24 Patrick Wormald
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‘Britons: Scottish Political Thought and the Union of 1603. CUP.
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Journal of Hstoreal Sociology Vol. 7 No. 1 March 1964
ISSN 0952-1609.
Sidestepping Capitalism: on the
Ottoman Road to Elsewhere*
TOSUN ARICANLI and MARA THOMAS
‘Abstract Mapping productivist loge derived from the history of capitalism onto the
rest of the world blocks the view of alternative systems, and thelr internal loge.
“Theortes ofthe capitalist state can capture neither the nature of the non-capitalist
lates nor those states" social and economic relations. Our alternative formulation of
‘the Otfoman state disassociales class, property, and distribution from the sphere of
production and associates them with the state. Thereby, Ottoman history sheds its
‘etniled cloak and the Ottoman state comes to life: motion, change and class confiet
[Be things Ottoman once again.
Introduction
Before capitalism some social systems outside western Europe —
‘such as the Ottoman — were in a process of transformation that led
elsewhere." Yet. the histories of these regions are written after the
pattern of experience of their west European counterparts, utilizing
the same concepts and themes.* There isa wealth of eritical literature
discussing the flaws of these Eurocentric histories. In critiquing the
limits of the existing accounts, this literature identifies what the east
‘was not. Disappointingly, the criticism does not gomuch beyond this
identification.
‘Our purpose is to begin telling the story. It is our contention that
the history of the Ottomans can be reconstructed utilizing the
concepts of the Eurocentric accounts —such as state, class, property
and distribution — while qualifying their meanings. Moreover, we
argue that in the Ottoman context the interactions among these
concepts are quite different from the west European case.
We hold the following views on the state of analysis of historical
change in non-European societies. The historical trajectory of western
Europe can neither define the course of a non-European historical
transformation nor is it suitable for constructing a comparative
model encompassing both the European experience and the rest of
the world. Thus, when an analysis of non-European change is
attempted, the explanatory potential of some ofthe classical postulates
ofliberal and Marxist social theory needs to be explicitly scrutinized,
Moreover, liberal and Marxist theories are at their best as theories of
a specific historical development, i.e. that of capitalism in western
Europe.® Likewise, they are at their weakest when understood as
trans-historical theories of social development. Yet, the predominant
‘Rasen by ache Posters 108 Covey Raa. Ort ke 1, Ut and 384 Mas rs, Ctee, MA 242 A
We26 ‘Tosun Ancankt and Mara Thomas
trend in Marxist and modernization studies of the ‘Third World’ has
tent Sead these theories in terms of the latter understanding. The
veer 1s thus taken as the primary referent; the ‘West’ becomes the
sre ard for trans-historical and cross-cultural “universals.’ This
Sroduces the all too commor, though unacknowledged, contiation of
Prositie categories with historically specific cultural categories such
as class, state, and property.*
"Whettier non-European societies underwent social and political
treneformation is not at issue. They did! And there is good evidence
UPmevernent on a path resembling neither the motion of capitalism
orto feudal predecessors. Our concern hereis with the identification
not he character of that movement. The basic problem with social
fierce of the non-European world is the petrified account of tts
‘Ron capitalist past. Given the ‘universalist’ approach of moderniza¥icr
Theories the character and the dynamics of the ‘traditional’ society
jreot specified. Concentration ison the'process’ of modernization a8
se rensequence of the encounter with Europe, providing a stil-Hfe
a conirization of the ‘traditional’ epoch. Furthermore, the
(resumably universal concepts applied in mapping out the historcts
prcetacle cannot ive life tothe earlier structures in most of he word
wiore the period of European colonization or ‘encounter.’ Those
ae ncepts begin to assume auniversal character —ifatall—only ater
the dawn of the capitalist era.
"The dynamism of Ottoman history remains invisible as long 95
transformation Is associated solely with the sphere of production. To
Jmgnstrate this we will erically discuss the following four categories
ceo ttoman history: the identification and definition of class(es), i the
concept of ti) the distribution of social surplus — within the
sontentofthe state, —andW) the state. We willbe following the Ottoman
soni to reach a reformulation of articulations that were non-moder.
yet, viable and dynamic. Itwillnotead towards charted territory such
yet Mpitalism or modernity. The counterfactural question, where te
2 ould have led had the encounter with capitalism not taken place,
oat tlevant. Our problem is to identify the movement itself not its
*s Sioed destination. Its necessary to capture the movement and
Uitracterize its own dynamics which continue into the post encounter
toriod in order to avold falling back on the Eurocentric model which
Paste more shade than light on alien structures.
‘Chase and property are the two categories of social analysis that
provide the dynamism of European history. The motion of Oem
Pietory can also be understood through the interaction of these
etegores, but not as aninteraction of classes over property. On the
canary, in the Ottoman context both class and property can be
conjeretood only in relation to the state. Definition of the dominant
inss Ie problematic in itself, and property inland, the baste source
‘Sidestepping Capitalism: on the Ottoman Road to Elsewhere 27
ofourpius. does not evolve into private property. In the Ottoman case
Imeration of ans a eines a sytem bt wit the exit
clusion ofthe state, as opposed to the modern European context
wihere state is understood as a derivative of lass’ and society”
Class
‘A discussion of class in the Ottoman framewc
rk raises
ecules, Te iets the eneation feudal clases n mapping
out Ottoman social iteration nhiatory. The aecondidentifotion
[cass as an ently separate from the concep of the sate
e Marxian concept of class ‘takes its content or meaning i
analysis of the ourgeie tert clus for whom po fon and
property acquire primary importance vi-a-is bath its postion of
ower and lgiimatingdelogy.* Marxprivlgentecontradicion
between wage labor and captal as the driving free of all history. In
1g, he risks the presumption that control over production or
ownership of the means of production translates into a medium of
‘non-capitalist societies. This extension of to
tballhistery educes relations of domination oprosucton rations,
comprehended as class antagonism, and precludes an analysis of
non-clase relations of domination, striction and diferentation
— isness enters the analysis as an added dimension to identify
In the Ottoman context no dominant
no dominant social group fit a
category ofc cass aie ownersipathe means ofpreduction
or pation n the production proces. The cae of econo activiy
veling the major pert of surplus in the Otlomen contest was
. 1s were relatively insignificant
tothe merchants and to thelr counterpart in south Asia oe the
wesem Mediterranean* Nor did their guild organizations enjoy
Bolla autonomy comparable to that of European ties Artisans
andthe gulds remained, by andlarge as organizations provisioning
man cities, which can best be identified as seats of bureaucr:
Inagrealture astrataofclammants onagarian surplus superficially
resembled landiords, but they were neither independent of the
central political power, nor were their claims ‘property claims. Their
attempt to monopolize the surplon on “ale property ook pice
within the realm of state practices, without a challenge tothe right
of the central power to elther ‘property surpis, The claimants
ight a share of state revenue through their privileged positions,
within the state. They did not make permanent claims on factors of
reduction, Individuals’ ances to the ageulural surplus did not
[reo cencommiany br Uedersmnena mean spree
‘represented political confrontation among individuals within28 ‘Tosun Ancanh and Mara Thomas
a context of legitimate state practices. And, as far as the specific
tersons and their successors were concerned, continua of claims
pete systematically regenerated, they were neither institutionalized
were syssciated with the emergence of privileged classes of the
‘Buropean type’ such as the nobility.
ret arho would choose to analyse Ottoman history through the
European paradigm have two cholees with respect to resolving the
cance ownership of landed-property. The first isto seek a landlord
gas and assume a property relationship; this option s not supported
by history. The other option isto acknowledge the reality ofthe state
py | consider it the dominant class. This may seem appealing since
amctiles the issue of ownership of the means of production. in the
sete that arable land would then belong to a class — or the state.
However, from a theoretical point of view this is no solution at ali
vighin this approach because ‘property’ here has nothing to do with
the production process itselfand the bureaucracy or the army in the
ere Prran context does not have the active class role in production
Chations. In Ottoman history property serves the function of
wettishing a legal basis to inhibit private claims and inviolable
seize toland, The dominant class in terms of property relations does
act pave a role in the production process. Nor does the state, as the
eyure land ‘owner. have the role of a landlord in produetion,
“Fie next possible group we can look to are the peasants. In terms
of mlative position of agentsin the production process, the peasantry
tethe only candidate who can fil the subordinate role in a possible
eMtext of conflict. however, without a corresponding landlord class
(othe production process. The relation of the subordinate and the
Superordinate is nota labor relation as described in the materialist
sapiyoes of capitalism, feudalism, or slavery. Instead, the relation
aaadins one of distribution of surplus within the domain of state
Tractice, Another peculiar spect ofthe Ottoman case Is the locus of
eratlct over distribution of surplus. As opposed to the landlord
{peasant pair in the accounts of European feudalism: n the Ottoman
Pease central government and the ‘would-be landlord!’ were the
‘major parties in conflict.”
lor Peat candidate for a dominant class independent of the ‘state
with control of its own material means of reproduction is the
wit pants." While we could conceptualize merchants as a class on
Thebasis of similar material interests. this does not yield a ‘dominant
caer in the Ottoman context. If another potential basis in addition
CaS terial interests for the emergence of class identity of merchants
tomatic of religious, the Ottoman social process simply did not
gee weight to such criteria. Rather, the Ottoman administration was
aie weted in perpetuating the cosmopolitan nature of its social
tnganization, notin accentuating ethnic differences that might have
‘Sidestepping Capitalism: on the Ottoman Road to Elsewhere 29
led to conflict. Unification of the interests of those
tient a the vourgeate onthe basi of ther mater terest
mushroomed in the Ottoman lands only after the triumph of local
a in the nineteenth century
to other criteria by which to identify the dom!
untenne sory. rjaication and coherence te boreal
and military strata associated with the state was the primary social
comstuted category that demonstrated consciousness or coheaveness
against other categories — such as ethnic or occupational. While in
this instance identification of consciousness is not problematic,
classifying the conscious category as a class creates difficulties.
‘Specifically. the problem in treating the state as class is that any
conflict which may exist within the state cannot be adequately
interpreted if all the constituent elements of the state are identified
as one and the same. This is of particular importance because most
of the conflict that affected the structure took place among agents
that can Best be identified as affliated with the government or the
‘army. The conflict of different functional groups within the bureaucracy
and the army are organized around distinct material benefits based
on various forms of acess to surplus, Then, the Tunctona groups
jemselves, rather than the greater of the st
ter canduiates lobe ented aseises
Consciousness relating to the state as a whole,
ane by al the constitent groupe under the sae ube, Each
subsection or functional group had a group identity which enhanced
its solidarity based on its regional or occupational role within the
administrative mechanism. Yet the identity of these groups which
‘sometimes worked against central policies can be defined as a form
of consciousness opposing the function and role of the st
= role of the state in the
Taio
syneracios of Ottoman Social Stratification: Class Nature of
While the functional categories ind.
jependent of the state in sock
veprodin canna be inte as dominant soll laste, maor
functional categories created by the administrative mechanism —
such as the cavalrymen and the standing army — come closer to a
socal category that enters info ‘dass relations tn the social
structure. Their continuity and embeddedness in the
ure 7 ty |dedness in the social fabric is
In this sense, functional layers within the state can be
classified as
‘semi-autonomous social categories. These functional layers did not
come and go. They represent longstanding, well-defined material
interests within the bureaucratic mechanism. In the analysis of