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What is the scope of our intellectual knowledge, and how strictly is it bound
up with the scope of sensation? Thomas Aquinas—perhaps the best-known
representative of medieval empiricism—holds, as one of his core philosoph-
ical theses, that all our natural intellectual knowledge depends on sensation.
“The beginning of all our cognition,” he says, “is in sense.”¹ The human
intellect has as its proper object the “quiddities of material things,” e.g.,
essences such as ‘oak’ or ‘rhinoceros,’² so that we are intellectually dazzled by
incorporeal entities, like an owl dazzled by daylight.³ Indeed, in a much-
quoted passage, Aquinas paints a dramatically pessimistic picture of what we
can know of incorporeal entities:⁴
Our intellect receives from sense, and therefore that which falls into our intellect’s
apprehension are sensibles, and things of this sort have magnitude, which is why
‘point’ and ‘unity’ are only defined negatively. And therefore everything that transcends
these sensibles known to us are not cognized by us except through negation, just as
we cognize concerning separate substances that they are immaterial and incorporeal
and so on.⁵
Such remarks have led to a widespread impression of the senses as playing,
for Aquinas, the role of a gatekeeper restricting what can “get into” our
intellects. On this view, sensation not only controls what we can experien-
tially access, but also forces us to conceptualize everything in terms of
corporeal, sensible properties. And so incorporeal entities, which lie wholly
outside the scope of our experience, can only be conceptualized in corporeal
terms, e.g., as not-colored, not-extended, not-corporeal.
This way of reading Aquinas, which I will call the Sense-Gatekeeper view,
is familiarly encapsulated in the maxim “Nothing is in the intellect that is
not first in the senses,” which is popularly—and, I will argue, incorrectly—
believed to be a cornerstone of Aquinas’s philosophical psychology.⁶ The
Sense-Gatekeeper view achieved canonical status in the neo-Scholasticism
of the late nineteenth and early twentieth century. Grabmann, for instance,
writes that “the total content of higher knowledge is ultimately furnished
through the medium of the senses,” and that “we can think of incorporeal
objects, of which no images exist, only by analogy and by aid of the corporeal
of which we have images,”⁷ a sentiment echoed by other major forces
such as Mercier, Sertillanges, Garrigou-Lagrange, and Gilson.⁸ In recent
lowest of intelligible realities, to know which it needs the sense faculties as instruments.
In this state of union with body, its maner of knowing the spiritual world is not
immediate like that of the angel. So its very definition of the spiritual is negative. Spiritual,
it says, is what is immaterial, i.e., non-material. And this negative mode of knowing
the spiritual shows clearly that its proper sphere is in the world of sense”; Désiré Mercier,
Psychologie, 8th edn., vol. 2 (Louvain: Institut supérieur de philosophie, 1908), 7–8;
A.-D. Sertillanges, S. Thomas d’Aquin, 4th edn., vol. 2 (Paris: Alcan, 1925), 144–5; as
well as Boedder and Roland-Gosselin in notes 45–6 in this chapter. Of course, no
movement is monolithic, and the challenges to this thesis posed by Romeyer and Gardeil
are discussed in section 2.
⁹ Pickavé, “Human Knowledge,” 314–15.
¹⁰ Robert Pasnau and Christopher Shields, The Philosophy of Aquinas (Boulder, CO:
Westview, 2004), 61 (emphasis mine). See also Ralph McInerny, A First Glance at
St. Thomas Aquinas: A Handbook for Peeping Thomists (Notre Dame, IN: University of
Notre Dame Press, 1990), 192; Robert Schmidt, “The Evidence Grounding Judgments
of Existence,” in C. O’Neill (ed.), An Etienne Gilson Tribute (Milwaukee: Marquette
University Press, 1959), 243; Marie de l’Assomption, L’homme, personne corporelle: La
spécificité de la personne humaine chez saint Thomas d’Aquin (Paris: Parole et Silence,
2014), 169. Where the Sense-Gatekeeper view is not explicitly affirmed, I have not found
an alternative suggested; a tendency in these cases is to hedge by phrasing the relationship
between sensation and intellection ambiguously, without taking a stance on what the
exact relationship may be; see, e.g., John Wippel, The Metaphysical Thought of Thomas
Aquinas: From Finite to Infinite Being (Washington, DC: The Catholic University of
America Press, 2000), 35; Ruedi Imbach and Adriano Oliva, La philosophie de Thomas
d’Aquin: Repères (Paris: Vrin, 2009), 44; Gabriele Galluzzo, “Aquinas on the Genus and
Differentia of Separate Substances,” Documenti e studi sulla tradizione filosofica medievale
18 (2007), 343–61, here 344. An exception, however, is the brief remark in Anthony
Kenny, Aquinas on Mind (New York: Routledge, 1993), 126, which articulates the main
lines of the position I unfold in detail here.
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¹¹ See for instance McInerny, A First Glance, optimistically expanding the scope of
intellectual knowledge: “Sensible reality is a bridge to what is beyond sense. It is in
reflecting on our knowledge of sensible things that we come to see that coming to know is
very different from such things coming to be. The chalky squiggles on the board enable
the mind to think of abstract entities. So, too, the world shows forth the glory of God”
(149); and “[We] have the capacity to understand spiritual things, but only by looking
through material things first, and we have a natural tendency to dwell where we must first
look—in our natural environment, the sensible world, which alone afford a window on the
spiritual” (186). But given that “sensory images constitute the original data of thought”
(190), it is hard to see how they could communicate anything positive about the incorporeal
world, to the extent of providing a “window” to it.
¹² This pessimistic conclusion is explicitly embraced by the neo-Scholastic defenders of
the Sense-Gatekeeper view. In the works cited in notes 6–7, Grabmann, Thomas Aquinas,
148–9, and Gilson, Christian Philosophy of St. Thomas Aquinas, 473, n. 44, both go on to
assert that the human soul merely infers its own existence, although they curiously allow
that the soul directly experiences its acts. The Pasnau and Shields volume cited in note 10
likewise goes on to allow that “insofar as separate substances just are minds, we can ascribe
to them all the properties that beings with minds have” (61). But if “our only positive
information about the world comes through the senses,” how do we know what properties
(non-sensible) minds have? Something similar happens with the mention of “reflecting on
our knowledge” in the passage cited from McInerny in note 11.
¹³ Taking matters one step further, Carlos Steel has even suggested that Aquinas’s
commitment to the dependence of knowledge on sensation (apparently construed in a
Sense-Gatekeeper way) threatens the very possibility of metaphysics. See Carlos Steel,
“Siger of Brabant versus Thomas Aquinas on the Possibility of Knowing the Separate
Substances,” in J. Aertsen, K. Emery, and A. Speer (eds.), Nach der Verurteilung von 1277:
Philosophie und Theologie an der Universität von Paris im letzten Viertel des 13. Jahrhunderts
(Berlin: De Gruyter, 2001), 211–31.
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commentary on the Sentences.¹⁴ In its place, I propose that his real view is as
follows: (a) The scope of our intellectual experience encompasses anything
ontological equal to and below the human intellect itself, and hence extends
beyond the sensible realm to encompass our own incorporeal intellect;
(b) We can conceptualize the incorporeal positively in itself, without invok-
ing the properties of physical objects, and the content of this positive
concept is precisely ‘intellectuality’; (c) Our concept of intellectuality is
precisely what enables us to theorize meaningfully, though with an important
and ineliminable imperfection, about other kinds of incorporeal (intellectual)
entities such as angels.
The aim in this study, then, is to reconstruct precisely Aquinas’s account
of how we are epistemically situated vis-à-vis incorporeal realities. The first
step is to differentiate between two related but distinct questions we might
ask about our intellect’s epistemic scope: namely, whether we can experien-
tially access incorporeal entities, and the degree to which we can conceptualize
incorporeal entities, if at all.¹⁵ The Sense-Gatekeeper view, I think, has been
implicitly strengthened by the tendency to conflate these questions. More-
over, it is not initially clear what conceptualizing might be, in Aquinas’s
framework, or what it would mean to conceptualize something adequately.
In particular, the Sense-Gatekeeper view sometimes seems to be linked with
a tendency to conflate conceptualizing and imagining: As evidence that we
have no positive concept of the incorporeal, some authors point to Aquinas’s
assertion that we always have recourse to imagination even when thinking
about incorporeal objects—as though the role of imagination is to substitute
for intellectual conceptualization.¹⁶ So it is necessary to understand exactly
¹⁴ The following argument appears in Sent. 3.23.1.2, arg. 5 [Moos 3.701 n. 32]: “If
someone says that [spiritual habits] are cognized by their having a likeness in the intellect,
it can be argued to the contrary that a likeness in intellect is founded in a likeness in
imagination in sense . . . But there is no likeness of such habits in imagination or sense, so
they cannot be cognized by their likeness.” Aquinas responds, ad 5 [Moos 3.704 n. 47]:
“All cognition whereby the intellect cognizes what is in the soul is founded upon its
cognizing its object, to which a phantasm corresponds. But its cognition need not remain
solely in [those] phantasms; rather, it is necessary that its cognition arise from phantasms,
and that it leave imagination behind in some cases.” Given the claims made in the
argument, it is clear that Aquinas is rejecting the claim that intellectual cognition of x
presupposes an imaginative likeness of x, defending instead the weaker claim that some
imaginative likeness of something (not necessarily of x) is a precondition for intellectual
activity. This amounts to denying that the conceptual content of intellect is restricted to
the content provided by phantasms: a rejection of the Sense-Gatekeeper view. (The
relationship between likeness and content will be discussed in section 1.)
¹⁵ I am grateful to an anonymous reviewer for suggesting this way of framing the issue
at stake.
¹⁶ See Grabmann, Gilson, and Marie de l’Assomption, cited at notes 8 and 10.
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1. A C C E S S A N D CO N C E P T UA L I Z I N G
a. Access
Aquinas recognizes two ways in which we become acquainted with some
entity x: either “in itself,” or “through another.” To cognize x in itself
implies having experience of x, present to the knower in its real being
(I will call this “experiential access”). To cognize x through another implies
that the knower has first experienced something else, y, from which she then
infers something about x (I will call this “indirect access”).²¹
The paradigm case of cognizing x “in itself”—accessing x experientially—
is of course sensation of physical objects.²² But, on Aquinas’s view, the senses
²⁰ Aquinas does not use this terminology himself; what I am designating “experiential
access” and “proper conceptualizing” represent two dimensions of the case he describes as
“cognizing something by its own likeness.”
²¹ E.g., SCG 3.49, Quodl. 7.1.1.
²² The “experience” with which we are concerned here is a direct and immediate
acquaintance of the sort we associate with sensation of “some present thing” (see DM
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are not the only cognitive powers capable of accessing realities experientially. Our
intellect, too, can cognize realities “in themselves,” including even essences
abstracted from sense and imagination, such as ‘rhinoceros’ or ‘triangularity.’
When the intellect accesses its objects in this way, Aquinas sometimes under-
scores the act’s experiential character by describing it in terms drawn from
sensation—e.g., as an “intellectual vision.”²³
But not all intellectual cognition counts as intellectual vision, for
Aquinas. So what is the condition under which my intellect experientially
accesses some extramental x, i.e., “intellectually sees” x or understands x “in
itself ”? (Here, x is something extramental—as we shall see in section 2,
experiential access must be described differently in the case of self-awareness,
where the knower is the known.)
One answer that Aquinas gives, strangely, is that x must be cognized by its
own likeness. “A thing is cognized in the manner of intellectual vision whose
likeness exists in the intellect, just as the likeness of a thing corporeally seen
is in the sense of the one seeing it.”²⁴ Now this criterion is at first glance
puzzling. For Aquinas, all cognition—whether sensory, imaginative, or
intellectual—requires the assimilation of the knower to the known. If the
knower is not already ontologically identical with the known, the knower
must be made “like” the known, i.e., be formed by a “likeness” (similitudo)
of the known. (This intellectual likeness is just what he calls the “intelligible
species.”²⁵) So “to understand x by its likeness” hardly seems distinctive of
experiential access to x !
As a criterion for intellectual vision, however, Aquinas seems to be using
“its own likeness” in a narrow technical sense referring to the way in which
the likeness is produced. Elsewhere, he distinguishes between intellectual
vision (experiential access) and the knowledge had by reasoning from effect
to cause (indirect access), in terms of how the likeness in the cognitive power
results. In the former case, something is cognized “by the presence of its
likeness in the cognitive power, as when a stone is seen by the eye because of
16.7, ad 12)—not the experientia equivalent with Aristotle’s empeiria, which has to do
with repetition and expectation as the basis for induction (on the latter, see Matthias Lutz-
Bachmann, “ ‘Experientia’ bei Thomas von Aquin,” in A. Fidora and M. Lutz-Bachmann
(eds.), Erfahrung und Beweis: Die Wissenschaften von der Natur im 13. und 14. Jahrhundert
(Berlin: De Gruyter, 2007) 153–62; and Peter King, “Two Conceptions of Experience,”
Medieval Philosophy and Theology 11 (2003), 203–26).
²³ E.g., Sent. 4.49.2.7, ad 6; SCG 3.41; ST Ia.56.3. Note that although Aquinas clearly
allows for a direct intellectual acquaintance with essences, he tends not to apply the
language of “experience” (experientia, experiri) to such cognition; this terminology in his
writings tends to be associated more narrowly with cognition of singular objects.
²⁴ SCG 3.41 [Leon. 14.102:4–7].
²⁵ He describes the intelligible species as “that by which” one cognizes, not “that
which” one cognizes, though the interpretation of this phrase remains controversial.
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its resulting likeness in the eye.” In the latter case, “the likeness is not taken
immediately from the cognized thing, but from something else from which
it results, as when we see a man in a mirror.”²⁶ The distinction here is
between an intellectual likeness produced by x itself, and a likeness produced
by something else, from which we draw inferences about x. So I would argue
that a likeness is x’s own, in the sense required for experiential access, only
when x itself is the cause of the likeness.
Another way that Aquinas formulates the criterion for intellectual vision
of x, I think, amounts to the same thing. In his commentary on the
Sentences, in laying out the requirements for intellectual vision of God, he
stipulates that the likeness whereby x is understood must have the “same
specific ratio” as x:
In order for sight to cognize white, it must receive the likeness of white according to
the specific ratio [of white], although not in the same mode of being. For the form
has one mode of being in sense, and another in the extramental thing. But if the form
of yellow were in the eye, it would not be said to see white. And similarly, in order for
the intellect to understand some quiddity, there must come to be in it a likeness with
the same specific ratio (ejusdem rationis secundum speciem), even if the mode of being
is not the same.²⁷
The Scholastic term ratio is notoriously untranslatable, but here “same
specific ratio,” contrasted as it is with “different mode of being,” arguably
means something along the lines of determination to a kind. The point is
that in order to “see” x intellectually, one needs a likeness whose determin-
acy is the same as that of x. To access experientially an essence that is
determinately—if one might excuse the awkwardness—“rhinocereic,” the
knower must be formed with a determinately “rhinocereic” likeness or
intelligible species. But whence does the likeness acquire this determinacy?
There cannot be more in the effect than there is in the cause: The
“rhinocereic” determinacy of the likeness can be brought about only by a
²⁶ ST Ia.56.3 [Leon. 5.67]. Elsewhere Aquinas says that intellectual vision occurs
when the object’s form “offers itself” to the intellect, again suggesting a causal relationship
(Sent. 3.24.1.4, qc. 3 exp.).
²⁷ Sent. 4.49.2.1 [Parma 7.1198]. Note that here Aquinas sets up this criterion as
necessary for all understanding of essences (“ad hoc quod intellectus intelligat aliquam
quidditatem, oportet . . . ”)—not because he thinks that experiential access is required for
any intellectual cognition, but because in this context, discussing the beatific vision, he is
only interested in the kind of intellectual activity that would count as intellectual vision
(for intelligere defined in terms of vision, see Sent. 1.3.4.5). See also Quodl. 7.1.1 [Leon.
25/1.8:106–11], stating the requirement that “when something is immediately seen by its
species, that species must represent the thing according to the complete being of its
species; otherwise the thing itself is not said to be seen, but only, as it were, its shadow”; as
well as Sent. 3.23.1.2; SCG 3.49; ST Ia.56.3.
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With all of this in mind, how does lack of experiential access to x affect
conceptualization of x? Significantly, Aquinas holds that all our conceptual
content comes from experience. So if I have not experientially accessed x,
the content of my concept ‘x’ is taken from my experiences of other objects.³⁴
Suppose, for instance, that Jane has never encountered a rhinoceros, but has
seen its tracks and heard eyewitnesses describe it by comparing it to more
familiar animals. The content of her concept ‘rhinoceros,’ then, is drawn from
what she has experienced, e.g.: ‘An animal like an enormous grey pig with very
thick skin and a horn on its nose, which moves on all fours and leaves tracks
of such and such shape.’ Notice that the likenesses on which Jane relies for
conceptualizing ‘rhinoceros’ are not rhinoceros-likenesses, but likenesses of
various proxies such as pigs or deer.
How well can this concept—a pastiche of borrowed likenesses—
assimilate Jane to real rhinocereity? The answer, in any given case, depends
on the extent to which the relevant intermediary objects have something in
common with rhinoceri. The less rhinoceri have in common with the objects
of her experience, the poorer and vaguer Jane’s concept ‘rhinoceros’ is.³⁵
Comparing rhinoceri to rocks (“a kind of grey, pointy rock that moves by
itself”) is less informative than comparing them to pigs. In contrast, an
accumulation of borrowed content, refined by negations that further narrow
down the conceptual “space” that rhinoceri occupy (“doesn’t fly, doesn’t
swim”), can be very effective in approximating an essence. The power—and
limitations—of a concept acquired through comparisons can be illustrated
by two depictions of rhinoceri that were drawn on the basis of testimony
alone, without any experience of the real thing: namely, Albrecht Dürer’s
astonishing woodcut (Fig. 1), and a medieval drawing of the so-called
“monoceros” (Fig. 2).³⁶
In Jane’s case, Aquinas can allow that she does know vaguely “something
of” the essence ‘rhinoceros’: namely, its genus ‘animal,’ with which she is
Figure 2 Anonymous illustration in Jacob van Maerlant, Der Naturen Bloeme, c.1350
Koninklijke Bibliotheek, KB, KA 16, Folio 71r.
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the parts of the definition, ‘rational’ and ‘animal,’ are predicated of Socrates as a whole qua
human: see esp. InMeta 7, lect. 9, and the references in note 84.
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2 . S E L F - A W A R E N ES S A N D O U R C O N C E P T O F
T H E IN CO R P O R E A L
⁴² See, e.g., Robert Pasnau, Thomas Aquinas on Human Nature (Cambridge: Cambridge
University Press, 2002), 335, and, for the historical background, F.-X. Putallaz, La
connaissance de soi au XIIIe siècle: De Matthieu d’Aquasparta à Thierry de Freiberg (Paris:
Vrin, 1991).
⁴³ See Roger Bacon, Questiones supra Librum de causis, ed. Robert Steele (Oxford:
Clarendon Press, 1935), 79, ll. 8–17.
⁴⁴ See note 14.
⁴⁵ Bernard Boedder, Psychologia rationalis, 2nd edn. (Freiburg im Breisgau: Herder,
1899), 174.
⁴⁶ This line of thought is explicitly defended in Marie-Dominique Roland-Gosselin’s
review of Blaise Romeyer, “Notre science de l’esprit humain d’après S. Thomas d’Aquin,”
Archives de philosophie 1/1 (1923), 32–55, in Bulletin thomiste 1/4 (1924), 113–15, and also
in his review of Blaise Romeyer’s “Saint Thomas et notre connaissance de l’esprit humain,”
Archives de philosophie 6/2 (1928), 137–250, in Bulletin thomiste 6/2 (1929), 469–74.
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In the 1920s, however, two French thinkers, Blaise Romeyer and Ambroise
Gardeil, independently observed that since Aquinas considers the study of the
human soul to be a “science” (scientia), he cannot have been so pessimistic
about our knowledge of it. In an Aristotelian framework, a science of the soul
would require defining the soul’s essence, which in turn assumes a proper
concept of the soul and hence experiential access to it.⁴⁷ Although their
proposal was crushed by an avalanche of criticism, it seems to me that their
reading of Aquinas (even if considerably flawed in other respects) was in this
respect correct.⁴⁸
In fact, I have elsewhere argued at length that Aquinas construes self-
awareness as a genuine self-experiencing : When the intellect receives the
likeness of an extramental thing and is actually performing an act of
understanding, it becomes manifest to itself, experiencing itself “in its
acts.” Experiential self-awareness is consistent with Aquinas’s claim that
“the beginning of all our intellectual knowledge lies in sensation,” because
the soul experiences itself only when it is activated in understanding—an
activation that in this life always presupposes sensation.
On my view, then, the embodied human intellect in Aquinas does have
experiential access to something incorporeal: itself (when it is actually under-
standing something). I will not rehearse the evidence for this interpretation
of Aquinas’s theory of self-awareness again here.⁴⁹ Instead, taking it for
granted, I want to explore its implications for the questions at hand
concerning the scope of the human intellect’s conceptualizing.
⁴⁷ Blaise Romeyer, “Notre science de l’esprit humain d’après saint Thomas d’Aquin,”
Archives de philosophie 1/1 (1923), 32–55; “La doctrine de Saint Thomas sur la vérité,”
Archives de philosophie 3/2 (1925), 1–54; “Saint Thomas et notre connaissance de l’esprit
humain,” Archives de philosophie 6/2 (1928), 137–250; “À propos de S. Thomas et notre
connaissance de l’esprit humain,” Revue de philosophie 36 (1929), 551–73; Ambroise
Gardeil, “La perception expérimentale de l’âme par elle-même d’après Saint Thomas,” in
Mélanges Thomistes (Le Saulchoir: Kain, 1923), 219–36; “L’habitation de Dieu en nous,
et la structure interne de l’âme,” Revue thomiste 28 (1923), 238–60; La structure de l’âme et
l’expérience mystique, 2nd edn., 2 vols (Paris: J. Gabalda, 1927); “Examen de conscience,”
Revue thomiste 33 (1928), 156–80; “À propos d’un cahier du R. P. Romeyer,” Revue
thomiste n.s. 12 (1929), 520–32.
⁴⁸ For a new look at Gardeil, see Camille de Belloy, Connaissance de soi et connaissance
de Dieu selon Thomas d’Aquin: l’herméneutique d’Ambroise Gardeil (Paris: Vrin, 2014).
⁴⁹ See Cory, Aquinas on Human Self-Knowledge, esp. chs. 3–4.
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⁵⁵ DV 10.8 [Leon. 22/2.321:229–34]; and see also ST Ia.88.2, ad 3, cited in note 60.
⁵⁶ See ST Ia.76.3, ad 4.
⁵⁷ DV 10.8 describes how the “human mind is defined by specific or generic cogni-
tion” [Leon. 22/2.322.247.49], and how “one knows scientifically (scitur) what the soul is
and what its per se accidents are” [Leon. 22/2.321]; see also SCG 3.46 and ST Ia.87.1.
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the status of “science of the soul” (scientia de anima),⁵⁸ is one of the two
main kinds of self-knowledge that he attributes to us in our embodied state.
He sharply contrasts our ability to define the human soul with our inability
to define higher incorporeal substances, e.g., angels: “The angel cannot be
properly defined. For we do not know what the angel is, but can only get
hints of it through various negations and indications. But the soul is defined
as the form of the body.”⁵⁹ Since Aquinas thinks we can define the intellectual
soul, then he must accept that we can conceptualize our own intellectuality
properly, on its own terms, without having to rely on conceptual content
borrowed from experiences of corporeal essences.
Moreover, Aquinas insists repeatedly that our own intellectuality does not
exceed our own cognitive abilities: “The human soul understands itself by its
understanding, which is its proper act, perfectly demonstrating its power
and nature.” (He immediately adds, however, that this self-understanding
does not enable us to cognize angels “perfectly,” whose power and nature are
disproportionate to the power and nature we experience in ourselves—more
on this in section 3.)⁶⁰ Again, in DV 10.8, an objector worries that self-
awareness would require the intellect to “inform itself,” resulting in an
absurdity: The intellect-as-known would be simpler than (and therefore
not ontologically proportionate to) the intellect-as-knower, per impossibile
since they are in reality one and the same thing. In his response, Aquinas
explains why his account of self-awareness does not make the intellect be
simpler than itself, essentially agreeing that it would be absurd to posit a
disproportion between the intellect itself qua “known” and the intellect’s
intellective abilities qua knower.⁶¹ And in responding to another objection
in the same article, he describes the human intellect’s self-knowledge as an
“intellectual vision,” while asserting the broader principle that there can be
no intellectual vision unless the knower and known are proportionate to
each other.⁶² On his view, then, it appears that our own intellectuality does
not fall outside our own powers of conceptualization.
⁵⁸ DV 10.8, ad 8 s.c. [Leon. 22.2/325:521–4]: “The science of the soul is most certain,
because each one, within himself, experiences himself to have a soul and experiences acts
of the soul to inhere in himself”; see also InDA 1.1.
⁵⁹ QDDA 7, ad 16 [Leon. 24/1.62:470–4].
⁶⁰ ST Ia.88.2, ad 3 [Leon. 5.367]; and Sent. 3.23.1.2, ad 2, stressing the proportion-
ality of knower and known in our self-knowledge but not in our knowledge of angels, in
response to objections 1–2, which claim that since the soul cannot know angelic essences,
it also cannot know what is present in its own soul. In contrast, on the neo-Scholastic view
expressed by Peillaube, “while our soul is substantially united to a body, it is not currently
proportioned to grasp itself in its own spirituality” (“Avons-nous l’expérience,” 263,
translation mine).
⁶¹ DV 10.8, arg. 16 and ad 16. ⁶² DM 16.8, ad 2.
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3. H U M AN S A N D T H E I N C O R P O R E AL “ ABO V E ”
⁶⁵ See for instance SCG 3.41–5, QDDA 16, QDSC 10, ad 7. In ST, the discussion of
how we cognize “immaterial substances” in Ia, q. 88, is set under the heading of “how the
human soul cognizes that which is above itself, namely, immaterial substances,” and
comes after the discussion of self-knowledge in Ia, q. 87.
⁶⁶ ST Ia.75.7, ad 3.
⁶⁷ Aquinas discusses the owl analogy at length in commenting on its source in InMeta
2.1, nos. 282–6; and takes it up also in Sent. I.17.1.4; DV 8.3, ad 5; SCG 3.45; QDSC
10, ad 7; ST Ia.88, proem., etc.
⁶⁸ The attention he devotes to establishing this thesis seems excessive unless one is
familiar with the historical background: One of the views that entered the thirteenth-
century Parisian academy with the Arabic-to-Latin translation movement was the view
that ultimate human beatitude consists in the contemplation of separate intelligences
other than God, and that this contemplation is achievable exclusively by philosophical
means (see Sent. IV.49.2.1 for his summaries of the various arguments on offer). So
Aquinas’s denial that we can experientially grasp angelic quiddities is charged with
implications about key topics such as human teleology and its completion by grace.
⁶⁹ See note 92. ⁷⁰ See note 5.
⁷¹ For an evaluation of the philosophical argumentation in Aquinas for the existence of
such finite self-subsisting intelligences, see Gregory Doolan, “Aquinas on the Demon-
strability of Angels,” in Hoffmann (ed.), A Companion to Angels in Medieval Philosophy,
13–44.
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the senses of the body, so [it gathers knowledge] of incorporeal things through
its own self.”⁷⁶ And curiously, when Aquinas discusses this Augustinian
argument, his portrait of our knowledge of angels looks considerably more
optimistic. On the one hand, he insists that knowledge of our own intellec-
tuality does not enable us to define angelic quiddities (the same, of course, is
true of any case where the knower has no experiential access of the quiddity to
be defined), “for the act of understanding, whence we derive our scientific
knowledge of our soul’s quiddity, is far removed from the intelligence of a
separate substance.”⁷⁷ On the other hand, he agrees that our self-knowledge
does play an important role in our conceptualizing of angels. We could not
even grasp angels as intellects at all, “if our soul did not cognize, from its own
self, what intellectual being is.”⁷⁸ It is even the case that “by what we know of
our soul’s quiddity, we can arrive at scientific knowledge of some remote
genus of separate substances.”⁷⁹ In one of the most optimistic formulations,
from ST Ia.88.1, ad 1, he goes so far as to say that Augustine is right, “to the
extent that, as the philosophers also say, the science of the soul is a certain
principle for cognizing separate substances. For by cognizing itself, our soul
achieves a certain cognition of incorporeal substances, to the extent that it is
able, though not so as to cognize them simply and perfectly by cognizing
itself.”⁸⁰ In these passages, Aquinas seems to allow that, due to what we have
in common with them, we can conceptualize angels vaguely and in positive
terms—which seems strangely inconsistent with his much more pessimistic
claim that we cannot know anything of their quiddities and cognize them
only by negation.
So Aquinas’s treatment of our knowledge of “higher” incorporeal entities
poses three puzzles for us to solve. First, what is the status of our concepts of
these higher intelligences? Second, what explains the alarming looseness in
Aquinas’s optimistic and pessimistic descriptions? Third, given that even in
his most optimistic moments, he insists that we cannot know what is
distinctive of angelic intelligence in this life, how can he justify his extensive
treatments of their substance, mode of operation, willing, etc.? (Indeed, he
even seems to push his position to the point of incoherence by invoking
these detailed treatments in order to explain why we cannot know anything
about angelic quiddities!)
⁸⁵ Angels themselves are not absolutely simple: Aquinas posits in them the composition of
essence and existence, potency and act, distinguishing them from God, who is not so
composed (see, e.g., ST Ia.50.2, ad 3). It is worth noting, too, that each angel has a unique
quiddity, i.e., each angelic quiddity is instantiated once, since for Aquinas, matter is necessary
for multiplication of individuals within a species; ST Ia.50.4; QDSC 8, ad 4; SLDC 9.
⁸⁶ ST Ia.50.2, ad 1 [Leon. 5.6]; see also SCG 2.95.
⁸⁷ QDDA 7, ad 17 [Leon. 24/1.62:476–82]. ⁸⁸ SCG 2.95 [Leon. 13.568].
⁸⁹ QDDA 7, ad 6 [Leon. 24/1.61:383–92] emphasizes that the gradation of angelic
perfection is not a gradation in terms of “participating a form in different ways, as wood
participates in white,” but rather a gradation of “perfection of forms.” The point, I take it,
is that Aquinas prefers to say that one angel is more perfect in its intellectuality than
another, rather than that one angel is more an intellect (“more” a member of the genus
intellect) than another.
⁹⁰ QDDA 7 [Leon. 24/1.60:304–8]; see also Sent 2.3.1.3; QDDA 7, resp and ad 5;
SCG 2.95–6.
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human intellectual soul also has a place on this spectrum, which we will
discuss in section 3c.)
Now the crucial idea here emerging is that species-differentiation happens
differently within the two main genera of ‘substance.’ In the genus of ‘body,’
species-differentiation is “horizontal/additive.” The determinacy of each
species implies formality over and above that of the host genus. Thus each
species is constituted as a determinate kind of being by a specifying differ-
ence added to a genus. By contrast, in the genus ‘intellect,’ species-
differentiation is “vertical/quantitative.” The determinacy of each intellec-
tual species is not attributable to any formality over and above ‘intellectual,’
but consists merely in having that intellectuality to a unique degree of
perfection.
The upshot is that intellectual (incorporeal) quiddities are related to the
genus ‘intellect’ differently than corporeal quiddities are related to their
genera, such as ‘animal’ or more remotely ‘body.’ The composite quiddities
‘rhinoceros’ and ‘pig’ are animal in the same way but distinguished by their
specifying differences, which are contrary formalities. So they are differen-
tiated in that they are different kinds of animals, not in that one represents a
“higher degree of animal perfection” than the other. In contrast, the simple
angelic quiddities ‘Michaelity’ and ‘Gabrielity’ are distinct in that intellec-
tuality in one is more perfect (more comprehensively actualized) than in the
other, not in that their intellectuality is additionally determined by contrary
formalities.⁹¹
Now what is interesting for our purposes is the conclusion that Aquinas
draws for our conceptualizing of composite vs. simple quiddities. A compos-
ite quiddity, he explains, can be known partially (vaguely), whereas a single
quiddity must be known wholly or not at all. In other words, composite
quiddities can be conceptualized vaguely when we grasp one of the parts of
the quiddity. And hence even if Jane lacks a proper concept of ‘rhinoceros,’
she is still able to properly conceptualize “something of” its quiddity when she
conceptualizes it as ‘some kind of animal,’ drawing the conceptual content of
‘animal’ from her experiences of other kinds of animals.⁹² This part of the
quiddity ‘rhinoceros’ is one that it shares in common with ‘pig’: rhinoceri and
pigs are equally and in the same sense animals. Consequently, Jane can
prescind from the determining formality of ‘pig’ to arrive at the indeterminate
formality ‘animal,’ and apply this conceptual content ‘animal’ to rhinoceri
without needing to make any further qualification. The experience that
enables her to conceptualize properly the animality of ‘pig’ is sufficient to
enable her to conceptualize properly the animality of ‘rhinoceros.’ And hence
she properly conceptualizes some part of the quiddity ‘rhinoceros’ without
properly conceptualizing ‘rhinoceros’ (since she has no experience of
rhinoceri).⁹³
of which is in itself one nature, and diverse from the other. Their diversity consists in the
fact that the kind of being that rhinoceri have is not found in pigs (‘pig’ and ‘rhinoceros’ are
opposed); and yet they have a certain commonality, since both rhinocereity and pigness are
determinations of animality. This relationship between commonality and diversity is
expressed by a real distinction between genus and difference in their respective definitions.
In the case of angels, however, there is no kind of being in Gabriel that is not found in
Michael—the only real kind of being they have is ‘intellect.’ So there is no diversity
in their formalities that could ground a real distinction between genus and difference in
them.
⁹² InPostAn 2.7 [Leon. 1*/2.199:126–39], stating that one way of “knowing some-
thing without knowing perfectly what it is” is to know “something of the essence,” e.g.,
“comprehending that something is a human because it is rational, without cognizing
whatever else completes the essence”—which he denies is possible in knowing simple
quiddities; see also InMeta 9.11. Aquinas also relies on this distinction between simple
and composite quiddities in responding to an argument attributed to Ibn Bājjah (Avem-
pace) in Averroes’s Long Commentary on De anima, namely, that once one has abstracted
composite quiddities, one can simply continue abstracting the “quiddity of a quiddity”
and then the quiddity of that quiddity, until one arrives at a simple quiddity. But
repeating Averroes’s critique, Aquinas argues that simple quiddities are “in every way
dissimilar” to composite quiddities. So the proper concept of a simple quiddity cannot be
gotten by abstraction from a composite quiddity. See, e.g., Sent. 4.49.2.1; DV 18.5, ad 6;
SCG 3.41; and criticizing Aquinas’s misconstrual of Ibn Bājjah, see Wirmer, “Avem-
pace—ratio de quiditate.”
⁹³ In fact, Aquinas holds that conceptual vagueness always precedes conceptual dis-
tinctness even for entities that we do properly conceptualize; for details, see InPhys 1.1;
SBDT 6.3; ST Ia.85.3; InPostAn 2.7–8.
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What this means is that the only intellectual actuality that we have is
necessarily composed—i.e., composed of the “matter” of our intellectual
potency, and the “form” that is the intelligible species abstracted from
sensation. (Similarly, physical substances have actuality only as composed
of prime matter and substantial form.) All our intellectual actuality is
composed in this way and hence dependent on the reception of a form
abstracted from sense-experience. In contrast, an angel just is a simple
intellectual form. An angel, on Aquinas’s view, must use a received intelli-
gible species to cognize things other than itself, so its manner of cognizing
other things is composite. But in itself it has—or better is—a non-composed
intellectual actuality, whereas in itself the human soul merely has an intel-
lectual potency whose actualization is wholly dependent on the reception of
abstracted forms.⁹⁸
The composite and sense-dependent nature of our intellectual actuality
radically shapes how we understand: the kinds of intelligible species that we
use and how they represent essences, the vagueness of the concepts we
acquire from a first acquaintance with essences, the use of reasoning to
acquire more knowledge.⁹⁹ In his early texts Aquinas goes so far as to
characterize the human–angel difference in terms of a classical distinction
between “reason” and “intellect.”¹⁰⁰ And thus how we conceptualize
intellectuality—indeed, our very definition of intellectuality—is dependent
on our experience of being intellectual in an embodied way, with all the
partiality, discursivity, and dependence on sensation that this mode of
understanding entails.¹⁰¹ Nothing in my embodied and sense-oriented
experience of my own thinking conveys what the utterly simple thoughts
of separate intelligences are like. “The human soul understands itself by
its act of understanding, which is its proper act, perfectly demonstrating
its power and nature. But neither by this nor by anything else found in
material things can we perfectly cognize the power and nature of imma-
terial substances, because their powers are not adequated to something of
this sort.”¹⁰²
In placing human souls at position “0” (sheer potency for intellectual
actuality) in the genus ‘intellect,’ therefore, Aquinas seeks to achieve an
extremely delicate harmonization among three theses: (1) Humans are
authentically intellectual creatures; (2) Humans are not intellectual in the
same way that angels are intellectual¹⁰³ (in order to exclude a substance-
dualist view of the soul as essentially a weak angel joined to a body);
(3) Intellectual essences are distinguished by degrees of perfection, not by
differentiating forms.
Re (1): The authenticity of our intellectual nature is secured by the fact
that we can be in the intellectual genus in any sense at all. Even at position
“0,” our souls occupy the same continuum that angels are on relative to each
other, and have a potency for acquiring an intellectual formality that angels
already naturally possess.
Re (2): At position “0,” human souls are distinguished from angels in a
different way than one angel is distinguished from another. “0” and “1”
represent potency and minimal actuality, whereas “1” and “2” represent
weaker and stronger actualities. The lower angel is merely less simple
(having less unified and universal knowledge) than a higher. But humans
understand in a different (composite) mode of intellect altogether.
Nevertheless, re (3): Although ‘simple’/‘composite,’ or ‘angelic’/‘human,’
or ‘embodied’/‘separate’ represent distinct modes of intellection, they do not
correspond to distinct formalities added to a common generic intellectuality.
Rather, they represent irreducibly distinct intellectual quiddities at distinct
degrees of perfection. Another way of saying this is that ‘composite’ does not
designate something over and above our intellectuality, in such a way that we
could set it aside in order to uncover a generic ‘intellectuality’ that angels
and humans have in common and that is essentially indifferent to further
specification.
those particular degrees is the difference between potency and act, resulting
in different modes of intellection. Consequently, we can apply to angels the
concept ‘intellectual’ acquired through self-awareness—but only if we neg-
ate the composite, sense-dependent, gradually actualized mode of intellec-
tion that we find in ourselves. “We tend to define simple things by negation:
e.g., ‘A point is that which has no parts.’ This is not because negation is part
of their essence, but because our intellect, which first apprehends compos-
ites, cannot arrive at a cognition of simples except by removing the com-
position.”¹⁰⁴ Hence, we cannot do without negation in conceptualizing
higher incorporeal entities, for Aquinas. Even when we describe their
quiddities or mode of intellection as ‘simple,’ we are effectively conceptual-
izing them as ‘intellects, but not ones whose activity involves composition.’
In knowing material quiddities, this reliance on negation would not be so
bad: It is after all how Jane knows something of the quiddity ‘rhinoceros,’
when she conceptualizes it as ‘a kind of animal, different from a pig.’ But in
negating the body-bound character of our knowing, a further deficiency
unavoidably occurs: We are forced to conceptualize the genus ‘intellect’
improperly as though it were the kind of genus divided by different and
opposed formalities rather than by degrees of perfection within a single
formality. In doing so, we treat ‘embodied, compositely-acting’ as though it
were a formality over and above intellectuality that is opposed to some
unknown corresponding formality in angels—and we treat intellectuality
as something indeterminately common that angels and humans have in the
same way. So when we say that angels are intellects, but deny that they
have the same mode of understanding as we do, Aquinas explains that we are
instituting a distinction of reason (setting up specific differences within
the genus ‘intellect’ as though to differentiate opposing kinds of being),
where in reality there is just one kind of being differentiated by degrees of
perfection. “[In immaterial substances, genus and difference] differ only in
our consideration. Insofar as our intellect considers [an immaterial quiddity]
as indeterminate, it takes on the account of a genus; but insofar as the
intellect considers it as determinate, it takes on the account of a difference.”¹⁰⁵
Consequently, we are worse off vis-à-vis those higher intelligences than
Jane is vis-à-vis rhinoceri when she conceptualizes them merely as ‘a sort of
animal, different from a pig.’ ‘Animal’ is something that is indeterminately
common to both pigs and rhinoceri in the same way, such that what
distinguishes them is their determinate form of animality. That is why,
despite not properly conceptualizing ‘rhinoceros,’ she can still properly
¹⁰⁶ In ST Ia.50.2 [Leon. 5.6], denying that intellectual distinctions always correspond
to real distinctions in things, Aquinas says that “because angelic substances are above our
intellect, it cannot achieve apprehending them as they are in themselves, but [only]
according to its own mode whereby it apprehends composite things.” See also ad 1,
quoted repeatedly above.
¹⁰⁷ QDDA 7, ad 17 [Leon. 24/1.62:475–89].
¹⁰⁸ QDDA 7, ad 18 [Leon. 24/1.62:490–8].
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¹⁰⁹ For discussion of metaphysical vs. logical genera and the relevant texts, see Gregory
Doolan, “Aquinas on Substance as a Metaphysical Genus,” in Doolan (ed.), The Science of
Being as Being: Metaphysical Investigations (Washington, DC: The Catholic University of
America Press, 2012), 99–128.
¹¹⁰ See ST Ia.89.2, cited at note 74.
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this imperfection precisely entails; in any case, it is a moot point for our
conceptualizing of incorporeal entities in this life.
¹¹² SCG 3.46 [Leon. 14.123]. ¹¹³ SLDC, Prooem. [Saffrey 2:3–5].
¹¹⁴ ST Ia.88.1 [Leon. 5.365].
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¹¹⁵ We can see these constraints operative in Aquinas’s characterization of how angels
know material things, for instance in ST Ia.57.1–2. Strictly speaking, the negating of
sense-dependence can only justify saying that angels do not know material things through
species abstracted from sense-experience, without providing any basis for determining
how angels do conceptualize material things (if at all). But by introducing the principle
that “what is contained in lower things deficiently and partially and in multiplicity, is
contained in higher things eminently and by a certain totality and simplicity” (Ia.57.1
[Leon. 5.69]), Aquinas can draw the further conclusion that angels do have a way of
accessing material realities, and (by combining this with his doctrine of God’s creative
knowledge) suggest a mechanism, i.e., they are imprinted with intelligible species reflect-
ing God’s creative knowledge of material realities.
¹¹⁶ See ST Ia.10.1, ad 1, cited at note 104.
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4 . C O N C LU S I O N
As we now see, it is not the case that for Aquinas “nothing is in the intellect
that was not first in the senses,” regardless of whether ‘in the senses’ is taken
in reference to experiential access or conceptual content or both. Rather, in
Aquinas’s more cautious wording, the senses are the “principle” or “origin”
of all our understanding. By “origin” he means more specifically that in this
life, the senses (through imagination with the help of the agent intellect) are
the activators of intellectual understanding—not that they are gatekeepers
that restrict the intellect to experiencing and properly conceptualizing
sensible objects alone. The senses, on Aquinas’s view, are the means whereby
extramental objects act on our intellects, causing in us “their own likenesses.”
These likenesses, or intelligible species, are what inform our intellectual
potencies, actualizing in us the composite and sense-dependent intellectual
actuality that is characteristic of embodied knowers. In this actualized state,
however, our embodied intellects experience themselves and acquire a proper
concept of the kind of being that is intellectual and incorporeal in just this
limited, composite, sense-dependent way. Through self-awareness, occasioned
by the senses, the scope of our intellects extends into the incorporeal—or to put
it in positive terms, the intellectual—realm.
Aquinas’s concerns about our ability to conceptualize incorporeal things
in this life, then, have to do with entities that are ontologically superior to
our intellects: i.e., simpler, more actualized, having no association with or
relation to or tendency toward matter at all. And the barrier to our concep-
tualizing them properly is not their inaccessibility to sense per se, but the
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