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V. K. Kumar
West Chester University of Pennsylvania
Department of Psychology
The Peoples Building
West Chester, PA 19383
and
Ronald J. Pekala
Coatesville VA Medical Center
1400 Black Horse Hill Road
Coatesville, PA 19320
Abstract
Felicitas Goodman (1990) observed that naive participants experienced unique
trance states, characterized by specific visionary content, when they assumed
particular postures and listened to monotonous rattling. Students (n = 284), enrolled
in various sections of the course Introduction to Psychology, experienced one of four
conditions with their eyes closed: Sitting Quietly with and without Drumming,
Standing (Feather Serpent) Posture plus Drumming with and without Suggested
Experiences. Participants completed the Phenomenology ofConsciousness Inventory
(Pekala 1982, 1991c) and wrote narratives following their respective stimulus
conditions. Participants reported less imagery, joy, and absorption, but more internal
dialogue, self-awareness, and muscular tension in the posture, compared to the
sitting quietly, conditions. Goodman's results of specific posture (content-related)
effects with naive participants were not replicated.
Summary Statement
The major purposes of this study were to examine: (a) if monotonous percussion
drumming for 15 minutes is associated with phenomenological effects different from
a baseline condition of sitting quietly without such drumming; (b) if a certain
standing body posture, when combined with monotonous percussion, is associated
helps to empty the mind, to give the sensation of floating away, and to make sounds
seem to come from further and further away. At this point new ideas begin to surface
which are to be explored without straining. Dacey stressed the importance of proper
instruction and practice for the technique to work effectively. Dacey provided no
data, however, to support the validity of the technique in improving imaginative
ability.
However, Goodman's conclusions concerning participants' visionary content
and the relationship of posture to content, were based on a subjective analysis of the
narratives written by her participants in relation to their trance states. Consequently,
her interpretations might reflect personal beliefs about the existence of alternate
realities and her knowledge about mythology and culture. Her participants were
probably not fully naive; they might have recruited each other. Furthermore, they
might have been attracted to her workshops to experience "alternate realities" as this
workshop announcement (Course #1524, 1993:83) suggests:
Goodman says, "Depending upon the posture assumed, there might be a spirit
journey, a metamorphosis into an animal or plant, divination, healing,
empowerment, or the calling of the spirits. What makes the visionary
experience possible is the religious trance, a physical change which all
humans are capable of, and which acts as the doorway to the alternate
reality."
Cardefia (personal communication, February 24,1997), based upon his personal
attendance at Goodman's workshops, suggests that her research is highly contaminated
with demand characteristics and expectancy effects.
Shamanism
In her work, Goodman (1990) made references to shamans and the use of the
postures in undertaking a spirit journey (or a religious trance). Shamanism, a practice
known to cultures all over the world, dates back anywhere from 20 to 40 thousand
years. A shaman may act as a physician, psychologist, diviner, or a source of other
secular and sacred knowledge. To access information from the spirit world, or
alternate reality (Harner 1980), the shaman enters a trance state with the use of
monotonous percussion, such as the beat of a drum or rattle. Such journeying has
been referred to as "soul journey" or "magical flight" (Cardefia 1996:86; Eliade
1964:5; Winkelman 1986:175). The shaman voluntarily enters and leaves the
alternate reality, retaining full memory of the events which occurred in the spirit
world, to report on those events. However, Cardefia (1996:87) noted that such
control is not absolute since "unexpected images may suddenly appear, terrifying
sensations of dismemberment may ensue."
According to Hamer, the increase in interest in shamanic practices among
contemporary people, raised in a scientific world, derives from a need to conduct
"personal experiments" to test the limits of nature and reality not unlike those who
try out psychedelic drugs for personal enlightenment. Harner also cited the rise of
holistic medicine and greater interest in nature and the environment as compatible
with shamanic practice.
Shamanistic "trance states" may have phenomenological commonalities with
deep hypnosis (Cardefia 1988a, 1988b) and other altered states of awareness (Tart
]}_ Anthropology of Consciousness [8(2-3)1
Experience (Body Image, Time Sense, Perception, and Meaning), Positive Affect
(Joy, Love, Sexual Excitement), Negative Affect (Fear), Imagery (Amount, Vividness).
Significant decreases were found for Self-Awareness, Arousal, Voluntary Control,
and Internal Dialogue. Wright's results may hardly be considered surprising,
inasmuch as she used participants with prior experience with shamanic journeying,
meditation and visualization techniques. Furthermore, Wright gave specific
instructions to her participants about the nature of experiences to expect.
Method
Participants
Participants were 284 students (approximately 54% females and 46% males, age
range between 17 and 38, mean age = 20) from several sections of "Introduction to
Psychology" at West Chester University. Students participated to fulfill a departmental
research requirement. Nevertheless, participation was voluntary inasmuch as the
Anthropology of Consciousness (8(2-3))
students were given a choice among several ongoing departmental projects and they
could terminate their participation at any time with impunity. Data for nine
participants were eliminated because of incomplete responses.
Drumming
The drumming was done for 15 minutes on a 16 inch, mylar drum with a tympani
mallet. Using earphones, the drummer could check the cadence with a commercial
drumming tape (Foundation of Shamanic Studies 1989). Live drumming was
maintained at three beats-per-second.
Drumming was preceded by a three minute breathing exercise for each group.
The 15 minute and three minute configurations were used to be comparable with
Goodman's (1990:225) work. Also, there is some evidence with naive participants
which shows that theta production starts to increase at nine minutes of drumming
exposure and plateaus at 15 minutes (Maxfield 1990).
Selection of a Posture
Two criteria were used to select the experimental posture: (a) how easy it was
to assume the posture given an auditorium with no carpeting and physical ability of
most students—thus, lying or sitting on floors and those requiring athletic abilities
were not chosen; and (b) the reported nature of postural effects—those presumably
leading to possibly frightening experiences, producing loud calls, songs, or answers
to questions or problems were not chosen.
The "feathered serpent"2 posture (Goodman 1990:170) seemed to meet the two
criteria listed above best. It is a standing posture in which the feet are placed about
6 inches apart with toes pointed straight ahead. The knees are slightly bent, but not
in a locked position. The hands rest on the hips with cupped palms facing upwards.
The head is held straight ahead with eyes closed.
Goodman noted that this posture is reliably traced to hunter gatherers pictured
on rock faces all across Siberia dating back to 5000 BCE. An effigy from the fourth
millennium is frequently found standing in this posture. Goodman named this
posture after the ancient Meso-American being the "feathered'serpent." She
reported that trancers often experience the presence of the feathered serpent with
this posture. However, since Westerners are unaware of the feathered serpent, they
usually describe their images in terms of animals or creatures which they know, for
example "a seal with feather stuck in" or "an eagle, but may be more like a caterpillar"
(Goodman 1990:170).
"The core of the experience is the eternal renewal of life" (Goodman 1990:169).
This is classed as a death/life posture by Goodman. The outstanding features that the
posture mediates are: (a) being carried aloft; (b) falling into what might be a hollow
mountain or cavity; (c) resting; and (d) rising once more. In having one or more of
these experiences trancers frequently feel movement up or down, feel tired, experience
a dance following a repose of death, observe a fire of regeneration, and then rise up
in a different form, rarely human. A bird is often seen or represented. The movement
and regeneration can be felt as a surge of energy; other experiences include heat,
color, and geometric patterns, such as spirals.
Procedure
Students participated in the study in groups of about 20 to 25. Each group
Jun-Scp 1997 Posture and Drumming 77
experienced one of four conditions, assigned randomly, until each of the four
conditions had 65 or more participants. The four conditions were: sitting quietly,
eyes closed (baseline) (SQ-B); sitting quietly, eyes closed, with live repetitive
drumming, (SQ-D); standing posture with live drumming (SP-D); and, standing
posture with live drumming and suggestions (SP-DandS). In the latter two
conditions participants kept their eyes closed and received live, repetitive drumming.
Students signed up for the experiment on a bulletin board which announced
that the research concerned examining subjective experiences while listening to a
drum beat in a certain posture. The first author conducted all the groups. After
thanking the students for coming to the experiment, they were told that we were
interested in their subjective experiences in response to certain stimulus conditions.
They were then asked to complete the informed consent form (which also stated that
the study involved examination of subjective experiences in response to assuming a
posture and listening to a drum beat).
After the informed consent form was completed, the relevant definitions of the
various dimensions of PCI were reviewed. Participants were instructed that they
would be filling out the PCI in response to a 15 minute stimulus period. They were
also told that they were to write narrative comments in their own words about their
subjective experiences after completing the PCI. Students were assured that all data
would be kept strictly confidential, there were no right and wrong answers, and our
primary interest was in their subjective experiences as they related to the stimulus
conditions. They were also told that different people have somewhat different
experiences and therefore they need simply to concentrate on their own experience.
Lights were dimmed during the duration of the stimulus conditions. The specific
instructions given to each group were as follows:
Sitting Quietly-BaseUne (SQ-B). Students were told:
This will take less than 20 minutes. First you will sit comfortably, close
your eyes, and concentrate on your breathing for 3 minutes. I shall tell you
when the time is up. Then you will continue to keep your eyes closed and
continue to sit quietly for 15 minutes. That will be the end of the stimulus
period. (No other information was given about drumming or other stimulus
conditions.) All right, here we go. Sit quietly in your chair, close your eyes,
and concentrate on your breathing. Notice especially, how the air feels just
as it leaves and enters your nostrils. Concentrate on your breathing. Continue
to concentrate on your breath until I say to stop in about 3 minutes. Then
keeping your eyes closed, continue to sit for the entire time period of 15
minutes. I shall tell you when to stop.
After 15 minutes students were asked to complete the PCI and then to pick up
a debriefing form as they left. The debriefing form simply indicated the purpose of
the study in most general terms as was stated on the sign-up sheet. The debriefing
also included telephone numbers of contact persons if they needed any further
information about the study.
Sitting Quietly With Drumming (SQ-D). Participants were instructed the same
as group SQ-B, but they were informed that while they sat quietly for 15 minutes,
they would experience the stimulation of a beating drum.
Standing Posture with Drumming (SP-D). Participants were first taught the
78 Anthropology of Consciousness [8( 2-3) J
Results
Eliminating participants who responded unreliably resulted in 263 participants
on whom the rest of the analyses are based.
PCI Intensity Differences
To avoid multicollinearity problems, separate multivariate analyses were
performed on the PCI minor and major dimension scores. The multivariate analyses
revealed significant overall effects for both major [Hotelling's approximate mult
F(36,740) = 3.77, p < 001] and minor [Hotelling's approximate mult F(42,734) =
2.67, p < .001] dimensions. These analyses were followed by univariate analyses of
variance on each of the dimensions. An a = .01 was used to evaluate each of the
univariate analysis of variance. Kramer's modification (for unequal n's) of Tukey's
test were used to test pairwise comparisons (p - .05) using among means where
univariate F tests were significant (Hildebrand 1986). Table 1 presents the means,
results of univariate analyses of variance, and post-hoc tests for all PCI major and
minor dimensions.
PCI Major Dimensions. Six of the 12 major dimensions showed significance:
Positive Affect, Visual Imagery, Attention, Self-Awareness, Internal Dialogue, and
Arousal. The post-hoc results were:
Jun-Sep 1997 Posture and Drumming 79
Table 1
Differences on PCI (Sub)Dimensions2 Among the Four Groups
1 2 3 4
SQ b SQ-D SP-D SP-D&S F p Post-hocc
a
Scores ranged between 0 (none or little) and 6 (much or complete).
^SQ-B - Sitting Quietly: Baseline (Group 1, n - 72); SQ-D - Sitting Quietly With Drumming (Group
2, n - 73); SP-D - Standing Posture with Drumming (Group 3, n - 58); SP-D&.S - Standing Posture with
Drumming and Suggestions (Group 4, n - 60).
c
Post-hoc column indicates which groups are significantly different (.05 level).
80 Anthropology of Consciousness [8(2-3)1
Table 2
Correlations and Results of y} tests for Pattern Effects
Correlations Conditions
SQ-D SP-D SP-D&S
Conditions X^ Values
(16) (P<.09)
(28)
Hypnoidal Effects
The regression equation reported by Pekala and Kumar (1987) was used to
compute hypnoidal scores for participants in the four experimental conditions. (It
may be recalled that hypnoidal scores are predicted Harvard Group Scale scores.)
Since the regression equation generated by Pekala and Kumar (1987) used a 7-
point scale (rating scale of 0 to 6), the PCI scores obtained on a 5-point scale in the
present study were first linearly transformed to a 7-point scale. A one-way analysis
of variance was conducted to see if the four groups differed significantly on hypnoidal
scores. The results yielded a significant effect for groups [F(3,259) = 5.56, p - .001;
MS Error = 2.08]. The means and standard deviations for the four groups were: SQ-
B (M = 4.94, SD = 1.34); SQ-D (M = 4.82, SD = 1.58); SP-D (M = 4.09; SD * 1.38);
and SP-DandS (M = 4.23; SD = 1.45).
Kramer's modification of Tukey's test was used to test pairwise differences among
the four means (a = .05). The analysis revealed that while the two sitting quietly
conditions did not differ from each other, these two groups differed significantly from
the two posture groups. The two posture groups did not significantly differ from each
other. (It may be noted the results were same when the analysis was done using the
original 5-point ratings.) An examination of means suggest that the two sitting
quietly groups experienced significantly greater hypnoidal effects than the two
posture groups.
Discussion
sitting quietly conditions. Specifically, the posture conditions were associated with
less imagery (amount and vividness), less joy and love, and less absorption than the
sitting quietly conditions, but more internal dialogue, self-awareness, and muscular
tension than the baseline sitting quietly condition. This is interesting because,
although drumming and posture are regarded as means to facilitate "soul travel" and
generate "internal imagery," there was actually less imagery reported in the posture
and drumming conditions relative to the sitting quietly condition. Because posture
can affect the phenomenology of one's stream of consciousness (Pope 1978, cited by
Cardefia 1988b), one wonders to what extent a standing posture with naive
participants had a negative, instead of a facilitating, effect upon production of
imagery, alteration in awareness, etc. It may be recalled that Kremer and Krippner
(1994) also observed a physical discomfort on the part of their participants.
The baseline sitting quietly condition can be conceptualized as a daydreaming
condition (Pekala 199 la), since participants, upon closing their eyes, have an inward
focused attention that is characterized by a great deal of visual imagery and internal
dialogue with themselves. Such an inward focus is also usually associated with
increased positive affect (Pekala and Levine 1981, 1982). Hence, it may not be
surprising that the sitting quietly baseline condition was associated with more
significant phenomenological effects than the posture condition which might
militate against daydreaming, imagery production, alterations in awareness, etc.
because of the requirement to hold the standing posture for 15 minutes.
The PCI phenomenological assessment did not support Goodman's contention
that the "feather-serpent" posture is a "death/life" posture with corresponding visual
content. Even when the participants were given suggestions as what to expect by
assuming the posture, there was not a significant alteration in reported
phenomenological intensity effects (i.e., the lack of increased imagery, etc.). The
content analysis, however, showed a shift in content in the suggested direction.
Additionally, the standing posture condition without the suggestions (but not the
standing posture with the suggestions), was associated with more anger than the
sitting quietly conditions. This suggests that the participants were probably upset at
having to stand in the "feathered serpent" posture; anger that was assuaged when
they were given certain expectations for this posture.
The results of the present study suggest that Goodman's conclusions reported in
her book may be more a function of demand characteristics that are imparted to the
participants, than any effects attributable to posture and drumming. Additionally,
her results may be attributable to subjective analysis of participants' narratives by
Goodman herself.
Furthermore, it is possible that seminars that purport to teach "soul travel" may
matriculate into their classes highly hypnotizable individuals, who are likely to have
the elaborate fantasies reported by "soul travelers" at any hint of suggested effects
operative due to uncontrolled demand characteristics.
Pattern and Altered State Intensity Effects
Jennrich's tests showed that the organization of subjective experiences on the
major dimensions only differed significantly between the SQ-B group and the other
three groups (p < .01). The former result implies that addition of drumming, a
standing posture, or a posture and suggestions to the sitting quietly condition makes
84 Anthropology of Consciousness [8(2'3)J
a significant pattern difference relative to the sitting quietly condition. The fact that
the altered state dimension of the PCI was not significantly different among these
conditions suggests that an altered state of consciousness (Pekala 1991b) was not in
evidence. Hence the drumming condition can be conceptualized as associated with
a discrete state of consciousness (Pekala 1991a) in comparison to the baseline
condition, but not an altered state. This is contrary to expectations since an altered
state effect for the drumming and the postures was anticipated.
Although the SQ-P and D group had the maximum number of significant
correlations relative to the other three groups (see Table 2), the magnitude of the
average correlation and the average significant correlation was not different from the
other conditions. These results, in conjunction with the Jennrich results, again
suggest that neither with the drumming, nor the standing posture (with or without
suggestions), was there a major reorganization in pattern structure that is hypothesized
by Tart (1975) to be associated with an altered state of consciousness.
Hypnoidal Effects
Although the results did not support an altered state of consciousness, it can still
be wondered if the drumming or posture condition may have been associated with
a "trance" state, such as might be engendered by hypnosis. The pHGS scores, a
measure of the hypnoidal effects associated with a given stimulus condition, allows
one to quantify the hypnoidal state. The results showed that the two sitting quietly
groups differed significantly from the posture groups; the latter (posture) groups had
significantly lower mean pHGS scores than the former groups. These data suggest
that the sitting quietly groups had greater "trance" effects than the posture conditions.
Again, contrary to expectations, the posture groups were associated with less altered
effects than the sitting quietly groups. This may partly be explained by the use of the
standing posture which probably precluded occurance of hypnoidal effects, due to
the increased "effort" expended to stand, as opposed to a seated or more relaxed posture.
Narratives
Forty percent of the participants in the Standing Posture With Drumming and
Suggestions (SP-DandS) condition reported elements of imagery as per Goodman's
claims. Furthermore, proportions of participants reporting these elements were
significantly greater in the SP-DandS group relative to the two sitting quietly
conditions. These results can be seen as unexpected given the previous results with
the PCI that showed decreased imagery in the posture conditions relative to the two
SQ conditions. However, the PCI measures the amount of imagery and its vividness.
In contrast, the content analyses measured the quality or nature of that imagery. The
fact that the suggestion condition (SP-DandS) was associated with significantly
more appropriate imagery content than the two baseline conditions, but not the
standing posture condition without the suggestions (SP-D), implicates not only
effects of suggestions but perhaps demands characteristics as well. Combining
posture with drumming may result in providing a more ceremonial context than just
sitting quietly with or without drumming; adding suggested effects to posture and
drumming more clearly brings out the anticipated effects per Goodman's descriptions.
However, there are some important notes of caution in the interpretation of the
narratives in all conditions: (a) although interpretation was minimized in looking for
the elements, subjectivity still remains in this type of analysis; (b) the narratives
Jun-Sep 1997 Posture and Drumming 85
seemed to have been influenced by the wording of the questions on the PCI, which
participants completed before writing the narratives; and (c) many participants
indicated that they had memories, images, thoughts, but they did not elaborate on
their content. Further research is necessary with two important methodological
differences: (a) participants be given instructions to write in detail the content of
their subjective experiences; and (b) participants be asked to write their narratives
immediately after the experience and then complete any rating forms. Differences
between shamanic practitioners and a less interested population, such as freshmen
in an introductory psychology class, might also be examined. It may also be of interest
to examine the personal (growth enhancing or otherwise) benefits participants
report in reference to the use of drumming and postures.
The results suggest several caveats for future research, however. Future research
needs to use experienced participants who wouldn't mind standing in the appropriate
posture, if standing postures are used, while also trying to assess for individual
differences measures such as hypnotizability level. Additionally, a pseudoposture for
which particular suggested effects are created or simulated, and not justified by
readings or interpretations of the anthropological literature (Goodman 1990) needs
to be assessed. If participants generate subjective experiences congruent with
expectancies of "faked" postures, then a strong case can be made for the impact of
such expectancies on the reported results.
On the other hand, it may be that part of the effect of the drumming and posture
is embedded in the ecology of the experience, and trying to "rip the wings off the
butterfly," so to speak, by divorcing the posture or drumming from its putative
anthropological matrix, may destroy the phenomenon in the process. In other
words, relevant effects may only be possible if the suggested phenomena are
compatible with the participants' belief systems. Nevertheless, an experimental
approach that controls for demand characteristics, expectancy, experimenter bias,
and set/setting is needed to justify Goodman's assertion that particular postures
"drive" particular types of religious trances.
Notes
Acknowledgements: This is a revised version of the paper presented at the annual meeting of the
American Psychological Association, Toronto, Canada, 1993. The authors are thankful to Etzel Cardefta
and De De Hughes for their helpful comments in revising an earlier version of this paper.
1
A workshop announcement (Course #1524, 1993, p. 83) noted that 45 postures have been
evaluated for their trance effects.
1
It must be noted that the characterization of the "feather serpent" as described by Goodman is not
to be confused with the Quetzalcoatl, the "plumed serpent," myth (Se'journe' 1956).
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