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To cite this article: Caroline A. Blackshields & Abina M. Crean (2017): Continuous powder feeding
for pharmaceutical solid dosage form manufacture: a short review, Pharmaceutical Development
and Technology, DOI: 10.1080/10837450.2017.1339197
Article views: 76
Download by: [Australian Catholic University] Date: 13 September 2017, At: 18:45
PHARMACEUTICAL DEVELOPMENT AND TECHNOLOGY, 2017
https://doi.org/10.1080/10837450.2017.1339197
REVIEW ARTICLE
lations and is therefore a critical operation in continuous manufacturing of solid dosage forms. It was the
purpose of this review to review the role of the initial powder feeding step in a continuous manufacturing KEYWORDS
process. Different feeding mechanisms are discussed with a particular emphasis on screw controlled loss in Continuous manufacturing;
weight (LIW) feeding. The importance of understanding the physical properties of the raw materials and its pharmaceutical powder
impact on the feeding process is reviewed. Prior knowledge of materials provides an initial indication properties; loss-in-weight
of how the powders will behave through processing and facilitates in the selection of the most suitable feeding
(i) feeder (capacity), (ii) feeding mechanism, and (iii) in the case of screw feeder – screw type. The studies
identified in this review focus on the impact of material on powder feeding performance.
CONTACT Caroline A. Blackshields caroline.blackshields@ucc.ie School of Pharmacy, Pharmaceutical Manufacturing Technology Centre, University College
Cork, Cork, Ireland
ß 2017 Informa UK Limited, trading as Taylor & Francis Group
2 C. A. BLACKSHIELDS AND A. M. CREAN
Ervasti et al. 2015; Lee et al. 2015; Shi et al. 2016; Simonaho et al. any variability in material bulk density (Engisch & Muzzio 2015;
2016). It is apparent that review publications to date refer only to K-Tron Smart Feeding Solutions 2017).
the blending or granulation steps of the continuous process train Gravimetric feeders can also operate in volumetric mode. In
and that research articles examining the feeding process are lim- this instance, bulk material is charged from a hopper with a con-
ited (Kleinebudde 2004; Pernenkil & Cooney, 2006). This review stant volume per unit of time by regulating the speed of the feed-
examines the feeding step of the continuous manufacturing train ing device (screws) and the volume of material dispensed is
with the intention to examine the criticality of raw material prop- determined through calibration (K-Tron Smart Feeding Solutions
erties in relation to the feeding process. The review provides a 2017). In general, volumetric feeding is considered to be less reli-
brief overview of the principles and mechanism of continuous able than gravimetric feeding due to the inherent nature of pow-
screw feeding, followed by a summary of studies which relate ders possessing variable densities due to prior processing, storage,
material properties to continuous feeding behavior. environmental, or processing conditions (Osorio et al. 2015; Singh
et al. 2015). Volumetric feeders can be used in processes where
2. Powder feeding the bulk density of the feed material is consistent or where feeder
accuracy is less critical. As a result, the use of volumetric feeders
2.1. Loss in weight (gravimetric) feeding is generally inappropriate for pharmaceutical continuous process
Loss in weight (LIW) or gravimetric feeding is the most commonly applications that involve rigorous accuracy requirements, such as
used continuous feeding method for pharmaceutical powders consistent API feeding. During a startup or a refill procedure, LIW
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(Crowley & Crean 2015; Osorio et al. 2015). Despite different feeders revert to volumetric feeders momentarily resulting in
feeder set-ups being used for materials with varying physical a disruption to the process. This will be further discussed in
properties, the general mode of operation and mechanisms are section 4.
essentially equivalent. All LIW feeders generally consist of three Whilst mechanically the feeder system is simple in principle,
parts (i) a volumetric feeder, (ii) a weighing platform, and (iii) a the behavior of feed materials can be complicated. Such complica-
gravimetric controller (Figure 1). tions can arise due to variability in material characteristics such as
The volumetric feeder is mounted on the top of the weighing flow properties, particle size and bulk density and differences in
platform which measures the mass of the feeder and the materials target feed rates. Issues such as bridging, rat holing, blockages,
contained within. As material is dispensed via a feeding device, and electrostatic formation can be observed during operation
such as a screw, the controller acquires a signal from the load cell (K-Tron Smart Feeding Solutions 2017). LIW feeders have been
in the weighing platform as a function of time. As shown in developed in a wide range of sizes to overcome such challenges
Equation (1), using the difference in weight (Dwfeeder) measured by in feeding powders. In addition, replaceable tooling with various
the platform divided by the difference in time between successive nozzle sizes, screw sizes, and types have been developed to
measurements (Dt), the controller can determine the instantan- enable ingredients with large variations in material properties to
eous feed rate (–mfeed) be fed successfully (Osorio et al. 2015).
Dwfeeder
¼ mfeed (1)
Dt 2.2. Screw feeders
The actual weight loss (per unit of time) is compared to a The use of rotating screws are commonly used to dispense raw
desired weight loss (per unit of time) based on a preprogramed materials using LIW feeders. Screws can be selected to provide
feed rate. Any discrepancy between the actual and desired weight the optimum feeding conditions based on the characteristics of
loss per unit of time results in a correction to the speed of the the materials being processed and the processing requirements
feeding device to maintain a steady feed rate, thus overcoming such as pre-determined feed rate. For instance, screws are
available in a single or double configuration, various thread It is recommended that single screws are used for free flowing
depths and in spiral or auger configuration. LIW or volumetric powders which can easily fill the flights of the screws. Twin screw
feeders have individualized sets of tooling such as screws and feeders are commonly used to transfer materials which are par-
screens that are only compatible with that feeder type (K-Tron ticularly free flowing but require additional control to regulate the
Smart Feeding Solutions 2017; Gericke Precision Feeders 2017). flow. Twin screw feeders are also useful when the formulation
Pre-determination of a desired feed rate based on material con- contains cohesive materials where additional force is required to
centrations in the final dosage form and downstream process feed the material or to reduce adhesion to the screw threads.
capabilities, such as tablet press or granulator throughput, is Free flowing materials tend to overfill the screw under the influ-
necessary in the selection of both a feeder and feeding configur- ence of gravity, whereas more cohesive materials may require
ation. Screw and screen selection based on material properties increasing levels of agitation to facilitate flow into the screw (Falk
will be further discussed in section 4. et al. 2015). Some screw designs, such as concave screws are cap-
In addition to conventional LIW feeder designs discussed able of ‘self-cleaning’ which is particularly useful when feeding
throughout this review, more novel micro-feeding approaches are cohesive powders which are difficult to handle, such as colloidal
reviewed by Besenhard et al. (2016). The authors demonstrate a silicon dioxide or magnesium stearate (Engisch & Muzzio 2015).
gravimetric powder feeding system with a vibratory sieve Auger screws have the advantage of having a higher capacity for
mounted on a chute which is capable of delivering a fair flowing powders which require higher throughput but do not have the
powder that is sieved between 90 and 160 lm, at a feed rate of self-cleaning function, and therefore would not be recommended
0.1 mg/s (RSD ¼ 0.023) and 0.15 mg/s (RSD ¼ 0.017). for cohesive materials. There are a limited number of publications
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Figure 2. Guide to screw selection based on principal material flow properties encountered during pharmaceutical processing.
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4
Table 1. Example studies of feeder screw selection based on material properties.
Physical properties
Material Function reported Feed rate (kg/h) Feeder model Screw selection Issues Ref.
ProSolv HD90 Diluent Density (0.49 g/ml); 10.64–16.64 K-TRON KT20 Coarse concave Powder fed too freely and filled flight (Engisch & Muzzio
Free Flowing of screws and flushed out too 2015)
freely.
K-TRON KT35 Coarse auger Screen required to retain the powder
in the screw for longer.
Colloidal Silicon Glidant Density (0.04 g/ml); 0.218–0.341 K-TRON KT20 Coarse concave Feeder was instrumented with static (Engisch & Muzzio
Dioxide Cohesive; eliminator to reduce material adher- 2015)
Electrostatic. ing to equipment. Auger screws can
lead to stagnant areas within flight
of screws; Fine screws cannot
deliver capacity.
API (not identified) API Density (0.61 g/ml) 12.48–19.51 K-TRON KT20 Coarse concave API build up on coarse auger screw so (Engisch & Muzzio
Free flowing. coarse concave used due to self- 2015)
C. A. BLACKSHIELDS AND A. M. CREAN
such as the K-TRON MT12 or KT20 are typically more suitable. momentarily.
Cartwright et al. (2013) compared a number of LIW feeders Feeding cohesive materials introduces the risk of materials
and configurations to feed a low density (0.14 g/ml), poor flowing adhering to the screws and screens, forming lumps in the feeder
API (Cartwright et al. 2013). Using the K-TRON KT20 feeder, core and causing inconsistencies in the material flow. Accumulation of
and spiral screws were selected to feed this material with an powder at the outlet of the feeder can result in the material drop-
adequate degree of control. It was reported that operator inter- ping off causing a spike in the data read out. Some feeder models
vention was often required to prevent the formation of rat holes recommend the use of sieves at the screw outlet to prevent such
in the upstream hopper. A flexible frame feeder, the Brabender accumulation of powder.
FW40 was able to deliver the API powder without manual inter- LIW systems may be exposed to physical disturbances such as
vention. Due to the low bulk density of the API (0.14 g/ml), a oscillations, vibrations, and air flow in the surrounding environment
number of technical challenges were observed with flighted auger which can disturb the sensitive process of gravimetric feeding.
and fine concave screws. There was an increase in feeder motor Many feeders have mitigation in place in their design such as
torque over time due to the material under transport compacting dampeners, homogenators, and agitators. Feeder design can
within the screws as well as between the screws. This led to the involve the use of vibration minimizing flexible materials or stain-
feeder motor achieving maximum motor torque and shutting less steel in their construction to aid the feeding (Hopkins 2006;
down as per safety controls. Fine concave screws were successful DIW and DBW Gravimetric Feeding Systems 2017).
for excipient blends which were free flowing and of consistent Powder processing operations such as screw feeding can gen-
density. erate vast quantities of electrostatic charge via the movement of
powder through the equipment. Materials such as colloidal silicon
dioxide possess intense electrostatic properties, causing the pow-
4. Sources of inconsistency in feeding der to display a strong tendency to adhere against material tool-
It takes a period of time following the initial startup of a feeder ing or the outlet tube of a feeder. In order to reduce the effect of
for the equipment to reach a steady state of operation. It has electrostatics, as mentioned previously, it can be necessary to
been demonstrated that fluctuations in the mass flow of the pow- equip the feeder with a static eliminator (Engisch & Muzzio 2015).
der compared to the pre-set feed rate are observed at the start of Engisch and Muzzio have investigated this issue and were able to
feeding. Once the mass flow is equal to the set point, the feeder reduce, not eliminate, the impact of electrostatics on material
is said to be at steady state. The time it takes to reach steady build up (Engisch & Muzzio 2015).
state is related to the time that it takes for powder to fill the As mentioned in section 2, disturbances during the hopper
flights of the screws before accurate feeding can begin. Simonaho refill procedures are attributed to a decrease in feeding accuracy
et al. (2016) demonstrated this period to be 3 min following start due to the changes from gravimetric to volumetric feeding.
up of the K-TRON K20 when feeding microcrystalline cellulose at During normal gravimetric mode of operation, the feeder can
17.1 kg/h and acetylsalicylic acid at 2.9 kg/h (Simonaho et al. respond to any changes in the density of the material and adjust
2016). Ervasti et al. (2015) reported that a 10 min period was suffi- the speed to maintain an accurate feed rate. During a refill pro-
cient to reach equilibrium when feeding blend components at cedure, the equipment, in volumetric mode, is essentially ren-
feed rates which ranged from 0.07 kg/h to 2.24 kg/h using two dered blind to any density changes of the incoming material. The
LIW feeders (K-ML-D5-KT20 and K-CL-SFS-KT20) (Ervasti et al. density of the material can either (i) increase due to compression
2015). The study also illustrated that the relative standard devi- of the existing powder bed by the incoming material or (ii)
ation (RSD) from the feeder set point was highest at the lower API decrease due to aeration of the powder due to the refill proced-
feed rates due to the independence of the absolute standard ure (Engisch & Muzzio 2015). These changes in density are mainly
deviation of the feed rate. Data from the author’s laboratory dem- due to the physical characteristics of the feed material. The level
onstrate that steady state (±3r) was attained at approximately of disturbance during refill and the frequency of refill therefore
12 min for microcrystalline cellulose fed at 0.25 kg/h using a K- can be minimized by tailored hopper design to match the feed
TRON MT12 LIW feeder (Figure 3). rate and specific material properties of the raw material being fed
Once steady state is achieved, random spikes in feed rates can (Engisch & Muzzio 2015; Jayjock & Escotet-Espinoza 2016). Engisch
occur and are commonly attributed to a range of factors; proper- and Muzzio (2015) recommend that the quantity of refills should
ties of the feed materials, equipment set-up (screw and screen be based on reducing any deviation from the feed rate set point
6 C. A. BLACKSHIELDS AND A. M. CREAN
to a level that is acceptable to downstream unit operations feeding parameter selection. However, it is also important to con-
(Engisch & Muzzio 2015). The importance of hopper fill level dur- sider the impact of feeding parameters on pharmaceutical powder
ing a refill procedure was also clearly demonstrated in this study. properties during pharmaceutical processing and more research
Deviations from the set point were larger when the hopper was into this area is warranted.
refilled at lower fill levels, for example 20%. While refilling the
hopper at a 60% fill level results in more accurate feeding, it also
leads to a more demanding refill regime with more frequent, Disclosure statement
smaller refills. No potential conflict of interest was reported by the authors.
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