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Two results on the existence and uniqueness for the p(x)-Laplacian-Dirichlet problem −div(|∇u|p (x )−2 ∇u) =
f (x, u) in Ω, u = 0 on ∂Ω, are obtained. The first one deals with the case that f (x, u) is nonincreasing in u.
The second one deals with the radial case in which f (r, u) is nondecreasing in u and satisfies the sub-p− − 1
growth condition.
c 2011 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim
1 Introduction
The study of various mathematical problems with variable exponent has been received considerable attention in
recent years. We refer to [5], [9], [31], [39] for the survey of this field, and refer to [32], [38] for the application
backgrounds.
Consider the p(x)-Laplacian-Dirichlet problem
p(x)−2
−Δp(x) u := −div |∇u| ∇u = f (x, u) in Ω,
(1.1)
u=0 on ∂Ω,
c 2011 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim
1436 X. L. Fan: Existence and uniqueness for p(x)-Laplacian problems
Many interesting results on the uniqueness of positive solutions for the p-Laplacian problems, including the
radially symmetric case, have been obtained (see e.g., [2], [3], [6]–[8], [11]–[13], [23], [25], [27]–[30], [37], [40],
[41] and references therein), however, to extend them to the p(x)-Laplacian case is often very difficult because the
p(x)-Laplacian is inhomogeneous. Many arguments used to prove the uniqueness for the p-Laplacian equations
cannot be carried out for the p(x)-Laplacian equations.
Compared to the study of problem (1.1) with the general form, the study of the radial solutions of problem
(1.1) in the radially symmetric case is easier since the corresponding differential equation becomes ordinary.
Let Ω = B(0, b) ⊂ RN be a ball and let the functions p(·) and f (·, u) be radially symmetric. Denote p(r) =
p(|x|) and f (r, u) = f (|x| , u). For a radially symmetric function u(x), we write u(r) = u(|x|) = u(x). It is
well-known that the radial solution of (1.1) is equivalent to the solution of the following ordinary differential
equation
− rN −1 |u (r)|
p(r )−2
u (r) = rN −1 f (r, u(r)) in (0, b),
(1.3)
u (0) = 0, u(b) = 0.
In the present paper we study the existence and uniqueness for (1.1) and (1.3). Our main results are the
following two theorems. Theorem 1.1 deals with problem (1.1) in the case that f (x, u) is nonincreasing in u.
Theorem 1.2 deals with problem (1.3) in the case that f (r, u) is nondecreasing in u and satisfies the sub-p− − 1
growth condition.
In this paper, a solution of (1.1) means a weak solution of (1.1). In what follows, it will always be assumed
that p ∈ C(Ω) and 1 < p− := inf x∈Ω p(x) ≤ p+ := supx∈Ω p(x) < +∞.
Theorem 1.1 (1) Suppose that f satisfies the following condition
(f1 ) f : Ω × R → R is a Carathéodory function and is nonincreasing with respect to the second variable.
Then (1.1) has at most one solution.
(2) Suppose that f satisfies (f1 ) and
(f2 ) f : Ω × R → R is continuous, f (x, 0) ≥ 0 for x ∈ Ω and f (x, 0)
≡ 0.
Then (1.1) has a unique solution which is nontrivial and nonnegative. If in addition, there is α > 0 such that
f (x, α) ≤ 0 for x ∈ Ω, then for the unique solution u of (1.1) holds that u(x) ≤ α for x ∈ Ω.
(3) Let (f1 ) and (f2 ) hold. If f satisfies
(f3 ) f (x, 0) > 0 for x ∈ Ω,
and p(·) is Lipschitzian on Ω, then the unique solution of (1.1) is positive in Ω.
Theorem 1.2 (1) Suppose that f satisfies the following condition
(f4 ) f : [0, b] × [0, +∞) → [0, +∞) is continuous, for each r ∈ [0, b], f (r, 0) = 0, f (r, u) > 0 if u > 0,
f (r, u) is nondecreasing in u, and the function ufp(r,u
− −1
)
is strictly decreasing in u ∈ (0, +∞).
Then (1.3) has at most one positive solution.
(2) Suppose that f satisfies (f4 ) and
f (r,u )
(f5 ) limu →0 + u p − −1
= +∞ and limu →+∞ ufp(r,u
− −1
)
= 0 uniformly in r ∈ [0, b].
Then (1.3) has a unique positive solution.
It is well-known that, in the p-Laplacian case, the corresponding result of Theorem 1.2 is also valid for the
non-radial problem (see e.g., [8], [12], [28], [29]). In the p(x)-Laplacian case, the existence result of Theorem 1.2
is also valid for the non-radial p(x)-Laplacian problem (1.1), however, the validity of the uniqueness result of
Theorem 1.2 for the non-radial p(x)-Laplacian problem (1.1) is an open question (see Remark 2.3 below). The
author wishes more results on the uniqueness for (1.1) can come out.
In Section 2 we give the proofs of Theorems 1.1 and 1.2. In Section 3 we discuss some related problems
involving the radial symmetry of solutions for the p(x)-Laplacian problems.
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Math. Nachr. 284, No. 11–12 (2011) / www.mn-journal.com 1437
(Ω) denotes the closure of C0∞ (Ω) in W 1,p(x) (Ω). Both W 1,p(x) (Ω) and W0
1,p(x) 1,p(x)
W0 (Ω) are separable
and reflexive Banach spaces. For the elementary properties of the variable exponent Sobolev spaces W 1,p(x) (Ω)
1,p(x) 1,p(x)
and W0 (Ω) we refer to [21], [33]. For u ∈ W0 (Ω), we use the equivalent norm u = |∇u|p(·) .
1,p(x)
u ∈ W0 (Ω) is called a weak solution of (1.1) if
p(x)−2 1,p(x)
|∇u| ∇u∇v dx = f (x, u)v dx for v ∈ W0 (Ω).
Ω Ω
t
Define F (x, t) = f (x, s) ds for x ∈ Ω and t ∈ R, and define
0
1 p(x) 1,p(x)
E(u) = |∇u| dx − F (x, u) dx, ∀u ∈ W0 (Ω).
Ω p(x) Ω
It is well-known that (see e.g., [18]), if f satisfies the subcritical growth condition:
q (x)−1
|f (x, t)| ≤ c1 + c2 |t| for x ∈ Ω and t ∈ R,
⎧
⎨ N p(x)
, if p(x) < N,
1 ≤ q(x) < p∗ (x) := N − p(x) ∀x ∈ Ω,
⎩
+∞, if p(x) ≥ N,
1,p(x)
then E ∈ C 1 W0 (Ω), R and
E (u)v =
p(x)−2 1,p(x)
|∇u| ∇u∇v dx − f (x, u)v dx, ∀u, v ∈ W0 (Ω),
Ω Ω
1,p(x)
and consequently, u ∈ W0 (Ω) is a weak solution of (1.1) if and only if u is a critical point of E.
For a function u(x), define
+
u(x) if u(x) ≥ 0, − u(x) if u(x) ≤ 0,
u (x) = u (x) =
0 if u(x) < 0, 0 if u(x) > 0.
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1438 X. L. Fan: Existence and uniqueness for p(x)-Laplacian problems
P r o o f o f T h e o r e m 1.1. (1) Let (f1 ) hold. Suppose that u and v are the solutions of (1.1). Then u − v ∈
1,p(x) + 1,p(x)
W0 (Ω) and (u − v) ∈ W0 (Ω). Taking (u − v)+ as a test function and noting that f is nonincreasing
with respect to the second variable, we obtain that
p(x)−2 p(x)−2
0 ≤ |∇u| ∇u − |∇v| ∇v (∇u − ∇v) dx
{u (x)> v (x)}
p(x)−2 p(x)−2
= |∇u| ∇u − |∇v| ∇v ∇(u − v)+ dx
Ω
= (f (x, u) − f (x, v)) (u − v)+ dx ≤ 0,
Ω
which implies that
p(x)−2 p(x)−2
|∇u| ∇u − |∇v| ∇v (∇u − ∇v) dx = 0.
{u (x)> v (x)}
Taking u− ∗
∗ as a test function and noting that f (x, u) = f (x, 0) ≥ 0 for u < 0, we have that
−
p(x)
∇u∗
dx = f (x, u∗ (x))u−
∗ (x) dx ≤ 0,
Ω Ω
which implies u− ∗
∗ = 0 and hence u∗ ≥ 0. Since f (x, u∗ ) ≤ d, by the comparison principle (see [16]), we have
∗
that u∗ ≤ w. Thus f (x, u∗ (x)) = f (x, u∗ (x)). This shows that u∗ is a solution of (1.1). Since f (x, 0)
≡ 0, 0 is
not a solution of (1.1), so u∗ is nontrivial. By statement 1), the solution of (1.1) is unique.
In the case that there is α > 0 such that f (x, α) ≤ 0 for x ∈ Ω, taking (u∗ − α)+ as a test function and noting
that f (x, u∗ (x)) ≤ 0 for u∗ (x) > α, we have that
p(x)
0≤ |∇u∗ | dx = f (x, u∗ )(u∗ − α)+ dx ≤ 0,
{u ∗ (x)> α } Ω
which implies ∇(u∗ − α)+ = 0 and consequently (u∗ − α)+ = 0, that is u∗ (x) ≤ α for x ∈ Ω.
(3) Let (f1 ) − (f3 ) hold and let u∗ be the unique nonnegative and nontrivial solution of (1.1). Note that the
assumption that p(·) is Lipschitzian guarantees u∗ ∈ C 1,β (Ω) (see [1], [15], [20]) and the validity of the strong
maximum principle established in [22]. To prove u∗ (x) > 0 for x ∈ Ω, arguing by contradiction, assume that
G := {x ∈ Ω : u∗ (x) = 0}
= ∅. Obviously, G is a closed subset of Ω. Let any x0 ∈ G be given. Then
f (x0 , u∗ (x0 )) = f (x0 , 0) > 0. By the continuity of f and u∗ , there is a small ball B(x0 , ε) ⊂ Ω with center at
x0 such that f (x, u∗ (x)) > 0 for x ∈ B(x0 , ε). Now we have that
By the strong maximum principle established in [22], u∗ (x) = 0 for all x ∈ B(x0 , ε). This shows that G is an
open subset of Ω. Since Ω is connected, we have G = Ω, that is u∗ = 0, which contradicts with the nontriviality
of u∗ . The proof of Theorem 1.1 is complete.
Denote by C([0, b]) the Banach space of all continuous real functions defined on [0, b] with the maximum
norm. Set
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1440 X. L. Fan: Existence and uniqueness for p(x)-Laplacian problems
Lemma 2.1 (1) The mapping T : C([0, b]) → C 1 ([0, b]) is continuous and bounded, and the mapping
T : C([0, b]) → C([0, b]) is compact.
(2) T (h1 ) ≤ T (h2 ) if h1 ≤ h2 ; (T (h1 ))(t) < (T (h2 ))(t) for t ∈ [0, b) if h1 (t) < h2 (t) for t ∈ (0, b).
(3) If h ∈ C + ([0, b]), then T (h) ∈ C + ([0, b]) and (T (h)) (t) ≤ 0 for t ∈ (0, b]. If h ∈ C + ([0, b]) and
h(t)
≡ 0, then (T (h))(t) > 0 for t ∈ [0, b) and (T (h)) (b) < 0.
Lemma 2.2 For every h ∈ C + ([0, b]) and k > 0 we have that
1 1
k p + −1 T (h) ≤ T (kh) ≤ k p − −1 T (h) if k > 1,
1 1
k p − −1 T (h) ≤ T (kh) ≤ k p + −1 T (h) if k < 1.
The proofs of Lemmas 2.1 and 2.2 are immediate and they are omitted here.
It is clear that, u is a solution of (1.3) if and only if u = T (f (s, u(s))), that is,
b r
1
u(t) = Φ−1 s N −1
f (s, u(s)) ds dr for t ∈ [0, b]. (2.4)
t
r
rN −1 0
P r o o f o f T h e o r e m 1.2. (1) Let (f4 ) hold. Suppose that u and v are two positive solutions of (1.3). We
shall prove that u ≥ v and v ≥ u, and thus u = v. Here we only prove u ≥ v since the proof of v ≥ u is similar.
Define
From Lemma 2.1 we know that u, v ∈ C 1 ([0, b]); u(t) > 0 and v(t) > 0 for t ∈ [0, b); u(b) = 0 and v(b) = 0;
and u (b) < 0 and v (b) < 0. It follows that there exist positive constants δ, L1 , L2 , M1 and M2 with δ < b,
L1 < L2 and M1 < M2 such that
and
and consequently
b b
u(t) = − u (s) ds ≥ − βv (s) ds = βv(t).
t t
M 2 and any t ∈ [0, b − δ], we have
For any β ∈ 0, M 1
obvious that the set D ⊂ R is bounded from above. Setting β1 = supβ ∈D β, then β1 ∈ (0, +∞), and from the
continuity of u and v we can see that β1 ∈ D, that is, β1 is the maximum of β ∈ D. (In fact, D = (0, β1 ]).
Now u ≥ β1 v. To prove u ≥ v, it is sufficient to prove β1 ≥ 1. To this end, arguing by contradiction, assume
β1 < 1. Then it follows from (f4 ) that
p −1
f (s, u(s)) ≥ f (s, β1 v(s)) > β1 − f (s, v(s)) for s ∈ [0, b). (2.5)
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Math. Nachr. 284, No. 11–12 (2011) / www.mn-journal.com 1441
p −1
Denote w = T β1 − f (s, v(s)) . Note that u = T (f (s, u(s))) and v = T (f (s, v(s))). By (2.5) and
Lemma 2.1, we have that
By the compactness of [b − δ1 , b], there exists γ1 > 1 such that for any γ ∈ (0, γ1 ],
and consequently
b b
u(t) = − u (s) ds ≥ − γw (s) ds = γw(t), ∀t ∈ [b − δ1 , b].
t t
Since u(t) > w(t) for t ∈ [0, b − δ1 ] and [0, b − δ1 ] ⊂ R is a compact set, there exists γ2 > 1 such that for any
γ ∈ (0, γ2 ],
Thus, setting γ = min{γ1 , γ2 }, then γ > 1 and u(t) ≥ γw(t) for all t ∈ [0, b]. By (2.5) and Lemma 2.2, we have
that
1
p −1 p − −1
w ≥ β1 − T (f (s, v(s))) = β1 v.
Thus we have that u ≥ γβ1 v which contradicts with the definition of β1 . The proof of statement 1) is complete.
(2) Define f ∗ : [0, b] × R → R by
∗
f (r, u) if u ≥ 0, r ∈ [0, b],
f (r, u) =
0 if u < 0, r ∈ [0, b],
u
and define F ∗ (r, u) = 0 f ∗ (r, ξ)dξ for u ∈ R and r ∈ [0, b]. Define
1
F ∗ (x, u) dx for u ∈ W0
p(x) 1,p(x)
J(u) = |∇u| dx − (Ω),
Ω p(x) Ω
where Ω = B(0, b) ⊂ N
R , p(x) = p(|x|)
= p(r), F ∗ (x, u) = F ∗ (|x| , u) = F ∗ (r, u). From (f4 ) and (f5 ) we
1,p(x)
can see that J ∈ C 1 W0 (Ω), R . Define
1,p(x) 1,p(x)
W0,r (Ω) = u ∈ W0 (Ω) : u is radially symmetric
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1442 X. L. Fan: Existence and uniqueness for p(x)-Laplacian problems
1,p(x)
|u|L p − (Ω) ≤ C0 u , ∀u ∈ W0 (Ω).
p 1,p(x)
Taking ε > 0 small enough such that εC0 − ≤ 2p1+ , then for u ∈ W0,r (Ω),
F ∗ (x, u) dx
≤ p
ε |u| − + c(ε) dx
Ω Ω
p −
p p
= ε |u|L p − (Ω) + c(ε) |Ω| ≤ εC0 − u − + c(ε) |Ω|
1 p
≤ u − + c(ε) |Ω| .
2p+
1,p(x) 1,p(x)
The functional Jr : W0,r (Ω) → R is sequentially weakly lower semicontinuous. For u ∈ W0,r (Ω) with
u ≥ 1,
1
F ∗ (x, u) dx
p(x)
Jr (u) = |∇u| dx −
Ω p(x) Ω
1 p− 1 p−
≥ u − u − c(ε) |Ω|
p+ 2p+
1 p
= u − − c(ε) |Ω| .
2p+
1,p(x)
This shows that Jr (u) → +∞ as u → ∞, that is, Jr is coercive on W0,r (Ω). Thus Jr has a global minimizer
Jr (u∗ ) = 0,
1,p(x)
u∗ ∈ W0,r (Ω), and that is, u∗ is a critical point of Jr .
Take a function u1 ∈ C 1
Ω such that u1 is radially symmetric and u1 > 0 in Ω. Take a positive number
|∇u |p ( x ) dx
K such that K > p − Ω
1
|u 1 |p − dx
. It follows from limu →0 + ufp(r,u )
− −1
= +∞ that there exists δ > 0 such that
Ω
∗
F (r, u) ≥ Ku for u ∈ [0, δ) and r ∈ [0, b]. Take t1 ∈ (0, 1) small enough such that t1 u1 (x) < δ for all
p−
x ∈ Ω. Then
1
F ∗ (x, t1 u1 (x)) dx
p(x)
J(t1 u1 ) = |∇(t1 u1 )| dx −
Ω p(x) Ω
p
t − p(x) p p
≤ 1 |∇u1 | dx − Kt1 − |u1 | − dx < 0.
p− Ω Ω
From the definition of f ∗ , we can see that u∗ ≥ 0, thus f ∗ (x, u∗ ) = f (x, u∗ ) and consequently u∗ is a weak
1,p(x)
solution of (1.1). Since u∗ ∈ W0,r (Ω), u∗ is radially symmetric, and so u∗ is a radial solution of (1.1), i.e.,
a solution of (1.3). By 3) of Lemma 2.1, u∗ (t) > 0 for t ∈ [0, b). So u∗ is a positive solution of (1.3). By the
statement 1) of Theorem 1.2, the positive solution of (1.3) is unique. The proof is complete.
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Math. Nachr. 284, No. 11–12 (2011) / www.mn-journal.com 1443
Remark 2.3 From the proof of statement (2) of Theorem 1.2 we may see that the existence result established
in Theorem 1.2 is also valid for the non-radial p(x)-Laplacian problem (1.1). In the proof of statement 1) of Theo-
rem 1.2, Lemma 2.2 plays an important role. The author do not know whether Lemma 2.2 with T = (−Δp(x) )−1
is valid for the non-radial p(x)-Laplacian problem (1.1). Thus the question that whether the uniqueness result
established in Theorem 1.2 is also valid for the non-radial p(x)-Laplacian problem (1.1) is open.
Remark 2.4 Zhao [44] has proved Theorem 1.2 in the additional assumptions that p ∈ C 1 ([0, b]) and the
function p(r) is nondecreasing in r ∈ [0, b].
where “·” denotes the scalar product in RN . To see this, let x ∈ Ω\{0} and h ∈ RN \{0} with h · x = 0 be given.
Define
π = {y ∈ RN : y · h = 0},
π + = {y ∈ RN : y · h ≥ 0}, π − = {y ∈ RN : y · h ≤ 0},
+ −
Ω = Ω ∩ π+ , Ω = Ω ∩ π− .
For any Ω1 ⊂ Ω, denote
1 p(x)
J(u, Ω1 ) = |∇u| dx − F (x, u) dx.
Ω1 p(x) Ω
+ −
Let J(u) = J(u, Ω) = c, J u, Ω = c+ and J u, Ω = c− . Then c = c+ + c− . Define a function u
:Ω→R
+ 1,p(x)
such that u is symmetric with respect to π. Then u
(x) = u(x) for x ∈ Ω and u ∈ W0 (Ω) and
+ − + +
J(u) = J u , Ω + J u , Ω = 2J u , Ω = 2J u, Ω = 2c+ .
Since J(u) ≤ J u , we have that c+ + c− ≤ 2c+ and thus c− ≤ c+ . Similarly, we can prove c+ ≤ c− . Thus
−
+
c = c , J( u) = 2c+ = c = J(u), and so u is a global minimizer of J. Hence u
∈ C 1 (Ω). Since u
is symmetric
+
with respect to π and x ∈ π, we can see that ∇ u(x) · h = 0. Noting that u
= u on Ω , we have ∇u(x) = ∇ u(x)
and hence ∇u(x) · h = 0. The claim (3.2) is proved.
From (3.2) we can obtain the radial symmetry of u. Indeed, let x, y ∈ Ω be such that |x| = |y| = r > 0 and let
σ : [0, 1] → Ω be a C 1 curve satisfying σ(0) = x, σ(1) = y and |σ(t)| = r. Define ϕ(t) = u(σ(t)) for t ∈ [0, 1].
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1444 X. L. Fan: Existence and uniqueness for p(x)-Laplacian problems
Then ϕ (t) = ∇u(σ(t)) · σ (t). It is easy to see that σ (t) · σ(t) = 0 for t ∈ [0, 1]. Thus from (3.2) we have that
ϕ (t) = 0 for t ∈ [0, 1] and hence ϕ(t) ≡ constant for t ∈ [0, 1], in particular, ϕ(0) = ϕ(1), that is u(x) = u(y).
This shows that u is radially symmetric. Proposition 3.1 is proved.
Combining Theorem 1.1 and Proposition 3.1, we have the following
Theorem 3.2 Let f satisfy (f1 )and (f2 ), and let the bounded domain Ω and the functions p(·) and f (·, u) be
radially symmetric. Suppose the function p(·) is locally Hölder continuous in Ω. Then the unique solution of (1.1)
is radially symmetric.
P r o o f. By Theorem 1.1, (1.1) has a unique nontrivial nonnegative solution u∗ . From the proof of Theorem 1.1
we know that u∗ is a global minimizer of a variational functional J satisfying the conditions of Proposition 3.1.
By Proposition 3.1, u∗ is radially symmetric.
Combining Theorem 1.2 and Proposition 3.1, we have the following
Theorem 3.3 Let Ω = B(0, b) ⊂ RN and let the functions p(·) and f (·, u) be radially symmetric. Suppose
that p is Lipschitzian on Ω, f satisfies (f4 ), (f5 ) and
Then the integral functional J defined by (3.1) has just a pair of global minimizers {±u}, where u > 0 in Ω and
u is radially symmetric.
P r o o f. Let J be in (3.1). From the proof of Theorem 1.2 we can see that J has a global minimizer u
= 0. Set
u∗ = |u|. It is clear that J(u∗ ) = J(u) and hence u∗ is a global minimizer of J. By the strong maximum principle
of [22], u∗ > 0 in Ω. By Proposition 3.1, u∗ is radially symmetric. Clearly, −u∗ is also a global minimizer of
J. We claim that any global minimizer of J cannot be sign-changing in Ω. To see this, suppose that v is a global
minimizer of J and v is sign-changing in Ω. Then |v| is also a global minimizer of J, |v(x)|
≡ 0 and |v(x0 )| = 0
at some x0 ∈ Ω. By the strong maximum principle of [22], we obtain |v(x)| ≡ 0, a contradiction. This shows
that the claim is true. Note that, if u is a global minimizer of J and u > 0 in Ω, then, by Proposition 3.1, u is
radially symmetric and thus u is a positive solution of (1.3). By Theorem 1.2, (1.3) has a unique positive solution,
consequently, J has a unique positive global minimizer u∗ . It is obvious that J has a unique negative global
minimizer −u∗ since u is a positive global minimizer of J if and only if −u is a negative global minimizer of J.
The proof is complete.
Acknowledgements The research was supported by the National Natural Science Foundation of China (10971087). The
author is grateful to the reviewers for the valuable comments.
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