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Current Biology 20, R897–R903, October 26, 2010 ª2010 Elsevier Ltd All rights reserved DOI 10.1016/j.cub.2010.08.

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Optogenetic Approaches in Neuroscience Minireview

André Fiala1,*, Anna Suska2, and Oliver M. Schlüter2 overcome these obstacles to manipulate widely scattered
but functionally defined groups of neurons.
Optogenetics, as the word indicates, combines two exper-
The recently introduced term ‘optogenetics’ describes imental strategies: optical manipulation of neuronal activity
a variety of techniques for expressing genes in nerve cells (along with appropriate readouts) and genetic definition of
that render them responsive to light. This approach makes which neurons are manipulated. The optical part comes
use of light-sensitive channel proteins that can be used to from use of a specific light-sensitive protein expressed in
manipulate neuronal function. Using genetic strategies, the neurons of interest. Optical methods are now quite
these channel proteins can be expressed in neurons commonly used for the observation of the structure and func-
defined by a common genetic identity, which can then be tion of neurons. In the simplest case, fluorescent proteins are
selectively activated or silenced through illumination. used to visualize defined neuronal populations. To observe
In this minireview, we shall describe the basic principles neuronal activity, a variety of fluorescence sensor proteins,
of such manipulative optogenetic approaches in neurosci- indicating those involved in intracellular calcium influx,
ence and summarize how these tools are being exploited synaptic vesicle release or second messenger signaling,
to investigate neuronal circuits and behavior. have been designed over the past decade [2,3]. In contrast
to these light-emitting optical tools, the term optogenetics
Introduction refers to approaches that exploit channel proteins that have
The nervous systems of humans and other animals consist of either been rendered responsive to light or that are inherently
many diverse types of nerve cells that are interconnected with light-sensitive, thereby allowing one to manipulate — that is,
each other at synaptic sites, ultimately forming functional activate or inhibit — neuronal activity [1,3–5].
circuits that control behavior. Neuroscientists are united by The genetic part, on the other hand, refers to the fact that
the quest to decipher how neuronal circuits cooperatively the light-sensitive channels are proteins and can be geneti-
function to produce behaviors as a function of some combina- cally encoded. This is of advantage because the identity
tion of external stimuli, internal state and prior learned experi- and thereby potentially the functional role of a neuron within
ence. This task is difficult simply because of the enormous a circuit might be determined by its individual pattern of gene
number and heterogeneity of neurons and their synaptic expression. If one finds regulatory elements on the DNA
connections, which provide a high degree of complexity controlling the expression of genes that are characteristic
even in the brains of invertebrates, and even much more so for a designated population of neurons, one can specifically
in those of higher vertebrates with billions of neurons. couple the DNA sequence of the light-sensitive protein with
In order to unravel the mode of action of neuronal the regulatory element and have it transgenically expressed
networks, a neurobiologist’s dream would be not only to in neurons defined by a common genetic identity and,
be able to monitor neuronal activity but also to have control possibly, common functional role. Several optogenetic
over distinct sets of neurons and to be able to manipulate strategies to manipulate neuronal activity with light have
their activity and observe the effect on behavior. This idea been pursued, all of which have specific advantages and
is not new. As the activity of a neuron is based on the depo- limitations [1,3–6]. We shall consider those approaches
larization of its cell membrane, neuronal activity can be that have been particularly useful in studying neuronal
induced by an experimenter using stimulation electrodes circuits and animal behavior, all of which have been concep-
by which the cell membrane can be artificially depolarized tually important and are technically elegant.
or hyperpolarized. Although stimulation electrodes have
served, and continue to serve, neuroscientists well for Optogenetic Approaches for Manipulating Neuronal
decades, limitations of this invasive approach are obvious. Activity
One can stimulate either just one cell with a single electrode One strategy to manipulate neuronal activity by light has
inserted into a particular neuron, or a broader area of tissue been described by Lima et al. [7] in the fruit fly Drosophila
in the vicinity of the electrode tip, including all the heteroge- melanogaster, a model organism that is widely used
neous neuron types close to the recording site. Another because of the sophisticated tools available for restricting
disadvantage in larger brains, such as those of mammals, transgene expression to defined neuronal populations.
is that electrophysiological recordings are often performed Using these genetic techniques, Lima et al. [7] expressed
in thin slice preparations, excluding the possibility of an ion channel protein (P2X2) in neurons that remains closed
following up longer projections interconnecting distant brain until its specific ligand, ATP, binds to it. This genetic
regions. Moreover, keeping an electrode in place in many approach is combined with a pharmacological tool,
cases precludes the simultaneous observation of behavioral providing the light-sensitive entity. ATP constrained by
actions of the animal under investigation. The term ‘optoge- a chemical ‘cage’, a photolabile protecting group, is injected
netics’ [1] subsumes the technical approaches that try to into the animal and is uncaged by a flash of strong UV light.
The liberated ATP binds to the ATP-dependent channel and
causes cation influx into the neuron, ultimately producing
1Georg-August-Universität Göttingen, Johann-Friedrich-Blumenbach- trains of action potentials. Here, the molecule sensitive to
Institute for Zoology and Anthropology, Molecular Neurobiology of light is applied ubiquitously throughout the brain, but only
Behavior, c/o ENI-G, Grisebachstr. 5, 37077 Göttingen, Germany. a defined population of neurons expressing P2X2 is able to
2European Neuroscience Institute, Molecular Neurobiology, respond to the uncaged molecule (Figure 1A).
Grisebachstr. 5, 37077 Göttingen, Germany. A second approach relies on the design of chemically
*E-mail: Andre.Fiala@biologie.uni-goettingen.de modified ion channel proteins that are rendered
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Figure 1. Strategies for optogenetic activation


of neurons.
(A) Opening of the ATP-dependent channel
P2X2 is achieved by delivering caged ATP into
the extracellular space and by uncaging the
ATP using a strong flash of UV light. The cation
influx leads to a depolarization of the neuronal
membrane, ultimately causing an excitation of
the neuron expressing the channel protein [7].
(B) A glutamate receptor that is a cation channel
is modified such that its ligand, glutamate, is
tethered to a light-sensitive arm that is attached
to the extracellular part of the channel (LiGluR)
[11]. Illumination with different wavelengths
favors the open or closed conformation, allow-
ing one to depolarize and stop depolarization of
the neuron through different illumination.
(C) The channel protein channelrhodopsin-2
(ChR2) is a monomolecular protein that is in it-
self light sensitive due to a binding site for all-
trans retinal. Illumination of the channel with
blue light causes the opening of the channel,
ultimately leading to a depolarization of the
neuronal membrane [15].

conformation, which extracts the gluta-


mate analogue from the binding pocket
and closes the channel. The useful
feature of this engineered glutamate
channel (LiGluR) is that it allows for
bidirectional control of the channel state
by two different wavelengths: the
channel, and thereby the neuron’s
activity, can be precisely turned on and
off. This very efficient tool has the limita-
tion that the chemical compound
tethered to the designed glutamate
channel has to be added to cells or, in
the case of animals, injected. It has,
however, been successfully used in
zebrafish larvae, where the animals can
simply be bathed in a solution containing
the photosensitive compound [12,13].
In recent years, a variety of different
channel proteins have been engineered
using this principle of chemically tagging
a channel protein with a light-sensitive
group that influences open and closed
states, for example, the synthetic
light-sensitive in their opening or closing [8–12]. To this end, a azobenzene-regulated K+ channel (SPARK) [8], or a mutated
photosensitive molecule (‘photoswitch’) is conjugated to the variant of the light-regulated K+ channel with reversed
channel. As one example, Szobota et al. [12] exploited this polarity that allows light-induced depolarization (D-SPARK)
concept by chemically modifying an ionotropic glutamate [9]. It is likely that, given the large variety of diverse channels
receptor, an excitatory ion channel naturally present in the present in neurons and the ability to chemically engineer light
vertebrate brain (Figure 1B). This channel is artificially equip- switches, a valuable array of optogenetic tools will be
ped with a cysteine, serving to connect a glutamate analogue created in the future that may offer specific advantages
on a photosensitive arm. The photosensitive chemical is with respect to illumination wavelengths, ion conductance
composed of azobenzene, which switches conformation and temporal precision in switching channels on and off.
upon illumination of light of different wavelengths. Illumina- A third strategy relies on the characterization of the ‘chan-
tion at lower wavelengths (w380 nm) favors the cis nelrhodopsins’ (ChR1, ChR2, VChR1) isolated from the green
conformation that bends the arm, allowing binding of the algae Chlamydomonas reinhardtii [14,15] and Volvox carteri
glutamate analogue to the receptor, ultimately causing the [16]. The most widely used channelrhodopsin, ChR2, is a
channel to open. Higher wavelengths (w500 nm) reverse rather non-specific, single component cation channel that
the conformational change toward the extended trans has a binding moiety for all-trans retinal, a chemical
Minireview
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compound that renders the channel sensitive to blue light. If vertebrate brains. But this approach has two limitations: first,
expressed in a neuron, it incorporates into the cell it is useful only for investigating the interactions of a limited
membrane. In the presence of all-trans retinal, which is natu- number of neurons; and second, long-range connections,
rally abundant in vertebrate neurons (but has to be supplied especially in vertebrate brains, are usually cut during slicing.
in the food in the case of Drosophila or the nematode Caeno- Optogenetic tools offer new ways of overcoming these
rhabditis elegans), illumination causes the channel to open, limitations. First, the optical trigger does not interfere with
ultimately resulting in depolarization of the respective the electrical recordings. With classical electrodes for stimu-
neurons (Figure 1C). One advantage of this protein is its lating axons, the investigator has to rely on the temporal
very rapid opening and closing, which can be controlled by delay between the synaptic response and the electrical
short light flashes in the range of milliseconds. This is useful, stimulation ‘artefact’. With high-frequency stimulations, the
as the natural signaling unit of neurons, the action potential, artefacts of the stimulator and the recording electrode over-
is a millisecond-lasting depolarization of the membrane. lap and compromise the data analysis. Second, the input
Theoretically, one can therefore determine the exact firing axons can be selectively targeted by cell- or region-specific
pattern of the neuron by applying light stimuli at a millisecond expression of the optogenetic tools. As the axons survive the
time scale [6]. ChR2 has been successfully used in various slice preparation, the long-range connections remain and
transgenic animals, such as C. elegans [17–22], Drosophila can be specifically activated by light (Figure 2).
[23–26], zebrafish [27] and mice (for example [28–30]). As In an elegant study [39], selective expression of ChR2 in
a proof of principle, it has even been expressed in the frontal neurons projecting onto the dendritic tree of pyramidal cells
cortex of rhesus monkeys infected with a viral vector ex- in the mouse barrel cortex was used to map the subcellular
pressing ChR2 DNA [31]. organization of synaptic connections. To increase the spatial
Shortly after the development of ChR2 as a neurobiological resolution, action potential generation was blocked and
tool, an inhibitory counterpart, the chloride pump ‘halorho- synaptic release triggered, presumably by calcium influx
dopsin’ (NpHR), isolated from the bacteria Natronomonas through the activated ChR2. The dendritic tree was then
pharaoni, was described [32,33]. The light-induced chloride scanned with a cylindrical laser beam with a diameter of
influx hyperpolarizes neuronal membranes, so that action w10 mm. The axons of thalamic nuclei, the whisker motor
potential generation can be suppressed and neurons cortex and local excitatory pyramidal neurons impinged
silenced. It is fortunate that the activation spectrum of onto distinct single domains of the recorded pyramidal cells,
NpHR is in the yellow range and complementary to that of indicating a strict topographic organization of the synaptic
ChR2, which is most efficiently activated by blue light. connections in neocortical neurons. In another approach,
By expressing both proteins in the same cell, one can either ChR2 expression in the layer-5 motor cortex of transgenic
activate or silence it by illumination with different wave- mice enabled the topographic mapping of motor cortex
lengths [32,33]. neurons with muscle innervations [40]. Although this had
Since the first description of ChR2 and NpHR as neurobi- already been done with classical electrodes, resulting in
ological tools, considerable efforts have been made to the ‘homunculus’ for motor-cortical representations, the
change or improve their biophysical properties, for example, light-based mapping technique might in the future allow for
by mutating the amino-acid sequence of ChR2 [34], by the automated investigation of changes during skilled
searching for new ChR2 variants in other algae that are training or of nervous system damage.
activated by different wavelengths [16], or by adding intra- One promising way of using ChR2 in neuronal circuit
cellular trafficking signals that improve the subcellular local- function analysis relies on the combination of inducible
ization of the channel protein at the plasma membrane optogenetic tools with the increasing number of Cre recom-
[35,36]. As alternative tools silencing neurons, light-driven binase driver mouse lines [41]. This technology enables
proton pumps from several bacteria have been described cell-type restricted manipulation of neuronal circuits, and
[37,38], underlining that nature might provide an arsenal of has recently been used to analyze the neuronal origins of
proteins that are useful for optogenetic approaches still wait- broad oscillations of neuronal activity that are considered
ing to be discovered. In the following, we will describe how to clock information processing in the brain. To analyze
far these tools have been used to investigate neuronal the role of different neuronal populations in generating
circuits underlying behavior. gamma oscillations in the neocortex, Cardin et al. [42]
used a combination of Cre-inducible ChR2 with parvalbu-
Optogenetic Analysis of Neuronal Circuits min-positive interneuron-specific or pyramidal cell-specific
To understand how neuronal circuits function we need to Cre driver mouse lines [42]. Light-driven activation of par-
know how they are constructed, a difficult problem given valbumin neurons with varied frequencies selectively ampli-
the huge numbers of neurons that constitute many brains, fied gamma oscillations in the barrel cortex. The modulation
particularly of vertebrates. Neuronal activity is usually re- was specific for the parvalbumin fast-spiking interneurons,
corded in isolated tissue preparations or in vivo. Despite as the same activation in pyramidal cells only amplified
the precise resolution of the activity pattern recorded with lower frequency oscillations. These data support the role
electrodes, the specific connections between neurons and/ of parvalbumin fast-spiking interneurons in the generation
or the source that triggers a particular neuron under investi- of gamma oscillations in the cortex. The authors further
gation are usually elusive. A conventional approach to tested how sensory inputs are dependent on the gamma
resolve this problem and to determine whether or not one cycle. Whisker evoked action potentials were recorded in
neuron synapses with another is to stimulate the first neuron the barrel cortex. The timing of the sensory input was varied
and record activity from the second, potential target cell. relative to a gamma cycle elicited with light. The amplitude
This approach is suitable for determining local connections and precision of the sensory response were maximally
of neurons, for example in slice preparations, often the close to the peak of the gamma oscillations, indicating a
preferred preparation for electrophysiological analysis in causal dependence of information processing on brain
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Figure 2. A strategy for a specific activation of


long-range connections in slice preparations.
(A) Glutamatergic afferents that originate in
hippocampus project, among other structures,
to the nucleus accumbens (NAc). Electrophys-
iological analysis of this pathway in NAc
requires a specific stimulation of those axons.
This is achieved by injecting a ChR2-encoding
virus into the hippocampus of a living animal.
(B) After several days during which the ChR2
is expressed in hippocampal neurons, slices
of the NAc are prepared. (C) Upon light stimula-
tion of the NAc, only the axons originating in
the hippocampus will be activated, and (D) a
postsynaptic response of a NAc neuron can
be recorded by a patch pipette.

sensory neurons are sufficient to elicit


a particular more or less complex motor
response. This can be tested optoge-
netically by circumventing the sensory
stimulus and activating sensory cells
through light. The Drosophila larva
provides a model organism that is
oscillations. This study nicely demonstrates how optoge- particularly well suited for optogenetic approaches, given
netic tools can be used to dissect the network function of the techniques available for expressing transgenes in very
individual neuronal populations and their contribution to distinct neuronal populations, and because fly larvae are
information processing. relatively transparent [23–26]. In this animal, an escape
response characterized by a typical rolling behavior could
Optogenetic Activation of Reflexive Behaviors be induced by light-activation of a distinct class of mechano-
One aim of neuroscience is to reveal how behavior is gener- sensory neurons. This escape response is observed under
ated and controlled by neuronal circuits integrating sensory natural conditions if the larvae are attacked by parasitoid
stimuli, internal states and prior experience. Observing wasps [26]. In adult Drosophila, an aversive locomotion
neuronal activity can, of course, help to clarify which neurons response to CO2 could be mimicked by light-activating
are actually involved in certain types of behavior, for example sensory neurons that are specifically responsive to CO2
how sensory modalities are encoded or which neurons are [24]. Similarly, activation of sugar-sensitive gustatory neu-
active during behavioral actions. This approach is purely rons triggers the reflexive extension of the fly’s ‘tongue’,
correlative, however, and determining causal connections the proboscis [25].
between neuronal activity and behavior requires manipula- These examples illustrate how, in invertebrates, selective
tive techniques. The inactivation or silencing of defined activation of sensory neurons can induce a specific behavior.
neuronal elements within a neuronal circuit can reveal which Similar approaches have now also been applied to the more
neurons are necessary for a specific behavioral task. And complex nervous systems of vertebrates. In zebrafish
activating neurons artificially, for example optogenetically embryos, a well established model system in which trans-
using light, should make it possible to determine which genes can be expressed in defined neuronal subsets, a
neurons are sufficient to elicit specific behaviors. The idea reflexive escape movement could be induced by ChR2-
of inducing behavior optogenetically has been first tested mediated light-activation of a certain class of somatosen-
in simple types of behavior and in small animals with sory neurons [27].
a manageable neuronal circuitry. As elegant as these studies producing ‘sensory illusions’
The first experimental demonstration that animal behavior by activating distinct sensory neurons are, they do not reveal
can be optogenetically controlled was done with C. elegans how relatively complex behavioral actions are actually
[15]. When ChR2 was expressed in muscle cells of the body induced and maintained. The behavioral repertoire of
wall, illumination caused strong contractions of the worm. animals and humans consists to a large degree of diverse
But when ChR2 was expressed in mechanosensory neurons, motor patterns, which often require the precise interplay of
light caused a withdrawal movement that is typically evoked antagonistic sets of muscles. Of course, the initiation and
by mechanical stimulation [17]. Conversely, illuminating control of defined motor patterns is accomplished by
animals that expressed the chloride pump NpHR in body neuronal circuits. Here, the relatively high stereotypy and
wall muscles or motor neurons caused paralysis [32]. These rhythmicity of many movements has led to the concept of
experiments were conceptually important as they provided central pattern generators, groups of neurons that are inter-
a first proof that behavior can indeed be optogenetically connected in such a way that a rhythmic pattern of activity is
controlled in living, behaving animals if the genetic targeting produced and conveyed via motor neurons to the appro-
of the channel is precise. priate set of muscles. In several cases, it has been possible
If one tries to understand reflexive behaviors as responses to optogenetically activate those circuits that induce or
to external stimuli, one initial question would be which maintain the behavioral action.
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In fruit flies, Lima et al. [7] were able to show that light-acti- of dopaminergic neurons [29]. These experiments nicely
vated neurons located within a reflex circuit do indeed demonstrate the behavior-reinforcing and rewarding proper-
induce a coordinated escape response — the animals ties of dopaminergic neurons. The virtue of this approach is
started flying away. Similarly, a pattern generator evoking that the animal can freely behave during the experiment, and
courtship song behavior in Drosophila was optogenetically neuronal activity can still be induced specifically, because
identified [43]. In zebrafish larvae, the light-gated channel the actuator protein responsive to light is genetically
LiGluR was expressed in subsets of neurons within the spinal targeted.
chord [12]. Activating these cells caused an oscillatory This is only one side of the coin, however: obviously, it
movement of the fish tail, resembling the natural swimming would be of interest to know what effects on their target
behavior of the larval fish. Conversely, the expression of structures are caused by the release of modulatory transmit-
tetanus toxin, which prevents synaptic transmission from ters. Neuromodulatory transmitters, such as dopamine,
these neurons, reduced swimming behavior. Clearly, these often exert their effects via the activation of metabotropic,
neurons are not only necessary, but also sufficient to activate G-protein-coupled receptors (GPCRs). These, in turn, affect
a central pattern generator that makes the animals swim second-messenger pathways that modulate neuronal excit-
forward. ability or transmitter release. In order to optically activate
these intracellular signaling cascades, Airan et al. [45] have
Optogenetic Induction of Behavioral Plasticity developed an ingenious technique: they designed chimaeric
Animals produce more than just reflexive movements. A key transmembrane proteins with extracellular parts derived
feature of virtually all nervous systems is their ability to from the light-sensitive rhodopsin, and intracellular parts
change, a property underlying experience-dependent derived from GPCRs, specifically various adrenergic recep-
behavioral plasticity — learning and memory. Obviously, tors. In cells expressing these ‘optoXRs’, distinct second-
any understanding of how neuronal circuits function must messenger cascades could be induced through illumination.
include knowledge about how they are modulated. Optoge- In a behavioral experiment, optoXRs were expressed in
netic approaches can contribute significantly to this quest. neurons of the nucleus accumbens, a brain region involved
The first approach to induce learning by optogenetically in reward learning and a target of dopaminergic neurons of
activating modulatory neurons has been made in Drosophila the ventral tegmental area. When the optoXR construct
larvae [23]. The larvae of fruit flies readily associate an odor carrying the intracellular domains of a b2-adrenergic
stimulus with a rewarding sugar stimulus, ultimately receptor was used, the mice developed a significant place
rendering the odor stimulus more attractive. Conversely, preference memory for the chamber associated with the
they can associate an odor with a highly concentrated salt optogenetical induction of the intracellular signaling
stimulus, which induces a more aversive memory for the cascade. These results show that not only can neuronal
odor. When ChR2 was expressed specifically in dopami- excitation be induced optogenetically, but the effect of
nergic neurons, and those neurons were activated through intracellular, modulatory signaling cascades can be
light while the animals smell a certain odor, an aversive mimicked through illumination.
memory for that odor was formed [23]. Conversely, when
tyraminergic and octopaminergic neurons were activated Outlook
through ChR2, a simultaneously perceived odor was learned In this minireview we have been able to cover only some
to be more attractive [23]. These experiments show that aspects of a rapidly developing field. Most likely, new opto-
memory formation can be triggered using an optogenetic genetic channel proteins will be created in the upcoming
technique. Recently, the behavior-reinforcing properties of years that will outperform the first generation of tools. But
dopaminergic neurons for aversive learning were demon- already one can see what properties these new tools should
strated optogenetically in adult flies as well [44], in this have. First, the currents conducted by the channel should be
case using the light-induced release of caged ATP in combi- sufficiently high for an efficient depolarization or hyperpolar-
nation with the P2X2 receptor. ization of neurons. In this respect, ChR2 still suffers from
In mammals, the situation is similar in that the transmitter poor conductivity. Those approaches that incorporate
dopamine has been implicated in mediating the reinforcing chemical modifications — for example, uncaging of ligands
effects of salient stimuli during learning, though in this case such as ATP — have clear advantages in this respect.
in the context of rewarding signals. In a fascinating study, It would seem to be desirable to have single-component
Tsai et al. [29] demonstrated that light-activating dopami- proteins that provide similarly high conductance. Stronger
nergic neurons in mice can indeed cause reward learning. ion fluxes could theoretically be achieved by longer open
By specifically targeting ChR2 to dopaminergic neurons, probabilities of the channels at the cost of temporal preci-
they were able to induce precise firing patterns in these cells sion. Furthermore, ion selectivity could be improved — the
by illumination. To do so, they inserted an optical fiber into microbial opsin channel ChR2 conducts monovalent ions,
the mouse brain with the tip ending close to the ventral such as Na+, K+ and H+, but also Ca2+. The Na+ conductance
tegmental area, a brain region where dopaminergic neurons particularly contributes to the depolarization of the neuron,
involved in reward learning are located. In a behavioral para- which can then trigger action potentials by the neuronal
digm, the mice were placed in a chamber with characteristic machinery; however, the additional Ca2+ conductance
color and texture of the floor; simultaneously, the mice were complicates the use of the ChR2. Ca2+ can directly trigger
subject to phasic optogenetic activation of dopaminergic second messenger pathways or synaptic transmission,
neurons. After one day, the mice were placed in a second, hence compromising the results, when ChR2 is used solely
differently outfitted chamber, and dopaminergic neurons for the purpose for depolarizing the neuronal membrane.
were only tonically light-activated at a low frequency. Inter- Second, the wavelength used for opening/closing the
estingly, in a choice situation the animals showed a learned optogenetic channel is of importance. It would be advanta-
preference for the chamber paired with the phasic activation gous to be able to use wavelengths that do not overlap
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