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DR ANNA BRADSHAW, PARTNER, PETERS & PETERS
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About the Speaker
Dr Anna Bradshaw, Partner, Peters & Peters
Dr Anna Bradshaw is a Partner in the business crime team at Peters & Peters
Solicitors LLP in London, where she advises on sanctions compliance and
enforcement action as well as sanctions-related litigation. She holds a
doctorate in anti-money laundering regulation and sits on the EU Committee
of the Law Society of England and Wales.
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Sanctions compliance
Anna Bradshaw
Partner, Business Crime
Overview
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Current legal framework
• UK anti-terrorism legislation
– Terrorist Asset-Freezing etc Act 2010
• EU restrictive measures
– European Communities Act 1972, Export Control
Act 2002, United Nations and European Union
Financial Sanctions (Linking) Regulations 2017
• EU blocking legislation
– Extraterritorial US Legislation (Sanctions against
Cuba, Iran and Libya) (Protection of Trading
Interests) (Amendment) Order 2018
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Sanctions compliance obligations
• FCA Handbook
– SYSC 3.2.6: Systems and controls for countering
the risk that the firm might be used to further
financial crime
• Money Laundering, Terrorist Financing and Transfer of Funds
(Information on the Payer) Regulations 2017
– Regulation 19: Policies, controls and procedures
to mitigate and manage the risks of money
laundering and terrorist financing
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Sanctions screening
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Financial sanctions reporting obligations
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Post-Brexit legal framework
• Designations by description
• Penalties
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Obligations on persons of a prescribed description
• To inform an appropriate authority of • To identify and assess risks relating
prescribed matters to money laundering, terrorist
financing or other threats to the
• To create and retain registers or integrity of the international financial
records system
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TO CONTACT ANNA PLEASE CALL:
+44 (0)20 7822 7751
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THANK YOU
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