive cohorts were then identified through American CAUTI.
College of Surgeons National Surgical Quality Key words: CAUTI , postoperative urinary retention,
Improvement Program (ACS NSQIP) for preva- straight catheterization, indwelling urinary cath-
lence of CAUTI. Data were collected through chart eter, bladder scanner, general surgery complication
review and postdischarge patient interviews.
Introduction
U
AFFAN UMER, MD, Research Scientist, Department of rinary tract infections (UTI) account for ap-
Surgery, Saint Francis Hospital and Medical Center, Hartford; proximately 40% of hospital-acquired infec-
DAVID S. SHAPIRO, MD, Chief, Surgical Critical Care, tions. The majority of hospital-acquired UTIs
Chair, Medical Staff Oversight Group, Saint Francis Hospital
and Medical Center, Hartford, University of Connecticut Health
are associated with the use of indwelling urinary cath-
Center, Farmington; CHRIS HUGHES, MD, MPH, Chief eters (IUC), termed catheter-associated urinary tract
Resident, Department of Surgery, Saint Francis Hospital and infections.1,2 The risk of bacterial colonization of the
Medical Center, Hartford, University of Connecticut Health urinary tract increases by approximately 5% every day
Center, Farmington; CYNTHIA ROSS-RICHARDSON, after 48 hours of catheterization. Infection rates vary
RN, NSQIP Surgical Clinical Analyst, Department of Surgery,
The Hospital of Central Connecticut, New Britain; SCOTT
between 10% and 25% among those patients who
ELLNER, DO, MPH, President, Saint Francis Medical Group, are colonized.3 The most successful hospital-based
Vice Chairman, Department of Surgery, Director of Surgical measures for reducing CAUTI rates have been those
Quality, Saint Francis Hospital and Medical Center, Hartford. which reduce the frequency and duration of catheter
Corresponding author: AFFAN UMER, MD, affan.umer.83@ placement.3–5
gmail.com
VOLUME 80, NO. 4 197
In recent years, value has been redefined in the Study population: Patients included in the study
health care setting.6,7 In October 2008, CMS intro- were from a single institution and selected through
duced regulations restricting reimbursement to hos- the ACS NSQIP database from September 22, 2007
pitals for treatment of eight preventable conditions through December 31, 2010. All patients with an ad-
– including CAUTI – if they were acquired during mission to the operating room for vascular, bariatric,
patients’ hospitalizations.8 In response to this, hospi- colorectal, or general surgery procedures were includ-
tals have begun to adopt simple interventions demon- ed, regardless of ambulatory procedures or those pro-
strated to reduce or eliminate CAUTI by decreasing cedures requiring an inpatient stay.
the use of IUC.4,5 The cost for treatment or prevention Data collection: A single surgical clinical nurse re-
of CAUTI has been frequently addressed in literature, viewer collected data on 135 variables for each patient
with studies conservatively estimating a financial bur- per ACS NSQIP requirements, including preopera-
den between $1200 and $4700 per infection.9–12 tive risk factors, intraoperative variables, and 30-day
Since 2007, our hospital has been a participating postoperative mortality and morbidity outcomes.13
institution in the ACS NSQIP, which utilizes risk- The data were collected by chart review and routine
adjusted hospital data to determine the incidence of follow-up patient interviews.
several postoperative complications.13 In 2008, the Planning the intervention: In August 2008, a
data indicated our institution was a high outlier for hospital committee of quality stewards was convened
the incidence of postoperative CAUTI (Figure 1). to address the problem of postoperative CAUTI. The
This subsequently prompted a committee of clinicians committee was comprised of 20 individuals including
to reevaluate the institutional protocols regarding the operating room staff, physicians from the Departments
use of IUC and implement best practice guidelines to of Emergency Medicine, Surgery, Infectious Disease,
reduce the risk of postoperative CAUTI. and Critical Care, and nurses from both the surgi-
The objectives of this study include determining the cal floor and the intensive care unit. This multidisci-
clinical significance of an intervention bundle dedi- plinary group developed evidence-based guidelines for
cated to the reduction of postoperative CAUTI and perioperative catheter use, addressing insertion, main-
evaluating the financial impact of its implementation. tenance, and removal of indwelling urinary catheters
in accordance with CMS Surgical Care Improvement
Methods
Project Core Measure Nine.14 The protocol established
Setting: Saint Francis Hospital and Medical specific criteria for continued urinary catheter use
Center (SFHMC) is a tertiary care center in Hartford, and permitted nursing providers to remove a catheter
Connecticut, USA with an annual subtotal case vol- without a physician order on postoperative day two if
ume of 6200 operations in four categories: vascular, the criteria-driven protocol was utilized (Figure 2).
bariatric, colorectal, and general surgery.
A multifaceted approach was utilized in the edu-
cation of physicians, nurses, and staff involved in the
care of surgical patients. Web-
Figure 1. Reintervention NSQIP Data Showing our Hospital as a High
Outlier for CAUTI. The solid black line is the reference line. Each vertical line based learning modules were
transecting it depicts a 95% confidence interval for CAUTI rates. The small dot used to educate the frontline staff
on each vertical line depicts the odds ratio estimate for each institution. regarding proper insertion tech-
niques, maintenance, and removal
of catheters. Concurrent with ed-
ucation, but prior to the initiation
of the intervention, a 30-day audit
of urinary catheter use on surgical
floors was conducted to assess uti-
lization. In addition, the SFHMC
electronic health record (GE
Centricity™, Buckinghamshire,
UK) was modified to require or-
dering physicians to choose from
a menu of predetermined accept-
able indications when ordering
urinary catheter insertion.
In January 2009, the protocol was implemented pyuria), documentation of CAUTI in their health re-
to regulate urinary catheter use in surgical patients. cord, and two of the listed symptoms. Urine cultures
Patients who had surgery prior to January 1, 2009 were ordered for indication of fever, urinary urgency,
were assigned to the preintervention cohort, while and frequency of urination or dysuria. Any catheter-
those patients with procedures occurring on or af- related urinary infection after protocol implementa-
ter that date were assigned to the postintervention tion was subjected to an internal audit to determine
group. The primary outcome measure was postop- whether there were any lapses in compliance.
erative CAUTI rate. Patients could meet one of two
Statistical Analysis
definitions for CAUTI. The first was a positive urine
culture with > 100 000 colony-forming units (CFU), All analyses were conducted using SAS Software™
but with no more than two distinct organisms, and Version 9.4 (SAS Institute Inc., Cary, NC). Statistical
either a fever or at least one CAUTI symptom (Figure significance was determined by a P value of < .05.
3). Some patients did not meet the criteria but were Fisher’s exact test (two-tailed) with a 2 x 2 contingen-
documented with a diagnosis of CAUTI based upon cy was used for categorical data, including comparing
the ACS NSQIP screening criteria, including a posi- CAUTI rates between our pre- and postintervention
tive leukocyte esterase on urinalysis (demonstrating groups. Chi-squared two-tailed test was used to com-
pare differences in patient characteristics.
Results
Figure 3. Criteria for Diagnosing Catheter-Associated
Urinary Tract Infection We collected information on 3873 patients over the
course of this study. There were no significant differ-
• Positive urine culturea,b ences found with respect to patient characteristics be-
• With fever or tween the pre- and postintervention groups (Table 1).
Urinary • One UTI symptomc
Tract Of the 1404 patients who were identified for anal-
Infection • Positive Leukocyte Esterase ysis prior to January 2009, 36 patients (2.6%) met
• Documentation of UTI in Chart our definition of a CAUTI. After the protocol was
• Two UTI symptomsc established, 38 of the 2469 patients (1.5%) met our
definition of a CAUTI (Table 2). This decrease was
a Urine culture is positive if it grows > 100 000 cfu.
b
statistically significant with a P value of < .05. Post-
Urinary culture is considered positive if it grew no more intervention ACS NSQIP data showing reduction in
than two bacterial species.
c Frequency, urgency, and burning with urination were hospital rates is shown in Figure 4.
considered UTI symptoms.
VOLUME 80, NO. 4 199
Table 1. Comparison of Patient Characteristics in Pre- and Postintervention Groups
Pre-intervention % Post-intervention % P value
N = 1404 N = 2469
Average Age (years) 53.2 56.6 .14
Average BMI 29.8 29.5 .37
Male 575 40.1 986 39.9 .40
Race
Caucasian 1079 76.9 1868 75.7 .61
Black 231 16.5 403 16.4 .61
Other a 94 6.7 193 7.8 .61
Inpatient 851 60.6 1501 60.8 .94
Diabetes 212 15.1 377 15.3 .72
Smoker Within 1 Year 246 17.5 467 18.9 .53
Independent Functional Status 1297 92.4 2266 91.8
ASA=1 136 9.7 233 9.5 .35
ASA=2 698 49.7 1281 51.9 .35
ASA=3 454 32.4 810 32.8 .35
ASA=4 95 6.7 133 5.4 .35
ASA=5 5 0.4 5 0.2 .35
Disseminated Cancer 25 1.7 31 1.3 .88
Chronic Steroid Use 38 2.7 84 3.4 .12
a
Other races include: Asian, Native American, American Indian, Native Alaskan, Native Hawaiian, Other Pacific Islander,
and not identified.
VOLUME 80, NO. 4 201
challenging is the reluctance of bedside staff to remove on financial savings is not generalizable to all US hos-
urinary catheters. The change at our hospital empow- pitals. The estimated hospital cost savings of $81,840
ered staff, especially nurses, to routinely discuss man- to $320,540 was extrapolated through hospital billing
agement of IUCs and remove them at the appropriate data for local treatment for a hospital-acquired UTI.
postoperative day. Cost savings will vary among hospitals with differ-
Prevention strategies similar to ours have been ent levels of acuity of care as well as different settings
employed by other institutions with variable success. (ICU, step down) within the same institution.
Purvis et al 22 showed a reduction in their CAUTI Organizational behaviors and institutional cul-
rate from 4.7 per 1000 catheter days to 2.4 per 1000 ture are a challenge to change. Patient safety-minded
catheter days after using a protocol to minimize cath- platforms such as the ACS NSQIP can be utilized to
eter days. Chen and colleagues23 utilized a protocol catalyze changes in these behaviors, but are not es-
for catheter management in an ICU setting, result- sential. We utilized the ACS NSQIP data to jump-
ing in a 48% reduction in CAUTI rates as well as a start a multifaceted approach for the adoption of best-
22% reduction in catheter utilization. Implementation practices. Further research will hopefully bring forth
of such protocols is relatively inexpensive and is often newer methods and novel technologies to help reduce
offset by the ultimate cost savings through preven- the burden of CAUTI on the health care system even
tion in hospital-acquired infections. They do however further.
require significant cooperation from staff to ensure
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Our study has a few limitations to consider. The of nosocomial catheter-associated urinary tract infection
study design did not include measuring total catheter in the era of managed care. Infect Control Hosp Epidemiol.
days on surgical wards. This variable is usually reported 2002;23(1):27–31.
as catheter days/1000 hospital days and consequently 12. Umscheid CA, Mitchell MD, Doshi JA, et al. Estimating
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Showing a decrease in both variables would have add- reasonably preventable and the related mortality and costs.
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ed further validity to our results. Secondly, our data
VOLUME 80, NO. 4 203
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