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Pediatrics and Neonatology (2018) 59, 147e153

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Original Article

Association of preterm birth and small for


gestational age with metabolic outcomes
in children and adolescents: A
population-based cohort study from Taiwan
Yu-Ting Huang a,c, Hsiang-Yu Lin a,c, Chung-Hsing Wang b,c,
Bai-Horng Su a,c,*, Che-Chen Lin d

a
Department of Neonatology, China Medical University Children’s Hospital, Taichung, Taiwan
b
Department of Genetics and Metabolism, China Medical University Children’s Hospital, Taichung,
Taiwan
c
School of Medicine, China Medical University, Taichung, Taiwan
d
Management Office for Health Data, China Medical University Hospital, Taichung, Taiwan

Received Jan 22, 2017; received in revised form Jun 21, 2017; accepted Jul 18, 2017
Available online 25 July 2017

Key Words Background: Previous studies have identified preterm birth and/or small for gestational age
metabolic outcome; (SGA) as risk factors for features of the metabolic syndrome, including high blood pressure, in-
preterm birth; sulin sensitivity and atherosclerosis, occurring later in life, with controversial results. We con-
small for gestational ducted this population-based cohort study to investigate metabolic outcomes in those with
age (SGA) former preterm birth and/or SGA status in Taiwan.
Methods: Data were obtained from Taiwan’s universal National Health Insurance Research
Database. From 1996 to 2004, 37,119 preterm infants, 3386 SGA infants, and 162,020 matched
controls were included. We investigated the risk of the metabolic disease, including hyperten-
sion, diabetes, and hyperlipidemia, which had been recorded by the end of 2008.
Results: The preterm and SGA cohort, combined into one, had a significantly increased risk of
developing metabolic disorders when compared with the comparison cohort (HR Z 2.46, 95%
CI Z 2.02e3.01). We observed that children with former preterm and SGA status in Taiwan had
a higher risk of developing hypertension (HR Z 3.24, 95% CI Z 1.58e6.67), Type 1 diabetes
mellitus (HR Z 1.80, 95% CI Z 1.05e3.07), Type 2 diabetes mellitus (HR Z 2.49, 95%
CI Z 1.98e3.14), and hyperlipidemia (HR Z 2.14, 95% CI Z 1.29e3.52).
Conclusion: Our study revealed the risk of metabolic disease in those with preterm birth

* Corresponding author. Department of Neonatology, China Medical University Children’s Hospital, 2, Yuh-Der Road, Taichung, 404,
Taiwan. Fax: þ886 4 2203 2798.
E-mail address: subh1168@gmail.com (B.-H. Su).

http://dx.doi.org/10.1016/j.pedneo.2017.07.007
1875-9572/Copyright ª 2017, Taiwan Pediatric Association. Published by Elsevier Taiwan LLC. This is an open access article under the CC BY-
NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
148 Y.-T. Huang et al

and/or SGA. Further studies with a longer duration of follow-up are required to confirm if
there is a tendency for the metabolic syndrome to develop in this study cohort.
Copyright ª 2017, Taiwan Pediatric Association. Published by Elsevier Taiwan LLC. This is an
open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/
by-nc-nd/4.0/).

1. Introduction outpatients’ and inpatients’ data, according to the Inter-


national Classification of Diseases, Ninth Revision (ICD-9).
Preterm births (less than 37 completed weeks’ gestation) In order to protect the privacy of the insureds, all personal
account for almost 10% of all births worldwide, represent- information was encrypted with proxy identification codes
ing more than 15 million births globally every year.1 The before it was released to the research team. This study
development of neonatal intensive care units and was approved by the Ethics Review Board of the China
advancement in the quantity of facilities and care skills for Medical University (the approval number is CMU-REC-101-
prematurity in recent decades has dramatically improved 012).
the prognosis regarding both morbidity and mortality for
very low birth weight (VLBW) infants (<1500 g). More than 2.2. Study population
50% of babies born at 24 weeks gestation, and 70%e90% of
VLBW infants of GA 28 weeks generally survive longer. This was a retrospective population-based cohort study. We
This amelioration has led to the growth of a population with collected data on preterm infants (ICD-9-765) and SGA in-
former preterm status and related comorbidities.2,3 fants (ICD-9-764, and excluding 764.2 and 764.9) as case
A number of studies have identified preterm birth and/ cohorts (preterm and SGA cohort) from 1996 to 2004. The
or small for gestational ages (SGA) as risk factors for fea- preterm & SGA cohort was also categorized into the two
tures of the metabolic syndrome in later life, including high following sub-cohorts: a preterm sub-cohort, comprising
blood pressure4e6 and insulin resistance.7,8 However, some infants with code ICD-9-765, and an SGA sub-cohort, con-
studies indicated a non-negative impact of preterm birth on sisting of infants with code ICD-9-764 and excluding pre-
atherosclerosis,9 and some found a modest relation be- mature (ICD-9-765) infants. The comparison cohort was
tween arterial stiffness and gestational age and/or birth selected from the normal birth infants and frequency
weight,10 while others declared no evidence that reduced matched by gender, urbanization, and parental occupation
insulin sensitivity in adulthood was associated with at 1:4 ratios. In this study, we intended to investigate the
prematurity.11 risk of the major components of metabolic disease. The
Because metabolic diseases increase the risk of heart constituents of metabolic disease were defined here as
disease and cerebrovascular disease, we conducted this individually diagnosed hypertension (ICD-9-401-404), type 1
population-based cohort study to investigate the associa- diabetes mellitus (type 1 DM, ICD-9250.01, 250.03, 250.11,
tion between former preterm birth and/or SGA status and 250.13, 250.21, 250.23, 250.31, 250.33, 250.41, 250.43,
subsequent metabolic outcomes in Taiwan and to empha- 250.51, 250.53, 250.61, 250.63, 250.71, 250.73, 250.81,
size the importance of preventing or delaying any compo- 250.83, 250.91, 250.93), type 2 DM (ICD-9250.00, 250.02,
nent of the metabolic syndrome in this cohort. 250.10, 250.12, 250.20, 250.22, 250.30, 250.32, 250.40,
250.42, 250.50, 250.52, 250.60, 250.62, 250.70, 250.72,
2. Methods 250.80, 250.82, 250.90, 250.92), and hyperlipidemia (ICD-9-
272). Hypertension was also classified by the presence or
absence of amlodipine treatment. The two study cohorts
2.1. Data source were followed up from each infant’s birthday and termi-
nated under the following circumstances: the individual
Taiwan National Health Insurance (Taiwan NHI) is an offi- withdrew from the insurance program, the first constituent
cial, nationwide single-payer social health insurance pro- event of metabolic disease took place, or the record
gram organized by the National Health Insurance reached December 31, 2008.
Administration (NHIA) in 1995. This compulsory insurance We extracted the methods to define urbanization as
program covered nearly 98% of the population of 23 million outlined by Liu.12 Liu used population density (people/
of Taiwan until 1998. km2), the proportion of the population with different
In this study, we utilized the database of children to educational levels, the proportion of elder people, the
establish the population. The materials were obtained proportion of agricultural workers, and the number of
from an NHI program from 1996 to 2008, with a randomly physicians per 100,000 people to classify the residents’
selected sample, which represented half of all insured urbanization level. Level 1 expressed the highest urbani-
children (age < 18 years) in Taiwan. The database con- zation level and level 4þ indicated the lowest. The
tained annual claim data, such as a registry of benefi- parental occupations were divided into three groups ac-
ciaries, files of outpatients and inpatients, prescription cording to working status: 1) white collar: long indoor
records, and records of other medical services. In this working hours, 2) blue collar: long outdoor working hours,
database, all registries of disease were recorded from and 3) other: retirees, low-income people, etc.
Preterm birth and metabolic outcomes in children and adolescents 149

2.3. Statistical analysis that in the preterm plus SGA cohort was 4.60 per 10,000
person-years (Table 2). In the preterm and SGA cohorts, the
To present the structure of the study cohort, we demon- incidence of metabolic disease was around 2-fold and 3-fold
strated the mean value and standard deviation (SD) of age greater than that in the comparison cohort (4.39 and 6.81
at each endpoint and numbers and percentages for cate- vs. 1.87 per 10,000 person-years, respectively). After
gorical demographic factors. To assess the differences in adjustment for age, gender, urbanization, and parental
distribution between the preterm plus SGA cohort and occupation, the preterm plus SGA cohort had a significantly
comparison cohort, we applied a t-test to age and a chi- increased risk of developing metabolic disease compared
square test to categorical variables. The incidence den- with the comparison cohort (HR Z 2.46, 95%
sity for each study cohort was calculated as the number of CI Z 2.02e3.01). Preterm and SGA infants had a 2.35-fold
metabolic disease events divided by the sum of follow-up (HR Z 2.35, 95% CI Z 1.90e2.89) and a 3.67-fold
years and expressed per 10,000 person-years. The cumu- (HR Z 3.67, 95% CI Z 2.33e5.78) increased risk of devel-
lative incidence curves for each cohort were measured by oping metabolic disease, respectively, compared with
the KaplaneMeier method and the differences in these normal infants.
incidence curves were further assessed by log-rank test. To Fig. 1 demonstrates the cumulative incidence curves of
demonstrate the association between preterm and/or SGA the comparison cohort, the preterm plus SGA cohort, the
infants and the risk of metabolic disease, the single vari- preterm cohort, and the SGA cohort. The cumulative inci-
able and multivariable Cox proportional hazards model was dence curves over 12 years’ follow-up of the preterm plus
used to measure the hazard ratios (HRs) and 95% confidence SGA, preterm, and SGA cohorts were significantly higher
intervals (CIs). than that of the comparison cohort (all p < 0.0001).
Statistical analysis was performed with SAS 9.4 software Table 3 shows the independent effects of preterm plus
(SAS Institute, Cary, NC, USA). The cumulative incidence SGA, preterm, and SGA on the individual and combined risk
curve was also drawn with SAS 9.4. A two-sided p-value of of the components of metabolic disease. Relative to the
less than 0.05 was considered to indicate significance. comparison cohort, all three subgroups had a higher inci-
dence rate of combined metabolic parameters (HR Z 2.46,
95% CI Z 2.02e3.01; HR Z 2.35, 95% CI Z 1.90e2.89;
3. Results HR Z 3.67, 95% CI Z 2.33e5.78, respectively). The pre-
term plus SGA cohort had an association with increased risk
In this study, we analyzed the data from 37,119 preterm of developing hypertension (HR Z 3.24, 95%
infants, 3386 SGA infants, and 162,020 matched controls CI Z 1.58e6.67) and the preterm cohort had a 3.28-fold
(Table 1). There was no significant difference between the higher risk of hypertension (HR Z 3.28, 95%
preterm plus SGA cohort and the comparison cohort CI Z 1.57e6.87). There was a 2.49-fold increased risk of
(p > 0.05), distributed by gender, urbanization, and type 2 DM (HR Z 2.49, 95% CI Z 1.98e3.14), a 1.80-fold risk
parental occupation. At the study endpoint, the mean age of type 1 DM (HR Z 1.80, 95% CI Z 1.05e3.07), and a 2.14-
of the comparison cohort was 0.5 years greater than that of fold risk of hyperlipidemia (HR Z 2.14, 95%
the preterm plus SGA cohort (8.6 years vs. 8.1 years, CI Z 1.29e3.52) relative to the comparison cohort. We
p < 0.0001). attempted to obtain data on prescription orders for Amlo-
The incidence of developing metabolic disease in the dipine for hypertension. The result revealed that few hy-
comparison cohort was 1.87 per 10,000 person-years, and pertensive children had been treated with Amlodipine (two

Table 1 Comparison of demographics between 4 cohorts of preterm, small for gestational age (SGA), preterm & SGA and
controls.
Variable Preterm SGA Preterm& SGA Controls p-value
N Z 37,119 N Z 3386 N Z 40,505 N Z 162,020
N (%) N (%) N (%) N (%)
Mean age of 8.04 (3.2) 8.7 (3.0) 8.1 (3.2) 8.6 (2.6) <0.0001
follow-up years (SD)a
Sex
Female 16,420 (44.2) 1901 (56.1) 18,321 (45.2) 73,284 (45.2) >0.99
Male 20,699 (55.8) 1485 (43.9) 22,184 (54.8) 88,736 (54.8)
Urbanization
1 (highest) 10,647 (28.7) 1059 (31.3) 11,706 (28.9) 46,824 (28.9) >0.99
2 11,054 (29.8) 1022 (30.2) 12,076 (29.8) 48,304 (29.8)
3 6927 (18.7) 552 (16.3) 36,976 (22.8) 9244 (22.8)
4 (lowest) 8491 (22.9) 753 (22.2) 9244 (22.8) 36,976 (22.8)
Parental occupations
White collar 21,509 (57.9) 1958 (57.8) 23,467 (57.9) 93,868 (57.9) >0.99
Blue collar 9572 (25.8) 864 (25.5) 10,436 (25.8) 41,744 (25.8)
Others 6038 (16.3) 564 (16.7) 6602 (16.3) 26,408 (16.3)
a
t test.
150 Y.-T. Huang et al

Table 2 Incidence rates and relative risks of metabolic disease for 4 cohorts of preterm, small for gestational age (SGA),
preterm & SGA and controls by multivariate Cox proportional hazards regression model.
Event PYs IR Crude HR Adjusted HR
95% CI 95% CI
Controls 260 1,391,969 1.87 reference reference
Preterm 131 298,540 4.39 2.35 (1.91, 2.90) 2.35 (1.90, 2.89)
SGA 20 29,366 6.81 3.63 (2.30, 5.72) 3.67 (2.33, 5.78)
Preterm & SGA 151 327,906 4.60 2.47 (2.02, 3.02) 2.46 (2.02, 3.01)
Model adjusted by sex, urbanization and parental occupation.
Metabolic disease: any one of hypertension, diabetes mellitus, or hyperlipidemia.
PYs: person-years; IR: incidence rate, per 10,000 person-years.

status. Although the SGA infants had a trend toward a


higher risk of metabolic disease than normal birth infants,
there was no significant difference in the development of
metabolic disease between the two groups if their parental
occupations were not white collar or if they lived in a rural
area.

4. Discussion

To our knowledge, our study is the largest nationwide,


population-based study with longitudinal cohorts focusing
primarily on childhood and prophase adolescence. This
study shows that preterm and/or SGA children in Taiwan
have a significantly higher overall rate of developing hy-
pertension, DM, and hyperlipidemia in the early years of
life, regardless of gender, urbanization, and parental
occupation. We also found a significant increase in the risk
of metabolic disease if their parental occupations were
white collar, or they lived in rural areas. This phenomenon
could be interpreted by the inverse relationship between
physical activity and metabolic disease.13
Most literature discussing the risk of subsequent meta-
bolic syndrome in infants with premature gestational age
and/or substandard birth weight focuses on late adoles-
cence or adult life.5,14,15 Prematurity and growth restric-
tion due to an adverse intrauterine environment have been
associated with an increased risk of elevated blood pres-
sure in adults. The pathogenesis of essential hypertension
remains incompletely understood. In the past few years,
the role of SGA owing to maternal preeclampsia in the
development of essential hypertension in early adolescence
Figure 1 Cumulative incidence in being metabolic disease has been critically reviewed.16 SGA, as well as prematurity
for cohorts of comparison and preterm & small for gestational independent of birth weight, may contribute to the devel-
age (SGA) (upper panel); and for cohorts of comparison, pre- opment of primary hypertension in adulthood. Babies that
term, and SGA (lower panel). are small at birth are more likely to have higher blood
pressure readings during adolescence, and continue to be
hypertensive as adulthoods.17 Impaired intrauterine growth
in the control group and one in the study group), and there leading to impaired renal development has been proposed
was no significant difference between the control and study as a possible mechanism to explain the association between
groups. low birth weight and subsequent hypertension.18,19 How-
Table 4 demonstrates the effects of preterm and/or SGA ever, a systematic review of 55 studies suggests a modest
infant cohorts on metabolic disease risk stratified by de- inverse association between birth weight and subsequent
mographic status including gender, urbanization, and hypertension.20 In contrast, in a large cohort study, high
parental occupation. Relative to the normal birth infant newborn and maternal weight were stronger predictors of
group, the risk of metabolic disease was unanimously adult blood pressure than low birth weight.21 There might
increased for the preterm plus SGA infant group as a whole be no unifying hypothesis for early origins of cardiovascular
and in the preterm cohort alone under each demographic disease. The fetal origins hypothesis along with rapid
Preterm birth and metabolic outcomes in children and adolescents 151

Table 3 Incidence rates and relative risks of types of metabolic disease for 4 cohorts of preterm, small for gestational age
(SGA), preterm & SGA and controls by multivariate Cox proportional hazards regression analysis.
Type of event Controls Preterm & SGA Preterm SGA
Event IR Event IR HR (95% CI) Event IR HR (95% CI) Event IR HR (95% CI)
Overall 260 1.87 151 4.60 2.46 (2.02, 3.01) 131 4.39 2.35 (1.90, 2.89) 20 6.81 3.67 (2.33, 5.78)
Hypertension 17 0.12 13 0.40 3.24 (1.58, 6.67) 12 0.40 3.28 (1.57, 6.87) 1 0.34 2.83 (0.38, 21.3)
Hypertension 2 0.01 1 0.03 2.10 (0.19, 23.1) 1 0.03 2.28 (0.21, 25.1) 0 0.00 e
þ amlodipine
Diabetes
Type 2 DM 197 1.42 116 3.54 2.49 (1.98, 3.14) 101 3.38 2.38 (1.87, 3.03) 15 5.11 3.65 (2.16, 6.18)
Type 1 DM 45 0.32 19 0.58 1.80 (1.05, 3.07) 17 0.57 1.76 (1.01, 3.08) 2 0.68 2.12 (0.51, 8.74)
Hyperlipidemia 46 0.33 23 0.70 2.14 (1.29, 3.52) 19 0.64 1.94 (1.14, 3.32) 4 1.36 4.02 (1.44, 11.2)
Model adjusted by sex, urbanization and parental occupation.
PYs: person-years; IR: incidence rate, per 10,000 person-years.

Table 4 Incidence rates and relative risks of metabolic disease stratified by demographic factors for 4 cohorts of preterm,
small for gestational age (SGA), preterm & SGA and controls by multivariate Cox proportional hazards regression analysis.
Demographic factors Controls Preterm & SGA Preterm SGA
Event IR Event IR HR (95% CI) Event IR HR (95% CI) Event IR HR (95% CI)
Sex
Female 94 1.48 68 4.55 3.06 (2.24, 4.18) 58 4.36 2.94 (2.12, 4.08) 10 6.07 3.99 (2.08, 7.67)
Male 166 2.19 83 4.65 2.12 (1.63, 2.76) 73 4.41 2.01 (1.53, 2.65) 10 7.76 3.51 (1.85, 6.64)
Urbanization
Urban 184 2.25 108 5.57 2.48 (1.96, 3.14) 91 5.18 2.30 (1.79, 2.95) 17 9.37 4.31 (2.62, 7.09)
Rural 76 1.33 43 3.21 2.42 (1.67, 3.52) 40 3.26 2.46 (1.68, 3.61) 3 2.67 2.02 (0.64, 6.40)
Parental occupations
White collar 173 2.16 97 5.13 2.37 (1.85, 3.04) 82 4.76 2.19 (1.69, 2.85) 15 8.81 4.25 (2.50, 7.20)
Blue collar 52 1.41 33 3.81 2.71 (1.75, 4.19) 31 3.92 2.81 (1.80, 4.38) 2 2.62 1.78 (0.43, 7.33)
Others 35 1.56 31 4.04 2.57 (1.50, 4.42) 18 3.81 2.43 (1.38, 4.29) 3 6.37 3.98 (1.22, 13.0)
Model adjusted by sex, urbanization and parental occupation.
PYs: person-years; Incidence rate: incidence rate, per 10,000 person-years.

postnatal “catch-up” in body weight may contribute to children were treated with Amlodipine, possibly indicating
some extent.22 that hypertension in most of the children in this cohort
Prematurity may also increase the risk of hypertension could be well- controlled by non-pharmacological inter-
via decreased glomerulogenesis, which is independent of vention, such as exercise, weight reduction, and diet con-
birth weight.4,23 This phenomenon may thus explain our trol in this relatively short-term follow-up.
results of no significant increase in the risk of hypertension Preterm birth was linked with a modestly increased risk
in the SGA cohort but a significant increase in the preterm of diabetes (both type 1 and 2 diabetes mellitus) in young
plus SGA cohort and preterm cohort. A meta-analysis of 10 Swedish adults. These findings reveal the important public
studies with 3083 individuals from eight countries reported health issues, given the increasing number of infants sur-
an association of prematurity with adolescent and adult viving preterm birth and the huge morbid burden of dia-
blood pressure (measured at the average age of 18 years).4 betes.24 Small-for-age babies are more likely to have
Those who were born prematurely had higher systolic blood metabolic abnormalities associated with hypertension or
pressures with statistical significance (2.5 mmHg), regard- later-developing coronary disease, accompanied by
less of weight. The results could be partly attributed to increased insulin resistance,25 diabetes mellitus, and
altered programming of nephron numbers, which are hyperlipidemia,26 especially in those with higher abdominal
adversely affected by developmental stressors, such as (visceral) adiposity.
maternal, fetal, and childhood under- or over-nutrition.14 Those with VLBW had significantly higher blood pressure,
The findings mentioned above provided inconclusive evi- higher fasting insulin, 2-h insulin, and 2-h glucose concen-
dence of birth weight and/or prematurity contributing to trations as well as a higher HOMA-IR index reflecting
blood pressure levels in later life. increased insulin resistance, compared with young adults
In the current study, we attempted to correlate the who had been born at term, implying a higher risk for
severity of hypertension with prescription orders of Amlo- progression of type 2 diabetes and cardiovascular mortality.
dipine. We used the prescription code for Amlodipine These differences were neither attributable to adult body
because it is the most frequently prescribed antihyper- size nor composition, nor to fat distribution. Thus, VLBW
tensive agent. The results revealed that few hypertensive appeared to be associated with signs of insulin resistance
152 Y.-T. Huang et al

and impaired glucose regulation in early adulthood. How- exercise, weight reduction, and diet control. Further
ever, some have suggested that young adults with VLBW studies with longer follow-up times are required to confirm
would appear to benefit from early-targeting preventive if there is a tendency for the metabolic syndrome to
interventions, such as prevention of rapid weight gaining develop in this study cohort.
during childhood.27,28 The correlation between low birth
weight at term and adverse profile of later insulin meta-
Conflicts of interest
bolism and glucose regulation has been validated.29 Sub-
jects with intrauterine growth retardation tended to have
The authors have no conflicts of interest relevant to this
more severe impaired insulin sensitivity than subjects with
article.
appropriate birth weight at gestational age. This difference
was foreseen in the subjects’ prepubertal childhood30,31 or
later in their young adulthood.32,33 Acknowledgement
Prematurity (with both appropriate and small for
gestational age) has been proven to have reduced in insulin This study is supported in part by Taiwan Ministry of Health
sensitivity and secretion capacity, with or without early and Welfare Clinical Trial and Research Center of Excel-
accelerated or poor postnatal growth.8,34 In our study, we lence (MOHW104-TDU-B-212-113002), Bureau of Health
analyzed the risks of type 1 DM and type 2 DM individually Promotion (DOH99-HP-1205), China Medical University
due to the different pathophysiology, and observed a higher Hospital, Academia Sinica Taiwan Biobank Stroke Bio-
incidence both of type 1 DM and type 2 DM in the preterm signature Project (BM104010092).
plus SGA cohort and the preterm cohort than the compar-
ison cohort, which was not only consistent with previously
study findings but also expanded our knowledge of adverse References
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