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Note
This book is based on learning from the experience gathered during the process of establishing Quality
Management system in Public Health facilities across the country by National Health system Resource
centre, in partnership with states under National rural Health Mission.
The SOPs described in this book are Templates only and are generic in nature. Modifications and
customization as per needs, requirements and available resources are required at facility level. The
purpose of this Standard Operating Procedure Manual is to provide support and guidance to the Hospital
staff in developing their own Facility-specific SOPs after customization of the templates.
The SOPs can be adopted for developing SOPs for other levels of health-care facilities after due
modification and customization.
The content of the this book are for purpose of General Information and may not be used for taking
patient related decision in particular fact situation.
This publication may be reproduced in part or in whole with due acknowledgement to NHSRC.
This Book is prepared by National Health System resource centre and edited by:
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Foreword
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Content
Page
Number
I Introduction
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(b)
Administrative Procedures
SOP 13 Patient Registration, Admission & Discharge
Management
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A. Introduction
Quality in health care has been a abstract notion. People define quality in their on way
according to their perceptions and priorities. Quality as perceived by different stakeholders.
Although everyone values some extent the attributes of quality just discussed, different groups
to attach different level of importance to individual attributes, leading difference in how
clinician, patient, health system and society define quality.
Healthcare Providers – Clinician such physician and others who provide healthcare services,
tend to perceive quality of care first and foremost in terms of technical performance From the
point of view of health care providers, these desired outcomes are related to successful
treatment of morbid conditions and / or successful prevention of morbid conditions and
averting deaths. This aspect of quality of care can be assessed by technical person,
accreditation bodies, medical boards and academicians only. Two dimensions of our working
definition effective and safe can be attributed to technical quality.
The Patient’s/ Users Definition –Although patients, like clinician, are deeply concerned with
how good the technical aspect of care is, most patients do not possesses the capacity to
evaluate the technical elements of care. Patient therefore tends to form their opinions about
quality of care based on their assessment of those aspects of care they are more readily able to
evaluate: the interpersonal aspect of care and amenities of care. This can be measured in terms
of patients’ / User satisfaction. The major factors like access, waiting time, behaviour of service
provider, cost and environment of health care facility decides the patient’s perception.. Despite
positive results from a medical perspective that do encourage a few users to access services, it
is well known that people often delay seeking health services. Users’ experiences of health care
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in a facility, whether personal or as shared by another who has utilised the said services, have a
major impact in their decision to seek services. For example, people do not wish to go to a
facility where they receive rude and inhumane treatment at the hands of the service providers.
This delay or refusal to seek services is more apparent for preventive and promotive care where
the client is not in “active suffering” in the present day and time.
Society’s Definition -At the broader societal level the definition of quality of care reflects
concern of cost effectiveness, equal access and equity in service delivery, transparency and less
out of pocket expendere and their involvement in decision making . Society also perceives
quality in terms of protection of health rights specialty of marginalized and venerable
populations.
Framework of quality of care – The most accepted frame work for assessing the quality of care
is Donabedian classifies QOC in terms of three aspects-
1. Structure – Structural includes material resources like infrastructure, drugs and equipments;
and Human Resources such as the number, variety, and qualification. Evaluation of quality that
rely on such structural elements implicitly assume that well qualified people with well
appointed and well organized settings will provide high quality care . It must remember, that
although good infrastructure makes good quality more likely to ensue, it does not guarantee it.
2. Process – Care can also be evaluated in terms of the process of care, which refers to what
takes place during delivery of care.
3. Outcome – The other aspect of quality of car can be assessed in terms of outcome measures,
which seeks to capture wether goals of care are achieved . Since the goals of care can be
defined quite broadly, outcome measures have to include the cost as well as patient
satisfaction with care.
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Patient’s Barrier Free Access Short Waiting Time & No out of Pocket
Requirement Prompt Referral if Expenditure
Public Amenities like required
waiting area / toilets Availability of
Good behaviour by services as
Availability of service service providers guaranteed
providers
Privacy, Patient Satisfaction
Availability of drugs confidentiality
and consumables Treatment and Cure
Grievance Redressal
Clean & Hygienic Care
Environment Information and
involvement in care
Employee
Satisfaction
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of volume
Health care is one of the most risk prone and process sensitive service sector; hence there
are no chances of mistakes and variations. The most accepted approach for standardization
and quality in health care is Quality Management System. Quality Management System is
set of interrelated activities which try to measure, standardize and improve the quality of
service by implementing enabling documents like standard operating procedures. QMS has
for simple steps
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Quality
PLAN DO CHECK ACT
Check
Implement Periodically Act upon the
Write down
and work whether you the gaps in
procedures
according to are working compliance to
as you want
written according to set
to do
procedures set procedures
procedures
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SOPs (Standard Operating Procedures) have been found to be of immense use in proper
working, training of personnel and favorable outcomes in every Industry. Thus SOPs are an
essential pre-requisite for any Quality initiative. Studies show that SOPs have significant
potential to enable provider organizations to improve quality without increasing costs. SOP is
therefore an important document in terms of quality measures and evaluation.
Definition of SOP
An SOP is a set of written instructions that document a routine or repetitive activity. It is a set of
detailed written instructions to achieve uniformity of the performance of a specific function. A
standard operating procedure or SOP is a set of instructions that address the who, what, where
and when of an activity.
Sops are written with the aim to provide people with all the information necessary to perform a
job properly. They help to ensure that the procedures are performed correctly and consistently,
as variation can be very costly.
SOPs also serve as a checklist for conducting reviews and audits. They serve as an explanation
of steps in a process, so they can be reviewed in failure/adverse outcome investigations. SOPs
are written to ensure safety and maximize operational and outcome requirements. SOPs are the
foundation of training. SOPs help people to focus on specific activities that lead toward goal
achievement. They improve communication and teamwork among workers and management.
They help in perpetuation of “best practices”.
BENEFITS OF SOPs:
2. SOPs are set of ‘Instructions’. They instruct the worker on how to accomplish a task
effectively, efficiently and consistently. They are also used as training guidelines for
conducting training.
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3. SOPs can be used as „Reference’. SOPs have detailed information of the steps
involved in a particular process, so can be referred in case of any ambiguity. It is difficult
to remember every step in correct order, more so in complicated and long processes.
SOPs can be referred in such situations. SOPs also provide time-saving checklist to
ensure that each step is correctly followed.
4. SOPs can be used for ‘Review’. SOPs provide opportunity for critical review of each
step thereby offers scope for improvement. They tell us what to look for when we audit
our procedures and also serve as personal controls to avoid performing wrong steps.
They serve as the basic record of how the task is performed which is critical for success
5. To provide people with all the safety, health, environment and operational information
necessary to perform a job properly.
6. SOPs and CQA in Healthcare-The key concepts in CQA (Continuous Quality Approval)
i.e. reduction in variation and improvement of processes has need for standards as a
basic.
7. SOPs specify job steps that help standardize services and therefore quality.
1. SOPs are vital to ensure processes are completed in the same way over time and
should be Clear, Concise, Consistent, and Current.
2. SOPs should be written in plain language. Any highly technical jargon should be avoided
or clearly defined. Define acronyms used in the SOPs
5. While describing activities use active voice. Avoid names and use designations instead.
6. Don‟t include the steps that are done by people outside the organization (only include
what that organization is responsible for)
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Less detail leads to easier compliance. Whereas more detail are helpful for new employees to
use. So we need to strike a balance! A higher level of detail is called for when-Task is
performed infrequently; many different people are involved in performing a task, correct
performance is critical to hospital‟s performance, Training on the process has not been
comprehensive and there is little time to practice (or train). Not all the SOPs in a Hospital need
the same level of detail. The minimal amount of detail should include:
• Critical “whats”
• Critical “hows”
• The “who” if more than one person is involved.
Although a number of processes are carried out in Hospitals to deliver health care service,
following 24 Processes (Clinical & Administrative), which are most common and critical for
performance for a secondary care hospital have been identified and described in this manual.
*The number and name of SOPs are indicative only. State/facility can change or modify as per their
requirements.
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9 Data, Information and Record 21 Human Resource Development and Training
Management Management.
10 Hospital Referral Management 22 Dietary Management
A. Title
This describes the focus of the SOP so that anyone can tell from the title the content of the SOP
when searching a list of SOPs.
B. Scope:
This states who has responsibility of execution of the SOP and training.
E. Procedure:
This describes the activities carried out in execution of the process in sequential and
chronological order. Use words such as-Shall, Must, and Will. When more than one person
carries out an activity do not use words like Should or May. When only one person carries out
an activity, begin each activity with an active verb such as-Analyze, Begin, Check, Delete,
Enter, Start, Store, Submit etc.
F. Forms and Formats:
Any Form, Logs, or other documents those are essential for the execution of the SOP.
G. Records:
Records generated during execution of SOP. These include filled Forms & Formats, Registers,
Electronic records etc.
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H. Process Efficiency Criteria:
They are the indicators to measure the efficiency and effectiveness of the process. Because to
improve any process, we have to first measure it. A glimpse at these indicators will give
sufficient idea about the process efficiency. These should be selected carefully and regularly
monitored and evaluated.
A. Reference:
List all the references that serve as the basis of the SOP. These includes-Standards, Guidelines
from State Centre or international bodies like WHO, regulations, articles, Textbooks etc.
The SOPs described in this manual are „template only‟. They are not designed for your facility.
Hence, customization foe meeting needs of facility becomes imperative.
1. Understand your processes. Involve all who are associated with the process. Walk
through various processes of your hospital. The possible approaches will include
inspection, discussions and analysis of all hospital processes. Then identify the
bottlenecks of your processes.
2. Based on the knowledge of your processes and bottlenecks, develop your own SOPs on
the lines of these templates. You may like to add, delete or modify the content.
Customize it as per your needs, requirements and available resources. All stakeholders
should be involved in the process of customization.
3. Once the SOPs are finalized, distribute them to the end users. Ensure that persons
involved in a particular process have a copy of the SOP.
4. At the same time arrange for trainings for those associated with on the SOPs.
5. After training, implement these processes. Monitor and evaluate on a regular basis, till
they become a part of the work culture of your hospital.
6. The SOPs are dynamic documents and calls for periodic reviews. SOPs should be
reviewed as and when required (at least annually). You can as many changes and as
frequently you desire.
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7. Any change in the SOPs should be communicated to all SOPs holder and develop a
mechanism to ensure that only the latest version of the Document is available with the
end user.
As explained earlier, SOPs are written procedures. Every procedure is executed via various small
processes. A process is defined as set of interrelated and interacting activities which transforms inputs
into outputs. A process is defined as “a series of steps which convert one or more inputs into one or
more outputs.”
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A process has three key components.
1. Inputs.
2. Processes-Activities/steps that transforms inputs into outputs.
3. Outputs-end result of processes.
An output of a process can be input of next process. It is understood that the output or final outcomes
depends on not only the inputs but also the processes we employed to convert them into output.
Whenever going for improving quality of healthcare services, more often than not we tend to
concentrate on INPUTS-Infrastructure, Human Resources and Finances. We need to understand that
‘mere provision of resources is not enough’. Effective and efficient utilization of available resources is
equally important if not more, for improvement of quality of healthcare services. In quality paradigm:
Best Infrastructure-Building, space, ≠
equipments and amenities.
Best Human Resources-numerical and Best Quality
competence adequacy.
Adequate Finances.
For example in a CHC 13 Nurses are required and only 8 are available. This cannot be an excuse for poor
quality of services. How to improve quality within limit resources available is a challenge. We can do this
by improving our process. It is evident that we cannot improve quality of services without improving our
processes. Now the question comes-How to improve our Processes? There are several techniques and
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methods available. But here we would be discussing a very simple, easy to implement and highly
effective technique-Process Mapping.
The purpose of process mapping is to use diagramming to understand the process we currently use and
ask what is expected of us; what should we be doing to provide better customer focus and satisfaction.
It will identify what best practices we need to incorporate and find appropriate benchmarks for
measuring how we can arrive at better ways of communicating our services. As Dr. George Washington
Carver put it – "It is simply service that measures success."
When we map hospital processes and look at patients’ perspective, we will find that:
30 - 70% of work doesn’t add value for patient
up to 50% of process steps involve a ‘hand-off’, leading to error, duplication or delay
no one is accountable for the patient’s ‘end to end’ experience
Job roles tend to be narrow and fragmented.
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Step 4: Draw Appropriate Symbols
There are numerous symbols available for process mapping but we will stick with the basic symbols
required for mapping hospital processes:
oval i. Ovals show input to start the process or output at the end of the process.
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Step 9. Identify the bottlenecks. Now the map is complete. Let us now identify the bottlenecks. There
are two types of bottlenecks; Process bottlenecks and Functional bottlenecks.
Process Bottlenecks: Occurs when a step is the limiting rate of the process The step takes a significant
time, and slows the whole process down.
Functional bottle necks Occurs when one functional resource is required for more than one processes.
For example Lab. Services are required by OT, Labour room, wards, ICU, etc.
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Step 10: Identify VALUE / NON-VALUE ADDING STEPS
Value adding activities: The activity that transforms the patient and moves them towards the next
defined outcome. The activity is something that the patient cares about and is willing to pay.
Non-value adding: Do not serve any purpose (aim to remove these)
Necessary non-value adding: Do not directly benefit patient but are necessary e.g. completion of forms,
logging patient details onto systems, numerous checks of details.
Remember: It’s the activities that are non value adding not the person. It is also critical to recognise
that the non value adding activities may have been a core part of someone job for many years
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3. Waiting: Waiting for :a procedure to be done, a medication to arrive, or a doctor’s order to be given.
4. Over processing: Doing more activities than is necessary to complete a work. Eg. Multiple entries of
patient’s demographic details during the hospital visit.
5. Inventory: Stored supply that are: Obsolete, Duplicated, Unnecessary. E.g. missed charges for items
used.
6. Defects: For example: Medication errors. Wrong site surgery. Leaving instruments in patient’s body.
Wrong blood group errors. Bed sores. Incidence of fall from bed.
Step 13: Redesign the Process: After analyzing the Process, “TO BE” process may be developed by:
Eliminate non-value-added activities
Eliminate duplicate activities
Combine related activities
Identify and remove waste at each step.
Use decision-based, alternative process flow paths.
Facts &Tips:
Process mapping is basic and simple — the best way to learn it is to do it!
Process mapping is a repetitive process; maps should never be thrown away but reviewed and
updated.
Display the maps so all staff can see them and contribute to ongoing improvements.
There is no right or wrong way to process map. Adapt to your organization and individuals
availability.
Only record those steps which you carry out MOST of the time (80/20 rule).
Keep the steps SMALL.
Make it fun but productive
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LIMITATIONS OF PROCESS MAPPING:
1. Process mapping is not panacea for all healthcare service delivery problems.
2. Process mapping is no substitute for knowledge, skills, attitudes and competence.
3. Process mapping are as good as you want them to be. If you have missed the critical
details/activities of a process, you will not be able to improve the process.
4. Process mapping can help in improving quality even with limited inputs. But is of no use when
inputs are not available at all.
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Standard Operating Procedures
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Outdoor Patient (OPD) Management/
In-Patient(IPD) Management/Hospital
Emergency and Disaster
Management/ Maternal and Child
Health Outdoor Patient (OPD)
Management/ In-Patient(IPD)
Management/Hospital Emergency and
Clinical
Disaster Management/ Maternal and
Procedures
Child Health Management/ OT and
Outdoor Patient (OPD) Management/
In-Patient(IPD) Management/Hospital
Emergency and Disaster Outdoor
Patient (OPD) Management/ In-
Patient(IPD) Management/Hospital
Emergency and Disaster
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To ensure that all services to outpatients are coordinated so that they get the
required care from service providers in the hospital.
To respond to the need and expectations of the patients and to enhance patient
satisfaction.
2. Scope:
It covers the persons who visit the OPD facility (new and follow up patients) for
treatment, investigation, consultation, checkup and immunization.
3. Responsibility:
The registration clerks are responsible for issuing registration slip and providing
consultation appointments.
The OPD Nursing In-charge is responsible for monitoring the respective OPD
unit functioning, maintaining necessary records and assisting the consultants.
The Consultants are responsible for examination of the patients and for
determining the line of management of the ailment / case thereof.
4. Procedure:
Ref
Sr.
Activity Responsibility document/
no.
Record
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4.2 Display of Information-Information Hospital
regarding OPD clinics available, doctors and Manger
their timings and room no. and directional
signage‟s for clinics are displayed at the
entrance and other relevant locations.
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basis of “first come first examine” basis.
If patient is accompanied by
relatives/attendant as per hospital policy
they are also offered seats.
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other to leave the clinic.
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screens for privacy have been provided in
the clinics.
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If patient requires some urgent treatment / Referral
procedure same is arranged at OPD or Management
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Doctor prescribes the drugs/procedures Specialist Prescription
after arriving provisional diagnosis/ final
diagnosis.
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If medicines are prescribed, the patient goes
to the pharmacy to collect it.
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doctor are administered by the Nursing staff. Register
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displayed on the notice board.
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the steps and duration.
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monitored for their functionality and
adequacy on regular basis.
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are not entertained in the OPD timings
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4.16.3 Analysis- Hospital Patient
Manager Satisfaction
Analysis of data collected is done on survey
quarterly basis. analysis sheet
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basis.
5. Records:
01 Immunization register
04 Injection Register
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5 Patient Information Patient Right & Information Score
6 Equity Proportion of BPL OPD Patients
7 Follow Up Proportion of Old patient Visit
8 Patient Satisfaction Patient Satisfaction Score for OPD
7. Reference Documents
3. Responsibility:
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4. Procedure:
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accompanied by a doctor /Nurse.
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4.6 Consent Sister In Consent
Consent is signed by all the patients admitted charge Format
in the ward. In case patient/ Next to Kin is
illiterate then the thumb impression of the
patient is taken which is witnessed by a
neutral person.
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1 instructions on Bed Head Ticket (BHT).
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rate recorded is abnormal.
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whether to give before or after food is
thoroughly checked from the medication chart
of the concerned patient.
In case of any discrepancy in name doctor on
duty /Pharmacist is consulted and generic
name is matched.
It is made sure that medication is not
discontinued in the Medication Chart.
Drug is checked for proper storage procedure
and any sign of damage which may harm the
efficacy. Parenteral drugs are checked for
any turbidity in the container.
Date of expiry and batch no. of the drug is
checked and in case of any discrepancy head
nurse and Pharmacists are informed.
In case Doctor is administering the drug, he
checks for any allergies, contraindication as
well as benefits against the adverse effects of
the drugs on evidence.
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4.12. Monitoring/ Recording- Doctor on Medication
After ensuring the drug has been Duty Chart
4
administered the nurse records the time and Ward Nurse
dose that has been given in medication chart.
If complete dose is not given because of any
reason (like vomiting of oral drugs) it is
recorded in nursing chart and informed to
doctor on duty.
Patient is watched for adverse effects and if
any Doctor on Duty is informed.
Storage and disposal of remaining drugs is
done as per procedure for „Hospital Waste
Management‟
4.13 Medical Documentation – Doctor on BHT
Patient‟s complete medical records are Duty
available at all the times during their stay in Ward Nurse
Hospital.
Every page in the medical record has patient
name, identification number and name of the
ward.
Documentation within the medical record
follows the logical sequence of date, time.
Drug prescription chart, diagnostic results,
nursing care plan are kept as separate
sections for prompt easy access.
Data recorded or communicated on
admission, handover and discharge is
recorded using standard format.
Every entry in the medical record is dated,
timed (preferably in 24-Hour format), legible
and signed by the person making the entry.
Deletion and alterations are countersigned.
Entries to medical records are made as soon
as possible after seeing or intervention (eg.
Change in clinical state, ward round,
diagnostic) and before the relevant staff
members goes off duty.
Every entry made in medical record identifies
the person who is responsible for decision
making.
An entry is made in the medical records
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whenever a patient is seen by a doctor.
Consent form and resuscitation status
statements must be clearly recorded in
medical records.
4.14 Nursing Care procedures Nurses
Nursing procedures are performed as per
protocols/ guideline of state
Sponge Bath
Oral Medication
Intramuscular Injection
Subcutaneous Injection
Assisting Intravenous
Transfusion
Steam Inhalation
Ryles Tube
Oxygen through Nasal Cannula
Surgical Dressing
Cardio-Pulmonary
Resuscitation
4.15 Nurse informs the dietary department/ On Duty Diet request.
Kitchen for patient diets according to the Sister In
doctor/Dietician advice charge
4.16 On Duty Nursing
Inventory
Sister In register,
Nurse maintains record of the patient
charge Medication
progress, treatment offered, stocks of
Chart,
inventory & medicines in the ward.
Nursing note
Ward nurse also change the linen at defined
sheet, stock
frequency preferably in morning hours.
register
4.17 On Duty Nursing
Sister In register,
Handover charge Medication
At the end of each shift nurse on duty hands Chart,
over, the details of treatment provided and Nursing note
patient progress, in writing to the nurse on sheet, stock
duty for the next shift. register, Shift
transfer
records.
4.18 Indenting On Duty Indent
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All the drugs and consumables required are Sister In Register
indented by the Sister in-charge on a regular charge
basis. For specific drugs and consumables
sisters raise the indent according to the
requirement.
4.19 Interdepartmental Transfer On Duty IPD Register
If patient is required to be shifted to other Sister In
ward for any reason, the sister In charge of charge
the other ward is informed and patient is
escorted /sent to the ward with all the medical
records and drugs. Nurse In charge of both
the wards enters the same in their register.
4.20 If the condition of patient worsens in ward, On Duty
the treating doctor is immediately informed Sister In
and treatment is given as per the doctor‟s charge
advice or patient is shifted to ICU (If Treating
available) or the higher centre as per the Doctor
doctor‟s advise
4.21 Diagnostics
4.21. If any laboratory test is required to be done On Duty SOP for
then the laboratory technician is informed. Sister In Diagnostic
1
Lab technician comes to ward and collect the charge services.
sample/ Nurse Collects the sample and send
it to the laboratory.
4.21. In case, X-Ray, ECG or USG needs to be On Duty SOP for
done, nurse informs the concerned Sister In Diagnostic
2
technician, and at appointed date & time the charge services.
patient is transferred to the concerned
department for the investigation.
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4.22 BHT,
Discharge of patient: Treating Discharge
Assessment of the patient is made on daily Doctor Note /
basis. Discharge
Slip
When the patient‟s condition is up to the level
of discharge, the physician writes discharge
note in the patients BHT/IPD file and
prepares a discharge slip
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and diet.
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Summary
4.33 Visiting hours- Hospital
Visiting hours for outsiders for meeting the Manager
patients are 9 to 10 AM and 4 to 6 PM.
5. Records:
01 IPD Register
02 Patient Registration
03 MLC Register
04 IPD/Discharge Register
05 Diet Register
06 Laundry register
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07 Death record register
08 Diet Register
09 Stock Register
10 Indent Register
11 Death Register
7 References
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5. Standard Treatment Guidelines issued by state & Government of India
6. Procedure for Death Management (SOP 12)
7. Indian Public Health Standards
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SOP 3: Hospital Emergency and
Disaster Management
1. Purpose
To provide guideline instructions for the provision of immediate relief to and management of the
patients arriving at the hospital with acute medical and surgical emergencies with any injuries
by accidents, sudden attacks of illness, head trauma, Physical abuse, poisoning, burns and
rape cases etc without any discrimination
2. Scope:
Scope of services of the ED range from providing episodic, primary, acute (comprehensive)
care to referrals.
3. Overall Responsibility:
Emergency: Emergency, Disaster : MS, supported by all hospital staff and doctors.
4. Standard Procedures
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Orthopedics, Obstetrics /Gynecology, call them
according to patient condition during OPD
hours. Even medical officer call specialist in
case of critical situation of patient, apart from
OPD hours.
4.3 Triage
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4.3.1 The most severe patients are treated and
transported first, while those with lesser injuries
are transported later. EMO
4.3.2 The following “Sorting Scheme” is used in the EMO & Nurse on
ED for prioritizing the emergency patient care Duty
according to the acuity of the patient‟s condition:
4.3.3 The registration process of the patient is also Emergency clerk Emergency
initiated in the ED if the patient condition register
permits. In case of limb and life threatening
situations the registration and consent process
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are postponed so as to facilitate the initiation of
appropriate emergency care.
4.4.1 The Hospital requires consent for all invasive or Nursing Staff Consent Form
therapeutic procedures. The general consent
form is filled and signed either by the patient if
possible or the patient representative if the
patient is not is a state to give his consent. In
case of a patient incapable of giving consent, it
is taken from the patient representative or
guardian.
1. The initial assessment will be done by the EMO/ Staff Nurse Initial
ED EMO/ nurse for emergency patients. Assessment
2. The time frame for the initial assessment s Sheet
measured, analyzed and corrective action
shall be taken to reduce the time.
3. The Initial assessment will include
ascertaining the level of consciousness,
checking the blood pressure, Pulse,
temperature, (Percentage of Oxygen in
blood) Spo2, GRBS (growth receptor bound
blood sugar) in case of diabetics or as per
state guidelines.
4. The initial assessment will ascertain the
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condition of the patient whether stable or
unstable and appropriate measures will be
taken.
5. Initial Assessment will include nutritional
assessment of patient
6. initial assessment by the medical officer will
done
7. The initial assessment will result in
documented plan of care.
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patient‟s condition and need. Patient
Admission
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d) In case the services essential for the
treatment of the patient are not available in the
hospital, patient is provided with the required
first aid and condition explained to the Procedure for
attendant. Patient is referred to the alternate Referral
hospital and required support through Management
ambulance for transfer of patient, is provided.
4.9.1 The following records are maintained in the ED: EMO/ Nurse on
Duty
1. List of Doctors on Duty and on call
2. Case files of patients attended in the ED
3. MLC register for medico legal cases
4. Drug Inventory Register
5. Controlled Drugs and Psychotropic
Drugs Inventory
6. Brought Dead form
7. Death form
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which are not conducted at our in house
laboratories are required, these tests are
outsourced to outside laboratories.
4.12.1 Take past history – HTN / DM / IHD etc., EMO/ Staff Nurse SOP for
Management
Look for / Ask about any suspicious signs:
of Death
Poisoning – Smell
Strangulation – Ligature mark around neck /
abnormal sings
Any external injuries
Expose the body completely and look for
any sings
Palpate the head and look for any
hematoma, etc which may be missed.
5 If a female, ask history of married life and if it
is less than 7 years register it as MLC, - it is
mandatory.
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4.12.2 Register all brought dead cases as medico-legal EMO
case if death has occurred unexpectedly or from
an unexplained cause.
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4.13.2 EMO should go into the detailed history of the EMO
patient and arrive at the probable cause of
death. On the basis of this, death certificate
should be issued and arrangements for release
of the body are taken.
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4.15.2 Medication inventory / Crash cart will be Nurses on duty
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3. Major external disasters: incidents
involving a large number of
casualties.
4. Disaster threats affecting the hospital
or community (large or nearby fires,
impending disasters, flooding,
explosions, etc.).
5. Disasters in other communities.
4.18
General Considerations:
4.18.2 Communications:
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from this station.
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to escort visitors within the facility.
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4.21.1 Patients pronounced DOA (Death on arrival)
will be tagged black.
5.0 Records
1 Emergency register
2 Consent
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3 Bed head tickets
Death Register
7.0 Reference
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SOP 4: Maternal and Child Health
Management
1. Purpose:
To develop a system for ensuring care of pregnant women from antenatal to postnatal
period and also address the needs of the newborns, & Children up to 5year. It includes
a comprehensive approach to reduce maternal, neonatal, and infant and less than 5
mortality and protect them from likely health risks they may face.
2. Scope: It covers pregnant woman during the period, from day of her registration for
first ANC to 42 days post delivery, new born, and child up to 5 years.
4. Procedure:
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4.1 Service Provision-
4.1.1 All the maternal and Child Health Hospital In IPHS for District
Services are provided as per IPHS for charge/ Hospital
District Hospitals and Operation Medical
Guidelines for Maternal & Child Health Superintendent
issued by MoHFW, Government of Operational
India. This Includes- Guidelines on
1. Antenatal Care including Maternal & New Born
Management of High Risk Health
Pregnancies referred form level 1 and
2 institutions
2. 24X7 services for Emergency
Obstetric Care & New-born care
3. Emergency Care of Sick Children
4. Family Planning Services
5. Medical Termination of Pregnancy
6. Treatment of RTI/STI
7. Blood Storage Facility
8. Essential Laboratory Services
9. Referral Transport Services
All services available in the Hospital
are communicated through citizen
charter & Enquiry Desk.
4.2 Antenatal Care
4.2.1 Registration and First ANC Visit- Registration OPD registration slip
Any pregnant women requiring Clerk
services during antenatal period
visit hospital is registered at Medical Mother & Child
registration counter and OPD slip Officer/ Staff Protection Card
is issued to her. Nurse/ ANM
Pregnancy is confirmed by
conducting urine examination
using pregnancy test kit (Nischay)
Last Menstrual Period (LMP) is
recorded and Expected date of
delivery (EED) is calculated for
pregnant woman.
Pregnant Women‟s present and
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past history taken including any
illness or complication during
present & previous pregnancy.
4.2.2 Mother & Child Protection Card- MO/ Mother & Child
For each ANC registration a paramedical Protection Card
Mother & Child Health Card is staff like staff
issued to pregnant women. nurse and
All the details including family ANM
identification, pregnancy records,
institutional identification, next due
date of ANC visit, findings of ANC
examination and investigations,
post natal care, care of baby,
details of immunization, growth
child etc. is recorded on this card
at different stages of ante and post
natal care.
Pregnant woman is instructed to
bring this card at every
subsequent visit to the hospital
4.2.3 Schedule of Visit- Medical Mother & Child
4 ANC visit of every registered Officer/ Staff Protection Card
pregnant woman is insured as per Nurse/ ANM
following schedule
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complaints are taken and physical staff like staff SOP for Lab
examination for weight, blood nurse and Investigation
pressure, respiratory rate, pallor, ANM
edema and citrus is done.
On each visit abdominal palpation Guideline/ WI for
for fetal growth, fetal lie and Antenatal Check up
auscultation for fetal heart sound & Examination
and breast examination is done
according to stage of pregnancy.
Laboratory test for Hemoglobin,
urine albumin & urine sugar is
done on each visit. Guidelines for
Tests for blood group and Rh pregnancy care and
factor, Syphilis (VDRL/RPR), HIV, management of
blood sugar, malaria & Hepatitis B common obstetric
are also done for each pregnant complications by
woman. Medical Officer
Regular dose of folic acid is given
1st trimester onwards and Iron
folic acid on subsequent trimester Guidelines for
for at least 100 days. Antenatal care and
First dose of tetanus toxoid skilled attendance at
injection (Inj. TT) is given as soon Birth by
as possible after ANC registration. ANMs/LHVs/SNs
A second dose given after one
month from the 1st one.
At each ANC visit pregnant women
is counseled for nutritional
requirements, recognizing danger
sign of labour, birth preparedness,
breast feeding institutional
delivery, arrangement of referral
transport, family planning etc.
If during ANC patient is found to
be requiring safe abortion they
are processed for same within
the ambit of MTP act.
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4.2.5 Medical Termination of Pregnancy MO/ Comprehensive
If a pregnant woman during ANC Obstetrician abortion care –
is found to be requiring medical Training and service
termination of Pregnancy they delivery Guidelines
are proceeded for same within
the ambit of MTP Act 1972 as MTP Act 1972
soon as possible.
A consent is taken from pregnant
women in form C prescribed by
MTP Act.
4.2.6 Radio diagnosis during Radiologist/Per PC&PNDT Act 1994
pregnancy – son conducting
Ultrasonography- ultrasonograph
Ultrasonography of pregnant y/Treating
women if required is performed Doctor
during ANC visits. The reason for
performing ultrasonography must
be covered any of the 23 Form F
indication prescribed in
PC&PNDT Act 1994.
A declaration is taken on form F
from doctor as well as from
pregnant women.
X-Ray-
X-ray of pregnant women is
avoided it is allowed only if
approved by radiologist/physician
who overweighs the benefit Safety Code for
against risk of performing x-ray Medical Diagnostic
procedure. X-Ray Equipments &
Pregnancy status of woman of Installations – Atomic
child bearing age is confirmed Energy Regulation
before performing the procedure Board
by radiographer. A notice for this
purpose is displayed at X-Ray
room.
Lead shield is provided if X-ray
procedure is performed on
pregnant woman
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4.2.7 Management of High Risk MO/ Service Mix
Pregnancy Obstetrician (Suggested Actions)
If any of signs of high risk – IPHS for District
pregnancy is identified during ANC Hospital
visits the case is referred to in
house obstetrician/Gynecologist Management of Ante
and treatment is is started as per partum Hemorrhage
Standard Treatment Guidelines as
early as possible.
All the high risk pregnancy cases
coming from lower refereeing
facilities are directly sent to in-
house obstetrician & gynecologist
for management.
If the management cannot be done
at the facility patient is referred to
Medical College / Tertiary Care
Hospital.
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to privacy;
• are sensitive and responsive to the
woman‟s needs;
• are non-judgmental about the
decisions that the woman and her
family have made thus far regarding
her care.
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basis and partograph is
established
If pregnant women are in second
stage of Labour she is shifted to
labour room.
Pregnant woman with eclampsia
are shifted and treated in
eclampsia room.
Pregnant women requiring
emergency C-Section are shifted
pre surgical area of OT
immediately
Pregnant women in false labour
are monitored and subsequently
discharged.
When the condition of the patient
is such that she cannot be
attended in the Hospital due to the
complications or due to lack of
facilities, timely referral is done for
the next higher facility.
For every admitted pregnant
woman bed head ticket is
generated and entry is done in IPD
register.
4.3.4 Labor Room Management Labor Room Check List for New
New Born Corner is available as per Incharge, Born Corner
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Guidelines Maternal and Newborn Hospital
Health Guidelines Manager,
Availability and functionality of Medical
required equipments and superintendent
consumables is ensured and checked
on daily basis.
Any breakdown of equipment or
shortage of supply is immediately
intimated to Hospital Administration.
4.3.5 Blood Transfusion- Blood Treating NACO guidelines for
transfusion may required in condition Doctor/MO on Blood Transfusion
like postpartum hemorrhage leading Duty/ Blood
to shock, blood loss at operative Bank In charge
delivery and severe anemia. / Hospital SOP for Blood Bank
Transfusion should be prescribed Superintendent Management
only when the benefits to the
woman are likely to outweigh the
risks.
24X7 blood bank facility is
available in hospital.
In emergency life saving
conditions blood is issued without
replacement and fee after
recommendation from treating
doctor/ authorized person.
Cross matching of donor and
recipient blood is mandatory
before transfusion.
For High Risk & elective surgeries
patient, attendants are told to
arrange blood in advance if
enquired.
4.3.6 Anesthesia MO/ EmOC Guidelines
24X7 availability of anesthetist or a Anesthetist/Ho
medical officer trained in life spital
saving anesthesia skills (LSAS) is Superintendent
ensured in the hospital. / Hospital
Analgesia and anesthesia is given Manager
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as per standard treatment
guidelines for EmOC.
If there is shortage, anesthetist is
arranged on call basis. Non
availability of anesthetist at the
time of procedure is immediately
reported to hospital superintendent
and hospital manager so
alternative arrangement can be
done.
4.4 Intra Partum Care
4.4.1 Management of 1st stage of labour: Medical
The patient is informed about the Officer/
condition, counseling is done and gynecologist.
consent is taken by the nurse in-
charge and medical officer. Nurse in- Simplified Partograph
A partograph is established by charge
staff nurse.
Monitoring & charting of uterine
contraction, Fetal heart rate,
emergency signs, cervical dilation,
BP, temperature and Pulse is done
on periodic basis depending upon
low/ high risk pregnancy and
progress is updated in partograph.
In any condition of unsatisfactory
progress of labour due prolonged
latent phase, non progress of
labour, prolonged active phase,
foetal distress, cephalopelvic
disproportion, obstruction,
malpresentation, malposition,
prolonged expulsive phase, the
obstetrician is called in for further
management.
Decision about induction or
augmentation of labour, vacuum
extraction, symphysiotomy,
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forceps delivery , Craniotomy or C-
Section after care full assessment
of patient and procedure is
performed as per standard EmOC
guidelines
Pediatrician & Anesthetist is
alerted of anticipated surgery and
newborn complications.
OT In charge is also alerted for
preparedness of Operation
Theatre in case surgery is
required.
4.4.2 Management of 2nd stage of labour: Nurse in- Guideline for
Uterine contraction, FHR, Perineal charge pregnancy care and
thinning & Bulging, visible decent of management of
foetal head during contraction and obstetrics
presence of any sign of emergency is complications for
monitored periodic basis depending MO.
upon the low or high pregnancy.
Episiotomy is performed if required.
In case of shoulder dystocia
obstetrician is called in for further
management.
Delivery of baby and time of delivery
is noted.
Cord is tied and cut with a sterile
blade after 2-3 minutes of delivery.
Immediate newborn care is given.
If newborn cry in 30 seconds newborn
resuscitation is started.
4.4.3 Management of 3rd stage of labour: Medical Labour Register
Inj. Oxytocin or Misoprostol is Officer/
administered. gynecologist.
Birth register
Controlled cord traction is done for
Nurse in-
assist expulsion of placenta. charge Death Register.
Uterine massage is given to prevent
PPH WI for Active
Management of 3rd
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If there is there is retained placenta or Stage of Pregnancy
PPH it is managed as per standard
protocol. WI for PPH
BP, Pulse, Temperature, vaginal
bleeding is monitored periodically for
three hours.
In case the child delivered is dead,
then the body is handed over to
relatives and record is maintained in
death register as still birth.
4.4.4 Immediate Postpartum Care-
Assessment is done for MO/
contraction of uterus, bleeding and Obstetrician/ Guideline for
for vaginal/ perineal tear. Staff Nurse / pregnancy care and
Sanitary Pad is placed under the Labor Room management of
buttock to collect the blood. Companion / obstetrics
Assessment of blood loss is done Mamta complications for
by counting the blood soak pads. MO.
Vitals are monitored at periodic
intervals.
Mother and newborn is kept Labor Room Register
together. Breast feeding is
encouraged.
Birth Companion is asked to stay
with the mother. She was
instructed to call for help in case of
any danger sign.
Weight of new born is measured.
Information of mother and new
born is recorded in labour register.
Newborn and Mother is given
identification tags.
4.4.5 Essential Care of New Born Staff Nurse WI for Immediate
Essential new born care is given Newborn Care
including maintain body temperature, WI for Preventing
maintaining airway & breathing, breast Hypothermia
feeding of new born, care of cord and
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eyes.
4.4.6 Neonatal Resuscitation MO/ APGAR Score
st Pediatrician/ Criteria
The APGAR Score is calculated at 1
and 5th minute after birth. Staff Nurse
WI for Neonatal
Resuscitation may be required in
Resuscitation
following condition-
If APGAR score is < 7 then immediate
resuscitation is started.
Neonatal resuscitation is discontinued
only after 10 mins of resuscitation if
there is no sign of life. Prognosis of
newborn is discussed with parents
before discontinuing resuscitation.
All cases of still birth are also given
resuscitation for at least for 10 mins.
Pediatrician & SNCU in charge is
intimated for the further management.
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Adequate supply of theatre dress
for anticipated members of
surgical team is ensured.
Availability of sterile supply and
that they are not beyond expiry is
ensured.
Availability of clean linen is
ensured.
4.5.2 Preparing Women for Surgical OT Incharge/ SOP for OT
Procedure- Obstetrician/ Management
Procedure to be performed and its OT Nurse/
purpose is explained to the Anesthetist
woman. If the woman is
unconscious, it is explained to her
family.
Informed consent for the
procedure is obtained from the
women.
Woman‟s medical history is
reviewed and checked for any
possible allergies.
Blood sample is sent for
haemoglobin or hematocrit and
type and screen. Blood is ordered
for if there is possibility of
transfusion.
Area around the proposed incision
site is washed with soap and
water, if necessary.
Woman‟s pubic hair is not shaved
as this increases the risk of wound
infection. The hair may be
trimmed, if necessary.
Vital signs are monitored and
recorded. (Blood pressure, pulse,
respiratory rate and temperature).
Premedication appropriate for the
anaesthesia is administered.
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Antacid is given to reduce stomach
acid in case there is aspiration.
Bladder if cauterized if necessary
and urine output is monitored.
Relevant information is passed on
to other members of the team
(doctor/midwife, nurse,
anaesthetist, assistant and others)
is ensured.
4.5.3 Intra Operative Care OT Incharge/ SOP for OT
Position-Woman in placed in a Obstetrician/ Management
position that is appropriate for the OT Nurse/
procedure to allow: optimum Anesthetist
exposure of the operative site,
access for the anaesthetist,
access for the nurse to take vital
signs and monitor IV drugs and
infusions, safety of the woman by
preventing injuries and maintaining
circulation, maintenance of the
woman‟s dignity and modesty.
Surgical Scrub- Surgical Scrub is
done as per standard practices
described Guidelines for surgical
Scrub.
Preparing Incision Site- Part
preparation is done as per
guideline for preparing incision
site.
Pregnant Women is monitored for
vital signs throughout the surgery
and findings are recorded.
Antibiotic and analgesics are given
as per requirement.
Incision, handling of tissue,
haemostatis, handling of
instruments and sharps, draining,
suturing and dressing is done as
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per standard EmOC Protocols.
4.5.4 Post Operative Care- OT Incharge/ SOP for OT
Woman is placed in recovery Obstetrician/ Management
position. OT Nurse/
Vitals signs are monitored every Anesthetist
15 mins first hour and every 30
mins next hour.
Assessment of consciousness
level is done every 15 min until
women is alert.
Clear airway and ventilation is
ensured.
Transfusion is given if necessary
If vital signs become unstable or
haematocrit continues to fall
despite of transfusion, woman is
returned to OT as bleeding may be
the cause.
Management of gastro intestinal
functions, dressing & wound care,
pain management, bladder care,
administration of antibiotics, suture
removal, management of fever,
and ambulation done as per
standard EmOC guidelines.
4.6 Inpatient Care
4.6.1 Post Natal Inpatient Care of Staff Nurse SOP for IPD
Mothers Management
After delivery, mother is shifted to the
labour ward for post-natal care
Maternal health is monitored and
every step shall be taken to
improve well being and good
health of mother & new born.
Medication is administered when
required and prescribed by the
doctor.
The patient is encouraged for
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taking normal diet, plenty of fluids
and start breast feeding the child.
4.6.2 Post Natal Inpatient care of New F.IMNCI Manual
Born
After delivery; all new born not
needing special care shifted to the Guidelines for
Labour ward with mother for postnatal antenatal care and
care and skilled birth
Postnatal ward is kept warm (25°C). attendance at Birth
New Born is kept with mother on the
same bed right from the birth.
Mother is encouraged to breast fed
baby within 1/2 hrs of delivery.
Postnatal new born care includes
review of labor and birth record,
communication with mother,
examination of baby, assessment of
breastfeeding, cord care, skin & eye
care, administration of Vit K,
counseling of mother, immunization
BCG, OPV-0, Hepatitis B (HB-1) and
follow-up.
4.6.3 Shifting of Newborn to SNCU MO/ Staff F. IMNCI Manual
If the new born is has any of any of Nurse/
following condition it is shifted to new Pediatrician
born care unit
birth weight < 1500 gms,
Major congenital malformation
Severe Birth Injury
Severe Respiratory Distress
PPV≥ 5 Minutes
Needing Chest Compression or drugs
Any other indication decided by
pediatrician.
New born is kept under closed
observation
Birth Weight 1500-1800
New Born needing IPPV < 5
Vigorous babies with fast breathing
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The hospital immunization facility programme
under universal immunization
program for children/new Mother and Child
born/neonates which includes all Protection Card
vaccines e.g. OPV, DPT, TT,
BCG, Measles etc. and register is
maintained in the department by
Sister In-Charge.
Details of immunization given are
entered on Mother and child
protection card.
Auto disable syringes are used for
immunization.
Any serious adverse event
following immunization such as
death, Hospitalization, disability
and other serious events that are
thought to be related with
immunization are immediately
reported to MS by Phone.
Other Serious AEFIs such as
anaphylaxis, TSS, AFP,
encephalopathy, sepsis, event
occurring in cluster are reported to
district immunization officer within
the prescribed time in prescribed
format.
All the serious AEFI are
investigated by appropriate
authorities and corrective action is
taken.
After each immunization parents
are informed about-
What vaccine is given and it
prevents what.
What are minor side effects and
how to deal with them?
When to come for next visit
To keep mother and child
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protection card safe and bring it on
next visit.
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Treatment Facility at OPD (yellow)
Home Management (green)
4.13 Emergency Triage Assessment & MO/ WI- Steps in
Treatment- Any sick young infant or Pediatrician/ Management of Sick
child received in hospital is promptly Nursing Staff young Infants and
attended and standard ETAT Children.
procedure followed for management.
4.13.1 Triage- Triage of all young infants and MO/ WI- Triage
children is done in following Pediatrician/
categories as soon they arrive the Nursing Staff
hospital.
-those Emergency signs (E) requiring
Emergency Treatment
- those Priority Signs (P) requiring
rapid assessment and action
- Non urgent (N) cases those can
wait
Triage is done by assessing Airway,
Breathing, Circulation, Coma,
Convulsion and Dehydration (ABCD).
If no emergency sign is seen than
priority signs are looked for.
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young infant & children with or without severe dehydration
severe acute malnutrition. Management of
Assessment and treatment of coma Hypoglycemia
and convulsions. Management of
Assessment and treatment of severe Hypothermia
dehydration
Assessment and treatment of
Hypoglycemia and Hypothermia
4.14 Facility based care Sick Young MO/ Management of sick
Infant Pediatrician/ young infants
This includes fluid management, Nursing Staff Checklist for
Management of Hypoglycemia, Post Monitoring of Young
resuscitation care of Asphyxiated Infants
newborn, management of septicemia, Guidelines for
meningitis, diarrhea, tetanus management of
neonatorum, Jaundice and monitoring Neonatal Jaundice
of sick young infant.
4.14.1 Management of Low birth Weight MO/ WI for modes of
Neonates Pediatrician/ providing fluid and
All low birth weight Vit. K Nursing Staff feeding.
intramuscular at birth. Feeding Volumes
Neonates with birth weight less than and rates of rates of
1800 gms are admitted in the hospital. increments in LBW.
Normal body temperature of neonate
is maintained through Kangaroo Indication of
Mother care or through radiant Discharge of LBW
warmer/ incubator as advised by the neonates.
pediatrician.
Fluids and nutrition is provided as per
birth weight or gestation of the
neonate.
4.14.2 Referral and Transport of MO/
Neonates- Pediatrician/
If management of newborn cannot be Nursing Staff
done at the hospital either due to lack
of facilities (neonatal care unit) or due
to need of tertiary care management,
neonate is referred to higher center or
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other hospital.
Receiving facility is communicated
about the patient.
Neonate is stabilized with respect to
temperature, airway, breathing,
circulation and blood sugar.
A doctor/nurse/health worker is
arranged for accompanying the
neonate to receiving hospital if
possible.
Parents/attendants of newborn are
communicated about the condition of
new born synthetically and
instructions are given for care of
newborn during transport.
A referral note is prepared and given
to patient‟s attendants describing
condition of new born, reason for
referral and treatment given.
4.15 Facility Based care of Sick Child
4.15.1 Children Presenting with cough or MO/ Treatment for very
difficult breathing – Pediatrician/ severe and severe
Careful assessment of patient is done Nursing Staff Pneumonia
to arrive at a diagnosis that may be
due to respiratory or non respiratory Management of
causes. Acute Asthma
Once a diagnosis is established
management is done as per standard
treatment guidelines.
4.15.2 Management of Children MO/ Classification and
presenting diarrhea Pediatrician/ management of
Assessment of child is done and case Nursing Staff Dehydration
is classified as acute/persistent
diarrhea or dysentery.
Following cases are admitted in the
hospital-
Children with severe dehydration
Children with SAM
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Children with Co- Morbid Condition
An ORT corner is provided in the
hospital for day care stay of mothers
& children during Oral Rehydration
Therapy.
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appropriate handling of patient
care equipment and soiled linen
prevention of needle stick /sharp
injuries
environmental cleaning and spills-
management
appropriate handling of Biomedical
Waste
Regular culture surveillance of
infection prone area like labour room,
OT and SNCU is done to insure safe
patient care environment.
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permission is taken from pregnant
women and procedure is explained
to her.
During the examination privacy of
patient of pregnant women is
maintained. Screens and curtains
are provided in examination area
and it is ensured that woman is
protected from view of other
people.
Pregnant women consent is taken
before discussing with her family
or parents.
Confidential information about
pregnant women is never
discussed with other staff
members or outside the facility.
Informed consent is taken before
any invasive procedure.
Any pregnant woman with HIV is
not denied on basis of HIV status.
Her HIV status kept confidential
except to people who are involved
in care.
4.19 Monitoring & Quality Control
4.19.1 Maternal Death Review Treating MO,
All maternal deaths occurring in the FNO, DNO
hospital including abortion and ectopic FMDR Format
gestation related deaths, in pregnant
women and mothers after within 42 Maternal Death
days of termination of pregnancy are Review Guidebook
informed immediately by treating
doctor to facility nodal officer MDR at
the time of occurrence.
The facility nodal officer of the hospital
inform the district nodal officer (DNO)
and subsequently to state nodal
officer within 24 hours.
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Facility nodal officer fill the primary
informant format and sent it to (DNO)
Maternal death is immediately
investigated by medical officer treating
the mother using facility based
maternal death review format and
submit it in triplicate to FNO within 24
hours.
A facility Maternal Death Review
committee is constituted as per MDR
guidelines which reviews all maternal
deaths occurred in monthly review
meeting and suggest corrective action
to improve the quality of care.
Minutes of meeting of review meeting
along with case summary are sent to
district nodal officer.
4.19.2 Quality Assurance of Referral Medical
Services- Superintendent
Each woman who is referred to the
district hospital is given a standard
referral slip. This referral slip is sent
back to the referring facility with the
woman or the person who brought her
after writing outcome of referral on it.
Both the district hospital and the
referring facility keep a record of all
referrals as a quality assurance
mechanism
5. Records:
1 Immunization
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Register
2 Birth Register
7. Reference Documents
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10. Operational Guidelines for JSSK
11. Procedure for admission Discharge Management (SOP 13)
12. Procedure for referral Management (SOP10)
13. Procedure for Diagnostic Management (SOP 19)
14. MTP Act 1972
15. PC&PNDT Act 1994
16. Procedure for Blood Bank (SOP 6)
17. Procedure for Operation Theatre Management (SOP 5)
18. Procedure for indoor management (SOP2)
19. Procedure for Infection Control (8)
20. Procedure for biomedical waste management (SOP 24)
8. Work Instructions.
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8.2 Antenatal Examination
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8.3 Vaginal Bleeding Before 20 Weeks
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8.4 Vaginal Bleeding after 20 Weeks
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8.5 Management of Eclampsia
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8.6 Simplified Partograph
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8.7 Active Management of Third Stage of Labour
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8.8 Management of Post Partum Hemorrhage
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8.9 Essential New Born Care
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8.10 APGAR score
Sl. Parameters Score 0 Score 1 Score 2 Component
No. of acronym
01 Skin color / blue or pale all blue at no cyanosis Appearance
Complexion over extremities body and
body pink extremities
(acrocyanosis) pink
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8.11 Newborn Resuscitation
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8.12 Kangaroo Care
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8.13 Postnatal Care
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8.14 Emergency Triage, Assessment and Treatment of Sick Young Infants and
Childs
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8.15 Triage-
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8.16 Basic Life Support
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8.17
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8.18
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8.19
Assessment of Consciousness-
A child who is not alert, but responds to voice, is lethargic. An unconscious child may or may not respond
to pain. A child with a coma scale of “P” or “U” will receive emergency treatment for coma as
described below.
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8.20 Assessment & Management of Severe Dehydration
Assessment -
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8.22 Management of Hypothermia
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8.23 Management of Hypoglycemia-
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8.24 Management of Sick Young Infants -
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Table 11 : Checklist for monitoring sick young infant
(Mnemonic for monitoring: T.A.B.C.F.M.F.M.C.F.)
SNO CHECKLIST ASSESSMENT ACTION
1 Temperature Mild hypothermia Rewarm by KMC
Hypothermia
Rapid Rewarming by radiant warmer
(Moderate/Severe)
Fever (temperature > 37.5ºC Removal of excess clothing, change
environment, Sepsis screening
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10 Follow Up • 2 weekly for initial 2-3
visits, every month thereafter•
Check weight, feeding, problems•
Immunization
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8.26 Guidelines for exchange transfusion in Neonatal Jaundice
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8.27 Fluid and nutritional Guidelines for LBW Neonates -
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Guidelines for the modes of providing fluids and feeding
After some time (4-6 wks) Breast feeds Breast feeds Breast feeds
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8.28 Guidelines for transport of Neonate
1. Skin to skin care: This is probably the most effective, safe and convenient method. Baby is wearing a
cap and a napkin · Baby is placed facing the mother in skin to skin contact between breasts. Baby‟s
back is covered by tying the blouse or with a fold of gown/ ‟chunari‟
[The skin to skin contact can also be provided by another woman/man /father].
2. Cover the baby: Cover the baby fully with clothes including the head and the limbs. Nurse the baby
next to the mother or another adult during transport.
3. Improvised containers: Use of thermocol box, basket, padded pouch, polythene covering can be used
for ensuring temperature stability during transport. If available, you may use one of these methods.
The use of rubber hot water bottle is fraught with considerable danger due to accidental burns to the baby
if the bottle is not wrapped properly or remains in contact with baby‟s body. It is therefore best avoided. If
no other means of providing warmth is available, this method may be employed, but with utmost caution.
The accompanying members of the team should be explained care of the bottle.
3. Check breathing:
Watch baby‟s breathing. If the baby stops breathing, provide tactile stimulation to the soles to
Restore breathing. If breathing not established, initiate bag and mask ventilation.
4. Provide feeds: Breast feed if baby is active. If the baby is able to feed but the mother is unable to
accompany and breastfeed the baby, the baby must be fed using an alternative feeding method. Insert a
gastric tube if necessary.
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8.29 Treatment of very severe Pneumonia and severe pneumonia -
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8.30 Management of Acute Asthma
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8.31
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8.33 Management of Complicated and Severe Cases of Malaria
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8.34 Management of Severe Malnutrition in Hospital-
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8.35 A. Infection Control Measures during Normal Delivery-
Steps that can be taken to decrease the risk of maternal infection before and during delivery
include:
STEP 1:
Make sure the following items are available:
Two pairs of high-level disinfected or sterile surgical gloves
Pair of high-level disinfected or sterile “fingerless” surgical gloves
Pair of clean examination gloves for washing the perineum
Basin of clean warm water, soap, a face cloth and clean dry towel2
Plastic or rubber apron and face shield (or a mask and goggles)
Waterless, alcohol-based antiseptic hand rub or antiseptic solution
(e.g., 2% chlorhexidine gluconate or 10% povidone-iodine)
High-level disinfected or sterile blunt scissors (Mayo)
High-level disinfected or sterile cord clamp or cloth to tie off the cord
Injectable oxytocin (with or without methergine) or oral misoprostol
High-level disinfected or sterile urinary catheter (straight, rubber or
metal) and clean basin to collect urine (optional)
Package of gauze squares
Clean basin for the placenta
Clean drape or cloth for wrapping the baby
Clean perineal pads
Light source (a flashlight or lamp) if needed
Puncture-resistant sharps container (within arm‟s reach if possible)
Plastic bucket with a tight fitting lid, filled with 0.5% chlorine solution
for decontamination
Plastic bag or a leakproof, covered waste container for disposal of
contaminated waste items
If episiotomy is required, the following will be needed as well:
High-level disinfected or sterile needle holder
High-level disinfected or sterile tissue forceps
#O chromic suture on, or with, a curved, minimally blunt (preferred)
or cutting suture needle
Local anesthetic (without epinephrine)
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Prior to Delivery
STEP 2:
Once the patient is positioned for delivery, put examination gloves on both hands and
wash the perineal area (vulva, perineum, and anal region) with soap and clean water
Use a downward and backward motion when washing the perineal area so that fecal
organisms will not be introduced into the vagina.
Clean the anal area last and place the washcloth or towel in a plastic container.
Shaving perineal (pubic) hair increases the risk of infection associated with delivery
STEP 3:
Immerse both gloved hands in a 0.5% chlorine solution, remove gloves by inverting, and
place them in the plastic bag or leak proof, covered waste container.
STEP 4:
Thoroughly wash hands, especially between the fingers, and forearms up to the elbows
with soap and clean water and dry with a clean, dry towel or air dry.
STEP 5:
Apply 5 mL (about 1 teaspoonful) of the antiseptic hand rub to hand and forearms and
rub until dry; repeat application and rubbing 2 more times for a total of at least 2 minutes,
using a total of about 15 mL (3 teaspoonfuls) of the hand rub. (If hand rub is not
available, apply an antiseptic solution to hands and forearms, rinse with clean water and
dry hands.)
STEP 6:
Put high-level disinfected or sterile surgical gloves on both hands.
STEP 7:
Wear protective equipment including a plastic or rubber apron and face shield (or a
mask and goggles) because splashing of blood and blood-tinged amniotic fluid can be
expected.
During Delivery
If resuscitation of the infant is required, use mechanical suction if available. (If mouth
suction of the airway cannot be avoided, place a trap in the line.)
If manual removal of the placenta is required, fingerless surgical gloves should be used
to avoid contaminating the forearm with blood.
To use fingerless gloves:
First, remove the surgical glove from one or both hands using the
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Next, put on a fingerless high-level disinfected or sterile surgical glove(s) and pull up
onto the forearm(s).
Finally, put a new high-level disinfected or sterile surgical glove on one or both hands.
After Delivery
STEP 8:
Before removing gloves, put the placenta in the clean basin and place all waste items
(e.g., blood-stained gauze) in the plastic bag or leakproof, covered waste container.
STEP 9:
If an episiotomy was done or there were vaginal or perineal tears requiring surgical repair:
Place sharps (suture needles) in the puncture-resistant sharps container.
If disposing of hypodermic needle and syringe, hold the needle under the surface of a
0.5% chlorine solution, fill the syringe and push out (flush) three times; then put in a
puncture-resistant sharps container.
Alternatively, if reusing syringe (and needle), fill syringe with needle attached with 0.5%
chlorine solution and soak for 10 minutes for decontamination.
STEP 10:
Immerse both gloved hands in a 0.5% chlorine solution; remove gloves by inverting, and
place in the plastic bag or leakproof, covered waste container if discarding them. If
reusing them, place them in a 0.5 % chlorine solution for 10 minutes for
decontamination.
STEP 11:
Wash hands or use an antiseptic hand rub.
The surgeon and assistant should wear a face shield (or mask and goggles) and a
plastic or rubber apron over their scrub suits because splashing of blood and blood-
tinged amniotic fluid can be expected.
Double gloving is recommended, especially if reprocessed sterile or high-level surgical
gloves are used.
A first or second-generation cephalosporin should be given intravenously after the cord
is clamped if the section is high risk (i.e. prolonged ruptured membranes or labor of any
duration
The health worker receiving the infant should wash her/his hands and put on clean
examination gloves (or reprocessed high-level disinfected surgical gloves) before
handling the baby.
The baby should be placed on a clean towel after being passed off to the health worker
caring for the infant.
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Change surgical gloves before manually removing the placenta. (If available, use elbow-
length surgical gloves or a combination of fingerless gloves and a new pair of surgical
gloves.
With prolonged ruptured membranes or with documented intraamniotic infection
syndrome (chorioamnionitis):
Avoid spillage of amniotic fluid into the abdominal cavity.
Place folded, moistened sterile laparotomy pads or towels on either side of the uterus
(paracolic gutters) to catch as much contaminated amniotic fluid as possible.
If large amounts of meconium or amniotic fluid spill into the abdominal cavity, remove
the laparotomy pads or towels in the gutters and lavage the cavity with sterile isotonic
(0.9%) saline solution.
Do not explore the peritoneal cavity unless absolutely necessary, and then only after
closure of the uterine incision and surgical gloves have been changed.
If the cervix is closed and membranes were not ruptured prior to the caesarean section:
o Dilate the cervix from below (i.e., through the vagina) sufficiently to permit the
outflow of blood and fluid (lochia) after delivering the baby and placenta.
o Insert the gloved finger into the cervix only once to dilate it.
o Do not go back and forth or remove the hand from the pelvis and then put the
finger back into the cervix.
o When dilation is completed, remove the gloves and put on a new pair of sterile or
high-level disinfected surgical gloves
o Patients should not be shaved prior to surgery. (If it is necessary to remove pubic
or abdominal hair, clip the hair with scissors just prior to surgery.)
o Make the skin incision with a scalpel rather than with lectrocautery.
o After the fascia is closed, irrigate the wound with sterile isotonic (0.9%) saline
and then blot it dry.
o Whenever possible, do not place drains in the subcutaneous layer.
o Close the skin edges using a subcuticular technique.
o Apply a sterile dressing and care for the wound
Aseptic technique is broken whenever a nonsterile area is touched, such as when the
gloved hand reaches down into the pelvis to extract the baby’s head or buttocks.
Whenever a sterile or high-level disinfected surgical glove (or gloves) becomes
contaminated, it should be changed as soon as possible
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Teach her how to wash the perineal area with boiled water after changing a pad
or having a bowel movement (defecation).
If the patient is breastfeeding, teach her how to care for her breasts and
Nipples to avoid infection (mastitis).
If delivery was by caesarean section, to avoid pulmonary problems during the
immediate postoperative period and for the next few days:
use pain medication cautiously,
encourage her to move about in bed and take deep breaths frequently, and
get her out of bed and walking within the first 12 hours
Minimizing the risk of nosocomial infection in the newborn involves the following:
Wear gloves and plastic or rubber apron when handling the infant until blood,
meconium or amniotic fluid has been removed from the infant‟s skin.
Careful removal of blood and other body fluids using a cotton cloth, not gauze,
soaked in warm water followed by drying the skin may minimize the risk of
infection.
Wash hands before holding or caring for the infant. Alternatively, a waterless,
alcohol-based antiseptic hand rub can be used.
Bathing or washing the newborn should be delayed until the baby‟s temperature
has stabilized (usually about 6 hours). The buttocks and perineal areas are the
most important to keep clean. They should be washed after each diaper change
using a cotton cloth soaked in warm soapy water, and then carefully dried.
Cover gowns or masks are not required when handling infants.
No single method of cord care has proved to be better in preventing infection.
General suggestions are:
Wash hands, or use an antiseptic hand rub, before and after cord care.
Keep the cord stump clean and dry
Do not cover the cord stump with a dressing or bandage.
Fold the diaper below the cord stump.
If the cord stump gets soiled or dirty, gently wash it with boiled
Soapy water and rinse with boiled water and dry with a clean cloth.
Explain to the mother that if the cord stump becomes red or is draining
pus or blood she should bring the baby to a clinic or hospital equipped to
care for newborns as soon as possible.
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8.36 Guidelines for Environment Cleaning & Disinfection in Labor Room
Wipe the following surfaces with a cloth soaked in 0.5% chlorine solution (or a mixture of
detergent and chlorine solution) after every procedure.
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- Others Tables (e.g., mayo tray, auxiliary tables)
-Kelly‟s pad or plastic sheet/drape (Ideally, theses should be replaces with clean ones
after every delivery and decontaminated for 10 minutes in chlorine solution and
thoroughly cleaned.
- Floor
-Any surface splattered with blood and other body fluids or that has come in contact with
providers or other staff person‟s gloved/soiled hands (e.g., instrument trolleys, lamps,
walls, door handles, gurneys)
- Wipe labor room/ OT sleepers with 0.5 % chlorine solution, then wash with soap and
water at the end of day or when ever visibly soiled.
Sinks:
Scrub frequently (daily or more often as needed) with a separate mop, cloth or brush
and a disinfectant cleaning solution. Rinse with water.
Labour Room:
Clean the entire labor room by flooding or wet mopping by double bucket technique
using detergent disinfectant solution at change of each shift or whenever required.
Brooming or dry mopping is not indicated in labor room.
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Examination rooms:
Wipe horizontal surfaces with a disinfectant cleaning solution after each procedure
and whenever visibly soiled. Linen or paper on the examination table should be changed
after each patient.
Curtains:
Change and clean curtains according to the routine schedule and when visibly soiled.
Soiled linen:
Collect soiled linen daily (or more often as needed) in closed, leakproof containers.
Waste containers: Clean contaminated waste containers after emptying each time.
Clean non contaminated waste containers when visibly soiled and at least once a week.
Use a disinfectant cleaning solution and scrub to remove soil and organic material.
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8.37 Guidelines for processing of equipments, surgical gloves and other Items in
Labor Room
Ambu bags Wipe exposed Wash with soap Not necessary. Not necessary
and CPR face surfaces with and water. Rinse
masks gauze pad soaked in with clean water, air
60B90% or towel dry.
Alcohol or 0.5%
chlorine; rinse
immediately.
Aprons (heavy Wipe with 0.5% Wash with liquid Not necessary Not necessary
plastic or chlorine solution. soap and water.
rubber) Rinse with clean Rinse with clean
water. water, air or
Between each Towel dry at the
procedure or each end of the day or
time they are taken when visibly soiled.
off.
Bed pans, Not necessary. Using a brush, Not necessary Not necessary
urinals or wash with
emesis disinfectant solution
basins (soap and
0.5% chlorine).
Rinse with clean
water.
Blood If contaminated with If soiled, wash with Not necessary Not necessary
pressure cuff blood or soap and water.
body fluids, wipe with Rinse with clean
gauze pad water, air or towel
Or cloth soaked with dry.
0.5% chlorine
solution.
IUDs and Not appropriate. Not appropriate. Not recommended. Not recommended.
inserters Most IUDs and
(never reuse) inserters come in
sterile packages.
Discard if package
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seal is broken.
PPE (caps, Not necessary. Wash with soap Not necessary Not necessary
masks, (Laundry staff and hot water.
cover gowns should wear plastic Rinse with clean
aprons, gloves water, air or
And protective foot machine dry. Wrap
and eyewear when for reuse.
handling soiled
linen.)
Stethoscopes Wipe with gauze pad If soiled, wash with Not necessary Not necessary
soaked in soap and water.
60–90% alcohol. Rinse with clean
water, air or towel
dry.
Storage Soak in 0.5% Wash with soap Dry heat for 1 hour Boil container and lid
containers for chlorine solution for and water. Rinse after reaching for 20 minutes. If
instruments 10 minutes prior to with clean water, air 170°C (340°F), or container is too
(metal or cleaning. or towel dry. Autoclave at 121°C large: Fill container
plastic) Rinse or wash (250°F) and with 0.5% chlorine
immediately. 106 kPa (15 lbs/in2) for solution and soak for
20 minutes (30 20 minutes.
minutes if wrapped). Rinse with water that
has been boiled for
20 minutes and air
dry before use.
Suction bulbs Soak in a 0.5% Wash with soap Not necessary Not necessary
(rubber) chlorine solution for and water. Rinse
10 minutes prior to with clean water, air
cleaning. or towel dry.
Rinse and wash
immediately.
Suction Soak in 0.5% Pass soapy water Not recommended. Steam or boil for 20
cannulae chlorine solution for through cannulae (Heat from autoclaving minutes.
(plastic) for 10 minutes prior to three times, or dry- heat ovens will
manual cleaning. removing all damage cannulae.)
vacuum Rinse or wash particles.
aspiration immediately.
(MVA)
Suction Soak in 0.5% Pass soapy water Not recommended. Steam or boil for 20
catheters chlorine solution for through catheter (Heat from minutes. (Chemical
(rubber or 10 minutes prior to three times. Rinse autoclaving or dry-heat HLD is not
plastic) cleaning. three times ovens will recommended
Rinse or wash with clean water Damage plastic because chemical
immediately. (inside and catheters; rubber residue may remain
outside) catheters can be Even after repeated
autoclaved.) rinsing with boiled
water.)
Surgical Soak in 0.5% Wash with soap If used for surgery: Steam for 20 minutes
gloves chlorine solution for and water. Rinse Autoclave at 121°C and allow drying in
10 minutes prior to With clean water (250°F), and steamer.
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cleaning. and check for 106 kPa (15 lbs/in2) for
Rinse or wash holes. If to be 20 minutes.
immediately. sterilized, dry Do not use for 24B48
Inside and out (air hours.
or towel dry) and
package.
Surgical Soak in 0.5% Using a brush, Preferable: Acceptable
instruments chlorine solution for wash with soap and Dry heat for 1 hour Steam or boil for 20
(metal) 10 minutes prior to water. Rinse with after reaching 170°C minutes.
cleaning. clean water. If to be (340°F)e, or Chemically high-level
Rinse or wash sterilized, air or Autoclave at 121°C disinfect by soaking
immediately. towel dry and wrap (250°F) and 106 kPa for 20 minutes. Rinse
in packs or (15 lbs/in2) for 20 well with boiled water
individually. minutes (30 minutes if and air dry before
wrapped). use or storage.
For sharp
instruments: Dry heat
for 2 hours after
reaching 160°C
(320�F).
Thermometers Not necessary. Wipe with Not necessary Not necessary
(glass) disinfectant solution
(soap and 0.5%
chlorine). Rinse
with clean water, air
or towel dry.
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SOP 5: OT and CSSD/TSSU
Management
1. Scope
The scope of this procedure covers the patients selected for surgical procedures
2. Purpose:
The purpose of this procedure is to develop a system for managing Operation Theatre for
quality patient care.
3. Responsibility
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d) He is assisted by the Nurse In-charge for OT for routine supervision of above mentioned
issues.
OT Assistant (Senior / Junior):
a) Is responsible for receiving & handing over of patient along with respective patient‟s
case file, diagnostic reports duly filled and signed by concerned doctor / specialist,
b) Is responsible for briefing the patients & next of kin and filling of required consent forms
with full signature, date and time,
c) Is responsible for preparation of patient for operation including ensuring site shaving,
antiseptic application and draping of the site.
d) Is responsible for setting up of OT table for specific operation with required instruments /
linen / equipments,
e) Ensures the availability of cross-matched whole blood units before the commencement
of operation and same is recorded,
f) Is responsible for assisting the entire surgery team during the process of entire
operation,
Sweeper:
a) Responsible for Cleaning / Scrubbing of the OT, recovery room and associated area as
per procedure specifications provided by the infection control program.
b) Responsible for proper segregation of different categories of wastes generated after
every procedure and handing it over to the Biomedical Waste collection personnel.
c) Responsible for assisting OT I/C & Staff Nurse in Fumigation / Sterilization / autoclaving
inside OT,
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4.0 Standard Procedures
/Records
4.1.3 Operating List (for the next day is consolidated at OT Incharge Operating
about 3.00 P.M. in the afternoon of the previous list
day by the OT technician and the same is approved
and issued by the OT In-Charge and prominently
exhibited on the notice Boards of the theatre.
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which is intimated to the concerned authorities.
4.2.3 Staff nurses receive the patient sent from the ward Staff Nurse
and transfers him / her to the pre-operative area
with the assistance of the attendee.
4.2.4 Written Consent for Surgery is obtained from the Staff Nurse Consent
patients / patient‟s relatives.
4.2.5 Staff nurse conducts the following pre-operative Staff Nurse Pre-
checks. operative
Checklist
Medications
Patient Identifications
Case Record and Investigation Reports / Films
I.V. Fluids
Blood Requirements
Prophylactic Antibiotics (If prescribed)
4.3 Pre-operative Anesthetic Checks
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and Nursing In-Charge for OT is informed through
the ward nurses. In emergency case pre anesthesia
check up is done in emergency/OT.
4.3.2 Post receiving of the patient at the OT the Anesthetist Case Sheet
anesthetist verifies the identity of the patient against
details provided in the case sheet with the patient
and the OT nurse and does a quick evaluation of
the patient‟s vitals and records the same in the
case sheet.
4.4.1 The Scrub Nurse controls the number of sponges Scrub Nurse
on the table. At the commencement and the closure
of the surgical incision, the scrubbed nurse counts
the sponges used and satisfy herself that these are
correct & inform the surgeon accordingly.
4.4.2 The surgeon verifies himself that all swabs have Surgeon Case Sheet
been counted for, before the closure of the surgical
incision. In the case of any discrepancy in the
number of swabs, the surgeon records this fact on
the case sheet of the patient and informs the Civil
surgeon/ Deputy medical superintendent.
4.4.3 The surgeon keeps the scrubbed nurse informed of Surgeon/ Scrub Nurse
the location of swabs in the operational field to
facilitate her counting. After the first count has been
taken, the scrubbed nurse and the surgeon
carefully check the number of swabs still in use.
Before the closure of the incision a final count is to
be done
4.4.4 The scrub nurse checks all the instruments on the Scrub nurse
operating table and the hemostat clamps
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immediately before the operation. Under the
supervision of the surgeon the scrub nurse checks
the instruments and hemostat clamps again before
the closure of the surgical incision
4.4.5 The scrubbed nurse counts all the needles on the Scrub nurse
table before the commencement of the operation.
As a rule, the scrubbed nurse does not part with the
second needle till the first is returned to her by the
surgeon. In the event of more than one needle
being in use at the same time, the scrubbed nurse
takes care to see that all the needles are returned
to her. The scrubbed nurse makes a count of the
needles before the closures of the surgical incision.
In the event of any discrepancy, the surgeon is
informed promptly.
4.5.1 Post operation the patient is shifted the Recovery Ward Nurses
Room or Post Operative Ward and thereafter
supervised by concerned specialist.
4.5.3 Detailed post operative care instructions are Surgeon Case Sheet
documented in the case sheet by the surgeon.
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4.5.4 The anesthetist orders the transfer of the patient Anesthetist
from recovery room towards (in case the patient
was shifted to recovery room) after verifying his /
her progress.
4.6.1 The staff nurse conducts daily checks of the Staff nurse
cleanliness of the OT. She ensures that all areas
found soiled are again cleaned under her
supervision.
4.6.2 The staff nurse ensures that OT surfaces, tables Staff Nurse
and instruments are scrubbed with disinfectant
agents on a daily basis.
4.7 OT Documentation
4.7.1 The details of regarding Anesthesia are noted in the Anesthetist Anesthesia
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Anesthesia Register. register
4.7.2 Anesthetist notes down all the drugs and Anesthetist Operation
consumables, which are used during the surgery in theatre
the Operation Theater Indent Register. Indent
register
4.7.5 Staff Nurses maintains the Psychotropic and Staff Nurse Psychotropic
Narcotics Drugs Register for the control of and
controlled drugs and substances as per statutory Narcotics
register
requirements.
4.7.7 Pharmacists will maintain the records of the non- Pharmacist Dead
functional / damaged equipments and informs OT Inventory
me /C and the Stores I /C. They update the same in register
the Dead Inventory Register.
4.8 CSSD
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4.8.1 Receipt and Issue of Packs: CSSD Assistant Receipt &
Issue
Register
Receipt of items from various point of generation
from 9.00 am to 1.00 pm.
4.9.1 The general working area of the CSSD is mopped Housekeeping staff
everyday including the following area within the
CSSD environment.
Packing area
Sterile packs Storing
Decontamination area and sluice room
4.10 Generation of Items to Sterilize
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Department.
4.10.3 OT linen is send directly to the laundry for cleaning. Laundry Staff
The laundry washed linen are received, packed and
forwarded to the CSSD for sterilization.
4.12.1 Maintenance of the equipments are done as per the AMC Agency
annual maintenance contract (AMC) entered into
with the vendor of the respective CSSD
equipments. All details in these regard are
maintained by the Biomedical Equipments
Engineering and Maintenance Department of the
hospital.
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The packs called back are sent for re sterilization
using a proper machine.
1 OT call register
2 OT booking register
3 Operating list
4 Fumigation Record
Register
5 Anesthesia register
Orthopedics
8 Psychotropic and
Narcotics register
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Sr No. Activity Process Efficiency Criteria Benchmark/Standard/Target
1 Infection Control Surgical Site Infection Rate
2 Scheduling Surgery Cancellation Rate
3 Utilization OT Utilization Rate
4 Utilization Major Surgeries per Doctor
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SOP 6: Blood Bank/Blood Storage
Management
1. Purpose:
To ensure the availability of safe blood unit with facility for compatibility testing, storage
and issue of blood in an aseptic environment on 24*7 basis trough trained
professionals.
2. Scope :
To store and issue collected blood to patient, organizing blood donation camp,
counseling for blood donation and testing of blood for HBsAg, HIV, VDRL and MP.
4. Procedure:
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Sr. Activity/ Description Responsibility Ref. Doc. /
No. Record
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Sr. Activity/ Description Responsibility Ref. Doc. /
No. Record
4.2.5 Labelling
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Sr. Activity/ Description Responsibility Ref. Doc. /
No. Record
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Sr. Activity/ Description Responsibility Ref. Doc. /
No. Record
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Sr. Activity/ Description Responsibility Ref. Doc. /
No. Record
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Sr. Activity/ Description Responsibility Ref. Doc. /
No. Record
4.3.5 Surgeries:
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Sr. Activity/ Description Responsibility Ref. Doc. /
No. Record
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Sr. Activity/ Description Responsibility Ref. Doc. /
No. Record
5. Records:
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6. Process Efficiency Criteria
6 References:
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SOP 7: Hospital Diagnostics
Management
1. Purpose:
To provide all kind of available diagnostic services to patients.
2. Scope:
It covers all patient care areas of hospital.
3. Responsibility:
The Medical Officers / treating physician shall be responsible for prescribing, diagnosis
and further treatment based on reports.
4. Procedures:
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Sr. Activity/ Description Responsibility Ref. Doc. /
No. Record
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Sr. Activity/ Description Responsibility Ref. Doc. /
No. Record
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acknowledgement to QI Division, NHSRC
Sr. Activity/ Description Responsibility Ref. Doc. /
No. Record
4..2 USG
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Sr. Activity/ Description Responsibility Ref. Doc. /
No. Record
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Sr. Activity/ Description Responsibility Ref. Doc. /
No. Record
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Sr. Activity/ Description Responsibility Ref. Doc. /
No. Record
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No. Record
5. Records:
6 Biochemistry Register
7 Hematology Register
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6. Process Efficiency Criteria:
7. Reference Documents
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SOP 8: Hospital Infection Control
Management.
1. Purpose:
2. Scope:
4. Procedure:
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Sr. Activity Responsibility Ref
no document/Record
4.1.1 Development of Infection Control List of Infection
Programme: It includes formation Medical Control Committee
of infection control committee, Superintendent members, Infection
Infection control team and infection control team
control nurse at healthcare facility. members
Infection Control Committee:
a) MS
b) Hospital Manager(if available),
c) Matron,
d)General Surgeon,
e) Orthopedic,
f)Anesthetist,
g)Pathologist,
h)Microbiologist(if available)
i)Administrative Officer,
j)Pharmacist,
k)Medical Officer
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no document/Record
aseptic techniques used in
the hospital
To determine the policy on
screening and immunization
of hospital staff
To determine the content
and methodology of training
programme for hospital staff
in prevention and control of
Hospital infection.
To develop action plan and
assigning work accordingly.
4.1.3 Responsibility of infection Chairman ICT
control Team:
Advise management of at
risk patients.
Carry out targeted
surveillance of hospital
acquired infections and act
upon data obtained.
Provide a manual of policies
and procedures for aseptic,
isolation and antiseptic
techniques.
Investigate incidence of
reported infection and take
corrective measures.
Assist in training of all new
employees as to the
importance of infection
control and the relevant
policies and procedures.
Surveillance of infection,
data analyses, and
implementation of corrective
steps. This is to be based on
reviews of lab reports,
reports from nursing in
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charge etc.
Waste management.
Supervision of isolation
procedures.
Monitors employee health
programme.
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no document/Record
staff.
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acknowledgement to QI Division, NHSRC
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Room, dressing room, emergency,
burn ward, Kitchen, Drinking Water
and CSSD.
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disinfectant in ICU are sent in a
sterile container monthly. Swabs
may be sent after cleaning.
Records are maintained in ICU
dept.
4.2.5 Blood Transfusion Unit Lab attendant.
Cleaning of transfusion unit storage
areas is done and swabs are sent
for culture on monthly basis.
4.2.6 Food Handlers Kitchen I/C and
Screening of food handlers is done Lab attendant
biannually.
Samples include nasal swabs and
stool samples.
Records to be maintained by
Kitchen Incharge.
4.2.7 Drinking Water Sanitary Inspector/
Bacteriological surveillance shall be Maintained
done monthly from govt. recognized supervisor and Lab
water testing laboratory. attendant
Records maintained by Pathology
Department.
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Infection Disease etc
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in OT as well as if the procedures
are done outside OT.
4.4.4 Segregation of contaminated Ward I/C
materials and instruments:
Contaminated pieces of linen,
sputum cups, bedpans, instruments
and biomedical waste are kept
separately to avoid mixing with the
clean ones.
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4.4.9 Antibiotic policy: Infection Control
Antibiotic policy is adopted to Committee.
monitor and control involvement of
organisms showing multi-drug
resistance and to control the use of
antibiotic policy in clinical practices
Medical
officers/microbiologist/pharmacist &
nurses takes part in the preparation
of antibiotic policy.
Method:
1. Identification of relevant
pathogens in exudates and
body fluid collects from
patients.
2. Sensitivity test done to
determine the degree of
sensitivity or resistance of
pathogens isolated from
patients to an appropriate
range of antimicrobial drugs.
3. Sensitivity testing is the in-
vitro testing of bacterial
cultures with antibiotics to
determine susceptibility of
bacteria to antibiotic.
4. Antibiotic with higher
efficacy, low side effect and
less chances of anti
microbial resistant shall be
used in the hospital.
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body substances, excretions and care and relatives
secretions; of patient visiting
isolation wards/
Using personal protective ICU.
equipment provides a physical
barrier between micro-organisms
and the wearer. It offers protection
by helping to prevent micro-
organisms from:
contaminating hands, eyes,
clothing, hair and shoes;
being transmitted to other
patients and staff
Personal protective equipment
includes:
· gloves;
· protective eye wear (goggles);
· mask;
· apron;
· gown;
· boots/shoe covers; and
· cap/hair cover
4.4.11 Prevention of injury with sharps
Precautions to be observed:
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should discard it. If
necessary a tray can be
used to transport sharps.
All sharps containers to
be discarded when 3/4ths
full.
4.5 Infection Control Audit Infection Control
The infection control audit shall be Infection Control Audit Check list
carried out on periodical basis. Committee.
Timely actions shall be taken Audit report, CAPA
against the observations raised report
during the audit.
The Infection Control team
members shall conduct inspection
periodically.
5 Records:
03 Minutes of Meeting of
Infection Control Committee
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04 Swab Register
7. Reference Documents
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SOP 9: Data, Information and Record
Management
1. Purpose:
2. Scope:
4. Procedure:
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/Records
The Patient.
The Doctor
Hospital Administrators.
Medico Legal Purposes.
External Reporting.
4.1.2 For Patient, it
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/Records
Serves as an assurance of
continuity of medical care.
Evaluates Medical Practices.
Protection in litigation.
As a documentary evidence
To dispose claims of the
Insurances.
For Patient‟s WILL to indicate if the
patient was of normal mental state
or not.
Malpractice Suits.
Authorization for operation etc.
signed document for consent for
operation will prove that the Patient
/ Relative have allowed the
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no Document
/Records
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Sr. Activity Responsibility Reference
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/Records
Identification Section
Medical Section
Nurses Section.
All entries made in the medical and
nursing section of the patient record are
entered by authorized care provider.
4.2.2 Identification
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/Records
Name of Patient
Father‟s / Husband‟s Name
Age & Sex
Occupation
Permanent / Emergency Address.
Telephone / Mobile Numbers
Nationality
Religion
Medico Legal Case if any.
Basic:-
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Sr. Activity Responsibility Reference
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/Records
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/Records
Diet sheet
Discharge summary is given in case of
discharge cured, LAMA, DOR or death
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/Records
4.4.1 Ward Census Reports from each ward is Ward Nurse Mid Night
generated by nursing staff at night duty. Census report
The reports are submitted individually to
the Emergency Medical Officer on duty/
Nurse superintendent.
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acknowledgement to QI Division, NHSRC
Sr. Activity Responsibility Reference
no Document
/Records
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acknowledgement to QI Division, NHSRC
Sr. Activity Responsibility Reference
no Document
/Records
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acknowledgement to QI Division, NHSRC
Sr. Activity Responsibility Reference
no Document
/Records
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acknowledgement to QI Division, NHSRC
Sr. Activity Responsibility Reference
no Document
/Records
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acknowledgement to QI Division, NHSRC
Sr. Activity Responsibility Reference
no Document
/Records
5. Records:
2. Death Register
3 LAMA Register
7. Reference Documents
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acknowledgement to QI Division, NHSRC
SOP10: Hospital Referral Management
1. Purpose:
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acknowledgement to QI Division, NHSRC
To provide referral services to the patients who require treatment that are not within the
scope of services of hospital and the referral shall be made to other Hospital.
4. Procedure:
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acknowledgement to QI Division, NHSRC
given, reason for referral etc is
filled by the referring consultant
and the same is attached in the
patient‟s medical records and
handed over to patients relatives
5. Records:
7. Reference
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acknowledgement to QI Division, NHSRC
SOP11: Pharmacy Management
Purpose:
2. Scope:
3. Responsibility:
4. Procedure:
4.1 Based on EDL (Essential Drug list) of state, Drug Drug and Drug Formulary.
and Therapeutic Committee develops “Drug Therapeutic
Formulary” appropriate to Hospital needs and scope committee
of services. A copy of the formulary is available at MS/Pharmacist
Pharmacy and all treating Physicians and
departments.
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acknowledgement to QI Division, NHSRC
Sl. Activity/ Description Responsibilit Ref.
No. y Documents /
Record
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acknowledgement to QI Division, NHSRC
Sl. Activity/ Description Responsibilit Ref.
No. y Documents /
Record
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acknowledgement to QI Division, NHSRC
Sl. Activity/ Description Responsibilit Ref.
No. y Documents /
Record
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acknowledgement to QI Division, NHSRC
Sl. Activity/ Description Responsibilit Ref.
No. y Documents /
Record
Dispensing of Drugs
4.7 The patient visits the pharmacy to receive the Pharmacist Registration
prescribed medicine along with the Registration Slip,
slip.
5. Records:
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acknowledgement to QI Division, NHSRC
Sl. Name of Records Record No. Minimum Retention
No. Period
01 Stock Register
03 Expired Drug
Register
04 Dispensary Register
7. Reference Documents
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acknowledgement to QI Division, NHSRC
SOP12: Management of Death.
1. Purpose:
2. Scope:
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acknowledgement to QI Division, NHSRC
It covers the patient who dies during treatment within the hospital (IPD,
Emergency)/brought dead in the hospital.
4. Procedure:
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acknowledgement to QI Division, NHSRC
Sr. Activity Responsibility Ref
no. document/Records
treatment doctors treat patient
as per clinical SOPs/guideline
and try to revive the patient even
after this if the patient could not
be revived; the patient is
declared dead by the duty doctor.
If doctor suspects it as a medico
legal, then the police are
informed. The details are entered
in the Medico-Legal Register.
.
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no. document/Records
proper safety of the body
and hands over to the
attendant with verification
of the death form and
cross checking the identity
of deceased
c) To be respectful and
sympathetic to the
attendant while handling
and issuing body
d) In Medico legal cases, the
body is handed over to the
police and a receiving is
made in MLC Register by
the police /his
representative.
e) If the case is of MLC
handover the body to
authorize claimant record
his/her identity and obtain
signature in the register
4.4 Transportation of Dead body from On duty medical
.1 ward: The nurse on duty informs officer/
the duty medical officer regarding Paramedical Staff
the shifting that is required for
dead body(MLC) from the ward
to the mortuary room in case of
MLC/clearance of bills related
issues/unidentified bodies or
requested by relatives of the
deceased.
Duty Medical officer ensures that
the body is duly labeled and
checks the death form before
shifting the body in to mortuary.
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Sr. Activity Responsibility Ref
no. document/Records
officer regarding the shifting that
is required for dead body from
the emergency to the mortuary
room in case of MLC /unidentified
bodies/ requested by deceased.
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no. document/Records
claim , it is handed over to the
MC to perform the last right/ as
per state guideline
5. Records:
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acknowledgement to QI Division, NHSRC
01 Death Requisition Form
02 Death Register
03 MLC Register
04 Death Certificate
7.0 Reference
Inpatient Management (SOP 2)
Hospital Emergency and disaster management (SOP 3).
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acknowledgement to QI Division, NHSRC
Patient Registration, Admission &
Discharge Management Hospital
Stores & Inventory Management
Procurement & Outsourcing
Management Hospital Referral and
Transport Management Hospital
Security and Safety Management
Hospital Finance and Accounting
Management Hospital Infrastructure
and Equipment Maintenance
Management. Administrative
Hospital Housekeeping
and General Procedures
Upkeep Management
Human Resource Development and
Training Management Patient
Registration, Admission & Discharge
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acknowledgement to QI Division, NHSRC
2. Purpose:
To provide guideline & instruction for Registration of the Outdoor patient and Admission
of the patients to the inpatient care facility and discharge from the hospital.
3. Responsibility-
4. Standard Procedures
Records
4.1.1 Patients‟ seeking to avail the OPD facility of Registration Clerk OPD slip/
the hospital arrives at the Help Desk/ Ticket
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acknowledgement to QI Division, NHSRC
counter and the following information about
the patients are collected and entered into the
registration register:
a. Name
c.Sex
d. Residential Address
4.1.3 OPD slip is prepared with the Unique Patient Registration Clerk OPD slip
ID number. The Unique Patient Id is entered
into the OPD slip the same is handed to the
patient.
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acknowledgement to QI Division, NHSRC
While admitting patients in the inpatient
facilities either from the Out Patient
Department or the Emergency Department
care is taken to ensure that patients are
admitted if the required treatment is available
in the hospital. Patients who cannot be
admitted in the hospital due to non availability
of the required medical care is given first aid
and immediately treated.
4.2.2 Patients visit the OPD of the hospital for Treating Doctor OPD slip
consultation. Patient assessed by the doctor
in the OPD and decision regarding the need
to admit the patient in the IP facility of the
hospital is taken by the treating consultant.
4.2.3 The doctor informs the patient and the relativesTreating Doctor
about the need for IP admission and indicates the
same in the OP case sheet of the patient. The
patient/relatives visit the Admission desk of the
hospital for admission of the patient.
4.2.4 The patient/relative provides the OP case sheet Admission Clerk OPD Slip
of the patient to the admission clerk who checks
the same to ensure that IP admission is advised
in writing by the treating consultant of the patient.
4.2.5 General Consent is taken from all patients (or Admission Clerk/ General
his/her relatives) at the time of admission of Treating Doctor Consent
the patient as required. Form
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4.3 Admission to General Ward
4.3.1 If the patient is to be admitted in the general Staff Nurse/ Admission Bed Head
wards of the hospital ,the patients details as Clerk Ticket,
indicated in the case sheet along with the Admission
specific general ward where the patient is to register
be admitted is entered in the IP registration
register , IP number is allotted to the patient
and patients BHT is prepared.
4.3.2 The patient along with the BHT is taken to the Ward Attendant Ward In
specific ward by the admission clerk or patient
attendant who submits the BHT to the Admission
respective ward nurse. Register
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4.4.3 The Specialist doctor attends the patient in EMO
the emergency ward, examines the patient
and decides whether the patient is to be
admitted in the IP facilities of the hospital. If
the patient is to be admitted in the IP facilities
of the hospital, the Specialist doctor indicates
the same in writing in the patient case sheet
4.4.4 The patient/relatives visit the Admission desk Admission Clerk In patient
of the hospital for admission of the patient. Registration
The patient is to be admitted in the general register
wards of the hospital, the patient‟s details as
indicated in the case sheet along with the
specific general ward where the patient is to
be admitted is entered in the IP registration
register, IP number is allotted to the patient
and patients BHT is prepared.
4.4.5 The patients BHT is handed over to the Admission Clerk/ Staff Bed Head
patient/ relatives. The patient along with the nurse Ticket
BHT is taken to the specific ward by the
Admission clerk/ attendant who submit the
BHT to the respective ward nurse. Patient is
received in the bed by the ward nurse and
made comfortable. Treatment as indicated in
the BHT is immediately initiated.
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acknowledgement to QI Division, NHSRC
In case of an Medico legal Case referred from
some other hospital/health center/nursing
home the MLC number is obtained from the
patient relatives. However if the MLC number
is not known then the name of the police
station at which the MLC is registered is
obtained from the patient relatives/attendants
and the same is informed to the local police
constable on duty. The treatment of the
patients is to be started immediately
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Preparation of Discharge Summary
c. Diagnosis made
f. Medication instructions
g. Follow up Advice
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acknowledgement to QI Division, NHSRC
Patient Counseling:
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acknowledgement to QI Division, NHSRC
2 Inpatient Admission register
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acknowledgement to QI Division, NHSRC
1. Scope : It covers all activities under the purview of medicine, equipment and goods
storage within the hospital.
3. Responsibility:
4. Procedure:
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acknowledgement to QI Division, NHSRC
5.2 Receipt of Items/Materials
Items are received from state supply /the Storekeeper / Bill / Challan
concerned vendor along with bill/challan. Security Guard
The materials received are verified with respect to Store keeper / Purchase Order
complete specification such as quantity, quality, User , Bill / Challan
date of manufacture, date of expiry (as
applicable), make etc.
Pharmacy
Management
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acknowledgement to QI Division, NHSRC
5.4.1 The safe storage facilities for vulnerable items
such as spirit, x-ray films etc. are insured.
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acknowledgement to QI Division, NHSRC
5.7 Inventory Management
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acknowledgement to QI Division, NHSRC
S Record Name Record No. Retention Period
#
1 Indent Form
2 Stock Register
3 Expenditure Register
6 Indent Form
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acknowledgement to QI Division, NHSRC
SOP 15: Procurement & Outsourcing
Management
1.0 Scope : This procedure involves all activities including procurement of medicines,
medical equipment and furniture and other consumables to various departments and
patients at Hospital
3. Responsibility:
4. Procedure:
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acknowledgement to QI Division, NHSRC
Activity/ Description Responsibility Ref. Documents
/ Record
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acknowledgement to QI Division, NHSRC
Activity/ Description Responsibility Ref. Documents
/ Record
Purchase of Equipments
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acknowledgement to QI Division, NHSRC
Activity/ Description Responsibility Ref. Documents
/ Record
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acknowledgement to QI Division, NHSRC
Activity/ Description Responsibility Ref. Documents
/ Record
Maintenance
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acknowledgement to QI Division, NHSRC
Activity/ Description Responsibility Ref. Documents
/ Record
AMC
Petty purchases
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acknowledgement to QI Division, NHSRC
Activity/ Description Responsibility Ref. Documents
/ Record
1 Indent File
3 Performance Evaluation of
Service Providers
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acknowledgement to QI Division, NHSRC
4 Work Order & Quality Check
Report
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acknowledgement to QI Division, NHSRC
1.0 Purpose:
2.0 Scope:
The scope of the procedure is to define the intended use of hospital vehicles
and establish a system for service realization. This is applicable to all the staff
handling the vehicle.
3.0 Responsibilities-
4.0 Procedures
used for –
Transferring patients
to higher/support
centre.
Picking Up and Drop
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acknowledgement to QI Division, NHSRC
of Hospital Staff.
Picking Hospital
materials and
supplies.
Serving the hospital
for VIP and
Emergency
Government duty.
details of Registration
of Registration.
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acknowledgement to QI Division, NHSRC
4.1.3 Duty Roster of drivers Hospital Duty Roster
responsible for these Manager
ambulances & vehicles is
prepared by the In-charge
handling vehicles&
scheduling is done on
monthly basis.
4.1.4 Vehicles are maintained Driver
based on the mileage and
are serviced under
Preventive Maintenance
program as detailed in the
work instruction available
with the driver.
4.1.5 Vehicle Log (VL) book with Driver Vehicle Log
details on the distance
traveled and fuel consumed
is maintained by each driver
for that vehicle. This log is
updated on filing fuel in the
vehicle & towards ensuring
effective mileage for that
vehicle.
4.1.6 Patients are charged (if any) Driver
for the transfer as per the
norms laid down by the
government/RKS/Hospital
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the condition, collects the
address and telephone
number of the patient on
phone and advices for the
precautions to be taken by
patient.
-All the movements are
controlled by the EMO. He
gives the details and
instructions to the driver for
reaching to the site.
-The Hospital
Superintendent can also
control the movement of
Ambulance with the EMO.
4.2.2 Deploying ambulance for EMO /Hospital
transfer of patient out of Manager
hospital
-Ambulance service is
provided to transfer patients
to higher/support centre
upon a request from the
doctor or the patient to the
MS
-In case of transfer of patient
the driver has to inform and
will obtain instructions from
the EMO.
4.2.3 A Pre Departure check for Driver/Nurse
Oxygen, essential
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acknowledgement to QI Division, NHSRC
immediately available then Manager Entry Register
the State)
Maintenance
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acknowledgement to QI Division, NHSRC
that the Oxygen cylinder is
Level)
ambulance in every
trip.
ambulance
breakdown
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acknowledgement to QI Division, NHSRC
reference is also recorded
with this entry in the same
log.
4.3.3 In case of sudden Driver/EMO/ Vehicle Log book
breakdowns, the vehicle is Hospital
taken/ towed to the Manager.
government approved
garage (preferably) or any
other service centre close to
the site of breakdown for
repair & maintenance. The
record of breakdown
maintenance with date, time,
Km, Spares Used & Cost of
Breakdown is recorded in
VLB
4.3.4 The Hospital Manger Hospital
analyses the maintenance & Manger
fuel cost on a monthly basis
to validate the usage of
vehicle and ensure optimal
utilization.
5.0 Records -
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acknowledgement to QI Division, NHSRC
5 User Slip
6 Ambulance Register
This covers all infrastructure & services provided by hospitals which have direct bearing on
security and safety such as
2. Purpose:
To ensure safety and security of the Hospital building, equipments, patients and
staff.
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acknowledgement to QI Division, NHSRC
To provide safe and assuring environment in the hospital premises for efficient
delivery of healthcare services and review for improvement.
3. Responsibility:
A) Security- Hospital Manager and Security Personnel are responsible for effective
implementation of the process.
4. Procedure:
4.1 Security
4.1.2 Duty hours of the Security Guards are eight hours Hospital Manager/
and guards are on duty for three shifts. The Security
timings are: Supervisor
Morning Shift: 6 AM to 2 PM
Afternoon Shift: 2 PM to 10 PM
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acknowledgement to QI Division, NHSRC
Sl. Activity/ Description Responsibility Ref.
No. Documents /
Record
Night Shift: 10 PM to 6 AM
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acknowledgement to QI Division, NHSRC
Sl. Activity/ Description Responsibility Ref.
No. Documents /
Record
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acknowledgement to QI Division, NHSRC
Sl. Activity/ Description Responsibility Ref.
No. Documents /
Record
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acknowledgement to QI Division, NHSRC
Sl. Activity/ Description Responsibility Ref.
No. Documents /
Record
4.2 Safety
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acknowledgement to QI Division, NHSRC
Sl. Activity/ Description Responsibility Ref.
No. Documents /
Record
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acknowledgement to QI Division, NHSRC
Sl. Activity/ Description Responsibility Ref.
No. Documents /
Record
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acknowledgement to QI Division, NHSRC
Sl. Activity/ Description Responsibility Ref.
No. Documents /
Record
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acknowledgement to QI Division, NHSRC
Sl. Activity/ Description Responsibility Ref.
No. Documents /
Record
5. Records
2 Attendance Register
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acknowledgement to QI Division, NHSRC
5 Accident Report file
7.0 Reference:
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acknowledgement to QI Division, NHSRC
SOP 18: Hospital Finance and
Accounting Management
1.0 SCOPE:
The scope of the department relates to effective management of funds received from
State, Untied funds and Rogi Kalyan Samiti funds and to ensure uniformity and
consistency in the method of accounting for program funds & financial reporting.
2.0 PURPOSE:
To establish a procedure for the book keeping function of Account preparation and
Finance methods followed in the Hospital.
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acknowledgement to QI Division, NHSRC
3.0 Responsibility-
4.1.1 Cash for user charges is received & handled Clerk Cash Receipt
by clerk at the cash counter/ Registration
Counter
4.1.5 All banking activities are carried out by Accountant Pass Book
accountant. Pass Books of all accounts are
maintained by hospital and are updated on
fortnightly basis by accountant.
4.1.6 All vouchers are handed over to the Accountant Expense Voucher
Accountant who enters the same in the
different accounting registers :
All vouchers are fed manually on the
same day of receipt in respective
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acknowledgement to QI Division, NHSRC
ledgers.
The gross amount indicated in the
voucher against various heads is posted
against the concerned heads.
Deductions shown in payment vouchers
are compiled under each relevant head
Monthly bank-wise balances arrive after
feeding of all receipt & payment
vouchers.
4.1.7 A Trial balance showing balances of all Accountant Trial Balance
heads are prepared. Both sides of Trial
balance must tally.
4.2.2 Accountant payroll sheet from treasury Accountant Pay Bill Register
department & if any DA arrear, HR arrear
comes from government, the accountant
prepares arrears according to the salary and
sent for cheque preparation in treasury.
4.3.1 A final trial balance is drawn on the basis of Accountant Final Trail
balances arrived after effecting above Balance
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acknowledgement to QI Division, NHSRC
entries.
4.4.1 Estimates and Budget for next financial year RKS/ DPM/DAO
are called from sections utilizing specific
budget-heads in the first week of December
every year and this proposed budget is
approved by the RKS.
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acknowledgement to QI Division, NHSRC
approved.
1 Day Book
2 Reconciliation Report
4 GIS Register
6 Encashment Register
9 Expense Voucher
10 GPF Register
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acknowledgement to QI Division, NHSRC
Sr. No. Activity Process Efficiency Criteria Benchmark/Standard/Target
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acknowledgement to QI Division, NHSRC
Management.
1. Purpose:
Establish and implement a procedure for of systematic maintenance of equipments &
infrastructure so as to ensure effective provision of services in the hospital.
2. Scope:
It covers all the equipments essential for operation of the services, infrastructure and
capital equipment.
3. Responsibility:
Maintenance of Equipment- Medical Superintendent/ Hospital Manager
Maintenance & development of Infrastructure - Medical Superintendent.
4. Procedure:
Sr. Activity
no. Respon Ref.
sibility Docume
nt/Reco
rd
4.1 INFRASTRUCTURE DEVELOPMENT
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acknowledgement to QI Division, NHSRC
Repair of plasters, fixing window ance
glass panes, water proofing Staff
measures to handle leakage,
seepage and drainage.
Ensuring that all patient care areas
are free from Fungus –if fungal
growth is noticed than anti fungal
paints is applied.
Fencing of every new construction
and maintenance activities to
reduce pollution of patient care
areas.
Lubrication of all the hinges of doors
and windows for smooth movement.
Prevent collection and blockage of
water within the premises of the
hospital to prevent breeding ground
for mosquitoes.
Annual Pest Control measures are
undertaken to ensure rodent and
pest free environments.
Maintenance of Hospital
Landscape, including gardens and
other green areas.
Ensure proper ventilation and
lighting of patient care areas and
other work stations.
4.2.2 Report/
MS/ Proposal
All major areas to undergo Finance
preventive maintenance (concerned Head
with civil works) are identified at the /Mainten
beginning of the Financial Year.
ance
Necessary estimates and technical
specifications are drawn with the Head/
help of Hospital
Contractors/PWD/maintenance Manger
department of the hospital. Tender
The plan is sent for approval and for notice
necessary budgetary sanction to the
Rogi Kalyan Samiti (RKS) or to the
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acknowledgement to QI Division, NHSRC
relevant Government Authorities
depending upon the size of
estimated budget for the activity.
While the smaller projects are
handled at the level of RKS bigger
projects wait for approval at the Signed
level of the State and District Health agreement
department.
Post sanctions, tendering process is
initiated.
The TOR for the job clearly defines
the deliverables with specifications,
timelines for completion of
scheduled task and defines
penalties clauses for non-
completion/unsatisfactory work
done, so that progress of the project
is monitored suitably.
4.2.3 Cleaning drains, removal of debris
and Plumbing are a continuous MS/
activity and is planned by the Mainten
plumber and civil engineering staff ance
on a daily basis during their regular staff
Rounds of the patient care areas
and hospital campus.
The electrical maintenance staff
plans their activities during their
regular rounds in the patient care
areas
The required items are indented by
the civil and electrical maintenance
staff.
The required items are either
supplied by the stores or procured
from the local market with due
approval from the MR depending
upon the availability of budgetary
provisions for the sanctioned heads.
4.2.4 A preventive and breakdown
maintenance Complaint Book shall Departm Mainten
be maintained by all departments ent ance
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acknowledgement to QI Division, NHSRC
and wards. heads / book
Inc case of any event besides the Mainten
regular maintenance, a complaint ance
shall be sent to the maintenance staff
department in the Complaint book
by the concerned Departmental
Head.
All repair works that are initiated
defines the estimated timelines for
the completion of the job with due
approval from the Engineering
Department Head or the MR/
supervisor designated by MR and
intimates the same to the
complainer.
The progress of the job is monitored
based on the timeliness of the
completion of the complaint
received and the level of satisfaction
of the complainer.
No repair and maintenance job is
considered as completed till such
time that a completion certificate is
received from the complaining
departmental supervisor/in-charge.
4.3 Process of preventive and breakdown
maintenance of installed bio medical
equipment & furniture
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acknowledgement to QI Division, NHSRC
For equipments not being covered
under AMC /CMC , maintenance
Plan is prepared.
Maintenance Plan will contain
Annual Maintenance Schedules.
Incase vendors do not provide
maintenance services, request
would be sent to parties interested
in undertaking such exercises.
A list of Calibration service will be
made annually.
Necessary Budgetary estimates will
be made annually for these
maintenance works and due
sanction sought.
All departments should necessarily
display the various lists described
above along with their Calibration
/maintenance status.
The procurement Incharge and
Department Heads shall work in
close Coordination to see that
Calibration and Maintenance work
are carried out as per the
scheduled plan.
.
4.4 Process of preventive and breakdown
maintenance of utilities :
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Incase of a failure or breakdown,
immediate complaint is made and is
monitored against the approved terms and
conditions as available with the
maintenance in-charge.
5. Records:
02 Equipment Maintenance
Register
04 AMC record.
05 Calibration record
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acknowledgement to QI Division, NHSRC
6. Process Efficiency Criteria:
7. Reference Documents
The scope of the housekeeping services is to ensure cleaning in all internal and external
areas of the hospitals. It also includes:
2.0 Purpose:
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acknowledgement to QI Division, NHSRC
To provide process, instructions and methodology for Management of House
Keeping with the aim that
Cleanliness is maintained,
Infection is controlled, and
Customer Satisfaction is enhanced
3. Responsibility:
b) Responsibility lies with the Matron along with a team to ensure standards in
housekeeping are met and maintained.
4. Procedure:
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acknowledgement to QI Division, NHSRC
Activity/ Description Responsibilit Ref. Documents /
y Record
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acknowledgement to QI Division, NHSRC
Activity/ Description Responsibilit Ref. Documents /
y Record
laundering.
Housekeeping
4.4.4 Collect the waste category wise from the wards,
Staff
OT, LR all the departments and store them at
identified location.
Miscellaneous items
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acknowledgement to QI Division, NHSRC
Activity/ Description Responsibilit Ref. Documents /
y Record
Environment.
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acknowledgement to QI Division, NHSRC
Activity/ Description Responsibilit Ref. Documents /
y Record
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acknowledgement to QI Division, NHSRC
Activity/ Description Responsibilit Ref. Documents /
y Record
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acknowledgement to QI Division, NHSRC
Activity/ Description Responsibilit Ref. Documents /
y Record
laundry.
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acknowledgement to QI Division, NHSRC
Activity/ Description Responsibilit Ref. Documents /
y Record
Periodical Check
Housekeeping
4.9 Periodical check by hospital Hospital Cleaning Checklist
manger/Matron/deputed officer shall be done and Manager
housekeeping check list shall be signed.
5. Reference Records
1 Attendance register
2 Duty Roaster
3 Cleaning checklist
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6. Process Efficiency Criteria
7. Reference Documents:
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acknowledgement to QI Division, NHSRC
SOP 21: Human Resource
Development and Training
Management.
1.0 Scope-
2.0 Purpose-
Extends to all employees working under the purview of the hospital and includes both
permanent and outsourced staff.
3.0 Responsibility-
4.0 Procedures
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acknowledgement to QI Division, NHSRC
Activity Responsibility Ref
document/Record
4.1
Manpower Planning and recruitment of staff
would be as per state guideline.
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acknowledgement to QI Division, NHSRC
position.
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acknowledgement to QI Division, NHSRC
and when needed.
4.12 Each employee is governed by the terms and State Health Service Rule
conditions of his service as laid down in the Department Book
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acknowledgement to QI Division, NHSRC
department.
4.14 The service rule book clearly states the Medical Service Rule
disciplinary actions that can be observed Superintendent Book
/State Health
against the employee for any misconduct or
Department
negligence in work performance and the
procedure for such action in case any
discrepancy is found in the employee
4.17 The service rule books also address the issue Medical
of staff grievance redressal procedure which Superintendent
/ State Health
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acknowledgement to QI Division, NHSRC
aims to establish an effective mechanism to Department
address it.
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acknowledgement to QI Division, NHSRC
vaccination against Hepatitis B, Tetanus etc
and a record of the same is maintained.
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acknowledgement to QI Division, NHSRC
Self perceived need of the employee.
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acknowledgement to QI Division, NHSRC
External training i.e. training attended by the Training In Training
employee outside the hospital environments charge Certificate
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acknowledgement to QI Division, NHSRC
Training Record: The training record form is Training record
attached for each personal who have attended book
the training and records for same is maintained
by training I/C in training record book.
5. Records:
1. Training Attendance
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acknowledgement to QI Division, NHSRC
3 Employee Targeted Employee Satisfaction
Satisfaction Score in Likert Scale
Survey
7. Reference Documents-
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acknowledgement to QI Division, NHSRC
SOP 22: Dietary Management
1. Purpose: To establish a system for providing dietary services meeting the diet
requirements of the patient.
2. Scope : It covers all the patients admitted in IPD or observational beds except
patients advised NBM.
4. Procedure:
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acknowledgement to QI Division, NHSRC
Sl. Activity/ Description Responsibility Ref.
No. Documents /
Record
The concerned nurses at the IPD calculate Nursing In- Diet Register
the dietary requirement of the patient in the charge
diet register and sent it to the kitchen in-
charge.
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acknowledgement to QI Division, NHSRC
Sl. Activity/ Description Responsibility Ref.
No. Documents /
Record
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acknowledgement to QI Division, NHSRC
Sl. Activity/ Description Responsibility Ref.
No. Documents /
Record
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acknowledgement to QI Division, NHSRC
Sl. Activity/ Description Responsibility Ref.
No. Documents /
Record
5. Records
01 Diet Register
02 Kitchen Report
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deputed officer.
2 Kitchen/Diet The diet report on monthly
Report basis shall be submitted to
MS/Health Manager office
up to 5th of every following
month.
7. Reference
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acknowledgement to QI Division, NHSRC
SOP 23: Laundry Management
1. Scope :
This applies to the management of hospital‟s linen ensuring adequate cleaning of the linen for
better hygienic hospital environment and infection control.
2. Purpose
To provide process, instructions and methodology for Management of Laundry process in the
hospital with the following aim
3. Responsibility:
Laundry Supervisor
Hospital Manager
Nursing Incharge
Dhobi/Washer man
4. Type:
In-house/Outsourced
Mechanized / Hand wash
Capacity:
Linen: Bed, Body, OT, Staff
5. Procedure
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acknowledgement to QI Division, NHSRC
Ref. Documents /
Sl. No. Activity/ Description Responsibility Record
5.2.2 Sorting and storing of used Linen Ward Attendant/ Work instructions
House Keeping for Sorting &
Soiled and Infected Linen is segregated from Staff Handling of
dirty Used linen and stored in a specified area Infected Linen
(dirty utility area) into different marked or
colour coded bags/bins.
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acknowledgement to QI Division, NHSRC
Ref. Documents /
Sl. No. Activity/ Description Responsibility Record
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acknowledgement to QI Division, NHSRC
Ref. Documents /
Sl. No. Activity/ Description Responsibility Record
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acknowledgement to QI Division, NHSRC
Ref. Documents /
Sl. No. Activity/ Description Responsibility Record
a. Bed linen
b. Body linen
d. Staff linen
E. Department/service linen.
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acknowledgement to QI Division, NHSRC
Ref. Documents /
Sl. No. Activity/ Description Responsibility Record
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acknowledgement to QI Division, NHSRC
Ref. Documents /
Sl. No. Activity/ Description Responsibility Record
6. Reference Record
01 Laundry Register
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acknowledgement to QI Division, NHSRC
7. Reference Documents
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acknowledgement to QI Division, NHSRC
1.0 Scope: The scope of the procedure is applicable to all concerned staff involved in
the segregation, collection and storage of waste before it is collected by concerned agencies for
suitable disposal.
2.0 Purpose:
The purpose of this waste management policy is to outline safe and efficient practices
for the segregation, store, transport and disposal of biomedical and general waste
generated by the hospital and ensure the compliance to Statutory Requirements
3. Responsibility-
4. Standard Procedures
Ref
S# Activity Responsibility
document/Document
5.1.1 Segregation of Bio-Medical Waste is done Process Owner Work instruction for
at point of generation as per Biomedical segregation of
Waste (Management & Handling) rules biomedical waste.
1998 in different color coded bins with
liners.
While separating the waste it is specially Process Owner Work Instructions for
taken into consideration that infectious Segregation of
waste does not mix with non infectious Biomedical waste
5.1.2 waste.
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acknowledgement to QI Division, NHSRC
5.1.3 Adequate number of bins and liners for Hospital Department wise list of
proper segregation and collection of Manager color coded bins
biomedical waste are provided at point of
use
5.1.4 All the departments adhere to their Departmental Work instructions for
respective guidelines for handling Heads/ Process handling biomedical
biomedical waste Owner waste
5.1.5 Needles and other sharps are handled and Nursing Staff/ Work instructions for
disposed as per standard protocols to avoid Housekeeping handling and disposing
accidental sharp injuries Staff sharps
5.1.6 Liquid Waste and blood spillage is handled Housekeeping Work instructions for
as per standard guidelines Staff handling liquid waste
5.1.8 Contaminated Plastic waste is handled as Process Owner Work Instructions for
per standard protocols Handling Plastic Waste
5.2.2 Waste will be collected in two shifts or when Housekeeping Work instructions for
waste bin is ¾ full. staff collection of Biomedical
waste
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acknowledgement to QI Division, NHSRC
Transportation of Waste
5.3
5.3.2 A large plastic bag is used to line the wheel- Housekeeping Work instruction for
able bin to prevent any liquid leaks from the Staff Transporting Waste
waste bags from soiling the bin.
5.4.1 Blue, Red Yellow and Black waste are held Housekeeping Work Instructions for
in the bins kept permanently in waste Staff Storing Bio Medical
holding room. Sufficient no. of bins is kept Waste
to store waste for a period of 48 hrs.
5.4.2 Kitchen waste will be placed in designated Housekeeping Work instructions for
bins and will be stored for a maximum of 48 Staff storage of General
hrs. Waste
5.5.1 Anatomical waste (yellow bag) disposed in Housekeeping Work instructions for
deep burial pit/Incineration. Staff disposal of Waste
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acknowledgement to QI Division, NHSRC
5.5.2 Deep Burial Pit is constructed as per Hospital Work Instructions for
specifications of BMW (Management & Manager construction of deep
Handling Rules. burial pit
5.5.3 Sharps in puncture proof box disinfected Housekeeping Work instructions for
and disposed in sharp pit. Staff disposal of Waste
5.5.4 Contaminated solid waste (Red bag) Housekeeping Work instructions for
disinfected, mutilated and then disposed Staff disposal of waste
with general waste.
5.5.5 Waste is disposed usually disposed same Housekeeping Work instructions for
day. Maximum time limit is 48 hours Staff disposal of waste
5.5.6 General waste is collected from the facility Municipal Work instructions for
and disposed by Municipal corporation in Corporation disposal of waste
landfill. Staff
5.7.1 Hospital abides to all the clauses of Civil Surgeon/ Bio- Medical Waste
Biomedical Waste (Management & Deputy (Management &
Handling Rules) 1998. Superintendent/ Handling) Rules 1998
Hospital
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acknowledgement to QI Division, NHSRC
Manager
5.7.2 Hospital has a valid authorization for Civil Surgeon/ Bio- Medical Waste
Handling & Treating Bio-Medical Waste as Deputy (Management &
per BMW (Management & Handlin Rules Superintendent/ Handling) Rules 1998
1998. Hospital
Manager
Which is renewed at prescribed interval?
5.7.3 A annual report is submitted to Pollution Civil Surgeon/ Form II, Bio- Medical
Control Board, by 31st January of every year Deputy Waste (Management &
Superintendent/ Handling) Rules 1998
Hospital
Manager
5.7.4 Any major accident during handling & Deputy Form III, Bio- Medical
transportation is reported to prescribed Superintendent/ Waste (Management &
authority Hospital Handling) Rules 1998
Manager
5.7.5 All the containers are labeled with bio Hospital Schedule III Bio-
hazard sign as per schedule III of BMW Manager/ Medical Waste
(Management & Handlin Rules 1998. Housekeeping (Management &
Staff Handling) Rules 1998
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acknowledgement to QI Division, NHSRC
6.0 Records –
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acknowledgement to QI Division, NHSRC
9. *Work Instructions-
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acknowledgement to QI Division, NHSRC
Colour Container Category
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acknowledgement to QI Division, NHSRC
9.3 Department wise list of colour coded Bins
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acknowledgement to QI Division, NHSRC
Pharmacy – Black.
Lab – Red, Blue, Yellow, Black and sharps.
OT – Red, Blue, Yellow, Black and sharps.
Radiology – Red, Blue, Black and sharps.
OP waiting areas – Black.
Labour room – Red, Blue, Yellow, Black, and sharps
Dressing room – Red, Blue, Yellow, Black, and sharps
Kitchen – High volume biodegradable wet garbage.
Wards – Black (only black at bed side)
Nursing Station – Red , Blue, Yellow and black
The in-patients departments generate all types of waste, which has to be segregated at
the point of generation itself for an effective waste management practice in the hospital.
Therefore bins for both infectious and non-infectious waste are placed in all the wards.
The bedside of each patient shall have a bin meant for carrying only non-infectious
waste like fruit peels, papers etc., unless the patient is classified as infectious.
Bins for the infectious wastes shall be kept in a specific location (for example the nursing
station) so that it is easy to carry them to the patient where the dressing is being done or
the soiled dressings generated from the patients be carried to the infectious waste bin in
a tray from the point of generation.
9.5 Procedure- Segregation in Operation Theatres
The waste management strategy for the O.T. shall be designed in such a way so as not
to impede an operation but to ensure that the waste reaches the main bin after being
decontaminated and disposables properly disinfected and destroyed.
As in all other areas waste disposal program shall be initiated after meetings with the
staff. Management strategies based on these meetings shall be formulated so that the
O. T staff can work smoothly without feeling any extra burden. Bins for infectious waste
shall be lined with yellow bags and these bins will contain contaminated swabs, soiled
bandages and amputated body parts.
The bags with waste shall be sealed and stored outside the O.T to prevent liberation of
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bacteria during handling.
Used instruments and sharps shall be
- Counted after surgery
A separate container for IV sets, tubing's catheters gloves and syringes shall be
provided in the O.T. After shredding these disposables shall be treated with a chemical
disinfectant for at least an hour and then sent for their final disposal. As lots of medical
kits are opened prior to the operation there is a lot of general waste generated. Hence a
bin for general waste is kept in the O.T. in which all the packaging material shall be
collected. In the changing room contaminated laundry shall be placed in the laundry bag
which shall be sealed in waterproof bags and sent to the laundry for cleaning.
The OPD may also include a casualty/emergency ward. Each room in the OPD should
have three bins. The bins are for the infectious waste which includes soiled bandages.
The other bin is for general waste arid the third bin for the disposable items and used
gloves which can be mutilated and disinfected at regular intervals by a nursing-aid
attendant
The used needles and syringes should be placed separately and destroyed by the
needle cutter/destroyer, which is to be provided in each ward and department.
The casualty should have bins for infectious waste general waste and plastic waste the
number of bins for the infectious waste will depend on the number of beds in the room.
Preferably each bed should have these bins. Bins for plastic waste and general waste
should also be installed in each emergency. The plastic waste should be mutilated and
chemically disinfected. There should be a tray for needles and other sharps. A needle
cutter should also be installed. While treating a patient in the emergency the hospital
staff should always wear protective clothing and gloves as the patient could be a carrier
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of any infectious disease
The waste disposal scheme in this area is as follows
Segregation of the waste into different categories
Provide specific collection and disinfection systems for each type of waste
generated.
The number of bins should be proportional to the waste generated in the casualty
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b. Precautions While Handling Syringes and Needles
To prevent needle stick injuries, needles should not be recapped with hand. This
prevents accidental needle stick in the hand holding the needle cap.
Pass syringes & needles in a tray.
Never pass syringe & needle on directly to next person.
Also, needles should not be purposely bent or broken by hand, removed from disposable
syringes, or otherwise manipulated by hand.
Remove the cap of the needle near the site of use. Never test the fineness of the
needle‟s tip before use with bare or gloved hand
Pick up open needle from tray/drum with forceps. Never pick up an open needle by
hand.
Never dispose them off by breaking it with hammer/stone.
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c. Safe Use and Disposal of Sharps
Sharps must not be passed directly from hand to hand and handling should be kept to a
minimum. Used sharps must be discarded into a sharps container at the point of use. These
must not be filled above the mark indicating that they are full. Containers in public areas must
not be placed on the floor and should be located in a safe position.
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9.8 Collection of waste-
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acknowledgement to QI Division, NHSRC
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acknowledgement to QI Division, NHSRC
Work instructions for Transportation of waste
When waste is collected, from a particular area, it will be wheeled to designated storage
area where it will be weighed and transferred to the appropriate colour bin in the waste
holding room. This will be done each shift.
A large plastic bag will be used to line the wheel-able bin to prevent any liquid leaks from
the waste bags from soiling the bin.
This plastic bag is to be replaced each shift.
The wheel-able bin will be cleaned and disinfected with Sodium hypochlorite solution
once in 24 hrs. This will keep the bin sterile and odourless.
While transferring waste to storage bins in the basement, housekeeping staff will wear a
protective mask, heavy duty gloves, and rubber boots.
Always carry Bio Medical Waste in closed containers.
Transport waste through predefined route within the facility
Avoid crowded area and peak times.
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9.10 Disposal of Waste
Schedule I
Cat. 6.
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acknowledgement to QI Division, NHSRC
Blue/White Plastic bag/puncture proof Cat. 4, Cat. 7. Autoclaving/Microwaving/
destruction/shredding
Black Plastic bag Cat. 5 and Cat. 9 and Disposal in secured landfill
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biological, toxins, dishes and devices used
for transfer of cultures)
Waste sharps disinfection (chemical
Category
(Needles, syringes, scalpels, blades, glass, treatment @ 01/auto
No 4
etc. that may cause puncture and cuts. claving / micro- waving
This includes both used and unused and mutilation/
sharps) shredding"
Discarded Medicines and Cytotoxic Incineration
Category
drugs @/destruct ion and
No 5
(wastes comprising of outdated, drugs disposal in
contaminated and discarded medicines) secured landfills drugs
disposal in secured
Solid Waste Incineration @
Category
(Items contaminated with blood, and body autoclaving / micro-
No 6
fluids including cotton dressings, soiled waving
plaster casts, lines, beddings, other
material
contaminated with blood)
Solid Waste disinfection by
Category
(Wastes generated from disposable items chemical
No. 7
other than the waste sharps such as treatment @ @
tubing‟s, catheters, intravenous sets etc). autoclaving/micro-
waving and mutilation/ shredding#
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Incineration Ash disposal in municipal
Category
(ash from incineration of any bio-medical landfill
No. 9
waste)
Chemical Waste chemical treatment
Category
(Chemicals used in production of biological, @@ and discharge
No. 10
chemicals used in disinfection, as into drains for liquids
insecticides, etc.) and secured landfill for
solids
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acknowledgement to QI Division, NHSRC
c. Disposal of Anatomical Waste
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acknowledgement to QI Division, NHSRC
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acknowledgement to QI Division, NHSRC
d. Handling and Disposal of Laboratory Waste
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acknowledgement to QI Division, NHSRC
f. Disposal of Contaminated Plastics
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acknowledgement to QI Division, NHSRC
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acknowledgement to QI Division, NHSRC
g. Disposal of Liquid Waste
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acknowledgement to QI Division, NHSRC
h. Disposal of Disinfectants
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acknowledgement to QI Division, NHSRC
I Disposal of Merqury
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acknowledgement to QI Division, NHSRC
j. Specifications for Deep Burial Pit
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acknowledgement to QI Division, NHSRC
Conclusion
Standard Operating Procedures (SOPs) is the integral part of implementing quality management system.
Sops are the tools of process management. In heart of any QMS process there are four steps which are
directly linked with the evolution of SOPs.
3. Showing visible evidence that you are doing what you have wrote done through process pf periodic
assessment (check)
4. Take Corrective Actinon to rectify gaps and take preventive action to so it could not happen again.
(Act ).
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acknowledgement to QI Division, NHSRC
Some tips for successful implementation of SOPs
Though SOPs are critical for success of quality intervention, care should be taken that its should be
means and not the ends of the implanting quality management system. Many times it has been seen
that documentation becomes the central activity of the quality improvement program leaving the
ground level quality improvement activities on backstage. SOPs are tools for quality management not
quality itself. Well written SOPs with poor acceptability amongst the process owner, are like idle high
end equipments which can not be use your facility if your staff do not know how to use it. So it is critical
that these SOPs are user friendly and supported by a robust and sustainable implementation plan. .
Following are some suggestion to enhance the
1. Evolve People – SOP is a operational tool. The process owner knows better what and how can be
implemented. So it is critical to involve the departmental in charges and process owners while writing
the SOPs . A base draft can be circulated to process owners so they can review it at point of use and give
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their feed back on it. Single handily written sops with no inputs from the front line worker may lead to
poor implementation.
2. Ensure Availability – The basic principle is that each worker should know what he/ore she has to do.
So SOPs and work instruction should be available with them It is also necessary that give only the
relevant SOPs/Part of SOPs. A bully document with lot of irrelevant processes that worker do not deal
with, lead to poor acceptability of document If it is not possible to provide copy of SOPs to every staff
than it should be kept at place from it is easily accessible.
3. Keep it Simple - . Information overload is also bad. People should know precisely what they have to
do. Never club the processes, write one process in one column. Write process in present tense as in
there ‘are’ performed and not in future tense as they ‘will’ be preformed.
4. User Friendly - Wherever possible use illustrations & flow chart for illustrations. Some SOPs may be
used by the staff those are not knowing English, so after customization of these SOPs translate the
relevant SOPs into local language.
5. Visual Management – SOPs and work instructions lying cupboards are of no use. Display relevant
procedures and work instructions at point of use. Again caution, do not over do. Only the relevant one.
Work instructions should as possible pictorial.
6. Use SOPs enablers- Use SOPs as tool for training. Only class room training will not do. Provide hands
on training on SOPs reinforced by continuos monitoring.
7. Keep SOPs up to Date – SOPs are dynamic documents. If a new process is added at you facility, add it
to relevant SOP also. Accordingly their may be suggestions for improving a existing process , start it with
amending the process in your SOP. Similarly any new advancement or technical requirements should be
incorporated in the SOP.
8. Use SOPs as assessment tools- During the periodic assessment process use SOPs as criteria for
assessment. Try to see people are working according to the procedures in the SOPs or not.
9. Clear cut Responsibility – Responsibility for doing a particular job should be clearly written against
the process. For critical processes try to do define the alternate responsible person, if the appointed
person is not available, in case.
10. Create a buy in – Some time introducing SOPs create apprehension, that it will increase their work
and will lead to stricter monitoring. It is necessary that staff should know its importance and benefits
they will get by using the SOPs. So addressing ‘What’s in it for me’ is critical to success for
implementation of SOPs.
Draft SOPs – under print: This publication may be reproduced in part or in whole with due
acknowledgement to QI Division, NHSRC
11. Recognize and Reward Champions – Creating an internal environment for quality is must for long
term sustenance. Recognize and rewards the departments and staff those are adhering to SOPs.
Motivate others to follow the champions.
Draft SOPs – under print: This publication may be reproduced in part or in whole with due
acknowledgement to QI Division, NHSRC
Annexure
Abbreviations
AEFI Adverse Event following immunization
AERB Atomic Energy Regulation Board
AFP Acute flaccid Paralysis
AMC Annual Maintenance Contract
Draft SOPs – under print: This publication may be reproduced in part or in whole with due
acknowledgement to QI Division, NHSRC
ANC Ante natal Checkup
ANM Auxiliary nurse Mid wife
ASHA Accredited Social Health Activist
BCG Bacillus Calmette Guerin
BHT Bed Head Ticket
BMW Bio medical waste
BP Blood Pressure
BPL Below Poverty Line
CAPA Corrective action and Preventive Action
CMC Continuous Maintenance Contract
CMSO Central Medical supply office
CQA Continuous Quality approval
CSSD Central Sterile Supply Department
CT Scan Computed Tomography Scan
DA Dearly Allowance
DAO District Account officer
DHS District health Society
DNO District Nodal officer
DOA Date of Admission
DPM District program Manager
ECG Electro cardio gram
ED Emergency Department
EDD Expected Date of delivery
EDL Essential Drug list
EMO Emergency Medical office
EmOC Emergency Obstetric Care
EOQ Economic order Quantity
ETAT Emergency triage assessment treatment
FHR Fetal Heart rate
FNO facility Nodal officer
HAI Hospital Acquired Infection
HB Hepatitis B
HBsAg Hepatitis B surface Antigen
HCW Healthcare worker
HIV Human Immune Deficiency Virus
HM Hospital Manager
HR Human Resource
I/C Incharge
ICC Infection control committee
Draft SOPs – under print: This publication may be reproduced in part or in whole with due
acknowledgement to QI Division, NHSRC
ICN Infection control nurse
ICT Infection control team
ICU Intensive care unit
IMEP Infection management and Environment Plan
Draft SOPs – under print: This publication may be reproduced in part or in whole with due
acknowledgement to QI Division, NHSRC
PRO Public Relations Officer
PWD Public Work Department
RKS Rogi Kalyan Samiti
RPR Rapid Plasma Reagsin
SN Staff nurse
SNCU Sick new care unit
SOP Standard operating Procedure
TDS Tax Deduction Source
TLD Thermo luminiscent Dosimeter
TOR Term of reference
TPR Temperature, pulse and respiration
TSS Toxic shock syndrome
TSSU Theater Sterile supply Unit
TT Tetanus Toxid
USG Ultra sonography
VDRL Venereal Disease research Laboratory
VL Vehicle Log
VLB Vehicle Log Book
WI Work Instructions
Draft SOPs – under print: This publication may be reproduced in part or in whole with due
acknowledgement to QI Division, NHSRC