Escolar Documentos
Profissional Documentos
Cultura Documentos
Hobsbawm
TH E A G E O F CA PITA L
1848-1875
fABAOJSj
First published in Great Britain by
Weidenfeld and Nicolson Ltd 1975
First published by Abacus 1977
Reprinted 1980,1984, 1985, 1988,1989,
1991,1992,1995 (twice)
Abacus
A Division of
Little, Brown and Company (UK)
Brettenham House
Lancaster Place
London WC2E 7EN
Contents
Illustrations 7
Preface 9
Introduction 13
part t w o : developments
2 The G reat Boom 43
3 The W orld Unified 64
4 Conflicts and W ar 88
5 Building N ations 103
6 The Forces o f D em ocracy . 122
7 Losers 143
8 W inners 164
9 Changing Society 187
You know that we belong to a century when men are only valued fo r
what is in them. Every day some master, insufficiently energetic or
serious, is forced to descend from the ranks in society which seemed to
be permanently his, and some intelligent and plucky clerk takes his
place.
Mme Motte-Bossut to her son, 18561
Behold his little ones around him, they bask in the warmth o f his smile.
And infant innocence and joy lighten their happy faces.
He is holy and they honour him, he is loving, and they love him,
He is consistent and they esteem him, he is firm and they fear him
His friends are the excellent among men
He goeth to the well-ordered home.
Martin Tupper, 18762
19 Pioneers: settlers'cabin
11 D eriT t G ate Bridge during the construction o f the U nion Pacific Railroad
23 Henry MfirtOn Stanley arrives in an African village i from his ow n sk etch )
*5 Paris C om m u n e 1 8 7 1 ; attack on the barricade at the com er o f rue dc la H u ch eite
Jn the Latm Quarter
28 The w orld o f capital - the m achine: &
ten -feeder printing m achine
T e l e g r a p h 's
* The doctors of Prussia were asked to give the numbers o f all venereal patients
treated in April 1900. There is no reason to believe that the relative figures would
have been very different thirty years earlier,4
exposes o f haunts o f vice in m id-Victorian L ondon: probably
stronger.5 It is entirely illegitimate to read post-Freudian standards
into a pre-Freudian world or to assume th a t sexual behaviour then
m ust have been like ours. By m odern standards those lay m onasteries,
the Oxford and Cam bridge colleges, look like case books o f sexual
pathology. W hat would we think today o f a Lewis C arroll whose
passion was to photograph little girls naked ? By V ictorian standards
their w orst vices were alm ost certainly gluttony rather than lust, and
the sentimental taste o f so many dons for young men - alm ost cer
tainly (the very term is revealing) ‘platonic’ - am ong the n atu ral
crotchets o f inveterate bachelors. It is our age which has turned the
phrase ‘to make love’ (in the English language) into a simple synonym
for sexual intercourse. The bourgeois world was haunted by sex, b u t
n o t necessarily sexual prom iscuity: the characteristic nemesis o f the
bourgeois folk-myth, as the novelist T hom as M ann saw so clearly,
followed a single fall from grace, like the tertiary syphilis o f the
com poser A drian Leverkuehn in D r Faustus. The very extremism o f
its fears reflects a prevailing naivety, or innocence.*
This very innocence, however, allows us to see the powerful sexual
elem ent in the bourgeois world very clearly in its costume, an extra
ordinary com bination o f tem ptation and prohibition. The mid-Vic
torian bourgeois was swathed in garm ents, leaving little publicly
visible except the face, even in the tropics. In extreme cases (as in the
U nited States) even objects reminiscent o f the body (the legs o f
tables) might be hidden away. A t the same time, and never m ore so
than in the 1860s and 1870s, every secondary sexual characteristic
was grotesquely overem phasised: men’s h a ir and beards, w om en’s
hair, breasts, hips and buttocks, swelled to enorm ous size by m eans
o f false chignons, culs-de-Paris, etc.f T he shock effect o f M an et’s
fam ous Dejeuner sur VHerbe (1863) derives precisely from the con
trast between the u tter respectability o f the dress o f the m en and the
II
However, this pretty, ignorant and idiotic slave was also required
to exercise m astery; not so much over the children, whose lord was
once again the pater fam ilias* as over the servants, whose presence
distinguished the bourgeois from his social inferiors. A ‘lady’ was
definable as someone who did no work, hence who ordered som eone
else to do it,15 her superiority being established by this relationship.
Sociologically the difference between w orking and middle classes was
th a t between servant-keepers and potential servants, and was so used
in Seebohm R ow ntree’s pioneer social survey o f Y ork at the end of
the century. The servants themselves were increasingly and over
whelmingly women - between 1841 and 1881 the percentage o f men
in domestic offices and personal services in Britain fell from ab o u t 20
to about 12 - so th at the ideal bourgeois household consisted o f a
male lord dom inating a num ber o f hierarchically graded females, all
the more so as male children tended to leave the home as they grew
up, or even - am ong the British upper classes - as soon as they
reached the age o f boarding school.
* ‘The children again did all they could to make their dear adored father happy;
they drew, worked, recited, wrote compositions, played the piano.* This to cele
brate the birthday of Albert, Prince Consort of Queen Victoria.14
B ut the servant, though receiving wages, and therefore a domestic
analogue to the w orker whose em ploym ent defined the male bour
geois in the economy, was essentially quite different, since her (or
m ore rarely his) main link with the em ployer was not the cash nexus,
b u t personal, and indeed for practical purposes total, dependence.
Everything about her life was strictly prescribed, and, because she
lived in some meagrely furnished attic o f the household, controllable.
F rom the apron o r uniform she wore to the testim onial o f good
behaviour o r ‘character’, w ithout which she becam e unem ployable,
everything about her symbolised a relation o f power and subjection.
This did not exclude close if unequal personal relations anym ore than
it did in slave societies. Indeed it probably encouraged them , though
it m ust never be forgotten that for every nursem aid o r gardener who
lived out their lives in the service o f one family there were a hundred
country girls who passed briefly through the household to pregnancy,
m arriage or another jo b , being treated merely as yet another instance
o f th a t ‘servant problem ’ which filled the conversations o f their
mistresses. The crucial point is th a t the structure o f the bourgeois
family flatly contradicted th a t o f bourgeois society. W ithin it free
dom , opportunity, the cash nexus and the pursuit o f individual profit
did not rule.
It could be argued th a t this was so because the individualist Hobbe-
sian anarchism which form ed the theoretical model o f the bourgeois
econom y provided no basis for any form o f social organisation, in
cluding th a t o f the family. And indeed, in one respect, it was a de
liberate contrast to the outside world, an oasis o f peace in a world o f
battle, le repos du guerrier.
‘You know [wrote a French industrialist’s wife to her sons in 1856] that we live
in a century when men have value only by their own efforts. Every day the
brave and clever assistant takes over from the master, whose slackness and
lack of seriousness demotes him from the rank which seemed to be permanently
his.’
in
W hat, in other words, do we m ean by the ‘bourgeoisie’ as a class in
this period? Its economic, political and social definitions differed
som ewhat, but were still sufficiently close to each other to cause
relatively little difficulty.
Thus, economically, the quintessential bourgeois was a ‘capitalist’
(i.e. either the possessor o f capital, or the receiver o f an incom e de
rived from such a source, o r a profit-m aking entrepreneur, o r all o f
these things). A nd, in fact, the characteristic ‘bourgeois’ or m em ber
of the middle class in our period included few people who did no t fit
into one or other o f these pigeon-holes. The top 150 families o f
Bordeaux in 1848 included ninety businessmen (m erchants, bankers,
shopowners, etc., though in this town as yet few industrialists), forty-
five owners o f property and rentiers and fifteen members o f the
liberal professions, which were, o f course, in those days, varieties o f
private enterprise. There was am ong them a total absence o f the
higher and (at least nom inally) salaried business executive who
form ed the largest single group in the to p 450 Bordeaux families in
I960.22 W e m ight add that, though proprety from land or, m ore
com m only, from urban real-estate, rem ained an im portant source o f
bourgeois income, especially am ong the middle and lower bourgeoisie
in areas o f lagging industrialisation, it was already diminishing some
w hat in im portance. Even in non-industrial Bordeaux (1873) it
form ed only 40 per cent o f the wealth left at death in 1873 (23 per
cent o f the biggest fortunes), while in industrial Lille at the same time
it form ed only 31 per cent.23
The personnel of bourgeois politics was naturally som ew hat differ
ent, if only because politics is a specialised and time-consuming
activity which does not attract all equally, or for which not all are
equally fitted. Nevertheless during this period the extent to which
bourgeois politics was actually conducted by practising (or retired)
bourgeois was quite striking. T hus in the second half o f the nine
teenth century between 25 and 40 per cent o f the members o f the
Swiss Federal Council consisted o f entrepreneurs and rentiers (20-30
per cent o f the Council members being the ‘federal barons’ who ran
the banks, railways and industries), a rather larger percentage than in
the tw entieth century. A nother 15-25 per cent consisted o f practising
m em bers o f the liberal professions, i.e. lawyers - though 50 per cent
o f all members had law degrees, this being the standard educational
qualification fo r public life and adm inistration in m ost countries.
A nother 20-30 per cent consisted o f professional ‘public figures’
(prefects, rural judges, and other so-called M agistrates).24 The
Liberal group in the Belgian C ham ber at m id-century had an 83 per
cent bourgeois mem bership: 16 p er cent o f its m embers were business
men, 16 per cent proprietaires, 15 per cent rentiers, 18 per cent
professional adm inistrators and 42 per cent liberal professions, i.e.
lawyers and a few medical men.25 This was equally, and perhaps more,
m arked in local politics in the cities, dom inated as these naturally
were by the bourgeois (i.e. norm ally Liberal) notables o f the place. If
the upper echelons o f power were largely occupied by older groups,
traditionally established there, from 1830 (in France), from 1848 (in
G erm any) the bourgeoisie ‘assaulted and conquered the lower levels
o f political pow er’, such as m unicipal councils, m ayoralties, district
councils, etc., and kept them under control until the rise of mass
politics in the last decades o f the century. F rom 1830 Lille was run by
m ayors who were prom inent businessm en.26 In Britain the big cities
were notoriously in the hands o f the oligarchy o f local businessmen.
Socially the definitions were not so clear, though the ‘m iddle class’
obviously included all the above groups, provided they were wealthy
and established enough: businessmen, property-ow ners, liberal p ro
fessions and the upper echelons o f adm inistration, which were, o f
course, numerically quite a small group outside the capital cities. The
difficulty lay both in defining the ‘upper’ and ‘lower’ limits o f the
stratum within the hierarchy o f social status, and in allowing for the
m arked heterogeneity o f its m em bership within those lim its: there
was always, at least, an accepted internal stratification into grande
moyenne and petite bourgeoisie, the latter shading off into strata
which would be de facto outside the class.
A t the top end the bourgeoisie was m ore or less distinct from the
aristocracy (high or low), depending partly on the legal and social
exclusiveness o f that group o r on its own class-consciousness. N o
bourgeois could becom e a real aristocrat in, say, Russia or Prussia,
and even where patents o f low nobility were freely distributed, as in
the H absburg Em pire, no C ount C hotek or Auersperg, however
ready to join the board o f directors o f a business enterprise, would
consider a Baron von W ertheim stein as anything except a middle-
class banker and a Jew. Britain was alm ost alone in systematically,
though at this period still modestly, absorbing businessmen into the
aristocracy - bankers and financiers rather than industrialists.
On the other hand, until 1870, and even thereafter, there were still
G erm an industrialists who refused to allow their nephews to become
reserve-officers, as being unsuitable for young men of their class, or
whose sons insisted on doing their military service in the infantry or
engineers rather than the socially m ore exclusive cavalry. But it m ust
be added th at as the profits rolled in - and they were very substantial
in our period - the tem ptation o f decorations, titles, interm arriage
with the nobility and in general an aristocratic life style was no t often
resisted by the rich. English non-conform ist m anufacturers would
transfer to the C hurch o f England, and in the north o f France the
‘barely concealed V oltaireanism ’ o f before 1850 turned into increas
ingly fervent Catholicism after 1870,27
A t the bottom the dividing-line was much m ore clearly economic,
though businessmen - at least in Britain - m ight draw a sharp qualita-
tive line between themselves and those social outcasts who actually
sold goods directly to the public, such as shopkeepers; at least until
retail trade had shown th at it could also m ake millions for its prac
titioners. The independent artisan and small shopkeeper clearly be
longed to a lower m iddle class or M itteIsland which had little in
com m on with the bourgeoisie except aspiration to its social status.
The rich peasant was not a bourgeois, and neither was the white-
collar employee. Nevertheless, there was in the m id-nineteenth
century a sufficiently large reservoir o f the older type o f economically
independent petty com m odity producer o r seller, and even o f the
skilled w orker and forem an (who still often took the place o f the
m odern technological cadre), for the dividing-line to be hazy: some
would prosper and, at least in their localities, become accepted
bourgeois.
F o r the m ain characteristic o f the bourgeoisie as a class was th a t it
was a body o f persons o f power and influence, independent o f the
pow er and influence o f traditional birth and status. To belong to it a
m an had to be ‘som eone’; a person who counted as an individual,
because o f his wealth, his capacity to com m and other men, o r other
wise to influence them . Hence the classical form o f bourgeois politics
was, as we have seen, entirely different from the mass politics o f those
below them, including the petty-bourgeoisie. The classical recourse
o f the bourgeois in trouble or with cause for com plaint was to exer
cise or ask for personal influence: to have a w ord with the m ayor, the
deputy, the minister, the old school or college com rade, the kinsm an
o r business contact. Bourgeois Europe was or grew full o f m ore or
less inform al systems for protection or m utual advancem ent, old-boy
netw orks, or mafias (‘friends o f friends’), am ong which those arising
from com mon attendance at the same educational institutions were
naturally very im portant, especially the institutions o f higher learn
ing, which produced national rather than merely local linkages.* One
am ong these types o f network, freem asonry, served an even m ore
im portant purpose in certain countries, notably Rom an Catholic
L atin ones, for it could actually serve as the ideological cem ent for
the liberal bourgeoisie in its political dim ension, or indeed, as in
* In Britain, however, the so-called ‘public schools’, which developed rapidly
in this period, brought the sons o f the bourgeoisie from different parts of the
country together at an even earlier age. In France some of the great iycees in
Paris may have served a similar purpose, at all events for intellectuals.
Italy, as virtually the only perm anent and national organisation o f
the class.28 The individual bourgeois who felt called upon to com m ent
on public m atters knew that a letter to The Times or the Neue Freie
Fresse would not merely reach a large p art o f his class and the
decision makers, but, w hat was m ore im portant, th a t it would be
printed on the strength o f his standing as an individual. The bo u r
geoisie as a class did not organise mass movements but pressure
groups. Its model in politics was no t C hartism but the A nti-C orn-
Law League.
O f course the degree to which the bourgeois was a ‘notable’ varied
enorm ously, from the grande bourgeoisie whose range o f action was
national or even international, to the m ore m odest figures who were
persons o f im portance in Aussig (Usti nad Labem) or G roningen.
K ru p p expected and received m ore consideration than T heodor
Boeninger o f D uisburg, whom the regional adm inistration merely
recom m ended for the title o f Com m ercial Counsellor (Kommerzienrat)
because he was wealthy, a capable industrialist, active in public and
church life and had supported the governm ent in elections and on
b o th municipal and district councils. Yet b o th in their various ways
were people ‘who counted’. I f arm our-plates o f internal snobbishness
divided millionaires from the rich, and these in turn from the merely
com fortable, which was natural enough in a class whose very essence
was to climb higher by individual effort, it did not destroy th at sense
o f group consciousness which turned the ‘m iddle rank’ o f society
into the ‘middle class’ or ‘bourgeoisie’.
It rested on com m on assum ptions, com m on beliefs, com m on form s
o f action. The bourgeoisie o f the third quarter o f the nineteenth
century was overwhelmingly ‘liberal’, not necessarily in a party sense
(though as we have seen Liberal parties were prevalent), as in an
ideological sense. They believed in capitalism , in competitive private
enterprise, technology, science and reason. They believed in progress,
in a certain am ount o f representative governm ent, a certain am ount
o f civil rights and liberties, so long as these were com patible with the
rule o f law and with the kind o f order which kept the poor in their
place. They believed in culture in addition to; and sometimes as an
alternative to religion, in extreme cases substituting the ritual atten
dance at opera, theatre o r concert for th a t a t church. They believed
in the career open to enterprise and talent, and th at their ow n lives
proved its merits. As we have seen, by this tim e the traditional and
often puritan belief in the virtues o f abstem iousness and m oderation
was finding it hard to resist the reality o f achievement, but they were
still regretted. I f ever G erm an society was to collapse, argued a
writer in 1855, it would be because the middle classes had begun to
pursue appearance and luxury ‘w ithout seeking to counterbalance it
w ith the simple and hard-w orking (com petent) sense o f the bourgeois
[Buergersinn], with respect for the spiritual forces o f life, with the
effort to identify science, ideas and talent with the progressive
developm ent o f the T hird Estate’.29 Perhaps th at pervasive sense o f a
struggle for existence, a natural selection in which, after all, victory
o r even survival proved both fitness and the essentially m oral quali
ties which could alone achieve fitness, reflects an adaptation o f the
old bourgeois ethic to the new situation. D arwinism , social or other
wise, was no t merely science b u t ideology, even before it was form u
lated as such. To be a bourgeois was no t merely to be superior, but
also to have dem onstrated m oral qualities equivalent to the old
puritan ones.
B ut m ore than anything else, it m eant superiority. The bourgeois
was not merely independent, a m an to w hom no one (save the state
o r G od) gave orders, but one who gave orders himself. H e was not
merely an employer, entrepreneur or capitalist but socially a ‘m aster’,
a ‘lord’ (Fabrikherr), a 'patron' or 'chef'. T he m onopoly o f com m and
- in his house, in his business, in his factory - was crucial to his self
definition, and its form al assertion, w hether nom inal or real, is an
essential element in all industrial disputes o f the perio d : ‘But I am
also the D irector o f the Mines, th a t is to say the head [chef] o f a large
population o f workers . . . I represent the principle o f authority and
am bound to m ake it respected in my p erso n : such has always been
the conscious object o f my relations with the w orking class.’30 Only
the m em ber o f the liberal professions, or the artist and intellectual
who was not essentially an em ployer o r som eone with subordinates,
was not prim arily a ‘m aster’. Even here the ‘principle o f authority’
was far from absent, whether from the com portm ent of the traditional
continental university professor, the autocratic medical m an, the
orchestral conductor o r the capricious painter. If K rupp com m anded
his armies o f workers, Richard W agner expected total subservience
from his audience.
D om inance implies inferiority. But the m id-nineteenth-century
bourgeoisie was divided on the nature o f th at inferiority o f the lower
classes about which there was no substantial disagreement, though
attem pts had to be m ade to distinguish, within the subaltern mass,
between those who m ight be expected to rise into, at least, the respect
able lower middle class and those who were beyond redem ption.
Since success was due to personal merit, failure was clearly due to
personal lack o f m erit. The traditional bourgeois ethic, p uritan or
secular, had ascribed this to m oral or spiritual feebleness rath er than
to lack o f intellect, for it was evident th a t not m uch in the way o f
brains was needed fo r success in business, and conversely th at mere
brains did not guarantee wealth and still less ‘sound’ views. This did
not necessarily imply anti-intellectualism, though in Britain and the
U nited States it was pervasive, because the trium phs o f business
were pre-eminently those o f poorly educated men using em piricism
and com m on sense. Even R uskin reflected the com m on view when he
argued th at ‘busy metaphysicians are always entangling good and
active people, and weaving cobwebs am ong the finest wheels o f the
w orld’s business’. Samuel Smiles p u t the m atter m ore simply:
‘that [life] should be passed in a pleasant undulating world with iron and coal
everywhere beneath it. On each pleasant bank o f this world is to be a beautiful
mansion . . . a moderately sized park; a large garden and hothouses; and
pleasant carriage drives through the shrubberies. In this mansion are to live. . .
the English gentleman with his gracious wife and his beautiful fam ily \ he always
able to have the boudoir and the jewels for the wife, and the beautiful ball
dresses for the daughters, and hunters for the sons, and a shooting in the
Highlands for himself.’32
IV