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Choosing Preferences by Constructing Institutions: A Cultural Theory of

Preference Formation

Aaron Wildavsky

The American Political Science Review, Vol. 81, No. 1. (Mar., 1987), pp. 3-22.

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Mon Aug 20 17:35:28 2007
CHOOSING

PREFERENCES

BY CONSTRUCTING

INSTITUTIONS:

A CULTURAL THEORY

OF PREFERENCE

FORMATION

AARON WILDAVSKY

University of California

Berkeley

References come from the most ubiquitous human


activity: living with other people. Support for and opposition to different ways of life,
the shared values legitimating social relations (here called cultures) are the generators of
diverse preferences. After discussing why it is not helpful to conceive of interests as
preferences or to dismiss preference formation as external to organized social life, I
explain how people are able to develop many preferences from few clues by using their
social relations to interrogate their environment. The social filter is the source of
preferences. I then argue that culture is a more powerful construct than conceptual
rivals: heuristics, schemas, ideologies. Two initial applications-to the ideology o f the
left-right distinctions and to perceptions of danger-test the claim that this theory of
how individuals use political cultures to develop their preferences outperforms the
alternatives.

The question of where political ideas come science. Although it is eminently reason-
from is not only highly deserving of study, able to study-as most of us; including
but also within the competence of our con- myself, have throughout our professional
temporary research techniques. I join Bill lifetimes-how people try to get what
Riker in commending it to you as one of the they want through political activity, it is
truly exciting and significant areas of inves- also unreasonable to neglect the study
tigation in our field.
of why people want what they want. To
-Herbert Simon omit or slight the most important reason
Agreement on political fundamentals cries all of us have for studying politics, name-
for an explanation. Why, how, through ly, educating our preferences, is a par-
which mechanisms do people come to think ticularly unfortunate lapse for scholars.
alike about political fundamentals? I am making a double argument: first,
-Charles E. Lindblom on behalf of the usefulness of a cultural
approach in general (rooting explanation
in social life) and, second, on behalf of a
particular cultural theory (cultures char-
T h e acterized by boundedness and prescrip-
formation of political preferences ought tion). Readers might find the first more
to be one of the major subjects of political persuasive than the second. There may be

AMERICAN POLITICAL SCIENCE REVIEW

VOL. 81 NO. I MARCH, 1987

American Political Science Review Vol. 81

better formulations. My brief for the cul- they are conferred on objects or events
tural theory that follows is based upon the through social interaction.
usual criteria of parsimony and power, If the interests that we consider ours are
that is, getting the most explanatory and indeed the products of social relations,
predictive capacity from the fewest varia- then the origins of our preferences may be
bles. Challenges and improvements are found in the deepest desires of all: how we
welcome. wish to live with other people and how we
wish others to live with us. "The real
Interests As Preferences moment of choosing," as Mary Douglas
(1983) maintains, "is . . . choice of com-
Ask political scientists where prefer- rades and their way of life" (p. 45). But
ences come from and if they don't just that fateful choice, while broad, is not
stop the conversation with "haven't a unlimited.
clue" or refer disparagingly to the mud- The first choice-the available com-
dle over ideology, you are likely to hear binations of values and practices-is
that ubiquitous catch-all term "interests." made for us. Human beings do not choose
Preferences presumably come from the in- what they want, like ordering a la carte,
terests people have. Indeed, a sweeping any more than they (so far) select their
review of the literature done by Michael body parts in any size or shape they want,
Thompson and Michiel Schwarz (1985) regardless of the configuration into which
tells us what we already suspect: politics these have to fit. Preference formation is
of interests is the mainstay of political much more like ordering prix fixe from a
science.' Yet, if preferences come from number of set dinners or voting a party
interests, how do people figure out what ticket. Only those combinations that are
their interests are (presumably, these do socially viable, that can cohere because
not come with a birth certificate or social people are able to give them their allegi-
security card) so they will know what ance, to share their meanings, may be
they prefer? For if interests and prefer- lived. Some things-accepting authority
ences are synonymous, we still are no while rejecting it-just can't be done.
wiser about how people come to have Only second-level choices (which of the
them. available ways of life do I prefer?) and
In the beginning, apparently, there third-level choices (which policies do I
were interests-lumpy, fully formed psy- believe are efficacious in supporting my
chological facts, self-evident and self- preferred way?) are potentially available
explanatory. How any one of us would to choice. If preferences are formed
come to know what our interests are need through the organization of social rela-
not matter if they are derived from im- tions, however, these preferences must
mediate sense perception. Individuals, come from inside, not from outside, our
presumably, size up the situation, dis- ways of life-from institutional arrange-
tinguish opposing interests, separate the ments.
interests of others from self-interest, and
choose (or choose not to choose) the self.
Instead of this phenomenological under- Preferences Are Endogenous,
standing-interests are self-evident, chis- Not Exogenous
eled in stone on objects that force them-
selves as they are upon human perception Ask an economist where preferences
-I would rely on the convergence of cer- come from and you will be told that they
tain strands of work in social science, are exogenous, external to the system
according to which meanings are shared; being c0nsidered.l The motive force for
1987 Constructing Institutions

participation in markets, the desire to do from the social relations they rationalize,
better through living a life of bidding and and there are no social relations in which
bargaining by competing for resources, is people do not give reasons for or other-
ruled out as a noneconomic question! wise attempt to justify their behavior.
Worse still,. *vreferences are referred to as When choices are not completely con-
"tastes," for which, as the saying goes, trolled by conditions (cultural theory
there is no accounting, thus rendering holds), people discover their preferences
them not merely noneconomic but non- by evaluating how their past choices have
analyzable. strengthened or weakened (and their
The difficulty for economics conceived future choices might strengthen or
as rational choice is stated cogently by R. weaken) their way of life. Put plainly,
T. Michael and G. S. Becker (1976): people decide for or against existing
authority. They construct their culture in
For economists to rest a large part of their theory the process of decision making. Their con-
of choice on differences in tastes is disturbing tinuing reinforcement, modification, and
since they admittedly have no useful theory of
the formation of tastes, nor can they rely on a rejection of existing power relationships
well-developed theory of tastes from any other teaches them what to prefer.
discipline in the social sciences, since none exists. "If political preferences are molded
. . . The weakness in the received theory of through political experiences, or by politi-
choice, then, is the extent to which it relies on
differences in tastes to "explain" behavior when cal institutions," James March and Johan
it can neither explain how tastes are formed nor Olsen (1984)state, "it is awkward to have
predict their effects. (in Burt 1982, 347-48) a theory that presumes preferences are
Nevertheless, Becker goes on to state that exogenous to the political process"
"all human behavior can be viewed as (p. 739). Cultural theory, by contrast,
involving participants who maximize gives preferences an endogenous political
their utility from a stable set of prefer- explanation: preferences are formed
ences" (p. 348). If preferences are fixed through opposing and supporting in-
and outside the process of choice, then we stitutions.
cannot inquire into how preferences are Rejecting a social science that begins at
formed. The least interesting behavior, the end by assuming interests, I wish to
instrumental actions, may be explained make what people want-their desires,
by preferences; but about the most inter- preferences, values, ideals-into the cen-
esting, preferences themselves, nothing at tral subject of our inquiry. By classifying
all can be said. Lindblom is right: "We people, their strategies, and their social
have impoverished our thought by im- contexts into the cultural biases that form
prisoning it in an unsatisfactory model of their preferences, cultural theory attempts
preferences taken as given" (1982, 335). to explain and predict recurrent regulari-
ties and transitions in their behavior.
Cultural theory, by contrast, is based
Preferences in regard to political objects
on the premise that preferences are en-
are not external to political life; on the
dogenous-internal to organizations-so
contrary, they constitute the very internal
that they emerge from social interaction
essence, the quintessence of politics: the
in defending or opposing different ways
construction and reconstruction of our
of life. When individuals make important
lives together.
decisions, these choices are simultaneous-
Iv choices of culture-shared values le~iti- .,
mating different patterns of social prac- Deriving Preferences from

tices. Always, in cultural theory, shared Cultures: Four Ways of Life

values and social relations go together:


there are no disembodied values apart Cultural theory is based on the axiom
American Political Science Review Vol. 81

Figure I. Models of Four Cultures

Strength of Group Boundaries


Number and Variety

of Prescriptions
Weak Strong
Numerous and varied

Few and similar Competition Equality


(Individualism) (Egalitarianism)
Note: Adapted from Douglas 1970; 1982.

that what matters most to people is their constrained. The strength or weakness of
relationships with other people and other group boundaries and the numerous or
people's relationships with them. It few, varied or similar, prescriptions bind-
follows that the major choice made by ing or freeing individuals are the com-
people (or, if they are subject to coercion, ponents of their culture.
made for them) is the form of culture- Strong groups with numerous prescrip-
shared values legitimating social practices tions that vary with social roles combine
-they adopt. An act is culturally ra- to form hierarchical collectivism. Strong
tional, therefore, if it supports one's way groups whose members follow few pre-
of life. scriptions form an egalitarian culture, a
A basic proposition of this cultural shared life of voluntary consent without
theory (which cannot be demonstrated coercion or inequality. Competitive in-
here) is an impossibility theorem: there dividualism joins few prescriptions with
are only a limited number of cultures that weak group boundaries, thereby encour-
between them categorize most human aging ever new combinations. When
relation^.^ Though we can imagine an in- groups are weak and prescriptions strong
finite number of potential cultures, only a -so that decisions are made for them by
relatively small number (here I shall work people on the outside-the controlled
with four) are filled with human activity; culture is fatalistic (See Figure 1).
the rest are deserted. What makes order The social ideal of individualistic cul-
possible is that only a few conjunctions of tures is self-regulation. They favor bid-
shared values and their corresponding ding and bargaining in order to reduce the
social relations are viable in that they are need for authority. They support equal
socially livable. opportunity to compete in order to facili-
The dimensions of cultural theory are tate arrangements between consenting
based on answers to two questions: Who adults with a minimum of external inter-
am I? and What shall I do? The auestion ference. They seek opportunity to be dif-
of identity may be answered by saying ferent, not the chance to be the same, for
that individuals belong to a strong group, diminishing social differences would
a collective, that makes decisions binding require a central, redistributive authority.
on all members or that their ties to others Hierarchy is institutionalized authority.
are weak in that their choices bind only It justifies inequality on grounds that
themselves. The question of action is specialization and division of labor enable
answered by responding that the in- people to live together with greater har-
dividual is subject to many or few pre- mony and effectiveness than do alterna-
scriptions, a free spirit or a spirit tightly tive arrangements. Hence, hierarchies are
1987 Constructing Institutions

rationalized by a sacrificial ethic: the the form and extent of manipulation vary.
parts are supposed to sacrifice for the Apathetic cultures are manipulated; fatal-
whole. ists live by rules others make and impose
Committed to a life of purely voluntary upon them. Manipulation is built into
association, those from egalitarian cul- hierarchies; orders come down and obedi-
tures reject authority. They can live a life ence presumably flows up. The evocative
without coercion or authority only by language of New Guinea anthropology
greater equality of condition. Thus egali- (the "big men" versus the "rubbish men")
tarians may be expected to prefer reduc- expresses the growth of manipulation in
tion of differences-between races, or market cultures as some people cease to
income levels, or men and women, possess the resources to regulate their own
parents and children, teachers and stu- lives. Egalitarians try to manipulate the
dents, authorities and citizens. other cultures by incessant criticism; they
An apathetic culture arises when people coerce one another by attributing in-
cannot control what happens to them. equalities to corruption and d ~ p l i c i t y . ~
Because their boundaries are porous but To identify with, to become part of a
the prescriptions imposed on them are culture, signifies exactly that: the un-
severe, they develop fatalistic feelings: viable void of formlessness-where every-
what will be, will be.' There is no point in thing and therefore nothing is posible-is
their having preferences on public policy replaced by social constraint. Even so,
because what they prefer would not, in individuals keep testing the constraints,
any event, matter. reinforcing them if they prove satisfactory
But none of these modes of organizing in practice, modifying or rejecting them,
social life is viable on its own. A com- when possible, if unsatisfactory. It is indi-
petitive culture needs something-the viduals as social creatures, not only being
laws of contract-to be above negotiat- molded by but actively molding their
ing; hierarchies need something-anar- social context-shaping the maze as well
chic individualists, authority-less egali- as running it-that are the focus of cul-
tarians, apathetic fatalists-to sit on top tural theory.
of; egalitarians need something-unfair Suppose a new development occurs.
competition, inequitable hierarchy, non- Without knowing much about it, those
participant fatalists-to criticize; fatalists who identify with each particular way of
require an external source of control to life can guess whether its effect is to
tell them what to do. "What a wonderful increase or decrease social distinctions,
place the world would be," say the adher- impose, avoid, or reject authority-
ents of each culture, "if only everyone guesses made more definitive by observ-
were like us," conveniently ignoring that ing what like-minded individuals do.6 Of
it is only the presence in the world of peo- course, people may be, and often are,
ple who are not like them that enables mistaken. To seek is not necessarily to
them to be the way they are. Hence, cul- find a culturally rational course of action.
tural theory may be distinguished by a Gramsci's would-be capitalists may try to
necessity theorem: conflict among cul- establish hegemony over others, but they
tures is a precondition of cultural identity. are often mistaken about which ideas and
It is the differences and distances from actions will in fact support their way of
others that define one's own cultural life. They may, for instance, use govern-
identity. mental regulation to institute a pattern of
Alone, no one has power over anyone. cumulative inequalities that convert
Power is a social phenomenon; power, market arrangements into state capital-
therefore, is constituted by culture. But ism, leading to their ultimate subordina-
American Political Science Review Vol. 81

tion. To be culturally rational by bolster- people's political behavior. If these

ing one's way of life is the intention, not criteria are incorrectly or insufficiently

necessarily the accomplishment. specified, they will make people's

If social life is the midwife of political opinions unrelated where another set of

preferences, how do people get from cul- criteria would make them more consis-

ture to preferences? Perhaps politics is too tent. When there is a question as to

complicated to allow many people to whether it is the people who do not under-

figure out what they prefer. stand what they are doing or we social

scientists who do not understand the peo-

"Preferences Need No ple, I am inclined to think that we have

Inferencesff fallen down. All of us in social science are

looking for bedrock, for the most basic

An obstacle to the develovment of a value and factual premises that we can

theory of political preference formation is hypothesize as lying behind specific polit-

the view, dominant in psychology until ical and policy preferences. My claim is

recently, that cognition must precede that this foundation lies in social relation-

affect. For if "vreferences are formed and ships, roughly as categorized by political

expressed only after and only as a result cultures.

of considerable cognitive activity" foundation lies in social relationships,

(Zajonc 1980, 154), then it would indeed roughly as categorized by political

be difficult to explain how most people, cultures.

including many who engage only in How does the social filter enable people
minimal cognitive activity, at least in who possess only inches of facts to gen-
regard to politics, come to have so many erate miles of preferences? What is it
preferences. If, however, one goes along about cultures that makes them the kind
with Zajonc and the considerable litera- of theories that ordinary folk can use to
ture he cites "that to arouse affect, objects figure out their preferences? The ability of
need to be cognized very little-in fact people to know what they prefer without
minimally" (p. 154), more promising knowing much else lies at the crux of
theoretical avenues open up. Preferences, understanding preference formation. Cul-
Zajonc continues, "must be constituted of ture codes can be unlocked, I maintain,
interactions between some gross object because its keys are social. By figuring out
features and internal states of the indi- their master preferences, as it were-who
vidual" (p. 159). But how, we may ask, they are and are not, to what groups they
do preferences get from object features to do and do not belong-they can readily
internal states? figure out the rest. A basic reason people
The cultural hypothesis is that indi- are able to develop so many preferences is
viduals exert control over each other by that they actually do not have to work all
institutionalizing the moral judgments that hard. A few positive and negative
justifying their interpersonal relationships associations go a long way.
so they can be acted upon and accounted It is no more necessary for a person to
for. The prevailing view is that the inter- verbalize about culture than it is neces-
-
relatedness among attitudes in the mass
public is low, that is, people are inconsis-
sary to know the rules of grammar in
order to speak. The stock phrases "one of
tent. Now, criteria of consistency express- US" versus "one of them" goes a long way.
ing what ought to be related to what are Preferences might come from insight into
not found in nature but. like the cate- general principles, but, because meanings
gories of culture I am expounding, are have to be shared, ideologues and theo-
imposed in an effort to make sense out of rists often discover that their views are
1987 Constructing Institutions

rejected or modified by others. Prefer- Preferences may be rationalized from


ences can and do come sideways, from the top down, specific applications being
identifications, experiences, and conver- deduced from general principles. But
sations. What matters is not how prefer- complexity of the causal chains invoked
ences are first proposed (many are called leaves people who lack a capacity for
but few are chosen) but how they are abstract thought unable to form prefer-
ultimately disposed through the presence ences. Reasoning in steps is also slow.
or absence of social validation. It is not Without social validation at each step,
the lone individual, after all, who creates moreover-which is difficult to achieve-
what is called ideological constraint ("one the chain of reasoning may snap. For-
thing entailing another") among prefer- tunately, faster methods are available.
ences but social interaction among adher- People can know what they believe or
ents of a particular culture in contrast to whom they trust without knowing how
other cultures whose identifiers have dif- the belief is derived. Sniderman, Hagen,
ferent preferences. Tetlock, and Brady (1986) agree that such
bottom-up processes operate on white
Heuristics attitudes toward blacks. In their view

Brady and Sniderman, in pursuing a It may be nearer the mark to say that citizens, so
closely related question, "How . . . can far as their reasoning about policy is affect-
driven, start at the beginning of the chain, taking
citizens make sense of groups-that is, account of their feelings toward blacks. Then,
know which is relevant to which issue and rather than working their way along the chain
which stands for what-without having hierarchically, from general to specific, they skip
to know a great deal about them?" (1985, over the intermediate links of the chain and go
straight to its end. Having reached the end of the
1073), chain, they work their way backwards and fill in
focus on the operation of an affective calculus, the missing links. That is to say, not only do they
or, as we call it, a likability heuristic. This reason forwards, from general to.specific; they
calculus is organized around people's feelings also reason backwards, from specific to general.
toward groups such as liberals and conserva- And, because they can reason both forwards and
tives. Clearly, many in the mass public lack a backwards, with affect guiding them, they can
firm understanding of political abstractions. All indeed figure out what they think about ques-
the same, many know whom they like, and, tions, such as the reasons for racial inequality,
- they may not ordinarily think about. (p. 33)
equally important, they also know whom they
dislike. If coherent, these likes and dislikes can
supply people with an affective calculus to figure
Mediating their perceptions through their
out the issue positions of strategic groups. We cultures, people can grab on to any social
suggest that in this way many in the mass public handle to choose their preferences. All
can figure out who wants what politically with- they need are aids to calculation.
out necessarily knowing a lot about politics. (pp. "How," Paul Sniderman and his col-
1061-62)

leagues ask, "do people figure out what


The more ~ e *o ~are l e able to choose sides they think about political issues, given
-ours versus theirs-"the more they ap- how little they commonly know about
preciate the differences between the issue them?" (Sniderman et al. 1986, 2). They
positions of the two sides. What counts, state that "three heuristics are of par-
then, is not how u e o* ~ l efeel toward ticular importance: affect (likes and dis-
groups, one by one; rather it is how they likes); ideology (liberalismlconsenratism);
feel toward pairs of opposing groups" (p. and attributions of responsibility (the so-
1075). It is precisely this pairing or, more called desert heuristic)" (p. 2). The desert
accurately, this triangulation of rival heuristic is a version of system versus in-
cultures, I believe, that enables people to dividual blame through which adherents
position themselves in political life. of political cultures seek to hold others
American Political Science Review Vol . 81

accountable for their behaviors. "Liberal" party identification and economic class,
versus "conservative" stands as a surro- organize perception. How are the schemas
gate for equality of condition versus that form our preferences formed?
equality of opportunity, that is, for the Although tKe logic of schemas may
rivalry of egalitarian and market cultures. appear similar to that of cultural theory-
(When "liberal" meant "laissez-faire," its a small number of premises generating a
cultural associations were different.) The large number of premises-this appear-
two heuristics-desert and ideology-are ance is misleading. Cultures are not dis-
related: market forces blame individuals embodied ideas; they are not merely cog-
(they are undeserving); egalitarians blame nitive.' The mental activity has a pur-
the system (it is oppressive). Liberals dis- pose: the justification of desired social
like conservatives because they "blame practices. It is both together, shared
the victims," while conservatives dislike values indissolubly connected to social
liberals because they encourage irrespon- practices, that make up cultural theory.
sible behavior. All these aids to calcula- Comparing cultures means just that-
tion are ideological (or, to use the anthro- comparing cultures as totalities with
pological term, cosmological) in the sense values and practices joined, not isolated.
of rationalizations for preferred social The concept of schemas, essentially a
relationships. reinvention of our old friend "attitudes"
I agree entirely that under a new name (like "political be-
it would be .. . a mistake merely to enumerate havior" for "political science"), falls prey
various heuristics; a mistake partly because they to the same disability-the endless pro-
are likely to proliferate endlessly; a mistake more liferation of explanatory constructs until
fundamentally because it is necessary to under- there is an attitude or a schema for every
stand how these aids to judgment are themselves act. I think that the notion of schemas
interrelated. It is, 'that is to say, necessary, to
understand how people work their way, step by lacks a crucial element that cultural
step, through a chain of reasoning. And to theory offers: a systematic context from
understand how they manage this, one must which preferences can flow. Let us try a
establish what they do first, then second, then couple of quick tests.
third. (Snideman et al. 1986, 47)
Cultural theory attempts to unify heuris- Two Tests of Cultural Theory:
tics by suggesting that these chains have
but one link: the internalization of exter- Ideology and Risk
nal social relations. Cultural theory is open to tests normal-
ly applied in social science: retrodiction
Schemas (Can it explain historical puzzles? [Ellis
and Wildavsky 19861) and prediction
Another entry for understanding the (Does it account for future events better
formation of political preferences has now than do other theories?). The degree of
appeared-schema theory. According to incorporation into group life and the
Pamela Conover and Stanley Feldman degree of prescription can be measured so
(1984), this theory views "people as 'cog- as to arrive at (forgive the cumbrous
nitive misers' who have a limited capacity expression) intersubjective coder reliabil-
for dealing with information, and thus ity. Jonathan Gross and Steve Rayner's
must use cues and previously stored book, Measuring Culture, does just that.
knowledge to reach judgments and deci- One test of cultural theory is con-
sions as accurately and efficiently as ceptual-historical; I contend that the cul-
possible" (p. 96). Political cognition is tural categories described here fit far
about how different schemas, such as better in accounting for political prefer-
1987 Constructing Institutions

ences than the usual left-right, liberal- of dichotomous instead of triangular


conservative dimensions. A second test is designations of political cultures. The
both contemporary and future-oriented; I most infamous of these is left versus right.
claim that perception of danger and dis- Left, or liberal, presumably designates a
position toward risk-from technology tendency toward greater use of central
and from acquired immune deficiency government for policy purposes, includ-
syndrome-are better explained and pre- ing an inclination to welfare state
dicted by cultural theory than by compet- measures designed to be at least some-
ing theories. what redistributive. Presumably, right, or
conservative, signifies a disposition
against central governmental intervention
in the economy but of greater respect for
A Confusion of Cultures:
collective authority. As political short-
Competitive Individualism versus
hand, these terms have their uses. But for
Egalitarian Collectivism
purposes of political analysis, they obfus-
cate more than they clarify. The prefer-
The single worst misunderstanding ence for greater use of government may
about U.S.politics, in my opinion, is the stem from a hierarchical culture in which
joining together as a single entity, called the individual is subordinated to the
"individualism," two separate and distinct group. Yet the very same preference for
political cultures with opposing prefer- central governmental action may be
ences for policies and institutions-com- rooted in a desire to reduce all social dis-
petitive individualism and egalitarian col- tinction, including those on which hierar-
lectivism. Between equality of oppor- chies are based. Hierarchies and egali-
tunity (enabling individuals to accentuate tarian collectives may, in certain his-
their differences) and equality of results torical contexts, ally themselves in favor
(enabling them to diminish their differ- of redistributive measures, yet they
ences), there is a vast gu1f.O To say that may also, at the same time, be bitter
equal opportunity is empty without more opponents in regard to respect for author-
equal results is to say that the latter is ity. For equalization of statuses would
more important than the former. destroy hierarchy. It is not easy, as the
Individualistic cultures prefer minimum Catholic Church is learning, to say that
authority, just enough to maintain rules all forms of inequality are bad but that
for transactions, but they do not reject all popes and bishops are good (Wildavsky
authority; if it leaves them alone, they 1985a).
will leave it alone. While egalitarians also The left-right distinction is beset with
like to live a life of minimal prescription, contradictions. Hierarchical cultures
they are part and parcel of collectives in favor social conservatism, giving govern-
which, so long as they remain members, ment the right to intervene in matters of
individuals are bound by group decisions. personal morality. Thus egalitarians may
This critical distinction in group- support intervention in the economy to
boundedness, the freedom to transact for reduce economic differences but not inter-
yourself with any consenting adult vis-A- vention in social life to maintain inequal-
vis the requirement of agreement with ity. Libertarians, who are competitive
group decisions, makes for a radical dif- individualists, oppose both social and
ference in the formation of political economic intervention.
~references. A division of the world into left and
The confusion to which I am objecting right that is equally inapplicable to the
manifests itself more generally in the use past and to the present deserves to be dis-
American Political Science Review Vol. 81

carded. Efforts to read back the left-right lation was in favor of maintaining social
distinction into U.S. history, for instance, and economic differences, say anti-
succeed only in making a hash of it. In the abortion and anti-inheritance taxes, con-
early days of the republic, egalitarians temporary liberals would learn that most
pursued their objectives through severe change is bad and their conservative
restrictions on central government opponents that change is by and large
because they then regarded the center as good.
monarchical, that is, hierarchical. Nowa- In a rich analvsis of differences and
days, after decades of dispute and strug- similarities among left- and right-wing
gle, they regard the federal government as activists, McClosky and Chong (1985)
a potential source for increasing equality. conclude that "thus, paradoxically,
Their egalitarian objectives remain con- despite its patriotic fervour, spokesmen of
stant, but their beliefs about what will be the radical right are profoundly antago-
efficacious instruments of policy vary nistic to the status quo" (pp. 346-47). It is
according to the conditions of the times paradoxical if conservatism is identified
(cf. Banning 1978). with resistance to change but not if desire
Without knowledge of the historical for change depends on perceived distance
context, and therefore, without being from desired behavior. Those who look at
privy to the internal discussions through life from the conservative perspective
which shared meanings are worked out, it "continually lash out against what they
is impossible to explain why a given consider to be the government's concilia-
culture prefers certain institutional tory stance towards Communism, its sup-
arrangements and instruments of policy at port for welfare programmes, (which, in
one time and different ones on other occa- their view, rewards laziness and lack of
sions. How, nowadays, make sense of the initiative), its encouragement of moral
Republican alliance of economic free depravity (sexual license, tolerance of
markets and social conservatism or the abortion, homosexuality, etc.), and its
Democratic combination of statism with lenient treatment of criminals" (pp.
distrust of authority7 Is it the "left" that 346-47). If readers believed that, they
supports the authority of central govern- might also want big changes. What kind
ment and the "right" that opposes it, or is of changes we want depends not nearly so
it the "right" that respects authority and much on our predispositions toward
the "left" that denigrates it? change per se, as if the destination did not
The division of the political universe matter, but on the gap between desired
into liberals and conservatives, when and actual power relationship^.^
based on innate tendencies toward The further the distance between the
change, is bound to be misleading because real and the ideal, the greater the desire
historical context alters whatever the for rapid and radical change. If this prop-
various political cultures wish to pre- osition is correct, it should follow that
serve. Given the current extent to which "left" or "progressive" forces, when they
most proposals for government action consider existing power relationships
involve redistribution of income or regu- more desirable than proposals for change,
lation of business, it is not surprising that should cling to the status quo with as
people who are opposed to these policies much passion as any reactionary who
have learned to dislike change. So, when prefers the last century to the present.
asked, they reply that most change is for Wandering in the void between the Arti-
the worse. People who prefer these pro- cles of Confederation (interpreted as
grams respond that they like change. minimal central authority) and the Con-
Were the tables turned, so that most legis- stitutional Convention (which, by com-
-
-

1987 Constructing Institutions

parison, elevated central power), the anti- Culture and Risk


federalists preferred the past to the future.
Worrying about the return of monarchy Comparing perceptions of danger is
or, just as bad, monarchical principles, especially useful as a test of cultural
the individualist Jacksonians (who be- theory. The subject abounds with anoma-
lieved that equality of opportunity, rigor- lies; it is fiercely contested; rival theories
ously enforced, would lead to relative are already in place; and, best of all,
equality of condition), fought a rearguard readers can check out the performance of
action against commercial capitalism.1° cultural theory vis-A-vis its competitors
Similarly, the Federalist party (a hierar- by reading their daily newspapers.
chy coalescing with market forces to form "Ideology," Samuel Barnes (1966) re-
an establishment) fought to achieve and minds us, "is one of the most frequently
maintain the relative centralization of the cited and inadequately understood sub-
Constitution-a radical change from the jects of empirical inquiry" (p. 513).11In an
immediate past. effort to improve the situation, a number
An advantage of cultural theory is that of anthropologists (Claude Levi-Strauss,
it handles both economic and social issues Clifford Geertz, David Schreider, Ward
without strain. Conover and Feldman Goodenough) have brought up the con-
(1981) wrote that cept of cultures as "ideational codes"
(Elkins and Simeon 1979). For Geertz,
traditionally, it was assumed that the meaning of "culture is best seen not as complexes of
ideological labels and self-identifications could concrete behavior patterns-customs,
be easily summarized in terms of a single dimen-
sion: the liberal/consemative continuum. In usages, traditions, habit clusters . . . but
recent years, however, this viewpoint has under- as a set of control mechanisms-plans,
gone some modification. The decade of the 1970s recipes, rules, instructions (what com-
ushered in a variety of "social" issues-abortion, puter engineers call 'programs')-for the
marijuana use, the Equal Rights Amendment-
which did not fit easily into the traditional
governing of behavior" (Elkins and
liberal/conse~ativespectrum. Because of this, Simeon, 1979, 129). In order to give
many researchers now posit that the meaning of greater precision to this research pro-
ideological labels and self-identification must be gram, Elkins and Simeon list a number of
interpreted within the context of two liberal/ questions (regarding people's assumptions
conservative dimensions: one economic and one
social. (p. 168) about causality, human nature, the
"orderliness of the universe") that would
Using cultural concepts, however, makes get at who is controlling whom or what
such ad hoc category massage unneces- controlling which. Let us take one of their
sary. Individualists, being nonprescrip- most explicit questions-''Should one try
tive and anticollectivist, prefer minimal to maximize gains, or to minimize losses?
economic and social regulation. Egali- In other words, what assumptions are
tarians, combining nonprescription with made about the relative payoffs of opti-
collective decision, prefer strong eco- mistic or pessimistic strategies?" (p. 132)
nomic but weak social regulation. And -and compare the kind of answers given
adherents of hierarchy, joining hard by cultural theory with the kind given by
group boundaries to heavy prescription, other theories of risk-taking and risk-
desire strong social and economic regula- aversion.
tion. Presumably, students of cultural In discussions of technological danger,
theory would not be surprised at a U.S. one theory is that people are reacting to
president who (combining market indi- the actual dangers; they are risk-averse
vidualism with social hierarchy, like his because the risks are rising. Another
party) urges compulsory urine tests to theory is psychological; there are risk-
detect drug users. taking and risk-averse personalities. Still
American Political Science Review Vol. 81

another theory concerns an intuitive sense only a quarter of executives in large com-
of justice: people are willing to accept panies and two-fifths in small ones do the
dangers that are voluntarily undertaken, same (Bloomgarden1983). Polarization of
but they reject risks that are imposed on elites is evident.
them. In Risk and Culture (1982), Mary A third study surveys business and
Douglas and I argue that perception of ecology activists vis-A-vis the general
danger is a function of political culture, public in West Germany in regard to their
risk acceptance going along with approval political positions on a left-right basis. It
of individualistic and hierarchical cultures is obvious that ecologists and business
and risk aversion with egalitarian opposi- elites are divided (twice as sharply as the
tion to these other cultures on the grounds general public) on ideological grounds.
they are coercive and domineering. Put Similarly, in a study of voters in the
briefly, we contend that the debate over United States Senate, Kalt and Zupan
risk stemming from technology is a refer- (1984) report, "It turns out that politicians
endum on the acceptability of U.S. insti- consistently package liberalism and en-
tutions. The more trust in them, the more vironmentalism together-the correlation
risk acceptance; the less trust, the more between the LCV [League of Conserva-
risk rejection.12 tion Votersl's and the ADA [Americans
Consider, in this context of competing for Democratic Actionl's rating scales is
explanations, a variety of survey findings. 0.94." But why are the two found
The first, a survey of the feelings of a together?
variety of elites about the safety of Nuclear war may well be the greatest
nuclear power plants shows, among other contemporary risk of all. Glenn Sussman
things, an immense gap (far greater than (1986) has conducted a survey of U.S. and
survey research usually produces) be- British anti-nuclear weapons activists in
tween nuclear energy experts (98.7%) and which he asked them to rate four goals:
the military (86.0%) saying "safe" com- fighting rising prices, giving the people
pared to relatively tiny proportions of more say in important governmental deci-
leaders of public interest groups (6.4%), sions, maintaining order in the nation,
movie producers and directors (14.3%) and protecting freedom of speech. A
and elite journalists (29.4 % ). The differ- priori there is no reason to believe that
ence between people expected to support these activists have anything else on their
and to oppose authority is very great minds except opposition to nuclear war.
(Rothman and Lichter 1985). Yet approximately two-thirds valued
A second poll compares the general more say in government as their first
public to executives of small and large priority while maintaining order got less
corporations and environmentalists on a than 5 % .I3 If one posits a cultural connec-
variety of preferences related to politics tion between this "anti" activism and
and public policy. Whereas around two- opposition to existing authority as in-
thirds of the general public and executives egalitarian, the low ranking of "order"
favor a strong defense, only a quarter of makes more sense. Viewing environmen-
environmentalists give it a high priority. talists as protestors against inegalitarian
Maintaining order in the nation gets institutions (recall their concern about
around 80% or more from everyone else "endangered species" and corporations
but just 47% from environmentalists. On that cause cancer) helps us understand
an egalitarian issue, such as having more their political alliances. Because Berkeley
say at work, the situation is reversed. constitutes a kind of political-medical
Two-thirds of environmentalists and the museum for this purpose, we can observe
general public give it a high priority but a member of the city council, accused of
1987 Constructing Institutions

Table 1. The Double Polarization in West Germany, 1980:


Left Versus Right

"How would you describe your political attitude?"


Strong Middle Middle Strong No
Respondents (n) Left Left Center Right Right Position
Ecology activists (98) 9%
General public (1,088) 3
Business leaders (130) 1

Source: Milbrath 1981a, 1981b; Lauber 1983.

spending too much time on foreign affairs health) while minimizing the dangers
instead of local concerns, respond, "You from casual contact with carriers of
can't explain one without the other. If the AIDS. Gays are good in the egalitarian
money was not going to Central America, view because they are antiestablishment
we would have the money to fix the and because they reduce differences
sewers."" among people. Only cultural theory ex-
Why, if we are dealing with a reason- plains why, when we know a group's
able adaptation to emerging knowledge, general ideology, we can tell how much
do attitudes to political authority dis- danger they will impute to technology
tinguish so well positions on nuclear versus AIDS.
power? Why, if there are major personal- Now this conclusion, which is sure to
ity differences, do ecologists and environ- be contested, depends on a substantial
mentalists and businessmen divide so scholarly apparatus. How can laymen,
neatly on general ideological grounds? that is, most of us most of the time, figure
Why, if it is the voluntary/involuntary out what our preferences ought to be?
distinction that matters, are there such
strong and similar differences on public The Calculation
order and defense? Rooting explanation in of Preferences
adherence to several different ways of life
rather than the usual left-right dichotomy, How do people make so much, derive
I think, makes more sense out of the data. so many preferences, from so few clues?
A striking contemporary example con- We know that most people are not inter-
necting culture and risk comes from per- ested in or knowledgeable about most
ceptions of acquired immune deficiency issues most of the time. Consequently, the
syndrome. The more hierarchical the clues must be exceedingly simple. Even
group, I hypothesize, following cultural the highly educated and interested cannot
theory, the more it minimizes techno- know much about most matters of politics
logical danger as the price of progress and policy, yet they are able to generate
while maximizing fear of casual contact and express preferences when necessary.
with people who have AIDS. For, in its Indeed, the educated may well be getting
view, when people violate divine com- more than their due from social scientists.
mandments, the Lord brings plague. Con- Though they do know more about a few
versely, egalitarians tend to grossly over- major issues than the less educated, peo-
estimate the dangers from technology (on ple with high levels of formal education
grounds that the social and economic rela- have many more preferences than they
tionships they dislike are bad for your can know much, if anything, about. It is
American Political Science Review Vol . 81

likely, therefore, that the highly educated politics or public policy can nevertheless
have many more unfounded preferences develop preferences by getting them from
than do those who have far fewer prefer- Berelson, Lazarsfeld, and McPhee's (1954)
ences about subject matter of which they well-known ("But," as James Stimson
know little. [I9861reminds us, "we keep forgetting it")
Rational people, I have argued, support two-step flow of communication from
their way of life. By answering two ques- activists to less attentive citizens. Stimson
tions, they are able to discover their cul- (1986)shows that "mass perceptions track
tural identity: Who am I? (free to negoti- activist positions." His thesis is that this
ate or bound by a group?) and What social connection "accounts for the riddle
should I do? (follow detailed prescriptions of inattentive electorates who seem to
that vary with role or decide for myself?). know much of what they need to know to
Knowing who they are and are not-the make policy informed choices." Wholly in
cultures to which they do and do not the spirit of cultural analysis, Stimson
belong-helps them to begin sorting their concludes "that many of the things that
preferences. Cultural identity enables matter in political life . . . have very little
individuals to answer for themselves the to do with individual psychological proc-
crucial quantitative and qualitative ques- esses. They are macro behaviors, such as
tions about preferences: How many are mediated cognitions, that require for
they expected to have? What kind should understanding a focus on 'between' rather
these be? Fatalists know that they do not than 'within' individual effects" (pp. 4,19,
need to know anything (it won't matter) 20). All I would add is that "between . . .
except what others tell them to do. They individual effects" become "within indi-
are prescribed to, not prescribing. Mem- vidual effects."
bers of hierarchies can rule in whatever "System" or "person" blame are dead
goes with their station and rule out what- giveaways. The slightest clue as to
ever does not. By relying on others whose whether the authorities and the institu-
duty it is to take care of whatever they tions vis-2-vis individuals are at fault
neglect and by positive reinforcement of helps people know whether they want to
this nonparticipation-it is normative not go along with egalitarian or hierarchical
to act above (or, for that matter, below) or market policies. Anyone who thinks
your station-both groups come to learn that attribution of blame to "the system"
how much of what kind of preferences or to individuals is not diagnostic should
they are expected to have and how much consult Table 2 from Verba and Orren, in
they can leave to the authorities. Indi- which they address that very question to a
vidualists are expected to figure out for variety of elites. The differences could
themselves whether and to what extent hardly be greater (Wildavsky 198513).
participation is worthwhile. There is no If it were necessary to go back to the
onus on n~nparticipation.'~ cultural source each time a new preference
Overall, it cannot be too difficult to is involved, building back up to the actual
arrive at preferences on most matters, preference through some sort of chain of
because everyone does it. Just as we con- inference, many people could not manage
sider our connections with those who the complexity; hence there would be far
advocate petitions as a quick way of fewer preferences. Consequently, con-
determining whether we would feel com- certed political action would be a rarity.
fortable in signing, so do people in general Near universal preference formation re-
learn how to know what they ought to quires that preferences be inferred from
prefer without knowing much about it. all possible directions. Culture is the India
People who do not pay much attention to rubber man of politics, for it permits pref-
1987 Constructing Institutions

Table 2. Poverty in the United States

Group Fault of Poor Fault of System

Business 57% 9%
Labor 15 56
Farm 52 19
Intellectuals 23 44
Media 21 50
Republicans 55 13
Democrats 5 68
Blacks 5 86
Feminists 9 76
Youth 16 61

Source: Verba and Orren 1985, p. 74.

erences to be formed from the slimmest end (telos) is not pursued but lies in the
clue. By knowing who or what is in- activity itself" (1985, 17-18). Michael
volved, the arena or institution of Oakeshott's (1962) insistence on good
involvement, the subject or object of in- form and better manners, his "idioms of
volvement, people know whether they are conduct," is based on the understanding
supposed to have preferences and what that the purposes institutions create are
these preferences ought to be. expressed in their practices (Elkin 1985,
What is it that enables everyone to 17-18). Elkin goes on to say that "the
come up with reliable solutions to the institutions are a way in which citizens
problem of preference formation when- experience each other and for different
ever it arises? The one source all human institutions the. form of experience is dif-6
beings know something about is their ferent.... Political institutions constitute
social relations. the citizenry in the sense of .. . giving it
an organized existence" (pp. 16-17).
Cultures Constitute
Wolin (1986) defines democracy as I
would a political culture: "Democracy
Our Political Selves
involves more than participation in a
Even when I carry out scientific work-an political process. It is a way of constitut-
activity which I seldom conduct in associa- ing power" (p. 2). Similarly, Connell and
tion with other men-I perform a social, Goot explain that "politics must be in-
because human act. It is not only the voked not merely as the outcome of polit-
material of my activity-like language itself ical socialization but a cause thereof as
which the thinker uses-which is given to well" (Cook 1985).
me as a social product. My own existence is On the level of ideas, a research pro-
a social activity.
-Karl Marx gram on political culture would seek to
increase our understanding of how op-
The view of human life as suffused in posed visions of the good life are selected,
social relations makes the study of institu- sustained, altered, and rejected. As social
tions central to political science. To use scientists following Robert Merton and
Elkin's apt expression, "Values are thus knowing, therefore, that unanticipated
'in' politics, not above or outside it. consequences are a staple of social life, we
Hannah Arendt makes the point when she want to understand what else we choose
comments that in political activity 'the when we choose our political cultures.
American Political Science Review Vol. 81

The Great Depression was a market phe- "Exogenous Factors in Economic Theory" explains
nomenon. The great holocaust was per- the general perspective, "Utility or preference func-
tions are central to neoclassical economics and are
petrated by a hierarchy (the Nazi party) assumed to be given" (1985, 470).
that tolerated no rivals. The second great- 3. Michael Thompson and I are working on a
est holocaust was perpetrated by egali- book, The Foundations of Cultural Theory, that will
tarians (the Cambodian Khmer Rouge) attempt to demonstrate this proposition.
(Jackson n.d.). Deadly visions as well as 4. "Fatalistic attitudes are discernible in many
Romanian literary creations, indeed even in folk-
virtues are also rooted in our public lives. lore. The most famous Romanian folk ballad is
Appraising the consequences of living 'Miorita,' or The Lamb.' It is the moving, beautiful
lives of hierarchical subordination or of story of a Moldavian shepherd whose fellow shep
the purely voluntary association of egali- herds plot to kill him and steal his flock. Learning of
the plan from his 'wonder lamb,' the young shepherd
tarian liberation or of the self-regulation makes no move to keep it from being carried out. He
of individualistic cultures, at different serenely accepts his fate, comforted by the thought
times. on different continents. with dif- that he will be reunited with nature" (Shafir 1983,
ferent technologies, languages, and 405).
customs would be a remarkably produc- 5. Michael Thompson argues in Favor of the
viability of his hermit category, a marketlike people
tive research program. So would com- who, however, seek subsistance rather than domina-
paring cultures rather than countries or, tion, to escape (a) from manipulating others and (b)
put precisely, comparing countries by from being manipulated themselves. I wish them
contrasting their combinations of cul- luck (see Thompson 1982).
6. A test of cultural consistency is provided by
tures. Such a research program would what March and Harrison call "Postdecision Sur-
enable us to test the general hypothesis prise." When things go badly, the excuses should fit
that how people organize their institu- the culture. The market-oriented should accept more
tions has a more powerful effect on their ~ersonalresponsibility than the members of a hierar-
preferences than any rival explanation- chy; egalitarians should blame "the system" (see
Harrison and March 1984).
wealth, technology, class, self-interest, 7. Many more cultures can be conceived than
tradition, you name it. The field of prefer- can be lived in. As Robert Lane says, "Although for
ence formation is open to all comers. every act there is an implicit or explicit belief to
justify the act, the reverse is not true; not every
thought, fantasy, image, or argument is reflected in
Notes behavior, especially since thoughts often rehearse
alternative lines of behavior. The world of behavior,
This essay is the presidential address presented therefore, is smaller than the world of thought; the
on August 28, 1986 at the 82nd annual meeting of two worlds are not isomorphic" (Lane 1973, 97).
the American Political Science Association. 8. Another common confusion is mixing up
1. "Interest explanations are reason explana- egalitarianism with exclusive hierarchies because
tions. That is, when we explain an action by point- they are both passionate and moralistic in defending
ing to the interest that prompted, produced, or their strong group boundaries. The fervor of the
motivated it, we allude not to a human cause but to exclusive hierarchy comes from its simplicity: only a
a reason or ground for acting" (Ball 1979, 199). small number of prescriptions are applicable to the
Reasons justify our behavior to others. vast diversity of life forms. Deviance (and, hence,
2. See a perceptive paper by James March for a deviants) are excoriated. The difference is that
list of "the properties of tastes as they appear in whereas egalitarians find society at fault because the
standard prescriptive theories of choice." His list distances between people are too large, members of
includes two properties of special interest: 'Tastes hierarchies believe that the moral spaces are too
are relevant. Normative theories of choice require small. The lack of complexity in small hierarchies
that action be taken in terms of tastes." Yet, "tastes means that they are left without sufficient variety for
are exogenous. Normative theories of choice pre- the objects they wish to control. Therefore, they get
sume that tastes, by whatever process they may be rid of people who do not fit either by labeling them
created, are not themselves affected by the choices as deviants or treating them as moral trash, thus
they control." As March observes, "each of these removing them from those who deserve to be taken
features of tastes seem inconsistent with observa- into account in making decisions. The alternative is
tions of choice behavior among individuals and to co-opt more people by creating moral, and hence
social institutions" (1978). Keith Hartley's paper social, compartments for them. Using variety to
1987 Constructing Institutions

cope with complexity (as in Ashby's "Law of Requi- and passive risk (active risk being more voluntaiy
site Variety"), however, greatly increases the size and controllable by the individual and passive risk
(the number and diversity of subunits) of the hierar- less voluntary and perhaps uncontrollable) in order
chy. Once hierarchy is complex, as almost any but to justify why certain risks are more and other risks
the most rudimentary government must be, its fer- less acceptable. But the distinction is misleading.
vor declines because of the necessity of accom- One might imagine a static social system whose
modating a broad range of values and adjusting rela- values, including its rules of accountability, were
tionships among more diverse life-styles. petrified. The ~ e o p l ewho conferred meaning on
9. For the reasons given, I disagree with the view objects must have lived long ago, no one having
that liberals are pro- and conservatives anti-change come along since with any changes to make. Classi-
(see McCloskey and Chong 1985; and Robinson fications are clearly labeled and immobile. Then,
1980). and only then, might one allocate dangers according
10. The widespread belief among those who theo- to those that are active and voluntary and, there-
rized about Jacksonian democracy in his time, a fore, properly subject to governmental regulation or
belief apparently shared by their supporters in the prohibition. Once social change enters the picture,
citizenry as well, was that equality of opportunity, however, the active-passive distinction is constantly
meticulously followed, would lead to an approxima- redrawn. We now see that egalitarians consider the
tion of equality of result. The operation of economic dangers stemming from technology (nuclear power
markets, unimpeded by the federal government, or chemical carcinogens) as a passive risk, while
would eventually approximate real equality of con- they perceive the dangers stemming from casual con-
dition as closely as innate differences in human abil- tact with sufferers from acquired immune deficiency
ity permitted. At the very least, central government syndrome as an active risk. At the very same time,
would not add artificial to natural inequality, adherents of hierarchy view the dangers of tech-
thereby preserving representative government. In- nology as actively chosen. To say a danger is volun-
dividuals would be allowed, indeed encouraged, to tary is tantamount to saying it is acceptable;
keep all gain that resulted from the unfettered use of involuntary dangers imposed on passive people, by
their own talents. But everything artificial and un- contrast, are unacceptable. Classification and deci-
natural, everything government imposed on man in sion are one and the same. If the anger against
his free state, such as charters, franchises, banks, institutions were comprehensive enough, suicides
and other monopolies, became anathema. It is this would be owed redress by the implacable institu-
belief-not in equality undefined nor in just one tions that drive them to their undeserved and
kind of equality but in the mutual reinforcement of involuntary end. Just as "we the people" are the ones
opportunity and result-that I think made the who confer meaning on these distinctions, so we are
United States truly exceptional. Another way to also the ones who change these meanings.
describe U.S. exceptionalism is to say that liberty 13. The actual figures are 1 ) more say: U.S.
(i.e., individualism) is held to be compatible with citizens 64.5%, British 68.6%; 2) order: U.S. citizens
equality (egalitarianism). Just as supporters of 4.3%, British 2.1%; 3) freedom of speech scored a
hierarchy understand that their organizations are little over 25%; 4) rising prices were 4% or below.
likely to be rigid and egalitarians recognize that 14. Oakland Tribune, 10 August 1986.
perfect equality is unattainable, so adherents of U.S. 15. This discussion of the conception of apathy as
individualism understand that liberty can conflict a part of cultural bias is congruent with Carole
with equality and vice versa. What they deny is that Pateman's view that "there is more than one way to
this conflict is immutable, and what they affirm is interpret the norm of political efficacy and the other
that their two cherished passions, liberty and equal- norms and values traditionally associated with
ity, can reinforce one another (see Wildavsky 1986). democracy; there is more than one view on what
11. The impasse comes through in these two com- 'really' constitutes responsiveness of leaders and so
ments: 1) 'There is mounting evidence that mass on, and these differences in interpretation also
publics do not react in ideological terms. It seems encompass divergent notions of what form[s] of
equally true that much contemporary political con- democratic institutions actually embody, or give
flict has an ideological dimension" (Barnes 1966, practical expression to those norms and values"
513). 2) "Although the conceptual and methodo- (1971, p. 304).
logical problems with ideological belief systems are
serious enough for Bennett to have called for a References
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development of better concepts and measures, a Ball, Terrence. 1979. Interest Explanations. Polity
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every piece of research (Hamill, Lodge, and Blake Ithaca, NY: Cornell University Press.
1985, 850). Barnes, Samuel H. 1966. Ideology and the Organiza-
12. Often distinctions are made between active tion of Conflict: O n the Relationship Between
American Political Science Review Vol. 81

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Berelson, Bernard R., Paul R. Lazarsfeld, and Hartle~,Keith. 1985. Exogenous Factors in Eco-
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Chicago: University of Chicago Press. Jackson, Karl. N.d. Rendezvous With Death:
Bloomgarden, Kathy. 1983. Managing the Environ- Democratic Kampuchea, 1975-1978. Princeton,
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47-51. Kalt, Joseph P., and Mark A. Zupan. 1984. Further
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Aaron Wildavsky is Professor, Department of Political Science and Graduate School


of Public Policy, and Member of the Survey Research Center, University of California,
Berkeley, California 94720.
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Choosing Preferences by Constructing Institutions: A Cultural Theory of Preference
Formation
Aaron Wildavsky
The American Political Science Review, Vol. 81, No. 1. (Mar., 1987), pp. 3-22.
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Notes

1
Interest-Explanations
Terence Ball
Polity, Vol. 12, No. 2. (Winter, 1979), pp. 187-201.
Stable URL:
http://links.jstor.org/sici?sici=0032-3497%28197924%2912%3A2%3C187%3AI%3E2.0.CO%3B2-3

6
Decision Making and Postdecision Surprises
J. Richard Harrison; James G. March
Administrative Science Quarterly, Vol. 29, No. 1. (Mar., 1984), pp. 26-42.
Stable URL:
http://links.jstor.org/sici?sici=0001-8392%28198403%2929%3A1%3C26%3ADMAPS%3E2.0.CO%3B2-8

9
Similarities and Differences between Left-Wing and Right-Wing Radicals
Herbert McClosky; Dennis Chong
British Journal of Political Science, Vol. 15, No. 3. (Jul., 1985), pp. 329-363.
Stable URL:
http://links.jstor.org/sici?sici=0007-1234%28198507%2915%3A3%3C329%3ASADBLA%3E2.0.CO%3B2-U

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11
Ideology and the Organization of Conflict: On the Relationship Between Political Thought
and Behavior
Samuel H. Barnes
The Journal of Politics, Vol. 28, No. 3. (Aug., 1966), pp. 513-530.
Stable URL:
http://links.jstor.org/sici?sici=0022-3816%28196608%2928%3A3%3C513%3AIATOOC%3E2.0.CO%3B2-F

11
The Breadth, Depth, and Utility of Class, Partisan, and Ideological Schemata
Ruth Hamill; Milton Lodge; Frederick Blake
American Journal of Political Science, Vol. 29, No. 4. (Nov., 1985), pp. 850-870.
Stable URL:
http://links.jstor.org/sici?sici=0092-5853%28198511%2929%3A4%3C850%3ATBDAUO%3E2.0.CO%3B2-2

References

Interest-Explanations
Terence Ball
Polity, Vol. 12, No. 2. (Winter, 1979), pp. 187-201.
Stable URL:
http://links.jstor.org/sici?sici=0032-3497%28197924%2912%3A2%3C187%3AI%3E2.0.CO%3B2-3

Ideology and the Organization of Conflict: On the Relationship Between Political Thought and
Behavior
Samuel H. Barnes
The Journal of Politics, Vol. 28, No. 3. (Aug., 1966), pp. 513-530.
Stable URL:
http://links.jstor.org/sici?sici=0022-3816%28196608%2928%3A3%3C513%3AIATOOC%3E2.0.CO%3B2-F

Attitude Attribution: A Group Basis for Political Reasoning


Henry E. Brady; Paul M. Sniderman
The American Political Science Review, Vol. 79, No. 4. (Dec., 1985), pp. 1061-1078.
Stable URL:
http://links.jstor.org/sici?sici=0003-0554%28198512%2979%3A4%3C1061%3AAAAGBF%3E2.0.CO%3B2-K

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The Origins and Meaning of Liberal/Conservative Self-Identifications


Pamela Johnston Conover; Stanley Feldman
American Journal of Political Science, Vol. 25, No. 4. (Nov., 1981), pp. 617-645.
Stable URL:
http://links.jstor.org/sici?sici=0092-5853%28198111%2925%3A4%3C617%3ATOAMOL%3E2.0.CO%3B2-5

How People Organize the Political World: A Schematic Model


Pamela Johnston Conover; Stanley Feldman
American Journal of Political Science, Vol. 28, No. 1. (Feb., 1984), pp. 95-126.
Stable URL:
http://links.jstor.org/sici?sici=0092-5853%28198402%2928%3A1%3C95%3AHPOTPW%3E2.0.CO%3B2-9

The Bear Market in Political Socialization and the Costs of Misunderstood Psychological
Theories
Timothy E. Cook
The American Political Science Review, Vol. 79, No. 4. (Dec., 1985), pp. 1079-1093.
Stable URL:
http://links.jstor.org/sici?sici=0003-0554%28198512%2979%3A4%3C1079%3ATBMIPS%3E2.0.CO%3B2-R

A Cause in Search of Its Effect, or What Does Political Culture Explain?


David J. Elkins; Richard E. B. Simeon
Comparative Politics, Vol. 11, No. 2. (Jan., 1979), pp. 127-145.
Stable URL:
http://links.jstor.org/sici?sici=0010-4159%28197901%2911%3A2%3C127%3AACISOI%3E2.0.CO%3B2-D

The Breadth, Depth, and Utility of Class, Partisan, and Ideological Schemata
Ruth Hamill; Milton Lodge; Frederick Blake
American Journal of Political Science, Vol. 29, No. 4. (Nov., 1985), pp. 850-870.
Stable URL:
http://links.jstor.org/sici?sici=0092-5853%28198511%2929%3A4%3C850%3ATBDAUO%3E2.0.CO%3B2-2

Decision Making and Postdecision Surprises


J. Richard Harrison; James G. March
Administrative Science Quarterly, Vol. 29, No. 1. (Mar., 1984), pp. 26-42.
Stable URL:
http://links.jstor.org/sici?sici=0001-8392%28198403%2929%3A1%3C26%3ADMAPS%3E2.0.CO%3B2-8

NOTE: The reference numbering from the original has been maintained in this citation list.
http://www.jstor.org

LINKED CITATIONS
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Capture and Ideology in the Economic Theory of Politics


Joseph P. Kalt; Mark A. Zupan
The American Economic Review, Vol. 74, No. 3. (Jun., 1984), pp. 279-300.
Stable URL:
http://links.jstor.org/sici?sici=0002-8282%28198406%2974%3A3%3C279%3ACAIITE%3E2.0.CO%3B2-U

From Growth Consensus to Fragmentation in Western Europe: Political Polarization over


Redistribution and Ecology
Volkmar Lauber
Comparative Politics, Vol. 15, No. 3. (Apr., 1983), pp. 329-349.
Stable URL:
http://links.jstor.org/sici?sici=0010-4159%28198304%2915%3A3%3C329%3AFGCTFI%3E2.0.CO%3B2-7

The Market as Prison


Charles E. Lindblom
The Journal of Politics, Vol. 44, No. 2. (May, 1982), pp. 324-336.
Stable URL:
http://links.jstor.org/sici?sici=0022-3816%28198205%2944%3A2%3C324%3ATMAP%3E2.0.CO%3B2-N

The New Institutionalism: Organizational Factors in Political Life


James G. March; Johan P. Olsen
The American Political Science Review, Vol. 78, No. 3. (Sep., 1984), pp. 734-749.
Stable URL:
http://links.jstor.org/sici?sici=0003-0554%28198409%2978%3A3%3C734%3ATNIOFI%3E2.0.CO%3B2-J

Similarities and Differences between Left-Wing and Right-Wing Radicals


Herbert McClosky; Dennis Chong
British Journal of Political Science, Vol. 15, No. 3. (Jul., 1985), pp. 329-363.
Stable URL:
http://links.jstor.org/sici?sici=0007-1234%28198507%2915%3A3%3C329%3ASADBLA%3E2.0.CO%3B2-U

Political Culture, Political Structure and Political Change


Carole Pateman
British Journal of Political Science, Vol. 1, No. 3. (Jul., 1971), pp. 291-305.
Stable URL:
http://links.jstor.org/sici?sici=0007-1234%28197107%291%3A3%3C291%3APCPSAP%3E2.0.CO%3B2-5

NOTE: The reference numbering from the original has been maintained in this citation list.

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