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Prevention of infective endocarditis:

Guidelines from the American Heart


Association
A guideline from the American Heart Association Rheumatic Fever,
Endocarditis and Kawasaki Disease Committee, Council on Cardiovascular
Disease in the Young, and the Council on Clinical Cardiology, Council on
Cardiovascular Surgery and Anesthesia, and the Quality of Care and
Outcomes Research Interdisciplinary Working Group
Walter Wilson, MD; Kathryn A. Taubert, PhD, FAHA; Michael Gewitz, MD, FAHA;
Peter B. Lockhart, DDS; Larry M. Baddour, MD; Matthew Levison, MD; Ann Bolger, MD, FAHA;
Christopher H. Cabell, MD, MHS; Masato Takahashi, MD, FAHA; Robert S. Baltimore, MD;
Jane W. Newburger, MD, MPH, FAHA; Brian L. Strom, MD; Lloyd Y. Tani, MD; Michael Gerber, MD;
Robert O. Bonow, MD, FAHA; Thomas Pallasch, DDS, MS; Stanford T. Shulman, MD, FAHA;
Anne H. Rowley, MD; Jane C. Burns, MD; Patricia Ferrieri, MD; Timothy Gardner, MD, FAHA;
David Goff, MD, PhD, FAHA; David T. Durack, MD, PhD

The Council on Scientific Affairs of the American Dental Association has approved these guidelines as they relate to
dentistry.

ABSTRACT
Background. The purpose of this statement is to experts on IE. The recommendations in this document reflect
update the recommendations by the American Heart analyses of relevant literature regarding procedure-related
Association (AHA) for the prevention of infective endo- bacteremia and IE; in vitro susceptibility data of the most
carditis, which were last published in 1997. common microorganisms, which cause IE; results of prophy-
Methods and Results. A writing group lactic studies in animal models of experimental endocarditis;
appointed by the AHA for their expertise in prevention and retrospective and prospective studies of prevention of IE.
and treatment of infective endocarditis (IE) with MEDLINE database searches from 1950 through 2006 were
liaison members representing the American Dental done for English language articles using the following search
Association, the Infectious Diseases Society of America terms: endocarditis, infective endocarditis, prophylaxis, pre-
and the American Academy of Pediatrics. The writing vention, antibiotic, antimicrobial, pathogens, organisms,
group reviewed input from national and international dental, gastrointestinal, genitourinary, streptococcus, entero-

JADA, Vol. 139 http://jada.ada.org January 2008 3S


Copyright ©2008 American Dental Association. All rights reserved.
coccus, staphylococcus, respiratory, dental surgery, highest risk of adverse outcome from IE. (3) For
pathogenesis, vaccine, immunization and bacteremia. patients with these underlying cardiac conditions, pro-
The reference lists of the identified articles were also phylaxis is recommended for all dental procedures that
searched. The writing group also searched the AHA involve manipulation of gingival tissue or the peri-
online library. The American College of Cardiology/AHA apical region of teeth or perforation of the oral mucosa.
classification of recommendations and levels of evidence (4) Prophylaxis is not recommended based solely on an
for practice guidelines were used. The article subse- increased lifetime risk of acquisition of IE. (5) Adminis-
quently was reviewed by outside experts not affiliated tration of antibiotics solely to prevent endocarditis is
with the writing group and by the AHA Science Advi- not recommended for patients who undergo a geni-
sory and Coordinating Committee. tourinary or gastrointestinal tract procedure. These
Conclusions. The major changes in the updated rec- changes are intended to define more clearly when IE
ommendations include the following. (1) The committee prophylaxis is or is not recommended and to provide
concluded that only an extremely small number of cases more uniform and consistent global recommendations.
of IE might be prevented by antibiotic prophylaxis for Key Words. AHA Scientific Statements; cardiovas-
dental procedures even if such prophylactic therapy cular disease; endocarditis; prevention; antibiotic
were 100 percent effective. (2) IE prophylaxis for dental prophylaxis.
procedures should be recommended only for patients JADA 2008;139(1):3S-24S.
with underlying cardiac conditions associated with the

nfective endocarditis (IE) is an uncommon

I
Editor’s note: Of the complete text of Prevention of
Infective Endocarditis: Guidelines From the American but life-threatening infection. Despite
Heart Association—A Guideline From the American advances in diagnosis, antimicrobial
Heart Association Rheumatic Fever, Endocarditis and
therapy, surgical techniques and manage-
Kawasaki Disease Committee, Council on Cardiovas-
ment of complications, patients with IE
cular Disease in the Young, and the Council on Clinical
Cardiology, Council on Cardiovascular Surgery and
still have substantial morbidity and mortality
Anesthesia, and the Quality of Care and Outcomes related to this condition. Since the last American
Research Interdisciplinary Working Group, the fol- Heart Association (AHA) publication on preven-
lowing text represents the portions that are pertinent tion of IE in 1997,1 many authorities, societies
to dentistry. The American Dental Association Council and the conclusions of published studies have
on Scientific Affairs has approved these guidelines as questioned the efficacy of antimicrobial prophy-
they relate to dentistry. These guidelines have been laxis to prevent IE in patients who undergo a
endorsed by the Infectious Diseases Society of America dental, gastrointestinal (GI) or genitourinary
and by the Pediatric Infectious Diseases Society. (GU) tract procedure and have suggested that
Throughout this article, readers will see references
the AHA guidelines should be revised.2-5 Mem-
to gastrointestinal, genitourinary and respiratory
bers of the Rheumatic Fever, Endocarditis and
tract procedures; surgical procedures that involve
infected skin, skin structures or musculoskeletal
Kawasaki Disease Committee of the AHA
tissue; and some types of cardiac surgery. Reference to Council on Cardiovascular Disease in the Young
these conditions has been retained in this version of
the American Heart Association (AHA) antibiotic pro- ABBREVIATION KEY. ACC: American College of
phylaxis recommendations directed toward dentistry Cardiology. ADA: American Dental Association. AHA:
because of the historical context of their inclusion by American Heart Association. CFU: Colony-forming
the AHA. However, the sections of the original AHA unit. CHD: Congenital heart disease. FimA: Fimbrial
Prevention of Infective Endocarditis Guidelines that adhesion protein. GI: Gastrointestinal. GU: Genitouri-
go into detail on these conditions have been removed nary. IE: Infective endocarditis. LOE: Level of evi-
from this article. Interested readers should consult the dence. MVP: Mitral valve prolapse. NBTE: Nonbacte-
complete AHA Guidelines available at “http://circ. rial thrombotic endocarditis. PVE: Prosthetic valve
ahajournals.org/cgi/content/full/116/15/1736”. endocarditis. RHD: Rheumatic heart disease.

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Copyright ©2008 American Dental Association. All rights reserved.
(the Committee), and a national and interna- and was not recommended and reduced postproce-
tional group of experts on IE extensively dure prophylaxis for dental, GI and GU tract pro-
reviewed data published on the prevention of IE. cedures to only one oral or parenteral dose.13 In
The revised guidelines for IE prophylaxis are the 1990, a more complete list of cardiac conditions
subject of this report. and dental or surgical procedures for which pro-
The writing group was charged with the task phylaxis was and was not recommended was pro-
of performing an assessment of the evidence and vided.14 These previous recommendations recog-
giving a classification of recommendations and a nized the potential medicolegal risks associated
level of evidence (LOE) to each recommendation. with IE prophylaxis and suggested that the rec-
The American College of Cardiology (ACC)/AHA ommendations were intended to serve as a guide-
classification system was used (Box 1).6 line, not as established standard of care. The most
recent AHA document on IE prophylaxis was pub-
HISTORY OF AMERICAN HEART lished in 1997.1 The 1997 document stratified car-
ASSOCIATION STATEMENTS
ON PREVENTION OF INFECTIVE diac conditions into high-, moderate- and low-risk
ENDOCARDITIS (negligible risk) categories with prophylaxis not
recommended for the low-risk group.1 An even
The AHA has made recommendations for the pre- more detailed list of dental, respiratory, GI and
vention of IE for more than 50 years. In 1955, the GU tract procedures for which prophylaxis was
first AHA document was published in Circula- and was not recommended was provided. The
tion.7 Table 1 shows a summary of the documents 1997 document was notable for its acknowledg-
published from 1955 through 1997.1,7-14 The 1960 ment that most cases of IE are not attributable to
document called attention to the possible emer- an invasive procedure but rather are the result of
gence of penicillin-resistant oral microflora as a randomly occurring bacteremias from routine
result of prolonged therapy for prevention of IE, daily activities and for acknowledging possible IE
and pediatric patients were included for the first prophylaxis failures.
time.9 Chloramphenicol was recommended for
patients allergic to penicillin. In 1965, the Com- RATIONALE FOR REVISING THE 1997
DOCUMENT
mittee published for the first time a document
devoted solely to the prophylaxis of IE and recog- It is clear from the above chronology that the
nized the importance of enterococci after GI or AHA guidelines for IE prophylaxis have been in a
GU tract procedures.10 The revised recommenda- process of evolution for more than 50 years. The
tions published in 1972 were endorsed for the rationale for prophylaxis was based largely on
first time by the American Dental Association expert opinion and what seemed to be a rational
(ADA) and emphasized the importance of mainte- and prudent attempt to prevent a life-threatening
nance of good oral hygiene.11 This version intro- infection. On the basis of the ACC and AHA Task
duced a recommendation
for ampicillin in patients BOX 1
undergoing a GI or GU
tract procedure. The 1977 Classification of recommendations and levels
revisions categorized both of evidence.*
patients and procedures
CLASSIFICATION OF RECOMMENDATIONS
into high- and low-risk Class I Conditions for which there is evidence and/or general agreement that
12
groups. This resulted in a given procedure or treatment is useful and effective
Class II Conditions for which there is conflicting evidence and/or a divergence
complex tables with many of opinion about the usefulness or efficacy of a procedure or treatment
footnotes. The duration of IIa Weight of evidence/opinion is in favor of usefulness/efficacy
IIb Usefulness/efficacy is less well-established by evidence/opinion
postprocedure therapy was Class III Conditions for which there is evidence and/or general agreement that
reduced from two days to the procedure or treatment is not useful or effective and, in some
cases, may be harmful
two doses. The 1984 rec-
ommendations attempted LEVEL OF EVIDENCE
A Data derived from multiple randomized clinical trials or meta-analysis
to simplify prophylactic B Data derived from a single randomized trial or from nonrandomized studies
regimens by providing C Only consensus opinion of experts, case studies or standard of care

clear lists of procedures for * Adapted from the American College of Cardiology Foundation and American Heart Association Task
6
which prophylaxis was Force on Practice Guidelines.

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Copyright ©2008 American Dental Association. All rights reserved.
TABLE 1 Society for Antimicrobial Chemo-
Summary of nine iterations of American therapy issued new IE prophylaxis
recommendations.16 This group now
Heart Association–recommended antibiotic recommends prophylaxis before dental
regimens* from 1955 to 1997 for dental/ procedures only for patients who have a
respiratory tract procedures. history of previous IE or who have had
cardiac valve replacement or surgically
YEAR PRIMARY REGIMENS FOR DENTAL PROCEDURES
constructed pulmonary shunts or
19557 Aqueous penicillin 600,000 units IM† and procaine penicillin conduits.
in oil containing 2 percent aluminum monostearate 600,000
U IM administered 30 minutes before the operative Fundamental underlying principles
procedure. that drove the formulation of the AHA
19578 For two days before surgery, penicillin 200,000 to 250,000 U guidelines and the nine previous AHA
by mouth four times per day. On day of surgery, penicillin documents were that (1) IE is an
200,000 to 250,000 U by mouth four times per day and
aqueous penicillin 600,000 U with procaine penicillin uncommon but life-threatening disease
600,000 U IM 30 to 60 minutes before surgery. For two days and prevention is preferable to treat-
after, 200,000 to 250,000 U by mouth four times per day.
ment of established infection; (2) cer-
19609 Step I: prophylaxis two days before surgery with procaine tain underlying cardiac conditions pre-
penicillin 600,000 U IM on each day.
Step II: day of surgery: procaine penicillin 600,000 U IM dispose to IE; (3) bacteremia with
supplemented by crystalline penicillin 600,000 U IM one organisms known to cause IE occurs
hour before surgical procedure.
Step III: for two days after surgery: procaine penicillin commonly in association with invasive
600,000 U IM each day. dental, GI or GU tract procedures; (4)
1965 10 Day of procedure: Procaine penicillin 600,000 U, antimicrobial prophylaxis was proven
supplemented by crystalline penicillin 600,000 U IM one to be effective for prevention of experi-
to two hours before the procedure.
For two days after procedure: procaine penicillin 600,000 U mental IE in animals; and (5) antimi-
IM each day. crobial prophylaxis was thought to be
1972 11 Procaine penicillin G 600,000 U mixed with crystalline effective in humans for prevention of IE
penicillin G 200,000 U IM one hour before procedure and associated with dental, GI or GU tract
once daily for the two days after the procedure.
procedures. The Committee believes
197712 Aqueous crystalline penicillin G 1,000,000 U IM mixed with that of these five underlying principles,
procaine penicillin G 600,000 U IM. Give 30 minutes to
one hour before procedure and then give penicillin V 500 the first four are valid and have not
milligrams orally every two hours for eight doses. changed during the past 30 years.
1984 13 Penicillin V 2 grams orally one hour before; then Numerous publications questioned the
1 g six hours after initial dose. validity of the fifth principle and sug-
1990 14 Amoxicillin 3 g orally one hour before procedure; then gested revision of the guidelines, pri-
1.5 g six hours after initial dose. marily for reasons shown in Box 2.
1997 1 Amoxicillin 2 g orally one hour before procedure. Another reason that led the Com-
* These regimens were for adults and represented the initial regimen listed in each ver- mittee to revise the 1997 document was
sion of the recommendations. In some versions, more than one regimen was included. that over the past 50 years, the AHA
† IM: Intramuscularly.
guidelines on prevention of IE became
overly complicated, making it difficult
Force on Practice Guidelines’ evidence-based for patients and health care providers to interpret
grading system for ranking recommendations, the or remember specific details, and they contained
recommendations in the AHA documents pub- ambiguities and some inconsistencies in the rec-
lished during the last 50 years would be Class ommendations. The decision to substantially
IIb, LOE C. Accordingly, the basis for recommen- revise the 1997 document was not taken lightly.
dations for IE prophylaxis was not well-estab- The present revised document was not based on
lished, and the quality of evidence was limited to the results of a single study but rather on the col-
a few case-control studies or was based on expert lective body of evidence published in numerous
opinion, clinical experience and descriptive studies over the past two decades. The Committee
studies, which used surrogate measures of risk. sought to construct the present recommendations
Over the years, other international societies such that they would be in the best interest of
have published recommendations and guidelines patients and providers, would be reasonable and
for the prevention of IE.15,16 Recently, the British prudent, and would represent the conclusions of

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Copyright ©2008 American Dental Association. All rights reserved.
published studies and the collective wisdom of their patients from IE that might result from a
many experts on IE and relevant national and procedure. On the basis of recommendations in
international societies. this revised document, substantially fewer
patients will be recommended for IE
POTENTIAL CONSEQUENCES prophylaxis.
OF SUBSTANTIVE CHANGES
IN RECOMMENDATIONS Cases of IE either temporally or remotely asso-
ciated with an invasive procedure, especially a
Substantive changes in recommendations could dental procedure, have frequently been the basis
(1) violate long-standing expectations and prac- for malpractice claims against health care
tice patterns, (2) make fewer patients eligible for providers. Unlike many other infections for which
IE prophylaxis, (3) reduce malpractice claims there is conclusive evidence for the efficacy of pre-
related to IE prophylaxis and (4) stimulate ventive therapy, the prevention of IE is not a pre-
prospective studies on IE prophylaxis. The Com- cise science. Because previously published AHA
mittee and Ashrafian and Bogle17 recognize that guidelines for the prevention of IE contained
substantive changes in IE prophylaxis guidelines ambiguities and inconsistencies and often were
may violate long-standing expectations of and based on minimal published data or expert
practice patterns by patients and health care opinion, they were subject to conflicting inter-
providers. The Committee recognizes that these pretations among patients, health care providers
new recommendations may cause concern among and the legal system about patient eligibility for
patients who have previously taken antibiotic prophylaxis and whether there was strict adher-
prophylaxis to prevent IE before dental or other ence by health care providers to AHA recommen-
procedures and are now advised that such pro- dations for prophylaxis. This document is
phylaxis is unnecessary. Box 2 includes the main intended to identify which, if any, patients may
talking points that may be helpful for clinicians possibly benefit from IE prophylaxis and to
in re-educating their patients regarding these define, to the extent possible, which dental pro-
changes. To recommend such changes demands cedures should have prophylaxis in this select
due diligence and critical analysis. For 50 years, group of patients. Accordingly, the Committee
since the publication of the first AHA guidelines hopes that this document will result in greater
on the prevention of IE,7 patients and health care clarity for patients, health care providers and
providers assumed that antibiotics administered consulting professionals.
in association with a bacteremia-producing pro- The Committee believes that recommendations
cedure effectively prevented IE in patients with for IE prophylaxis must be evidence-based. A
underlying cardiac risk factors. Patients were placebo-controlled, multicenter, randomized,
educated about bacteremia-producing procedures double-blinded study to evaluate the efficacy of IE
and risk factors for IE, and they expected to prophylaxis in patients who undergo a dental, GI
receive antibiotic prophylaxis; health care or GU tract procedure has not been done. Such a
providers, especially dentists, were expected to study would require a large number of patients
administer them. Patients with underlying car- per treatment group and standardization of the
diac conditions that have a
lifetime risk of acquisition BOX 2
of IE, such as mitral valve
prolapse (MVP), had a
Primary reasons for revision of the infective
sense of reassurance and endocarditis prophylaxis guidelines.
comfort that antibiotics
administered in associa- dInfective endocarditis (IE) is much more likely to result from frequent exposure
to random bacteremias associated with daily activities than from bacteremia
tion with a dental pro- caused by a dental, gastrointestinal (GI) tract or genitourinary (GU) tract
cedure was effective and procedure
usually safe to prevent IE. dProphylaxis may prevent an exceedingly small number of cases of IE, if any, in
people who undergo a dental, GI tract or GU tract procedure
Health care providers, dThe risk of antibiotic-associated adverse events exceeds the benefit, if any, from
especially dentists, felt a prophylactic antibiotic therapy
sense of obligation and dMaintenance of optimal oral health and hygiene may reduce the incidence of
bacteremia from daily activities and is more important than prophylactic
professional and legal antibiotics for a dental procedure to reduce the risk of IE
responsibility to protect

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Copyright ©2008 American Dental Association. All rights reserved.
specific invasive procedures and the patient popu- tion or infection at the site of trauma. The micro-
lations. This type of study would be necessary to bial species entering the circulation depends on
answer definitively long-standing unresolved the unique endogenous microflora that colonizes
questions regarding the efficacy of IE prophy- the particular traumatized site.
laxis. The Committee hopes that this revised Bacterial adherence. The ability of various
document will stimulate additional studies on the microbial species to adhere to specific sites deter-
prevention of IE. Future published data will be mines the anatomical localization of infection
reviewed carefully by the AHA Rheumatic Fever, caused by these microorganisms. Mediators of bac-
Endocarditis and Kawasaki Disease Committee, terial adherence serve as virulence factors in the
and other societies, and further revisions to the pathogenesis of IE. Numerous bacterial surface
current document will be based on relevant components present in streptococci, staphylococci
studies. and enterococci have been shown in animal
models of experimental endocarditis to function as
PATHOGENESIS OF INFECTIVE critical adhesins. Some viridans group streptococci
ENDOCARDITIS
contain a fimbrial adhesion protein (FimA), which
The development of IE is the net result of the is a lipoprotein receptor antigen I that serves as a
complex interaction between the bloodstream major adhesin to the fibrin platelet matrix of
pathogen with matrix molecules and platelets at NBTE.18 Staphylococcal adhesins function in at
sites of endocardial cell damage. In addition, least two ways. In one, microbial surface compo-
many of the clinical manifestations of IE emanate nents recognizing adhesive matrix molecules facil-
from the host’s immune response to the infecting itate the attachment of staphylococci to human
microorganism. The following sequence of events extracellular matrix proteins and to medical
is thought to result in IE: formation of nonbacte- devices, which become coated with matrix proteins
rial thrombotic endocarditis (NBTE) on the sur- after implantation. In the other, bacterial extra-
face of a cardiac valve or elsewhere that endothe- cellular structures contribute to the formation of
lial damage occurs, bacteremia, adherence of the biofilm, which forms on the surface of implanted
bacteria in the bloodstream to NBTE and prolifer- medical devices. In both cases, staphylococcal
ation of bacteria within a vegetation. adhesins are important virulence factors.
Formation of NBTE. Turbulent blood flow Both FimA and staphylococcal adhesins are
produced by certain types of congenital or immunogenic in experimental infections. Vaccines
acquired heart disease, such as flow from a high- prepared against FimA and staphylococcal
to a low-pressure chamber or across a narrowed adhesins provide some protective effect in experi-
orifice, traumatizes the endothelium. This creates mental endocarditis caused by viridans group
a predisposition for deposition of platelets and streptococci and staphylococci.19,20 The results of
fibrin on the surface of the endothelium, which these experimental studies are highly intriguing,
results in NBTE. Invasion of the bloodstream with because the development of an effective vaccine
a microbial species that has the pathogenic poten- for use in humans to prevent viridans group
tial to colonize this site can then result in IE. streptococcal or staphylococcal IE would be of
Transient bacteremia. Mucosal surfaces are major importance.
populated by a dense endogenous microflora. Proliferation of bacteria within a vegeta-
Trauma to a mucosal surface, particularly the tion. Microorganisms adherent to the vegetation
gingival crevice around teeth, oropharynx, GI stimulate further deposition of fibrin and
tract, urethra or vagina, releases many different platelets on their surface. Within this secluded
microbial species transiently into the blood- focus, the buried microorganisms multiply as
stream. Transient bacteremia caused by viridans rapidly as do bacteria in broth cultures to reach
group streptococci and other oral microflora maximal microbial densities of 108 to 1011 colony-
occurs commonly in association with dental forming units (CFUs) per gram of vegetation
extractions or other dental procedures or with within a short time on the left side of the heart,
routine daily activities. Although controversial, apparently uninhibited by host defenses in left-
the frequency and intensity of the resulting bac- sided lesions. Right-sided vegetations have lower
teremias are believed to be related to the nature bacterial densities, which may be the consequence
and magnitude of the tissue trauma, the density of host defense mechanisms active at this site,
of the microbial flora and the degree of inflamma- such as polymorphonuclear activity or platelet-

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Copyright ©2008 American Dental Association. All rights reserved.
derived antibacterial proteins. More than 90 per- high. Most of these factors remain valid, but col-
cent of the microorganisms in mature left- or lectively they do not compensate for the lack of
right-sided valvular vegetations are metabolically published data that demonstrate a benefit from
inactive, rather than in an active growth phase, prophylaxis.
and are, therefore, less responsive to the bacteri- Bacteremia-producing dental procedures.
cidal effects of antibiotics.21 The large majority of published studies have
focused on dental procedures as a cause of IE and
RATIONALE FOR OR AGAINST the use of prophylactic antibiotics to prevent IE in
PROPHYLAXIS OF INFECTIVE
ENDOCARDITIS patients at risk. Few data exist on the risk of or
prevention of IE associated with a GI or GU tract
Historical background. Viridans group strepto- procedure. Accordingly, the Committee undertook
cocci are part of the normal skin, oral, respiratory a critical analysis of published data in the context
and GI tract flora, and they cause at least 50 per- of the historical rationale for recommending
cent of cases of community-acquired native valve antibiotic prophylaxis for IE before a dental pro-
IE not associated with intravenous drug use.22 cedure. The following factors were considered:
More than a century ago, the oral cavity was rec- (1) frequency, nature, magnitude and duration of
ognized as a potential source of the bacteremia associated with dental
bacteremia that caused viridans procedures; (2) impact of dental dis-
group streptococcal IE. In 1885, Available evidence ease, oral hygiene and type of
Osler23 noted an association supports an emphasis dental procedure on bacteremia;
between bacteremia from surgery on maintaining good (3) impact of antibiotic prophylaxis
and IE. Okell and Elliott24 in 1935 on bacteremia from a dental pro-
oral hygiene and
reported that 11 percent of patients cedure; and (4) the exposure over
with poor oral hygiene had positive eradicating dental time of frequently occurring bac-
blood cultures with viridans group disease to decrease teremia from routine daily activi-
streptococci, and that 61 percent of the frequency of ties compared with bacteremia from
patients had viridans group strep- bacteremia from various dental procedures.
tococcal bacteremia with dental routine daily Frequency, nature, magnitude
extraction. and duration of bacteremia asso-
activities.
As a result of these early and ciated with a dental procedure.
subsequent studies, during the past Transient bacteremia is common
50 years the AHA guidelines recom- with manipulation of the teeth and
mended antimicrobial prophylaxis to prevent IE periodontal tissues, and there is a wide variation
in patients with underlying cardiac conditions in reported frequencies of bacteremia in patients
who underwent bacteremia-producing procedures resulting from dental procedures: tooth extraction
based on the following factors: (1) bacteremia (10-100 percent), periodontal surgery (36-88 per-
causes endocarditis; (2) viridans group strepto- cent), scaling and root planing (8-80 percent),
cocci are part of the normal oral flora and entero- teeth cleaning (up to 40 percent), rubber dam
cocci are part of the normal GI and GU tract flora; matrix/wedge placement (9-32 percent) and
(3) these microorganisms were usually susceptible endodontic procedures (up to 20 percent).25-31
to antibiotics recommended for prophylaxis; (4) Transient bacteremia also occurs frequently
antibiotic prophylaxis prevents viridans group during routine daily activities unrelated to a
streptococcal or enterococcal experimental endo- dental procedure: tooth brushing and flossing (20-
carditis in animals; (5) a large number of poorly 68 percent), use of wooden toothpicks (20-40 per-
documented case reports implicated a dental pro- cent), use of water irrigation devices (7-50 per-
cedure as a cause of IE; (6) in some cases, there cent) and chewing food (7-51 percent).27-30,32-37
was a temporal relationship between a dental Considering that the average person living in the
procedure and the onset of symptoms of IE; (7) an United States has fewer than two dental visits
awareness of bacteremia caused by viridans per year, the frequency of bacteremia from rou-
group streptococci associated with a dental pro- tine daily activities is far greater.
cedure exists; (8) the risk of significant adverse There has been a disproportionate focus on the
reactions to an antibiotic is low in an individual frequency of bacteremia associated with dental
patient; and (9) morbidity and mortality of IE are procedures rather than the species of bacteria

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Copyright ©2008 American Dental Association. All rights reserved.
recovered from blood cultures. Studies suggest recent studies support these data but report a
that more than 700 species of bacteria, including small percentage of positive blood cultures from
aerobic and anaerobic gram-positive and gram- 30 to 60 minutes after tooth extraction.44,53,54 Intu-
negative microorganisms, may be identified in the itively, it seems logical to assume that the longer
human mouth, particularly on the teeth and in the duration of bacteremia, the greater the risk of
the gingival crevices.25,38-41 Approximately 30 per- IE, but no published studies support this assump-
cent of the flora of the gingival crevice is strepto- tion. Given the preponderance of published data,
cocci, predominantly of the viridans group. Of the there may not be a clinically significant difference
more than 100 oral bacterial species recovered in the frequency, nature, magnitude and duration
from blood cultures after dental procedures, the of bacteremia associated with a dental procedure
most prevalent of these are viridans group strep- compared with that resulting from routine daily
tococci, the most common microbiological cause of activities. Accordingly, it is inconsistent to recom-
community-acquired native valve IE in nonintra- mend prophylaxis of IE for dental procedures but
venous drug users.22 In healthy mouths, a thin not for these same patients during routine daily
surface of mucosal epithelium separates poten- activities. Such a recommendation for prophylaxis
tially pathogenic bacteria from entering the for routine daily activities would be impractical
bloodstream and lymphatic system. Anaerobic and unwarranted.
microorganisms commonly are responsible for Impact of dental disease, oral hygiene and type
periodontal disease and frequently enter the of dental procedure on bacteremia. It is assumed
bloodstream but rarely cause IE, with fewer than that a relationship exists between poor oral
120 cases reported.42 Viridans group streptococci hygiene; the extent of dental and periodontal dis-
are antagonistic to periodontal pathogens and ease; the type of dental procedure; and the fre-
predominate in a clean, healthy mouth.43 quency, nature, magnitude and duration of bac-
Few published studies exist on the magnitude teremia, but the presumed relationship is
of bacteremia after a dental procedure or from controversial.24,30,31,39,46,55-62 Nevertheless, available
routine daily activities, and most of the published evidence supports an emphasis on maintaining
data used older, often unreliable microbiological good oral hygiene and eradicating dental disease
methodology. There are no published data that to decrease the frequency of bacteremia from rou-
demonstrate that a greater magnitude of bac- tine daily activities.46,57-59,63,64 In patients with poor
teremia, compared with a lower magnitude, is oral hygiene, the frequency of positive blood cul-
more likely to cause IE in humans. The magni- tures just before dental extraction may be similar
tude of bacteremia resulting from a dental pro- to that after extraction.63,64
cedure is relatively low (< 104 CFUs of bacteria More than 80 years ago, it was suggested that
per milliliter), similar to that resulting from rou- poor oral hygiene and dental disease were more
tine daily activities, and is less than that used to important as a cause of IE than were dental pro-
cause experimental IE in animals (106-108 CFUs cedures.65 Most studies since that time have
of bacteria/mL).21,44,45 Although the infective dose focused instead on the risks of bacteremia asso-
required to cause IE in humans is unknown, the ciated with dental procedures. For example,
number of microorganisms in blood after a dental tooth extraction is thought to be the dental
procedure or associated with daily activities is procedure most likely to cause bacteremia,
low. Cases of IE caused by oral bacteria probably with an incidence ranging from 10 to 100
result from the exposures to low inocula of bac- percent.24,25,28,30,46,49,53,55,58,66-68 However, numerous
teria in the bloodstream that result from routine other dental procedures have been reported to
daily activities and not from a dental procedure. be associated with risks of bacteremia that
Additionally, the vast majority of patients with IE are similar to that resulting from tooth extrac-
have not had a dental procedure within two tion.28,29,48,52,55,57,59,69-72 A precise determination of the
weeks before the onset of symptoms of IE.2-4 relative risk of bacteremia resulting from a spe-
The role of duration of bacteremia on the risk cific dental procedure in patients with or without
of acquisition of IE is uncertain.46,47 Early studies dental disease probably is not possible.28,73,74
reported that sequential blood cultures were posi- Bleeding often occurs during a dental pro-
tive for up to 10 minutes after tooth extraction cedure in patients with or without periodontal
and that the number of positive blood cultures disease. Previous AHA guidelines recommended
dropped sharply after 10 to 30 minutes.25,46-52 More antibiotic prophylaxis for dental procedures for

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Copyright ©2008 American Dental Association. All rights reserved.
which bleeding was anticipated but not for pro- not.25,67,78,79 Recent studies suggest that amoxicillin
1
cedures for which bleeding was not anticipated. therapy has a statistically significant impact on
However, no data show that visible bleeding reducing the incidence, nature and duration of
during a dental procedure is a reliable predictor bacteremia from dental procedures, but it does not
for bacteremia.63 These ambiguities in the pre- eliminate bacteremia.53,54,77 However, no data show
vious AHA guidelines led to further uncertainties that such a reduction as a result of amoxicillin
among health care providers about which dental therapy reduces the risk of or prevents IE. Hall
procedures should be covered by prophylaxis. and colleagues79 reported that neither penicillin V
These factors complicated recommendations in nor amoxicillin therapy was effective in reducing
previous AHA guidelines on prevention of IE, the frequency of bacteremia compared with
which suggested antibiotic prophylaxis for some untreated control subjects. In patients who under-
dental procedures but not for others. The collec- went a dental extraction, penicillin or ampicillin
tive published data suggest that the vast majority therapy compared with placebo diminished the
of dental office visits result in some degree of bac- percentage of viridans group streptococci and
teremia; however, there is no evidence-based anaerobes in culture, but there was no significant
method to decide which procedures should require difference in the percentage of patients with posi-
prophylaxis because no data show that the inci- tive cultures 10 minutes after tooth extraction.25,67
dence, magnitude or duration of In a separate study, Hall and col-
bacteremia from any dental pro- leagues78 reported that patients
cedure increases the risk of IE. The ability of treated with cefaclor did not have a
Accordingly, it is not clear which antibiotic therapy to reduction of postprocedure bac-
dental procedures are more or less prevent or reduce the teremia compared with untreated
likely to cause a transient bac- control subjects. Contradictory pub-
frequency, magnitude
teremia or result in a greater mag- lished results from two studies
nitude of bacteremia than that or duration of showed reduction of postprocedure
which results from routine daily bacteremia associated bacteremia by erythromycin in
activities such as chewing food, with a dental one76 but lack of efficacy for erythro-
tooth brushing or flossing. procedure is mycin or clindamycin in another.79
In patients with underlying car- controversial. Finally, results are contradictory
diac conditions, lifelong antibiotic regarding the efficacy of the use of
therapy is not recommended to pre- topical antiseptics in reducing the
vent IE that might result from bac- frequency of bacteremia associated
teremias associated with routine daily activities.5 with dental procedures, but the preponderance of
In patients with dental disease, the focus on the evidence suggests that there is no clear benefit.
frequency of bacteremia associated with a specific One study reported that chlorhexidine and povi-
dental procedure and the AHA guidelines for pre- done-iodine mouthrinse were effective,80 while
vention of IE have resulted in an overemphasis others showed no statistically significant ben-
on antibiotic prophylaxis and an underemphasis efit.53,81 Topical antiseptic rinses do not penetrate
on maintenance of good oral hygiene and access to beyond 3 mm into the periodontal pocket and,
routine dental care, which are likely more impor- therefore, do not reach areas of ulcerated tissue
tant in reducing the lifetime risk of IE than is the where bacteria most often gain entrance to the cir-
administration of antibiotic prophylaxis for a culation. On the basis of these data, it is unlikely
dental procedure. However, there are no observa- that topical antiseptics are effective to signifi-
tional or controlled studies to support this cantly reduce the frequency, magnitude and dura-
contention. tion of bacteremia associated with a dental
Impact of antibiotic therapy on bacteremia from procedure.
a dental procedure. The ability of antibiotic Cumulative risk over time of physiolog-
therapy to prevent or reduce the frequency, mag- ical bacteremias from routine daily activi-
nitude or duration of bacteremia associated with a ties compared with the bacteremia from a
dental procedure is controversial.25,75 Some studies dental procedure. Guntheroth82 estimated a
reported that antibiotics administered before a cumulative exposure of 5,370 minutes of bac-
dental procedure reduced the frequency, nature or teremia over a one-month period in dentulous
duration of bacteremia,54,76,77 while others did patients resulting from random bacteremia from

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Copyright ©2008 American Dental Association. All rights reserved.
chewing food and from oral hygiene measures, studies were small and reported insufficient clin-
such as tooth brushing and flossing, and com- ical data. Furthermore, in a number of cases,
pared that to a duration of bacteremia lasting six the incubation period between the dental
to 30 minutes associated with a single tooth procedure and the onset of symptoms of IE
extraction. Roberts63 estimated that tooth was prolonged.81,83-85
brushing two times daily for one year had a van der Meer and colleagues86 published a
154,000 times greater risk of exposure to bac- study of dental procedures in the Netherlands
teremia than that resulting from a single tooth and the efficacy of antibiotic prophylaxis to pre-
extraction. The cumulative exposure during one vent IE in patients with native or prosthetic car-
year to bacteremia from routine, daily activities diac valves. They concluded that dental or other
may be as high as 5.6 million times greater than procedures probably caused only a small fraction
that resulting from a single tooth extraction, the of cases of IE and that prophylaxis would prevent
dental procedure reported to be most likely to only a small number of cases even if it were 100
cause a bacteremia.63 percent effective. van der Meer and colleagues87
Data exist for the duration of bacteremia from performed a two-year case-control study. Among
a single tooth extraction, and it is possible to esti- patients for whom prophylaxis was recommended,
mate the annual cumulative exposure from dental five of 20 cases of IE occurred despite receiving
procedures for the average patient. However, cal- antibiotic prophylaxis. They concluded that pro-
culations for the incidence, nature and duration of phylaxis was not effective. In a separate study,
bacteremia from routine daily activities are at van der Meer and colleagues88 reported that there
best rough estimates, and it is, therefore, not pos- was poor awareness of recommendations for pro-
sible to compare precisely the cumulative phylaxis among both patients and health care
monthly or annual duration of exposure for bac- providers.
teremia from dental procedures compared with Strom and colleagues2 evaluated dental pro-
routine daily activities. Nevertheless, even if the phylaxis and cardiac risk factors in a multicenter
estimates of bacteremia from routine daily activi- case-control study. These authors reported that
ties are off by a factor of 1,000, it is likely that the MVP, congenital heart disease (CHD), rheumatic
frequency and cumulative duration of exposure to heart disease (RHD) and previous cardiac valve
bacteremia from routine daily events over one surgery were risk factors for the development of
year are much higher than those resulting from IE. In this study, control subjects without IE were
dental procedures. more likely to have undergone a dental procedure
Results of clinical studies of IE prophy- than patients with IE (P = .03). The authors con-
laxis for dental procedures. There are no cluded that dental treatment was not a risk factor
prospective randomized placebo-controlled studies for IE even in patients with valvular heart dis-
on the efficacy of antibiotic prophylaxis to prevent ease and that few cases of IE could be prevented
IE in patients who undergo a dental procedure. with prophylaxis even if it were 100 percent
Data from published retrospective or prospective effective.
case-control studies are limited by the following The studies are in agreement with a recently
factors: (1) the low incidence of IE, which requires published French study of the estimated risk of
a large number of patients per cohort for statis- IE in adults with predisposing cardiac conditions
tical significance; (2) the wide variation in the who underwent dental procedures with or without
types and severity of underlying cardiac condi- antibiotic prophylaxis.89 These authors concluded
tions, which would require a large number of that a “huge number of prophylaxis doses would
patients with specific matched control subjects for be necessary to prevent a very low number of IE
each cardiac condition; and (3) the large variety of cases.”
invasive dental procedures and dental disease Absolute risk of IE resulting from a dental
states, which would be difficult to standardize for procedure. No published data accurately deter-
control groups. These and other limitations com- mine the absolute risk of IE resulting from a
plicate the interpretation of the results of pub- dental procedure. One study reported that 10 to
lished studies of the efficacy of IE prophylaxis in 20 percent of patients with IE caused by oral flora
patients who undergo dental procedures. underwent a preceding dental procedure (within
Although some retrospective studies suggested 30 or 180 days of onset).86 The evidence linking
that there was a benefit from prophylaxis, these bacteremia associated with a dental procedure

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Copyright ©2008 American Dental Association. All rights reserved.
with IE is largely circumstantial, and the number is estimated to be as low as one case of IE per 14
of cases related to a dental procedure is overesti- million dental procedures.42,91,92 The estimated
mated for a number of reasons. For 60 years, absolute risk rates for IE from a dental procedure
noted opinion leaders in medicine suggested a in patients with underlying cardiac conditions are
link between bacteremia-causing dental pro- MVP, one per 1.1 million procedures; CHD, one
cedures and IE,24 and for 50 years the AHA pub- per 475,000; RHD, one per 142,000; presence of a
lished regularly updated guidelines that empha- prosthetic cardiac valve, one per 114,000; and
sized the association between dental procedures previous IE, one per 95,000 dental procedures.42,92
1
and IE and recommended antibiotic prophylaxis. Although these calculations of risk are estimates,
Additionally, bacteremia-producing dental pro- it is likely that the number of cases of IE that
cedures are common; it is estimated that at least results from a dental procedure is exceedingly
50 percent of the population in the United States small. Therefore, the number of cases that could
visits a dentist at least once a year. Furthermore, be prevented by antibiotic prophylaxis, even if
there are numerous poorly documented case 100 percent effective, is similarly small. One
reports that implicate dental procedures asso- would not expect antibiotic prophylaxis to be near
ciated with the development of IE, but these 100 percent effective, however, because of the
reports did not prove a direct causal relationship. nature of the organisms and choice of antibiotics.
Even in the event of a close tem- Risk of adverse reactions and
poral relationship between a cost-effectiveness of prophy-
dental procedure and IE, it is not Only an extremely lactic therapy. Nonfatal adverse
possible to determine with cer- reactions, such as rash, diarrhea
small number of
tainty whether the bacteremia that and GI upset, occur commonly with
caused IE originated from a dental cases of infective use of the antimicrobials; however,
procedure or from a randomly endocarditis might only single-dose therapy is recom-
occurring bacteremia as a result of be prevented by mended for dental prophylaxis, and
routine daily activities during the antibiotic prophylaxis these common adverse reactions are
same period. Many case reports even if it were 100 usually not severe and are self-lim-
and reviews have included cases ited. Fatal anaphylactic reactions
percent effective.
with a remote preceding dental were estimated to occur in 15 to 25
procedure, often three to six patients per 1 million patients who
months before the diagnosis of IE. receive a dose of penicillin.93,94
Studies suggest that the time frame between bac- Among patients with a prior penicillin use, 36
teremia and the onset of symptoms of IE is usu- percent of fatalities from anaphylaxis occurred in
ally seven to 14 days for viridans group strepto- those with a known allergy to penicillin, com-
cocci or enterococci. Reportedly, 78 percent of pared with 64 percent of fatalities among those
such cases of IE occur within seven days of bac- with no history of penicillin allergy.95 These cal-
90
teremia and 85 percent within 14 days. culations are at best rough estimates of, and may
Although the upper time limit is not known, it is overestimate, the true risk of death caused by
likely that many cases of IE with incubation fatal anaphylaxis from administration of a peni-
periods longer than two weeks after a dental pro- cillin. They are based on retrospective reviews or
cedure were attributed incorrectly to the pro- surveys of patients or on health care providers’
cedure. These and other factors have led to a recall of events. A prospective study is necessary
heightened awareness among patients and health to accurately determine the risk of fatal anaphy-
care providers of the possible association with laxis resulting from administration of a
dental procedures and IE, which likely has led to penicillin.
substantial overreporting of cases attributable to For 50 years, the AHA has recommended a
dental procedures. penicillin as the preferred choice for dental pro-
Although the absolute risk for IE from a dental phylaxis for IE. During these 50 years, the Com-
procedure is impossible to measure precisely, the mittee is unaware of any cases reported to the
best available estimates are as follows: if dental AHA of fatal anaphylaxis resulting from the
treatment causes 1 percent of all cases of viridans administration of a penicillin recommended in the
group streptococcal IE annually in the United AHA guidelines for IE prophylaxis. The Com-
States, the overall risk in the general population mittee believes that a single dose of amoxicillin or

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Copyright ©2008 American Dental Association. All rights reserved.
ampicillin is safe and is the preferred prophy- adverse outcome from endocarditis? (3) Should rec-
lactic agent for patients who do not have a history ommendations for IE prophylaxis be based on
of type I hypersensitivity reaction to a penicillin, either or both of these two conditions?
such as anaphylaxis, urticaria or angioedema. Underlying conditions over a lifetime that
Fatal anaphylaxis from a cephalosporin is esti- have the highest predisposition to the acqui-
mated to be less common than from penicillin and sition of endocarditis. In Olmsted County,
is estimated to be approximately one case per 1 Minn., the incidence of IE in adults ranged from
million patients.96 Fatal reactions to a single dose five to seven cases per 100,000 person-years.100
of a macrolide or clindamycin are extremely This incidence has remained stable during the
rare.97,98 There has been only one case report of past four decades and is similar to that reported
documented Clostridium difficile colitis after a in other studies.101-104 Previously, RHD was the
single dose of prophylactic clindamycin.99 most common underlying condition predisposing
Summary. Although it has long been assumed to endocarditis, and RHD is still common in
that dental procedures may cause IE in patients developing countries.100 In developed countries,
with underlying cardiac risk factors and that the frequency of RHD has declined, and MVP is
antibiotic prophylaxis is effective, scientific proof the most common underlying condition in
is lacking to support these assumptions. The col- patients with endocarditis.105
lective published evidence suggests that of the Few published data quantitate the lifetime
total number of cases of IE that occur annually, it risk of acquisition of IE associated with a specific
is likely that an exceedingly small number of underlying cardiac condition. Steckelberg and
these cases is caused by bacteremia-producing Wilson91 reported the lifetime risk of acquisition
dental procedures. Accordingly, only an extremely of IE, which ranged from five per 100,000
small number of cases of IE might be prevented patient-years in the general population with no
by antibiotic prophylaxis even if it were 100 per- known cardiac conditions to 2,160 per 100,000
cent effective. The vast majority of cases of IE patient-years in patients who underwent replace-
caused by oral microflora most likely result from ment of an infected prosthetic cardiac valve. In
random bacteremias caused by routine daily that study, the risk of IE per 100,000 patient-
activities, such as chewing food, tooth brushing, years was 4.6 in patients with MVP without an
flossing, use of toothpicks, use of water irrigation audible cardiac murmur and was 52 in patients
devices and other activities. The presence of with MVP with an audible murmur of mitral
dental disease may increase the risk of bac- regurgitation. Per 100,000 patient-years, the life-
teremia associated with these routine activities. time risk (380-440) for RHD was similar to that
There should be a shift in emphasis away from a (308-383) for patients with a mechanical or bio-
focus on a dental procedure and antibiotic prophy- prosthetic cardiac valve. The highest lifetime
laxis toward a greater emphasis on improved risks per 100,000 patient-years were as follows:
access to dental care and oral health in patients cardiac valve replacement surgery for native
with underlying cardiac conditions associated valve IE, 630; previous IE, 740; and prosthetic
with the highest risk of adverse outcome from IE valve replacement done in patients with pros-
and those conditions that predispose to the thetic valve endocarditis (PVE), 2,160. In a sepa-
acquisition of IE. rate study, the risk of IE per 100,000 patient-
years was 271 in patients with congenital aortic
CARDIAC CONDITIONS AND ENDOCARDITIS stenosis and was 145 in patients with ventricular
Previous AHA guidelines categorized underlying septal defect.106 In that study, the risk of IE
cardiac conditions associated with the risk of IE as before closure of ventricular septal defect was
those with high risk, moderate risk and negligible more than twice that after closure. Although
risk and recommended prophylaxis for patients in these data provide useful ranges of risk in large
the high- and moderate-risk categories.1 For the populations, it is difficult to use them to define
present guidelines on prevention of IE, the Com- accurately the lifetime risk of acquisition of IE in
mittee considered three distinct issues: (1) What an individual patient with a specific underlying
underlying cardiac conditions over a lifetime have cardiac risk factor. This difficulty is based in part
the highest predisposition to the acquisition of on the fact that each cardiac condition, such as
endocarditis? (2) What underlying cardiac condi- RHD or MVP, represents a broad spectrum of
tions are associated with the highest risk of pathology from minimal to severe, and the risk of

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Copyright ©2008 American Dental Association. All rights reserved.
IE would likely be influenced by the severity of nology have reduced the morbidity and mortality
valvular disease. of IE. Numerous comorbid factors, such as older
CHD is another underlying condition with mul- age, diabetes mellitus, immunosuppressive condi-
tiple different cardiac abnormalities that range tions or therapy, and dialysis, may complicate IE.
from relatively minor to severe complex cyanotic Each of these comorbid conditions independently
heart disease. During the past 25 years, there has increases the risk of adverse outcome from IE,
been an increasing use of various different intra- and they often occur in combination, which fur-
cardiac valvular prostheses and intravascular ther increases morbidity and mortality. Addition-
shunts, grafts and other devices for repair of ally, there may be long-term consequences of IE.
valvular heart disease and CHD. The diversity Over time, the cardiac valve damaged by IE may
and nature of these prostheses and procedures undergo progressive functional deterioration
likely present different levels of risk for acquisi- that may result in the need for cardiac valve
tion of IE. These factors complicate an accurate replacement.
assessment of the true lifetime risk of acquisition In native valve viridans group streptococcal or
of IE in patients with a specific underlying enterococcal IE, the spectrum of disease may
cardiac condition. range from a relatively benign infection to severe
On the basis of data from Steckelberg and valvular dysfunction, dehiscence, congestive heart
Wilson91 and Strom and colleagues,2 failure, multiple embolic events
it is clear that the underlying condi- and death; however, the underlying
tions discussed above represent a There should be a conditions shown in Box 3 virtually
lifetime increased risk of acquisition shift toward a greater always have an increased risk of
of IE compared with patients with adverse outcome. For example,
emphasis on improved
no known underlying cardiac condi- patients with viridans group strep-
tion. Accordingly, when using pre- access to dental care tococcal PVE have a mortality of
vious AHA guidelines in the deci- and oral health approximately 20 percent or
sion to recommend IE prophylaxis in patients with greater,107-110 whereas the mortality
for a patient scheduled to undergo a underlying cardiac for patients with viridans group
dental, GI or GU tract procedure, conditions associated streptococcal native valve IE is 5
health care providers were required percent or less.109,111-117 Similarly,
with the highest risk
to base their decision on population- the mortality of enterococcal PVE is
based studies of risk of acquisition of adverse outcome higher than that of native valve
of IE that may or may not be rel- from infective enterococcal IE.108,109,115,118 Moreover,
evant to their specific patient. Fur- endocarditis. patients with PVE are more likely
thermore, practitioners had to than those with native valve endo-
weigh the potential efficacy of IE carditis to develop heart failure,
prophylaxis in a patient who may neither need the need for cardiac valve replacement surgery,
nor benefit from such therapy against the risk of perivalvular extension of infection and other
adverse reaction to the antibiotic prescribed. complications.
Finally, health care providers had to consider the Patients with relapsing or recurrent IE are at
potential medicolegal risk of not prescribing IE greater risk of congestive heart failure and
prophylaxis. For dental procedures, there is a increased need for cardiac valve replacement
growing body of evidence that suggests that IE surgery, and they have a higher mortality than
prophylaxis may prevent only an exceedingly do patients with a first episode of native valve
small number of cases of IE, as discussed in IE.119-125 Additionally, patients with multiple
detail above. episodes of native or prosthetic valve IE are at
Cardiac conditions associated with the greater risk of additional episodes of endocarditis,
highest risk of adverse outcome from endo- each of which is associated with the risk of more
carditis. Endocarditis, irrespective of the under- serious complications.91
lying cardiac condition, is a serious, life- Published series regarding endocarditis in
threatening disease that was always fatal in the patients with CHD are underpowered to deter-
preantibiotic era. Advances in antimicrobial mine the extent to which a specific form of CHD
therapy, early recognition and management of is an independent risk factor for morbidity and
complications of IE, and improved surgical tech- mortality. Nevertheless, most retrospective case

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Copyright ©2008 American Dental Association. All rights reserved.
series suggest that BOX 3
patients with complex Cardiac conditions associated with the highest risk
cyanotic heart disease and
those who have postopera-
of adverse outcome from endocarditis for which
tive palliative shunts, con- prophylaxis with dental procedures is reasonable.
duits or other prostheses
have a high lifetime risk of dProsthetic cardiac valve or prosthetic material used for cardiac valve repair
dPrevious infective endocarditis
acquiring IE, and these dCongenital heart disease (CHD)*
same groups appear at dUnrepaired cyanotic CHD, including palliative shunts and conduits
dCompletely repaired congenital heart defect with prosthetic material or
highest risk for morbidity device, whether placed by surgery or by catheter intervention, during the first
and mortality among all six months after the procedure†
dRepaired CHD with residual defects at the site or adjacent to the site of a
patients with CHD.126-130 In prosthetic patch or prosthetic device (which inhibit endothelialization)
addition, multiple series dCardiac transplantation recipients who develop cardiac valvulopathy
and reviews reported that * Except for the conditions listed above, antibiotic prophylaxis is no longer recommended for any other form
the presence of prosthetic of CHD.
† Prophylaxis is reasonable because endothelialization of prosthetic material occurs within six months after
material131,132 and complex the procedure.
cyanotic heart disease in
patients of very young age
(newborns and infants younger than 2 years)133,134 there may be an exceedingly small number of
are two factors associated with the worst prog- cases of IE that could be prevented by prophy-
noses from IE. Some types of CHD may be lactic antibiotics in patients who undergo an inva-
repaired completely without residual cardiac sive procedure. However, if prophylaxis is effec-
defects. In Box 3, the Committee concludes that tive, such therapy should be restricted to those
prophylaxis is reasonable for dental procedures patients with the highest risk of adverse outcome
for these patients during the first six months from IE who would derive the greatest benefit
after the procedure. In these patients, endothe- from prevention of IE. In patients with under-
lialization of prosthetic material or devices occurs lying cardiac conditions associated with the
within six months after the procedure.135 The highest risk of adverse outcome from IE (Box 3),
Committee does not recommend prophylaxis for IE prophylaxis for dental procedures is reason-
dental procedures more than six months after the able, even though we acknowledge that its effec-
procedure provided that there is no residual tiveness is unknown (Class IIb, LOE B).
defect from the repair. In most instances, treat- Compared with previous AHA guidelines,
ment of patients who have infected prosthetic under these revised guidelines, many fewer
materials requires surgical removal in addition to patients would be candidates to receive IE pro-
medical therapy with associated high morbidity phylaxis. We believe these revised guidelines are
and mortality rates. in the best interest of the patients and health
Should IE prophylaxis be recommended care providers and are based on the best available
for patients with the highest risk of acquisi- published data and expert opinion. Additionally,
tion of IE or for patients with the highest the change in emphasis to restrict prophylaxis to
risk of adverse outcome from IE? In a major only those patients with the highest risk of
departure from previous AHA guidelines, the adverse outcome should reduce the uncertainties
Committee no longer recommends IE prophylaxis among patients and providers about who should
based solely on an increased lifetime risk of receive prophylaxis. MVP is the most common
acquisition of IE. It is noteworthy that patients underlying condition that predisposes to acquisi-
with the conditions listed in Box 3 with a pros- tion of IE in the Western world; however, the
thetic cardiac valve, those with a previous episode absolute incidence of endocarditis is extremely
of IE and some patients with CHD are also low for the entire population with MVP, and it is
among those patients with the highest lifetime not usually associated with the grave outcome
risk of acquisition of endocarditis. No published associated with the conditions identified in Box 3.
data demonstrate convincingly that the adminis- Thus, IE prophylaxis is no longer recommended
tration of prophylactic antibiotics prevents IE in this group of patients.
associated with bacteremia from an invasive pro- Finally, the administration of prophylactic
cedure. We cannot exclude the possibility that antibiotics is not risk-free as discussed above.

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Copyright ©2008 American Dental Association. All rights reserved.
BOX 4 may result from any dental procedure that
Dental procedures for which involves manipulation of the gingival or peri-
apical region of teeth or perforation of the oral
endocarditis prophylaxis is mucosa. It cannot be assumed that manipulation
reasonable for patients in Box 3. of a healthy-appearing mouth or a minimally
invasive dental procedure reduces the likelihood
All dental procedures that involve manipulation of
gingival tissue or the periapical region of teeth or of a bacteremia. Therefore, antibiotic prophylaxis
perforation of the oral mucosa.* is reasonable for patients with the conditions
* The following procedures and events do not need prophylaxis: routine listed in Box 3 who undergo any dental procedure
anesthetic injections through noninfected tissue, taking dental radi- that involves the gingival tissues or periapical
ographs, placement of removable prosthodontic or orthodontic appli-
ances, adjustment of orthodontic appliances, placement of orthodontic region of a tooth and for those procedures that
brackets, shedding of primary teeth, and bleeding from trauma to the perforate the oral mucosa (Box 4). Although IE
lips or oral mucosa.
prophylaxis is reasonable for these patients, its
effectiveness is unknown (Class IIa, LOE C).
This includes procedures such as biopsies, suture
Additionally, the widespread use of antibiotic removal and placement of orthodontic bands, but
therapy promotes the emergence of resistant does not include routine anesthetic injections
microorganisms most likely to cause endocarditis, through noninfected tissue, taking dental radi-
such as viridans group streptococci and entero- ographs, placement of removable prosthodontic
cocci. The frequency of multidrug-resistant viri- or orthodontic appliances, placement of ortho-
dans group streptococci and enterococci has dontic brackets or adjustment of orthodontic
increased dramatically during the past two appliances. Finally, there are other events that
decades. This increased resistance has reduced are not dental procedures and for which prophy-
the efficacy and number of antibiotics available laxis is not recommended, such as shedding of
for the treatment of IE. primary teeth and trauma to the lips and oral
mucosa.
ANTIBIOTIC REGIMENS In this limited patient population, prophylactic
General principles. An antibiotic for prophy- antimicrobial therapy should be directed against
laxis should be administered in a single dose viridans group streptococci. During the past two
before the procedure. If the dosage of antibiotic is decades, there has been a significant increase in
inadvertently not administered before the pro- the percentage of strains of viridans group strep-
cedure, the dosage may be administered up to two tococci resistant to antibiotics recommended in
hours after the procedure. However, administra- previous AHA guidelines for the prevention of IE.
tion of the dosage after the procedure should be Prabhu and colleagues136 studied susceptibility
considered only when the patient did not receive patterns of viridans group streptococci recovered
the preprocedural dose. Some patients who are from patients with IE diagnosed during a period
scheduled for an invasive procedure may have a from 1971 to 1986 and compared these suscepti-
coincidental endocarditis. The presence of fever or bilities with those of viridans group streptococci
other manifestations of systemic infection should from patients with IE diagnosed from 1994 to
alert the provider to the possibility of IE. In these 2002. In this study, none of the strains of viridans
circumstances, it is important to obtain blood cul- group streptococci were penicillin-resistant in the
tures and other relevant tests before administra- early period, compared with 13 percent of strains
tion of antibiotics intended to prevent IE. Failure that were intermediate or fully penicillin-
to do so may result in delay in diagnosis or treat- resistant during the later period. In this study,
ment of a concomitant case of IE. macrolide resistance increased from 11 to 26 per-
Regimens for dental procedures. Previous cent and clindamycin resistance from 0 to 4
AHA guidelines on prophylaxis listed a substan- percent.
tial number of dental procedures and events for Among 352 blood culture isolates of viridans
which antibiotic prophylaxis was recommended group streptococci, resistance rates were 13 per-
and those procedures for which prophylaxis was cent for penicillin, 15 percent for amoxicillin, 17
not recommended. On the basis of a critical percent for ceftriaxone, 38 percent for erythro-
review of the published data, it is clear that tran- mycin and 96 percent for cephalexin.137 The rank
sient viridans group streptococcal bacteremia order of decreasing level of activity of cephalo-

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Copyright ©2008 American Dental Association. All rights reserved.
sporins in that study was cefpodoxime equal to In Table 2, amoxicillin is the preferred choice
ceftriaxone, greater than cefprozil, equal to for oral therapy because it is well-absorbed in the
cefuroxime, and cephalexin was the least active. GI tract and provides high and sustained serum
In other studies, resistance of viridans group concentrations. For patients who are allergic to
streptococci to penicillin ranged from 17 to 50 per- penicillins or amoxicillin, the use of cephalexin or
cent138-143 and resistance to ceftriaxone from 22 to another first-generation oral cephalosporin, clin-
42 percent.132,141 Ceftriaxone was two to four times damycin, azithromycin or clarithromycin is rec-
more active in vitro than was cefazolin.132,141 Simi- ommended. Even though cephalexin was less
larly high rates of resistance were reported for active against viridans group streptococci than
macrolides, ranging from 22 to 58 per- other first-generation oral cephalosporins in one
cent138,142,144,145; resistance to clindamycin ranged study,137 cephalexin is included in Table 2. No
from 13 to 27 percent.129,130,132,138,139,141 data show superiority of one oral cephalosporin
Most of the strains of viridans group strepto- over another for prevention of IE, and generic
cocci in the above-cited studies were recovered cephalexin is widely available and is relatively
from patients with serious underlying illnesses, inexpensive. Because of possible cross-reactions, a
including malignancies and febrile neutropenia. cephalosporin should not be administered to
These patients are at increased risk of infection patients with a history of anaphylaxis, angio-
and colonization by multiple drug-resistant edema or urticaria after treatment with any form
microorganisms, including viridans group strepto- of penicillin, including ampicillin or amoxicillin.
cocci. Accordingly, these strains may not be repre- Patients who are unable to tolerate an oral antibi-
sentative of susceptibility patterns of viridans otic may be treated with ampicillin, ceftriaxone or
group streptococci recovered from presumably cefazolin administered intramuscularly or intra-
normal patients who undergo a dental procedure. venously. For patients who are allergic to ampi-
Diekema and colleagues138 reported that 32 per- cillin and are unable to tolerate an oral agent,
cent of strains of viridans group streptococci were therapy is recommended with parenteral cefa-
resistant to penicillin in patients without cancer. zolin, ceftriaxone or clindamycin.
King and colleagues145 reported erythromycin A summary of the major changes in these
resistance in 41 percent of streptococci recovered updated recommendations for prevention of IE
from throat cultures in otherwise healthy compared with previous AHA recommendations is
patients who presented with mild respiratory shown in Box 5.
tract infections. In that study, after treatment
with either azithromycin or clindamycin, the per- SPECIFIC SITUATIONS AND
CIRCUMSTANCES
centage of resistant streptococci increased to 82
percent and 71 percent, respectively. Accordingly, Patients already receiving antibiotics. If a
the resistance rates of viridans group streptococci patient is already receiving chronic antibiotic
are similarly high in otherwise healthy patients therapy with an antibiotic that is also recom-
or in patients with serious underlying diseases. mended for IE prophylaxis for a dental procedure,
The impact of viridans group streptococcal it is prudent to select an antibiotic from a dif-
resistance on antibiotic prevention of IE is ferent class rather than to increase the dosage of
unknown. If resistance in vitro is predictive of the current antibiotic. For example, antibiotic
lack of clinical efficacy, the high resistance rates regimens used to prevent the recurrence of acute
of viridans group streptococci provide additional rheumatic fever are administered in dosages
support for the assertion that prophylactic lower than those recommended for the prevention
therapy for a dental procedure is of little, if any, of IE. Patients who take an oral penicillin for sec-
value. It is impractical to recommend prophylaxis ondary prevention of rheumatic fever or for other
with only those antibiotics, such as vancomycin or purposes are likely to have viridans group strep-
a fluoroquinolone, that are highly active in vitro tococci in their oral cavity that are relatively
against viridans group streptococci. There is no resistant to penicillin or amoxicillin. In such
evidence that such therapy is effective for prophy- cases, the provider should select either clin-
laxis of IE, and their use might result in the damycin, azithromycin or clarithromycin for IE
development of resistance of viridans group strep- prophylaxis for a dental procedure, but only for
tococci and other microorganisms to these and patients shown in Box 3. Because of possible
other antibiotics. cross-resistance of viridans group streptococci

JADA, Vol. 139 http://jada.ada.org January 2008 19S


Copyright ©2008 American Dental Association. All rights reserved.
TABLE 2 with cephalosporins, this class of
Regimens for a dental procedure. antibiotics should be avoided. If pos-
sible, it would be preferable to delay a
SITUATION AGENT REGIMEN: SINGLE DOSE 30-60 dental procedure until at least 10 days
MINUTES BEFORE PROCEDURE
after completion of the antibiotic
Adults Children
therapy. This may allow time for the
Oral Amoxicillin 2 grams 50 milligrams
per kilogram usual oral flora to be re-established.
Patients receiving parenteral antibi-
Unable to Take Oral Ampicillin 2 g IM* or IV† 50 mg/kg IM
Medication OR or IV otic therapy for IE may require dental
Cefazolin or 50 mg/kg IM procedures during antimicrobial
ceftriaxone 1 g IM or IV or IV
therapy, particularly if subsequent car-
Allergic to Cephalexinठ2g 50 mg/kg diac valve replacement surgery is antici-
Penicillins or OR
Ampicillin Clindamycin 600 mg 20 mg/kg pated. In these cases, the parenteral
Oral OR antibiotic therapy for IE should be con-
Azithromycin or 500 mg 15 mg/kg
clarithromycin tinued and the timing of the dosage
adjusted to be administered 30 to 60
Allergic to Cefazolin or 1 g IM or IV 50 mg/kg IM
Penicillins or ceftriaxone§ or IV minutes before the dental procedure.
Ampicillin and OR This parenteral antimicrobial therapy is
Unable to Take Clindamycin 600 mg IM or 20 mg/kg IM
Oral Medication IV or IV administered in such high doses that
the high concentration would overcome
* IM: Intramuscular.
† IV: Intravenous. any possible low-level resistance devel-
‡ Or other first- or second-generation oral cephalosporin in equivalent adult or pediatric oped among mouth flora (unlike the con-
dosage.
§ Cephalosporins should not be used in a person with a history of anaphylaxis, angioedema centration that would occur after oral
or urticaria with penicillins or ampicillin. administration).
Patients who receive
BOX 5 anticoagulants. Intra-
muscular injections for IE
Summary of major changes in updated document. prophylaxis should be
avoided in patients who
dWe concluded that bacteremia resulting from daily activities is much more are receiving anticoagu-
likely to cause infective endocarditis (IE) than bacteremia associated with a lant therapy (Class I, LOE
dental procedure. A). In these circum-
dWe concluded that only an extremely small number of cases of IE might be pre- stances, orally adminis-
vented by antibiotic prophylaxis even if prophylaxis is 100 percent effective.
dAntibiotic prophylaxis is not recommended based solely on an increased life- tered regimens should be
time risk of acquisition of IE. given whenever possible.
dLimit recommendations for IE prophylaxis only to those conditions listed in Intravenously adminis-
Box 3.
dAntibiotic prophylaxis is no longer recommended for any other form of congen- tered antibiotics should be
ital heart disease, except for the conditions listed in Box 3. used for patients who are
dAntibiotic prophylaxis is reasonable for all dental procedures that involve unable to tolerate or
manipulation of gingival tissues or periapical region of teeth or perforation of
oral mucosa only for patients with underlying cardiac conditions associated absorb oral medications.
with the highest risk of adverse outcome from IE (Box 3). Patients who undergo
dAntibiotic prophylaxis is reasonable for procedures on respiratory tract or cardiac surgery. A
infected skin, skin structures or musculoskeletal tissue only for patients with
underlying cardiac conditions associated with the highest risk of adverse out- careful dental evaluation is
come from IE (Box 3). recommended so that
dAntibiotic prophylaxis solely to prevent IE is not recommended for gastroin- required dental treatment
testinal or genitourinary tract procedures.
dAlthough these guidelines recommend changes in indications for IE prophy- may be completed when-
laxis with regard to selected dental procedures (see text), the writing group ever possible before cardiac
reaffirms that those medical procedures listed as not requiring IE prophylaxis
in the 1997 statement remain unchanged and extends this view to vaginal
valve surgery or replace-
delivery, hysterectomy, and tattooing. Additionally, the writing group advises ment or repair of CHD.
against body piercing for patients with conditions listed in Box 3 because of the Such measures may
possibility of bacteremia, while recognizing that there are minimal published
data regarding the risk of bacteremia or endocarditis associated with body
decrease the incidence of
piercing. late PVE caused by viri-
dans group streptococci.

20S JADA, Vol. 139 http://jada.ada.org January 2008


Copyright ©2008 American Dental Association. All rights reserved.
OTHER CONSIDERATIONS The writing group thanks the following international experts on
infective endocarditis for their valuable comments: Drs. Christa
Gohlke-Bärwolf, Roger Hall, Jae-Hoon Song, Catherine Kilmartin,
There is no evidence that coronary artery bypass Catherine Leport, José M. Miró, Christopher Naber, Graham Roberts
and Jan T.M. van der Meer. The writing group also thanks Dr. George
graft surgery is associated with a long-term risk Meyer for his helpful comments regarding gastroenterology. Finally,
for infection. Therefore, antibiotic prophylaxis the writing group would like to thank Lori Hinrichs for her superb
assistance with the preparation of this manuscript.
for dental procedures is not needed for patients
who have undergone this surgery. Antibiotic pro- This article was adapted from Wilson W, Taubert KA, Gewitz M, et
al. Prevention of Infective Endocarditis: Guidelines From the American
phylaxis for dental procedures is not recom- Heart Association—A Guideline From the American Heart Association
mended for patients with coronary artery stents Rheumatic Fever, Endocarditis and Kawasaki Disease Committee,
Council on Cardiovascular Disease in the Young, and the Council on
(Class III, LOE C). The treatment and preven- Clinical Cardiology, Council on Cardiovascular Surgery and Anes-
tion of infection for these and other endovascular thesia, and the Quality of Care and Outcomes Research Interdiscipli-
nary Working Group. Circulation 2007;116:1736-54. Copyright 2007
grafts and prosthetic devices are addressed in a American Heart Association. All rights reserved. Any reproduction or
separate AHA article.146 There are insufficient use is prohibited without the express permission of the AHA.

data to support specific recommendations for Dr. Wilson is a professor of medicine, Mayo Clinic, Rochester, Minn.
patients who have undergone heart transplanta- Dr. Taubert is a senior scientist, American Heart Association, Dallas,
and a professor, University of Texas Southwest Medical School, Dallas.
tion. Such patients are at risk of acquired Dr. Gewitz is a professor and the vice chair, Department of Pedi-
valvular dysfunction, especially during episodes atrics, Children’s Hospital of Westchester, New York Medical College,
Valhalla.
of rejection. Endocarditis that occurs in a heart Dr. Lockhart is the chairman, Department of Oral Medicine, Car-
transplant patient is associated with a high risk olinas Medical Center, Charlotte, N.C.
Dr. Baddour is a professor of medicine, Mayo Clinic, Rochester, Minn.
of adverse outcome (Box 3).147 Accordingly, the Dr. Levison is a professor medicine and public health, Drexel Univer-
use of IE prophylaxis for dental procedures in sity College of Medicine, Philadelphia.
Dr. Bolger is a William Watt Kerr professor of clinical medicine, Uni-
cardiac transplant recipients who develop car- versity of California, San Francisco.
diac valvulopathy is reasonable, but the useful- Dr. Cabell is a professor of medicine, Duke University, Durham, N.C.
Dr. Takahashi is a professor of pediatrics, Childrens Hospital Los
ness is not well-established (Class IIa, LOE C) Angeles, University of Southern California.
(Box 4). The use of prophylactic antibiotics to Dr. Baltimore is a professor, pediatrics infectious diseases and epi-
demiology/public health, Yale University School of Medicine, New
prevent infection of joint prostheses during Haven, Conn.
potentially bacteremia-inducing procedures is Dr. Newburger is a professor of pediatrics, Harvard Medical School,
Boston, and associate chief for academic affairs, Department of Cardi-
not within the scope of this document. ology, Children’s Hospital, Boston.
Dr. Strom is the chair and a professor of biostatistics and epidemi-
FUTURE CONSIDERATIONS ology, University of Pennsylvania School of Medicine, Philadelphia.
Dr. Tani is a professor of pediatrics, University of Utah School of
Prospective placebo-controlled double-blinded Medicine, Salt Lake City.
Dr. Gerber is a professor of pediatrics, Cincinnati Children’s Hospital
studies of antibiotic prophylaxis of IE in patients Medical Center.
who undergo a bacteremia-producing procedure Dr. Bonow is the chief, Division of Cardiology, and a professor of
medicine, Northwestern Memorial Hospital, Chicago.
would be necessary to evaluate accurately the Dr. Pallasch is a professor emeritus of dentistry, University of
efficacy of IE prophylaxis. Additional prospective Southern California, Los Angeles.
Dr. Shulman is a professor of pediatrics and the chief, infectious dis-
case-control studies are needed. The AHA has eases, Children’s Memorial Hospital, Chicago.
made substantial revisions to previously pub- Dr. Rowley is a professor of pediatrics, Children’s Memorial Hospital,
Chicago.
lished guidelines on IE prophylaxis. Based on Dr. Burns is a professor and the chief, Division of Allergy,
our current recommendations, we anticipate Immunology, Department of Pediatrics, University of California, San
Diego.
that significantly fewer patients will receive IE Dr. Ferrieri is a professor, Department of Laboratory Medicine and
prophylaxis for a dental procedure. Studies are Pathology, and a professor of pediatrics, University of Minnesota Med-
ical School, Minneapolis.
necessary to monitor the effects, if any, of these Dr. Gardner is the medical director, Christiana Care Health Systems,
recommended changes in IE prophylaxis. The Newark, Del.
Dr. Goff is a professor, Public Health Sciences and Internal Medicine,
incidence of IE could change or stay the same. Wake Forest University School of Medicine, Winston-Salem, N.C.
Because the incidence of IE is low, small Dr. Durack is senior vice president, Corporate Medical Affairs,
Becton, Dickinson and Company, Franklin Lakes, N.J. and the director
changes in incidence may take years to detect. of pre-clinical and clinical development, Becton, Dickinson and Com-
Accordingly, we urge that such studies be pany, and a consulting professor of medicine, Duke University,
Durham, N.C.
designed and instituted promptly so that any
change in incidence may be detected sooner Address reprint requests to Division of Science, American Dental
Association Council on Scientific Affairs, 211 E. Chicago Ave., Chicago,
rather than later. Subsequent revisions of the Ill. 60611, e-mail “science@ada.org”.
AHA guidelines on the prevention of IE will be
Readers interested in additional information regarding the authors’
based on the results of these studies and other conflicts of interest may access it via the Supplemental Data link in the
published data. ■ online version of the article on the JADA Web site (“http://jada.ada.org”).

JADA, Vol. 139 http://jada.ada.org January 2008 21S


Copyright ©2008 American Dental Association. All rights reserved.
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