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FUNDAMENTALS OF
MATERIALS ENGINEERING
Chapter 6
Phase Equilibrium and Phase Diagram
1
Objectives of Chapter 6
The formation of solid solutions
The effects of solid-solution formation on the
mechanical properties of metallic materials
The conditions under which solid solutions can
form
The development of some basic ideals concerning
phase diagrams
Types of reactions that produce multiple-phase
alloys
Solid-solid reactions
2
Phases and the Phase Diagram
Illustration of phases and solubility: (a) The three forms of water – gas, liquid,
and solid – are each a phase. (b) Water and alcohol have unlimited solubility.
(c) Salt and water have limited solubility. (d) Oil and water have virtually no
3
solubility.
Schematic unary phase
diagram for a material,
showing the freezing and
boiling temperatures at
one atmosphere
pressure.
9
Conditions for Unlimited Solid
Solubility
Hume-Rothery rules - The conditions that an alloy or
ceramic system must meet if the system is to display
unlimited solid solubility. Hume-Rothery’s rules are
necessary but are not sufficient for materials to show
unlimited solid solubility.
Hume-Rothery rules:
- Size factor: no more than a 15% difference in atomic
radius
- Crystal structure: same crystal structure
- Valence: ions must have the same valence
- Electronegativity: approximately the same
electronegativity 10
MgO and NiO have
similar crystal
structures, ionic
radii, and valences;
thus the two
ceramic materials
can form solid
solutions.
11
Solid-Solution Strengthening
In metallic materials, one of the important effects of solid-solution
formation is the resultant solid-solution strengthening
Solid-solution strengthening - Increasing the strength of a metallic
material via the formation of a solid solution.
The effects of several alloying
elements on the yield strength
of copper. Nickel and zinc
atoms are about the same size
as copper atoms, but beryllium
and tin atoms are much different
from copper atoms. Increasing
both atomic size difference and
amount of alloying element
increases solid-solution
strengthening.
12
The effect of additions of zinc
to copper on the properties of
the solid-solution-
strengthened alloy. The
increase in % elongation with
increasing zinc content is not
typical of solid-solution
strengthening.
13
Isomorphous Phase Diagrams
A phase diagram shows the phases and their compositions at any
combination of temperature and material composition.
Binary phase diagram - A phase diagram for a system with two
components.
Ternary phase diagram - A phase diagram for a system with three
components.
Isomorphous phase diagram - A phase diagram in which
components display unlimited solid solubility.
Liquidus temperature - The temperature at which the first solid
begins to form during solidification.
Solidus temperature - The temperature below which all liquid has
completely solidified.
Freezing range – The temperature difference between the liquidus
and the solidus. Within the freezing range, two phases coexist: a
liquid and a solid.
14
The equilibrium phase diagrams for the Cu-Ni and NiO-MgO systems. (b)
The liquidus and solidus temperatures are shown for a Cu-40% Ni alloy.
15
(c) and (d) Systems with solid solution maxima and minima.
Example 6.1
Gibbs Rule for Isomorphous Phase
Diagram
Determine the degrees of freedom in a Cu-40% Ni alloy at (a) 1300oC, (b)
1250oC, and (c) 1200oC.
Phase compositions for a Cu-
40% Ni alloy at several
temperatures
16
Example 6.1 SOLUTION
This is a binary system (C = 2). Two components are Cu and Ni. We will
assume constant pressure. Therefore, The Gibbs Rule (1 + C = F + P)
can be used as follows:
1 + C = F + P So, 1 + 2 = F + 1 or F = 2
(b) At 1250oC, P = 2, since both liquid and solid are present; C = 2, since
copper and nickel atoms are present. Now:
1 + C = F + P So, 1 + 2 = F + 2 or F = 1
(c) At 1200oC, P = 1, since only one phase, solid, is present; C = 2, since
both copper and nickel atoms are present. Again,
1 + C = F + P So, 1 + 2 = F + 1 or F = 2
17
• We use a tie line to determine the composition of the two phases.
• A tie line is a horizontal line within a two phase region drawn at the temperature of
interest.
• In an isomorphous system, the tie line connects the liquidus and solidus points at
the specified temperature, The end of the tie line represent the composition of the
two phase in equilibrium.
18
Example 6.2
Compositions of Phases in Cu-Ni
Phase Diagram
Determine the composition of each phase in a Cu-40% Ni
alloy at 1300oC, 1270oC, 1250oC, and 1200oC.
Tie lines and phase
compositions for a Cu-40% Ni
alloy at several temperatures
19
Example 6.2 SOLUTION
The vertical line at 40% Ni represents the overall composition of the
alloy:
- 1300oC: Only liquid is present. The liquid must contain 40% Ni,
the overall composition of the alloy.
- 1270oC: Two phases are present. The liquid contains 37% Ni and
the solid contains 50% Ni.
- 1250oC: Again two phases are present. The tie line drawn at this
temperature shows that the liquid contains 32% Ni and the solid
contains 45% Ni.
- 1200oC: Only solid is present, so the solid must contain 40% Ni.
20
Amount of Each Phase
(Lever Rule)
To determine the relative amounts of each phase present in
the alloy, Lever rule is used.
These amounts are normally expressed as weight present
(wt%).
To calculate the amounts of liquid and solid, we construct a
lever on the tie line, with the fulcrum of the lever being the
original composition of the alloy.
The lever rule can be written in general as:
21
Example 6.3
Application of Lever Rule
Calculate the amounts of and L at 1250oC in the Cu-40% Ni
alloy shown in the following figure.
22
Example 6.3 SOLUTION
At 1250oC, we have two phases: solid and liquid (L), if x = mass
fraction of the solid , then the mass fraction of liquid (L) is 1-x. Since
there are only two phases, let us consider the mass balance of Nickel in
both solid and liquid, the total amount of Nickel in alloy must be equal
to the total amount of nickel in liquid phase (L) and in solid .
Assume we have 100 g alloy, then the total mass of nickel in 100 grams
of the alloy = mass of nickel in liquid + mass of nickel in
so, 100 (% Ni in alloy) = [(100)(1 - x)](% Ni in L) + (100)[x](% Ni in )
Or: (% Ni in alloy) = (% Ni in L)(1 - x) + (% Ni in )(x)
x
% Ni in alloy % Ni in L 40 32 8
0.62
% Ni in % Ni in L 45 32 13
If we convert from mass fraction to mass percent, the alloy at 1250oC
contains 62% and 38% L. Note that the concentration of Ni in alpha
phase (at 1250oC) is 45% and concentration of nickel in liquid phase (at
1250oC) is 32%. 23
Example 6.4
Solidification of a Cu-40% Ni Alloy
Determine the amount of each phase in the Cu-40% Ni alloy
shown in the following figure at 1300oC, 1270oC, 1250oC, and
1200oC.
Tie lines and phase
compositions for a Cu-40% Ni
alloy at several temperatures
24
Example 6.4 SOLUTION
1300 C : 100%L
1270 C : %L 50 40 100 77%
50 37
% 40 37 100 23%
50 37
1250 C : %L 45 40 100 38%
45 32
% 40 32 100 62%
45 32
1200 C : 100%
At each temperature, we can determine the composition of the phases in
equilibrium from the ends of the tie line drawn at that temperature.
Both liquid phase and solid phase change its composition and the amounts
of each phase change with temperature as the alloy cools from liquidus to
25
solidus
Solidification of a Solid-Solution
Alloy
When an alloy is melted and cooled, solidification requires
both nucleation and growth.
The phase diagram, with a tie line drawn at the liquidus
temperature, tells that the first solid to form and its
composition.
In order to achieve the equilibrium final structure, the
cooling rate must be extremely slow. Sufficient time must
be permitted for the alloy atoms diffuse and produce the
compositions given by the phase diagram.
26
The change in structure of a Cu-40% Ni alloy during equilibrium solidification. The
nickel and copper atoms must diffuse during cooling in order to satisfy the phase
27
program and produce a uniform equilibrium structure.
Phase Diagrams Containing Three-
Phase Reactions
Many binary systems produce phase diagrams more complicated than
the isomorphous phase diagram. When certain reactions involved in
the system, three separate phases will exist.
Eutectic reaction - A liquid phase is transformed into the two solid
and at a temperature during cooling. The opposite reaction occurs
upon heating. (eutectic means easily melted)
Peritectic reaction - A three-phase reaction in which a solid and a
liquid combine to produce a second solid on cooling.
Monotectic reaction - A three-phase reaction in which one liquid
transforms to a solid and a second liquid on cooling.
Miscibility gap - A region in a phase diagram in which two phases,
with essentially the same structure, do not mix, or have no solubility in
one another.
28
The five most important three-phase reactions in
binary phase diagrams.
29
Gibbs phase rule: 1 + C = F + P;
C=2;
At three phase reaction: P=3;
Therefore: 1+2=F+3;
This means F=0;
No degree of freedom;
Nothing can be changed;
Meaning the temperature cannot be changed during the
three phase reaction;
Therefore the temperature must be constant;
This means there should be a horizontal line at the three-
phase reaction.
30
Example 6.5
Identifying Three-Phase Reactions
Consider the binary phase diagram in the next slide. Identify
the three-phase reactions that occur.
31
32
A hypothetical phase diagram
Example 6.5 SOLUTION
We find horizontal lines at 1150oC, 920oC, 750oC, 450oC, and
300oC: 1150oC: The in-betwen point is at 15% B. δ + L are
present above the point, γ is present below. The reaction is:
δ + L γ, a peritectic (solid-liquid reaction)
920oC: This reaction occurs at 40% B:
L1 γ + L2 a monotectic (solid-liquid reaction)
750oC: This reaction occurs at 70% B:
L2 γ + β, a eutectic (solid-liquid reaction)
450oC: This reaction occurs at 20% B:
γ α + β, a eutectoid (solid-solid reaction)
300oC: This reaction occurs at 50% B:
α + β μ or a peritectoid (solid-solid reaction)
33
The Eutectic Phase Diagram
The binary phase diagram with the eutectic reaction.
Solvus - A solubility curve that separates a single-solid
phase region from a two-solid phase region in the phase
diagram.
Isopleth - A line on a phase diagram that shows constant
chemical composition.
Hypoeutectic alloy - An alloy composition between that
of the left-hand-side end of the tie line defining the
eutectic reaction and the eutectic composition.
Hypereutectic alloys - An alloy composition between
that of the right-hand-side end of the tie line defining the
eutectic reaction and the eutectic composition.
34
The lead-tin equilibrium phase diagram. 35
Solidification and microstructure of a Pb-2% Sn alloy. The
alloy is a single-phase solid solution. 36
Solidification, precipitation, and microstructure of a Pb-10%
Sn alloy. Some dispersion strengthening occurs as the β
solid precipitates. 37
Example 6.6
Phases in the Lead–Tin (Pb-Sn)
Phase Diagram
Determine:
(a) the solubility of tin in solid lead at 100oC,
(b) the maximum solubility of lead in solid tin,
(c) the amount of β that forms if a Pb-10% Sn alloy is cooled
to 0oC,
(d) the masses of tin contained in the α and β phases at 0oC,
and
(e) mass of lead contained in the α and β phases at 0oC.
Assume that the total mass of the Pb-10% Sn alloy is 100
38
grams.
Solidification, precipitation, and microstructure of a Pb-10%
Sn alloy. Some dispersion strengthening occurs as the β
solid precipitates.
39
Example 6.6 SOLUTION
(a) The 100oC temperature intersects the solvus curve at 5%
Sn. The solubility of tin (Sn) in lead (Pb) at 100oC therefore
is 5%.
(b) The maximum solubility of lead (Pb) in tin (Sn), which is
found from the tin-rich side of the phase diagram, occurs at
the eutectic temperature of 183oC and is 97.5% Sn.
(c) At 0oC, the 10% Sn alloy is in a + region of the phase
diagram. By drawing a tie line at 0oC and applying the
lever rule, we find that:
% 10 - 2 100% 8.2%
100 - 2
This means that in the Pb-10%Sn alloy, 8.2% is phase,
and then the remaining 91.8% is phase, hence the weight
of the phase is 8.2g, and phase is 91.8g 40
Example 6.6 SOLUTION (Continued)
(d) The mass of Sn in the phase = 2% Sn 91.8 g of
phase = 0.02 91.8 g = 1.836g. Since tin (Sn) appears in
both the and phases, the mass of Sn in the phase will
be = (10 – 1.836) g = 8.164 g.
(note for this alloy, the total amount of Sn is 10g and Pb is
90g as the alloy composition is Pb-10%Sn)
(e) Mass of Pb in the phase
= 98% Pb91.8 g of phase = 0.9891.8g = 89.964 g
Mass of Pb in the phase
= 90 - 89.964 = 0.036 g.
41
Summary of calculations (for example 6.6)
42
Solidification and microstructure of the eutectic alloy Pb-
61.9% Sn. 43
Eutectic Structures
As atoms are redistributed during eutectic solidification
and forms two solids at the same time, a characteristic
microstructure develops.
Notice that the and phases have different
compositions and also different from the liquid.
This redistribution is accomplished by atomic diffusion.
The microstructure of the solid results from this
transformation consists of alternating layers (sometimes
called lamellae) of the and phases that form
simultaneously during the transformation.
The eutectic structure forms in these alternating layers
because, for this lamellar configuration, atomic diffusion
of the both components need only occur over relative
short distance.
44
Eutectic Pb-Sn
For example, in the Pb-Sn system, the process of
redistribution of the lead and tin occurs by diffusion in
the liquid just ahead of the eutectic-liquid interface.
45
Example of diffusion of Pb and Sn in eutectic Pb-Sn system
46
(a) Atom redistribution during lamellar growth of a lead-tin
eutectic. Tin atoms from the liquid preferentially diffuse to the
β plates, and lead atoms diffuse to the α plates. (b)
Photomicrograph of the lead-tin eutectic microconstituent
(x400).
47
Example 6.7
Amount of Phases in the
Eutectic Alloy
(a) Determine the amount and composition of each phase in
a lead-tin alloy of eutectic composition. (b) Calculate the
mass of phases present. (c) Calculate the amount of lead and
tin in each phase, assuming you have 200 g of the alloy.
Example 6.7 SOLUTION
(a) The eutectic alloy contains 61.9% Sn.
49
Example 6.7 SOLUTION (Continued)
- Mass of Pb in the phase = mass of the phase in 200 g
(concentration of Pb in ) = (90.7 g) (1 – 0.190) =
73.467 g
- Mass of Sn in the phase = mass of the phase - mass
of Pb in the phase = (90.7 – 73.467 g) = 17.233 g
- Mass of Pb in β phase = mass of the phase in 200 g
(wt. fraction Pb in β) = (109.3 g) (1 – 0.975) = 2.73 g
- Mass of Sn in the β phase = total mass of Sn – mass of
Sn in the phase = 123.8 g – 17.233 g = 106.57 g
50
Summary of calculations (example 6.7)
51
The solidification and microstructure of a hypoeutectic alloy
52
(Pb-30% Sn).
(a) A hypoeutectic lead-tin alloy. (b) A hypereutectic lead-tin
alloy. The dark constituent is the lead-rich solid α, the light
constituent is the tin-rich solid β, and the fine plate structure is
the eutectic (x400).
53
Example 6.8
Determination of Phases and
Amounts in a Pb-30% Sn
Hypoeutectic Alloy
54
Example 6.8 SOLUTION
55
Microconstituent
In the hypo-eutectic alloy, we call the solid phase that forms when
the liquid cooled from the liquidus to the eutectic the primary or
proeutectic microconstituent. Then the solid + phases that
forms at the eutectic reaction is called eutectic microconstituent.
The proeutectic microconstituent (primary ) did not take part in the
eutectic reaction.
The morphology and appearance of this phase is very distinct
from that of the phase that appears in the eutectic
microconstituent. However, they have the same chemical
compositions.
Often we find that the amounts and composition of the
microconstituents are of more use to us than the amounts and
compositions of the phases.
The eutectic microconstituent has the same composition as eutectic
composition.
We can use lever rule to determine the amount of the each
microconstituents.
56
Example 6.9
Microconstituent Amount and
Composition for a Hypoeutectic Alloy
Determine the amounts and compositions of each
microconstituent in a Pb-30% Sn alloy immediately after the
eutectic reaction has been completed.
Example 6.9 SOLUTION
At a temperature just above the eutectic—say, 184oC—the
amounts and compositions of the two phases are:
58
Strength of Eutectic Alloys
Each phase in the eutectic alloy is, to some degree, solid-solution
strengthening.
Eutectic Colony Size – eutectic colonies, or grains, each nucleate
and grow independently. We can refine the eutectic colonies and
improve the strength of the eutectic alloy.
Interlamellar Spacing – this is the distance from the center of one
lamella to the center of next lamella. A small interlamellar
spacing increases the strength of the eutectic
Amount of Eutectic – with increasing amount of the stronger
eutectic microconstituent, the strength of the alloy increases.
Microstructure of the Eutectic – Not all eutectics give a lamellar
structure. The shapes of the two phases in the microconstituent are
influenced by cooling rate, the presence of impurity elements, and
the nature of the alloy.
59
(a) Colonies in the lead-tin eutectic (x300). (b) The
interlamellar spacing in a eutectic microstructure.
60
The aluminum-silicon
phase diagram.
61
Typical eutectic microstructures: (a) needle-like silicon plates
in the aluminum silicon eutectic (x100), and (b) rounded
silicon rods in the modified aluminum-silicon eutectic (x100).
62
A phase diagram for the CaO-SiO2 system. (Source: Adapted from
Introduction to Phase Equilibria, by C.G. Bergeron and S.H. Risbud,
pp. 44 and 45, Figs. 3-36 and 3-37. Copyright © 1984 American
Ceramic Society.) 63
E-learning Week Lecture –
Chapter 6
(Continue from Slide 65)
64
The Eutectoid Reaction
The eutectoid reaction is a solid-state reaction in which one
solid phase transfers to two other solid phases. An example is Fe-
C phase diagram.
Austenite - The name given to the FCC crystal structure of iron,
also called phase,
Ferrite - The name given to the BCC crystal structure of iron that
can occur as (low-temperature) or (high-temperature).
Cementite - The hard, brittle ceramic-like compound Fe3C that,
when properly dispersed, provides the strengthening in steels,
containing 6.67% C, is extremely hard and brittle, and is present
in all commercial steels.
Pearlite - A two-phase lamellar microconstituent, containing
ferrite () and cementite (Fe3C), that forms in steels cooled in a
normal fashion or isothermally transformed at relatively high
temperatures, it is a microconstituent in steel.
65
The Fe-Fe3C phase diagram ( a portion of the Fe-C
diagram). The vertical line at 6.67% C is the stoichiometric
66
compound Fe3C.
Growth and structure of pearlite: (a) redistribution of carbon and iron, and
(b) photomicrograph of the pearlite lamellae (2000). (From ASM
Handbook, Vol. 7, (1972), ASM International, Materials Park, OH 44073.)
67
Example 6.10
Phases and Composition of
Pearlite
Calculate the amounts of ferrite and cementite present in
pearlite.
Example 6.10 SOLUTION
Since pearlite must contain 0.77% C, using the lever rule:
6.67 0.60
(0.0218%C )% 100 91.3%
6.67 0.0218
0.60 0.0218
Fe3C (6.67%C )%Fe3C 100 8.7%
6.67 0.0218
72
Example 6.11 SOLUTION (Continued)
All of the austenite at 727oC will have eutectoid composition
(i.e., it will contain 0.77% C) and will transform to pearlite; all
of the proeutectoid ferrite will remain as primary ferrite.
0.77 0.60
Primary : 0.0218% C % Primary 100
0.77 0.0218
22.7%
o
Austentite just above 727 C Pearlite : 0.77% C
0.60 0.0218
% Pearlite 100 77.3%
0.77 0.0218
73
Chapter Summary
A phase is any portion, including the whole, of a system that is
physically homogeneous within it and bounded by a surface so that it
is mechanically separable from any other portions.
A phase diagram typically shows phases that are expected to be
present in a system under thermodynamic equilibrium conditions.
A phase diagram in which constituents exhibit complete solid solubility
is know as an isomorphous phase diagram.
In two-phase regions of the phase diagram, the ends of a tie line fix
the composition of each phase and the lever rule permits the amount
of each phase to be calculated.
Phase diagrams for materials containing multiple phases normally
contain one or more three-phase reactions.
74
Chapter Summary
The eutectic reaction permits liquid to solidify as an intimate mixture
of two phases. By controlling the solidification process, we can
achieve a wide range of properties.
The eutectoid reaction causes a solid to transform to a mixture of two
other solids.
The most widely used eutectoid reaction occurs in producing steels
from iron-carbon alloys.
Solid-solution strengthening is accomplished in metallic materials by
formation of solid solutions. The point defects created restrict
dislocation motion and cause strengthening.
The degree of solid-solution strengthening increases when (1) the
amount of alloying element increases and (2) the atomic size
difference between the host material and the alloy element increases.
75
76