Escolar Documentos
Profissional Documentos
Cultura Documentos
Abstract
Disease outbreaks associated with drinking water drawn from untreated groundwater sources represent a substantial proportion
(30.3%) of the 818 drinking water outbreaks reported to CDC’s Waterborne Disease and Outbreak Surveillance System (WBDOSS)
during 1971 to 2008. The objectives of this study were to identify underlying contributing factors, suggest improvements for data
collection during outbreaks, and inform outbreak prevention efforts. Two researchers independently reviewed all qualifying outbreak
reports (1971 to 2008), assigned contributing factors and abstracted additional information (e.g., cases, etiology, and water system
attributes). The 248 outbreaks resulted in at least 23,478 cases of illness, 390 hospitalizations, and 13 deaths. The majority of
outbreaks had an unidentified etiology (n = 135, 54.4%). When identified, the primary etiologies were hepatitis A virus (n = 21,
8.5%), Shigella spp. (n = 20, 8.1%), and Giardia intestinalis (n = 14, 5.7%). Among the 172 (69.4%) outbreaks with contributing
factor data available, the leading contamination sources included human sewage (n = 57, 33.1%), animal contamination (n = 16,
9.3%), and contamination entering via the distribution system (n = 12, 7.0%). Groundwater contamination was most often facilitated
by improper design, maintenance or location of the water source or nearby waste water disposal system (i.e., septic tank; n = 116,
67.4%). Other contributing factors included rapid pathogen transport through hydrogeologic formations (e.g., karst limestone;
n = 45, 26.2%) and preceding heavy rainfall or flooding (n = 36, 20.9%). This analysis underscores the importance of identifying
untreated groundwater system vulnerabilities through frequent inspection and routine maintenance, as recommended by protective
regulations such as Environmental Protection Agency’s (EPA’s) Groundwater Rule, and the need for special consideration of the local
hydrogeology.
Outbreaksa
8 30%
6
20%
4
10%
2
0 0%
1971
1973
1975
1977
1979
1981
1983
1985
1987
1989
1991
1993
1995
1997
1999
2001
2003
2005
2007
Year
Figure 2. Untreated groundwater outbreaks by year—United States, 1971 to 2008 (n = 248). a Displayed as histogram.
b
Displayed as black line, P for trend >0.05.
Table 1
Etiologies of Untreated Groundwater Outbreaks—United States 1971 to 2008 (n = 248)
Etiology No. Outbreaks (%) No. Cases (%) No. Hospitalizations (%) No. Deaths (%)
1 Multiple bacteria indicates more than one genus of bacteria isolated from stool samples (i.e., Campylobacter jejuni and Plesiomonas shigelloides; E. coli O157:H7
and Campylobacter jejuni ).
2 Multiple parasites indicates more than one genus of parasite isolated from stool samples (i.e., Cryptosporidium parvum and Giardia intestinalis).
3 Arsenic, nitrate, phenol, and trichlorethylene.
4 Multiple etiologies is defined as more than one class of etiology isolated from stool samples (i.e., Campylobacter jejuni , Entamoeba spp and Giardia spp;
Campylobacter jejuni , norovirus, and Giardia intestinalis; Campylobacter jejuni and norovirus; Campylobacter jejuni , Salmonella spp, and norovirus; hepatitis A
virus and an unidentified agent).
(60.9%) of these dye tests demonstrated a connection identified: 413 (89.8%) contributing factors were docu-
from a source of contamination to water used for mented and 47 (10.2%) were suspected. One hundred
drinking. Thirty-two (12.9%) outbreaks reported results thirty-one (76.2%) outbreaks had more than one contribut-
from historic compliance water sampling. ing factor, with a median of two contributing factors per
outbreak (range: 1 to 9).
Contributing Factors Improper design, maintenance or location of the water
Among the 172 (69.4%) outbreaks with available source or septic system (n = 116/172, 67.4%) was the
contributing factor data, 460 contributing factors were most frequently described contributing factor to outbreaks
fied contributing factor (n = 73, 42.4%), with underground deficiency, evidence must be present that the distribution system
seepage of sewage most likely to contribute to the human led directly to cases of illness during the outbreak as assessed
by the review committee. When the evidence implicating the
sewage-associated outbreaks (n = 44/73, 60.3%). Vulner- distribution system did not reach the level necessary for deficiency
able hydrogeologic formations (e.g., karst) contributed classification, but was still indicated by investigators as involved, a
to 45 (26.2%) outbreaks; limestone hydrogeology was distribution system contributing factor was assigned.
Test conducted 133 (71.9%) 128 (96.2%) 48 (80.0%) 47 (97.9%) 3 (100%) 3 (100%) 184 (74.2%) 178 (96.7%)
Total coliform 109 (58.9%) 103 (94.5%) 33 (55.0%) 31 (93.9%) 1 (33.3%) 1 (100%) 143 (57.7%) 135 (94.4%)
Fecal coliform 70 (37.8%) 61 (87.1%) 22 (36.7%) 16 (72.7%) 0 (0%) n/a 92 (37.1%) 77 (83.7%)
Outbreak etiology3 20 (10.8%) 11 (55.0%) 15 (25.0%) 12 (80.0%) 3 (100%) 3 (100%) 38 (15.3%) 26 (68.4%)
Escherichia coli 20 (10.8%) 19 (95.0%) 7 (11.7%) 7 (100%) 2 (66.7%) 2 (100%) 29 (11.7%) 28 (96.6%)
Cryptosporidium or 5 (2.7%) 1 (20.0%) 1 (1.7%) 1 (100%) 1 (33.3%) 1 (100%) 7 (2.8%) 3 (42.9%)
Giardia
Microscopic 1 (0.5%) 1 (100%) 1 (1.7%) 1 (100%) 1 (33.3%) 0 (0.0%) 3 (1.2%) 2 (66.7%)
particulate analysis
testing
Surface water 2 (1.1%) 2 (100%) 1 (1.7%) 1 (100%) 0 (0%) n/a 3 (1.2%) 3 (100%)
organism testing
Other4 26 (14.1%) 25 (96.2%) 10 (16.7%) 8 (80.0%) 1 (33.3%) 1 (100%) 37 (14.9%) 34 (91.9%)
No test reported 52 (28.1%) 12 (20.0%) 0 (0%) 64 (25.8%)
Total outbreaks 185 60 47 3 3 248
1 Percentages were calculated based on the number of outbreaks with the testing type listed. Since multiple test types can be reported for a single outbreak, the
percentages listed sum to greater than 100%.
2 Percent of test type with positive results.
3 E. coli O157:H7, Hepatitis A, Campylobacter jejuni , Campylobacter spp., Norovirus, Shigella sonnei , Shigella spp., Salmonella typhi , arsenic, Giardia intestinalis,
Naegleria fowleri , nitrate, phenol, Salmonella Bareilly, Salmonella typhi , Salmonella I,4,[5],12:i:-, trichloroethylene.
4 Other tests results reported (e.g., fecal streptococci, nitrates, Salmonella spp., Enterococcus faecium, Aeromonas hydrophila).
after the outbreak were available for 127 (51.2%) out- untreated groundwater-associated outbreak prevention
breaks (data not shown). Among these 127 outbreaks, efforts.
initiation of continuous water source treatment (n = 45,
35.4%), construction of a new water source (n = 36, Water Source and Septic System Location
28.3%), and decommissioning the water source (n = 31, Siting of the untreated groundwater source and/or
24.4%) were the most commonly recommended inter- septic system was a leading contributing factor identified
ventions. Other measures undertaken or recommended in our review. Location-related contributing factors
in response to outbreaks included repairing the water resulted from both violations of minimum setback
source construction (n = 18, 14.2%), repairing or replac- distance regulations and water source location in poorly
ing sewer/septic systems (n = 12, 9.4%), superchlorina- protected areas subject to flooding or septic drainage.
tion or well decontamination (n = 12, 9.4%), connection Minimum setback distances vary by local jurisdiction
to a municipal water supply (n = 10, 7.9) or permanent (Environmental Protection Agency 2002), however, 50 to
closure of the establishment supplied by the water source 100 feet of separation is usually required (Placer County
(n = 10, 7.9%). Division of Environmental Health 2004; New Hampshire
Department of Environmental Services 2011; Tillamook
County Oregon 2011). Unfortunately, multiple outbreaks
Discussion described sewage sources located as close as 10 to 30 feet
During 1971 to 2008, untreated groundwater- from the water source. For example, an outbreak occurred
associated outbreaks comprised 30% of all drinking at an Alaskan restaurant where a wood-lined septic pit
water outbreaks reported to CDC and represented a was placed just 15 feet from the well (Beller et al. 1997).
substantial health burden (∼23,500 reported cases of Siting issues included a spring located directly down
illness). Our review identified the design, maintenance gradient from a surface water body (Olsen et al. 2002),
and/or location of the source water or nearby septic a well located in a depression allowing surface water to
systems as the leading contributors to groundwater enter via the well casing, a spring located downhill from
contamination (67%), followed by human sewage (42%), newly constructed septic systems, a well near flood-prone
and vulnerable hydrogeologic pathways (26%). Distri- cattle pastures, and a shallow well in close proximity to
bution systems were implicated in 19% of outbreaks, a hog husbandry operation.
highlighting the vulnerability of untreated groundwater However, outbreaks also occurred in otherwise
systems to distribution system issues. The key contribut- legally sited and protected water systems. For example,
ing factor findings present several targets to improve during an outbreak at a newly opened restaurant, dye
testing revealed rapid transport of septic system effluent in outbreak prevention (Environmental Protection Agency
through karst hydrogeologic formations into the aquifer 2008).
supplying the well, leading to norovirus contamination
(Borchardt et al. 2011). Importantly, the well and sep- Water Source and Septic System Design and
tic systems complied with minimum setback distances Maintenance
and dug test pits predating the water source showed Water source or nearby septic system design and
sandy loam top soil that is favorable for septic sys- maintenance failures were identified as contributors
tem siting (Borchardt et al. 2011). In this review, more to 35% of untreated groundwater-associated outbreaks.
than 25% of outbreak reports mentioned the potential Some of these outbreaks occurred in systems built prior to
contribution of vulnerable hydrogeologic pathways to regulation development, and included system components
groundwater contamination. At locations with vulnera- such as well pits, hand dug shallow wells, or pit priv-
ble hydrogeology, adherence to traditional minimum set- ies. For example, one outbreak in Alaska resulted from
back distance and siting regulations may be insufficient to sewage entering the drinking water source after a clogged
prevent outbreaks associated with untreated groundwater sewage drainage pipe flooded a well pit and submerged
sources. Evaluating local hydrogeology prior to establish- the wellhead (Centers for Disease Control and Prevention
ing a groundwater source using hydrogeologic sensitiv- 1972). Construction and maintenance issues have been
ity assessments (HSA), and routine water source testing relevant contributing factors for outbreaks during all peri-
throughout the life of the water source are important tools ods of WBDOSS reporting. Water systems and nearby
infrastructure (e.g., septic systems, distribution lines, or example, standing water from a vacant house’s poorly
irrigation systems) may be used for decades and must be designed distribution system (e.g., blind-ended pipes)
maintained to prevent outbreaks. In one Washington out- was backsiphoned into a well, leading to an outbreak of
break, contaminated water accumulated around a wellhead chronic diarrhea among 72 restaurant patrons, including
following damage to a nearby irrigation system which nine who required hospitalization (Parsonnet et al. 1989).
utilized treated wastewater. The wastewater entered the Finding such a large proportion of outbreaks with distri-
water source via the well’s rusted casing, sickening 134 bution system contributing factors or deficiencies suggests
people with Giardia or Cryptosporidium and hospitalizing that testing for distribution system vulnerabilities, such as
one person (Dworkin et al. 1996). cross-connections, may be necessary to fully understand
Properly constructed and maintained water sources the source of groundwater contamination. Additionally,
are also at risk for contamination from nearby septic sys- for untreated groundwater outbreaks with a distribution
tems that have construction or maintenance issues. Septic system contributing factor, remediation efforts focused
system insufficiencies observed in this review included: on water treatment alone may be insufficient to prevent
sewage line breaks, overflows of septic tank sewage illness. Chlorine resistant pathogens such as enteric
(commonly facilitated by rainfall or flooding), illegal viruses and Cryptosporidium spp., entering via the
construction of septic systems, neglected septic system distribution system may not be fully inactivated by free
maintenance, and inadequately sized septic tanks for the chlorine residuals as high as 0.5 mg/L in the presence of
number of users. A 2006 norovirus outbreak in Wyoming cultured organisms or 0.7 mg/L in the presence of raw
was caused by contamination from a poorly maintained sewage (Payment 1999).
septic tank (constructed in the 1950s) that lacked a
properly constructed leach field (Van Houten et al. 2007). Groundwater Under the Direct Influence of Surface
Overall, the diverse and unique array of construction Water
scenarios identified in our review suggests that thorough Although GWUDI was only indicated in 18 out-
environmental assessment of source water and surround- breaks, hydraulic connections between surface and
ing areas, including nearby septic systems and leach groundwater sources likely contributed to a larger
fields, must occur routinely throughout the lifespan of number of outbreaks. The strict definition of GWUDI
water and septic systems in order to identify construction used for this review, requiring a “high risk” MPA test or
and maintenance issues before an outbreak occurs. evidence that the contamination source was a permanent
or semi-permanent body of surface water, may be one
Distribution System Issues of the reasons for the low number of outbreaks with
Nineteen percent of outbreaks in our review had a GWUDI contributing factor classification. Methods
distribution system deficiencies or contributing factors, for determining GWUDI differ by state (Washington
principally cross-connections or backsiphonage. For State Department of Health 2003; Chaudhary et al. 2009;
1 Differs from Table 1 because this table is restricted to outbreaks with contributing factor information available.
2 Includes one outbreak of E. coli and Campylobacter jejuni .
3 Includes two outbreak of Cryptosporidium parvum and Giardia intestinalis.
4 Multiple etiologies is defined as more than one class of etiology (i.e., bacteria and virus, bacteria, virus and parasite); includes one outbreak of Campylobacter jejuni , Entamoeba spp and Giardia spp; one outbreak of Campylobacter jejuni ,
norovirus and Giardia intestinalis; one outbreak of norovirus G1, Campylobacter jejuni and norovirus G2; one outbreak of Norovirus GI, Campylobacter and Salmonella; and one outbreak of an unidentified agent and Hepatitis A.
NGWA.org
Oregon Department of Health 2009), and although the factors, we were limited by a small sample size and most
EPA developed MPA testing to aid in identifying GWUDI of the GWUDI outbreaks had an unidentified etiology.
(Vasconcelos and Harris 1992), a negative MPA test Understanding the typical etiologies associated with
alone is insufficient to rule out a hydraulic connection sources of contamination may help future investigators
with surface water. MPA testing measures the number of identify and address outbreak contributing factors.
surface water organisms found within a single groundwa-
ter sample, and based on the presence of these organisms Limitations
rates the water source as low, intermediate or at high This review is subject to several limitations. First,
risk of surface water contamination (Vasconcelos and WBDOSS is a passive surveillance system and due to
Harris 1992). MPA tests are limited in their utility due to possible under-reporting across states and years, may
their inability to capture changes in water quality over not have provided a complete or representative report of
time or adjust for the baseline risk of the system such as groundwater-associated outbreaks in the United States for
local hydrogeology. Further, since they rely on source the time period assessed in this review (Brunkard et al.
water testing alone, they cannot be used to help plan for 2011). The wide range of outbreaks reported by individual
safe well placement (Chin and Qi 2000). For example, states during 1971 to 2008, from 0 to 42 outbreaks, likely
in a large New Hampshire Giardia intestinalis outbreak, indicates that some states have better capacity to detect,
the untreated groundwater source’s close proximity to a investigate and report outbreaks associated with untreated
river, a violation of New Hampshire’s setback distance groundwater. Second, the review process was complicated
regulations, and presence of some surface water organ- by changes in outbreak detection methodologies and in
isms on testing, caused investigators to suspect GWUDI CDC’s surveillance system over time. From 1971 to
(Daly et al. 2010). Despite their strong suspicion, MPA 2003, the WBDOSS reporting form underwent six major
testing after the outbreak’s detection indicated only a revisions with changes in both contributing factor types
“moderate” risk for surface water influence (Daly et al. and terminology. Thirdly, the data sources used to identify
2010). In such cases where water testing yields variable contributing factors varied in detail and quality, from peer-
results and remediation decisions are needed to prevent reviewed publications to short progress updates from field
illness, we suggest fully implementing EPA guidance by investigators. This affected our confidence in some of
integrating an area’s hydrogeologic mapping, the water the contributing factor designations, limited the amount
system’s design and construction, and employing serial of data available for review and abstraction, and made
microbial testing to rigorously identify GWUDI water it difficult to determine a primary contributing factor
sources (Environmental Protection Agency 2006). for an outbreak. We also suspect that investigators were
more likely to report the positive results of environmental
Sources of Contamination and Etiology or dye testing and may not have always reported
More than 54% of outbreaks and nearly 60% of negative results. Finally, we had limited power to detect
cases in our review had an unidentified etiology, with statistically significant differences among the sources of
the highest unidentified proportions weighted toward the contamination or the impact of regulatory changes and
earliest outbreaks. It is likely that improved diagnostic improvements due to the small number of outbreaks,
technology and identification of new pathogens as well especially when examined by contributing factors and
as adoption of methods by labs between 1971 and 2008 etiologies.
has led to improvement in etiology identification over
time. For example, norovirus was first identified in stool Recommendations
in 1972 (Kapikian et al. 1972) and though norovirus On the basis of the findings of this review, we suggest
likely caused outbreaks since WBDOSS began, the first several recommendations for preventing untreated ground-
drinking water-associated outbreak caused by norovirus water outbreaks. The predominance of design, mainte-
was not reported until 1978 (Centers for Disease Control nance and location contributing factors, and of outbreaks
and Prevention 1980). with multiple contributing factors, highlight the impor-
Our review found that outbreaks associated with tant role of thorough and frequent sanitary surveys in
sewage contamination sources, particularly underground the identification and correction of groundwater con-
seepage of sewage, were more likely to have a viral tamination pathways. For public water systems using
etiology. Human norovirus can cause illness for at least untreated groundwater, EPA’s Groundwater Rule, to be
61 days following water source contamination and the fully enacted in 2014, will require sanitary surveys and
virus can be detected in groundwater samples by reverse additional water testing triggered by the positive results
transcription-quantitative PCR for up to 3 years after of routine water testing under the Total Coliform Rule
initial contamination (Seitz et al. 2011). Bacteria were (Environmental Protection Agency 2006). Our review
more likely to be implicated in outbreaks associated with also detected the contribution of vulnerable hydrogeo-
animal contamination. For example, in one Minnesota logic formations in outbreak-associated groundwater con-
outbreak, Campylobacter jejuni was isolated from both tamination. Although not required by the Groundwater
the case-patients and cattle housed near the well. Although Rule, HSAs are a necessary tool for identifying untreated
we hypothesized that parasites would be more likely iden- groundwater sources at ongoing risk for contamination
tified in outbreaks associated with GWUDI contributing and for guiding the remediation efforts if an outbreak