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[All-Hazards]
R ESPONSE P LAN
[ 2014 ]
MARINE SALVAGE [All-Hazards] RESPONSE PLAN
U.S. DEPARTMENT OF
HOMELAND SECURITY
Commander
Sector San Francisco
1 Yerba Buena Island
San Francisco, CA 94130
MARINE SALVAGE [All-Hazards] RESPONSE PLAN
Table of Contents
Quick Glance Reference Guide
Section Content Page
14000 (U) MSFF: Oil Spills and Hazardous Material Spills/Releases 114
Table of Contents
Section Content Page
2300 (U) AOR – San Francisco Bay and Inland Delta Waterways 17
Table of Contents
Section Content Page
Table of Contents
Section Content Page
9600 (U) ICS Communications Flow Chart during a Stafford Act Declaration 75
Table of Contents
Section Content Page
13001 (U) MSFF Regulations for Tank and Non-tank Vessels 102
13003 (U) State of California’s Roles and Responsibilities pursuant to MSFF 110
13004 (U) Local Fire Agency’s Roles and Responsibilities pursuant to MSFF 111
13005 (U) USCG and Fire Agencies – Working Relationship during MFF operations 111
14000 (U) MSFF: Oil Spills and Hazardous Material Spills/Releases 114
Table of Contents
Section Content Page
14000 (U) MSFF: Oil Spills and Hazardous Material Spills/Releases 114
14006 (U) County and City Agencies Roles and Responsibilities 131
15001 (U) US Coast Guard – Commandant Instruction for Commercial Diving 134
15002 (U) Web-sites pursuant to Commercial Diving Regulations and Standards 134
16002 (U) Overview of San Francisco Bay and Inland Waterways 139
16004 (U) Emergency Notification Protocols for MSFF Marine Casualties 144
Table of Contents
Section Content Page
16015 (U) Marine Firefighting Response and Operational and Considerations 166
17003 (U) Marine Construction and Marine Salvage Support (Private Industry) 172
17006 (U) Marine Firefighting (Private Industry) [USCG – Approved Providers] 186
Section 1000
Table of Contents
Section Content Page
(U) This plan provides guidance to the Captain of the Port (COTP) on the preparation
and maintenance of the MSRP. The objective of the MSRP is to ensure that
navigable waterways are cleared of wrecks, obstructions and similar impediments to
maritime transportation in order to support the reestablishment of basic U.S. Marine
Transportation System (MTS) functionality and flow of maritime commerce after a
TSI. The SRP content is designed to be compatible with all forms of transportation
disruptions, consistent with the guidance contained within AMSPs to deter and
mitigate the effects of a TSI. The SRP should be used to guide planning in those
cases in which optimization of salvage resources across multiple salvage needs is
appropriate.
b. (U) The MSRP helps coordinate the application of salvage response where necessary
during the short-term recovery phase after a TSI or other transportation disruption to
ensure that waterways are cleared sufficiently to restore the flow of commerce
through the MTS quickly in accordance with the objectives contained in the National
Response Framework (NRF), DHS Strategy to Enhance Supply Chain Security, and
AMSPs. The MSRP is also used to coordinate TSI-related salvage response with
salvage activities conducted in support of Area Contingency Plans. The MSRP
assists with the implementation of an orderly transition to the long-term recovery
phase of salvage response as part of the process of restoring full functionality to
navigable waterways.
c. (U) The MSRP anticipates the establishment of a Unified Command (UC) under the
National Incident Management System (NIMS) protocols and the use of a common
salvage response coordination framework for all forms of transportation disruptions.
2. (U) Salvage is a required element within Area Contingency Plans (ACP). Salvage
conducted under the auspices of the Oil Pollution Act of 1990 (OPA 90),
addresses the threat of pollution and does not necessarily result in removal of the
obstruction once the pollution threat has been resolved. Although specific
salvage-related activities vary between ACPs, a generic Federal-On-Scene-
Coordinator’s (FOSC) job aid can be found at
http://www.uscg.mil/hq/nsfweb/docs/FOSCGuidev07.pdf.
4. (U) The NRF uses a construct of Emergency Support Functions (ESFs) to provide
pathways for coordinating Federal Emergency Management Agency (FEMA)
Mission Assignments (MAs) for nationally-declared disasters that fall under the
provisions of the Stafford Act (such as debris removal following a hurricane
making landfall). FEMA MAs involving salvage support are coordinated through
ESF 1, ESF 3, and ESF 10.
(a) (U) The scope of authority and funding found in the Stafford Act does not
(b) (U) The events associated with Hurricanes Katrina and Rita in 2005
demonstrated that preparations and coordination of salvage response activities
were not fully developed for large-scale incidents. Subsequently, pre-scripted
FEMA MAs related to salvage were developed and included in ESF 1, ESF 3,
and ESF 10.
5. (U) Unusual incidents have resulted in the use of alternative authorities and
funding to support salvage operations, including the use of highway funds, special
authorizations and appropriations by Congress (e.g., special appropriation for
salvage and other recovery activities following the Interstate 35 Highway Bridge
collapse over the Mississippi River). In unusual situations, COTPs/FMSCs
should seek program and legal guidance from Coast Guard Headquarters via the
chain of command.
6. (U) The National Disaster Recovery Framework (NDRF) provides guidance for
long term recovery support to states, tribes, territories, and local jurisdictions
adversely impacted by disasters. It provides a flexible structure that enables
disaster recovery managers to operate in a unified and collaborative manner. It
also focuses on how to restore, redevelop and revitalize the health, social,
economic, natural and environmental fabric of the community, and building a
more resilient nation through the use of Recovery Support Functions (RSFs).
The SAFE Port Act of 2006 requires that each AMSP include a MSRP.
1. (U) The SRP identifies marine salvage equipment and resources that are normally
located within the COTP/FMSC Zone and which are capable of being used to
restore basic operational trade capacity of the MTS. The plan also addresses
national salvage capabilities.
1. (U) The SRP includes the COTP/FMSC, AMSC and AMS process, beginning
with preparedness planning up to the point at which incident-specific planning
and operations are initiated to address physical impediments to navigation in the
waterway.
2. (U) Upon establishment of a UC/IC, the SRP becomes a supporting plan for
salvage response and recovery managed by the UC/IC’s Planning Section,
supported by the MTSRU as appropriate, and by a salvage response/marine
services management team, if established. It will be used to provide coordination
links to marine salvage resources.
3. (U) All salvage response and marine services operations will be conducted by
individual organizations consistent with their jurisdiction, authorities, funding
sources, and capabilities, and through the UC/IC when implemented.
4. (U) Salvage and marine services issues beyond the scope of the SRP will be
referred to the UC/IC for consideration, as appropriate.
b. (U) MARSEC levels and associated security measures are increased as necessary to
counter continuing or secondary threats.
c. (U) Localized inter-modal, labor, supply chain, and economic effects will build
relative to the severity of the transportation disruption.
d. (U) Secondary inter-modal, supply chain and economic effects will vary, but will
progressively increase toward levels of regional or national significance, depending
on the overall circumstances of the incident.
e. (U) Other areas that could have a potentially impact within Sector San Francisco’s
(U) The following pre-incident preparations and actions will be implemented to support
salvage response planning and activities during incident management.
1. (U) Identify coordinating procedures for obtaining salvage subject matter expertise
and information. Coordinate salvage Subject Matter Expert (SME), information, and
staffing support needs with existing bodies including Area Committees, Harbor
Safety Committees, Port Readiness Committees (PRC), and AMSCs.
4. (U) Identify communications systems and capabilities that are available to coordinate
salvage response planning operations, to include the Coast Guard’s HOMEPORT
portal, video/teleconference capabilities, advisory group meetings, and other methods
as appropriate.
5. (U) Identify procedural framework for prioritizing salvage, wreck and debris removal
in consultation with existing advisory bodies including Area Committees, AMSCs,
PRCs, and Harbor Safety Committees.
b. (U) Sector San Francisco has established location of Salvage Response planning
functions for incident management. The Salvage Response planning functions shall
be assigned to Sector San Francisco’s “Maritime Transportation System Recovery
Unit”
c. (U) Sector San Francisco has develop and populate salvage-specific Essential
Elements of Information (EEIs) in order to provide baseline salvage response
information needed to initiate salvage planning during incident management. EEIs
will, at a minimum, include the salvage capability information required by reference
(b). EEIs should identify potential choke points (e.g. bridges, pipeline crossings) and
owners and operators with points of contact and call-up numbers.
d. (U) Sector San Francisco has identified coordination and communications systems
and capabilities that are available for salvage response planning.
e. (U) Coordination, and operations, including use of the Coast Guard’s HOMEPORT
portal, conference calls, advisory group meetings, and other methods as appropriate.
f. (U) Sector San Francisco has identified procedural framework for prioritizing
salvage, wreck and debris removal in consultation with existing advisory bodies
including Area Committees, AMSCs, and Harbor Safety Committees.
a. (U) Pursuant to References (b) and (c), this plan identifies and relies on existing
authorities, procedures, policies, funding mechanisms, and sources of technical
expertise and salvage resources for incident management activities and operations
needed to coordinate resumption of maritime commerce following a TSI or threat of a
TSI during the short-term recovery phase of incident management. The MSRP also
serves as an appendixes to both the Area Maritime Security Plan and Area
Contingency Plan.
b. (U) This plan aligns with and supports Reference (e) and Emergency Support
Function (ESF) 1 (Transportation), ESF 3 (Public Works and Engineering), and ESF
10 (Oil and Hazardous Substances) with regard to salvage response activities.
d. (U) This plan anticipates the establishment of a Unified Command (UC) under the
National Incident Management System (NIMS) protocols, and the use of a common
salvage response coordination framework for all forms of transportation disruptions.
This plan may be adapted and used for other transportation disruptions, consistent
with the overarching responsibilities of the AMSP, to deter and mitigate the effects of
a TSI.
e. (U) This plan incorporates guidance concerning coordination between the AMSC and
other advisory bodies (e.g., Area Committee for response to oil spills and hazardous
materials releases affecting the marine environment) regarding salvage preparedness,
response priorities, and other post-incident aspects of response to inform development
of the UC’s Incident Action Plan (IAP).
• What: Identify whether the object of the salvage is a vessel, debris, structure, or
other. Identify the type of vessel/structure, whether there is dangerous cargo
involved (e.g., CDCs, CBRNE, etc.), and the severity of the consequences of a
discharge, explosion, etc.
• When: Several factors influence the timing and phasing of the salvage response,
including; whether a Stafford Act declaration is in effect for the incident (affects
funding), whether investigative bodies (e.g., NTSB, FBI/JTTF, state/ local
agencies) require access to the scene (which would drive requirements for
identifying, collecting, and preserving evidence, etc.).
• Why: An understanding of the reason(s) that the event occurred (e.g., terrorist
attack or other), which can influence the timing and methods of salvage response,
highlight the risk to salvors/responders (e.g., whether other explosive devices or
chemical could present a hazard to salvage personnel), the need to collaborate
with other agencies and organizations in the response (e.g., to collect and preserve
evidence), etc.
2. Framework
(U) The narrative immediately below explains the diagram depicting salvage planning
and response decision-making on the following page.
a. (U) Any salvage response will be characterized by the type of incident that
requires it. The framework assumes that ICS will be implemented for incident
management as indicated in the diagram, and that salvage response needed to
ensure that waterways can support maritime commerce is a post-incident activity
after initial responses to the incident (e.g., SAR) have been completed. Salvage
response operations for planning purposes are considered an element of the short-
term recovery phase (3-90 days post-incident).
1. Step 1
Perform an assessment to determine what occurred and what is needed (if
anything) in terms of a salvage response.
2. Step 2
Primary responsibility for salvage response belongs to the Responsible Party
(RP), and their insurance underwriters (if any). Determine if there is a RP or
not, and whether or not the RP is capable of performing the necessary salvage
response within an acceptable period, as determined by applicable rules and
regulations. If so, then determine oversight responsibility within the IC/UC
established in response to the incident, and coordinate oversight and support
as may be appropriate, consistent with applicable jurisdiction and authority. If
the RP is not capable of or willing to perform salvage as required, or there is
no RP, then proceed to Step 3.
3. Step 3
Determine the appropriate combination of authority and funding sources that
are available to perform essential salvage response. Determine federal
4. Step 4
Arrange for salvage support directly from government sources if appropriate
(e.g. for salvage of assets owned by federal agencies), for contracting of
commercial salvors, or if appropriate other marine service providers (e.g., for
removal of marine debris other operations when marine salvage protocols are
not applicable).
5. Step 5
The salvor will mobilize salvage response operations and conduct necessary
salvage operations. The UC’s technical specialists will provide oversight of
RP salvage activity or manage salvage operations as appropriate to the
situation.
6. Step 6
Plan and conduct documentation activities to provide a record of salvage
response, and to track and monitor costs incurred by the federal government.
Periodic reporting will be required to keep the UC posted on developments,
and will follow the reporting schedule and protocols established for the
incident.
Assessment
Responsible No Responsible
Party(6) Party
Notes:
1. Transportation Security Incident/other Transportation Disruption (e.g., manmade event, natural disaster).
2. Supporting plan to MTS Recovery during short-term recovery phase.
3. Relies on existing authorities & funding.
4. Applies to removal of obstructions to navigation from federally defined navigable waters…. “To ensure that the
waterways are cleared and the flow of commerce through the United States ports is reestablished as efficiently
and quickly as possible after a maritime transportation security incident ..” per the SAFE Port Act.
5. Will be structured for all-hazard and all transportation disruption compatibility.
6. For the purpose of this notional diagram, Responsible Party includes the responsible party as defined by the Oil
Pollution Act of 1990; the identified owner, operator, or lessee of a sunken or grounded vessel or wreck; and, the
owner, operator or lessee of other obstructions in the waterway such as structures, train cars, and vehicles.
Section 2000
Table of Contents
Section Content Page
2300 (U) AOR – San Francisco Bay and Inland Delta Waterways 17
(U) The following information is in conjunction with Sector San Francisco’s Area
Contingency Plan (ACP) with focus of addressing jurisdiction boundaries for
pollution events associated with marine salvage operations relevant to vessels,
wrecks, obstructions, and marine debris that are a physical impediment to the port
navigation system within the federal navigable waterways impeding the flow of
maritime commerce.
For additional AOR information pursuant to Guidance and Maps, refer to USCG –
Sector San Francisco’s ACP, Section: Volume I
Web-Link: https://www.dfg.ca.gov/ospr/san_francisco_plan.aspx
2. Area of Responsibility
(U) USCG – Sector San Francisco’s Captain of the Port (COTP) Area of
Responsibility (AOR) is specified in 33 CFR 3.55-20 and comprises the land masses
and waters of California north of San Luis Obispo, Kern and San Bernardino
Counties; Utah, except for Washington, Kane, San Juan, and Garfield Counties; and
Nevada except for Clark County. Under the Oil Pollution Act of 1990, Federal
removal authority was extended to include the waters of the exclusive economic zone
established by Presidential Proclamation Number 5030 dated March 10, 1983.
(See map in Section 2101)
(U) The purpose of this section is to describe the USCG/EPA boundaries between
coastal and inland zones for the purpose of providing On-Scene Coordinators in
Region IX-Mainland.
(U) USCG – Sector San Francisco shall provide an On-Scene Coordinator (OSC) for
the coastal zone and the EPA for the inland zone. In California, the dividing line
between the coastal and inland zone generally follows the coastline and includes
bays, rivers, estuaries, and inlets as far inland as the demarcation line. These
boundaries recognize the Coast Guard’s primary responsibility over discharges and
releases in navigable waters from vessels and waterfront facilities as defined in 33
CFR 126.01 and EPA’s primary responsibility for discharges and releases that occur
on land.
(U) As a general rule, the location of the source of the discharge will be the
determining factor of which agency provides the OSC. When the discharge or release
occurs and remains within one agency’s boundary, it is clear which agency will
provide the OSC. In these cases, when requested by the other agency, each agency
will provide support, within the limits of their resources, to the other’s OSC. When a
spill occurs in one zone and flows, or threatens to flow, into another, a question can
arise as to which agency will provide the OSC. This scenario is likely in the near
coastal area when a spill occurs on land (EPA jurisdiction) and flows or migrates
through storm drains or ditches into the water seaward of the demarcation line
(USCG jurisdiction). There are two possibilities in this case:
1. (U) The EPA provides the OSC and the CG assists the EPA with waterside clean-
up operations. This was the case in the Francis Plating Fire release in which EPA
was the OSC and CG coordinated waterside cleanup operations.
2. (U) By mutual agreement, the CG would provide the OSC. This was the case in
the Shell Martinez spill where the source of the spill was in the EPA zone, but,
because the majority of impact and response was in the coastal zone, it was
agreed that the CG should provide the OSC. Good communications and
coordination between EPA and CG OSCs are vital to an effective federal
response. The EPA provides the OSC for the entire States of Nevada and Arizona.
(U) USCG – Sector San Francisco COTP Area of Responsibility has been further
divided into three planning segments to include:
1. North Coast listed as ACP 1 (See Section 2200)
2. San Francisco Bay and Inland Delta Waterways listed as ACP 2 (See Section 2300)
3. Central Coast listed as ACP 3 (See Section 2400)
(U) The southern offshore boundary extends from the Mendocino County/Sonoma
County border along the 38-46’07" N latitude to the offshore extent of the Exclusive
Economic Zone.
(U) The CG/EPA demarcation line runs from the intersection of Highway 1 and the
Sonoma County/ Mendocino County line north along Highway 1 to Usal Road near
Rockport; north on Usal Road to Chemise Mountain Road; north on Chemise Mountain
Road to Shelter Cove Road; west on Shelter Cove Road; north on Kings Peak Road to
Wilder Ridge Road; north on Wilder Ridge Road to Mattole Road; north and west on
Mattole to Highway 1 at Ferndale; north on Highway 1 to Highway 101 at Fernbridge;
north on Highway 101 to Front Street; west on Front Street to A Street; north on A
Street to Sixth Street; west on Sixth to Pebble Beach Drive; north on Pebble Beach
Drive to Washington Blvd.; east on Washington to Lake Earl Drive; north on Lake Earl
Drive to Highway 101; north on Highway 101 to the California-Oregon border.
2300 (U) AOR – San Francisco Bay and Inland Delta Waterways
(U) The San Francisco Bay and Delta Area extends from the Mendocino
County/Sonoma County line south to the San Mateo County/Santa Cruz County line
and includes all counties on San Francisco Bay and its tributaries. These counties
include: San Francisco, Marin, Napa, Contra Costa, Alameda, Santa Clara, San Mateo,
Yolo, San Joaquin, Solano and Sacramento.
(U) The northern offshore boundary extends from the Mendocino County/Sonoma
County border along the 38-46’07" N latitude to the offshore extent of the Exclusive
Economic Zone.
(U) The southern offshore boundary extends from the San Mateo County/Santa Cruz
County border along the 37-06’26" N latitude to the offshore extent of the Exclusive
Economic Zone.
(U) The CG/EPA demarcation line runs from the San Mateo County/Santa Cruz County
border north along Highway 1 to Hwy 35 near San Francisco; west on Hwy 35 to the
Great Hwy; north on the Great Hwy to the intersection with Point Lobos Avenue; Point
Lobos Avenue east to Geary Blvd.; Geary Blvd. east to Laguna Street; Laguna Street
south to Bay street; Bay Street east to intersection with State Belt railroad tracks; State
Belt railroad tracks south along the Embarcadero to Third Street; Third Street south to
Hwy 101; Hwy 101 south to Hwy 237; Hwy 237 east to intersection with Southern
Pacific railroad tracks; Southern Pacific railroad tracks north to intersection with Hwy
880 (approximately 1/2 mile south of 98th Avenue exit); Hwy 880 north to intersection
with Southern Pacific Railroad tracks near Albany; Southern Pacific railroad tracks north
and east until intersection with Hwy 4 (approximately 2 mile east of Antioch); Hwy 4
east to I-5 at Stockton; I-5 north to Hwy 80; Hwy 80 west to Hwy 113; Hwy 113 south to
(U) The northern offshore boundary extends from San Mateo County/Santa Cruz
County border along the 37-06’26" N latitude to the offshore extent of the Exclusive
Economic Zone.
(U) The southern offshore boundary is a line extending 270 T from the Monterey
County/San Luis Obispo County border to the offshore extent of the Exclusive
Economic Zone.
(U) The CG/EPA demarcation line runs north along Hwy 1 from the Monterey
County/San Luis Obispo County border to the northern border of Santa Cruz County.
Section 3000
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Section Content Page
Primary Responsibility
a. (U) If the USACE and the Coast Guard jointly determine that a sunken or grounded
vessel or wreck is a hazard to navigation, it must be removed as expeditiously as
possible by the Responsible Party.
c. (U) U.S. Coast Guard works closely with the US Army Corps of Engineers (USACE)
to ensure a coordinated approach to maintaining safety and the functionality of the
port navigation system in U.S. ports and waterways. The Coast Guard serves as the
federal government’s lead agency for responding to threatened or actual pollution
incidents in the coastal zone. The Coast Guard is one of two primary agencies for
ESF 10 (Oil & Hazardous Substance Response), which includes mission-specific
salvage response. The Coast Guard, upon the request of FEMA, may provide
management and contract administration for certain MAs under the authority and
funding in accordance with Reference (j). The COTP, as FMSC, is responsible for
maintaining and implementing this SRP. Immediately upon discovery of an
obstructing vessel or object, the Coast Guard has responsibilities for marking and
notification as required by References (k), (l), (m) and (n). Coast Guard authority for
vessel removal/destruction when no Responsible Party can be identified is described
in COMDTINST 16465.5 (series), and COMDTINST M16465.43 (series).
3102 USCG – Marine Safety Center (MSC) and Salvage Engineering Response Team
a. (U) The MSC is an engineering technical office located in Washington, D.C. The
b. (U) The MSC created the Salvage Engineering Response Team (SERT) in 1990 to
support Coast Guard efforts with several major marine casualties. Team membership
is a voluntary collateral duty for a small number of staff engineers. SERT members
are naval architects trained to conduct technical analyses in the areas of vessel
stability and structural integrity. The SERT can assist with marine casualties
involving vessel groundings, collisions, fires, and similar emergencies. For example,
the SERT’s salvage engineers can provide force-to-free estimates in cases of
commercial vessel groundings, review damage stability and/or structural calculations
submitted by a commercial salvage company, and assist the COTP with the review of
a salvage plan.
c. (U) Additional Information. Visit the Marine Safety Center page on the HOMEPORT
website, or call (202) 475-3401. To contact the SERT, fill out a Rapid Salvage
Survey form found on the MSC’s HOMEPORT web site. Email the completed form
to the SERT at SERT.Duty@uscg.mil, and follow-up with a phone call to the SERT
• Duty Officer at (202) 327-3985 (cell).
a. (U) The USCG Dive Force Manager manages and allocates diving forces for all
operational diving (LANT and PAC). The position resides within PACAREA
(PAC-37DF) and current contact information is:
• Phone: (510) 437-3659 or E-mail: joan.e.hunter@uscg.mil
b. (U) USCG Regional Dive Lockers (RDL) have a core requirement to support Sector
Commanders / Captains of the Ports (COTP). This support includes diving activities
as well as subject matter expert (SME) support.
c. (U) USCG divers may assist the Sector Commander / COTP in the below listed areas:
SME support for marine accident investigations involving diving,
SME support for commercial/military diving operations,
Dive team to search for/recover evidence,
Dive team to document (photo/video) wreckage resulting from marine accidents,
Light salvage (less than 10 tons), and
a. (U) National Strike Force (NSF) assistance. Coast Guard Sector Commander/COTPs
should call the Coast Guard Strike Team in their AOR or the National Strike Force
Coordination Center (NSFCC) directly at:
• Phone: (919) 331-6000 or http://www.uscg.mil/hq/nsfweb/
b. (U) The NSF may able to assist the Sector Commander / Captain of the Port (COTP)
in the below listed areas. Current NSF doctrine and policy should be consulted for
available support and equipment:
Perform site characterization, damage assessment, take samples and mitigate
release,
Develop safety plan for salvage operations,
Review commercial dive plans and monitor commercial dive operations,
Develop/review salvage plan,
Conduct vessel damage assessment,
Develop transfer plan including termination plan, for use in final product
removal,
Perform basic damage control,
Monitor/conduct dewatering, de-ballasting, and lightering operations, and
Assist in development/review of dewatering, de-ballasting, and lightering plans.
a. (U) The Pacific Strike Team (PST) is a deployable element equipped and trained to
assist in all-hazards response operations, and can be contacted at:
• Phone: (415) 883-3311
b. (U) The PST has personnel on standby to respond to incidents occurring worldwide
and can provide:
• Technical expertise,
• Supervisory assistance,
• Cost documentation,
• Deployment of salvage and pollution control equipment, and
• Training in pollution response techniques.
c. (U) In addition, the PST can provide the following equipment capabilities:
• Salvage Assessment Kit: Designed for determining fluid levels of watertight
(U) The USCG District Response Groups provide the FOSC with technical assistance,
personnel, and equipment. The DRAT comprises USCG personnel and equipment in the
district, and an advisory team which coordinates movement of USCG resources.
• Phone: (510) 437-3701
(U) The Captain of the Port (COTP) Sector San Francisco’s Zone for the Marine Salvage
and Firefighting Plans for addressing AOR’s is given authority in Section 102 of the
Maritime Transportation Security Act of 2002 (MTSA), P.L. 107-295, codified at 46
USC §§ 70101 –70117, mandates the development of a National Maritime Transportation
Security Plan, Area Maritime Security Plans, and Facility and Vessel Security Plans. The
Coast Guard is designated as the Primary Federal Agency (PFA) responsible for
implementation of the MTSA.
(U) The COTPs, acting as Federal Maritime Security Coordinators (FMSC), are
responsible for developing AMS Plans with advice from AMS Committees. This plan is
consistent with the National Marine Transportation Security Plan and the National
Transportation Maritime Security Plan.
(U) Per 33 CFR 1.01-30, Captains of the Port and their representatives enforce within
Area of Jurisdiction
(U) The Captain of the Port (COTP) Sector San Francisco’s Zone for AOR Jurisdiction
Assets addressing waterways, waterfront facilities and offshore facilities can be found in
the Northern California Area Maritime Security Plan, sections; 1610, 1620 and 1630.
(U) The legal authority and guidance governing the responsibilities contained in this plan
are as follows:
• Title 14 United States Code, Part I, Chapter 1, Section 2 – “The Coast Guard shall
enforce or assist in the enforcement of all applicable Federal laws on, under, and over
the high seas as waters subject to the jurisdiction of the United States”.
• Title 14 United States Code, Part I, Chapter 5, Section 5 – “The Coast Guard may
make inquiries, examinations, inspections, searches, seizures, and arrests upon the
high seas and waters over which the United States has jurisdiction, for the prevention,
detection, and suppression of violations of laws of the United States.
• The Ports and Waterways Safety Act, 33 USC 1221 through 1236, gives the Coast
Guard jurisdiction to control vessel or waterfront facility operations to prevent
intentional physical or environmental damage to any U.S. port, vessel, harbor and
waterfront facility from subversive or terrorist acts. This includes carrying out or
requiring additional harbor patrols, the establishment of security and safety zones,
and the development of contingency plans and procedures.
• 14 USC 89 is the basis for the Coast Guard’s general law enforcement authority.
Additionally, 14 USC 91 authorizes the Coast Guard to ensure the safety and security
of U.S. Naval vessels while in the navigable waters of the United States.
• The Magnuson Act, 50 USC 191, provides Coast Guard District Commanders and
Captains of the Port with broad authority in situations that may affect the safety and
security of vessels, harbors, ports, and waterfront facilities. Additionally, the Coast
Guard may be called upon to assist Federal, state and local agencies under existing
agreements or 14 USC 141.
(U) U.S. Coast Guard – Sector San Francisco can be contacted at:
• Main telephone line is (415) 399-3547 (San Francisco, CA)
• Web-site: n/a
3202.2 Title
3202.4 Authority
(U) USCG – Sector San Francisco’s Marine Salvage – Subject Matter Expert represents
the COTP and is governed by his/her authority.
(Refer to Section 3100)
(U) USCG – Sector San Francisco’s MS-SME is charged with serving in the capacity of
the Subject Mater Expert for Marine Salvage and Firefighting responsibilities during
both Pre-Event and Post-Event incident as listed in the following.
(U) MS-SME’s job scope responsibilities on a daily basis entail the following
task, but not limited to:
Coordinate meetings and exercises with representatives from Private Industry Port
Stakeholders, Federal, State, County, City government, and varies branches of the
Department of Defense to enhance contingency plans and emergency response
operational protocols relevant to Marine Salvage Response,
Serve as MS-SME for Marine Salvage Response, and highly knowledgeable of the
water-side infrastructure, and marine salvage resources and capabilities within the
COTP’s AOR, and
Serve within USCG – Sector San Francisco’s IC/UC as the MS-SME to assist with
coordinating arrangements for government and contracted site-specific planning,
technical, and operational services for marine salvage and firefighting activities,
Assessment of support needed for Marine Salvage Response operations that may
have an effect and/or relate to MTS Recovery issues relevant to resumption of trade,
and
(U) U.S. Coast Guard – Sector San Francisco’s MS-SME can be contacted at:
• E-mail: Jerry.L.Bynum@uscg.mil
(U) VTS is located at Yerba Buena Island in San Francisco Bay. VTS San Francisco is
responsible for the safety of vessel movements along approximately 133 miles of
waterway from offshore to the ports of Stockton and Sacramento. On May 3, 1995federal
regulations went into effect establishing regulated navigation areas within the San
Francisco Bay Region. These regulations, developed with input from the Harbor Safety
Committee of the San Francisco Bay Region, were designed to improve navigation safety
by organizing traffic flow patterns; reducing meeting, crossing, and overtaking situations
in constricted channels; and by limiting vessel speeds.
(U) U.S. Coast Guard – Sector San Francisco can be contacted at:
• Main telephone line is (415) 399-3547 (San Francisco, CA)
a. (U) The USACE works with the COTP on a routine basis. The USACE has District
offices that are assigned to all major ports and Federal channel projects.
b. (U) USACE is the coordinating agency for emergency engineering support and
construction management of critical port infrastructures recovery USACE is made up
of military and civilian engineers, scientists and other specialists that work hand-in-
hand as leaders in engineering and environmental matters. The USACE workforce
consists of biologists, engineers, geologists, hydrologists, natural resource managers
and other professionals. USACE provides responsive engineering services to the
nation including; planning, designing, building and operating water resources and
other civil works projects (Navigation, Flood Control, Environmental Protection,
Disaster Response, etc.).
c. (U) Each District office will have capabilities in place as required for their specific
mission. Each District can provide the information about the following capabilities:
• Surveys,
• Emergency dredging,
• Contracts for vessel and obstruction removal, and
• Spill kits.
d. (U) Navigation Charts. The USACE publishes paper navigation charts and Inland
Electronic Navigation Charts (INEC) that contain information about structure and
utility crossings of navigable waterways. This information may be useful in
itemizing pertinent information about these structures and utilities in relation to
prospective salvage operations.
e. (U) Funding. For large-scale disasters, natural or man-made, some of the funding for
USACE activities including salvage response and debris removal operations is
typically provided through supplemental appropriations.
Authority
b. (U) The WRDA provides general authority for development of drift and debris
removal projects. The Department of the Army does not currently support
authorization of or budgeting for such projects.
c. (U) Specific and limited local programs for continuing debris collection and
disposal have been authorized by Congress for New York, Baltimore, and Norfolk
Harbors; Potomac and Anacostia Rivers in the Washington, D.C. Metropolitan area;
and San Francisco Harbor and Bay, California. These authorizations are on an
individual basis, and the work is carried out as authorized at each locality as a
separate, distinct project.
d. (U) Sections 15, 19, and 20 of the River and Harbor Act of 1899 (as amended)
authorize the USACE to remove sunken vessels or similar obstructions from
navigable waterways. A navigable waterway is one that has been authorized by
Congress and which the USACE operates and maintains for general (including
commercial and recreational) navigation.
e. (U) The Flood Control and Coastal Emergency Act (Public Law 84-99) authorizes
f. (U) USACE, under the National Response Framework, is designated the lead
coordinator for ESF 3 (Public Works and Engineering). Under ESF 3, FEMA tasks
the USACE to perform debris removal operations at the request of a state. This can
include debris in the water outside the federally-maintained channel if FEMA
declares the situation to be eligible for assistance.
3302 U.S. Navy Director of Ocean Engineering, Supervisor of Salvage and Diving
(SUPSALV or NAVSEA OOC)
b. (U) SUPSALV is the U.S. Government national resource for salvage and oil spill
response in part from operations in support of events such as the Exxon Valdez clean-
up and the F/V Ehime Maru recovery. SUPSALV is also the Navy Technical
Authority for Salvage and Diving, Diving Systems Safety Certification, and
Underwater Ship Husbandry.
Authority
a. (U) The Salvage Facilities Act (10 USC 7361 et seq.) gives the Navy broad discretion
to provide necessary salvage support for both public and private vessels. This
authorizes the provision of salvage facilities and services directly by Navy or via
lease, sale or other contractual arrangement, which implies a standing role for
SUPSALV as the “national salvage advisor.”
b. (U) SUPSALV works on a reimbursable basis and is postured to accept all forms of
government funding.
a. (U) NOAA is the lead federal agency for marine debris and supports research,
prevention, and removal of debris/pollution. NOAA has counterparts at the Federal,
State, and Local levels, NOAA and their partners work together on planning, data
collection, assessment, and reduction of possible impacts to natural resources and
coastal communities. NOAA can be one of the leading agencies for disseminating
information to the public via their websites and through their many channels. NOAA
can generate computer models to simulate the movement of debris or other materials
on the water. NOAA can provide trajectory modeling support. NOAA can perform
at-sea observations from aircraft, satellite, and vessels, and collecting and logging
reports on their website or sharing the information with their many partners.
a. (U) In any given year, a variety of man-made and natural events affect U.S.
waterways, ports and harbors. These changes require rapid investigation to keep
maritime vessel traffic navigating safely for the nation’s economic welfare.
b. (U) NOAA’s NRTs are mobile emergency response teams equipped and trained to
survey ports and near-shore waterways immediately following incidents such as a
maritime accident, or a major storm that causes the sea bottom or submerged
obstructions to shift. NRTs have the ability to be transported by trailer over land
from one location to another for quick response and have become a crucial part of
reopening ports and shipping lanes after a hurricane.
d. (U) When not responding to emergencies, the NRTs check the accuracy of nautical
charts and help address priority needs of mariners. Up-to-date nautical products
reduce risk in transits and increase economic benefits to ports and the commercial
vessel traffic that transport billions of dollars of goods and energy products into and
out of the country. NRT surveys allow pilots to transit areas in varying weather and
sea conditions with confidence that the charted positions of features critical to safe
navigation are highly accurate.
e. (U) In order to locate hazardous submerged obstructions, NRTs are equipped with
state of the art hydrographic equipment. Every team has side scan sonar to provide
photograph-like imagery of the entire seafloor and half the teams have multi-beam
sonar to generate a three dimensional view of what lies below the surface.
f. (U) NRT Resources. NOAA maintains six teams – two each on the East/West Coasts,
one on the Gulf Coast and one in the Great Lakes.
a. (U) The Office of Coast Survey’s representatives in the field helps decide its future in
general, directly supporting the NOAA strategic goal to “promote safe navigation.”
These agents assist the Coast Survey in overseeing the National Oceanic and
Atmospheric Administration’s nautical chart data collection and information
programs, helping to meet constituent needs.
b. (U) Coast Survey programs provide coastal navigation services and new electronic
technologies to help mariners and pilots significantly reduce the risk of accidents and
spills. In general, these representatives focus primarily on resolving charting and
navigation questions, educating constituents on emerging charting technologies and
their uses, and soliciting feedback on NOAA’s navigation products and services from
the commercial maritime industry.
(U) The NOAA Scientific Support Coordinator (SSC) provides scientific support in
environmental chemistry, oil spill trajectories, natural resources at risk, environmental
(U) The SSC serves on the FOSC's staff and, at the request of the FOSC, lead the
scientific team and be responsible for providing scientific support for operational
decisions and for coordinating on-scene scientific activity. The SSC may also facilitate
the FOSC's work with the lead administrative trustee for natural resources to ensure
coordination between damage assessment data collection efforts and data collected in
support of response operations. The SSC can also support the RRTs and Area
Committees in preparing regional and area contingency plans and in conducting spill
training.
(U) The NOAA SSC serving the Eleventh Coast Guard District is located at Eleventh
Coast Guard District Headquarters in Alameda, California. The NOAA SSC serving the
USCG’s 14th District is located at the USCG District Office in Seattle, WA. The NOAA
SSC can provide the following information:
• Weather forecasts, water levels, and currents,
• Spill trajectory forecasts,
• Oil observations and overflight maps,
• Information management,
• Natural resources at risk,
• Consensus from the natural resource trustee agencies,
• Environmental tradeoffs of countermeasures and cleanup,
• Environmental chemistry, including oil fingerprinting,
• Provide health and safety recommendations, and
• Support to RRTs and Area Committees in preparing regional and area contingency
plans and in conducting spill training and exercises.
(U) The Marine Debris Act is a key statute for studying and addressing the problem of
marine debris in all of its forms. “Marine debris” is defined in the Act to include
abandoned vessels as follows: “any persistent solid material that is manufactured or
processed and directly or indirectly, intentionally or unintentionally, disposed of or
abandoned into the marine environment or the Great Lakes.” The Act establishes a
program within NOAA to address the adverse impacts of marine debris on the U.S.
economy, the marine environment, and navigation safety through identification,
determination of sources, assessment, prevention, reduction, and removal of marine
debris. NOAA administers the Act and responds to marine debris, including debris
generated by natural disasters. NOAA responds by providing scientific support,
coordination, and information sharing along with limited removal
(U) The mission of the Maritime Administration is to improve and strengthen the U.S.
marine transportation system to meet the economic and security needs of the Nation.
(U) MARAD programs promote the development and maintenance of an adequate, well-
balanced United States merchant marine, sufficient to carry the Nation’s domestic
waterborne commerce and a substantial portion of its waterborne foreign commerce, and
capable of service as a naval and military auxiliary in time of war or national emergency.
MARAD also seeks to ensure that the United States maintains adequate shipbuilding and
repair services, efficient ports, effective intermodal water and land transportation
systems, and reserve shipping capacity for use in time of national emergency.
(U) MARAD provides DOD transportation needs with respect to ships, ports and
maritime labor. MARAD is responsible for the availability of merchant shipping in times
of war and/or during a national emergency.
(U) MARAD ships/vessels are readily available, and can be utilized in Lightering
Operations in regard to off-loading liquid, bulk, and container cargo from the casualty
vessel.
(U) OSHA provides Safety and Health job-site regulatory oversight. All emergency
Authority
• 29 CFR 1910.410(a) [Commercial Diving]
• 29 CFR 1915.6 [Shipyard Commercial Diving]
• 29 CFR 1926.1076 [Construction Underwater Diving]
• 29 CFR 1926.1081 [Construction Underwater Diving Pre-Dive Briefing]
• 29 CFR 1926.1083 [Construction Underwater Diving Post Dive Procedures]
(U) In an event initiating a Stafford Act Declaration, FEMA is the federal lead
for Mission Assignments (MAs) under Reference (i) authorities and funding. FEMA is
one of two primary agencies for ESF 3 (Public Works & Engineering). FEMA also
serves as the coordinator and primary agency for Infrastructure Systems Recovery
Support Function (RSF) under the National Disaster Recovery Framework. These
include:
a. (U) ESF 3 (Public Works and Engineering), and ESF 10 (Oil and Hazardous Material
Response) are categories under which debris-related activities are conducted during
FEMA Mission Assignments. USACE is the lead agency for ESF 3. EPA is the lead
agency for ESF 10.
b. (U) Technical Assistance Mission Assignments are available when the state, tribal, or
local community lacks technical knowledge or expertise to accomplish an eligible
task. Technical assistance may be authorized in anticipation of a declaration of a
major disaster or emergency. Technical Assistance is usually fully funded by the
federal government in accordance with provisions of the Stafford Act, which is
subject to the procedures for determining eligibility administered by FEMA.
Authority
a. (U) FEMA is authorized in Sections 403, 407 and 502 of Reference (j) to provide
assistance to eligible applicants to remove debris from public and private property or
waters following a Presidential disaster declaration, when in the public interest.
b. (U) Removal must be necessary to eliminate immediate threats to lives, public health
and safety; eliminate immediate threats of significant damage to improved public or
private property or waters; or ensure the economic recovery of the affected
community. The debris must be the direct result of the disaster and located in the
disaster area, and the applicant must have the legal responsibility to remove the
debris.
(U) The FBI has law enforcement investigation responsibility for acts of terrorism and
may engage in preservation of evidence and law enforcement investigation in conjunction
with salvage operations that are in response to acts of terrorism.
(U) The NTSB has authority and responsibility for investigation of major transportation
incidents and may engage in preservation of evidence and safety investigation in
conjunction with salvage operations that have not resulted from an act of terrorism.
(U) A TSI may involve circumstances that would result in on site safety investigation by
the NTSB to identify causal factors and systemic safety issues. Salvage response may
therefore need to be correlated with NTSB investigations to insure that evidence is
preserved insofar as practicable consistent with prevailing conditions, safety, and other
pertinent factors.
3404 U.S. Department of Labor / Mine Safety and Health Administration (MSHA)
(U) The Mine Safety and Health Administration is responsible for all health and safety
oversight during mining operations, and equipment engaged in what is considered to be a
mining operation both on-land and/or off-shore. An example; if a dredge is dredging a
waterway and emptying the tailings into trucks and/ or adding them to the shoreline
without charging (exchanging monetary value) the product, it is not to be considered a
mining operation. On the other hand, if the tailings from the dredging operations were
retailed (sold for value), this would not be considered a mining operation.
Authority
• 30 CFR, Part 46
b. (U) State and local governments have an important and concurrent role to play in
helping to determine priorities and in developing a rational coordination of
efforts/assets to accomplish rapid marine survey, salvage, wreck/debris removal in
waters within, or adjacent to, their jurisdictions. State governments also have a role
in the determination of local sponsors and cost share criteria for FEMA MAs for
marine debris removal.
c. (U) State and local jurisdictions have certain responsibilities for removal of
obstructions and debris that are outside of federal defined navigable waters and do not
create hazards to navigation.
(U) Cal OES coordinates overall state agency response to major disasters in support of
local government. OES is responsible for assuring the state’s readiness to respond to and
recover from natural, manmade, and war-caused emergencies, and for assisting local
governments in their emergency preparedness, response and recovery efforts. During
major emergencies, OES may call upon all state agencies to help provide support. Due to
their specialized capabilities and expertise, the California National Guard, Highway
Patrol, Department of Forestry and Fire Protection, Conservation Corps, Department of
Social Services, Department of Health Services and the Department of Transportation are
the agencies most often asked to respond and assist in emergency response activities.
OES may also call on its own response resources to assist local government. OES staff
members are on call 24-hours a day to respond to any state or local emergency needs.
(U) Cal OES is responsible for the coordination of activities among local government,
state, and federal agencies and voluntary organizations to provide resources and expertise
in the areas of preparedness, response, recovery, and mitigation.
3502 California Offices of Emergency Services (Cal OES) – Fire & Rescue Division
(U) Cal OES – Fire and Rescue Division coordinates statewide implementation of
firefighting and hazardous materials accident prevention and emergency response
programs for all types of hazardous materials incidents and threats. In response to any
firefighting and hazardous materials emergency, the Section staff is called upon to
provide state and local emergency managers with emergency coordination and technical
assistance.
(U) During any incident involving marine salvage and/or firefighting (MSFF), California
Office of Emergency Service – Region II will appoint a Ports & Harbors Emergency
Services Coordinator (PH/ESC) representative to be assigned to the US Coast Guard
– Sector San Francisco’s Incident Command / Unified Command Post.
(U) The role of the PH/ESC representative is to assure representation for the maritime
community / port stakeholders within California Office of Emergency Service – Region
II, and will serve as the conduit between California Office of Emergency Service –
Region II’ Region Emergency Operations Center (REOC) and US Coast Guard – Sector
San Francisco’s IC/UC to assist with courses of actions to support MSFF operations.
3504 California Department of Fish and Wildlife – Office of Spill Prevention and
Response (OSPR)
(U) In the event of an oil spill, or imminent spill, from a damaged vessel, or if an oil
spill from the sunken vessel were imminent DFW/OSPR would represent the State’s
interest in the Unified Command (USCG/OSPR/RP) overseeing the complete response,
including salvage of the vessel. OSPR is one of the few State agencies in the nation that
has both major pollution response authority and public trustee authority for wildlife and
habitat. This mandate ensures that prevention, preparedness, restoration and response will
provide the best protection for California’s natural resources
(U) California Department of Fish and Wildlife – OSPR can be contacted at:
• Main telephone line is (916) 445-9338
• Web-site: www.dfg.ca.gov
(U) CSSL has jurisdiction and management authority over all ungranted tidelands,
submerged lands, and the beds of navigable rivers, sloughs, lakes, etc. (e.g., Public
Resources Code Section 6301.) All tide and submerged lands, legislatively granted or
ungranted, as well as navigable rivers, sloughs, etc., are impressed with the Common
Law Public Trust. The Public Trust is a sovereign public property right held by the State
or its delegated trustee for the benefit of the people. This right limits the uses of these
lands to waterborne commerce, navigation, fisheries, open space, recreation, or other
recognized Public Trust purposes. Further, it is CSLC’s position that if the State of
California has a sovereign interest where a waterway hazard or removal of obstructions
would occur, then the project would be subject to the Commission's leasing authority and
(U) SLC – Northern California “Marine Facilities Division” can be contacted at:
• Main telephone line is (510) 741-4950
• Web-site: www.slc.ca.gov
(U) In the event these bridges suffered major damage from any natural or man-made
incident, Caltrans Office of Structure Maintenance & Investigations will be responsible
for investigating and recommending bridge removal if the bridge condition is deemed to
be a total loss. Caltrans would oversee an Emergency Contract for removal of the bridge
to include an engineering contract plan, specifications and cost estimates for removal
from the waterway and adjacent shoreline, required permits, and environmental impact
statement.
(U) WETA can provide emergency ferry service throughout the San Francisco Bay
Region during and after an incident. WETA will follow the orders of the Captain of the
Port. WETA will follow and fulfill orders from MTC and support the OAs directly.
(U) DBW manages the Abandoned Watercraft Abatement Fund (AWAF) which provides
funds to public agencies to remove, store, and dispose of abandoned, wrecked, or
dismantled vessels or any other partially submerged objects which pose a substantial
hazard to navigation, from navigable waterways or adjacent public property, or private
property with the landowner's consent. The removal of commercial vessels is not
reimbursable.
Authority
• 8 CCR 6052 [Diving Operations]
(U) In the event of an incident that may impact port(s) and/or Terminal(s) infrastructure,
port or terminal authorities and agency (state and local) engineers will conduct an
assessment of potentially affected infrastructure (bridges, piers, and buildings). Local
agencies would coordinate with the USCG and USACE to conduct sonar surveys of
federal deepwater waterways to identify any threats to safe navigation.
(U) The U.S. Coast Guard administers a voluntary OSRO classification program for
environmental response contractors. Contractors are classified based on “core equipment”
that they either own or hire under contract. Core equipment includes: boom, estimated
daily recovery capacity (EDRC), storage, support equipment (such as response vessels
and response personnel), dispersant product, dispersant application platforms, and aerial
oil tracking capabilities. USCG and California DFW both maintain pre-negotiated
emergency response contracts with numerous OSROs in the Central and Northern
California are.
(U) For vessels and cargos, the owners/operators (and also those that underwrite their
property) retain the primary responsibility for obtaining salvage assistance when
needed. Under References (i) and (k), the Responsible Party (RP) retains
responsibility for marking and removal of their vessel and or cargo even if it has no
remaining value. COTPs must balance the ability of the RP to take appropriate action
in a timely fashion and give the owners reasonable opportunity to comply with
appropriate legal requirements while protecting the value of their property. Delay in
salvage or inappropriate initial action may worsen the situation, increasing impact on
the transportation system, the environment, and/or overall cost.
(U) Per 33 CFR Part 155, vessel owners and operators must identify a QI and one
alternate who is available on a 24-hour basis and is authorized to activate and engage
in contracting with oil spill removal organization(s) and other response related
resources, act as a liaison with the Federal On-Scene Coordinator, and obligate funds
required to carry out response activities
(U) A P&I club is a co-operative insurance association that provides coverage for its
members, who will typically be ship-owner, ship-operator or demise charterers.
Unlike a marine insurance company, which is answerable to its shareholders, a P&I
club is the servant only of its members. Marine insurers provide cover for known
quantifiable risks, mainly Hull & Machinery insurance for ship owners, and Cargo
Insurance for cargo owners. By contrast, P&I Clubs provide insurance cover for
broader indeterminate risks, such as third party liabilities that marine insurers are
loath to cover. Third party risks include a carrier’s liability to a cargo-owner for
damage to cargo, a ship’s liability after a collision, environmental pollution and war
risk insurance.
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d. (U) Bottom Material: soft enough so that the vessel’s hull will not be ruptured. Soft
beach will tend to assume the ship’s shape and act as a cradle to the hull, similar to
the ship support in a dry-dock. Excess silting and uneven distribution of sediment
around the keel can cause abnormal stress on the vessel’s hull structure due to
unequal distribution of weight on the keel.
e. (U) Water depth: shallow enough so that the vessel will not sink below the main
deck, yet deep enough so that response vessels can approach.
f. (U) Weather: areas not known to have strong winds or currents, which could hamper
marine salvage efforts.
h. (U) When a vessel and cargo is deemed a constructive total loss, it may be best to
sink it in an area where environmental damage is minimized. These areas will be
selected in consultation with the Regional Response Team (RRT). The COTP will
request this team be convened when intentional sinking of a vessel is considered
2. (U) Whether there is a discharge of oil or hazardous substances, and can it be easily
contained and recovered.
4. (U) Whether conditions / direction having the potential to blow ashore airborne
contaminates.
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a. (U) This MSRP does not in any way modify existing laws, policies, regulations or
agreements regarding salvage, wreck and debris removal. Nothing in this SRP alters
the rights of Responsible Parties from recovering their property expeditiously.
b. (U) This MSRP does not provide authority to contract for or conduct salvage
operations nor does it provide a coordination and procedural framework for access to
salvage resources, consistent with existing authorities, policy and funding.
c. (U) This MSRP identifies and relies on existing salvage authorities and funding
mechanisms of Federal agencies and stakeholders with a salvage nexus for salvage
response tactical planning and operations.
(U) This Tab summarizes salvage-related authorities of some Federal organizations, but
should not be considered a complete list. Authorities shown are subject to change and
interpretation. Consultation through the pertinent ICS structures and participating
agencies may be necessary to determine which authorities are applicable for the
circumstances associated with the incident
• Specific and limited local programs for continuing debris collection and disposal
have been authorized by Congress for New York, Baltimore, and Norfolk
Harbors; Potomac and Anacostia Rivers in the Washington, D.C. Metropolitan
area; and San Francisco Harbor and Bay, California. These authorizations are on
an individual basis, and the work is carried out as authorized at each locality as a
separate, distinct project.
• Sections 15, 19, and 20 of the River and Harbor Act of 1899 (as amended)
authorize the USACE to remove sunken vessels or similar obstructions from
navigable waterways. A navigable waterway is one that has been authorized by
Congress and which the USACE operates and maintains for general (including
commercial and recreational) navigation.
• The Robert T. Stafford Emergency Assistance Act (42 U.S.C. § 5121 et seq)
created the system by which a presidential disaster declaration of an emergency
triggers financial and physical assistance through the Federal Emergency
Management Agency (FEMA). The Act gives FEMA the responsibility for
coordinating government-wide relief efforts through guidance found in the
National Response Framework, Reference (b), for 28 federal agencies and various
non-governmental organizations
• FEMA is authorized in Sections 403, 407 and 502 of Reference (j) to provide
assistance to eligible applicants to remove debris from public and private property
or waters following a Presidential disaster declaration, when in the public interest.
b. (U) Section 6300 of this MSRP provides a list and describes the funding
considerations related to marine salvage response.
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c. (U) Participating organizations should report essential needs that exceed their organic
capabilities to the IC/UC.
(U) Funding for operation and maintenance of these federally maintained navigable
channels and waterways through USACE’s Operations and Maintenance General
Appropriation each year.
(U) Assistance provided by FEMA will be on a cost-share basis (at no less than 75%
federal and 25% non-federal). In extreme circumstances FEMA may provide up to
100% funding for a limited period of time.
(U) Funding is only available for a limited range of scenarios. Coast Guard units
should ensure that the responsible party or vessel owner assumes responsibility
(U) The aforementioned are only appropriate in cases where there is a substantial
threat to the marine environment of an oil or hazardous substances discharge or
release
(U) In some instances, there may not be authority or funding for the Coast Guard to
take action. In those cases, COTPs should make every effort to engage either private
organizations or agencies that do have the authority and capability to act.
(U) Funding streams are available for only a limited range of scenarios.
U.S. Coast Guard units should ensure that the responsible party or vessel owner assumes
responsibility for salvage costs when appropriate. Large commercial vessels and barges
typically have Protection and Indemnity (P&I) Insurance to cover instances that result in
salvage. This insurance provides coverage to ship owners and charterers against third-
party liabilities encountered in their commercial operations. Responsibility for damage to
cargo, for pollution, for the death, injury or illness of passengers or crew, and for damage
to docks and other installations are examples of typical exposures under P & I insurance.
However, there are times when the CG must take responsibility to rectify a waterway. In
such instances, possible funding sources include:
The Oil Spill Liability Trust Fund (created by the Oil Pollution Act of 1990) –
for spills or threats of spills of oil or petroleum products,
In some instances, there may not be authority or funding for the U.S. Coast Guard to take
action. In those cases, COTPs should make every effort to engage either the private
entities or agencies that do have the authority and capability to act.
What is a BOA ?
(U) A BOA is not a contract and does not provide any contractual relationship
between the Government and the Contractor.
(U) A BOA is a written understanding that has been pre-negotiated between a
contracting office and a contractor and is the preferred method of contracting for oil
spill cleanup. (Refer to the JOTFOC.)
(U) A BOA contains the terms and conditions that will apply to Delivery Orders that
are issued against it. The terms and conditions contain i), fixed prices and a detailed
description of the supplies or services to be provided, and ii), instructions on the
procedures and authority for the issuance, administration and payment of Delivery
Orders.
(U) Every individual authorized to issue Delivery Orders against a BOA is
responsible for reviewing and understanding the terms and conditions of each BOA.
(U) Also, Refer to COMDTINST M4200.19H for further Guidance on BOA Contractors.
Why BOA ?
(U) The Coast Guard and other Government Agencies have a need for an ongoing
agreement with contractors that can provide services, supplies and equipment to
contain, cleanup and/or mitigate the harmful effects of spilled petroleum products and
hazardous substances.
(U) The Contractor is on-call 24 hours a day, 365 days a year and usually has to
respond on short notice.
Areas of a BOA:
(U) The Price Schedule. This is Attachment J.1 of the BOAs and lists the prices for
all of the supplies, personnel and equipment that the contractor can provide.
d. (U) Memorandum of Agreement between the Department of the Army and U.S. Coast
Guard (October 1985). The MOA defines each agency’s respective authorities for the
marking and removal of sunken vessels and other obstructions to navigation. The
MOA provides procedures to determine whether an obstruction is a hazard to
navigation and procedures to determine the appropriate corrective actions to be taken
by both parties.
e. (U) Interagency Agreement (IAA) Between the United States Navy and the United
States Coast Guard for Cooperation in Oil Spill Clean-Up Operations and Salvage
Operations, 1980. The IAA established procedures for requesting and providing
assistance between the two agencies and established reimbursement procedures and
policies. SUPSALV is the Navy’s designated point of contact for other agencies
concerning salvage in U.S. waters (see paragraph 4 of this Tab).
h. (U) United States Coast Guard (USCG) and Federal Emergency Management Agency
(FEMA) Mission Assignment Operational Acceptance and Execution.
[COMDTINST 3006.1 / August 13, 2012]
Also refer to Sector San Francisco’s “Area Contingency Plan”, Section: 2300
Web-Link: https://www.dfg.ca.gov/ospr/san_francisco_plan.aspx
Also refer to Sector San Francisco’s “Area Contingency Plan”, Section: 4400
Web-Link: https://www.dfg.ca.gov/ospr/san_francisco_plan.aspx
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(U) USCG – Sector San Francisco’s first priority is to promote, maintain and oversee all
Safety requirements pursuant to state and federal OSHA regulations related to marine
salvage activities during marine salvage operations within the COPT’s AOR.
(U) Under the NCP, the Federal OSC is the designated official responsible for addressing
worker health and safety issues prior to and during a response operation, and must
comply with all worker health and safety regulations. Under the structure of the ICS/UC,
the Federal OSC, as a member of the Unified Command, and other members of the
Unified Command must reach a consensus on the designation of a Safety Officer. The
Safety Officer has individual authority to stop a work activity they consider unsafe or
dangerous situation.
(U) The Safety Officer designated by the IC/UC is responsible for assuring personnel
health and safety and to assess and/or anticipate hazardous and unsafe situations. The
safety officer also develops the Site Safety Plan, reviews the Incident Action Plan for
safety implications and provides timely, complete, specific, and accurate assessment of
hazards and required controls.
(U) When an employer falls under the jurisdiction of a State OSHA Plan, they must
comply with the standards and regulations of that state plan. Contact your respective
state plan for standards. When the employer falls under Federal OSHA jurisdiction, they
must follow the standards and regulations contained in 29 CFR 1910 through 1999.
Federal OSHA standards may be located at http://www.osha.gov.
(U) Section 5 of the Occupational Safety and Health Act of 1970 requires that employers
“furnish to each of his employees a place of employment which is free from recognized
hazards that are causing or are likely to cause death or serious physical harm.” When
standards for particular recognized hazards do not exist, employers must protect the
safety and health of their workers.
Section 8000
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b. (U) Initiate salvage response assessments and planning, and coordination with
pertinent stakeholders and salvage response providers, as soon as practicable
following an incident.
d. (U) Identify salvage needs for MTS infrastructure which are beyond the scope of this
SRP, and provide input for development of FEMA MAs or other long-term recovery
support through ESF 1, ESF 3 and/or ESF 10, as appropriate.
c. (U) Upon establishment of a UC, the SRP becomes a supporting plan and informs
salvage response planning by the MTSRU and by salvage subject matter experts that
are engaged during incident management. Activities of the MTSRU will be guided
by the MTS Recovery Plan for USCG – Sector San Francisco’s COTP Zone. If there
is a large-scale salvage response need, a separate salvage response unit may be
established. In the latter case, MTSRU and salvage response planning will be closely
coordinated.
d. (U) Salvage issues beyond the scope of the SRP will be addressed by the appropriate
b. (U) Salvage equipment and resources based within the COTP Zone which are capable
of being used to restore the MTS may not be available. Likewise, national and/or
regional salvage capabilities identified in this plan may not be available.
NOTE: Also refer to Section 17000 (Readily Available Assets for MSFF Operations)
(U) All salvage response forces will act to ensure the survivability and protection of
their own assets, personnel and continuity of operations consistent with prevailing
conditions.
b. Life Saving
(U) Safety of life takes precedence over salvage response. Salvage response
operations will be suspended as necessary if life saving operations becomes necessary
at or in proximity to the salvage site.
c. Reconstitution
(U) Certain statutory responsibilities of the USCG, USACE, modal agencies of DOT,
NOAA, NTSB, and other agencies will need to be maintained or performed in
conjunction with or support of salvage response operations. The MTSRU and
salvage team members designated by the UC will assist in identifying which statutory
and regulatory responsibilities are applicable to the situation and advice regarding
their employment.
e. Salvage Operations
(U) A salvage response team may be needed to execute salvage operations during an
f. Safety
(U) Safety will be the primary consideration in planning salvage response operations.
Salvage is often complex and always dangerous. All applicable safety rules and
regulations must be observed and hazards must be properly identified. Only
personnel who are properly equipped and trained should be allowed to participate in
salvage operations. A site safety plan must be developed, and operations conducted
in accordance with the plan and under the supervision of a qualified safety officer.
The development of a site safety plan should be coordinated with the UC (if
established) as part of the Incident Action Plan.
g. Force Protection
(U) Each organization is responsible for security of its own recovery resources (e.g.
pre-staged equipment, food, emergency potable water, portable generators, medical
supplies). Security needs that exceed capabilities will be brought to the attention of
the UC.
i. Demobilization
(U) Salvage response resources will be released as soon as practical. For planning
purposes, once clearing of the port navigation system enables the resumption of the
flow of maritime commerce, salvage response will transition from short-term
recovery to long-term recovery under FEMA. The MTSRU will assist the salvage
team in preparing for the transition. The MTSRU will identify and document long-
term salvage recovery issues to aid in this process. Prior to its demobilization, the
MTSRU will prepare, as part of its demobilization report to the Incident
Command/Unified Command (IC/UC), a list of unresolved salvage response and
marine debris issues. The report will include the salvage response status and a list of
stakeholder concerns regarding wrecks, obstructions and marine debris.
(U) During the incident response phase the identification of measures needed to set
the stage for salvage response as a supporting activity for facilitating MTS recovery
should be initiated. Development of salvage and MTS recovery specific tasks should be
done as part of the IAP planning process in accordance with NIMS ICS protocols.
For further assistance, refer to Section 9000
(U) Determine needs, arrange for, and coordinate provision of salvage response using this
plan for USCG – Sector San Francisco’ “Area Contingency Plan” and “RRT9 – Regional
Contingency Plan” when referencing marine salvage provisions, as appropriate.
a. (U) Assess the scope of the salvage response needed, including aerial surveys to assist
in identifying salvage issues and hydrographic survey of critical waterways/channels.
b. (U) Use the SRP as a coordination and procedural medium to support identification
and application of existing salvage authorities and funding mechanisms when salvage
response becomes necessary to facilitate resumption of trade and to assist in restoring
functional performance of the MTS. Appendix F provides general SRP
considerations.
c. (U) Use the ACP to guide salvage operations conducted as elements of oil and
hazardous substance environmental response activities.
d. (U) Identify owners, operators, lessees, and Responsible Parties (RPs) to determine
intentions for developing and executing a removal/salvage plan and for assembling
the required assets.
e. (U) Assess and recommend priorities for salvage response needed to reopen the port
navigation system to commerce.
f. (U) Coordinate with the Infrastructure Liaison Officer (ILO) at the Joint Field Office
(JFO) (if established) for recovery support, including identification of recovery issues
for which Federal Emergency Management Agency (FEMA) MAs under Stafford Act
disaster declarations may be appropriate.
g. (U) Coordinate with the USACE for removal of hazards to navigation within
federally maintained channels by the party with primary responsibility or by the
USACE if ownership cannot be determined or removal by the party with primary
responsibility cannot be accomplished in a timely manner.
i. (U) Consistent with reference (m), identify and coordinate the marking of
obstructions and hazards to navigation by the owner, or if they fail to act, the US
Coast Guard and USACE.
j. (U) Coordinate the establishment of a salvage response team with subject matter
expertise to conduct site-specific assessments of obstructions to navigation and
salvage needs and to develop and implement salvage plans to resolve the
obstruction(s) to navigation.
k. (U) Identify hazards to navigation that require removal. Coordinate with the USACE
for removal of hazards to navigation by the identified owner or by the USACE if
ownership cannot be determined or removal by owner cannot be done in a timely
manner.
l. (U) Identify available public and commercial salvage assets when the owner or RP
cannot be identified or cannot respond in a timely manner.
Section 9000
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9600 (U) ICS Communications Flow Chart during a Stafford Act Declaration 75
b. (U) The first response will be implementation pursuant to MSFF emergency response
procedures listed in the Vessel Response Plan’s emergency response procedures
pursuant to MSFF.
(U) In the event of a vessel casualty involving MSFF, USCG – Sector San Francisco
will activate its ICS Watch Bill upon direction of the COTP. This watch bill is
contained in the Sector San Francisco Organization Manual (ORGMAN). Initially
these personnel will supplement the watch organization of US Coast Guard – Sector
San Francisco’s Command Center (SCC). As the incident grows, the organization
will grow into a separate Incident Command Post (ICP) to manage the incident,
allowing the SCC to resume its “normal” operations.
(U) IC/UC will be guided by applicable NIMS Incident Command System (ICS)
principles.
b. Activation
(U) The activation to MSFF incident are broken into the following five phases for
descriptive purposes:
Phase I Discovery and notification
Phase II Evaluation and initiation of action
Phase III Assessment of the situation
RescueExposureConfinementExtinguishmentOverhaul
Phase IV Demobilization
Phase V Documentation and cost recovery.
(U) Rescue- Life safety must always be the first consideration in any emergency
situation. When lives are in danger, the Incident Commander must quickly assess
whether the situation necessitates immediate removal of personnel, the number of
persons that need to be extracted, and the hazards to the rescue team.
(U) The Coast Guard will respond, consistent with the policies outlined in the Regional
Contingency Plan and California Coastal Zone Area Contingency Plans. The Coast Guard
may elect not to dispatch representatives to reported discharges where representatives of
another appropriate government agency are responding. However, if federal removal is
indicated within the Coastal Zone, the Coast Guard will respond. If the responsible party
is conducting proper removal, the Coast Guard On-Scene Coordinator will use best
judgment in determining the need for the presence of Coast Guard personnel on scene.
General Coast Guard policy for pollution response is provided in Volume VI of the Coast
Guard Marine Safety Manual
(U) Application of the Intervention on the High Seas Act (33 USC 1471 et seq.): Under
authority of the International Convention Relating to Intervention on the High Seas in
Cases of Oil Pollution Casualties, 1969, governments party to the present convention may
take such measures on the high seas as may be necessary to prevent, mitigate, or
9201 (U) USCG – Sector San Francisco’s primary ICP / UCP will be located in building 100
(known as the IOC) at the USCG base on Yerba Buena Island, San Francisco, California.
9202 (U) USCG – Sector San Francisco’s alternative ICP / UCP is located at Gresham Hall at
the USCG base on Coast Guard Island, Alameda, California.
9203 (U) For better command and control, USCG – Sector San Francisco’s ICS personnel in
conjunction with other agencies / organizations representatives may relocate to an
alternate UCP locations near the incident.
(U) In regard to marine firefighting operations, USCG personnel shall not actively
engage in firefighting (other than fires on USCG vessels) except in support of a regular
firefighting agency under the supervision of a qualified fire officer, to save a life, or in
the early stages of a fire to avert a significant threat without undue risk. USCG
availability is limited to the level of training and adequacy of equipment.
(U) During marine firefighting, USCG units should adopt a conservative response posture
and focus actions on those traditional USCG activities not requiring USCG personnel to
enter into a hazardous environment.
a. (U) The chain of command established by USCG – Sector San Francisco’s COTP
pursuant to addressing MSFF operations is as follows:
b. (U) Commander, Eleventh Coast Guard District, under COTP authorities granted the
District Commander by presidential executive order, may also exercise COTP
authority as necessary.
c. (U) Either the Sector Commander or Deputy Sector Commander may act as the
Incident or Unified Commander for MSFF operations. The other officer would
ensure that Sector San Francisco meets its legally mandated Coast Guard mission
obligations.
9500 (U) ICS Organization Structure for Marine Salvage and Firefighting
9501 References
9502 Introduction
(U) The ICS organizational structure and guidance to an IC/UC to fulfill the essential
functions required for a Marine Salvage and Firefighting (MSFF) response as guided by
references listed in section 9501. The ICS organizational structure utilized in response to
marine salvage and firefighting varies depending upon the location of the vessel and its
proximity to marine salvage and firefighting response resources and capabilities.
(U) Although the USCG does not directly conduct marine salvage and/or firefighting, the
USCG under COTP and SAR Mission Coordinator authorities have a major role in
coordination, planning, and supporting marine salvage and firefighting operations.
(U) Marine firefighting response will typically be managed under a UC due to marine
fire(s) typically involves fire departments, public health organizations, marine cargo
experts, industrial fire departments, and private firefighting and salvage experts, this
response structure will allow for effective control over the response and coordination of
efforts from the responding organizations.
9504 (U) Marine Salvage and Firefighting – Specific ICS Position and Task Descriptions
NOTE: For specific ISC Position and tasking within the IC/UC, refer to:
• Section 1800 (Salvage Response Framework), and
• USCG’s 2014 edition of the Incident Management Handbook, Chapter 22,
page 22-6.
Web-site: https://homeport.uscg.mil/ics
(U) During the Stafford Act Declaration, communication protocol within USCG – Sector
San Francisco’s UC for Marine Salvage and Firefighting activities are as follows:
2. (U) Prior to initiating contact utilizing the MTSRU's alternating communications via
gmail and/or skpe, contact USCG - Sector San Francisco's "MTS Recovery
Coordinator (MTSRC)", Mr. Jerry Bynum at (209) 479-5083 cell phone and/or
request Mr. Bynum by contacting USCG - Sector San Francisco's Command Center
at (415) 399-3547 duty officer.
DHS
Headquarters
USCG FEMA
OPCEN Headquarters
Headquarters
ESF-1
USCG USCG
Cal OES – Cal SLC – Cal OSPR
OPCEN Sector SF
[ SOC ] [ Executive Officer ] [ Administrator ]
D11 / PACAREA [ COTP ]
USACE USCG [ MTSRU ] Cal OES – Region II Cal SLC Cal OSPR
Waterways MTSL Ports & Harbors Northern Rep. Northern Rep.
Section 10000
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e. Loss of life,
g. Any occurrence resulting in more than $25,000 of property damage, not including
salvage cost.
• Date: __________ / Time: __________ San Francisco Fire Department: ……….. (415) 558 – 3291
• Date: __________ / Time: __________ South San Francisco Fire Department: … (650) 368 – 1421
• Date: __________ / Time: __________ Southern Marin and Tiburon Fire Dept.... (415) 499 – 7235
• Date: __________ / Time: __________ Stockton Fire Department: ……………... (209) 464 – 4646
A. The resource providers identified in a VRP should be immediately notified and activated when a discharge
of oil, or a substantial threat of such a discharge of oil exists.
[COMDT COGARD 221949Z MAR 13]
B. Command Center: When a discharge of oil, or a substantial threat of such a discharge of oil exists, the
vessel should be instructed to:
• Activate the Vessel Response Plan (VRP).
• Notify the Qualified Individual (QI) listed in the VRP.
• Notify the SMFF provider in the VRP.
One of the five USCG approved SMFF providers will be listed in the VRP, and needs to be activated if the
incident meets the criteria listed in the above A or B.
The five primary resource providers that may be listed on the VRP are:
• Date: __________ / Time: __________ DonJon-SMITT, LLC: ……………. (703) 299 – 0081
• Date: __________ / Time: __________ Marine Response Alliance: ……..… (206) 332 – 8200
• Date: __________ / Time: __________ Resolve Marine Group: ………….... (954) 764 – 8700
• Date: __________ / Time: __________ SVITZER Salvage Americas, Inc: …(713) 534 – 0700
• Date: __________ / Time: __________ T & T Salvage, LLC: …………… ... (713) 534 – 0700
6. Confirmation / Feedback Status
• The QI has notified the Primary Resource Provider: Yes ___ / No ___
• The QI has requested Primary Resource Provider to respond to the incident: Yes ___ / No ___
___________________________________________________________________________________________________________________________________________________________
7. Date: __________ / Time: __________ Notify Mr. Jerry Bynum, USCG – Sector San Francisco
(Marine Salvage, Firefighting, and MTS Recovery Specialist)
Cell phone: ……… (209) 479 – 5083
Home phone: ….… (209) 823 – 6386
SUPPLEMENTAL ACTIONS:
20. ___________/___________ Establishing a safety zone: see ref (e)
21. ___________/___________ Recalling personnel for response and/or to augment t
22. ___________/___________ Ordering the movement of vessels/control of facility operations: see
ref (f)
23. ___________/___________ Alert PAC Strike Team if assistance needed
24. ___________/___________ Request Local Broadcast Notice to Mariners
25. ___________/___________ Notify Local Port Authority
26. ___________/___________ Notify Vessel Owner/Agent
27. ___________/___________ Create Port Safety Case File
28. ___________/___________ Maintain good logs/notes for input support of SITREP/POLREP.
Step: 4 of 4 REFERENCES
Section 11000
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(U) In coordination with the State of California and RRT9, workgroups were
established to provide the following: A decision-making process to assist USCG
COTP in determining whether a vessel needs to be moved to a place of refuge, which
place of refuge to use, and a framework for developing pre-incident information on
PPOR sites for inclusion in the appropriate sub-area contingency plans.
(U) Keeping in mind that there is no perfect docking or anchoring site for all vessels
and all situations, the ACP1 and ACP2 sub-area committees convened and developed
an approach to pre-survey possible PPOR sites, not pre-determine them. The data
gathered was streamlined and incorporated into a California statewide PPOR
database. A hard copy of this data is contained within this section as pre-incident
summaries. These pre-incident summaries provide specific information for PPOR
sites within the respective areas of responsibility (AOR) and identify the advantages
and consequences of the use of each potential site. Pre-identified PPOR sites will be
shown on an area index chart. The pre-incident summaries, the PPOR charts and/or
the TAP models (where applicable), contain specific geographic and navigational
data in addition to information about concerns for the potential impacts on human
health and safety and natural resources, and economic consequences for all options a
distressed vessel may have to mitigate their situation. Collectively these serve as a job
aid designed for use during an incident.
(U) The above listings will be used to identify a preliminary list of PPORs and will be
provided to the PPOR Unit. The respective salvage team will supply participants to
the PPOR Unit to capture ship and salvage information and participate in
communications with other stakeholders involved.
a. USCG – Sector San Francisco’s COTP zone is in compliance with state policy
and guidance, and can be referenced in the Northern California “Area
Contingency Plan”, Section 8000 (Places of Safe Refuge).
https://www.dfg.ca.gov/ospr/san_francisco_plan.aspx
Section 12000
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(U) The TWG, in conjunction with USCG – Sector San Francisco, held a live table
top exercise to assess availability and response time based on actual vessel traffic and
tug availability conditions. The table top drill identified at least eight tugs from
various Bay Area companies with sufficient capabilities to respond and be on site
within a few hours.
(U) The results of the table top exercise and associated discussions led the TWG to
determine that a Best Maritime Practice (BMP) for Emergency Offshore Towing is
the most appropriate method to ensure readiness for response. The contents of the
BMP are based on historical response times from San Francisco Bay, how the tug
company was chosen, the equipment that was used, and the actual towing evolution
that occurred. The foremost factor in response times was the urgency of the situation.
The urgency of the situation dictated what tug company responded, allowable time to
prepare for the tow, and the equipment needed to accomplish the tow. The resulting
BMP document outlines the steps that the San Francisco Harbor Safety Committee,
Vessel Owners/Operators, and Tug Operators should take to remain prepared for an
emergency vessel tow within the Bay and off the California Coast.
2. (U) The TWG recommends that the Marine Exchange include capacity for
coastwise towing in the San Francisco Tug Asset List in the Golden Gate Ports
Handbook and on the San Francisco Marine Exchange web site in the Harbor
Safety Committee pages,
http://www.sfmx.org/support/hsc/kipsratings/KIPSRatings.htm.
3. (U) The TWG recommends that the HSC request that the California Office of
Spill Prevention and Response (OSPR) commission a study to validate the
Emergency Tow Vessel Capability Matrix (Appendix C of Enclosure 1). The
study should be specific to the environmental conditions and likely vessel traffic
off the Northern California Coast.
1. The San Francisco Bay Region’s Harbor Safety Committee – With representatives
from within the Maritime Industry, Regulators, Environmentalists, and the general
public this organization has proven to be a valuable team to insure all stakeholder
interests are represented,
2. Vessel Owners/Operators – The companies that operate the vessels that provide
the resources to keep our economy moving, and
3. San Francisco Bay Area-based Tug Companies – The companies that conduct
various towing operations on San Francisco Bay and are capable of performing
offshore Emergency Ship Towing.
(U) The USCG – San Francisco has developed a Homeport Alert Warning System for
early notification to tug companies of potential offshore emergencies which may
require the use of tugs. This early notification is for informational purposes only and
allows the industry to begin to assess their equipment and crew capabilities and
timelines for an organized potential response. The tug company can greatly reduce
the risk to its crews and be more productive preparing the tug while it is in the harbor
rather than having crews do the prep work on deck at sea. Once a company is
selected by the Responsible Party, response time will be dependent on the urgency of
the situation. All tug companies with interest in and capabilities of responding to
Emergency Ship Towing situations offshore are encouraged to sign up for and enroll
in the Home Port Alert Warning System which may be done by contacting the Coast
Guard.
(U) The San Francisco Bay Region’s Harbor Safety Committee has established the
following priority actions for emergency towing situations. Parties should consult
closely with the Coast Guard to collaboratively establish specific priorities for each
emergency towing incident:
Triage – assess the situation and send appropriate assets to address the highest
concern situation (eg, drift grounding),
Stabilize – initially stabilize the drifting vessel and isolate it from immediate
danger. If adequate assets are not initially available to begin a towing evolution,
it may be necessary to send smaller / less powerful assets to temporarily stabilize
and hold the vessel,
Tow – once the highest risk situations have been avoided and the situation is
stable, commence tow to gain full control of the situation, and
Identify Destination – Identify a destination for the towed vessel (if applicable).
Should the situation warrant use of the PPOR process (as determined by the Coast
Guard and/or appropriate Unified Command), begin vetting process for PPOR
within the Bay. Note: the typical emergency ship towing scenario will not require
use of the PPOR process.
(U) For incidents which occur within the San Francisco Bay, available tug assets will
be immediately dispatched to respond to the situation. Due to the traffic density
within the Bay, most casualties which result in the need for such assistance occur
where adequate tug assistance is immediately available. This BMP outlines the
procedures and practices to ensure timely and appropriate response to incidents in the
offshore environment.
(U) Under normal circumstances, USCG – Sector San Francisco will direct the
Responsible Party to ensure that adequate tugs to control the situation are in place at
the 12nm line. The matrix is designed to prompt action in such a manner as to ensure
this safeguard is in place and actionable. USCG – Sector San Francisco will typically
require a minimum two tug escort for vessels entering San Francisco Bay following a
loss of propulsion.
(U) An inventory of towing vessels in the San Francisco Bay that may assist a vessel
offshore can be found in (Appendix B). The inventory is also available on the San
Francisco Marine Exchange web site in the Harbor Safety Committee pages,
http://www.sfmx.org/support/hsc/kipsratings/KIPSRatings.htm.
(U) This list identifies tugs which may be available for dispatch to an offshore
emergency. The list is for guidance and reference only, since at any given time an
individual tug on the list may not be available for various reasons. Specific guidance
regarding the appropriate equipment to be carried on a towing vessel is outlined in
Section 5 below. The Ship Rescue Requirement Checklist template (Appendix G) is
recommended to ensure that preparation is thorough.
(U) Parties involved in dispatching a rescue tug should refer to the “Emergency Tow
Vessel Capability Matrix” (Appendix C) in this document as a guide with the
understanding that circumstances may warrant the need for additional resources.
The matching of rescue tugs to a vessel depends on a multitude of variables. Multiple
studies have been completed on this subject and there are many variables which
determine a suitable matching of tug quantities and power. The Matrix in Appendix
(U) The Responsible Party (RP) should refer to their applicable emergency response
plans to determine their responsibilities and needs. For certain incidents, the Coast
Guard may determine the need for a Coast Guard Unified Command (UC) and
Incident Command Post (ICP). In the event that either the Vessel Response Plan
(VRP) indicates the stand-up of a UC or if the Coast Guard determines the need for a
Unified Command, the following personnel, at a minimum, should be represented and
present within the ICP:
Salvage Representative (as applicable under Salvage and Marine Fire Fighting
Plan)
(U) The vessel owner will work with Federal regulators (and in some cases State
regulators and other stakeholders via Unified Command) to gain approval for the
destination, taking into consideration the nature of the vessel’s casualty and repair
needs. The vessel operator, Pilots, or regulators may require additional tugs to be
dispatched as the vessel approaches the San Francisco Bay and certain points within
the Bay to ensure safe transit.
(U) The San Francisco Bay Region’s Harbor Safety Committee is committed to
partnering for the greater public trust of California shorelines and is committed to
conducting drills and exercises to maintain proficiency and to improve best practices.
These exercises will provide the Harbor Safety Committee with a sound feedback
mechanism on the applicability of this best practice and will allow the best practice an
efficient means for continual improvement.
i The TWG should hold a table top exercise testing the incident
response, incident management and response resources no less than twice in 3
years.
ii The TWG should also perform a field exercise involving an actual ship with
the objective of testing tow gear, techniques and communication, and sharing
lessons learned across the local maritime community, no less than once every
3 years.
iii An actual Emergency Ship Tow may count towards drill credit if the towing
company involved is willing to present to the Workgroup a review of the
actual tow.
12007.1 General
(U) This BMP is intended to assist owners/operators in preparing their ship for an
emergency towing incident. Every Ship Master calling upon San Francisco Bay
should review this best practice in its entirety prior to his/her first arrival in San
Francisco Bay. Owners, operators and crews should take into consideration that the
nature of an emergency does not allow much time for deliberation. Accordingly,
emergency procedures should be developed and practiced beforehand. The
International Maritime Organization has developed Guidelines for owners/operators
on preparing emergency towing procedures (MSC.1/Circ.1255) and Guidelines on
emergency towing arrangement for tankers (MSC.35(63), as amended) to assist
vessels with meeting the requirements of SOLAS regulation II-1/3-4 (Appendix D).
The IMO has also developed Guidelines for Safe Ocean Towing (MSC/Circ884),
which does not apply to salvage or rescue towing services but provides additional
guidance which may be useful for towing vessels.
(U) In conjunction with the Ship Evaluation, the vessel owner/operator shall develop
procedures for making up to a rescue tug. Procedures should be developed for
various emergency scenarios taking into consideration scenarios involving an
immediate threat of grounding, weather conditions (mild & severe), and non-
availability of onboard power. Procedures should be specific to facilitate proper
execution by crew members. Diagrams of possible rigging scenarios could be
developed into a matrix to allow for rapid identification of a tow plan once a ship
finds itself in a specific situation.
12007.4 Training
(U) As with any casualty the possibility of a successful outcome is increased if the
crew is trained in dealing with such a situation. The ship-specific procedures should
be shared with the crew and Emergency Towing Drills should be incorporated into
the ship’s drill schedule. Through regular drills and post-drill critiques the ship-
specific procedures can be updated and improved from lessons learned during
training which will further increase the chance of a successful outcome in an
emergency situation.
(U) The inventory gathered during the evaluation process and the resulting
procedures should then be documented in a ship-specific Emergency Tow Book
(ETB). A sample template of an ETB developed by the IMO is included as
Appendix E. Vessel Owner/Operators/Agents should have access to this information
and be able to immediately distribute it via email to the towing company and to other
industry parties participating in the response. Receipt of a copy of the ETB prior to
departure on to the distressed vessel will assist the towing companies to more
efficiently prepare for the job and is a key factor in the success of the emergency tow.
12007.6 Notification
(U) Early notification to the Coast Guard of a vessel casualty is a key element of
initiating an effective response. Vessel owners and operators are required to provide
notifications to the Coast Guard in accordance with 46CFR4 and 33 CFR 161 (when
within the VTS Area).
12007.7 Communication
(U) In the event of a casualty that may require an emergency tow, time is critical.
Early activation of a response by the vessel will decrease the severity of the casualty.
Most vessels will never encounter the need to activate such a response, but, if
required, the complexity of the situation will be hectic and difficult to relay. The
checklist Contained in (Appendix F) is included in this BMP to serve as a reference
USCG – Sector San Francisco / MSRP: 2014 ( UNCLASSIFIED ) Page: 96
MARINE SALVAGE [All-Hazards] RESPONSE PLAN
for the timely and accurate communication of key information needed to begin a
response. Owners/Operators/Brokers should expedite the decision of which tug
company to use so that the tug company can activate its plan.
(U) The RP shall activate their VRP; and/or their Marine Salvage and Firefighting
Plan (MSFFP) as applicable under 33CFR155. The provisions of this BMP are non-
regulatory in nature and are complementary guidance to VRPs and MSFFP. The goal
of this BMP is to prevent a drift grounding situation by ensuring that appropriately
sized and equipped tugs are dispatched to enact the Emergency Towing requirement
of the MSFFP in a timely manner. In the event that either the VRP indicates the
stand-up of a UC or if the Coast Guard determines that a UC is needed, the RP must
have a representative present in the UC.
12008.1 General
(U) This BMP is also intended to provide towing companies who may be called upon
to respond with guidance to ensure that their tug is prepared to respond safely and
effectively. Tug companies intending to engage in emergency ship towing operations
are encouraged to review and ensure that their Safety Management System is
inclusive of control measures that are applicable to such towing operations.
(U) Each tug company offering emergency towing services should have specific
procedures contained in their Safety Management System (SMS), or equivalent
Operations Manual. The procedures should include specific requirements for what
information, equipment, and crew complement is required for various emergency
towing scenarios. The Ship Rescue Requirement Checklist template (Appendix G)
can be a useful tool in ensuring that preparation is thorough. Making up the vessel to
the tug is the largest variable in the towing operation; therefore the tug operators’
procedures need to address various possible makeups. Appendix H shows examples
of possible towing configurations that could be used for an emergency towing
operation. Procedures should be divided up, separating tasks that should be
completed prior to departure, while underway to the vessel, on scene arrival, and
during the tow to the final destination. Job safety should be the number one priority
and safety meetings with the crew should be held prior to departure and frequently
during the operation, specifically including prior to making up to the vessel and after
and an on scene risk assessment has been completed.
(U) It is important not only to have procedures, but to incorporate those procedures
into the tug company’s training regimen. Not all the mariners working on tugs
regularly handle the gear required to accomplish an emergency tow so it is critical
that drills and exercises be held to simulate offshore towing operations. Drills should
include a review of procedures for deploying an Orville Hook, use of a line throwing
apparatus, deployment of an Emergency Ship Towing System (ESTS), a review of
various kinds of ground tackle used in connecting a vessel tow. Tug companies
offering Emergency Ship Towing services should participate in the Periodic HSC
Emergency Towing Exercises. Tug companies should also attempt to hold training
with their customers to incorporate ships into the training to more closely simulate
actual responses.
12008.3 Communication
(U) The USCG Home Port Alert Warning System alerts tug companies of the
possibility of an emergency tow and allows them to begin the process of preparation.
Swift and timely preparation can save valuable time in the overall response and
significantly reduce risk. USCG – Sector San Francisco’s Home Port Alert Warning
System message is for information purposes only; it does not award the job to a
specific tug company. To the maximum extent possible, Owners/Operators/Brokers
should expedite the decision of which tug company to use so that company can begin
its preparations accordingly.
(U) As soon as a tug company has been selected, it should be sent a copy of the ship’s
Emergency Tow Book (ETB). After an initial review of the ETB, the tug company
should make direct contact with the vessel to discuss the specifics of the casualty
using the communication checklist (Appendix F) as a reference to ensure that all
pertinent information is gathered. A preliminary tow plan should be agreed upon
during this communication, such that the vessel and the tug can begin preparations.
This first communication should also establish the primary and back up methods of
communication, as well as a schedule of communications between the vessel and the
lead tug.
(U) Tug Companies should conduct a full Risk Assessment prior to getting underway.
The Risk Assessment should be conducted with the objective of identifying and
implementing any necessary control measures that will reduce the risk to personnel
and equipment during the upcoming operation. If the company does not have an
official Risk Assessment process in place, the local Coast Guard Sector has several
tools available that may assist in this process.
(U) It is the sole responsibility of the tug company to ensure that their tug is crewed
adequately. In addition to the minimum manning requirements of 46CFR15, the tug
company should ensure that a suitable number of crew, with appropriate training to
fulfill their roles on the voyage, are aboard the tug to safely execute the emergency
towing operation.
12008.6 Equipment
(U) It is up to the towing company to ensure that suitable rescue towing equipment is
inventoried, maintained in good working order and is readily available to be
deployed. Since the various tug companies employ various equipment packages, a
specific equipment list will not be included in the BMP. However, the Ship Rescue
Requirement Checklist template (Appendix G) can be a useful guide for ensuring that
preparation is thorough.
(U) The towing company should develop a tow plan consistent with its Safety
Management System/Operations Manual and the ship’s Emergency Towing Booklet.
The tow plan should incorporate the tenets of the Best Practices of Dead Ship Towing
as applicable to the situation. Tow plans are intended to be dynamic, allowing for
deviations and adjustments as dictated by the changing conditions. Where conditions
permit, the tow plan should be drafted and available for review prior to the tug
departing for the Emergency Ship Tow.
(U) When the tug arrives at the vessel’s location the tug Master should circle the ship
to check its condition, drafts and trim. Once that is done the Master should stop the
tug and lay ahead and then astern of the ship to see how the ship and tug will drift and
lay relative to each other when at each location. Keep in mind that different ships will
lay to weather, seas and current differently and will drift to the lee side at different
rates. If the Master determines that the actual conditions are significantly different
than what was identified in the initial risk assessment, the Master should conduct an
additional risk assessment and take necessary action to mitigate those risks. .
(U) Once the tug Master establishes his final operational plan for taking the ship
under tow, he should provide the ship with a copy so the vessel understands the
rigging and what is expected of them in the operation. A final pre-job conference
must be held between the Master of the lead tug and the vessel’s Master once the
vessels are in close proximity to one another. Close radio communications between
the tug and ship are crucial to executing a successful tow. Often ships have
USCG – Sector San Francisco / MSRP: 2014 ( UNCLASSIFIED ) Page: 99
MARINE SALVAGE [All-Hazards] RESPONSE PLAN
communication procedures routing all external coms (from the tug) through the ship’s
bridge and then on to the working deck crew. This can be very challenging. If
possible, the Master of the lead tug should request direct communications with the
working deck supervisor.
(U) Once the final tow plan has been communicated to the satisfaction of both
Maters, the Tug Master should proceed with the tow connection, ensuring that
personnel safety remains the priority.
(U) The Tug Master should now be able to pick the best orientation of his tug relative
to the ship and position the tug to make the tow connection. In most cases this will
end up being in the lee of the ship’s bow, but it depends on the connection method to
be used and the sea conditions. If the ship has severe bow damage, then a stern first
tow will have to be considered. The Master should choose the position of the tug
which reduces maneuvering and holds the tug at a constant safe distance to the vessel.
(U) If the weather is heavy, the disabled vessel is not in immediate danger of going
aground on a lee shore, and it is in the interest of safety, the Master may choose to
delay the tow connection until weather and sea conditions improve. Any such
decision should be communicated to the Unified Command.
(U) The ship’s connection to the tug’s tow gear will depend on the arrangement set
forth in the Ship’s Emergency Tow Book (ETB). Preferably prior to departure, the
tug should obtain a copy of the ship’s ETB and talk to the vessel master in order to
ensure that the tug’s gear is ready to be deployed. (Since every Emergency Ship Tow
varies, it is not possible to outline exactly how a tug should connect to a ship. That
being said, it is important for Tug Companies to utilize all resources available to them
to execute a successful tow.
(U) The Tow Plan should include a destination for the ship well before the tug and
ship are made up. The vessel owner must work with Federal (and State regulators
and other stakeholders as required) to gain approval of the destination taking into
consideration the nature of the vessel’s casualty and associated repair needs. Vessel
owners, Pilots, and/or regulators may require additional tugs or other operational
controls as the vessel approaches its destination. Parties should reference the existing
BMP for Dead Ship Towing in San Francisco Bay.
Section 13000
Table of Contents
Section Content Page
13001 (U) MSFF Regulations for Tank and Non-tank Vessel 102
13001.2 (U) Vessel Owner Requirements for MSFF (Private Industry) 103
13001.3 (U) Primary MSFF Resource Provider Requirements (Private Industry) 103
13002 (U) U.S. Coast Guard’s Roles and Responsibilities pursuant to MSFF 107
13002.4 (U) U.S. Coast Guard – Sector San Francisco’s COTP 108
13003 (U) State of California’s Roles and Responsibilities pursuant to MSFF 110
13004 (U) Local Fire Agency’s Roles and Responsibilities pursuant to MSFF 111
13005 (U) USCG and Fire Agencies – Working Relationship during MFF operations 111
13001.1 Overview
(U) Regulatory requirements (33 CFR, Part 155.4030 (a), 155.1015, and 155.4015)
pursuant to Oil Tank vessels/ships, and tank barges require the vessel owner to
provide a “primary resource provider” for Marine Firefighting and/or Marine Salvage
on the Vessel Response Plan (VRP).
(U) Regulatory requirements (33 CFR, Part 151, 155, and 160 – Subpart J – Non-
Tank Vessel Response Plans pursuant to Non-Tank Vessels/Ships require the vessel
owner to provide a “primary resource provider” for Marine Firefighting and/or
Marine Salvage in the Vessel Response Plan (VRP). [NOTE: The regulations apply
to vessels over 400 gross tons (ITC)]
(U) The resource providers identified in a VRP should be immediately notified and
activated when a discharge of oil or a substantial threat of such a discharge of oil
exists. [COMDT COGARD 221949Z MAR 13]
(U) One of the following five USCG approved SMFF providers will be listed in the
VRP, and needs to be activated if the incident meets the criteria listed in the above A
or B.
DonJon-Smit
(703) 299-0081 / Web-site: http://www.donjon-smit.com
(U) In accordance with 46 CFR 4.05, a vessel owner, agent, master, operator, or
person in charge, shall immediately notify the nearest U.S. Coast Guard Sector or
Marine Inspection Office whenever a vessel is involved in a marine casualty after
addressing the resultant safety concerns. Marine casualties consist of:
A loss of life, fall overboard, or any injury that requires professional medical
treatment;
A grounding, stranding, floundering, collision or allision;
Fire, explosion or flooding;
A loss of main propulsion or primary steering;
Failure of or damage to fixed firefighting systems, life saving equipment, and
bilge pumping equipment;
Any other circumstance that might affect or impair a vessel’s seaworthiness; and
Any incident involving significant harm to the environment including the
discharge of oil or release of hazardous substances into navigable waters
(U) Title 33 Code of Federal Regulations, Subpart I, requires owners and operators of
vessels over 400 GT carrying petroleum as a primary cargo or as fuel to ensure, by
contract or other appropriate means, that salvage and marine firefighting resources are
available to respond to an incident while the vessel is operating within 50 miles of the
U.S. coast requiring salvage and marine firefighting services able to respond within
planning response timelines. This private response capability is typically provided
through a “Primary Resource Provider” as prescribed by federal regulation.
(U) A resource provider listed in the vessel response plan as the principle entity
contracted to provide specific salvage and/or marine firefighting services and
resources, Regardless of other salvage and marine firefighting resource providers
listed for that service, for each of the COTP zones in which a vessel operates. The
primary resource provider will be the point of contact for the plan holder, the Federal
On Scene Coordinator (FOSC) and the Unified Command, in matters related to
specific resources and services, as required in 33 CFR 155.4030(a).
(U) Required MSFF services and timeframes [33 CFR, Part 155.4030(b)]
(U) Required MSFF services and timeframes [33 CFR, Part 155.4030(b)]
(U) Required MSFF services and timeframe End Points [33 CFR, Part 155.4030(c)]
(U) The Coast Guard firefighting policy is set forth in the Marine Safety Manual, Vol.
VI, Chapter 8. A summary of this policy is as follows: Although the Coast Guard
clearly has an interest in fighting fires involving vessels or waterfront facilities, local
authorities are principally responsible for maintaining necessary firefighting
capabilities in U.S. ports and harbors. The involvement of Coast Guard forces in
actual firefighting shall be to a degree commensurate with our personnel training and
equipment levels. The Coast Guard intends to maintain its historic “assistance as
available” posture without conveying the impression that we stand ready to relieve
local jurisdictions of their responsibilities. Additionally the response actions taken
shall pose no unwarranted risk to Coast Guard personnel or equipment.
(U) The Marine Safety Manual specifically addresses both Coast Guard and non
Coast Guard supervised firefighting activities. “Generally, Coast Guard personnel
shall not actively engage in firefighting except in support of a regular firefighting
agency under the supervision of a qualified fire officer. Coast Guard personnel shall
not engage in independent firefighting operations, except to save a life or in the early
stages of a fire to avert a significant threat without undue risk.”
(U) The Captain of the Port has the authority, under 14 USC 88 (b), to render aid and
save life and property in the event of a marine related emergency (including fire),
within the capabilities of available Coast Guard resources.
(U) The Captain of the Port has the power under the Ports and Waterway Safety Act
(33 USC 1223 1225) to direct the anchoring, mooring, or movement of a vessel.
(U) Under the Clean Water Act (33 USC 1321 et seq.), the Commandant of the Coast
Guard, acting under the authority delegated to him for pollution discharge response
and removal, may, whenever a marine disaster in the navigable waters of the United
States has created a substantial threat of pollution, coordinate and direct all public and
private efforts directed at the removal of such threat and summarily remove and, if
necessary, destroy such a vessel. This would occur in the instance of a discharge or
an imminent threat of a discharge of large quantities of oil or a hazardous substance
from a vessel.
(U) 42 USC 1856-1856d provides that an agency charged with providing fire
protection for any property of the United States may enter into reciprocal agreements
with state and local firefighting organizations to provide for mutual aid. This
statement further provides that emergency assistance may be rendered in the absence
of a reciprocal agreement, when it is determined by the head of that agency to be in
the best interest of the United States.
Mutual Aid Agreements exist between many of the local municipal fire departments
and industrial entities.
(U) Although the Coast Guard has no specific statutory responsibility to fight marine
fires, it has traditionally been responsible for the saving of life and property upon the
waters of the United States. The local Coast Guard Captain of the Port is charged by
the Ports and Waterways Safety Act (33 USC 1221, et seq.) with the responsibility for
navigation and vessel safety, safety of waterfront facilities, and protection of the
marine environment within his area of jurisdiction. The COTP San Francisco
jurisdiction includes the area within the northern county lines of San Luis Obispo
County, Kern County, and San Bernardino County and north to the southern border of
Oregon and east to Nevada. These jurisdictional boundaries are precisely described in
33 CFR 3.55 10. This responsibility extends not only to ships, their cargo, and crew;
but also to structures in, on, or immediately adjacent to the navigable waters of the
United States, or the resources within such waters.
(U) USCG – Sector San Francisco’s COTP is the USCG entity responsible for
ensuring the safety and security of vessels, harbors, and waterfront facilities,
including fire prevention and fire hazard mitigation, and vessel marine salvage and
firefighting. As part of this role, the COTP has coordination and planning
responsibilities for salvage and firefighting operations involving vessels or waterfront
activities.
(U) In regard to marine firefighting operations, USCG personnel shall not actively
engage in firefighting (other than fires on USCG vessels) except in support of a
(U) During marine firefighting, USCG units should adopt a conservative response
posture and focus actions on those traditional USCG activities not requiring USCG
personnel to enter into a hazardous environment.
(U) The COTP works with port authorities and local governments within their area of
jurisdiction to maintain current and effective contingency plans supported by the port
community, including its fire departments, to ensure coordination of federal, state,
municipal, and commercial resources that respond to fires and other incidents. This
policy is consistent with the Federal Fire Prevention and Control Act of 1974 (PL 93
498) that states that firefighting is, and should remain, a state and local function.
Responsibilities of the COTP during a major fire aboard a vessel or waterfront facility
include:
• Assume IC for a burning vessel underway or at anchor when the fire department
with jurisdiction is unable to respond or no fire department has jurisdiction;
(U) The State of California Office of Emergency Services is divided into 6 Regions.
All of the sea ports and federal deepwater waterways within USCG – Sector San
Francisco’s AOR falls within the geographic coverage of Cal OES’s Region I & II.
HEADQUARTERS
Chief Kim Zagaris
3650 Schriever Avenue
Mather, CA 95655
(916) 845-8711 office
REGION II
Assist. Chief John Clary
319 Pebble Beach Drive
Brentwood, CA 94513
(925) 941-3352 office
(916) 594-1149 pager
E-mail: John.Clary@oes.ca.gov
REGION IV
Assist. Chief David Powell
3650 Schriever Avenue
Mather, CA 95655
(916) 845-8476 office
(916) 594-1333 pager
E-mail: David.Powell@oes.ca.gov
Refer to Section 10003 (COTP’s Quick Response Card (QRC) for MSFF)
Section 14000
Table of Contents
Section Content Page
14000 (U) MSFF: Oil Spills and Hazardous Material Spills/Releases 114
14006 (U) County and City Agencies Roles and Responsibilities 131
(U) Section 4202 of the Oil Pollution Act of 1990 (OPA 90) amended Subsection (j)
of Section 311 of the Federal Water Pollution Control Act (FWPCA) (33 U.S.C. 1321
(j)) to address the development of a National Planning and Response System. As part
of this system, Area Committees have been established for each area designated by
the President. These Area Committees are comprised of qualified personnel from
Federal, State, and local agencies. Each Area Committee, under the direction of the
Federal On-Scene Coordinator (FOSC) for the area, is responsible for developing an
Area Contingency Plan (ACP) which, when implemented in conjunction with the
National Contingency Plan (NCP), shall be adequate to remove a worst case
discharge of oil or a hazardous substance, and to mitigate or prevent a substantial
threat of such a discharge, from a vessel, offshore facility, or onshore facility
operating in or near the geographic area. Each Area Committee is also responsible
for working with State and local officials to pre-plan for joint response efforts,
including appropriate procedures for mechanical recovery, dispersal, shoreline
cleanup, protection of sensitive environmental areas, and protection, rescue, and
rehabilitation of fisheries and wildlife. The Area Committee is also required to work
with State and local officials to expedite decisions for the use of dispersants and other
mitigating substances and devices.
(U) Several federal, state, and local agencies have a direct role in the enforcement of
applicable laws and regulations associated with a discharge, or substantial threat of a
discharge, of oil into the navigable waters of the U.S. The investigation into alleged
violations of the many applicable laws and regulations requires a coordinated effort
among the many agencies involved. As a preliminary step to enhance the
effectiveness of investigative activities and limit the potential negative impact of
these activities upon the cleanup and removal actions associated with an incident, the
(U) The U.S. Coast Guard administers a voluntary OSRO classification program for
environmental response contractors. Contractors are classified based on “core
equipment” that they either own or hire under contract. Core equipment includes:
boom, estimated daily recovery capacity (EDRC), storage, support equipment (such
as response vessels and response personnel), dispersant product, dispersant
application platforms, and aerial oil tracking capabilities. USCG and California DFW
both maintain pre-negotiated emergency response contracts with numerous OSROs in
the Central and Northern California are.
NOTE: For additional information, refer to USCG – Sector San Francisco’s Area
Contingency Plan.
Web-Link: https://www.dfg.ca.gov/ospr/san_francisco_plan.aspx
14002.1 Introduction
(U) This section is intended to meet the Federal Water Pollution Control Act
(FWPCA) requirement for hazardous-substance-release contingency planning. Public
Law 101380, which created the Oil Pollution Act of 1990 (OPA 90), also amended
the FWPCA (codified as Title 33, United States Code, Section 1321(j)(1)). Among
other things, that amendment requires contingency planning for releases of hazardous
substances in the Area Contingency Plan (ACP), and requires response plans for
waterfront facilities and vessels handling hazardous substances. The substances
designated by the FWPCA as hazardous, and therefore requiring contingency
planning in accordance with the FWPCA, are listed in Title 40 CFR 116.4. Only three
of those substances are handled in bulk in the Sector San Francisco (SF) Area of
Responsibility (AOR). While the law requires planning for “hazardous substance
(HAZSUB)” releases, the developers of this section have chosen to use the broader
term “hazardous materials” (HAZMAT) for plan development, as defined in ACP
Volume I, section 1200. The Coast Guard has authority, jurisdiction, and resources
that may be used to assist a HAZMAT incident response even if the substance
released is not a FWPCA-designated substance, and we should, therefore, plan for
assisting a HAZMAT incident response. Essentially, this section addresses response
to any undesirable non-oil substance leaked into the environment. This section
outlines the jurisdictional boundaries of HAZMAT incident response between federal,
state, and local agencies, and identifies some of the potentially available response
assets to address a hazmat incident.
(U) For the purposes of this section, the discussion will be limited to hazmat incidents
occurring during marine transportation only. This approach has been taken in order to
isolate the issues of jurisdiction and response procedures to one clearly defined area.
However, the authorities, jurisdictions, and resources identified herein may be useful
in any hazmat incident impacting waters where the CG Sector SF has jurisdiction as
the Federal On Scene Coordinator (FOSC).
(U) In accordance with the California Hazardous Materials Tool Kit (HMITK), a
supplement to the State Toxic Disaster Contingency Plan (STDCP), response and
management of a hazmat incident is primarily the responsibility of local government
acting as the lead for public health and safety within their jurisdiction. This is
especially true when an incident occurs in an inland location. Local fire and police
departments and other emergency personnel who have been trained in response
procedures for hazmat incidents will respond and be the first officials to begin
handling the emergency. If other local assistance is required, or, due to the size of an
incident, state, or federal resources are needed, a larger response network is built
through the Incident Command System (ICS) and a Unified Command (UC)
representing joint decision-making authority. The vast majority of relatively routine
hazmat incidents are handled in this manner. However, hazmat-incident response in
the marine environment offers a unique set of variables that do not lend themselves to
traditional jurisdictional lines. Local government personnel may have the resources
and proper training to respond to land-based incidents, but do not have expertise in
dealing with marine fire fighting or emergency responses on water. Conversely, the
CG has the expertise to manage many marine incidents, such as marine fires, disabled
vessels and personnel rescue. Response management is also complicated when state
and federal specialized response teams, with proper training to assist in an incident
response, must be correctly requested and integrated into the management structure in
order to properly aid the Unified Command (UC).
(U) The agency or person in charge of an incident and who actually manages the
incident may be two separate entities. Section 311(c)(1) of the CWA, as amended by
OPA 90, gives the FOSC authority to “direct or monitor all Federal, State, and private
actions to remove a discharge” (emphasis added). (Sidebar note: since the authority
cited is issued in the CWA, it only creates jurisdiction over discharges of those
hazardous substances designated under Section 311((b)(2) of the CWA, and
published in Title 40 CFR 116.4. There are only three such hazardous substances
carried in bulk as cargo and discharged to just five facilities in the Sector SF AOR.
Smaller discharges of such substances may, of course, result from other sources.) The
National Contingency Plan (NCP), states (in 40 CFR 300.135(d)) that “the FOSC’s
efforts shall be coordinated with other appropriate federal, state, local, and private
response agencies. FOSCs may designate capable persons from federal, state, or local
agencies to act as their on-scene representatives.” Thus, a local government may
manage a response, and the FOSC’s only involvement would be notification and
ensuring that the local official, serving as the FOSC on scene representative, had the
capabilities to conduct a safe and effective response, with FOSC assistance as needed.
(U) The response system for the governmental agencies widely differs depending on
which level of government is involved. Each level has its own unique capabilities,
responsibilities, response strengths, jurisdictions, and authorities. The following
sections describe the response actions and systems for the federal, state, and local
agencies as viewed by the agencies themselves.
(U) Under the NCP, the FOSC is the senior official for all response efforts. These
responsibilities are shared between the USCG and the EPA. The USCG provides the
FOSC for oil discharges and hazmat releases into or threatening the coastal zone.
EPA provides FOSCs for oil discharges and hazmat releases into or threatening the
inland zone. The CG FOSC has additional responsibility for spills, releases, and
threatened spills and releases from vessels and CG-regulated marine-transportation-
related facilities. The boundaries between the USCG and EPA zones can be found in
USCG – Sector San Francisco’s Area Contingency Plan, section 1200.
(U) The role of FOSC is radically different depending on the material(s) involved in a
spill or threatening to impact federal waters. In incidents involving oil, the USCG’s
FOSC takes a very active role in the response. The FOSC serves as the senior
member of the Unified Command and directs the response activities. For hazmat
releases or threatened releases, the FOSC looks after federal interests and provides
support to the local, county, or state responding agency. The FOSC would assume an
active role only under specific circumstances, such as when an incident exceeds
response capabilities of local agencies. The FOSC would assist the state and local
agencies with any technical advice, obtaining specialized assistance, and monitoring
of the response.
5. Contacting the owner and/or operator of the source of the release, if known, to
inform them of their potential liability for government removal costs, to explain
the USCG’s role as FOSC, and to gather information for response and port
safety purposes; administrative orders shall be used when appropriate to direct
actions of the responsible party,
6. Based on the findings of the preliminary assessment, carrying out first aid
mitigation actions if the situation warrants immediate action; first aid mitigation
actions are those response actions taken by response personnel necessary to
address immediate concerns prior to the arrival of cleanup contractors or action
by the responsible party,
(U) In California, the state’s main role in any hazmat incident is to assist local
government, and take part in the Unified Command as appropriate. Certain resources
exist at the state level, and if requested can be made available to assist federal and
(U) A release or threatened release of a hazmat within the State of California must be
reported. Hazmat includes any material that, because of its quantity, concentration, or
physical or chemical characteristics, poses a significant present or potential hazard to
human health or safety or to the environment, if released. There is no minimum
reportable quantity. An immediate verbal report of any release or threatened release
of hazardous material must be made to:
1. Local emergency response agency (such as 9-1-1, or the fire or health department,
as directed by local laws)
(U) The above three listed required reporting steps should be immediately and
reporting to each shall include, but not limited to:
• Location of the release and/or threatened release,
• Name(s) of the person(s) reporting,
• Hazardous material involved,
• Estimates of the quantity of spill / release, and
• Potential hazards / risk associated with the material.
(U) California – Office of Emergency Services will notify other federal and state
agencies and appropriate local government contacts as specified in law. Assistance
may be sought from local agencies, other state agencies, or the federal government
for any incident response. Additionally, the Responsible Party (RP), reporting party,
or responders may request that Cal OES contact specialized state agencies for
additional assistance. In California, the primary state agencies associated with a
maritime incident that will assist with the incident responders are the following:
• Marine Waters of the State - The Administrator of CDFG-OSPR or designee
shall function as the IC at oil spill incidents in marine waters of the state and will
serve the position of SOSC, as designated in Gov. Code, Sec. §8670.7. Cal-EMA
may provide support and coordination of resources when requested by OSPR.
(U) The following are supporting agencies that may be called on to assist in the
incident:
NOTE: For further guidance on state roles and responsibilities, refer to section 16005,
and USCG – Sector San Francisco’s Area Contingency Plan, section 7000
Web-Link: https://www.dfg.ca.gov/ospr/san_francisco_plan.aspx
(U) Pursuant to the California Health and Safety Code Chapter 6.95, local
governments have developed local area plans (which differ from the federal ACPs)
documenting policies and procedures for responding to hazmat incidents. These
policies and procedures include sections on notification and coordination,
communications, utilization of the incident-command system, pre-emergency
planning, public safety and information, supplies and equipment, and responsibilities
of responding organizations. The primary role of responding agencies are: the rescue
and treat of victims, fire suppression, isolation of contaminated areas, control and
containment of hazardous materials, and facilitation of any public evacuations or
shelter-in-place operations. The local area plans delineates who is responsible for
management of the incident. Local area plans may differ on the designee of the
incident commander. Representatives from local police, fire, or offices of emergency
services may be the incident commander.
(U) In regards to jurisdiction, local area plans specify what locations would be
covered for response by hazardous materials agencies. Jurisdictions may include one
or multiple counties, cities, unincorporated areas, or any combination thereof.
Jurisdictions may include all areas within city or county limits, which may include
adjacent waters. Many local governments may not have considered response to
hazardous materials for incidents which occur at docks, adjoining bays or inlets, or
coastal waters.
(U) In the coastal zone the legal FOSC resides with the CG. However, the on-
scene management of the incident may reside with the appropriate local
government agency responder.
(U) Local agencies will vary in their ability to respond to incidents which occur in
waters. The following is a general summary of local agency capabilities:
a. Docked Vessels - Most local agencies should be able to respond to incidents
occurring at docked vessels. They may still require assistance from the USCG to
control vessel traffic, notify facilities with vulnerable intakes, conduct booming,
investigation and law enforcement efforts.
b. Vessels at Anchorage - Some local agencies may be able to respond to incidents
on vessels at anchor in bays or inlets. They may have the transportation and
communication capabilities to handle the incident. The will be greater USCG
assistance and coordination in hazmat responses to vessels at anchor.
c. Vessels Underway - Few, if any, local agencies will be able to respond to
incidents which occur off the coastal waters in the Pacific. For most incidents, the
USCG will be the initial responding agency.
(U) In all cases where hazmat incidents may impact local jurisdictions, local agencies
must be notified. Even if local agencies cannot take mitigation actions at the vessel,
they will still need to respond. Local governments will be responsible for the public
safety of its citizens and property. They can control public access to contaminated
areas. Local agencies can notify and possibly protect coastal facilities which may be
impacted. Local agencies can provide logistical help to the lead agency. They can
also provide personnel and other resources to the lead agency. Most local
governments will provide mutual aid on request.
NOTE: For further guidance on state roles and responsibilities, refer to section 16006,
and USCG – Sector San Francisco’s Area Contingency Plan, Section 7000
Web-Link: https://www.dfg.ca.gov/ospr/san_francisco_plan.aspx
a. (U) The Captain of the Port (COTP) Sector San Francisco’s Zone for AOR
Jurisdiction Assets addressing waterways, waterfront facilities and offshore
facilities can be found in the Northern California Area Maritime Security Plan,
and can be contacted at:
• Phone: (415) 399-3547
NOTE: For additional information, refer to USCG – Sector San Francisco’s Area
Contingency Plan
Web-Link: https://www.dfg.ca.gov/ospr/san_francisco_plan.aspx
a. (U) The DRAT provide the USCG’ Federal On-Scene Coordinator (FOSC) with
technical assistance, personnel, and equipment. The DRG comprises USCG
personnel and equipment in the district, and an advisory team which coordinates
movement of USCG resources. The DRAT can be contacted at:
• Phone: (510) 437-3701
a. (U) The Pacific Strike Team (PST) is a pollution control team equipped and
trained to assist in the response to oil or chemical incidents, and can be contacted
at:
• Phone: (415) 883-3311
c. (U) In addition, the PST can provide the following Equipment Capabilities:
• Salvage Assessment Kit: Designed for determining fluid levels of watertight
compartments. The kit may also help distinguish separate fluid levels within a
tank or vessel such as water in petroleum products,
• Enhanced Viscous Oil Pumping System: Designed to be incorporated into,
and enhance an existing offloading pumping system. It is designed to be used
when the oil characteristics to be pumped create higher frictional hose
resistance than either the pump or the hose system can handle in the form of
discharge pressure. Innovative manifold design enables pumping system to be
used as a standard pump, cold water injected pump for viscous oils or hot
water injected pump for extremely viscous products up to 200 centistokes, and
• Large Pumping System: The large pumping system is designed for lightering
oil tankers and cargo vessels. The pumps incorporated in the ready load
(submersible and non-submersible), are capable of pumping a wide range of
petroleum products, mild acids, corrosives, and water. The pumping system is
pre-staged on a trailer and palletized into four segments, ready for rapid
deployment by aircraft or tractor trailer.
b. (U) The National Strike Force consists of the three USCG Strike Teams and the
Public Information Assist Team (PIAT) and the National Strike Force
Coordination Center (NSFCC). The National Strike Team and is available to
assist FOSCs in both preparedness and response. The Strike Team provides
trained personnel and specialized equipment to assist the FOSC in training, spill
stabilization and containment, and monitoring or directing response actions. The
c. (U) The NSF may able to assist the Sector Commander / Captain of the Port
(COTP) in the below listed areas. Current NSF doctrine and policy should be
consulted for available support and equipment:
Perform site characterization, damage assessment, take samples and mitigate
release,
Develop safety plan for salvage operations,
Review commercial dive plans and monitor commercial dive operations,
Develop/review salvage plan,
Conduct vessel damage assessment,
Develop transfer plan including termination plan, for use in final product
removal,
Perform basic damage control,
Monitor/conduct dewatering, de-ballasting, and lightering operations, and
Assist in development/review of dewatering, de-ballasting, and lightering
plans.
• Within 20 minutes - a preliminary assessment team consisting of a
toxicologist, chemist, environmental health scientist, physician, and other
health personnel as required, and
• Within 8 hours - an on-site response team (if the incident warrants).
a. (U) The NOAA Scientific Support Coordinator (SSC) provides scientific support
in environmental chemistry, oil spill trajectories, natural resources at risk,
environmental tradeoffs of countermeasures and cleanup, and information
management. FOSC requests for SSC support can be made directly to the SSC
assigned to the area, to the NOAA HAZMAT program office in Seattle, or to the
DOC RRT representative. The NOAA-SSC can be contacted at:
• NOAA SSC (24 hour) (206) 526-6317
b. (U) The SSC serves on the FOSC's staff and, at the request of the FOSC, lead the
scientific team and be responsible for providing scientific support for operational
decisions and for coordinating on-scene scientific activity. The SSC may also
facilitate the FOSC's work with the lead administrative trustee for natural
resources to ensure coordination between damage assessment data collection
efforts and data collected in support of response operations. The SSC can also
c. (U) The NOAA SSC serving the Eleventh Coast Guard District is located at
Eleventh Coast Guard District Headquarters in Alameda, California. The NOAA
SSC serving the USCG’s 14th District is located at the USCG District Office in
Seattle, WA. The NOAA SSC can provide the following information:
• Weather forecasts, water levels, and currents,
• Spill trajectory forecasts,
• Oil observations and overflight maps,
• Information management,
• Natural resources at risk,
• Consensus from the natural resource trustee agencies,
• Environmental tradeoffs of countermeasures and cleanup,
• Environmental chemistry, including oil fingerprinting,
• Provide health and safety recommendations; and
• Support to RRTs and Area Committees in preparing regional and area
contingency plans and in conducting spill training and exercises.
NOTE: For more detailed information, also see Section 3303 and 3304
a. (U) The U.S. EPA Environmental Response Team (ERT) provides access to
special response equipment, including decontamination, sampling, and air
monitoring equipment. The ERT can provide advice to the FOSC in hazard
evaluation, safety, cleanup techniques and priorities, dispersant application, and
training. The EPA support can be contacted at:
• U.S. EPA Scientific Support Center (732) 321-6740
• U.S. EPA Environmental Response Team (ERT) (732) 321-6660 (24-hrs)
14004.8 ATSDR/CDC
a. (U) ATSDR, the lead Federal agency for hazardous materials incidents, can
provide the following experts for consultation and advice:
• Within 10 minutes - an emergency response coordinator,
• Within 20 minutes - a preliminary assessment team consisting of a
toxicologist, chemist, environmental health scientist, physician, and other
health personnel as required, and
• Within 8 hours - an on-site response team (if the incident warrants).
a. (U) The US Navy Supervisor of Salvage and Diving, Office of the Director of
Ocean Engineering (SUPSALV), maintains special equipment and trained teams
for response to salvage-related oil and hazardous substance incidents. SUPSALV
maintains an extensive inventory of oil pollution abatement equipment located
primarily at Williamsburg, Virginia, and Port Hueneme, California, which is
containerized for immediate deployment by air or truck. USN-SUPSALV can be
contacted at:
• SUPSALV (703) 602-7527
• Emergency Activation (24 hour) (703) 607-2578
NOTE: For more detailed information, also see Section 3302
(U) OSHA provides Safety and Health job-site regulatory oversight. Oil Spill /
Hazardous Material emergency response and cleanup operations shall meet
OSHA regulations prior to engaging in work activities.
b. Authority
• 29 CFR 1910.120(q)
[Emergency Response Operations for Oil Spill / HazMat]
• 29 CFR 1910.120(e)
[Site Waste Cleanup Operations for Oil Spill / HazMat]
14005.1 California Department of Fish and Wildlife – Office of Spill Prevention and
Response (OSPR)
a. (U) In the event of an oil spill, or imminent spill, from a damaged vessel, or if an
oil spill from the sunken vessel were imminent DFW/OSPR would represent the
State’s interest in the Unified Command (USCG/OSPR/RP) overseeing the
complete response, including salvage of the vessel. OSPR is one of the few State
agencies in the nation that has both major pollution response authority and public
trustee authority for wildlife and habitat. This mandate ensures that prevention,
preparedness, restoration and response will provide the best protection for
California’s natural resources. OSPR can be contacted at:
• California Dept. of Fish and Wildlife / Office of Spill Prevention and Response
1700 “K” Street, Suite 250 / Sacramento California 95814 / (916) 324-7629
(U) Cal/OSHA provides Safety and Health job-site regulatory oversight. Oil Spill
/ Hazardous Material (HazMat) emergency response and cleanup operations shall
meet Cal/OSHA regulations prior to engaging in work activities referenced in the
California Code of Regulations (CCR).
b. Authority
• 8 CCR 5192(q)
[Emergency Response Operations for Oil Spill / HazMat]
• 8 CCR 5192(e)
[Site Waste Cleanup Operations for Oil Spill / HazMat]
a. (U) Cal OES coordinates overall state agency response to major disasters in
support of local government. Cal OES is responsible for assuring the state’s
readiness to respond to and recover from natural, manmade, and war-caused
emergencies, and for assisting local governments in their emergency
preparedness, response and recovery efforts.
b. (U) Cal OES participates in salvage and recovery incident planning phase, the
assumption being that circumstances will vary for each project using the all-
hazard concept (e.g., such as fire, collapse, flood, earthquake, heavy weather, etc.)
of incident emergency management. The State Emergency Plan (SEP), Mutual
Aid Agreements, Governor's Executive Order or direction from the Federal
Emergency Management Agency (FEMA) and other Federal agencies may be
made and placed in effect.
c. (U) In addition Cal OES may call upon all state agencies to help provide support.
Due to their specialized capabilities and expertise, the California National Guard,
Highway Patrol, Department of Forestry and Fire Protection, Conservation Corps,
Department of Social Services, Department of Health Services and the
Department of Transportation are the agencies most often asked to respond and
assist in emergency response activities. OES may also call on its own response
resources to assist local government. OES staff members are on call 24-hours a
day to respond to any state or local emergency needs.
d. (U) Cal OES is responsible for the coordination of activities among local
government, state, and federal agencies and voluntary organizations to provide
resources and expertise in the areas of preparedness, response, recovery, and
mitigation.
a. (U) Cal OES – Fire and Rescue Division coordinates statewide implementation of
firefighting and hazardous materials accident prevention and emergency response
programs for all types of hazardous materials incidents and threats. In response to
any firefighting and hazardous materials emergency, the Section staff is called
upon to provide state and local emergency managers with emergency coordination
and technical assistance.
(U) County, City and Port Authorities provide response resources and coordination in
accordance with the State Emergency Plan. County, City and Port Authority are
generally responsible for coordinating emergency response activities and providing
initial response services within their jurisdictions pursuant to marine firefighting and
oil & hazardous material spills. These offices work closely with County and State
OES to coordinate regional response activities.
(U) EOC’s provide coordination of emergency services and operations for the city
and county region.
(U) FD’s provide shore side firefighting support at facilities and sites in the
applicable city. They maintain evacuation plans for the city and employ
Hazardous Material emergency first responders/response teams.
(U) FD’s are the Firefighting Resources of California Organized for Potential
Emergencies, a mutual-aid organization originally based on fire response, but also
involved with ICS development and, now, hazardous materials emergency first
responders/response team support.
(U) The SERC and LEPCs were established under Federal and State authority
relative to the Hazardous Materials Business Plan/Emergency Response Plan
elements of the Unified Program. Under the Emergency Planning and Community
Right to Know Act (a section of the Superfund Amendments and Reauthorization
• While the CUPA structure does not specifically incorporate the SERC and
LEPCs, both SERC and CUPA have found it beneficial to establish strong
communication and coordination on hazardous materials issues. The CUPA
Board now has a representative on the SERC, and members of LEPCs are also
CUPA Board members. Common issues include insuring that hazardous
materials, waste, and tank programs maintain strong coordination and
communication for maximum consistency in program implementation. Shared
data, joint resources, common forms, provision of emergency information,
and regulatory review are other interests that are coordinated by the CUPA
Board and SERC/LEPCs.
Section 15000
Table of Contents
Section Content Page
15001 (U) US Coast Guard – Commandant Instruction for Commercial Diving 134
15002 (U) Web-sites pursuant to Commercial Diving Regulations and Standards 134
(U) The Coast Guard Diving Policies and Procedures Manual are listed in
COMDTINST M3150.1B and reference the following:
a. U.S. Navy Diving Manual, SS521-AG-PRO-010 (NOTAL),
b. Operation and Maintenance Manual for the Emergency Evacuation Hyperbaric
Stretcher (EEHS), NAVSEA SH700-A2-MMC-010 (NOTAL),
c. Navy Occupational Safety and Health (NAVOSH) Program Manual for Forces
Afloat, Volume I, OPNAVINST 5100.19 (series) (NOTAL),
d. Personnel Manual, COMDTINST M1000.6 (series),
e. Medical Manual, COMDTINST M6000.1 (series),
f. Personnel Qualification Standard for Diving and Salvage Warfare Specialist
(DSWS), NAVEDTRA 43910-A (NOTAL),
g. U.S. Coast Guard Pay Manual, COMDTINST M7220.29 (series),
h. Uniform Regulations, COMDTINST M 1020.6 (series),
i. Commercial Diving Operations, 29 CFR 1910 Subpart T, and
j. Commercial Diving Operations, 46 CFR 197 Subpart B.
• U.S. Coast Guard Diving Regulations (Title 46 CFR Part 197 Subpart B)
http://www.access.gpo.gov/nara/cfr/waisidx_98/46cfr197_98.html
Section 16000
Table of Contents
Section Content Page
16002 (U) Overview of San Francisco Bay and Inland Waterways 139
16004 (U) Emergency Notification Protocols for MSFF Marine Casualties 144
16015 (U) Marine Firefighting Response and Operational and Considerations 166
(U) The COTP exercises primary federal responsibility for the safety and security of
the port. This responsibility is discharged by enforcing dangerous cargo regulations,
marine terminal safety regulations, pollution prevention regulations, and
administering the Vessel Traffic Service (VTS). In emergencies, the COTP may
control the movement of ships and boats, establish safety zones, and provide on scene
forces.
(U) San Francisco Bay enjoys a marine type climate characterized by mild and
moderately wet winters and by cool, dry summers. There are however, significant
climate differences within the region due to its varied topography. Mountain
ranges lie east and west of the Bay. As winds come off the ocean and move
eastward, successively less moisture is deposited on each range such that the East
Bay is substantially drier than the West Bay. Also, the farther inland from the
ocean, the greater are the daily and yearly temperature fluctuations.
(U) Winter rains generally occur from November through March and account for
the great majority of the region's annual rainfall. Nevertheless, there are frequent
dry spells during the period sometimes lasting weeks.
(U) The Delta's climate is characterized in summer by warm, dry days and
(U) At low river stages, the mean range of tide is 2.8 feet at the entrance to the
Sacramento River. At other stages the tide is negligible. The upper 20 miles of
the Sacramento River Deep Water Ship Channel are free of river current and
flood waters. The mean range of the tide from the entrance of the San Joaquin
River to Stockton is approximately 3.1 feet and tidal current is negligible. Major
floods in the river valley may occur from November to April, caused by intense
general storms of several days’ duration. At Stockton, an ordinary flood can
cause a rise of 8.5 feet, and an extreme flood a rise of 13.5 feet in the river level.
The delta of the river is formed of many marshy islands intersected by sloughs
and channels. This information and additional information on the rivers and their
tributaries can be found in the United States Coast Pilot 7.
(U) Waterfront facilities supporting a wide variety of maritime industry activities are
found throughout all areas of the Bay and Delta. Detailed descriptions and
information concerning these facilities may be found in the annual Golden Gate Atlas
World Trade Directory, the U.S. Army Corps of Engineers' Port Series reports (No.
30, 31, and 32), and the facility files maintained at Coast Guard Sector San Francisco.
(U) Several waterfront facilities in the San Francisco Bay Area are authorized to
handle explosives. In San Francisco, Pier 80 is the only authorized facility that can
handle explosives. In Oakland, all of the containerized facilities are authorized to
handle explosives. Four of the container facilities in the Oakland outer and inner
harbor areas routinely ship commercial explosives. In addition, the Port of
Sacramento and the Port of Stockton are also authorized to handle explosives. In the
event of a national emergency all Dry Bulk and Container Waterfront Facilities can
handle explosives following a Coast Guard inspection.
(U) The San Francisco Bay hosts a wide variety of commercial vessels and cargoes.
Vessels carrying petroleum products and hazardous chemicals are of particular
interest because of their potential for pollution incidents and/or fires. Significantly,
petroleum refineries in the San Francisco Bay Area have a combined throughput
capacity of nearly one million barrels per day. Accordingly, 60-70% of the overall
tonnage entering the Bay at any time consists of crude oil carriers. The balance of
shipping traffic usually includes passengers for hire (cruise ships and ferries), refined
product carriers, containerized freight vessels, break bulk freight vessels, roll on-roll
off (Ro-Ro) vessels, tugs, barges, and military vessels.
(U) Seventeen designated anchorages in the San Francisco Bay Area provide safe
haven for vessels escaping winter storms, repairing damaged machinery, or waiting to
fill their holds with cargo bound for overseas. Many of these anchorages are
monitored by the Vessel Traffic Service (VTS) to ensure vessels are positioned safely
to prevent casualties due to anchor swing. These anchorages are also positioned so
that navigable channels are clear for transiting marine traffic. As defined in 33 CFR
110, four anchorages are designated for explosive handling. Explosive anchorages 9,
12, and 14 are located within San Francisco Bay and anchorage 30 is located in the
San Joaquin River.
(U) Those areas of the San Francisco Bay containing refineries and bulk petroleum
transfer facilities which routinely serve petroleum tank vessels and those most
typically frequented by loaded tank vessels present the greatest risk for a significant
vessel explosion and fire. The following sections describe in greater detail the
patterns of waterborne trade in San Francisco Bay and Sacramento-San Joaquin River
Delta.
1. Crude Oil
(U) Crude oil carriers generally follow one of the patterns described below when
transiting San Francisco Bay and its approaches:
• Direct transit from the sea buoy through the Golden Gate to a refinery or oil
terminal in Richmond, San Pablo Bay, Carquinez Strait, or Suisun Bay.
• Direct transit from the sea buoy through the Golden Gate to Anchorage 5. This
usually only occurs when a vessel, such as a tug or a barge, is awaiting berth
space at Chevron Richmond Longwharf.
• Direct transit from the sea buoy through the Golden Gate to Anchorage 9.
Laden tank vessels awaiting berth space or lightering due to deep draft
• Transit from Anchorage 9 to a refinery in Richmond or Carquinez Strait. The
vessels following this pattern are generally limited to small crude carriers
employed regularly in lightering draft-restricted Very Large Crude Carriers
(VLCCs).
2. Refined Products
(U) Refined product carriers call routinely at refineries and oil terminals in
Richmond, San Pablo Bay, Carquinez Strait, and Suisun Bay. Refined product
carriers also occasionally call at product storage facilities in Alameda and the
Pacific Gas & Electric plant in San Francisco. These vessels usually transit from
the sea buoy through the Golden Gate directly to these facilities.
(U) Within the COTP’s AOR, a variety of vessel types and cargo carrying
imports/exports and personnel transit on a daily basis as such listed below.
• Both cargo vessels and tank vessels transport a large variety of chemicals and
other hazardous cargoes over Bay and Delta waters.
• Approximately 10-20% of all cargo carried in container ships and break bulk
vessels is designated as hazardous (i.e. flammable, explosive, corrosive,
poisonous, etc.).
• Tankers laden with Cargoes of Particular Hazard (such as anhydrous ammonia)
discharge at the Port of Stockton and the Agrium facility on the Sacramento
River Deep Water Ship Channel near the port of Sacramento.
• Shipments of ammonium nitrate are handled at facilities in the Port of Oakland.
• Explosive laden commercial and military vessels transiting to and from
Military Ocean Terminal Concord (MOTCO) also routinely transit San
Francisco Bay waters and occasionally use Explosive Anchorages 12 and 14.
4. Bunkering:
(U) Vessels of all types take on oil bunkers in San Francisco Bay. Bunkers are
usually received from a barge alongside the facility where the vessel is tied up.
Vessels also periodically bunker at Anchorage 9.
5. Miscellaneous Oils:
(U) There is a modest trade in tallow, animal oil, and vegetable oils in San
Francisco Bay. Small tank vessels primarily load and discharge these cargoes at
facilities in Richmond. Tallow is loaded in San Francisco.
6. Passenger Vessels:
(U) San Francisco Bay is serviced by 3 passenger ferry companies (Golden Gate
Ferry, Blue and Gold Fleet, and the Red and White Fleet) with service from 0530
hours to 0030 hours daily to and from several points in the Bay. The ferry
companies also operate charter trips for parties and sightseeing trips that usually
stay between San Francisco, Oakland, Sausalito, and Tiburon. The size and
passenger capacity of the ferry boats vary from 100’ up to 165’ and carry up to
700 passengers on the larger boats. The main ports and ferry terminals are
located in San Francisco, Oakland, Alameda, Vallejo, Larkspur, Tiburon,
Sausalito, Richmond, and Angel Island. These cities and the park service
maintain contracts with the ferry companies for dock space and other services.
(U) These vessels regularly call at terminals located in Oakland, San Francisco,
Richmond and Alameda. Occasionally, such vessels also call at terminals in
Redwood City, Sacramento and Stockton.
(U) These vessels travel through Bay Area waters up to the ports of Stockton or
Sacramento where they often load grain, rice, logs, wood chips, and other dry
bulk cargoes. These vessels also discharge cement, steel coils, and other general
cargoes. They transit through "Gasoline Alley" (Richmond, Rodeo, Martinez,
Benicia, Concord, Pittsburg, and Antioch) en route inland where the potential for
collisions with tank vessels at or near oil terminals is always present. Dry bulk,
neo-bulk, and break bulk vessels also call at terminal facilities in Alameda,
Redwood City, and Richmond.
9. Barges:
(U) Barges are used in transporting bulk petroleum and chemicals to and from the
Bay Area. Petroleum barges are also used extensively for bunkering. Barges
under tow are found offshore, throughout the Bay Area, and in the Delta.
(U) These are found in large numbers at marinas, fueling docks, and operate
throughout Bay Area waters, including the Delta and offshore.
(U) For MSFF incidents involving a vessel moored to a facility, there should be one
command post. It should be established as close to the incident as safety permits.
Ideally the command post would be located in an office at the facility. At a
minimum, it should:
• Accommodate multiple telephone lines,
• Provide a large open area to permit status board maintenance, an
• Provide adequate lighting, heating, etc.
(U) For incidents involving vessels underway or at anchorage, the Incident Command
Post may be afloat. Potential afloat command post platforms include:
• Coast Guard “Alpha” or other cutter,
• Municipal Fireboats,
• Local Marine Unit Vessels, and
• Ferries (for San Francisco Vessel Mutual Aid Plan (SF-VMAP) response).
(U) If afloat, the ICP enhances the IC’s ability to:
• Specifically direct response forces afloat and on the burning vessel,
• Enforcement of the safety zone,
(U) Common to all casualties is a need for the quick and substantial allotment of
response resources. The Unified Command will set the objectives of a vessel casualty
response. Early dissemination of an accurate assessment of the vessel’s condition and
deployment of appropriate response resources is essential.
(U) A prudent vessel captain will take certain actions to mitigate the threat to the
crew and vessel. Upon receiving notification of a marine casualty, the Incident
Commander should verify that the vessel master, if possible and appropriate, has
taken the following actions:
6. Request shore personnel and Marine Salvage and/or Firefighting (MSFF) as per
listed in section 12000, and
(U) The Responsible Party (RP) shall immediately notify the Marine Salvage and/or
Firefighting provider listed in the vessel/ship’s Vessel Response Plan.
(U) Once enough information has been gathered to proceed with a decisive action
plan, the USCG’s Operational Commander, IC or UC will set forth operational period
objectives and functional tasks. These objectives and tasks may include:
5. Stop/slow flooding,
7. Contain pollution,
10. Mitigate potential impacts of the casualty on other vessel traffic and port
activities,
11. Evaluate risk to public- e.g., (hazardous material release, air quality),
14. Contact all appropriate Federal, State and local agencies, as well as foreign
governments,
6. Initiate actions to control the source of pollution spill and minimize the volume
released,
7. Conduct efforts to effectively clean up, recover and dispose of spilled product
along open water and shoreline areas,
3. Fire fighting
4. Vessel salvage
(U) During an incident, It is impossible to anticipate every task or activity that will be
required to effectively respond when dealing with a major marine casualty. There are,
(U) During any response operation, the first operational thought should first, last,
and always focus on the following operational priorities to protect:
2. Environment, and
3. Property
(U) The first operational priority and consideration during a vessel casualty situation
is the safety of the crew and any other personnel in the area. Secondary concerns are
for environmental protection and vessel salvage. A casualty-scene information that
will become essential to the early efforts at salvage should be completed by the
responders aboard the vessel as follows:
(U) The SAR (Search and Rescue) Mission Coordinator (SMC) will respond by
deploying Coast Guard resources. This individual will be the local Coast Guard
Group Commander or District Commander whose zone includes the vessel
casualty. Upon notification, the Coast Guard will designate the SMC and respond,
as necessary, with on-scene resources.
(U) The Federal On-Scene Coordinator will ensure pollution response efforts are
conducted in accordance with this plan. However, pollution response operations
will be accomplished on a not-to-interfere basis with search and rescue
operations. While pollution response clearly takes priority over salvage efforts,
the two responses may necessarily be conducted concurrently. Salvage operations
could be critical to preventing any further discharge of oil. The FOSC will
prioritize actions to avoid interference between salvage and pollution response
efforts.
3. Fire Fighting
(U) The salvage issues regarding firefighting should be considered while fire
fighting activities are being completed. The de-watering, ballasting, and counter-
flooding aspects of fire fighting will be coordinated by the FOSC. Follow on
issues of hull integrity due to weakening from heat fatigue must be considered in
the salvage effort.
4. Salvage Operations
(U) Salvage is a term used to describe all services rendered to save property from
5. Salvage Tug
6. Rescue Tug
7. Salvage Masters
(U) In order to conduct a proper salvage you must have someone in charge
who has the knowledge of how to respond to the specific situation. The person
in charge of a salvage operation is known as the salvage master.
A Salvage Master should have direct experience in ship salvage, demonstrating
experience in the use of salvage ships and craft, ground tackle, heavy lift craft,
cranes and booms, oil pollution containment equipment, and all ancillary types
of salvage equipment (e.g. pumps, compressors, welding equipment, etc.). The
salvage master acts under the direction of the FOSC, he generally assumes
complete control of salvage, harbor clearance, and related engineering
operations.
2. Stranding or Grounding
(U) Unintentional groundings may result from navigational error, anchor drag,
loss of maneuverability, or for other reasons. Ground reaction, which is usually
measured in long tons or metric tons, is the weight of the vessel that is being
supported by the ocean bottom instead of the water. Ground reaction can cause a
vessel to capsize, become holed, break apart, or become difficult to remove from
ground. A salvor or naval architect can make a good estimate of ground reaction
using the information gathered by the crew or response personnel including pre-
casualty drafts, post-casualty drafts, tide cycle, location/depth of ground (usually
determined with soundings), and the type of bottom. Once ground reaction is
determined, it is fairly simple to estimate the force-to-free, which is the measure
of the force needed to pull the vessel off the ground. Force-to-free is usually listed
in short tons, which is equivalent to tug bollard pull. In order to float a vessel free
or pull it off with tugs/ground tackle, ground reaction must usually be reduced in
a controlled manner by deballasting, lightering, and/or tidal lifting,
3. Collision
(U) The most common result of a collision at sea is hull damage and flooding.
Collisions are sometimes accompanied by fire and explosions, as many ship’s
systems and/or cargo may be damaged upon impact. The general priorities after a
collision usually include damage assessment, flooding control, and firefighting.
Typically, a vessel is not well-equipped to handle rapid flooding, and, when left
unchecked, can lead to capsizing and foundering. Often vessel crews are not well-
versed in damage control, requiring a prompt response to ensure professional
salvers and marine inspectors are on scene as soon as possible,
(U) Fires of any size onboard a vessel should be treated with extreme caution as
they may quickly turn into a conflagration. Most commercial vessels will be
equipped with fixed fire fighting systems to contain fires started in the engine
room (the most common source of shipboard fires). Large commercial vessel
crews are generally trained to combat fires that originate in the engine room or
accommodation spaces. Crews are generally not trained to fight fires originating
in or spreading to the cargo. Most professional salvers offer shipboard firefighting
capability - either with in-house resources or via subcontractor capabilities. Shore
based fire fighters often do not have an appreciation for the special considerations
for shipboard firefighting, especially fixed fire fighting systems or vessel stability,
and therefore should be monitored closely when employed to extinguish a fire in
port,
5. Allision
(U) Allisions occur when a vessel strikes a fixed object. Most of the
considerations are the same as a collision, with the addition of assessing the
damage sustained by the object, especially if the object was a bridge or critical
piece of infrastructure. Immediate notification should be made to the Army Corp
of Engineers and Federal and State Departments of Transportation. Appropriate
actions should be taken to ensure the object does not pose a risk to future
transportation onshore or to other vessels, and
6. Stress Fractures
(U) Stress fractures are failures in the construction of the vessel and may be due
to stresses imposed on a vessel because of a heavy seaway, improper loading or
ballasting, or construction material fatigue. Cracks can lead to pollution or
flooding incidents and, under extreme circumstances, total ship loss. Therefore, it
is important to quickly assess the size, location, and orientation of the crack.
Surveyors, shipyards, and Coast Guard Marine Inspectors are familiar with
methods to arrest or repair cracks
(U) This phase of operations must take into account the potential discharge of oil
and hazardous substances into the environment. Upon stranding the Vessel’s
master SHOULD take the following steps:
2. Take action to determine the vessel’s condition and stabilize the vessel.
(U) The salvage plan is implemented during this phase. The plan should be
considered a flexible working plan with appropriate changes made in response to
changing conditions. During this phase, all parties must be in close communication,
and the process should be brought to a halt if significant safety problems develop.
The salvor, responsible party, and the Captain of the Port have the authority to stop
salvage operations in this case.
(U) Consideration to assuring that the problem will not be made worse must be
addressed thoroughly. In the case of a heavily damaged vessel, the risk to the port
and the environment may not warrant allowing the vessel to be brought into the
harbor. In some cases, it may be desirable to allow the vessel to sink in deep water to
mitigate environmental damage, or minimize risk to life. Obviously, these are
decisions that will have all parties in the salvage effort fully involved, and the FOSC
must take the lead to assure that the best management of the incident/threat is
achieved.
(U) Working with the Responsible Party and the naval architect, the salvor must
develop a salvage plan. The plan must detail actions to be taken and resources to be
used, and it must set organizational responsibilities and the anticipated schedule.
After the plan is prepared and prior to initiating salvage operations, the
Responsible Party must submit the plan to the Federal On Scene Coordinator or his
designated representative, for review. The Federal On-Scene Coordinator will review
the plan, and approve or disapprove it based upon real or potential risks to port safety
and the environment. Any plans for the intentional jettisoning of cargo will be
reviewed as part of the salvage plan.
a. (U) This phase commences when the ship begins to move off the strand, and is
completed when the ship has been delivered to a safe haven or repair facility. In
addition, salvage resources and equipment should be removed from the salvage
site. The options for disposal of the vessel include:
- Steaming into port, or to another location within the port
- Towing to safe haven
- Anchoring in preparation for tow or temporary repairs
- Beaching if the ship is in danger of sinking
- Scuttling or sinking
c. (U) Following this phase, the Responsible Party shall submit a completed form
CG2692 to the Officer in Charge of Marine Inspection and submit all requested
information to the Senior Investigating Officer of the Marine Safety Office.
(U) When evaluating a salvage plan, it is essential to rely upon the resources available
to an IC or UC for these particular incidents. The two major public resources are the
Coast Guard’s SERT and the Navy’s SUPSALV.
a. Dewatering
(U) Oil and hazardous material may enter into the water during a salvage and/or
firefighting operation. Containment and recovery of these materials is as
important consideration. Although firefighting operations take precedence over
environmental concerns, pollution response planning and operations needs to be
immediately initiated.
b. Lightering
(U) One of the most effective ways to mitigate or prevent an oil spill or hazardous
material release is to remove all remaining cargo and unnecessary bunker fuel
from the vessel. This is particularly useful when the risk of a hull breach is
increasing due to changing environmental or physical conditions on the vessel.
Vessels may be lightered to another vessel, or lightered to mobile facilities ashore.
Choosing which is most appropriate will depend on the location of the vessel and
(U) Furthermore, the effects on the stability of the vessel should be taken into
account when lightering a vessel, which should be addressed in the lightering and
salvage plan. There should be careful account by salvager engineers on the
buoyancy and stability of the ship during lightering operations to ensure the safety
of response personnel. While lightering may present benefits when attempting to
re-float a vessel it may also present additional structural stresses upon the vessel.
It is important to work with naval architects as well as the person in charge of
loading/offloading the vessel, who is frequently the Chief Officer or First Mate of
the vessel.
(U) Oil spills or hazardous material releases are of the greatest potential during vessel
groundings and almost a certainty during a major collision or other event when there
is a breach in the hull. There are several ways to verify an oil spill or hazardous
material release. The primary method may be observation of a sheen emanating from
the damaged vessel. However, this method may be of limited usefulness at night and
is not indicative of damages inboard of the hull structure. A secondary method is to
sound the tanks and monitor liquid levels for any fluctuations that would indicate a
breach. Bunker and cargo tanks should be immediately sounded and monitored
closely for changes that would indicate a breach. Given the high correlation between
major marine casualties and pollution incidents, it is prudent to provide, at a
minimum, a containment boom to surround the vessel/ship(s).
(U) Under the direction of the Emergency Response Branch Director, the HAZMAT
Group Supervisor is responsible for coordinating and directing all hazardous
materials activities related to the incident as such:
(U) The primary objective of oil spill abatement and cleanup is to reduce the adverse
effect of spilled oil on the environment. Physical removal and subsequent disposal or
recycling/re-use of the spilled oil is preferred. However, mechanical recovery may be
limited by equipment capability, weather and sea state, storage and disposal
problems, and spill magnitude. Use of in-situ burning should be considered by the
FOSC when use of this technique will lessen the environmental impacts of the spill.
The FOSC shall arrive at a decision to use in-situ burning through the information
gathering scheme and decision making process as outlined in the in-situ burning
policy in Regional Response Plan, Appendix XIII. Approval of in-situ burning within
a designated pre-approval zone may be accomplished by the FOSC and without
further concurrence or consultation with the RRT as outlined in Regional Response
Plan, Appendix XIII, subpart A. All other use of in-situ burning requires the approval
of the RRT as outlined in Regional Response Plan, Appendix XIII , subpart B.
1. These pre-approval areas are defined as those areas 35 to 200 miles off the
California Coast and the areas around special jurisdictions, such as the Marine
Sanctuaries, National Parks and National Wildlife Refuges, Department of
Defense reservations or other jurisdictions at San Nicholas and San Clemente
Islands, and any other Federal lands or jurisdictions
2. The FOSC is authorized to use in-situ burning without permission of the RRT if
the action would occur in the pre-approval zone, as outlined in the U.S. Region 9
Letter of Agreement (LOA) Between US Coast Guard, US EPA, US Department of
Commerce and the US Department of the Interior Concerning the Use of In-situ
Burning as a Response Method to Oil Pollution for Areas 35 - 200 Nautical Miles
off the California Coast (Regional Response Plan, Appendix XIII).The FOSC will
determine if conditions are met to authorize an in-situ burn as delineated in the
Letter of Agreement (Appendix XIII) and notify the RRT and the California
Department of Fish and Game as soon as feasible after the decision is made.
3. If the in-situ burn does not meet the criteria outlined in the LOA, the FOSC must
receive the concurrence of the EPA and State representatives to the RRT, in
consultation with the DOI and DOC RRT members through the incident-specific
RRT approval process as outlined in Regional Response Plan, Appendix XIII,
subpart B.
(U) For In-situ burning operations, SMART recommends deploying one or more
monitoring teams downwind of the burn, at sensitive locations such as population
centers. The teams begin sampling before the burn begins to collect background data.
After the burn starts the teams continue sampling for particulate concentration trends,
recording them both manually at fixed intervals and automatically in the data logger,
and reporting to the Monitoring Group Supervisor if the level of concern is exceeded.
The Scientific Support Team forwards the data, with recommendations, to the Unified
Command.
Draft
Pre-Casualty Post-Casualty
Date/Time Taken: __________ Date/Time Taken: __________
Port Starboard Port Starboard
Forward
Midships
Aft
Bottom Type
Silt/mud Sand Coral Rock N/A
Other: ______________________________________________________________________
At Time Of Incident: _______ High: _______ Low: _______ Exp. Total Change: ________
______________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
_____________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
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______________________________________________________________________________
(U) During any response, the first operational thought should first, last, and always
focus on the following operational priorities to protect:
2. Environment, and
3. Property
1. Rescue
(U) Life safety must always be the first consideration in any fire or emergency
situation. When lives are in danger, the Incident Commander must quickly assess
whether the situation necessitates immediate removal of personnel, the number of
persons that need to be extracted, and the hazards to the rescue team.
2. Exposures
(U) The fire should be fought so as to prevent the spread of fire on or off the
vessel. Typical exposures include flammable liquid or gas tanks, open stairways,
explosives, or any other substance that would accelerate or aid the spread of the
fire. Provided there is no danger of water reactivity, exposures are best cooled by
application of a fog pattern until no visible steam is generated. For some two-
dimensional surfaces, foam may be an appropriate agent for exposure protection.
3. Confinement
(U) Control over the fire must be established by impeding the fire’s extension to
non-involved areas and limiting the fire to the area of origin. To accomplish
proper containment, all closures and generally all ventilation (unless personnel are
trapped inside the space) should be secured. Monitor and cool boundaries, as
necessary, on all six sides of the fire (fore, aft, port, starboard, above, and below).
4. Extinguishment
(U) The main body of the fire should be attacked and suppressed. The goal is to
cease combustion by disrupting the cycle of the fire tetrahedron. Tactics and
agents to be used will be determined by the fuel source, amount of fuel/surface
area, and the location of the fire.
(U) Actions to complete the incident stabilization and begin the shift to property
conservation should occur in any overhaul. Specific considerations include:
hazards from structural conditions at the fire scene, atmospheric conditions (air
packs should remain mandatory in the case of interior fire overhaul due to the
likely presence of toxic vapors, carbon monoxide, and low oxygen levels),
monitoring scene to ensure fire will not re-ignite, determination of fire’s point of
origin and source of ignition.
6. Ventilation
(U) Ventilation tactics will vary depending upon the location and conditions of
the fire. Generally, all ventilation on a vessel will initially be secure and all
dampers shut upon receipt of a fire alarm. Utilization of ventilation to aid
firefighting efforts should not begin until a coordinated attack is staged.
7. Stability
(U) The use of water for firefighting can significantly alter the center of gravity of
a vessel. Experts from the Marine Safety Center, Pacific Strike Team, or Navy
Supervisor of Salvage should be consulted for stability calculations and advice.
8. De-watering
(U) Oil and hazardous materials may enter the water during fire fighting and de-
watering operations. Containment and recovery of these materials is an important
consideration. Fire fighting operations take precedence over environmental
concerns. However, pollution response should be considered at this stage of
response.
(U) There are numerous considerations that the COTP should evaluate when faced
with the decision to allow a burning vessel to enter or move within a port. The
following information should be gathered and considered prior to making such a
decision:
• Location and extent of fire
• Status of shipboard firefighting equipment
• Vessel traffic in the port
• Class and nature of cargo (HAZMAT)
16014.2 Anchorages
(u) Anchorages may provide a suitable site for conducting Marine Firefighting
operations. Several factors should be considered when determining an appropriate
anchorage site:
• Availability of firefighting water
• Effects on other facilities in the area
• Boat/vehicle access
• Effect on navigation if the vessel sank or became derelict
• Water depth
• Tides and currents
• General weather conditions
• Environmentally sensitive sites in the area
(U) The following San Francisco Bay anchorages have been pre-designated as
generally appropriate for positioning a burning vessel:
• Anchorage 7
Located near Treasure Island in the San Francisco Bay
• Anchorage 9
Located in the South San Francisco Bay (Contains #12 and #14)
• Anchorage 14
Located in the South San Francisco Bay off Hunters Point
(U) A decision may be made to either ground or sink a vessel. In choosing grounding
sites, several factors must be considered. The possibility of the vessel sinking or
becoming derelict must be considered. Such events could become a greater hazard to
the marine ecosystem through resultant pollution than the total loss of a single ship in
a pre-designated area.
• Bottom Material: Soft enough that the ship's hull will not rupture.
• Water depth: Shallow enough that the vessel will not sink below the main deck,
yet deep enough that fire boats, salvage barges and tugs can approach.
• Weather: Areas not known to have strong winds or currents which could hamper
firefighting or salvage efforts.
• Anchorage 13
(Explosive): Immediately west of the traffic separation scheme, south of the
Richmond/San Rafael Bridge. (Mean Low Water = 25')
• Anchorage 26
North of the DOT Reserve Fleet. (Mean Low Water = 19')
(U) Piers are not the only sites that can or should be considered for relocating a
burning ship. However, piers offer the greatest potential to maximize use of shore-
based firefighting resources. The following factors should be considered when
selecting a pier:
• The severity of the fire
• The proximity of the pier to populated areas
• Bridges, highways, and environmentally sensitive areas
• Availability of the pier for an extended period
• Availability of water and electricity
• Construction of the pier
• Prevailing winds
• Availability of firefighting staging areas
• Presence of hazardous materials at the pier and on the vessel
• Availability of special equipment
(U) The listing of a pier or facility in the plan does not mean that the Coast Guard or
any other agency will unilaterally direct a burning vessel to that facility. At a
minimum, a decision of this nature must be discussed with representatives of:
• The vessel
• The facility
(U) Fires of any size onboard a vessel should be treated with extreme caution as they
may quickly turn into a conflagration. Most commercial vessels will be equipped with
fixed fire fighting systems to contain fires started in the engine room (the most
common source of shipboard fires). Large commercial vessel crews are generally
trained to combat fires that originate in the engine room or accommodation spaces.
Crews are generally not trained to fight fires originating in or spreading to the cargo.
Most professional salvers offer shipboard firefighting capability - either with in-house
resources or via subcontractor capabilities. Shore based fire fighters often do not have
an appreciation for the special considerations for shipboard firefighting, especially
fixed fire fighting systems or vessel stability, and therefore should be monitored
closely when employed to extinguish a fire in port,
Section 17000
Table of Contents
Section Content Page
17003 (U) Marine Construction and Marine Salvage Support (Private Industry) 172
17006 (U) Marine Firefighting (Private Industry) [USCG – Approved Providers] 186
• ** DonJon-Smit
Geographic Location: San Francisco Bay, CA
Lines of work: Marine Salvage and Firefighting
Dispatch: (703) 299-0081
Web-site: http://www.donjon-smit.com
• ** SVITZER Salvage
Geographic Location: San Francisco Bay, CA
Lines of work: Marine Salvage and Firefighting
Dispatch: (305) 779-1012
Web-site: http://www.svitzer.com
• * Titan Salvage
Geographic Location: San Francisco Bay, CA
Lines of work: Marine Salvage and Construction
Dispatch: (832) 850-4143
Web-site: http://www.titansalvage.com
• Zaccor Companies
Geographic Location: (Alameda) San Francisco Bay, CA
Lines of work: Marine Demolition and Hazardous Waste Remediation
Resources: Tugboat, Barges, and Heavy Lift Barge Cranes
Dispatch: (415) 695-7900
Web-site: http:www.zaccorcompanies.com
• Phoenix International
Geographic Location: San Diego, CA
Lines of work: Commercial diving services (construction/salvage)
Resources: Equipment, resources and networking to support commercial diving,
and marine construction operations
Dispatch: (619) 207-0871
Web-site: http://www.phnx-international.com
• Marine Express
Geographic Location: San Francisco Bay, CA
Lines of work: Ocean/coastal towing, inland towing, ship assist, oil industry
support, spill response, launch and environmental services
Resources: Tugboats, Barges, and Crew Boats
Dispatch: (877) 523-6279
Web-site: http://www.marineexpress.us
• Southampton Towing
Geographic Location: San Francisco Bay, CA
Lines of work: Ocean/coastal towing, ship assist and escort, and barging service.
Resources: Tugboats, and Barges
Dispatch: (707) 421-8845
Web-site: http://www.southamptontowing.com
(U) Regulatory requirements (33 CFR, Part 155.4030 (a), 155.1015, and 155.4015)
pursuant to Oil Tank vessels/ships, and tank barges require the vessel owner to
provide a “primary resource provider” for Marine Firefighting and/or Marine Salvage
on the Vessel Response Plan (VRP).
(U) Note: Applies to vessels over 400 gross tons (ITC) Regulatory requirements (33
CFR, Part 151, 155, and 160 – Subpart J – Non-Tank Vessel Response Plans pursuant
to Non-Tank Vessels/Ships require the vessel owner to provide a “primary resource
provider” for Marine Firefighting and/or Marine Salvage in the Vessel Response Plan
(VRP).
(U) The following organizations are approved MSFF providers by the U.S. Coast
Guard:
• DonJon-Smit
909 North Washington Street, Suite 300 / Alexandria, Virginia 22314
(703) 299-0081 / Web-site: www.donjon-smit.com
b. US Navy SUPSALV
Naval Sea Systems Command
1333 Isaac Hull Avenue S.E. / Stop 1070
Washington Navy Yard / D.C. 20376-1070
(202) 781-1731 / Web-site: www.supsalv.org
17008.2 State and Local Agency – HazMat Spill / Release Response Organizations
Section 18000
Table of Contents
Section Content Page
(b) Security and Accountability for Every Port Act of 2006 (SAFE Port Act), Public
Law 109-347
(c) Navigation and Navigable Waters, Maritime Security: Area Maritime Security,
33 CFR § 103.505
(d) USCG – Sector San Francisco’s Area Maritime Security Plan (AMSP)
(j) Robert T. Stafford Disaster Relief and Emergency Assistance Act, 42 U.S.C. §
5121 et. seq., as amended
(m) Navigation and Navigable Waters, Marking of Structures, Sunken Vessels and
Other Obstructions, 33 CFR Part 64
(o) Interagency Agreement (IAA) between the United States Navy and the United
States Coast Guard for Cooperation in Oil Spill Clean-up Operations and
Salvage Operations dated 15 SEP 1980
(p) Memorandum of Agreement (MOA) between the Department of the Army and
U.S. Coast Guard, October 1985
(U) Section 10002 list acronyms related to mariner salvage within the MSRP.
Acronym Meaning
AC Area Committee
ACP Area Contingency Plan
AMS Area Maritime Security
AMSC Area Maritime Security Committee
AMSP Area Maritime Security Plan
AOI Area of Interest
AOR Area of Responsibility
AVP Abandoned Vessel Program
MA Mission Assignment
MSFF Marine Salvage and Firefighting
MTS Marine Transportation System
MTSRU USCG – Marine Transportation System Recovery Unit
RP Responsible Party
SAFE Port Act Security and Accountability for Every Port Act of 2006
UC Unified Command
U.S. United States
USACE United States Army Corps of Engineers
USCG United States Coast Guard
Definitions
Act of God
An extraordinary interruption of the usual course of events by a natural cause such as
a flood or an earthquake that cannot be reasonably foreseen or prevented.
Agency
A division of government with a specific function, or a non governmental
organization; e.g., private contractor, business, etc., that offers a particular kind of
assistance. In ICS, agencies are defined as jurisdictional (having statutory
responsibility for incident mitigation) or assisting and/or cooperating.
Agency Representative
Individual assigned to an incident from an assisting or cooperating agency who has
been delegated full authority to make decisions on all matters affecting their agency’s
participation at the incident. Agency Representatives report to the Liaison Officer.
Area of Responsibility
Federally constructed and/or maintained navigable waterways and anchorages located
within the COTP/FMSC Zone and may include the transportation and/or utility
structures above or below the water surface that cross or are adjacent to such channels
and anchorages. Also included in the meaning of the port navigation system are the
services aiding vessel navigation on the waterway such as pilotage, tug/towing
services, navigation aids, harbormaster services, vessel traffic services, and police or
fire services on the waterway.
CERCLA
The Comprehensive Environmental Response, Compensation and Liability Act of
1980 as amended by the Superfund Amendments and Reauthorization Act of 1986.
Floatable Materials
The Beaches Environmental Assessment and Coastal Health (BEACH) Act (Public
Law 106-284) defines floatable materials to mean any foreign matter that may float or
remain suspended in the water column and includes plastic, aluminum cans, wood
products, bottles, and paper products. (Assessing and Monitoring Floatable Debris,
EPA, August 2002).
Marine Salvage
Service/assistance that is rendered voluntarily to a vessel and/or her cargo to save the
vessel or cargo in whole, or in part, from impending marine or maritime peril, or in
recovery such property from actual maritime peril or loss, with contribution to the
success by the service that was rendered by the salvor. Marine peril typically
increases with time.
Obstruction
Anything that restricts, endangers, or interferes with navigation as described in
Reference (l). Obstructions can be authorized man-made structures such as bridges,
pier heads, offshore towers, or unexpected interferences which must be assessed to
determine their effect on navigation.
Responsible Party
Under the Oil Pollution Act of 1990, the term Responsible Party refers to the persons
owning, operating, or chartering a vessel by demise; the owner or operator of a
facility from which oil is discharged; owners and operators of pipelines; the licensees
of deep-water ports; and the persons leasing, permittee of, or holder of a right to use
or easement for an area in which an offshore facility is located. The Responsible
Party is liable for the costs associated with the containment or cleanup of the spill and
any damages resulting from the spill. The first priority of the EPA and Coast Guard is
to ensure that responsible parties pay to clean up their own oil releases. However,
when the responsible party is unknown or refuses to pay, funds from the Oil Spill
Liability Trust Fund can be used to cover removal costs or damages resulting from
discharges of oil or threat of a discharge of oil, subject to the rules and procedures
that apply (Pub. Law. No. 101-380, 104 Stat. 486, 33 U.S.C.A. 2701).
Transportation Disruption
Any significant delay, interruption, or stoppage in the flow of trade caused by natural
disaster, heightened threat level, an act of terrorism, or any Transportation Security Incident
(SAFE Port Act of 2006, Public Law 109-347, Section 2).
Wreck
A sunken or stranded ship, or any part thereof, or any object that is lost at sea from a
ship that is stranded, sunken or adrift, or any of the above that may reasonably be
expected to sink or strand where activity to assist the ship or property is not
underway.