Escolar Documentos
Profissional Documentos
Cultura Documentos
3 (2016-06)
Verizon 5G TF;
Air Interface Working Group;
Verizon 5th Generation Radio Access;
Physical channels and modulation
(Release 1)
06, 2016
Cisco, Ericsson, Intel Corp., LG Electronics, Nokia, Qualcomm Technologies Inc., Samsung Electronics &
Verizon
V 1.3
Disclaimer: This document provides information related to 5G technology. All information provided herein is subject to change
without notice. The members of the 5GTF disclaim and make no guaranty or warranty, express or implied, as to the accuracy or
completeness of any information contained or referenced herein. THE 5GTF AND ITS MEMBERS DISCLAIM ANY IMPLIED
WARRANTY OF MERCHANTABILITY, NON-INFRINGEMENT, OR FITNESS FOR ANY PARTICULAR PURPOSE, AND ALL
INFORMATION IS PROVIDED ON AN “AS-IS” BASIS. No licenses under any intellectual property of any kind are provided by any
person (whether a member of the 5GTF or not) that may be necessary to access or utilize any of the information contained herein,
including, but not limited to, any source materials referenced herein, and any patents required to implement or develop any
technology described herein. It shall be the responsibility of anyone attempting to use the information contained or referenced herein
to obtain any such licenses, if necessary. The 5GTF and its members disclaim liability for any damages or losses of any nature
whatsoever whether direct, indirect, special or consequential resulting from the use of or reliance on any information contained or
referenced herein.
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TS V5G.211 V1.3 (2016-06)
Document History
Document Approvals
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TS V5G.211 V1.3 (2016-06)
Table of Contents
1 Scope ..................................................................................................................................................... 8
2 References ............................................................................................................................................ 8
5 Uplink ................................................................................................................................................... 12
5.1 Overview ....................................................................................................................................... 12
5.1.1 Physical channels ............................................................................................................... 13
5.1.2 Physical signals .................................................................................................................. 13
5.2 Slot structure and physical resources ........................................................................................... 13
5.2.1 Resource grid ..................................................................................................................... 13
5.2.2 Resource elements ............................................................................................................ 14
5.2.3 Resource blocks ................................................................................................................. 15
5.3 Physical uplink shared channel (xPUSCH) .................................................................................. 15
5.3.1 Scrambling.......................................................................................................................... 15
5.3.2 Modulation .......................................................................................................................... 16
5.3.2A Layer mapping .............................................................................................................. 16
5.3.3 Precoding ........................................................................................................................... 17
5.3.4 Mapping to physical resources ........................................................................................... 19
5.4 Physical uplink control channel (xPUCCH) .................................................................................. 20
5.4.1 xPUCCH format 2 ............................................................................................................... 20
5.5 Reference signals ......................................................................................................................... 22
5.5.1 Generation of the reference signal sequence .................................................................... 22
5.5.2 Demodulation reference signal associated with xPUCCH ................................................. 26
5.5.3 Demodulation reference signal associated with xPUSCH ................................................. 28
5.5.4 Sounding reference signal.................................................................................................. 30
5.5.5 Phase noise compensation reference signal ..................................................................... 32
5.6 OFDM baseband signal generation .............................................................................................. 34
5.7 Physical random access channel (xPRACH) ............................................................................... 35
5.7.1 Random access preamble subframe ................................................................................. 35
5.7.2 Preamble sequence generation ......................................................................................... 36
5.7.3 Baseband signal generation ............................................................................................... 38
5.7.4 Scheduling Request Collection during RACH Periods ....................................................... 38
5.8 Modulation and upconversion ....................................................................................................... 40
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6 Downlink .............................................................................................................................................. 40
6.1 Overview ....................................................................................................................................... 40
6.1.1 Physical channels ............................................................................................................... 40
6.1.2 Physical signals .................................................................................................................. 40
6.2 Slot structure and physical resource elements ............................................................................. 41
6.2.1 Resource grid ..................................................................................................................... 41
6.2.2 Resource elements ............................................................................................................ 41
6.2.3 Resource blocks ................................................................................................................. 42
6.2.4 Resource-element groups (xREGs) ................................................................................... 43
6.2.5 Guard Period for TDD Operation ....................................................................................... 43
6.3 General structure for downlink physical channels ........................................................................ 44
6.3.1 Scrambling.......................................................................................................................... 44
6.3.2 Modulation .......................................................................................................................... 45
6.3.3 Layer mapping .................................................................................................................... 45
6.3.4 Precoding ........................................................................................................................... 46
6.3.5 Mapping to resource elements ........................................................................................... 47
6.4 Physical downlink shared channel (xPDSCH) .............................................................................. 47
6.5 Physical broadcast channel (xPBCH) ........................................................................................... 47
6.5.1 Scrambling.......................................................................................................................... 47
6.5.2 Modulation .......................................................................................................................... 48
6.5.3 Layer mapping and precoding ............................................................................................ 48
6.5.4 Mapping to resource elements ........................................................................................... 48
6.5A Extended Physical broadcast channel .......................................................................................... 49
6.5A.1 Scrambling ................................................................................................................... 49
6.5A.2 Modulation .................................................................................................................... 50
6.5A.3 Layer mapping and precoding ...................................................................................... 50
6.5A.3 ePBCH Configuration ................................................................................................... 50
6.5A.4 Mapping to resource elements ..................................................................................... 51
6.6 Physical downlink control channel (xPDCCH) .............................................................................. 51
6.6.1 xPDCCH formats ................................................................................................................ 51
6.6.2 xPDCCH multiplexing and scrambling ............................................................................... 51
6.6.3 Modulation .......................................................................................................................... 52
6.6.4 Layer mapping and precoding ............................................................................................ 52
6.6.5 Mapping to resource elements ........................................................................................... 53
6.7 Reference signals ......................................................................................................................... 53
6.7.1 UE-specific reference signals associated with xPDSCH ................................................... 53
6.7.2 UE-specific reference signals associated with xPDCCH ................................................... 55
6.7.3 CSI reference signals ......................................................................................................... 56
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8 Timing .................................................................................................................................................. 79
8.1 Uplink-downlink frame timing ........................................................................................................ 79
List of Figures
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Figure 6.7.6.2-1: Mapping of phase noise compensation reference signals, antenna ports 60 and 61 in
' xPDSCH
xPDSCH
case of l 'first =3 and llast =13. ......................................................................................................... 65
5GNBList of Tables
Table 5.2.1-1: Antenna ports used for different uplink physical channels and signals 13
Table 5.2.3-1: Resource block parameters 15
Table 5.3.2-1: Uplink modulation schemes 16
Table 5.3.2A.2-1: Codeword-to-layer mapping for spatial multiplexing 17
Table 5.3.3A.2-1: Codeword-to-layer mapping for transmit diversity 17
Table 5.3.3A.2-1: Codebook for transmission on antenna ports {20, 21} 19
Table 5.4-1: Supported xPUCCH format 20
Table 5.5.1.2-1: Definition of ϕ (n) for M scRS = 2N scRB . 23
Table 5.5.2.2-1: The sequence w p (i ) 27
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Table 6.7.4.3-1: Logical beam index mapping according to BRS transmission period 61
Table 6.7.4.3-2: Beam index mapping to OFDM symbol in each beam reference signal 61
Table 6.7.8.2-1: The sequence wp, 0(i) in odd OFDM symbol 66
Table 6.7.8.2-2: The sequence wp, 1(i) in even OFDM symbol 67
Table 6.8.1.1-1: Root indices for the primary synchronization signal 67
(1)
Table 6.8.2.1-1: Mapping between physical-layer cell-identity group N ID and the indices m 0 and m1 70
Table 6.8.3.1-1: Cyclic shifts for the extended synchronization signal 71
Table 6.9-1: OFDM parameters 73
Table 7.1.1-1: BPSK modulation mapping 75
Table 7.1.2-1: QPSK modulation mapping 75
Table 7.1.3-1: 16QAM modulation mapping 75
Table 7.1.4-1: 64QAM modulation mapping 76
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1 Scope
The present document describes the physical channels for Verizon 5G Radio.
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of
the present document.
• References are either specific (identified by date of publication, edition number, version number, etc.)
or non-specific.
• For a specific reference, subsequent revisions do not apply.
• For a non-specific reference, the latest version applies. In the case of a reference to a V5G document,
a non-specific reference implicitly refers to the latest version of that document in the same Release as
the present document.
[1]: TS V5G.201: "Verizon 5G Radio Access (V5G RA); Physical layer; General description".
[2]: TS V5G.212: "Verizon 5G Radio Access (V5G RA); Multiplexing and channel coding".
[3]: TS V5G.213: "Verizon 5G Radio Access (V5G RA); Physical layer procedures".
3.1 Symbols
For the purposes of the present document, the following symbols apply:
f0 Carrier frequency
PUSCH
M RB Scheduled bandwidth for uplink transmission, expressed as a number of resource blocks
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TS V5G.211 V1.3 (2016-06)
layer
M symb Number of modulation symbols to transmit per layer for a physical channel
ap
M symb Number of modulation symbols to transmit per antenna port for a physical channel
(2) RB
N RB Bandwidth available for use by xPUCCH formats 2, expressed in multiples of N sc
HO
N RB The offset used for xPUSCH frequency hopping, expressed in number of resource blocks
(set by higher layers)
cell
N ID Physical layer cell identity
DL RB
N RB Downlink bandwidth configuration, expressed in multiples of N sc
min, DL RB
N RB Smallest downlink bandwidth configuration, expressed in multiples of N sc
max, DL RB
N RB Largest downlink bandwidth configuration, expressed in multiples of N sc
UL RB
N RB Uplink bandwidth configuration, expressed in multiples of N sc
min, UL RB
N RB Smallest uplink bandwidth configuration, expressed in multiples of N sc
max, UL RB
N RB Largest uplink bandwidth configuration, expressed in multiples of N sc
DL
N symb Number of OFDM symbols in a downlink slot
UL
N symb Number of OFDMA symbols in an uplink slot
N scRB Resource block size in the frequency domain, expressed as a number of subcarriers
sb
N RB Size of each sub-band for xPUSCH frequency-hopping with predefined hopping pattern,
expressed as a number of resource blocks
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TS V5G.211 V1.3 (2016-06)
PUCCH
N RS Number of reference symbols per slot for xPUCCH
N TA Timing offset between uplink and downlink radio frames at the UE, expressed in units of
Ts
( 2)
nxPUCCH Resource index for xPUCCH formats 2
RA
nPRB First physical resource block occupied by xPRACH resource considered
RA
nPRB offset First physical resource block available for xPRACH
rRA Index for xPRACH versions with same preamble format and xPRACH density
sl( p ) (t ) Time-continuous baseband signal for antenna port p and OFDM symbol l in a slot
( 0)
t RA Radio frame indicator index of xPRACH opportunity
(1)
t RA Half frame index of xPRACH opportunity within the radio frame
( 2)
t RA Uplink subframe number for start of xPRACH opportunity within the half frame
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∆f Subcarrier spacing
3.2 Abbreviations
For the purposes of the present document, the following abbreviations apply.
5GNB 5G NodeB
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4 Frame structure
Throughout this specification, unless otherwise noted, the size of various fields in the time domain is
expressed as a number of time units Ts = 1 (75000 × 2048) seconds.
Each radio frame is Tf = 1536000 ⋅ Ts = 10 ms long and consists of 100 slots of length
Tslot = 15360 ⋅ Ts = 0.1 ms , numbered from 0 to 99. A subframe is defined as two consecutive slots where
subframe i consists of slots 2i and 2i + 1 .
Transmissions in multiple cells can be aggregated where up to 7 secondary cells can be used in addition
to the primary cell. Unless otherwise noted, the description in this specification applies to each of the up
to 8 serving cells. In case of multi-cell aggregation, different subframe type can be used in the different
serving cells. UE may assume that there is no conflicting DL or UL transmit direction in a given OFDM
symbol on all scheduled component carriers.
5 Uplink
5.1 Overview
The smallest resource unit for uplink transmissions is denoted a resource element and is defined in
clause 5.2.2.
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TS V5G.211 V1.3 (2016-06)
• Reference signal
An antenna port is defined such that the channel over which a symbol on the antenna port is conveyed
can be inferred from the channel over which another symbol on the same antenna port is conveyed.
There is one resource grid per antenna port. The antenna ports used for transmission of a physical
channel or signal depends on the number of antenna ports configured for the physical channel or signal
as shown in Table 5.2.1-1. The index
~p is used throughout clause 5.5.4 when a sequential numbering of
the antenna ports is necessary.
Table 5.2.1-1: Antenna ports used for different uplink physical channels and signals
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TS V5G.211 V1.3 (2016-06)
UL
N symb OFDM symbols
k = N RB N sc − 1
UL RB
Resource block
UL
N symb × N scRB resource elements
× N scRB subcarriers
N scRB subcarriers
Resource element (k , l )
UL
N RB
k =0
l=0 l= UL
N symb −1
domains, respectively. Resource element (k, l ) on antenna port p corresponds to the complex value
a k( ,pl ) . When there is no risk for confusion, or no particular antenna port is specified, the index p may be
dropped. Quantities ak( ,pl ) corresponding to resource elements not used for transmission of a physical
channel or a physical signal in a slot shall be set to zero.
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TS V5G.211 V1.3 (2016-06)
The relation between the physical resource block number nPRB in the frequency domain and resource
elements (k , l ) in a slot is given by
k
nPRB = RB
N sc
The baseband signal representing the physical uplink shared channel is defined in terms of the following
steps:
- scrambling
- modulation of scrambled bits to generate complex-valued symbols
- mapping of the complex-valued modulation symbols onto one or several transmission layers
- precoding of the complex-valued symbols
- mapping of precoded complex-valued symbols to resource elements
- generation of complex-valued time-domain OFDM signal for each antenna port
5.3.1 Scrambling
The block of codeword bits b( 0 ),...,b( M bit − 1 ) , where M bit is the number of codeword bits transmitted
on the physical uplink shared channel in one subframe, shall be scrambled with a UE-specific scrambling
~ ~
sequence prior to modulation, resulting in a block of scrambled bits b ( 0 ),..., b ( M bit − 1 ) according to
the following pseudo code
Set i = 0
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TS V5G.211 V1.3 (2016-06)
else
~ ~
b (i ) = b (i −1)
else // Data or channel quality coded bits, Rank Indication coded bits or ACK/NACK
coded bits
b ( i ) = (b( i ) + c( i )) mod 2
~
end if
end if
i=i+1
end while
where x and y are tags defined in [2] section 5.2.2.x and where the scrambling sequence c( i ) is given
by Section 7.2. The scrambling sequence generator shall be initialised with
cinit = nRNTI ⋅ 214 + q ⋅ 213 + ns 2 ⋅ 2 9 + N ID
cell
n
at the start of each subframe where RNTI corresponds to the
RNTI associated with the PUSCH transmission as described in Section 9 in [3].
5.3.2 Modulation
~ ~
The block of scrambled bits b ( 0 ),...,b ( M bit − 1 ) shall be modulated as described in clause 7.1,
resulting in a block of complex-valued symbols d ( 0 ),...,d ( M symb − 1 ) . Table 5.3.2-1 specifies the
modulation mappings applicable for the physical uplink shared channel.
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TS V5G.211 V1.3 (2016-06)
[
x(i ) = x ( 0 ) (i ) ]
T
x (1) (i ) , for one and two layer transmission respectively, i = 0,1,..., M symb
layer
− 1 where
layer
M symb is the number of modulation symbols per layer.
For transmission on a single antenna port, a single layer is used, υ = 1 , and the mapping is defined by
x ( 0 ) (i ) = d (i )
layer
with M symb = M symb .
For spatial multiplexing, the layer mapping shall be done according to Table 5.3.2A.2-1.
1 x ( 0 ) (i ) = d (i ) layer
M symb = M symb
( 0)
x ( 0 ) (i ) = d (2i )
2
layer
M symb = M symb
( 0)
2
x (1) (i ) = d (2i + 1)
For transmit diversity the layer mapping shall be done according to Table 5.3.3A.2-1.
5.3.3 Precoding
T
The precoder takes as input a block of vectors x (i ) ... x (i ) , i = 0,1,..., M symb
(0) (υ −1) layer
− 1 from the layer
[ ]
T
mapping and generates a block of vectors z (i ) = ... z ( p ) (i ) ... , i = 0,1,..., M symb
ap
− 1 to be mapped onto
resources elements on each of the antenna ports, where z ( p ) (i ) represents the signal for antenna port p
where p ∈ {40,41,42,43} .
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TS V5G.211 V1.3 (2016-06)
For transmission on a single antenna port, p , indicated in the uplink resource allocation as defined in
[2], precoding is defined by
z ( p ) (i ) = x (0) (i )
Precoding for transmit diversity is only used in combination with layer mapping for transmit diversity as
described in clause 5.3.2A.3. The precoding operation for transmit diversity is defined for two antenna
ports.
For transmission on two antenna ports, p1 and p 2 , indicated in the uplink resource allocation, DCI
[
format A1 as defined in [2], the output z (i ) = z ( p1 ) (i ) ]
T
z ( p 2 ) (i ) , i = 0,1,..., M symb − 1 of the precoding
ap
operation is defined by
z ( p1 ) (2i ) 1 0 j ( )
0 Re x ( 0) (i )
( p2 )
z (2i )
=
1
0 − 1 0
( )
j Re x (1) (i )
z ( p1 ) (2i + 1)
(p )
2 0 1 0
( )
j Im x ( 0) (i )
z
2
(2i + 1)
1 0 − j ( )
0 Im x (1) (i )
DM-RS 0
DM-RS 1
Precoding
W
For transmit diversity, DM-RS is located after precoding with P = 2 antenna ports as illustrated in Figure
5.3.3.2-1.
Precoding for spatial multiplexing is only used in combination with layer mapping for spatial multiplexing
as described in clause 5.3.2A.2. Spatial multiplexing uses P = 2 antenna ports where the set of antenna
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TS V5G.211 V1.3 (2016-06)
ports used for spatial multiplexing is p1 and p 2 respectively and are indicated in the uplink resource
allocation, DCI format [X], as defined in [2].
y (0) (i )
z ( p1 ) (i )
( p2 ) = W
z (i ) y (υ −1) (i )
where i = 0,1,..., M symb
ap
− 1 , M symb
ap
= M symb
layer
.
For transmission on two antenna ports, p1 and p 2 , with 𝜈𝜈 = 1,2, the precoding matrix W (i) shall be
generated according to Table 5.3.3A.2-1.
- they are in the physical resource blocks corresponding assigned for transmission.
- they are within the allocated symbols l ∈ 2, llast{
xPUSCH
}
as described in the UL assignment using DCI
format A1/A2 in [2].
- they are not used for transmission of phase noise compensation reference signal.
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TS V5G.211 V1.3 (2016-06)
- they are not defined to be used for UE-specific reference signals associated with xPUSCH for any of
the antenna ports in the set {40, 41, 42, 43}.
The mapping to resource elements (k, l ) on antenna port p not reserved for other purposes shall be in
increasing order of first the index k over the assigned physical resource blocks and then the index l .
The physical uplink control channel, xPUCCH, carries uplink control information. The xPUCCH can be
cell
transmitted in the last symbol of a subframe. xPUCCH uses a cyclic shift, ncs ( ns ) , which varies with the
slot number ns according to
n s = n s mod 20
where the pseudo-random sequence c(i) is defined by section 7.2. The pseudo-random sequence
generator shall be initialized with cinit = nID
RS RS
where nID is given by Section 5.5.1.5.
The physical uplink control channel supports single format as shown in Table 5.4-1.
where the scrambling sequence c(i) is given by clause 7.2. The scrambling sequence generator shall be
initialised with
cinit = (ns 2 + 1) ⋅ (2 N ID
cell
+ 1)⋅ 216 + nRNTI n s = n s mod 20
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The complex-valued modulation symbols to be transmitted are mapped onto one or two layers. Complex-
valued modulation symbols d (0),..., d ( M symb − 1) shall be mapped on to the layers
[
x(i ) = x ( 0) (i ) ... ]
x (υ −1) (i ) , i = 0,1,..., M symb − 1 where
T layer
υ layer
is the number of layers and M symb is the number
of modulation symbols per layer.
For transmission on a single antenna port, a single layer is used, υ = 1 , and the mapping is defined by
x ( 0 ) (i ) = d (i )
layer
with M symb = M symb
(0)
.
For transmission on two antenna ports, and the mapping rule of υ = 2 can be defined by
x ( 0 ) (i ) = d ( 2i )
x (1) (i ) = d ( 2i + 1)
layer
with M symb = M symb
(0)
/2.
5.4.1.2 Precoding
(υ −1) T
The precoder takes as input a block of vectors x (i ) ... x (i ) , i = 0,1,..., M symb
(0) layer
− 1 from the layer
[
mapping and generates a block of vectors y ( 0 ) (i ) y ( P −1) (i ) , i = 0,1,..., M symb
ap
]
T
− 1 to be mapped onto
resource elements.
y ( 0 ) (i ) = x ( 0 ) (i )
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TS V5G.211 V1.3 (2016-06)
~ ~
The block of quadruplets w( p ) (0),..., w( p ) ( M quad − 1) shall be cyclically shifted, resulting in
~ ~
w ( p ) (0),..., w ( p ) ( M quad − 1)
~
( )
where w ( p ) (i ) = w( p ) (i + ncscell ( ns )) mod M quad . Let
~
w=
( p )
(i ) y ( p ) (4i ), y ( p ) (4i + 1), y ( p ) (4i + 2), y ( p ) (4i + 3) denote
obtained after cell-specific cyclic shift.
another symbol quadruplet i for antenna port p
The block of complex-valued symbols w shall be mapped to z according to
where
k 0 ≤ k ≤1
k ' = k + 2 2 ≤ k ≤ 5
k + 4 6 ≤ k ≤ 7
m' = 0,1,2, 2 ,5
(2)
and nxPUCCH is indicated in the xPDCCH.
where M scRS = mN scRB is the length of the reference signal sequence and 1 ≤ m ≤ N RB
max, UL
. Multiple reference
signal sequences are defined from a single base sequence through different values of α.
Base sequences ru ,v (n) are divided into groups, where u ∈ {0,1,...,29} is the group number and v is the
base sequence number within the group, such that each group contains one base sequence ( v = 0 ) of
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TS V5G.211 V1.3 (2016-06)
each length M scRS = mN scRB 2 ≤ m ≤ 5 and two base sequences ( v = 0,1 ) of each length M scRS = mN scRB ,
6 ≤ m ≤ N RB
max, UL
. The sequence group number u and the number v within the group may vary in time as
described in Sections 5.5.1.3 and 5.5.1.4, respectively. The definition of the base sequence
ru ,v (0),..., ru ,v ( M scRS − 1) depends on the sequence length M scRS .
RS
For M sc ≥ 3N scRB , the base sequence ru ,v (0),..., ru ,v ( M scRS − 1) is given by
ru ,v (n) = xq (n mod N ZC
RS
), 0 ≤ n < M scRS
πqm ( m +1)
−j
xq (m ) = e
RS
N ZC
, 0 ≤ m ≤ N ZC
RS
−1
with q given by
q = q + 1 2 + v ⋅ (−1) 2 q
q = N ZC
RS
⋅ (u + 1) 31
RS
The length N ZC RS
of the Zadoff-Chu sequence is given by the largest prime number such that N ZC < M scRS .
RB
5.5.1.2 Base sequences of length less than 3N sc
ru ,v (n) = e jj ( n )π 4 , 0 ≤ n ≤ M scRS − 1
where the value of ϕ (n) is given by Table 5.5.1.2-1 for M scRS = 2N scRB .
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u ϕ (0),..., ϕ (23)
0 -1 3 1 -3 3 -1 1 3 -3 3 1 3 -3 3 1 1 -1 1 3 -3 3 -3 -1 -3
1 -3 3 -3 -3 -3 1 -3 -3 3 -1 1 1 1 3 1 -1 3 -3 -3 1 3 1 1 -3
2 3 -1 3 3 1 1 -3 3 3 3 3 1 -1 3 -1 1 1 -1 -3 -1 -1 1 3 3
3 -1 -3 1 1 3 -3 1 1 -3 -1 -1 1 3 1 3 1 -1 3 1 1 -3 -1 -3 -1
4 -1 -1 -1 -3 -3 -1 1 1 3 3 -1 3 -1 1 -1 -3 1 -1 -3 -3 1 -3 -1 -1
5 -3 1 1 3 -1 1 3 1 -3 1 -3 1 1 -1 -1 3 -1 -3 3 -3 -3 -3 1 1
6 1 1 -1 -1 3 -3 -3 3 -3 1 -1 -1 1 -1 1 1 -1 -3 -1 1 -1 3 -1 -3
7 -3 3 3 -1 -1 -3 -1 3 1 3 1 3 1 1 -1 3 1 -1 1 3 -3 -1 -1 1
8 -3 1 3 -3 1 -1 -3 3 -3 3 -1 -1 -1 -1 1 -3 -3 -3 1 -3 -3 -3 1 -3
9 1 1 -3 3 3 -1 -3 -1 3 -3 3 3 3 -1 1 1 -3 1 -1 1 1 -3 1 1
10 -1 1 -3 -3 3 -1 3 -1 -1 -3 -3 -3 -1 -3 -3 1 -1 1 3 3 -1 1 -1 3
11 1 3 3 -3 -3 1 3 1 -1 -3 -3 -3 3 3 -3 3 3 -1 -3 3 -1 1 -3 1
12 1 3 3 1 1 1 -1 -1 1 -3 3 -1 1 1 -3 3 3 -1 -3 3 -3 -1 -3 -1
13 3 -1 -1 -1 -1 -3 -1 3 3 1 -1 1 3 3 3 -1 1 1 -3 1 3 -1 -3 3
14 -3 -3 3 1 3 1 -3 3 1 3 1 1 3 3 -1 -1 -3 1 -3 -1 3 1 1 3
15 -1 -1 1 -3 1 3 -3 1 -1 -3 -1 3 1 3 1 -1 -3 -3 -1 -1 -3 -3 -3 -1
16 -1 -3 3 -1 -1 -1 -1 1 1 -3 3 1 3 3 1 -1 1 -3 1 -3 1 1 -3 -1
17 1 3 -1 3 3 -1 -3 1 -1 -3 3 3 3 -1 1 1 3 -1 -3 -1 3 -1 -1 -1
18 1 1 1 1 1 -1 3 -1 -3 1 1 3 -3 1 -3 -1 1 1 -3 -3 3 1 1 -3
19 1 3 3 1 -1 -3 3 -1 3 3 3 -3 1 -1 1 -1 -3 -1 1 3 -1 3 -3 -3
20 -1 -3 3 -3 -3 -3 -1 -1 -3 -1 -3 3 1 3 -3 -1 3 -1 1 -1 3 -3 1 -1
21 -3 -3 1 1 -1 1 -1 1 -1 3 1 -3 -1 1 -1 1 -1 -1 3 3 -3 -1 1 -3
22 -3 -1 -3 3 1 -1 -3 -1 -3 -3 3 -3 3 -3 -1 1 3 1 -3 1 3 3 -1 -3
23 -1 -1 -1 -1 3 3 3 1 3 3 -3 1 3 -1 3 -1 3 3 -3 3 1 -1 3 3
24 1 -1 3 3 -1 -3 3 -3 -1 -1 3 -1 3 -1 -1 1 1 1 1 -1 -1 -3 -1 3
25 1 -1 1 -1 3 -1 3 1 1 -1 -1 -3 1 1 -3 1 3 -3 1 1 -3 -3 -1 -1
26 -3 -1 1 3 1 1 -3 -1 -1 -3 3 -3 3 1 -3 3 -3 1 -1 1 -3 1 1 1
27 -1 -3 3 3 1 1 3 -1 -3 -1 -1 -1 3 1 -3 -3 -1 3 -3 -1 -3 -1 -3 -1
28 -1 -3 -1 -1 1 -3 -1 -1 1 -1 -3 1 1 -3 1 -3 -3 3 1 1 -1 3 -1 -1
29 1 1 -1 -1 -3 -1 3 -1 3 -1 1 3 1 -1 3 1 3 -3 -3 1 -1 -1 1 3
The sequence-group number u in slot ns is defined by a group hopping pattern f gh (ns ) and a
sequence-shift pattern f ss according to
( )
u = f gh (ns ) + f ss mod 30
There are 17 different hopping patterns and 30 different sequence-shift patterns. Sequence-group
hopping can be enabled or disabled by means of the cell-specific parameter Group-hopping-enabled
provided by higher layers.
The group-hopping pattern f gh (ns ) may be different for xPUCCH and SRS and is given by
24
TS V5G.211 V1.3 (2016-06)
where the pseudo-random sequence c(i) is defined by section 7.2. The pseudo-random sequence
nID
RS
generator shall be initialized with cinit = at the beginning of each radio frame where nID is given by
RS
30
clause 5.5.1.5.
For reference-signals of length M scRS < 6N scRB , the base sequence number v within the base sequence
group is given by v = 0 .
For reference-signals of length M scRS ≥ 6N scRB , the base sequence number v within the base sequence
group in slot ns is defined by
where the pseudo-random sequence c(i) is given by section 7.2. The parameter Sequence-hopping-
enabled provided by higher layers determines if sequence hopping is enabled or not.
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TS V5G.211 V1.3 (2016-06)
RS
- nID = N ID
cell
if no value for
xSRS
n ID is configured by higher layers,
-
RS
n ID = n ID
xSRS
otherwise.
For any of the antenna ports p ∈ {100,200,201} the reference signal sequence rl , ns ( m) is defined by
rl ,ns (m) =
1
(1 − 2 ⋅ c(2m) ) + j 1
(1 − 2 ⋅ c(2m + 1) ), m = 0,1,...,4 ⋅ N RB
max,UL
−1
2 2
where ns is the slot number within a radio frame and l is the OFDM symbol number within the slot. The
pseudo-random sequence c (i ) is defined in clause 7.2. The pseudo-random sequence generator shall
be initialised with
(
cinit = (ns / 2 + 1) ⋅ 2nID
( nSCID )
)
+ 1 ⋅ 216 + nRNTI
n s = n s mod 20
at the start of each subframe where nRNTI is the C-RNTI.
(i )
The quantities nID , i = 0,1 , are given by
-
(i )
nID = N ID
cell xPUCCH,i
if no value for n ID is provided by higher layers
-
(i )
n ID = n ID
xPUCCH,i
otherwise.
The value of nSCID is zero unless specified otherwise. For a xPUCCH transmission, nSCID is given by the
DCI formats in [2] associated with the xPUCCH transmission.
In a physical resource block with frequency-domain index nPRB assigned for the corresponding xPUCCH
transmission, a part of the reference signal sequence r (m) shall be mapped to complex-valued
modulation symbols ak( ,pl ) in a subframe according to
26
TS V5G.211 V1.3 (2016-06)
w p (i ) nPRB mod 2 = 0
w p (i ) =
w p (1 − i ) nPRB mod 2 = 1
k = N scRB ⋅ nPRB + m′
l=6
m + 2 0 ≤ m ≤ 1
m' =
m + 6 2 ≤ m ≤ 3
m = 0,1,2,3
ns mod 2 = 1
and the sequence w p (i ) is given by Table 5.5.2.2-1.
Figure 5.5.2.2-1 illustrates the resource elements used for xPUCCH demodulation reference signals
according to the above definition. The notation 𝑅𝑅𝑝𝑝 is used to denote a resource elements used for
reference signal transmission on antenna port p.
R100
R100
R100
R100
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TS V5G.211 V1.3 (2016-06)
R200 R201
R200 R201
R200 R201
R200 R201
A demodulation reference signal associated with xPUSCH is not transmitted in resource elements (k, l )
in which one of the physical channels are transmitted using resource elements with the same index pair
(k, l ) regardless of their antenna port p .
For any of the antenna ports p ∈ {40,41,42,43} used for xPUSCH, the reference-signal sequence r (m )
is defined by
The pseudo-random sequence c (i ) is defined in clause 7.2. The pseudo-random sequence generator
shall be initialised with
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TS V5G.211 V1.3 (2016-06)
- (i )
nID = N ID
cell DMRS, i
if no value for nID is provided by higher layers
- (i )
nID = nID
DMRS, i
otherwise
The value of nSCID is zero unless specified otherwise. For a xPUSCH transmission, nSCID is given by the
DCI formats in [2] associated with the xPUSCH transmission.
For antenna ports p ∈ {40,41,42,43}, in a physical resource block with frequency-domain index nPRB
assigned for the corresponding xPUSCH transmission, a part of the reference signal sequence r (m)
shall be mapped to complex-valued modulation symbols ak( ,pl ) in a subframe according to
where
k
k'' =
4
l = 2 (in even slot only)
m' = 0,1,2
Resource elements (k , l ) used for transmission of specific reference signals from one UE on any of the
antenna ports in the set S , where S = {40}, S = {41} , S = {42}, S = {43} , S = {40,41} or S = {42,43} shall
• not be used for transmission of xPUSCH on any antenna port in the same subframe, and
• not be used for reference signals from the same UE on any antenna port other than those in S in the
same subframe.
Figure 5.5.2.2-1 illustrates the resource elements used for reference signals for antenna ports 40, 41, 42
and 43.
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TS V5G.211 V1.3 (2016-06)
0 1 2 3 4 5 6 7 8 9 10 11 12 13
47 43
46 42
45 41
44 40
43
42
41
40
39
38
37
36
35
34
33
32
31
30
29
28
27
26
25
24
23
22
21
20
19
18
17
16
15
14
13
12
11
10
9
8
7
6
5
4
3
2
1
0
Figure 5.5.3.2-1: Mapping of uplink reference signals, antenna ports {40, 41,42,43}.
30
TS V5G.211 V1.3 (2016-06)
~
cs,p
nSRS
a ~p = 2p
8
cs 8~p ,
cs,~
nSRSp
= nSRS + mod 8
N ap
p ∈ {0,1,..., N ap − 1}
~
cs
where nSRS ∈ {0, 1, 2, 3, 4, 5, 6, 7} is configured for aperiodic sounding by the higher-layer parameters
cyclicShift-ap for each UE and N ap is the number of antenna ports used for sounding reference signal
transmission.
The sequence shall be multiplied with the amplitude scaling factor β SRS in order to conform to the
( p) ~
transmit power PSRS specified in clause 6.1.3 in [3], and mapped in sequence starting with rSRS (0) to
resource elements (k , l ) on antenna port p according to
1 (~
bSRS rSRS
p)
(k ' ) k ' = 0,1,2, M scRS,b − 1
a ( p)
2 k '+ k 0 ,l
= N ap
0
otherwise
where N ap is the number of antenna ports used for sounding reference signal transmission and the
relation between the index ~p and the antenna port p is given by Table 5.2.1-1. The quantity k0 is the
frequency-domain starting position of the sounding reference signal, b = BSRS and M sc,b
RS
is the length of
the sounding reference signal sequence defined as
b = mSRS,b N sc
RS RB
M sc, 2
where mSRS,b is given by Table 5.5.3.2-1. The UE-specific parameter srs-Bandwidth, BSRS ∈ {0,1,2,3} is
given by higher layers.
k0 = kTC + nb ⋅ N scRB
where
k TC ∈ {0,1} is given by the UE-specific parameter transmissionComb-ap, provided by higher layers
n n
for the UE, and b is frequency position index. The frequency position index b remains constant (unless
re-configured) and is defined by nb = 4nRRC where the parameter nRRC is given by higher-layer
parameters freqDomainPosition-ap,
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TS V5G.211 V1.3 (2016-06)
The sounding reference signal shall be transmitted in the last symbol or the second last symbol according
to parameter conveyed in DCI. UE can distinguish which symbol (last or second last symbol) is for SRS
transmission via ‘SRS request (2 bits)’ in DCI.
For any of the antenna ports p ∈ {40,41,42,43} , the reference-signal sequence r (m ) is defined by
(
cinit = (ns / 2 + 1) ⋅ 2nID
( nSCID )
)
+ 1 ⋅ 216 + nSCID
= N ID
(i ) cell PCRS, i
- nID if no value for nID is provided by higher layers
-
(i )
nID = nID
PCRS, i
otherwise
The value of nSCID is zero unless specified otherwise. For a xPUSCH transmission, nSCID is given by the
DCI format in [2] associated with the xPUSCH transmission.
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TS V5G.211 V1.3 (2016-06)
For antenna port(s) p ∈ {40,41,42,43}, in a physical resource block with frequency-domain index nPRB
assigned for the corresponding xPUSCH transmission, a part of the reference signal sequence r (m)
shall be mapped to complex-valued modulation symbols ak( ,pl ) for corresponding xPUSCH symbols in a
subframe according to:
xPUSCH
For the starting physical resource block index of xPUSCH physical resource allocation nPRB and total
xPUSCH
number of allocated xPUSCH physical resource blocks N PRB , the resource elements (k , l ' ) for in a
subframe is given by
(
k = N scRB ⋅ nPRB
xPUSCH
)
+ k ' '⋅4 + k '
16 p ∈ {40,41}
k' =
31 p ∈ {42,43}
k ' ' = m' / 4
{l ' | l ' ∈ {3,..., llast
' xPUSCH
} and l ' is an odd number}, p ∈ {40 + m' ' ,42 + m' '}
l'= ' '
{l | l ∈ {3,..., llast
' xPUSCH
} and l ' is an even number}, p ∈ {41 − m' ' ,43 − m' '}
m' = 0,1,2,..., N PRBxPUSCH
−1
m' ' = m' / 4 mod 2
Resource elements (k , l ') used for transmission of UE-specific phase noise compensation reference
signals from one UE on any of the antenna ports in the set S , where S = {40}, S = {41}, S = {42}, and
S = {43} shall
- not be used for transmission of xPUSCH on any antenna port in the same subframe.
Figure 5.5.5.2-1 illustrates the resource elements used for phase noise compensation reference signals
for antenna ports 40, 41, 42, and 43
33
TS V5G.211 V1.3 (2016-06)
0 1 2 3 4 5 6 7 8 9 10 11 12 13 0 1 2 3 4 5 6 7 8 9 10 11 12 13
0 p=40 0 p=40
1 p=41 1 p=41
2 p=42 2 p=42
3 p=43 3 p=43
4 4
5 5
6 6
7 7
8 8
9 9
10 10
11 11
12 12
13 13
14 14
15 15
16 16
17 17
18 18
19 19
20 20
21 21
22 22
23 23
24 24
25 25
26 26
27 27
28 28
29 29
30 30
31 31
32 32
33 33
34 34
35 35
36 36
37 37
38 38
39 39
40 40
41 41
42 42
43 43
44 44
45 45
46 46
47 47
Figure 5.5.5.2-1: Mapping of phase noise compensation reference signals, antenna ports 40, 41, 42, and
' xPUSCH
43 in case of llast =12.
This clause applies to all uplink physical signals and uplink physical channels except the physical random
access channel.
The time-continuous signal sl( p ) (t ) for antenna port p in OFDM symbol l in an uplink slot is defined by
34
TS V5G.211 V1.3 (2016-06)
−1
j 2pk∆f (t − N CP ,l Ts )
N RB N sc / 2
UL RB
j 2pk∆f (t − N CP ,l Ts )
s( p)
l (t ) = ∑ ( p)
a
k ( − ) ,l
⋅e + ∑ ak( (p+)) ,l ⋅ e
k = − N RB
UL RB
N sc / 2 k =1
( )
for 0 ≤ t < N CP ,l + N × Ts where k ( − ) = k + N UL RB
RB N sc 2 and k
(+)
= k + N RB
N sc 2 − 1 , N = 2048 ,
UL RB
∆f = 75 kHz
and ak( ,pl ) is the content of resource element (k, l ) on antenna port p.
The OFDM symbols in a slot shall be transmitted in increasing order of l , starting with l = 0 , where
∑
l −1
OFDM symbol l > 0 starts at time ( N CP ,l ′ + N )Ts within the slot.
l ′=0
Figure 5.7.1-2 denotes how the 5GNB receives RACH from multiple UEs with preamble format 0 in Table
5.7.1-1. These UEs occupy the same set of subcarriers. Each UE transmits for two symbols. UE1, UE3,
…UE9, etc. are located close to the 5GNB and they transmit for ten symbols in total. UE2, UE4, …,
UE10, etc. are located at cell edge. These UEs also transmit in the same ten symbols. Due to the
difference in distance, the signals of these UEs arrive at the 5GNB TRTT time later than those of UE1,
UE3, …, UE5.
35
TS V5G.211 V1.3 (2016-06)
Due to extended cyclic prefix, there are ten symbols in this sub-frame for preamble format 0, and eight
symbols for preamble format 1 meant for 1km distance.
RACH signal is transmitted by a single antenna port 1000. The antenna port for RACH signal should have
the same directivity as the one during which the measurement of the selected BRS beam was conducted.
36
TS V5G.211 V1.3 (2016-06)
where the length N ZC of the Zadoff-Chu sequence is 71. The value of the root is provided by higher
layers.
where the cyclic shift ν , RACH subband index nRACH and parameter f ' are provided by higher layers.
For preamble format 0, the cyclic shift ν has 3 values. On the other hand, one cyclic shift value is used
in a cell if preamble format 1 is configured. As outlined by the equations above, the RACH subframe
provides 8 RACH subbands each occupying 6RBs; the parameter nRACH determines which subband is
used by the UE.
During the synchroniation subframe, the UE identifies the symbol with a strong beam. A set of parameters
provided by the upper layers is used to map the symbol with the selected beam to the RACH symbol
index l , as described in 5.7.2.1.
Higher layers determine the component carrier, in which the UE transmits the RACH signal.
There are 48 or 16 preambles available according to preamble format in each cell. The set of preambles
in a cell is found by combination of cyclic shift, OCC, and band index. Preamble index is allocated as
follows:
where,
3, 𝑓𝑓𝑓𝑓𝑓𝑓 𝑓𝑓𝑓𝑓𝑓𝑓𝑓𝑓𝑓𝑓𝑓𝑓 0
𝑁𝑁𝜈𝜈 = 𝑛𝑛𝑛𝑛𝑛𝑛𝑛𝑛𝑛𝑛𝑛𝑛 𝑜𝑜𝑜𝑜 𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐 𝑠𝑠ℎ𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖 = �
1, 𝑓𝑓𝑓𝑓𝑓𝑓 𝑓𝑓𝑓𝑓𝑓𝑓𝑓𝑓𝑓𝑓𝑓𝑓 1
37
TS V5G.211 V1.3 (2016-06)
The RACH subframes use the same beams as the synchronization subframes and in the same sequential
order. Hence if the m-th RACH subframe occurs within a radio frame with the system frame number SFN,
it will use the beams of the synchronization symbols identified by the set
((
l = S sync
beam
) )
− (SFN ⋅ M ⋅ N RACH + m ⋅ N RACH )% N BRS % N BRS ⋅ N rep ,
where N rep denotes the number of symbols dedicated to a single RACH transmission. Here N rep = 2
Symbols for scheduling request (SR) are transmitted during the RACH subframe. They occupy a different
set of subcarriers than those of RACH signal. Scheduling request is collected from any UE in a similar
manner as the RACH signal. The scheduling request preamble, illustrated in Figure 5.7.4.1-1 consists of
a cyclic prefix of length TCP and a sequence part of length TSEQ. Both have the same values as their
counterparts of the RACH preamble.
38
TS V5G.211 V1.3 (2016-06)
0 656 Ts 2048 Ts
1 1344 Ts 2048 Ts
The scheduling request preambles are generated from Zadoff-Chu sequences. Higher layers control the
set of preamble sequences used by the UE.
The length of scheduling request preamble sequence is 71. The u th root Zadoff-Chu sequence is defined
by
πun ( n+1)
−j
xu (n ) = e N ZC
, 0 ≤ n ≤ N ZC − 1 ,
Where N ZC = 71. Twelve different cyclic shifts of this sequence are defined to obtain scheduling request
preamble sequence.
As outlined by the equations above, the RACH subframe provides multiple subbands, each occupying
6RBs, for transmitting SR; the parameter N SR determines which subband is used by the UE. The values
of and N SR are received from upper layers. The symbol index l is calculated in the same way as
described in clause 5.7.2.1.
The baseband signal for SR is generated in the same manner as RACH as outlined in clause 5.7.3.
39
TS V5G.211 V1.3 (2016-06)
Modulation and upconversion to the carrier frequency of the complex-valued OFDM baseband signal for
each antenna port or the complex-valued xPRACH baseband signal is shown in Figure 5.8-1.
cos (2pf 0 t )
Re {sl (t )}
sl (t )
Im{sl (t )}
− sin (2pf 0 t )
6 Downlink
6.1 Overview
The smallest time-frequency unit for downlink transmission is denoted a resource element and is defined
in clause 6.2.2.
• Reference signal
40
TS V5G.211 V1.3 (2016-06)
• Synchronization signal
in the frequency and time domains, respectively. Resource element (k, l ) on antenna port p
corresponds to the complex value ak( ,pl ) . When there is no risk for confusion, or no particular antenna port
is specified, the index p may be dropped.
41
TS V5G.211 V1.3 (2016-06)
Tslot
DL
N symb
k = N RB N sc − 1
DL RB
DL
N symb × N scRB
(k , l )
× N scRB
N scRB
DL
N RB
k =0
l=0 l= DL
N symb −1
42
TS V5G.211 V1.3 (2016-06)
DL
Physical resource blocks are numbered from 0 to N RB − 1 in the frequency domain. The relation between
the physical resource block number nPRB in the frequency domain and resource elements (k , l ) in a slot
is given by
k
nPRB = RB
N sc
A physical resource-block pair is defined as the two physical resource blocks in one subframe having the
same physical resource-block number nPRB .
The size of a virtual resource block group is 4 times that of a physical resource block.
The xREG of index nxREG ∈ {0, 1, …, 15} consists of resource elements (k , l ) with k = k0 + k1 + 6m
where
- k0 = 6 ⋅ nxREG ⋅ N scRB
- k1 = {0,1,4,5},
- m = {0,1,2,...,11},
The OFDM symbol index is given by either of l = 0 or l = {0, 1} according to the xPDCCH transmission
configuration as described in [3].
43
TS V5G.211 V1.3 (2016-06)
This clause describes a general structure, applicable to more than one physical channel.
The baseband signal representing a downlink physical channel is defined in terms of the following steps:
6.3.1 Scrambling
The block of codeword bits b(0),..., b( M bit − 1) , where M bit is the number of codeword bits transmitted on
the physical channel in one subframe, shall be scrambled prior to modulation, resulting in a block of
~ ~
scrambled bits b (0),..., b ( M bit − 1) according to
where the scrambling sequence c(i ) is given by clause 7.2. The scrambling sequence generator shall be
initialised at the start of each subframe, where the initialisation value of cinit depends on the transport
channel type according to
where nRNTI corresponds to the RNTI associated with the xPDSCH transmission as described in clause
7.1 in [3].
44
TS V5G.211 V1.3 (2016-06)
6.3.2 Modulation
The block of scrambled bits b~( 0 ),...,b~( M bit − 1 ) shall be modulated as described in clause 7.1 using one
of the modulation schemes in Table 6.3.2-1, resulting in a block of complex-valued modulation symbols
d (0),..., d ( M symb − 1) .
[
layers x(i ) = x ( 0 ) (i ) ... ]
x (υ −1) (i ) , i = 0,1,..., M symb
T layer
− 1 where υ layer
is the number of layers and M symb is the
number of modulation symbols per layer.
For transmission on a single antenna port, a single layer is used, υ = 1 , and the mapping is defined by
x ( 0 ) (i ) = d (i )
layer
with M symb = M symb .
For spatial multiplexing, the layer mapping shall be done according to Table 6.3.3.2-1. The number of
layers υ is less than or equal to the number of antenna ports P used for transmission of the physical
channel.
For transmit diversity, the layer mapping shall be done according to Table 6.3.3.3-1. There is only one
codeword and the number of layers υ is equal to the number of antenna ports P used for transmission
of the physical channel.
45
TS V5G.211 V1.3 (2016-06)
x (i ) = d (2i )
(0)
layer
= M symb 2
2 x (1) (i ) = d (2i + 1) M symb
6.3.4 Precoding
The precoder takes as input one or two of vectors from the layer mapping and generates a block of
[
vectors y (i ) = ... y ( p ) (i ) ]T
... , i = 0,1,..., M symb
ap
− 1 to be mapped onto resources on each of the antenna
y ( p ) (i ) = x (0) (i )
where p is the number of the single antenna port used for transmission of the physical channel and
i = 0,1,..., M symb
ap
− 1 , M symb
ap
= M symb
layer
.
Precoding for transmit diversity is only used in combination with layer mapping for transmit diversity as
described in clause 6.3.3.3.
For transmission on two antenna ports, p1 and p 2 ,, the output y(i) = [y ( p ) (i) y ( p ) (i)]T ,
1 2
i = 0,1,..., M symb
ap
−1
of the precoding operation is defined by
y ( p1 ) (2i ) 1 0 j ( )
0 Re x ( 0 ) (i )
( p2 )
y (2i ) = 1
0 − 1 0
( )
j Re x (1) (i )
y ( p1 ) (2i + 1)
( p2 )
2 0 1 0 ( )
j Im x ( 0 ) (i )
y ( 2i + 1) 1 0 − j ( )
0 Im x (1) (i )
6.3.4.3 Precoding for spatial multiplexing using antenna ports with UE-specific reference signals
Precoding for spatial multiplexing using antenna ports with UE-specific reference signals is only used in
combination with layer mapping for spatial multiplexing as described in clause 6.3.3.2. Spatial
multiplexing using antenna ports with UE-specific reference signals supports up to two antenna ports in
the set of antenna ports p ∈ {8,...,15}.
In the following let, p1 and p 2 , denote the two antenna ports identified in the downlink resource
allocation (see DCI Format definitions in [2]).
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TS V5G.211 V1.3 (2016-06)
For transmission of two layers on 2 antenna ports, the precoding operation is defined by:
y ( p1 ) (i ) x (0) (i )
( p 2 ) = (1)
y (i ) x (i )
[3] and be mapped in sequence starting with y (0) to resource elements (k, l ) that are in the resource
( p)
The mapping to resource elements (k, l ) on antenna port p not reserved for other purposes shall be in
increasing order of first the index k over the assigned physical resource blocks and then the index l .
The xPDSCH shall be processed and mapped to resource elements as described in clause 6.3 with the
following additions and exceptions:
• The xPDSCH shall be transmitted on υ antenna port(s) in the set p ∈ {8,9,...,15} , where the number
of layers used for transmission of the xPDSCH υ is one or two.
and l ≤ llast
xPDSCH xPDSCH
• The index l in a subframe fulfils l ≥ l xPDSCH
first where l xPDSCH
first and llast are given in
DCI formats B1 and B2 in [2].
• xPDSCH is not mapped to resource elements reserved for PCRS.
• they are not defined to be used for UE-specific reference signals associated with xPDSCH for any of
the antenna ports in the set {8, 9, …, 15}.
The Physical broadcast channel is transmitted using the same beams used for beam reference signals in
each OFDM symbol.
6.5.1 Scrambling
The block of bits b(0),..., b( M bit − 1) , where M bit , the number of bits transmitted on the physical broadcast
channel, equals to 5248, shall be scrambled with a cell-specific sequence prior to modulation, resulting in
~ ~
a block of scrambled bits b (0),..., b ( M bit − 1) according to
where the scrambling sequence c(i) is given by clause 7.2. The scrambling sequence shall be initialised
with cinit = cell
N ID in each radio frame fulfilling 𝑛𝑛𝑓𝑓 𝑚𝑚𝑚𝑚𝑚𝑚 4 = 0.
47
TS V5G.211 V1.3 (2016-06)
6.5.2 Modulation
~ ~
The block of scrambled bits b (0),..., b ( M bit − 1) shall be modulated as described in clause 7.1, resulting in
a block of complex-valued modulation symbols d (0),..., d ( M symb − 1) . Table 6.5.2-1 specifies the modulation
mappings applicable for the physical broadcast channel.
antenna port p .The antenna ports p = 0…7 used for xPBCH are identical to the antenna ports p = 0..7
used for the mapping of BRS according to 6.7.4.2.
The sub-frames 0 and 25 in each radio frame shall be assigned to transmit xPBCH together with
synchronization signals. The sub-block of complex-valued symbols is repeated on each OFDM symbol in
the subframe and it may be transmitted by different analog beams. The sub-blocks are repeated –
48
TS V5G.211 V1.3 (2016-06)
although transmitted with different information – after every four radio frames, i.e., after every eight
synchronization sub-frames. Focusing on four adjacent radio frames whose first eight bits of SFN are
same and indexing the sub-frames of these radio frames from 0 to 199, sub-block 2i and 2i+1 are
transmitted in sub-frame 25i where 0 ≤ 𝑖𝑖 ≤ 7.
The even indexed sub-block of complex-valued symbols transmitted shall be mapped in increasing order
of the index in each OFDM symbol. The resource-element indices are given by:
𝑅𝑅𝑅𝑅
𝑘𝑘 = 𝑘𝑘 ′ ∙ 𝑁𝑁𝑠𝑠𝑠𝑠 + 𝑘𝑘 ′′
1 𝐷𝐷𝐷𝐷 1 𝐷𝐷𝐷𝐷
𝑘𝑘 ′ = � (𝑁𝑁𝑅𝑅𝑅𝑅 + 18)� , � (𝑁𝑁𝑅𝑅𝑅𝑅 𝐷𝐷𝐷𝐷
+ 18)� + 1, … , 𝑁𝑁𝑅𝑅𝑅𝑅 −1
2 2
𝑘𝑘 ′′ = 0, 1, 2, 3
𝑙𝑙 = 0, 1, 2, … , 12,13
The odd indexed sub-block of complex-valued symbols transmitted in each subframe shall be mapped in
decreasing order of the index in each OFDM symbol. The resource-element indices are given by:
𝑅𝑅𝑅𝑅
𝑘𝑘 = 𝑘𝑘 ′ ∙ 𝑁𝑁𝑠𝑠𝑠𝑠 + 𝑘𝑘 ′′
1 𝐷𝐷𝐷𝐷 1 𝐷𝐷𝐷𝐷
𝑘𝑘 ′ = � (𝑁𝑁𝑅𝑅𝑅𝑅 − 18)� − 1, � (𝑁𝑁𝑅𝑅𝑅𝑅 − 18)� − 2, … ,1,0
2 2
𝑘𝑘 ′′ = 3,2,1,0
𝑙𝑙 = 0, 1, 2, … , 12,13
𝑅𝑅𝑅𝑅 𝐷𝐷𝐷𝐷
where 𝑁𝑁𝑠𝑠𝑠𝑠 = 12 and 𝑁𝑁𝑅𝑅𝑅𝑅 = 100 Figures 6.7.4.2-1 illustrates the resource elements used for xPBCH
according to the numerical definition.
The system information block to support standalone mode shall be transmitted on ePBCH via two
𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒
antenna ports. The ePBCH is transmitted using the same multiple beams in 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 consecutive OFDM
𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒
symbols, where 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 = 2.
The ePBCH is transmitted on a predefined or configured subframe. The essential system information for
initial cell attachment and radio resource configuration shall be included in the system information block.
6.5A.1 Scrambling
The block of bits b(0),..., b( M bit − 1) , where M bit , the number of bits transmitted on the extended physical
broadcast channel, equals to 2000, shall be scrambled with a cell-specific sequence prior to modulation,
~ ~
resulting in a block of scrambled bits b (0),..., b ( M bit − 1) according to
49
TS V5G.211 V1.3 (2016-06)
where the scrambling sequence c(i ) is given by clause 7.2. The scrambling sequence shall be initialised
with
𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒 𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐 𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐
𝐶𝐶𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖 = 210 ∙ �7 ∙ (𝑛𝑛�𝑠𝑠 + 1) + �𝑙𝑙/𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 � + 1� ∙ (2 ∙ 𝑁𝑁𝐼𝐼𝐼𝐼 + 1) + 2 ∙ 𝑁𝑁𝐼𝐼𝐼𝐼 +1
where 𝑛𝑛�𝑠𝑠 = 𝑛𝑛𝑠𝑠 mod 20; ns is the slot number within a radio frame and 𝑙𝑙 is the OFDM symbol number within
one subframe, and 𝑙𝑙 = 0,1,2, ⋯ ,13.
6.5A.2 Modulation
~ ~
The block of scrambled bits b (0),..., b ( M bit − 1) shall be modulated as described in clause 7.1, resulting in
a block of complex-valued modulation symbols d (0),..., d ( M symb − 1) . Table 6.5.A.2-1 specifies the
modulation mappings applicable for the extended physical broadcast channel.
[
y (i ) = y (50 ) (i ) , ]
y (51) (i ) , i = 0,..., M symb − 1 , where y (i ) and y (i ) correspond to signals for antenna
T ( 50 ) ( 51)
When the ePBCH transmission is on, the multiple subframes for ePBCH transmission are configured in
the radio frame fulfilling 𝑛𝑛𝑓𝑓 𝑚𝑚𝑚𝑚𝑚𝑚 𝑇𝑇𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒 = 𝑇𝑇𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒 − 1. The configured subframes for ePBCH transmission
are given in Table 6.5.A.3-2.
The configured subframe for ePBCH transmission are listed in Table 6.5.A.3-2
Table 6.5.A.3-2: The number of subframes for ePBCH transmission according to BRS transmission period
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TS V5G.211 V1.3 (2016-06)
The block of complex-valued symbols transmitted in each OFDM symbol shall be mapped in increasing
order of the index k excluding DM-RS associated with ePBCH. The resource-element indices are given
by
k = 6 ∙ 𝑘𝑘 ′ + 𝑘𝑘 ′′
𝐷𝐷𝐷𝐷
𝑘𝑘 ′ = 0, 1, 2, … , 2 ∙ 𝑁𝑁𝑅𝑅𝑅𝑅 −1
𝑘𝑘 ′′ = 0, 1,3, 4, 5
l = 0, 1, 2, … , 12,13
𝐷𝐷𝐷𝐷
where 𝑁𝑁𝑅𝑅𝑅𝑅 = 100.
PDCCH format Number of CCEs Number of resource-element groups Number of xPDCCH bits
0 2 2 192
1 4 4 384
2 8 8 768
3 16 16 1536
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TS V5G.211 V1.3 (2016-06)
where the UE-specific scrambling sequence c(i) is given by clause 7.2. The scrambling sequence
generator shall be initialized with cinit = ns 2 ⋅ 2 9 + nID
xPDCCH xPDCCH
where the quantity nID is given by
•
xPDCCH
nID = N ID
cell
if no value for nID is provided by higher layers
xPDCCH
• nID = nID otherwise.
6.6.3 Modulation
~ ~
The block of scrambled bits b (0),..., b ( M tot − 1) shall be modulated as described in clause 7.1, resulting in a
block of complex-valued modulation symbols d (0),..., d ( M symb − 1) . Table 6.8.3-1 specifies the modulation
mappings applicable for the physical downlink control channel.
Codeword-to-layer mapping
Number of layers Number of codewords
i = 0,1,..., M symb
layer
−1
x ( 0) (i ) = d ( 0) (2i )
2 1 x (1) (i ) = d ( 0) (2i + 1)
layer
M symb = M symb
( 0)
2
y (107 ) (2i ) 1 0 j ( )
0 Re x (0 ) (i )
(109 )
y (2i ) = 1
0 − 1 0
( )
j Re x (1) (i )
y (107 ) (2i + 1)
(109 )
2 0 1 0 ( )
j Im x (0 ) (i )
y (2i + 1) 1 0 − j ( )
0 Im x (1) (i )
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TS V5G.211 V1.3 (2016-06)
The mapping to resource elements (k, l ) on antenna port p meeting the criteria above shall be in
increasing order of the index k .
A UE-specific reference signal associated with xPDSCH is not transmitted in resource elements (k, l ) in
which one of the physical channels are transmitted using resource elements with the same index pair
(k, l ) regardless of their antenna port p .
For any of the antenna ports p ∈ {8,9,..., v + 7} , the reference-signal sequence r (m ) is defined by
The pseudo-random sequence c (i ) is defined in clause 7.2. The pseudo-random sequence generator
shall be initialised with
(
cinit = (ns / 2 + 1) ⋅ 2nID
( nSCID )
)
+ 1 ⋅ 216 + nSCID
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TS V5G.211 V1.3 (2016-06)
• nID
(i )
= N ID
cell DMRS, i
if no value for nID is provided by higher layers
• nID = nID
(i ) DMRS, i
otherwise
The value of nSCID is zero unless specified otherwise. For a xPDSCH transmission, nSCID is given by
the DCI format in [2] associated with the xPDSCH transmission.
{ }
For antenna port p1 used for single port transmission, or ports p1 , p2 used for two-port transmission in
a physical resource block with frequency-domain index nPRB assigned for the corresponding xPDSCH
transmission, a part of the reference signal sequence r (m) shall be mapped to complex-valued
where
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TS V5G.211 V1.3 (2016-06)
Resource elements (k , l ) used for transmission of UE-specific reference signals to one UE on any of the
antenna ports in the set S , where S = {8,12} , S = {9,13} , S = {10,14} or S = {11,15} shall
• not be used for transmission of xPDSCH on any antenna port in the same subframe, and
• not be used for UE-specific reference signals to the same UE on any antenna port other than those in
S in the same subframe.
Figure 6.7.1.2-1 illustrates the resource elements used for UE-specific reference signals for antenna ports
8, 9, 10, 11, 12, 13, 14 and 15.
For any of the antenna ports p ∈ {107,109} , the reference-signal sequence r (m) is defined by
r ( m) =
1
(1 − 2 ⋅ c(2m) ) + j 1 (1 − 2 ⋅ c(2m + 1) ), m = 0 ,1,...,23 .
2 2
The pseudo-random sequence c(n) is defined in clause 7.2. The pseudo-random sequence generator
shall be initialised with
(
cinit = (ns / 2 + 1) ⋅ 2nID
xPDCCH
)
+ 1 ⋅ 216 + nSCID
xPDCCH
xPDCCH
at the start of each subframe where nSCID = 2 and nID
xPDCCH
is configured by higher layers where the
xPDCCH
quantity nID is given by
• nID
xPDCCH
= N ID
cell
if no value for nID is provided by higher layers
• nxPDCCH
ID = nID otherwise.
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TS V5G.211 V1.3 (2016-06)
For the antenna port p ∈ {107,109} shall be mapped to complex-valued modulation symbols ak( ,pl) in a
subframe according to
where
k0 = 6 ⋅ nxREG ⋅ N scRB
0 ≤ nxREG < 16
m'= 0,1,...,23
rl , ns (m) =
1
(1 − 2 ⋅ c(2m) ) + j 1 (1 − 2 ⋅ c(2m + 1) ), 3 max, DL
m = 0,1,..., N RB −1
2 2 2
where ns is the slot number within a radio frame and l is the OFDM symbol number within the slot. The
pseudo-random sequence c(i ) is defined in clause 7.2. The pseudo-random sequence generator shall at
the start of each OFDM symbol be initialised with
(
cinit = 210 ⋅ (7 ⋅ (ns + 1) + l + 1) ⋅ 2 ⋅ N ID
CSI
+ 1 + 2 ⋅ N ID
CSI
)+1
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TS V5G.211 V1.3 (2016-06)
n s = n s mod 20
A CSI-RS resource allocation comprises of one symbol (symbol 13) or two consecutive symbols (symbols
12, 13).
In a subframe used for CSI-RS transmission, the reference signal sequence rl , ns (m) shall be mapped to
complex-valued modulation symbols ak( ,pl) on antenna port p according to
0 for p ∈ {16,17,18,19,20,21,22,23}
k = p − 16 + 8m −
8 for p ∈ {24,25,26,27,28,29,30,31}
5 for p ∈ {16,17,18,19,20,21,22,23}
l=
6 for p ∈ {24,25,26,27,28,29,30,31}
ns mod(2) = 1
0 for p ∈ {16,17,18,19,20,21,22,23}
k = p − 16 + 8m −
8 for p ∈ {24,25,26,27,28,29,30,31}
l = 6 for p ∈ {16,17,18,19,20,21,22,23}
ns mod(2) = 1
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TS V5G.211 V1.3 (2016-06)
A UE can be configured with a one symbol allocation or a two symbol allocation of a CSI-RS resource.
A CSI resource configuration is configured via RRC signalling, and it comprises of a 16 bit bitmap
indicating RE mapping described in Tables 6.7.3.2-1.
The symbol allocation for a CSI resource(s) corresponding to a UE within a subframe is dynamically
indicated by the ‘resource configuration’ field of the DCI.
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TS V5G.211 V1.3 (2016-06)
Where l = 0,1,…,13 is the OFDM symbol number. The pseudo-random sequence c(i) is defined in clause
7.2. The pseudo-random sequence generator shall be initialised with
𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐 𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐
𝐶𝐶𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖 = 210 ∙ (7 ∙ (𝑛𝑛𝑠𝑠 + 1) + 𝑙𝑙 ′ + 1) ∙ (2 ∙ 𝑁𝑁𝐼𝐼𝐼𝐼 + 1) + 2 ∙ 𝑁𝑁𝐼𝐼𝐼𝐼 +1
𝑙𝑙
at the start of each OFDM symbol, where 𝑛𝑛𝑠𝑠 = � � and 𝑙𝑙 ′ = 𝑙𝑙 mod 7.
7
The reference signal sequence 𝑟𝑟𝑙𝑙 (𝑚𝑚) shall be mapped to complex-valued modulation symbols a k( ,pl ) used
as reference symbols for antenna port p according to
(𝑝𝑝)
�𝑝𝑝 (𝑚𝑚′ )𝑟𝑟𝑙𝑙 (𝑚𝑚′′)
𝑎𝑎𝑘𝑘,𝑙𝑙 = 𝑤𝑤
with
𝑅𝑅𝑅𝑅
𝑘𝑘 = 𝑘𝑘 ′ ∙ 𝑁𝑁𝑠𝑠𝑠𝑠 + 𝑘𝑘 ′′
1 𝐷𝐷𝐷𝐷 1 𝐷𝐷𝐷𝐷 1 𝐷𝐷𝐷𝐷
𝑘𝑘 ′ = 0, 1, … , , � (𝑁𝑁𝑅𝑅𝑅𝑅 − 18)� − 1, � (𝑁𝑁𝑅𝑅𝑅𝑅 + 18)� , � (𝑁𝑁𝑅𝑅𝑅𝑅 𝐷𝐷𝐷𝐷
+ 18)� + 1 , … , , 𝑁𝑁𝑅𝑅𝑅𝑅 −1
2 2 2
𝑘𝑘 ′′ = 4, 5, 6, 7, 8, 9, 10, 11
𝑙𝑙 = 0, 1, 2, … , 12,13
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TS V5G.211 V1.3 (2016-06)
𝐷𝐷𝐷𝐷
𝑚𝑚 = 0, 1, … , 8 ∙ (𝑁𝑁𝑅𝑅𝑅𝑅 − 18) − 1
𝑚𝑚𝑚𝑚𝑚𝑚,𝐷𝐷𝐷𝐷
𝑚𝑚′′ = 𝑚𝑚 + 4 ∙ (𝑁𝑁𝑅𝑅𝑅𝑅 𝐷𝐷𝐷𝐷
− 𝑁𝑁𝑅𝑅𝑅𝑅 )
𝑚𝑚′ = 𝑚𝑚 mod 8
𝑅𝑅𝑅𝑅
where 𝑁𝑁𝑠𝑠𝑠𝑠 = 12 and the sequence w p (i ) is defined in Table 6.7.8.2-1. BRS is transmitted from antenna
ports p=0…7.
Resource elements (k, l ) used for transmission of beam reference signals on any of the antenna ports
shall be shared based on the orthogonal cover code in Table 6.7.4.2-1. Figures 6.7.4.2-1 illustrates the
resource elements used for xPBCH and beam reference signal transmission according to the numerical
definition in 6.5.3 and 6.7.4.2 at each OFDM symbol. Also shown is the cover code w p on each resource
element used for beam reference signal transmission on antenna port p .
𝑤𝑤
�𝑝𝑝 for 𝑝𝑝 = 0 1 2 3 4 5 6 7
+1 -1 +1 -1 -1 +1 -1 +1
+1 -1 -1 +1 -1 +1 +1 -1
41 RBs +1 -1 -1 +1 +1 -1 -1 +1
8 REs +1 -1 +1 -1 +1 -1 +1 -1
for BRS DM-RS
+1 +1 +1 +1 +1 +1 +1 +1
+1 +1 -1 -1 -1 -1 +1 +1
+1 +1 -1 -1 +1 +1 -1 -1
PSS/SSS/ESS
+1 +1 +1 +1 -1 -1 -1 -1
18 RBs
4 REs
for xPBCH
41 RBs
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TS V5G.211 V1.3 (2016-06)
The beam reference signal transmission period shall be configured by higher layers, which can be set to
single slot, 1 subframe, 2 subframes or 4 subframes. In each configuration, the maximum # of
opportunities for different TX beam training and the logical beam indexes are given by Table 6.7.4.3-1,
Table 6.7.4.3-1: Logical beam index mapping according to BRS transmission period
where P is the total number of antenna ports. The logical beam index mapping according to the
transmission period is given by Table 6.7.4.3-2,
Table 6.7.4.3-2: Beam index mapping to OFDM symbol in each beam reference signal
BRS configuration 00 01
𝑝𝑝 𝐷𝐷𝐷𝐷 𝑝𝑝 𝐷𝐷𝐷𝐷
st
𝑏𝑏1 (𝑖𝑖) = 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 ∙ p + i, 𝑏𝑏1 (𝑖𝑖) = 2 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 ∙ p + i,
1 BRS Transmission Region 𝐷𝐷𝐷𝐷 𝐷𝐷𝐷𝐷
where i = 0, … , 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 −1 where i = 0, … , 2 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 −1
BRS configuration 10 11
𝑝𝑝 𝐷𝐷𝐷𝐷 𝑝𝑝 𝐷𝐷𝐷𝐷
st
𝑏𝑏1 (𝑖𝑖) = 2 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 ∙ p + i, 𝑏𝑏1 (𝑖𝑖) = 2 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 ∙ p + i,
1 BRS Transmission Region 𝐷𝐷𝐷𝐷 𝐷𝐷𝐷𝐷
where i = 0, … , 2 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 −1 where i = 0, … , 2 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 −1
𝑝𝑝 𝐷𝐷𝐷𝐷 𝐷𝐷𝐷𝐷 𝑝𝑝 𝐷𝐷𝐷𝐷 𝐷𝐷𝐷𝐷
nd
𝑏𝑏2 (𝑖𝑖) = 2 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 ∙ P + 2 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 ∙ p + i, 𝑏𝑏2 (𝑖𝑖) = 2 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 ∙ P + 2 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 ∙ p + i,
2 BRS Transmission Region 𝐷𝐷𝐷𝐷 𝐷𝐷𝐷𝐷
where i = 0, … , 2 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 − 1 where i = 0, … , 2 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 − 1
𝑝𝑝 𝐷𝐷𝐷𝐷 𝐷𝐷𝐷𝐷
rd
𝑏𝑏3 (𝑖𝑖) = 4 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 ∙ P + 2 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 ∙ p + i,
3 BRS Transmission Region 𝐷𝐷𝐷𝐷
where i = 0, … , 2 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 − 1
𝑝𝑝 𝐷𝐷𝐷𝐷 𝐷𝐷𝐷𝐷
th
𝑏𝑏4 (𝑖𝑖) = 6 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 ∙ P + 2 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 ∙ p + i,
4 BRS Transmission Region 𝐷𝐷𝐷𝐷
where i = 0, … , 2 ∙ 𝑁𝑁𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 − 1
where BRS transmission region is defined as a slot (in case of ‘00’) or a subframe (in all configuration
𝑝𝑝
cases except ‘00’) to transmit BRS, p ∈ {0, 1, 2, … , 7} is antenna port number, 𝑏𝑏𝑛𝑛 (𝑖𝑖) is the logical beam
index to transmit beam reference signals for antenna port number p in i-th OFDM symbol in n-th beam
reference signal slot or subframe.
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TS V5G.211 V1.3 (2016-06)
1 1 3 𝑚𝑚𝑚𝑚𝑚𝑚,𝐷𝐷𝐷𝐷
𝑟𝑟𝑙𝑙,𝑛𝑛𝑠𝑠 (𝑚𝑚) = �1 − 2𝑐𝑐(2𝑚𝑚)� + 𝑗𝑗 �1 − 2𝑐𝑐(2𝑚𝑚 + 1)�, 𝑚𝑚 = 0,1, … , � 𝑁𝑁𝑅𝑅𝑅𝑅 �−1
√2 √2 8
where ns is the slot number within a radio frame; l is the OFDM symbol number within the slot; 𝑐𝑐(𝑛𝑛)
denotes a pseudo-random sequence defined by clause 7.2. The pseudo-random sequence generator
shall at the start of each OFDM symbol be initialised with:
𝐵𝐵𝐵𝐵𝐵𝐵𝐵𝐵 𝐵𝐵𝐵𝐵𝐵𝐵𝐵𝐵
𝑐𝑐𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖 = 210 (7(𝑛𝑛�𝑠𝑠 + 1) + 𝑙𝑙 + 1)(2𝑁𝑁𝐼𝐼𝐼𝐼 + 1) + 2𝑁𝑁𝐼𝐼𝐼𝐼 +1
where
𝐷𝐷𝐷𝐷 𝑅𝑅𝑅𝑅
𝑁𝑁𝑅𝑅𝑅𝑅 𝑁𝑁𝑠𝑠𝑠𝑠
0 𝑖𝑖𝑖𝑖 4𝑘𝑘′ < � �
𝑘𝑘0 = � 2
3 𝑜𝑜𝑜𝑜ℎ𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒
The BRRS can be transmitted in OFDM symbols l within a subframe, where l is configured by ‘Indication
of OFDM symbol index for CSI-RS/BRRS allocation’ in DCI format in [2]. On each Tx antenna port, BRRS
may be transmitted with different Tx beam.
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TS V5G.211 V1.3 (2016-06)
For any of the antenna ports p ∈ {60,61} , the reference-signal sequence r (m ) is defined by
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TS V5G.211 V1.3 (2016-06)
The pseudo-random sequence c (i ) is defined in clause 7.2. The pseudo-random sequence generator
shall be initialised with
(
cinit = (ns / 2 + 1) ⋅ 2nID
( nSCID )
)
+ 1 ⋅ 216 + nSCID
PCRS, i
(i )
• nID = N ID
cell
if no value for nID is provided by higher layers
•
(i )
nID = nID
PCRS, i
otherwise
The value of nSCID is zero unless specified otherwise. For a xPDSCH transmission, nSCID is given by the
DCI format in [2] associated with the xPDSCH transmission.
For antenna ports p ∈ {60,61} , in a physical resource block with frequency-domain index nPRB ' assigned
for the corresponding xPDSCH transmission, a part of the reference signal sequence r (m) shall be
mapped to complex-valued modulation symbols ak( ,pl) for all xPDSCH symbols in a subframe according to:
where p' is the demodulation reference signal port number associated with xPDSCH transmission.
xPDSCH
The starting resource block number of xPDSCH physical resource allocation n PRB in the frequency
xPDSCH
domain, resource allocation bandwidth in terms of number of resource blocks N PRB and resource
elements (k , l ' ) in a subframe is given by
(
k = N scRB ⋅ nPRB
xPDSCH
+ k ' '⋅4 + k ' )
24 p ∈ 60
k' =
23 p ∈ 61
k ' ' = m' / 4
l ' = l 'first
xPDSCH ' xPDSCH
,..., llast
m' = 0,1,2,..., N PRB
xPDSCH
−1
' xPDSCH
xPDSCH
where l ' is the symbol index within a subframe. l 'first and llast are symbol indices of the first and
last of xPDSCH, respectively for the given subframe.
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TS V5G.211 V1.3 (2016-06)
Resource elements (k , l ') used for transmission of UE-specific phase noise compensation reference
signals on any of the antenna ports in the set S , where S = {60} and S = {61} shall
• not be used for transmission of xPDSCH on any antenna port in the same subframe.
Figure 6.7.6.2-1 illustrates the resource elements used for phase noise compensation reference signals
for antenna ports 60 and 61 when xPDSCH is transmitted from l 'first
xPDSCH
= 3 to llast
' xPDSCH
= 13 .
0 1 2 3 4 5 6 7 8 9 10 11 12 13
0 61
1 60
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
Figure 6.7.6.2-1: Mapping of phase noise compensation reference signals, antenna ports 60 and 61 in
' xPDSCH
case of l 'first
xPDSCH
=3 and llast =13.
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TS V5G.211 V1.3 (2016-06)
1 1 𝐷𝐷𝐷𝐷
𝑟𝑟𝑙𝑙,𝑛𝑛𝑠𝑠 (𝑚𝑚) = �1 − 2 ∙ c(2m)� + j �1 − 2 ∙ 𝑐𝑐(2𝑚𝑚 + 1)�, 𝑚𝑚 = 0, 1, … , 2 ∙ 𝑁𝑁𝑅𝑅𝑅𝑅 −1
√2 √2
𝐷𝐷𝐷𝐷
where 𝑁𝑁𝑅𝑅𝑅𝑅 = 100, ns is the slot number within a radio frame and 𝑙𝑙 is the OFDM symbol number within
one subframe, and 𝑙𝑙 = 0, 1, 2, … , 13. The pseudo-random sequence c(i) is defined in clause 7.2. The
pseudo-random sequence generator shall be initialised with
𝑙𝑙 ̅ = 𝑙𝑙 mod 7
The reference signal sequence rl , ns (m) shall be mapped to complex-valued modulation symbols ak( ,pl )
used as reference symbols for antenna port p in each OFDM symbol according to
(𝑝𝑝)
� 𝑝𝑝,𝑙𝑙′ (𝑚𝑚′ )𝑟𝑟𝑙𝑙,𝑛𝑛𝑠𝑠 (𝑚𝑚)
𝑎𝑎𝑘𝑘,𝑙𝑙 = 𝑤𝑤
k = 6 ∙ 𝑚𝑚 + 2
𝐷𝐷𝐷𝐷
𝑚𝑚 = 0, 1, … , 2 ∙ 𝑁𝑁𝑅𝑅𝑅𝑅 −1
l = 0, 1, 2, … , 12,13
𝑚𝑚′ = 𝑚𝑚 mod 2
𝑙𝑙 ′ = 𝑙𝑙 mod 2
𝐷𝐷𝐷𝐷
where 𝑁𝑁𝑅𝑅𝑅𝑅 = 100 and the sequence w p (i ) is defined in Table 6.7.8.2-1.
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TS V5G.211 V1.3 (2016-06)
There are 504 unique physical-layer cell identities. The physical-layer cell identities are grouped into 168
unique physical-layer cell-identity groups, each group containing three unique identities. The grouping is
such that each physical-layer cell identity is part of one and only one physical-layer cell-identity group. A
cell
physical-layer cell identity N ID = 3N ID
(1)
+ N ID
(2) (1)
is thus uniquely defined by a number N ID in the range of 0 to
(2)
167, representing the physical-layer cell-identity group, and a number N ID in the range of 0 to 2,
representing the physical-layer identity within the physical-layer cell-identity group.
The sequence d (n) used for the primary synchronization signal is generated from a frequency-domain
Zadoff-Chu sequence according to
− j πun ( n +1)
e 63 n = 0,1,...,30
d u (n) = πu ( n +1)( n + 2)
−j 63 n = 31,32,...,61
e
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TS V5G.211 V1.3 (2016-06)
The UE shall not assume that the primary synchronization signal transmitted on any of the ports
p = 300,...,313 is transmitted on the same antenna port as any of the downlink reference signals in that
subframe. The UE shall not assume that any transmission instance of the primary synchronization signal
is transmitted on the same antenna port, or ports, used for any other transmission instance of the primary
synchronization signal in the same subframe.
The primary synchronization signal shall be mapped to OFDM symbols 0-13 in subframes 0 and 25 in
each radio frame.
Resource elements (k , l ) in the OFDM symbols used for transmission of the primary synchronization
signal where
DL RB
N RB N sc
k = n − 31 +
2
n = −5,−4,...,−1,62,63,...66
are reserved and not used for transmission of the primary synchronization signal.
The sequence d (0),..., d (61) used for the second synchronization signal is an interleaved concatenation of
two length-31 binary sequences. The concatenated sequence is scrambled with a scrambling sequence
given by the primary synchronization signal. The second synchronization signal is transmitted on antenna
port p = 300,...,313 .
The combination of two length-31 sequences defining the secondary synchronization signal differs
between subframes according to
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TS V5G.211 V1.3 (2016-06)
(1)
where 0 ≤ n ≤ 30 . The indices m 0 and m1 are derived from the physical-layer cell-identity group N ID
according to
m0 = m′ mod 31
m1 = (m0 + m′ 31 + 1) mod 31
N (1) + q ′(q ′ + 1) 2
m′ = N ID
(1)
+ q (q + 1) 2 , q = ID
, q ′ = N ID 30
(1)
30
The two sequences s0( m0 ) (n) and s1( m1 ) (n) are defined as two different cyclic shifts of the m-sequence
~s (n) according to
The two scrambling sequences c0 (n) and c1 (n) depend on the primary synchronization signal and are
defined by two different cyclic shifts of the m-sequence c~ (n) according to
c0 (n) = c~ ((n + N ID
( 2)
) mod 31)
~
c (n) = c ((n + N + 3) mod 31)
( 2)
1 ID
where N ID ∈ {0,1,2} is the physical-layer identity within the physical-layer cell identity group N ID and
( 2) (1)
The scrambling sequences z1( m0 ) (n) and z1( m1 ) (n) are defined by a cyclic shift of the m-sequence
~z (n)
according to
z1( m0 ) (n) = ~
z ((n + (m0 mod 8)) mod 31)
where m 0 and m1 are obtained from Table 6.8.2.1-1 and ~z (i) = 1 − 2 x(i) , 0 ≤ i ≤ 30 , is defined by
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TS V5G.211 V1.3 (2016-06)
The secondary synchronization signal shall be mapped to the same OFDM symbols as the primary
synchronization signal. The same antenna port p ∈ {300,...,313} as for the primary synchronization
signal shall be used for the secondary synchronization signal in a given OFDM symbol. The sequence
d (n ) shall be mapped to resource elements according to
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TS V5G.211 V1.3 (2016-06)
Resource elements (k , l ) in the OFDM symbols used for transmission of the secondary synchronization
signal where
𝐷𝐷𝐷𝐷 𝑅𝑅𝑅𝑅
𝑁𝑁𝑅𝑅𝑅𝑅 𝑁𝑁𝑠𝑠𝑠𝑠
k = n + 41 +
2
n = −5, −4, … , −1, 62, 63, … , 66
are reserved and not used for transmission of the secondary synchronization signal.
The sequence 𝑑𝑑(0), … , 𝑑𝑑(62) used to obtain the extended synchronization signal is the length-63 Zadoff–
Chu (ZC) defined by
25𝜋𝜋𝜋𝜋(𝑛𝑛+1)
𝑑𝑑(𝑛𝑛) = 𝑒𝑒 −𝑗𝑗 63 , 𝑛𝑛 = 0, 1, … , 62.
The sequence used to obtain extended synchronization signal in OFDM symbol 𝑙𝑙 is defined as cyclic
shifts of 𝑑𝑑(𝑛𝑛) according to
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TS V5G.211 V1.3 (2016-06)
The sequence used for scrambling extended synchronization signal in subframe 𝑖𝑖 ∈ {0,25} is defined by
1 1
𝑟𝑟𝑖𝑖 (𝑛𝑛) = �1 − 2 ⋅ 𝑐𝑐(2𝑛𝑛)� + 𝑗𝑗 �1 − 2 ⋅ 𝑐𝑐(2𝑛𝑛 + 1)�, 𝑛𝑛 = 0,1, … ,62
√2 √2
where the pseudo-random sequence c(m) is defined in clause 7.2. The pseudo-random sequence
generator shall be initialised with cinit = 210 ⋅ (i + 1) ⋅ 2 ⋅ N ID
cell
(
+ 1 + 2 ⋅ N ID
cell
)
+ 1 at the start of subframe 𝑖𝑖.
The extended synchronization signal shall be mapped to the same OFDM symbols as the primary
synchronization signal. The same antenna port as for the primary synchronization signal shall be used for
the extended synchronization signal.
𝐷𝐷𝐷𝐷 𝑅𝑅𝑅𝑅
𝑁𝑁𝑅𝑅𝑅𝑅 𝑁𝑁𝑠𝑠𝑠𝑠
𝑘𝑘 = 𝑛𝑛 − 104 +
2
𝑙𝑙 = 0, 1, … , 12, 13.
p = 300 + l
Resource elements (k , l ) in the OFDM symbols used for transmission of the extended synchronization
signal where
𝐷𝐷𝐷𝐷 𝑅𝑅𝑅𝑅
𝑁𝑁𝑅𝑅𝑅𝑅 𝑁𝑁𝑠𝑠𝑠𝑠
𝑘𝑘 = 𝑛𝑛 − 104 +
2
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TS V5G.211 V1.3 (2016-06)
are reserved and not used for transmission of the extended synchronization signal.
The time-continuous signal sl( p ) (t ) on antenna port p in OFDM symbol l in a downlink slot is defined by
−1
j 2pk∆f (t − N CP ,l Ts )
N RB N sc / 2
∆L RB
j 2pk∆f (t − N CP ,l Ts )
s( p)
l (t ) = ∑ ( p)
a
k ( − ) ,l
⋅e + ∑ ak( (p+)) ,l ⋅ e
k = − N RB
∆L RB
N sc / 2 k =1
( )
for 0 ≤ t < N CP ,l + N × Ts where k ( − ) = k + N RB
N sc 2 and k ( + ) = k + N RB
DL RB
N sc 2 − 1 . The variable N
DL RB
equals 2048 and ∆f = 75 kHz subcarrier spacing.
The OFDM symbols in a slot shall be transmitted in increasing order of l , starting with l = 0 , where
OFDM symbol l > 0 starts at time ∑l −1 ( N CP,l ′ + N )Ts within the slot.
l ′=0
Table 6.9-1 lists the value of N CP ,l that shall be used. Note that different OFDM symbols within a slot in
some cases have different cyclic prefix lengths.
Modulation and upconversion to the carrier frequency of the complex-valued OFDM baseband signal for
each antenna port is shown in Figure 6.10-1.
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TS V5G.211 V1.3 (2016-06)
cos (2pf 0 t )
{ }
Re sl( p ) (t )
sl( p ) (t )
{
Im sl( p ) (t ) }
− sin (2pf 0 t )
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TS V5G.211 V1.3 (2016-06)
7 Generic functions
The modulation mapper takes binary digits, 0 or 1, as input and produces complex-valued modulation
symbols, x=I+jQ, as output.
7.1.1 BPSK
In case of BPSK modulation, a single bit b(i ) , is mapped to a complex-valued modulation symbol
x=I+jQ according to Table 7.1.1-1.
b(i) I Q
0 1 2 1 2
1 −1 2 −1 2
7.1.2 QPSK
In case of QPSK modulation, pairs of bits, b(i ), b(i + 1) , are mapped to complex-valued modulation
symbols x=I+jQ according to Table 7.1.2-1.
b(i), b(i + 1) I Q
00 1 2 1 2
01 1 2 −1 2
10 −1 2 1 2
11 −1 2 −1 2
7.1.3 16QAM
In case of 16QAM modulation, quadruplets of bits, b(i ), b(i + 1), b(i + 2), b(i + 3) , are mapped to complex-
valued modulation symbols x=I+jQ according to Table 7.1.3-1.
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TS V5G.211 V1.3 (2016-06)
0000 1 10 1 10
0001 1 10 3 10
0010 3 10 1 10
0011 3 10 3 10
0100 1 10 − 1 10
0101 1 10 − 3 10
0110 3 10 − 1 10
0111 3 10 − 3 10
1000 − 1 10 1 10
1001 − 1 10 3 10
1010 − 3 10 1 10
1011 − 3 10 3 10
1100 − 1 10 − 1 10
1101 − 1 10 − 3 10
1110 − 3 10 − 1 10
1111 − 3 10 − 3 10
7.1.4 64QAM
In case of 64QAM modulation, hextuplets of bits, b(i ), b(i + 1), b(i + 2), b(i + 3), b(i + 4), b(i + 5) , are mapped
to complex-valued modulation symbols x=I+jQ according to Table 7.1.4-1.
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TS V5G.211 V1.3 (2016-06)
3 42
000000 3 42 100000 −3 42 3 42
3 42
000001 1 42 100001 −3 42 1 42
1 42
000010 3 42 100010 −1 42 3 42
1 42
000011 1 42 100011 −1 42 1 42
3 42
000100 5 42 100100 −3 42 5 42
3 42
000101 7 42 100101 −3 42 7 42
1 42
000110 5 42 100110 −1 42 5 42
1 42
000111 7 42 100111 −1 42 7 42
5 42
001000 3 42 101000 −5 42 3 42
5 42
001001 1 42 101001 −5 42 1 42
001010 7 42 101010 −7 42
3 42 3 42
001011 7 42 101011 −7 42
1 42 1 42
5 42
001100 5 42 101100 −5 42 5 42
5 42
001101 7 42 101101 −5 42 7 42
001110 7 42 101110 −7 42
5 42 5 42
001111 7 42 101111 −7 42
7 42 7 42
3 42
010000 −3 42 110000 −3 42 −3 42
3 42
010001 −1 42 110001 −3 42 −1 42
1 42
010010 −3 42 110010 −1 42 −3 42
1 42
010011 −1 42 110011 −1 42 −1 42
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TS V5G.211 V1.3 (2016-06)
3 42
010100 −5 42 110100 −3 42 −5 42
3 42 −7 42 −7 42
010101 110101 −3 42
1 42
010110 −5 42 110110 −1 42 −5 42
1 42 −7 42 −7 42
010111 110111 −1 42
5 42
011000 −3 42 111000 −5 42 −3 42
5 42
011001 −1 42 111001 −5 42 −1 42
7 42 −7 42
011010 −3 42 111010 −3 42
7 42 −7 42
011011 −1 42 111011 −1 42
5 42
011100 −5 42 111100 −5 42 −5 42
5 42 −7 42 −7 42
011101 111101 −5 42
7 42 −7 42
011110 −5 42 111110 −5 42
011111 7 42 −7 42 111111 −7 42 −7 42
where N C = 1600 and the first m-sequence shall be initialized with x1 (0) = 1, x1 (n) = 0, n = 1,2,...,30 . The
∑
30
initialization of the second m-sequence is denoted by cinit = x (i ) ⋅ 2 i
with the value depending on
i =0 2
the application of the sequence.
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TS V5G.211 V1.3 (2016-06)
8 Timing
Transmission of the uplink radio frame number i from the UE shall start ( N TA + N TA offset ) × Ts seconds
before the start of the corresponding downlink radio frame at the UE, where 0 ≤ N TA ≤ 1200 .
N TA offset = 768 unless stated otherwise in [4].
(N TA + N TA offset )⋅ Ts seconds
79