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Journal of Critical Care 38 (2017) 152–156

Contents lists available at ScienceDirect

Journal of Critical Care

journal homepage: www.jccjournal.org

A prospective randomized trial of tapered-cuff endotracheal tubes with


intermittent subglottic suctioning in preventing ventilator-associated
pneumonia in critically ill patients☆,☆☆,★
Ata Mahmoodpoor, MD, FCCM a, Hadi Hamishehkar, PhD b, Masoud Hamidi, MD a, Kamran Shadvar, MD, FCCM a,
Sarvin Sanaie, MD c, Samad EJ Golzari, MD a, Zahid Hussain Khan, MD d, Nader D. Nader, MD, PhD, FACC, FCCP e,⁎
a
Department of Anesthesiology and Critical Care Medicine, Tabriz University of Medical Sciences, Tabriz, Iran
b
Department of Clinical Pharmacy, Tabriz University of Medical Sciences, Tabriz, Iran
c
Tuberculosis and Lung Research Center, Tabriz University of Medical Sciences, Tabriz, Iran
d
Department of Anesthesiology and Critical Care Medicine, Tehran University of Medical Sciences, Tehran, Iran
e
Department of Anesthesiology, 252 Farber Hall, State University of New York at Buffalo, 3435 Main St, Buffalo, NY 14214

a r t i c l e i n f o a b s t r a c t

Keywords: Background: Endotracheal tube placement is necessary for the control of the airway in patients who are mechan-
TaperGuard endotracheal tubes ically ventilated. However, prolonged duration of endotracheal tube placement contributes to the development
Ventilator-associated pneumonia of ventilator-associated pneumonias (VAPs). The aim of this study was to evaluate whether subglottic suctioning
Intensive care units using TaperGuard EVAC tubes was effective in decreasing the frequency of VAP.
Methods: A total of 276 mechanically ventilated patients for more than 72 hours were randomly assigned to
group E (EVAC tube) and group C (conventional tube). All patients received routine care including VAP preven-
tion measures during their intensive care unit stay. In group E, subglottic suctioning was performed every 6
hours. Outcome variables included incidence VAP, intensive care unit length of stay, and mortality.
Results: Frequency of intraluminal suction, mechanical ventilation–free days, reintubation, the ratio of arterial
oxygen partial pressure to fractional inspired oxygen and mortality rate were similar between the 2
groups (P N .05). The mean cuff pressure in group E was significantly less than that in group C (P b .001). Venti-
lator-associated pneumonia was significantly less in group E compared with group C (P = .015).
Conclusion: The use of intermittent subglottic secretion suctioning was associated with a significant decrease in
the incidence of the VAP in critically ill patients. However, larger multicenter trials are required to arrive at a con-
crete decision on routine usage of TaperGuard tubes in critical care settings.
Published by Elsevier Inc.

1. Introduction have focused on the central role of endotracheal tubes (ETTs) in the
pathogenesis of VAP [3]. Endotracheal intubation impairs normal
Ventilator-associated pneumonia (VAP) is the serious common nos- mucociliary clearance and cough reflex which in turn leads to mucus
ocomial infection in the intensive care unit (ICU) which is associated plug formation, atelectasis, and finally pneumonia. Ventilator-associat-
with prolonged hospitalization, increased health care cost, and high ed pneumonia prevention necessitates aspiration of subglottic secre-
mortality rate [1,2]. During the past few decades, numerous studies tions as they play a major role in the pathogenesis of VAP [4-7].
Conventional tubes permit only intermittent suction of intraluminal
secretions without having any effect on subglottic secretions, whereas
☆ Trial registration: ACTRN12611000038998 newer tubes allow for continuous aspiration of subglottic secretions
☆☆ Presented in part at the IV-NWAC 2013 World Anesthesia Convention; Bangkok,
(CASSs) [8].
Thailand; April 23-27, 2013.
★ Disclosures for financial support: Funds were available from the office of the Associate TaperGuard, MallinckrodtTM, Boulder, CO EVAC ETTs are equipped
Dean for Medical Research, Tabriz University of Medical Sciences. with a dorsal suction catheter for subglottic secretion drainage. This suc-
⁎ Corresponding author. Tel.: +1 716 345 7909. tion lumen has 2 ports: an external port for connection to suction and a
E-mail addresses: amahmoodpoor@yahoo.com (A. Mahmoodpoor), hamishehkar@ subglottic port located 10 mm above the cuff [9]. Some trials have
gmail.com (H. Hamishehkar), masoodhamidi59@yahoo.com (M. Hamidi), k_shadvar@
yahoo.com (K. Shadvar), sarvin_so2000@yahoo.com (S. Sanaie), dr.golzari@hotmail.com
shown that Evac tubes could be used as a VAP preventive strategy
(S.E.J. Golzari), Khanzh51@yahoo.com (Z.H. Khan), nnader@buffalo.edu, nadernd@ (VAP bundle) in patients who are placed under mechanical ventilation
gmail.com (N.D. Nader). [10-12], whereas some others have failed to demonstrate the beneficial

http://dx.doi.org/10.1016/j.jcrc.2016.11.007
0883-9441/Published by Elsevier Inc.
A. Mahmoodpoor et al. / Journal of Critical Care 38 (2017) 152–156 153

effects of Evac tubes in preventing VAP [2,7]. Microchannel formation


within the inflated cuff, which is the most likely venue for the bronchial
transmission of bacterial pathogens and secondary development of VAP,
is halted within the folds of the cuff of the tapered tubes. Evac tubes
with polyurethane cuff have an ultra-thin cuff membrane (thickness
of 7 μm) compared with the cuff membrane of conventional ETT (thick-
ness of N50 μm). The elliptical tube cuff is more effective than old round
cuffs in preventing subglottic fluid leakage across the tube cuff through
the folding and channel formation. TaperGuard tubes have been de-
signed to prevent folding within the cuff, and therefore to decrease
fluid passage through the formed channels [13-15]. Compared with tra-
ditional cuffed tubes, TaperGuard tubes require lower cuff pressures to
maintain adequate sealing through more uniform pressure distribution,
thereby reducing microaspiration by as much as 90% while exerting 29%
less pressure on the trachea [16]. Because the heterogeneity among crit-
ically ill patients and small sample size in the trials, a final conclusion re-
garding the efficacy of TaperGuard tubes in VAP prevention remains a
matter of controversy. Because of the lack consensus in this area, the
use of these tubes in critically ill patients has not earned popularity. In
this trial, we determined the effect of tapered-cuff ETT with a capability
of subglottic suctioning on the rate of VAP occurrence in critically ill
patients.

2. Patients and methods

The study design, protocol, and the informed consent process were
reviewed for its merit by the institutional review board of Tabriz
University of Medical Sciences. The study conformed to the research
ethics and good clinical research guidelines published by the National
Institute of Health. The study was registered with Australian New
Zealand Clinical Trials Registry at http://www.anzctr.org.au/ (Trial ID:
Fig. 1. Study flow diagram.
ACTRN12611000038998).

2.1. Sample size determination and power analysis


exchange like obstruction or cuff perforation. Cuff pressure was main-
Based on previous studies [17,18], reporting an occurrence rate of 9% tained between 20 and 30 cm H2O and measured every 6 hours in all pa-
to 27% for VAP in intubated patients, a sample size of 138 patients was tients in each group. Additional to those scheduled around the clock,
calculated for each study arm (with α = .05, power = 80%, and true fail- tracheal suctioning and pulmonary toilet were performed as indicated.
ure rate for experimental subjects = 0.135). Because there were reports of partial or complete obstruction of the
suctioning port, we applied intermittent suctioning with a negative
2.2. Inclusion and exclusion criteria and patient randomization pressure of 100 mm Hg to maintain its patency [23]. In group E,
subglottic suctioning was performed every 6 hours via the suction
Inclusion criteria included patients aged between 18 and 80 years port. All patients underwent preoxygenation before suctioning and du-
requiring mechanical ventilation for more than 72 hours with place- ration of each suction was kept under 15 seconds. After cuff pressure
ment of an ETT from January 2011 to January 2013. Exclusion criteria checking in group E, 5 mL distilled sterile water was instilled through
were patients transferred from other hospitals, urgent intubation in the subglottic lumen to maintain its patency. If mucus flow stopped dur-
wards other than ICU, history of mechanical ventilation, pregnancy, ing subglottic suctioning with a sudden increase of the negative pres-
HIV, immunosuppression, leukopenia, patient refusal, and acute respi- sure in the proximal port of the suction suggesting a probable
ratory distress syndrome. Patients who were receiving antibiotics at occlusion, the suction was disconnected and 10 mL sterile distilled
the time of intubation were excluded from a study designed to assess water was instilled to reopen the lumen. Then, routine suction was per-
the efficacy of a preventive intervention. All patients received 5 cm formed similar to control group based on patients' need.
H2O positive end-expiratory pressure (PEEP) to eliminate the effect of Patients received 25 kcal/kg (ideal body weight) of standard formula
PEEP on VAP. If a patient needed higher PEEPs, he/she was excluded with 1 kcal/mL via dubhoff tubes. Sedation levels of all patients were
from the study, as PEEP could result in a better sealing capacity through- monitored and kept between 0 and −1 scores of Richmond Agitation
out the ventilation cycle and as such reduce microaspiration [19-22]. Sedation Scale. Demographic characteristics and underlying diseases
After initial screening for eligibility, 276 patients were enrolled in for all patients were recorded. Acute Physiology and Chronic Health
the study after an informed consent form was signed by their next of Evaluation II (APACHE II) score, arterial oxygen partial pressure to
kin or health care proxy (Fig. 1). Patients were randomized (block ran- fractional inspired oxygen (PaO2/FIO2) ratio, length of hospital and ICU
domization) into 2 groups, each comprising 138 patients. Randomiza- stay, duration of mechanical ventilation, tracheostomy, reintubation,
tion was performed with a Web-based software. In group E, patients cuff pressure, frequency of suction, and mortality rate were measured
were intubated with TaperGuard tubes, and in group C, conventional and recorded.
high-volume low-pressure ETTs were used. Attending anesthesiologists Ventilator-associated pneumonia preventive measures were applied
who were experienced in placement of ETTs performed the intubation. to all patients according to VAP bundle: (1) head elevation of 45°, (2)
Male patients were intubated with an 8.0- to 8.5-mm internal diameter protocolized enteral feeding, (3) sedation with washout periods, (4)
ETT, and female patients were intubated with a 7.0- to 7.5-mm internal oral hygiene with chlorehixidine, (5) universal hand washing, and (6)
diameter ETT. Tubes were changed only when there was a need for pantoprazol for stress ulcer prophylaxis. All patients received
154 A. Mahmoodpoor et al. / Journal of Critical Care 38 (2017) 152–156

ventilatory support as volume control mode for full support and pres- Table 2
sure support for partial support. Microbiologic pathogens isolated from the VAP patients during study

Diagnosis of VAP was suspected in patients receiving mechanical Group C Group E P


ventilation for more than 48 hours by clinically infection pulmonary (n = 46) (n = 30)
score (CPIS). The CPIS is a clinical score of 0 to 12 based on the following Methicillin-sensitive Staphylococcus aureus 1 (2.2%) 0 (0.0%) .315
6 variables: body temperature, leukocyte count, volume and character Methicillin-resistant S aureus 3 (6.5%) 1 (3.3%) .306
of tracheal secretions, arterial oxygenation, and chest radiograph find- Enterobacteriaceae 3 (6.5%) 1 (3.3%) .306
Pseudomonas aeruginosa 3 (6.5%) 2 (6.7%) .645
ings. It has a sensitivity of 72% to 80% and a specificity of 85% to 95% in
Acinetobacter spp 3 (6.5%) 0 (0.0%) .078
detection of VAP [24]. Bronchoalveolar lavage was performed for Total 13 (28.3%) 4 (13.2%) .015
every patients with CPIS values more than 6. Microbial analyses includ-
ed Gram staining, quantitative culture counts of colony-forming units,
and antibiotic sensitivity of tracheal aspirate specimens. Any growth 4. Discussion
of any bacterial pathogens in excess of 104 colony-forming units in
quantitative cultures was required to confirm the diagnosis of VAP in Results of this study showed that EVAC tubes decreased incidence of
patients who were mechanically ventilated for at least 48 hours. Evalu- VAP significantly compared with conventional tubes. Although the fre-
ation of the VAP incidence in each group was set as the primary quency of VAP was reduced, the mortality rate was unchanged suggest-
outcome measure of the study and presented as VAPs/1000 ventilator- ing that other confounding factors may have contributed to result in the
days. Secondary outcome measures were ICU length of stay, ventila- study. Although not statistically significant, the overall rate of mortality,
tor-free days, and hospital length of stay. The person who collected ICU length of stay, and hospital length of stay were less in EVAC group
the data was blinded to study. Mortality rate was also recorded for all compared with conventional tubes. The major route for acquiring VAP
patients during their hospital stay. is oropharyngeal colonization by the endogenous flora or by pathogens
acquired exogenously from the ICU environment [19-22]. Therefore,
2.3. Statistical analysis every intervention reducing the leakage of secretions or eradicating
these secretions would theoretically reduce VAP. Conventional ETTs
All obtained data were analyzed using SPSS 22.0 software (IBM, do not permit aspiration of subglottic secretions. Advent of Evac tubes
Chicago, Ill). Kolmogorov-Smirnov battery was performed to test the has permitted aspiration of subglottic secretions, thus preventing the
normality of distribution for continuous variables. Continuous variables aspiration of accumulated subglottic secretions. Cuff material is also im-
were reported as mean ± SD in case of normal distribution, or median portant in the development of VAP. When a conventional ETT is inflated
and interquartile range in case normality was rejected. Categorical in the trachea to achieve a clinical seal, the excess material folds over it-
variables were presented as frequency (%) and χ2 tests were used for self developing channels. These channels allow subglottic secretions to
their comparison. pass over the folds into the lower respiratory tract which in turn in-
creases the risk of VAP [1,15].
3. Results Fluid leakage pass the tracheal tube has remained an unresolved
problem with conventional ETTs; yet, there are some trials emphasizing
No statistically significant difference was found between the 2 that polyurethane cuffs are associated with lower fluid or air leakage,
groups regarding age, sex, APACHE II score, PaO2/FIO2, and VAP risk fac- and even VAP incidence than conventional ETTs with polyvinyl chloride
tors at baseline. Intensive care unit admission causes of patients are cuffs [5,14,25]. Our study revealed that Evac tubes significantly reduced
shown in Table 1. Multitrauma and sepsis were the most common the incidence of VAP compared with conventional tubes in critically ill
causes of admission to ICU in both studied groups. Mean CPIS for groups
C and E were 6 and 5, respectively. Microbiological findings of patients Table 3
in 2 groups are shown in Table 2. Gram-negative bacteria was found Studied variables and their comparison between the 2 groups
in 75% and 69% of positive cultures in group E and group C, respectively. Group C Group E P OR 95% CI
The mean cuff pressure in group E was significantly less than group C (n = 138) (n = 138)
(P b .001; Table 3). Frequency of intraluminal suction, mechanical-free Age (y) 54.5 ± 18.1 54.0 ± 19.2 .91 – –
days, reintubation, PaO2/FIO2, and mortality rate were statistically simi- (18-79) (18-78)
lar between the 2 groups (P N .05; Table 3). Incidence of VAP was signif- Cuff pressure (mm 27.0 ± 4.7 23.7 ± 2.3 b.001 – –
icantly less in group E compared with group C (P = .015; Table 3). The Hg) (16-33) (19-28)
No. of suctioning 8.8 ± 1.7 8.5 ± 1.6 .38 – –
mean cuff pressure was 24.2 ± 4.1 and 25.5 ± 4.0 cm H2O in patients (daily) (6-13) (6-13)
with and without VAP, respectively (P = .25). Intensive care unit and Duration of 12.3 ± 10.5 11.6 ± 7.1 .71 – –
hospital length of stay in group are shown in Table 3. No adverse effect ventilation (d) (4-61) (4-37)
was reported during the study regarding TaperGuard EVAC tubes. PaO2/FIO2 191 ± 28 173 ± 19 .12 – –
APACHE II 21.4 ± 4.4 22.6 ± 5.1 .25 – –
(16-37) (17-37)
Table 1 ISS 22.4 ± 3.5 24.1 ± 4.2 .18 – –
ICU admission causes of patients Sex
Male 102 84 .23 1.72 0.71-4.20
Underlying disease Group C (n = 138) Group E (n = 138)
Female 39 51
Multi trauma 39 (29.5%) 45 (34.9%) Reintubation 12 (8.7%) 9 (6.5%) .22 2.24 0.60-8.33
Sepsis/severe sepsis 25 (18.2%) 22 (16.3%) VAPα 46 (33.3%) 30 (21.7%) .015 6.13 1.62-23.14
Embolic syndromes 17 (13.4%) 11 (4.5%) Early onset 17 (12.3%) 14 (10.1%) .15
Traumatic brain injury 25 (18.2%) 27 (20.9%) Late onset 29 (21.0%) 16 (11.6%) .021
Myocardial infarction 3 (2.2%) 4 (2.9%) ICU LOS 18 ± 10 15 ± 5 (6-44) .33 – –
Acute state of confusion 6 (4.5%) 1 (0.1%) (7-68)
Hypoxemic encephalopathy 6 (4.5%) 7 (4.5%) Hospital LOS 29.5 ± 9.9 27.2 ± 7.0 .51 – –
Adult respiratory distress syndrome 3 (2.2%) 1 (0.1%) (19-72) (20-69)
Malignancy 7 (4.5%) 10 (9.3%) Ventilator-free days 6±1 4±2 .22 – –
Major operation 7 (4.5%) 6 (4.5%) Mortality 48 (37.2%) 36 (27.3%) .33 .64 0.26-1.57
Intoxication 0 (0.0%) 4 (2.9%)
α indicates VAP rate per 1000 ventilator-days; LOS, length of stay; ISS, Injury Severity
P values for all of the variables are nonsignificant between the 2 groups. Score.
A. Mahmoodpoor et al. / Journal of Critical Care 38 (2017) 152–156 155

patients subjected to prolonged mechanical ventilation. Despite being be because of different population used in these 2 studies. Damas et al
within normal ranges, mean cuff pressure was lower in group E com- [40] in a study showed that subglottic secretion suctioning resulted in
pared with group C; interestingly, VAP incidence was lower in group a significant reduction of VAP prevalence associated with a significant
E. This might have been due to the superior effects of cuff design and decrease in antibiotic use, but ventilator-associated condition occur-
subglottic secretion drainage. The efficacy of subglottic secretion drain- rence did not differ between groups and appeared more related to
age in reducing the occurrence of VAP has already been suggested in a other medical features than VAP. Other reasons for relatively low inci-
number of studies [5,7,26]. Likewise, 2 recent meta-analyses have con- dences of VAP in our study were a high compliance rate for VAP bundle
firmed the protective effects of subglottic secretion aspiration in the in- (80%) in our health care workers, a strict exclusion criteria, and low to
cidence of VAP [27,28]. moderate injury scores of patients. Regarding late- vs early-onset VAP,
However, some studies only showed that subglottic secretion drain- our results showed that using TaperGuard tubes significantly lower
age could reduce only colonization [29]. Cook et al [30] used an evi- the incidence of late-onset VAP in patients, which was similar to results
dence-based approach to show the overall usefulness of CASS. They of previous studies [15]. This is an important finding as late-onset VAP
concluded that individual clinicians need to decide whether the admin- has high mortality rate because of its causative organism.
istration of CASS will significantly contribute to their VAP prevention Our study was limited because it was a single-center study per-
strategy. This will, in large part, be based on the preexisting strategies formed in a surgical ICU; our results could not necessarily be extrapolat-
that the hospital has for VAP prevention, the additional costs associated ed to medical ICU patients. In this study, cuff pressure was measured
with the use of CASS, and the clinical benefits realized with the applica- intermittently not continuously so sometimes during the study, cuff
tion of CASS. Conflicting results about the effect of tubes equipped with pressures were not in normal range. We also did not assay antibiotic
subglottic secretion drainage on the incidence of VAP might be because consumption. As mentioned previously, we did not factor in the cost
of different compliance of VAP prevention bundle in different studies. It and adverse effects of these tubes in this study. That all of the practi-
seems that the effects of these tubes are less in situations of high com- tioners were not blinded is another weakness of this study. However,
pliance with VAP prevention bundles. a recent study suggested that the use of clinical criteria to establish
In contrast, some studies have suggested that subglottic secretion the diagnosis of VAP was acceptable because of its greater diagnostic
drainage insignificantly decrease the incidence of VAP [4,8,31]. The sensitivity, compared with bronchoscopically obtained cultures, and
study of Rello et al [32] was the first to report failure of subglottic secre- its good correlation with hospital mortality. Good results of our study
tion aspiration in VAP prevention. They showed that the failure was due in VAP prevention might have been due to the use of tubes, which
to blockage of the subglottic suction port by suctioned tracheal mucosa were equipped with subglottic secretion drainage, a well-designed
[33]. Animal studies carried out in this field have revealed that aspira- cuff shape (cone shape), and thin cuff material (polyurethane) plus
tion of subglottic secretion could cause severe tracheal injury in an using intermittent cuff pressure monitoring.
area immediately adjacent to the subglottic suction port [33]. We conclude that the use of TaperGuard Evac tubes with intermit-
Discontinuing of subglottic aspiration seems to be an appropriate ap- tent subglottic secretion drainage is associated with a significant de-
proach to decrease this injury. Recent guidelines recommend the use crease in VAP incidence in critically ill patients. Efficacy of subglottic
of subglottic secretion drainage to reduce early- and late-onset VAP [3, secretion drainage is influenced by intermittent vs continuous aspira-
34]; however, there is no difference in VAP reduction when comparing tion, viscosity of secretions, patient position, presence or absence of
continuous (relative risk, 0.50; 95% confidence interval [CI], 0.37-0.66) swallowing, and position of Evac tube in the airway. Every physician
and intermittent (relative risk, 0.59; 95% CI, 0.47-0.74) suction [28]. A should consider that decreasing the incidence of VAP requires the im-
risk-benefit analysis should be considered when making the decision plementation of multiple interventions at the same time in bundles, as
about using either technique of subglottic secretion drainage. Although single intervention has not been shown to be successful. Therefore, larg-
a direct comparison of intermittent and continuous subglottic secretion er multicenter trials focusing on these variables are recommended in
drainage has not been done, lower risk of injury is theoretically possible the prevention of VAP.
with intermittent subglottic secretion drainage. We therefore suctioned
subglottic secretions every 6 hours instead of the continuous approach Authors' contribution
in the present study. Results of another study showed that the combina-
tion of subglottic secretion drainage and continuous control of endotra- HH: statistical analysis, manuscript editing; MH: concept of research,
cheal cuff pressure reduced the incidence of pneumonia and health data collection, manuscript drafting; KSh: literature review, data collec-
costs [35]. Although VAP incidence was different between the 2 groups tion, manuscript editing; SEJG: data collection, statistical analysis, man-
in this study, mortality rate was not of significant difference between uscript editing; SS: literature review, manuscript drafting; AM: concept
the 2 groups which might be due to small sample size, heterogeneity of manuscript, data collection, manuscript drafting, manuscript editing;
of patients in ICU, and short duration of follow-up. However, despite ZHKh: concept of idea, data collection, manuscript drafting; NDN: criti-
these benefits, these tubes are not used routinely [36], and this is likely cal review, manuscript drafting. All authors read and approved the final
because of conflicting clinical trial evidence, safety concerns surround- version of manuscript.
ing laryngeal/tracheal damage caused by the stiffer nature of these Competing interest: The authors did not have any competing
tubes, suction damage to the tracheal mucosa, the fact that the studies interest.
often only show that early VAP is reduced, and the higher cost of the
tubes. Of 9 prospective, randomized controlled studies of subglottic se- Acknowledgment
cretion drainage, 6 did not consider the adverse effects of subglottic se-
cretion drainage, 2 reported no adverse events, and 1 reported a We acknowledge the ICU staff of Shohada Hospital, especially Mr
significant increase in the risk of laryngeal edema requiring reintubation Shahrokh Teshnehdel and Mr Qorbanali Tarinezhad for their coopera-
in patients intubated with an subglottic secretion drainage tube [37]. A tion and Research Chancellor of Tabriz University of Medical Sciences
recent meta-analysis confirmed that subglottic secretion drainage was for their support. Covidien company did not have any role in this study.
beneficial in preventing VAP, but we need more studies to show its ef-
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