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U.S.

Department of Justice
Office of Justice Programs
Office of Juvenile Justice and Delinquency Prevention

John J. Wilson, Acting Administrator July 2000

Special Education and From the Administrator


the Juvenile Justice Large numbers of youth involved with
the juvenile justice system have

System education-related disabilities, and as


many as 20 percent of students with
emotional disabilities are arrested at
least once before they leave school.
Information regarding disabilities can
Sue Burrell and Loren Warboys assist those providing needed services
to youth at every stage of the juvenile
A significant proportion of youth in the Helping youth to reach their educational justice process and even help to
juvenile justice system have education- potential by protecting their rights under
determine whether formal delinquency
related disabilities and are eligible for spe- IDEA can give them the tools they need to proceedings should take place.
cial education and related services under succeed in life. In fact, many of the behav-
the Federal Individuals with Disabilities ioral and educational issues addressed Special Education and the Juvenile
Education Act (IDEA). While 8.6 percent of through the special education system Justice System is intended to inform
public school students have been identi- closely parallel issues encompassed in the judges, attorneys, advocates, proba-
fied as having disabilities that qualify them juvenile court disposition process. In en- tion officers, institutional staff, and
for special education services (U.S. Depart- suring that disability-related needs are other youth-serving professionals
ment of Education, 1998), youth in the ju- identified and met, IDEA may play a signifi- about the impact of special education
venile justice system are much more likely cant role in reducing delinquent behavior. issues on juvenile justice matters.
to have both identified and undiscovered The Bulletin summarizes the provi-
This Bulletin, directed to judges, attorneys
disabilities. For example, youth with learn- sions of the Individuals with Disabili-
ing disabilities or an emotional disturbance and advocates, probation officers, educa- ties Education Act and analyzes their
tors, institutional staff, mental health pro-
are arrested at higher rates than their non- relevance to the juvenile justice
disabled peers (Chesapeake Institute, 1994; fessionals, and service providers, seeks to process—from intake and initial
heighten awareness of special education
SRI International, Center for Educational interview to institutional placement
Human Services, 1997), and studies of in- issues in the juvenile justice system and and secure confinement.
ensure that youth with disabilities receive
carcerated youth reveal that as many as
70 percent suffer from disabling conditions the services they need. The Bulletin sum- While special education considerations
marizes pertinent provisions of Federal law may impose significant responsibilities
(Leone et al., 1995).
related to special education, discusses how on the juvenile justice system, they
Information about a youth’s disability may the special education process and informa- also serve as a substantial information
be relevant at every stage of a juvenile tion about disabilities may be useful in juve- resource for juvenile justice profession-
court case. It may help to determine nile delinquency proceedings, and exam- als. This Bulletin increases our under-
whether formal delinquency proceedings ines special education in the context of standing of issues surrounding special
should proceed or suggest important di- juvenile and adult institutions. education, helping equip those who
rections for investigation and case strat- work with juveniles to meet the special
egy. Information about the disability often needs of all youth.
helps to explain behavior in a way that Federal Laws Related
John J. Wilson
facilitates constructive intervention, and it to Special Education Acting Administrator
is essential to arriving at a disposition that Congress first enacted a comprehensive
will both meet the youth’s rehabilitative special education law in 1975: the Edu-
needs and comply with IDEA requirements. cation for All Handicapped Children Act
for IDEA concepts. For example, California over a long period of time and to a
Twenty percent of students with emo- uses “individual with exceptional needs”8 marked degree that adversely affects
tional disturbances are arrested at least to refer to “a child with a disability,” as a child’s educational performance:
once before they leave school, as com- defined by IDEA, and “designated instruc-
tion and services” to refer to “related ser- (A) An inability to learn that
pared with 6 percent of all students
cannot be explained by intellec-
(Chesapeake Institute, 1994). By the vices,” as defined by IDEA.9 While a State
may grant protections beyond those re- tual, sensory, or health factors.
time youth with emotional disturbances
have been out of school for 3 to 5 years, quired by IDEA, States may not provide (B) An inability to build or main-
58 percent have been arrested. Simi- fewer rights than would be afforded under tain satisfactory interpersonal
larly, by the time youth with learning Federal law. relationships with peers and
disabilities have been out of school for teachers.
3 to 5 years, 31 percent have been Definition of Disability
arrested (SRI International, Center for (C) Inappropriate types of be-
To be eligible under IDEA, a youth must havior or feelings under normal
Education and Human Services, 1997).
have one or more of the disabilities listed circumstances.
in the statute and implementing final re-
gulations and, because of that disability, (D) A general pervasive mood
(EHA).1 Since then, Congress has amended require special education and related ser- of unhappiness or depression.
the law a number of times and renamed it vices. The range of qualifying disabilities (E) A tendency to develop
the Individuals with Disabilities Education is broad, including:10 physical symptoms or fears
Act (IDEA). The first broad revision of the
◆ Mental retardation. associated with personal or
law occurred in 1997, with amendments school problems.
that significantly changed a number of key ◆ Deaf-blindness.
special education provisions.2 Proposed ◆ Deafness. (ii) The term includes schizophre-
implementing regulations for the 1997 nia. The term does not apply to chil-
IDEA amendments were widely debated. ◆ Hearing impairment. dren who are socially maladjusted,
Final regulations were published March ◆ Speech or language impairment. unless it is determined that they
12, 1999, and took effect May 11, 1999.3 have an emotional disturbance.14
◆ Visual impairment.
As a condition of receiving Federal funds ◆ Emotional disturbance. Additional IDEA definitions of disability
under IDEA, States must demonstrate to terms can be found in 34 C.F.R. § 300.7(c).
the U.S. Secretary of Education that they ◆ Orthopedic impairment.
have policies and procedures in effect that ◆ Autism. Free Appropriate Public
fulfill specific requirements of the law.4 Lo- Education
◆ Traumatic brain injury.
cal education agencies (LEA’s) must have
policies, procedures, and programs consis- ◆ Other health impairment. Every youth with a disability, as defined
tent with State policies and procedures by IDEA, is entitled to free appropriate
◆ Specific learning disability. public education (FAPE). This entitlement
that demonstrate eligibility.5 The Federal
program is administered by the Office of ◆ Multiple disabilities. exists for all eligible children and youth,
Special Education Programs, Office of Spe- Disabilities that are frequently encountered including those involved in the juvenile
cial Education and Rehabilitative Services, justice system,15 “. . . between the ages of
among delinquents include emotional dis-
U.S. Department of Education. turbance, specific learning disability, men- 3 and 21, inclusive, including children with
disabilities who have been suspended or
tal retardation,11 other health impairment,
Two other Federal statutes provide addi- expelled from school.”16
and speech or language impairment.
tional protection for youth with disabili-
ties: the Rehabilitation Act of 19736 and IDEA also requires that, “to the maximum
The two most common disabilities found
the Americans With Disabilities Act.7 Al- in the juvenile justice system are specific extent appropriate,”17 youth with disabili-
though both Acts have a broader purview, ties, including those in public and private
learning disability and emotional distur-
they are often invoked to ensure fair treat- bance. Specific learning disability is de- institutions or other care facilities, are
ment for youth with educational disabili- educated with youth who are not disabled.
fined as “a disorder in one or more of the
ties. Both provide for the filing of adminis- basic psychological processes involved in Placement in special classes, separate
trative complaints with the Office of Civil schooling, or other removal from the regu-
understanding or in using language, spo-
Rights, U.S. Department of Education, ken or written, that may manifest itself in lar educational environment occurs only
which has the authority to investigate if the nature or severity of the disability is
an imperfect ability to listen, think, speak,
and order compliance. read, write, spell, or do mathematical cal- such that education in regular classes with
the use of supplementary aids and ser-
culations.”12 It may include conditions such
In addition, all States have enacted laws vices cannot be satisfactorily achieved.
as perceptual disabilities, brain injury, mini-
and regulations reflecting IDEA require- This provision is often referred to as the
mal brain dysfunction, dyslexia, and de-
ments. Some of these, however, are being requirement for education in the “least
velopmental aphasia but not a learning
revised to reflect the 1997 IDEA amend- restrictive environment.”
problem that is primarily the result of envi-
ments and the implementing regulations.
ronmental, cultural, or economic disadvan-
These laws are often found in State edu- Identification, Referral,
tage.13 Emotional disturbance is defined as:
cation codes and regulations. Although
and Evaluation
most State special education laws closely (i) [A] condition exhibiting one or
track IDEA, some use different terminology more of the following characteristics IDEA requires school districts and other
public agencies to seek out all youth who

2
child’s participation in appropriate
activities.
◆ A statement of measurable annual
goals, including benchmarks or short-
term objectives, related to:
❖ Meeting the child’s needs that result
from his or her disability to enable the
child to be involved in and progress in
the general curriculum, or for pre-
school children, as appropriate, to
participate in appropriate activities.
❖ Meeting each of the child’s other
educational needs that result from
his or her disability.
◆ A statement of the special education
and related services and supplemen-
tary aids and services to be provided to
the child, or on behalf of the child, and
may have a disability. States and LEA’s ◆ At least one regular education teacher a statement of the program modifica-
must identify, locate, and evaluate all of the child (if the youth is or may be tions or supports for school personnel
youth with disabilities and implement a participating in a regular education that will be provided for the child to:
system to determine which ones are cur- environment). ❖ Advance appropriately toward
rently receiving special education and ◆ At least one special education teacher of attaining the annual goals.
related services. This is often called the the child or, if appropriate, at least one
child find obligation.18 In conjunction with ❖ Be involved and progress in the gen-
special education provider of the child. eral curriculum and participate in
these requirements, States typically have
statutes, regulations, policies, and proce- ◆ A qualified representative of the LEA. extracurricular and other nonaca-
dures designating who may refer youth demic activities.
◆ An individual who can interpret the
for evaluation and the process that must institutional implications of evaluation ❖ Be educated and participate with
be followed. results. other children with disabilities and
nondisabled children in the activi-
To determine eligibility for special educa- ◆ Others (at the discretion of the parents
ties described above.
tion and related services, States must no- or the agency) who have knowledge or
tify parents, obtain parental consent to special expertise regarding the youth, ◆ An explanation of the extent, if any, to
evaluation, use a variety of assessment including related service personnel as which the child will not participate
tools—administered by knowledgeable appropriate. This category also could, with nondisabled youth in the regular
personnel—appropriate to the youth’s at the discretion of the parents or the class and in extracurricular and other
cultural and linguistic background, and agency, include persons such as proba- nonacademic activities.
provide for reevaluation.19 State policies tion officers, institutional staff, or other ◆ A statement of any individual modifica-
and procedures typically set time limits service providers with knowledge or tions in the administration of State or
for each step in the notice, consent, and special expertise regarding the youth. districtwide assessments of student
evaluation/reevaluation process. Reevalu- ◆ The child with a disability (if appro- achievement that are needed in order
ation must occur at least once every 3 priate). for the child to participate in the as-
years, but a child’s parents and teachers sessment. If the IEP team determines
may request it at any time.20 In developing the IEP, the IEP team con-
that the child will not participate in a
siders, among other factors, the youth’s
particular State or districtwide assess-
present levels of educational performance,
The Individualized his or her special education needs, the
ment of student achievement (or part
Education Program of an assessment), a statement of why
services to be delivered, objectives to be
Under the 1997 IDEA amendments, an that assessment is not appropriate for
met, timelines for completion, and assess-
LEA is required to have an individualized the child and how the child will be as-
ment of progress. IDEA requires each IEP
education program (IEP) in effect at the sessed is needed.
to include the following basic elements:25
beginning of each school year for each ◆ A projected date for the beginning of
youth with a disability in its jurisdiction.21 ◆ A statement of the child’s present levels services and modifications and the an-
Federal regulations call for no more than of educational performance, including: ticipated frequency, location, and dura-
30 days to pass between the determina- ❖ How the child’s disability affects his tion of these services and modifications.
tion that a child needs special education or her involvement and progress in ◆ A statement of how the child’s progress
and related services and the conduct of the general curriculum (i.e., the toward the annual goals will be mea-
the meeting22 to develop an IEP for the same curriculum as for nondisabled sured and how the child’s parents will
child. A team that includes the following children). be regularly informed of their child’s
people develops the IEP:23
❖ For preschool children, if appropri- progress—at least as often as parents
◆ The child’s parents.24 ate, how the disability affects the are informed of their nondisabled

3
children’s progress—toward the annual be consideration of the student’s transition Special Education and
goals and the extent to which that pro- service needs or needed transition ser- Related Services
gress is sufficient to enable the child to vices, or both, the youth with a disability
Under IDEA, special education means
achieve the goals by the end of the year. of any age must be invited to the IEP meet-
“. . . specially designed instruction, at no
IDEA also requires IEP’s to include: ing. Finally, the 1997 IDEA amendments
cost to parents, to meet the unique needs
require the IEP team to consider special
of a child with a disability. . . .”29 It includes
◆ A statement of transition service needs factors in developing the IEP. Accordingly,
“instruction conducted in the classroom,
of the student that focuses on the the amendments direct the IEP to:
in the home, in hospitals and institutions,
student’s courses of study (e.g., ad-
(i) In the case of a child whose be- and in other settings and instruction in
vanced placement courses, vocational
havior impedes his or her learning physical education. . . .”30 IDEA also re-
education) if the youth involved is 14
or that of others, consider, if ap- quires that related services be provided to
years old (or younger if determined
propriate, strategies, including help youth with disabilities benefit from
appropriate by the IEP team). The
positive behavioral interventions, special education services. These services
statement must be updated annually.
strategies, and supports to address include “. . . transportation, and such de-
◆ A statement of needed transition ser- that behavior; velopmental, corrective, and other support-
vices for the student, including, if ap- ive services as are required to assist the
propriate, a statement of the inter- (ii) In the case of a child with limited child with a disability to benefit from
agency responsibilities or any needed English proficiency, consider the special education . . . (including speech-
linkages for transition services if the language needs of the child as those language pathology and audiology services,
youth involved is 16 years old (or needs relate to the child’s IEP; psychological services, physical and occu-
younger if determined appropriate by (iii) In the case of a child who is pational therapy, recreation, including thera-
the IEP team). blind or visually impaired, provide peutic recreation, early identification and
The requirement that transition services for instruction in Braille and the assessment of disabilities in children, coun-
be provided to assist youth in moving from use of Braille unless the IEP team seling services, including rehabilitation
school to postschool activities has particu- determines, after an evaluation of counseling, orientation and mobility ser-
lar significance for youth in the juvenile the child’s reading and writing vices, and medical services, except that
justice system. These services include post- skills, needs, and appropriate read- such medical services shall be for diagnos-
secondary education, vocational training, ing and writing media (including an tic and evaluation purposes only).” The term
employment (including supported employ- evaluation of the child’s future also includes social work services in schools
ment), continuing and adult education, spe- needs for instruction in Braille or and parent counseling and training.31
cific adult services, independent living, and the use of Braille), that instruction
community participation.26 For example, in Braille or the use of Braille is not Due Process Protections
the IEP may call for the student to receive appropriate for the child; Parents are involved to the maximum
specific assistance in applying for admis- extent possible. They are provided with
(iv) Consider the communication
sion to a local community college or en- a full range of procedural safeguards,
rollment in an automobile mechanics pro- needs of the child, and in the case
of a child who is deaf or hard of including the right to examine records,
gram. When the purpose of the meeting will receive written notice of proposed actions
hearing, consider the child’s lan-
guage and communication needs, (or refusal to take requested actions), and
opportunities for direct communi- participate in meetings relating to the iden-
cations with peers and professional tification, evaluation, and educational
personnel in the child’s language placement of their child and the provision
and communication mode, aca- of FAPE to the child. Federal law also re-
demic level, and full range of needs, quires States to provide an opportunity
including opportunities for direct for parents to initiate due process pro-
instruction in the child’s language ceedings and the mediation of disputes
and communication mode; and with respect to identification, evaluation,
and educational placement of their child
(v) Consider whether the child re- and the provision of FAPE to the child.32
quires assistive technology devices
and services.27 When a parent (as defined in 34 C.F.R.
§ 300.20) cannot be identified, the where-
IEP’s must be implemented as soon as pos- abouts of the parent cannot be discovered
sible after the IEP meeting and must be re- after reasonable efforts, or the student is a
viewed by the IEP team at least once per year ward of the State (as defined by State law),
and revised as needed to address any lack IDEA provides for the assignment of a sur-
of expected progress, results of reevalua- rogate parent to protect the educational
tion, information provided by the parents, rights of the child. The surrogate parent
the youth’s anticipated needs, or other mat- may not be an employee of the LEA, State
ters.28 By statute, most States set specific educational agency (SEA), or other agency
timelines for each stage in the referral, involved in the education or care of the
evaluation, and IEP development process. child (with the exception of nonpublic

4
agency employees providing noneduca-
tional care for the child who meet the Special Education Timeline1
other requirements); must have no inter-
est that conflicts with the interest of the Referral/request Public agency must ensure that within a reasonable
child he or she represents; and must have for evaluation: amount of time following parental consent to evaluation,
knowledge and skills that ensure ad- the child is evaluated, and if the child is determined eligible,
equate representation of the child.33 special education and related services are provided (34
C.F.R. § 300.343(b)(1)).
States may provide for the transfer of pa-
rental rights to a student with a disability Development of IEP: Meeting to develop IEP must be held within 30 days of a
when the student reaches the age of ma- determination that a child needs special education services
jority as defined by State law (except if the (34 C.F.R. § 300.343(b)(2)).
student has been determined incompetent Implementation of IEP: Must occur “as soon as possible” following the IEP meeting
under State law). Such provisions must (34 C.F.R. § 300.343(b)(ii)), and at the beginning of every
ensure that the individual student and the school year, the LEA must have in effect an IEP for each
parents receive any required notice under child with a disability (20 U.S.C. § 1414(d)(2)(a)).
the regulations, that all other rights ac-
corded to the parents under IDEA transfer Review of IEP’s: Periodically and at least annually, the IEP team must review
to the student, that all rights accorded to IEP’s and revise as appropriate (20 U.S.C. § 1414(d)(A);
the parents under IDEA transfer to students 34 C.F.R. § 300.343(c)).
incarcerated in adult or juvenile State or
Reevaluation: At least once every 3 years or when the child’s parent or
local institutions, and that the parents and
teacher requests it (20 U.S.C. § 1414(a)(2); 34 C.F.R.
individual student shall be notified of
§ 300.536(b)).
whatever rights are transferred pursuant
to such provisions. There is also a special 1
States have many more specific time limits and requirements in their statutes and regulations than this sample
rule for States that have a mechanism to
timeline provides.
determine that a student with a disability
who has reached the age of majority does
not have the capacity to provide informed
consent to his or her educational program officer must not be employed by the State judicial action, or, at the discretion of the
agency or the LEA that is involved in the State, precomplaint mediation. However, it
(even though there has been no determi-
nation of incompetence). Such States education or care of the child. At the hear- prohibits the awarding of attorneys’ fees
ing, the parents may be accompanied by following the rejection of a settlement of-
must provide procedures for appointing
the parent or, if the parent is not avail- and advised by an attorney and by other fer, unless the parents were substantially
persons with special knowledge of or train- justified in rejecting the offer.40
able, another individual to represent the
student’s educational interests through- ing about the problems of youth with dis-
abilities. Parents have the right to present In addition to the remedies offered through
out the period of IDEA eligibility.34 due process hearings or civil actions in
evidence; prohibit the introduction of any
Under IDEA, States and LEA’s must establish evidence not disclosed 5 business days relation to individual cases, States must
have a complaint procedure in place for
a mediation procedure to resolve disputes before the hearing; confront, cross-examine,
and make it available whenever a due pro- and compel the attendance of witnesses; alleged IDEA violations. Possible outcomes
of these procedures include monetary
cess hearing is requested. Mediation must obtain a written or, at the option of the
be voluntary, scheduled in a timely manner, parents, electronic verbatim record of the reimbursement or other corrective action
appropriate to the needs of the child and
held in a place convenient to the parties hearing; and obtain written or, at the op-
to the dispute, and conducted by a quali- tion of the parents, electronic findings of appropriate provision of future services.
Any organization or individual may use
fied and impartial mediator who is trained fact and decision.37
in effective mediation techniques. Media- the State complaint process, and com-
If the due process hearing is conducted plaints must be resolved within 60 days
tion must not be used to deny or delay the
parents’ right to pursue their complaints by an LEA, any party aggrieved by the find- after a complaint is filed.41
ings and decision in the hearing may ap-
through the due process hearing procedures
or to deny any other rights afforded under peal the decision to the SEA.38 Any party The “Stay Put” Rule
who does not have a right of appeal from a
part B of IDEA. Any agreement reached As a general matter, Federal law requires
through mediation must be put in writing.35 due process hearing to the SEA, or who
that, absent some agreement to the con-
wishes to appeal an SEA ruling, may file a
trary, the youth shall remain in his or her
Parents may pursue complaints through civil action in the appropriate State court
current education placement pending the
a due process hearing conducted by the or Federal district court.39 Reasonable at-
completion of any due process proceed-
State or, in some States, the LEA.36 States torneys’ fees may be awarded by the court
ings, court proceedings, or appeals.42 In
are required to develop model forms to at its discretion to the parents of a child
Honig v. Doe,43 the U.S. Supreme Court
assist parents in filing due process re- with a disability who is the prevailing
interpreted this provision to mean that
quests. Each party (e.g., the parents, the party in any action or proceeding brought
school officials may not unilaterally ex-
educational agency) must disclose any under section 615 of the Act. IDEA also
clude youth with disabilities from their
evaluations and recommendations the provides for the award of attorneys’ fees in
educational placement. Except as pro-
party intends to use at least 5 business connection with IEP meetings convened as
vided in 34 C.F.R. § 300.526, such youth
days prior to the hearing. The hearing the result of administrative proceedings,
must be allowed to “stay put” in existing

5
educational placements during the pen- ment is appropriate and whether the public youth without disabilities may be applied.52
dency of any administrative or judicial agency has made reasonable efforts to mini- If the behavior was a manifestation of the
proceeding. Prominent in the Court’s rea- mize the risk of harm in the current place- youth’s disability, the LEA should immedi-
soning was that Congress enacted the Fed- ment (e.g., with supplementary aids and ately remedy any deficiencies in the IEP or
eral law after finding that school systems services). The officer should determine that its implementation53 and observe the 10-
across the country had excluded one of the interim alternative educational setting day or 45-day limits and other protections
every eight youth with disabilities from would enable the youth to continue to on placing the youth in an interim alterna-
classes. Congress intended to strip progress in the general curriculum and con- tive educational setting. Again, even if the
schools of the unilateral authority they tinue to receive those services and modifi- behavior was not a manifestation of the
had traditionally employed to exclude stu- cations that will enable the child to meet youth’s disability, the LEA must continue
dents with disabilities, particularly stu- the goals called for in the IEP.47 In addition, to provide educational services to the ex-
dents with emotional disturbances.44 services and modifications to attend to the tent required under section 300.121(d).54
child’s behavior and prevent the behavior
Since the enactment of IDEA in 1975 (then Parents have the right to an expedited ap-
from recurring must be addressed.
EHA), there has been considerable discus- peal of the manifestation determination and
sion of the stay put requirement. Some Disciplinary removal for more than 10 con- the placement. While proceedings challeng-
people have argued that the schools’ op- secutive school days (or a series of remov- ing the interim alternative placement or
tions were too limited and cumbersome als adding up to more than 10 days and manifestation determination (in the case of
when there was a legitimate need to re- constituting a pattern of removal) consti- drugs, weapons, and hearing officer place-
move a dangerous or extremely disrup- tutes a change of placement, which trig- ment) are pending, the youth must remain
tive youth. The 1997 IDEA amendments gers a number of procedural safeguards.48 in the interim alternative placement until
attempt to strike a balance between the For example, the LEA must review the the pertinent time period expires unless
need to provide a safe, orderly environ- youth’s behavioral intervention plan and the parents and public agency agree other-
ment and the need to protect youth with modify it as necessary to address the wise. However, if the school proposes to
disabilities from unwarranted exclusion behavior not later than 10 business days change the youth’s placement after this
through disciplinary proceedings. The after either first removing the child for more time period, the youth has the right to
amendments include limited exceptions than 10 school days in a school year or return to the original placement unless a
for misconduct involving weapons, illegal commencing a removal that constitutes a hearing officer has extended his or her
drugs, or situations in which the youth or change in placement. If the LEA did not placement. The only exception is that, if
others are in danger of injury. previously conduct a functional behavioral school personnel maintain that it is dan-
assessment and implement a behavioral gerous for the youth to be in the current
Under the 1997 IDEA amendments, school intervention plan, it must convene an IEP placement, the LEA may request an expe-
personnel may suspend youth with dis-
meeting to develop a plan to address the dited hearing to determine whether he or
abilities for up to 10 school days or less at behavior.49 Moreover, the public agency she should be placed in the alternative edu-
a time for separate incidents of misconduct
must provide services to the extent re- cational setting or other appropriate place-
to the extent such action would be applied quired under section 300.121(d).50 ment during the due process proceedings.55
to youth without disabilities. If, for example,
a student without a disability would be If it is contemplated that a youth with a dis- The stay put rule also protects the rights
suspended from class for 3 days for particu- ability will be removed from school for of some youth who have not officially been
lar misbehavior, the same sanction could more than 10 school days, the IEP team determined eligible for special education
be imposed on a student with a disability must immediately (or within 10 school days and who have engaged in behavior subject-
for the same kind of behavior. School per- of the decision to take disciplinary action) ing them to disciplinary removal. Under
sonnel may also remove such youth to an review the relationship between the child’s the 1997 IDEA amendments, such youth are
interim alternative educational setting for disability and the behavior subject to disci- entitled to the stay put rule and other disci-
up to 45 days if they possess or carry weap- plinary action. In making this “manifesta- plinary due process protections if the LEA
ons to school or school functions, know- tion determination,”—a requirement under had “knowledge that the child was a child
ingly possess or use illegal drugs, or sell the 1997 amendments—the team and other with a disability before the behavior that
or solicit the sale of controlled substances qualified personnel consider all relevant precipitated the disciplinary action oc-
while at school or school functions.45 IDEA information including evaluation and diag- curred.”56 The agency is deemed to have
specifically defines controlled substances, nostic results and other relevant informa- that knowledge if the parents have ex-
illegal drugs, and weapons.46 tion from the parents and observations pressed concern in writing to agency per-
of the youth. The team also considers sonnel that the youth is in need of special
The 1997 amendments also permit a hear- whether the IEP and placement were appro- education; his or her behavior or perfor-
ing officer to order a change in the place-
priate, whether services were being pro- mance demonstrates the need for such
ment of a child with a disability to an appro- vided consistent with the IEP, whether the services; the parents have requested an
priate interim alternative educational
disability impaired the youth’s ability to evaluation of special education eligibility;
setting for not more than 45 days if the understand the consequences of the behav- or the teacher or other LEA personnel, in
hearing officer determines that the public
ior subject to discipline, and whether the accordance with the agency’s established
agency has demonstrated by substantial disability impaired the youth’s ability to child find or special education referral sys-
evidence that maintaining the current
control the behavior.51 tem, have expressed concern to the direc-
placement “is substantially likely to result tor of special education of the agency or
in injury to the child or to others.” Before If it is determined that the behavior was
other personnel about the youth’s behav-
making such an order, the hearing officer not a manifestation of the youth’s disability, ior or performance.57
must consider whether the current place- the disciplinary procedures applicable to

6
Special Education in tailored situations (see 34 C.F.R. § 99.30). IDEA’s procedural protections could be in-
This requirement should help ensure terpreted to preclude juvenile court juris-
Juvenile Delinquency that, at least in appropriate school-related diction over school-related crimes commit-
Cases cases, special education history, assess- ted by youth with disabilities. In the past, at
IDEA’s comprehensive system of identifi- ments, and service information are readily least one court ruled under State law that a
cation, evaluation, service delivery, and available early in the court process.58 school could not initiate a juvenile court
review has special relevance for juvenile prosecution as a means of evading the pro-
Juvenile justice professionals can learn to
justice professionals. The purpose of the cedural requirements of IDEA.60 Other courts
recognize disabilities by carefully reading found the juvenile court lacked jurisdiction
special education system, like the juvenile the legal definitions of disability. It is impor-
justice system, is to provide individualized in cases involving noncriminal school-
tant to understand that youth may have a related misconduct in which special educa-
services designed to meet the needs of a variety of impairments that are not immedi-
particular youth. The enhanced behavioral tion procedures had not been followed.61
ately apparent. Numerous checklists and
intervention and transition service needs screening instruments are available to help In at least one case decided after the 1997
requirements in the 1997 IDEA amendments recognize signs of disabilities and to deter- amendments, the court confirmed that
bring special education goals even closer mine eligibility for special education ser- IDEA does not prevent juvenile courts
to those of the juvenile court. Moreover, vices (National Council of Juvenile and from exercising jurisdiction over students
the careful documentation of service needs Family Court Judges, 1991). with disabilities, even if the school is at-
and ongoing assessment of progress re- tempting to evade its special education
quired by IDEA bring valuable informational If circumstances suggest the need for an responsibilities. Nonetheless, intake offi-
resources to juvenile justice professionals. eligibility evaluation, modification of a pre-
cers and prosecutors should scrutinize
viously existing IEP, or some other exercise whether such evasion has occurred in
This section presents a brief overview of of the youth’s rights under special educa-
how special education information may be determining whether a particular case
tion law, juvenile justice professionals belongs in the juvenile justice system and
helpful as cases make their way through should ensure that appropriate action is
juvenile court. Some of the issues discussed, how it should be processed.62 Courts and
expeditiously taken. They should request hearing officers have stressed that the
such as insanity or incompetence, arise that parents give written consent for the
only occasionally. Others, such as the im- school’s responsibility to comply with
release of records and should submit a IDEA procedural requirements does not
pact on disposition of whether a child has written request for information, evaluation,
a disability, are relevant in every case in end when a youth with a disability enters
or review to the LEA. the juvenile justice system.63
which a delinquent youth is eligible for
special education services. Juvenile justice professionals could start
Even if courts have the power to act, that
by contacting the LEA to obtain its policies does not mean the power should be exer-
and procedures for providing special edu-
Intake and Initial Interviews cised in every case. Long before the 1997
cation services to youth in the juvenile jus- IDEA amendments, a number of courts
The short timeframe for juvenile court pro- tice system. Some districts have designated
ceedings leaves little room for missed op- found that the best course was to dismiss
an individual to deal with compliance issues, the juvenile court case or defer it until spe-
portunities. Juvenile justice professionals and that person may be helpful in expedit-
must be alert from the earliest moment for cial education proceedings stemming from
ing or forwarding requests to the right per- the misbehavior could be completed.64
clues to the youth’s special education sta- son or agency. Most jurisdictions have a
tus or existing unidentified disabilities. number of other groups that can provide Many juvenile justice professionals have
This process, which should become part advocacy or other assistance in navigating encountered cases in which a youth en-
of the standard operating procedure, in- the special education system. Protection ters the juvenile justice system for a rela-
cludes carefully interviewing the youth and advocacy offices, special education tively minor offense and his or her stay
and his or her parents, routinely gathering advocacy groups, learning disabilities as- escalates into long-term incarceration be-
educational records, procuring examina- sociations, and other groups providing cause of the youth’s inability to succeed
tions by educational and mental health support or advocacy for particular disabili- in programs developed for low-risk
experts, investigating educational services ties may greatly assist juvenile justice delinquent youth. This may happen either
at potential placement facilities, and coor- professionals. because the disability-related behavior
dinating juvenile court proceedings with makes it difficult for the youth to under-
the youth’s IEP team. Under the 1997 IDEA stand or comply with program demands or
amendments, whenever a school reports a Determination of Whether
Formal Juvenile Proceedings because his or her behavior is misinter-
crime allegedly committed by a youth with preted as showing a poor attitude, lack of
a disability, school officials must provide Should Go Forward
remorse, or disrespect for authority.
copies of the youth’s special education Nothing in IDEA prohibits an agency from
and disciplinary records to the appropri- “reporting a crime committed by a child If the juvenile court petition involves a
ate authorities to whom the school reports with a disability to appropriate authorities” youth with an identified or suspected
the crime, but only to the extent that the or prevents law enforcement and judicial disability, juvenile justice professionals
Family Educational Rights and Privacy Act authorities from “exercising their responsi- should first consider whether school-based
(FERPA) permits the transmission. FERPA bilities with regard to the application of special education proceedings could pro-
allows school officials to transmit school Federal and State law to crimes committed vide services or other interventions that
records to law enforcement officials only by a child with a disability.”59 These provi- would obviate the need for juvenile court
if parents consent in writing to the trans- sions, outlined in the 1997 amendments, proceedings. This is particularly true for
mission and in certain other narrowly were made in response to concerns that incidents occurring at school. The 1997

7
IDEA amendments require thorough scru- Unfortunately, youth with disabilities are abilities, or other disabilities qualifying the
tiny of behavioral needs and implementa- detained disproportionately (Leone et al., youth for special education services should
tion of appropriate interventions that may 1995). Experts posit that one reason for this be taken into account (Barnum and Keilitz,
far exceed what most juvenile courts are is that many youth with disabilities lack the 1992; Woolard et al., 1992). For example, it
able to provide. In appropriate cases, the communication and social skills to make a may be significant for the court to know
juvenile court may wish to consider: good presentation to arresting officers or that the youth has a previously undiag-
intake probation officers. Behavior inter- nosed learning disability that could be ad-
◆ Continuing or deferring the formal pros-
preted as hostile, impulsive, unconcerned, dressed through special education and
ecution pending the outcome of special or otherwise inappropriate may be a re- related services available in the State’s ju-
education due process and disciplinary
flection of the youth’s disability. This is venile training school or other State facili-
proceedings that may alleviate the need another reason why it is important to es- ties for secure confinement of serious juve-
for juvenile court intervention.
tablish the existence of special education nile offenders. Information about particular
◆ Placing first-time offenders and/or youth needs or suspected disabilities early in the disabilities (e.g., mental retardation) may
alleged to have committed offenses that proceedings. Juvenile justice professionals also help to dispel inaccurate images of
are not considered too serious for infor- must be sensitive to the impact of disabili- the youth in relation to waiver criteria
mal handling into diversion or informal ties on case presentation at this initial such as criminal sophistication or miti-
supervision programs. Through such stage and work to dispel inaccurate first gate his or her role in the alleged offense.
programs, the court imposes specific impressions at the detention hearing.
conditions on the youth’s behavior, such The court should also be informed of the
as regular school attendance, participa- In some cases, it may be appropriate for the status of previous juvenile court orders
tion in counseling, observation of speci- court to order the youth’s release to avoid or service mandates through the special
fied curfews, or involvement in commu- disrupting special education services. This education system for mental health, edu-
nity service programs. If the youth is particularly true if adjustments in super- cation, or other services (Beyer, 1997). If
successfully complies with these condi- vision (e.g., modification of the IEP or these services were not implemented, it
tions, the case is dismissed at the end of behavioral intervention plans) may reduce would be unjust to place the mantle of
a specified period—usually 6 months to the likelihood of further misbehavior pend- rehabilitative failure on the youth. In such
1 year. Allowing the youth to remain in ing the jurisdictional hearing. Similarly, if cases, the juvenile court should retain
the community, subject to such condi- there are early indications that a special jurisdiction to ensure that appropriate
tions, may facilitate the completion of education evaluation is needed, it may be special education and other services are
special education proceedings while important for the youth to remain in the provided.
ensuring heightened supervision of community to facilitate the evaluation.
the youth. Through IEP development Many jurisdictions have home detention Evidentiary Issues
or modification, the youth might be programs that facilitate this type of release
The record documenting the extent and
determined eligible for services that by imposing curfews or other restrictions
nature of any disability—and its impact on
supplant the need for formal juvenile on liberty that allow the youth to live at
the youth’s thinking and acting—may play
court proceedings. home and attend school pending the out-
a critical role in helping to determine the
come of the delinquency proceedings.
◆ Dismissing the case in the interest of jus- existence of important evidentiary issues:
tice. This option should be considered ◆ Insanity. Occasionally, mental illness
in cases in which the disability is so
Waiver or Transfer to Adult
Criminal Court or mental status may affect functioning
severe that it may be difficult or impos- so drastically that the youth may be
sible for the youth to comply with court Every jurisdiction has a mechanism by
legally insane under State law. Records
orders. This may occur, for example, if which some juveniles may be tried in the
of special education evaluation and
the offense is relatively minor; the youth criminal justice system. Juveniles waived
services in connection with emotional
suffers from mental illness, emotional or transferred to the criminal justice sys-
disturbance, traumatic brain injury,
disturbance, or mental retardation; and/ tem are treated like adults and may receive
or other disabilities may be helpful in
or services are forthcoming through the any sentence that could be imposed on an
evaluating sanity.
special education system. adult criminal (with the exception, in some
States, of the death penalty). Although ◆ Incompetence. A youth may be declared
Detention some jurisdictions have automatic filing incompetent for adjudication if the court
rules (statutory transfer) for particular finds that he or she is unable to under-
Youth taken into secure custody at the time stand the nature of juvenile court pro-
offenses and others provide for prosecuto-
of arrest are entitled to judicial review of ceedings or is unable to assist the de-
rial direct file (concurrent jurisdiction),
the detention decision within a statutory fense attorney.65 Information about the
many have waiver provisions that involve
time period. Depending on the jurisdiction impact of the youth’s disability (e.g.,
the exercise of judicial discretion. In judi-
and characteristics of the case, the length a low level of intellectual functioning,
cial waiver jurisdictions, the judge must
of detention may range from several hours problems in communicating, emotional
consider whether the youth is amenable
to several months. Many professionals view disturbance, perceptual difficulties,
to treatment and rehabilitation in the ju-
the detention decision as the most signifi- and deficits in memory) may have a
venile justice system.
cant point in a case. Detention subjects the bearing on the court’s finding (Grisso,
youth to potential physical and emotional When making this determination, the exist- 1997; Grisso, Miller, and Sales, 1987).
harm. It also restricts the youth’s ability to ence of specific learning disabilities, mental
assist in his or her defense and to demon- retardation, serious emotional disturbance, ◆ Intent to commit the offense (mens
strate an ability to act appropriately in the traumatic brain injury, developmental dis- rea). As in criminal cases, delinquency
community.

8
allegations may be sustained only if delinquency, but without it, troubled or following instructions. They may begin
each element of the offense is proved youth have a much harder time (Beyer, to associate with delinquents or self-
beyond a reasonable doubt.66 One of Opalack, and Puritz, 1988). When special medicate through drugs and alcohol be-
the required elements is the intent to education needs are evident, they should cause they are rejected by others. Proper
commit the particular offense. Evi- be an essential part of the social study medication has a dramatic effect in helping
dence of a disability, particularly one report prepared by the probation depart- many of these youth control their behav-
involving limited mental functioning, ment to guide the court in making its dis- ior, and a variety of professionals are skilled
may suggest the need to evaluate this position order. Moreover, juvenile justice in treating ADD in medical, psychiatric, or
issue and may sometimes be relevant professionals should coordinate disposi- educational settings (Logan, 1992). Unless
and admissible on the issue of intent. tion planning with education profession- the characteristics of ADD and the exist-
◆ Confessions. The admissibility of con- als to avoid conflict and to take advan- ence of effective interventions are recog-
fessions in State court may be chal- tage of the rich evaluation resources and nized, youth with this disability stand a
lenged on the grounds that the youth services available through IDEA. good chance of being treated harshly, often
did not make a valid waiver of rights through incarceration, based on the out-
The resulting disposition order should re- ward manifestations of their disability.
under Miranda v. Arizona67 or the con- flect the court’s review of special education
fession was not made voluntarily. In Juvenile justice professionals should re-
evaluations and the goals, objectives, and spond appropriately to evidence of such
determining the validity of Miranda services to be provided under the IEP. If the
waivers, courts consider all of the cir- disabilities by ensuring that appropriate
youth is to be placed out of the home, the medical, mental health, and other services
cumstances, including the youth’s age, court should demand specific assurance
experience, education, background, and are provided.
that the facility will meet the youth’s educa-
intelligence, and his or her capacity to tional needs under IDEA. The juvenile court Juvenile justice professionals also must
understand the nature of the warnings, should also use its disposition powers to learn to recognize potential problems for
the meaning of the right to counsel and ensure special education evaluation and youth with certain disabilities in particu-
privilege against self-incrimination, placement for previously unidentified youth lar settings, so as not to set the youth up
and the consequences of waiving those who show indications of having a disability. for failure. This does not mean that juve-
rights.68 Whether the confession was nile justice professionals need to become
made voluntarily is also measured In deciding whether or where to place a diagnosticians or clinicians. However,
against all of the circumstances sur- youth with a disability, it is also important
they should consult with education, men-
rounding the interrogation, with the for the court to understand the impact of tal health, and medical professionals. It is
focus on circumstances showing coer- the disability on behavior. Youth with at-
important to seek professional advice
cion.69 Many of the criteria governing tention deficit disorder (ADD), for ex- about the kinds of settings in which the
admissibility of confessions involve ample, commonly act impulsively, fail to
youth can function best and the kinds of
areas that may be affected by any anticipate consequences, engage in dan- settings most likely to lead to negative
number of disabilities. gerous activities, have difficulty with de-
behavior. For example, a youth with an
layed gratification, have a low frustration emotional disturbance may not be able
Thus, a youth with mental retardation who threshold, and have difficulty listening to
is unable to explain to counsel what hap- to function in the large dormitory setting
pened in relation to the alleged offense typical of some institutions. Such youth
may have grounds to claim incompetence. may feel especially vulnerable because of
A youth whose learning disability relates past physical or sexual abuse or may sim-
to comprehension of written materials ply suffer from overstimulation in an open
may have grounds to challenge a claimed setting. They may require a setting in which
waiver of Miranda rights if the waiver was external stimuli are reduced to the greatest
based on written forms. A youth who is extent possible and intensive one-on-one
mentally ill or emotionally disturbed may supervision is provided. Youth with other
have grounds to claim that his or her state- disabilities may need programs that mini-
ment was not voluntary (Greenburg, 1991; mize isolation and emphasize participation
Grisso, 1980; Shepherd and Zaremba, 1995). in group activities.
Records of a youth’s special education his- Postdisposition monitoring. Juvenile jus-
tory may be useful to advocates in decid- tice professionals should ensure that youth
ing whether to seek the advice of experts with disabilities receive the services or-
on the impact of the disability on such is- dered at disposition. Cases should be
sues. The records may also help show past reviewed to determine whether different
impairment with respect to particular or additional services are needed and
issues (Bogin and Goodman, 1986). whether the placement continues to be
appropriate. As part of this monitoring,
Disposition juvenile justice professionals should en-
Education may be the single most impor- sure that special education rights under
tant service the juvenile justice system IDEA are being protected. When modifi-
can offer young offenders in its efforts to cation of the disposition plan is needed,
rehabilitate them and equip them for suc- they should coordinate its development
cess. School success alone may not stop with the youth’s IEP team. When it appears

9
that the youth’s special education needs protections to youth in juvenile detention request for evaluation of IDEA eligibility.
are not being met in the current place- centers and training schools and those in Educators, probation officers, or attorneys
ment, the court should order appropri- jails and prisons (Youth Law Center, 1999). should consider making the formal request
ate changes or, if necessary, terminate Dozens of decisions, rulings, and consent if parents are unavailable or unwilling.
juvenile court jurisdiction. decrees address a range of issues, including
This identification process must occur
identification of youth with disabilities, ac-
cess to educational records, evaluation, IEP even in facilities such as detention centers,
Youth With Disabilities development, service delivery, staff qualifi-
in which the typical length of stay may be
only a few days or weeks. In reality, some
in Institutional cations, and timelines for compliance with
youth in short-term facilities spend much
Settings required components in the special educa-
tion program (Puritz and Scali, 1998; Youth longer periods in custody (e.g., awaiting
Nationally, youth and adults confined in placement or trial in adult criminal court),
Law Center, 1999). Additional decisions ad-
institutions have an astonishingly low dress remedies such as compensatory edu- and many will return to the facility in con-
level of functioning with respect to basic nection with probation violations or future
cation for failure to provide special edu-
skills needed for living in the community: cation services to youth in institutions.73 cases. In addition, useful information gath-
ered at one facility may be shared with sub-
About one third of prisoners are Providing special educational services sequent placements.
unable to perform such simple job- to youth in custody presents many chal-
related tasks as locating an inter- lenges. Factors to be dealt with include
section on a street map, or identify- Evaluation
length of stay, the facility’s physical lay-
ing and entering basic information Facilities and agencies that have custody
out, and the need for heightened security.
on an application. Another one- of a youth for only a short time are not ex-
This section discusses a number of issues
third are unable to perform slightly empt from the mandate to begin the evalu-
that often arise.
more difficult tasks such as writing ation process, even though the complete
an explanation of a billing error or evaluation may take several weeks. If a
entering information on an automo- Identification of Youth With youth is moved before the evaluation is
bile maintenance form. Only about Disabilities in Institutional complete, the school should forward the
one in twenty can do things such as Settings information to the student’s next educa-
use a schedule to determine which IDEA’s child find obligation requires that tional placement.
bus to take. Young prisoners with all youth with disabilities be identified, A common problem, particularly for short-
disabilities are among the least located, and evaluated and that a practi- term facilities, is that the education pro-
likely to have the skills they need cal method be implemented to determine gram may have insufficient staffing or staff
to hold a job. For them, education whether eligible youth are receiving needed without the requisite qualifications to con-
is probably the only opportunity special education and related services. duct eligibility evaluations.75 In such cases,
they have to become productive One way to meet this obligation is to have the facility should make arrangements
members of society.70 an efficient system in place to determine through the LEA serving its youth to en-
whether the youth has been previously sure that full evaluations by qualified per-
Institutional education has a clear, posi- identified as eligible. Routine screening
tive effect in reducing recidivism and in- sonnel are provided. The facility also must
when the youth is admitted to or enters ensure that requests for reevaluation by
creasing postrelease success in employ- the school program could reveal informa-
ment and other life endeavors. For youth parents and teachers are honored.76
tion about previous placements, special
with disabilities, special education and classes, and other indicators that the youth
related services provided through institu- Interim Services and
was in special education. Because it is im-
tional schools are critically important to portant to obtain prior school records Implementation of the IEP
that success.
promptly, it may be helpful to identify a When a facility confines a youth who has
The provisions of IDEA cover all State and contact person at the LEA who can verify an IEP, it must implement the existing IEP
local juvenile and adult criminal correc- special education records. As noted pre- or hold a new IEP meeting in accordance
tions facilities.71 The only exclusion from viously, the 1997 IDEA amendments re- with Federal law,77 just as a school district
the entitlement to a FAPE applies (to the quire LEA’s to forward special education would have to implement the IEP of a
extent that State law does not require spe- and disciplinary records.74 special education student transferring
cial education and related services under from another district. If the IEP team elects
Facilities also must find youth with disabili- to modify the IEP, it must provide interim
part B to be provided to students with dis- ties who have not been identified previously
abilities) to any youth ages 18 through 21 services comparable to those called for in
as eligible for special education. Intake staff, the existing IEP until the new IEP is devel-
who, in his or her last educational place- probation officers, and regular education
ment prior to incarceration in an adult oped. Federal law requires IEP’s to be
staff should be trained to recognize students implemented as soon as possible after
criminal corrections facility, was not actu- who may have disabilities and take immedi-
ally identified as a child with a disability initial IEP or revision meetings.78 Many
ate steps to initiate referral for evaluation. States have set time limits on the maxi-
and did not have an IEP under part B.72 Because the evaluation process calls for
mum duration of interim services.79
A facility failing to comply with IDEA may be parental consent, the referral is best initi-
challenged through administrative proceed- ated by parents. LEA’s should assist par- In some cases, juvenile facilities confine
ings, individual lawsuits, or class-action civil- ents in making written requests. However, youth who have had IEP’s in the past but
rights litigation. Over the years, court and nothing in Federal law prevents other indi- who have no current IEP or who were not in
administrative decisions have applied IDEA’s viduals or agencies from making the initial school immediately prior to incarceration.

10
Federal law does not specifically address abled applies in the juvenile institutional the rights that are accorded to parents of
the length of time after which IEP’s are no context.84 Institutions may not provide a youth who are not in out-of-home place-
longer required to be implemented. How- generic special education program and force ments.88 For some placements, especially
ever, the existence of a previous IEP is all youth with disabilities to attend. Students prisons, distance is the biggest obstacle
strong evidence that the youth has a may be placed in special education classes to parental involvement. Distance must
disability and is eligible for services. In only as specifically called for in each IEP.85 not prevent a parent from participation.
practice, officials should implement the As in the outside community, youth must If a youth is placed far from his or her
previous IEP unless they can document be served with nondisabled students to parents’ residence, teleconferencing may
persuasive reasons for not doing so.80 If the the maximum extent appropriate. be essential. The burden is on the facility
IEP is no longer appropriate, a new program to keep all parties—especially parents—
should be developed as soon as possible.81 Discriminatory involved in the IEP process.
Several of the IEP requirements called for Disincentives In some cases, surrogate parents could be
in the 1997 IDEA amendments have par- Facilities must not allow discriminatory appointed as an important part of a youth’s
ticular significance for youth in institutional disincentives to participation in special due process protection. Surrogate parents
settings. The requirements for positive be- education services.86 Special education pro- have all the rights regarding education that
havioral interventions may overlap with grams should not interfere with programs the parents have. In institutional settings,
institutional case plans. Accordingly, edu- in which youth with disabilities may other- as in the community, the surrogate parent
cational staff should coordinate goals and wise participate, including extracurricular must be independent and have no conflict
objectives with institutional staff to ensure activities. Detention staff, for example, may of interest. For example, in a juvenile de-
consistent practice and enable institutional not require youth to choose between spe- tention center, the surrogate parent may
staff to recognize and deal effectively with cial education services and other desirable not be a probation department employee.89
disability-related behavior. programs, such as vocational classes. Simi-
larly, a disability may not preclude a stu- Special Education in
The inclusion of transition service needs
dent’s placement in a less secure facility, Lockdown and Other
in IEP’s beginning at least by age 14 (or
such as a camp, or keep the student from
younger if determined appropriate) should Restricted Settings
being granted a furlough.
be closely coordinated with institutional When youth with disabilities are removed
planning for parole or release of juvenile to lockdown units or other restricted set-
offenders. When appropriate, planned Due Process Protections tings, facilities must still provide special
services should include assistance in ob- for Confined Youth education services required by the IEP.
taining full-time employment or enrolling The due process protections embodied in While the 1997 IDEA amendments provide
in college (Leone, Rutherford, and Nelson, special education law are particularly im- for modification of IEP’s of students with
1991). As part of transition planning, it is portant for youth in institutional care. At disabilities incarcerated in adult criminal
advisable to establish contact with local the time of confinement, youth should corrections facilities if there is a “bona fide
community programs. Local school dis- receive a handbook that sets forth their security or compelling penological inter-
tricts often are reluctant to take students rights and affirms that officials will not est,”90 no such exception exists for juvenile
back after out-of-district placements, so discriminate on the basis of disability.87 facilities. Accordingly, the normal rules for
early contact is critical for effective post- Facilities should also inform youth and implementing and modifying IEP’s would
release programs. At least one court has their parents (or surrogate parents) of seem to apply. If misbehavior is school
confirmed that institutions must ensure their rights under IDEA. Documentation of related, placement in lockdown or other
that students’ special education needs all actions taken to provide special educa- restricted settings where youth with dis-
can be met and that current IEP’s are imple- tion to an individual student is essential. abilities are unable to attend the regular
mented as soon as possible in their next institutional school may constitute a
placement.82 The due process protections outlined in
change of placement. A change of place-
special education law must remain distinct
ment triggers additional disciplinary pro-
In addition, the 1997 IDEA amendments from any institutional grievance procedure.
provide that youth with disabilities are cedural safeguards, including review of
It is impermissible for officials to require
behavioral intervention plans, functional
entitled to extended school year services students or parents to fulfill steps not
if the child’s IEP team determines they behavioral assessments, manifestation de-
called for by IDEA in order to challenge
terminations, and time limits on exclusion.
are needed to ensure FAPE. The youth’s school officials’ decisions. In meeting the
IEP team determines whether extended As in noninstitutional settings, students and
due process requirements, facilities must
parents have the right to challenge changes
school year services are needed on an be careful to meet mandated timelines be-
individual basis.83 Extended school year in placement or modifications to their IEP’s.
cause delays may undermine the purpose
services may be an important right for for which the timelines were established. The practical difficulties in providing ser-
youth with disabilities who are incarcer- Especially in short-term placements, offi- vices to youth in lockdown and restricted
ated during the summer. cials should establish expedited proce- settings should prompt institutional and
dures to quickly resolve challenges to educational administrators to work to re-
Integration With agency decisions by the youth or parent. duce the length of time spent in such set-
Nondisabled Students tings. To reduce the need for lockdown,
Officials must include parents in the IEP
institutional educators also should pay
The Federal requirement that special educa- process consistent with IDEA. Unless a
close attention to behavior intervention
tion students be educated, to the extent court expressly limits their rights, parents
strategies when developing the initial IEP.
appropriate, with students who are not dis- of youth in institutional settings have all
Finally, staff development should include

11
Online Resources
A wealth of information about IDEA, re- has a broad range of fact sheets, news National Information Center
search on disabilities, methods of pro- alerts, and other publications on specific for Children and Youth With
viding special education and related learning disabilities, legal issues, and ad- Disabilities (NICHCY)
services, organizations that focus on par- vocacy for youth with disabilities.
ticular disabilities, and special education Washington, DC
www.nichcy.org
in the juvenile justice system is available National Association of
on the Internet. These are just a few of Protection and Advocacy This is a national information and referral
the many Web sites for practitioners in- center for families, educators, and advo-
Systems, Inc.
terested in special education and juve- cates on specific disabilities, special edu-
nile justice issues. Washington, DC cation and related services, educational
www.protectionandadvocacy.com
rights, and referral organizations that can
Bazelon Center for Mental This national association of protection and help with information, advocacy, and
Health Law advocacy and client assistance programs support. NICHCY publishes fact sheets
serves people with disabilities. The Web on disabilities and legal issues, news
Washington, DC
site contains publications and fact sheets digests, guides for parents and students,
www.bazelon.org
on disability-related legal issues, legal IDEA training materials, and publications
Bazelon presents a number of online in- alerts, an extensive list of organizations on educational rights.
formational publications, legal briefs and focusing on disabilities, and information
analyses, and advocacy primers relating about how to access protection and advo- Office of Juvenile
to youth with disabilities, with an empha- cacy services. Justice and Delinquency
sis on mental disabilities.
Prevention, Office of
The National Center on Justice Programs, U.S.
Coordinating Council Education, Disability, and Department of Justice
on Juvenile Justice and Juvenile Justice Washington, DC
Delinquency Prevention College Park, MD www.ojjdp.ncjrs.org
Washington, DC www.edjj.org
www.childrenwithdisabilities.ncjrs.org This Web site offers a wide range of in-
This newly created center is jointly funded formation on juvenile justice issues, in-
As part of its effort to promote a national by the Office of Special Education Pro- cluding publications, resources, grants
agenda for children and foster positive grams, U.S. Department of Education and and funding, and ways to contact the
youth development, the Coordinating the Office of Juvenile Justice and Delin- agency with particular questions or re-
Council has created the Children With quency Prevention, Office of Justice Pro- search needs. It includes many educa-
Disabilities Web site. The site offers grams, U.S. Department of Justice. The tion-related resources. For example, the
families, service providers, and others National Center on Education, Disability, Web site’s search function yields close to
information about advocacy, education, and Juvenile Justice (EDJJ) was created to 150 documents on special education.
employment, health, housing, recreation, develop more effective responses to the
technical assistance, and transportation needs of youth with disabilities in the juve- Office of Special Education
covering a broad array of developmen- nile justice system or those at risk for in-
tal, physical, and emotional disabilities,
Programs (OSEP), Office
volvement in the juvenile justice system.
including learning disabilities. EDJJ’s home is at the University of Mary-
of Special Education and
land, with partners at Arizona State Univer- Rehabilitative Services
sity, University of Kentucky, American (OSERS), U.S. Department
Learning Disabilities
Institutes for Research, and the Pacer of Education
Association (LDA)
Center. EDJJ’s Web site offers training and Washington, DC
Pittsburgh, PA
materials, publications, parent support, www.ed.gov/offices/OSERS/OSEP/index
www.ldnatl.org
links to other resources, and conferences
and forums. Particular areas of focus in- This Web site gives practitioners access to
This national nonprofit organization has
clude prevention, education programs, the 1997 IDEA regulations, annual reports
chapters in 50 States. Its Web site offers
transition and aftercare, and policy studies. to Congress, links to OSEP-sponsored
families and professionals information on
Web sites of other organizations, research
advocacy, research, legal developments,
on youth with disabilities, and materials
and access to local LDA chapters. LDA
on implementation of the 1997 IDEA.

training institutional staff on IDEA man- In many ways, behavior intervention pre- inappropriate behavior. Institutional staff
dates and on problems youth with dis- scribed through IDEA’s mandates overlaps and educators should work together to
abilities may experience in institutional with the mission of the greater juvenile meet the behavioral needs of incarcerated
settings. institution to intervene in and prevent youth with disabilities.

12
Youth With Disabilities amended by Pub. L. No. 105–17, 111 Stat. 37 17. 20 U.S.C. § 1412(a)(5); 34 C.F.R. § 300.550.
Convicted in Adult Criminal (1997). Some of the 1997 amendments be- 18. 20 U.S.C. § 1412(a)(3)(A); 34 C.F.R.
Court and Incarcerated came effective on their passage; others § 300.125.
took effect in 1998.
in Prison 19. 20 U.S.C. § 1414(a)–(c); 34 C.F.R.
Most youth with disabilities under the age 3. 34 C.F.R. § 300.1 et seq. (1999). The U.S. §§ 300.532–500.543.
of 22 incarcerated in adult criminal correc- Department of Education issued a notice
clarifying that compliance with new provi- 20. 20 U.S.C. § 1414(a)(2); 34 C.F.R. § 300.536.
tions facilities are covered under IDEA’s
provisions. The only group excluded from sions in the regulations was not required 21. 20 U.S.C. § 1414(d)(2)(A), 34 C.F.R.
entitlement to FAPE comprises inmates for fiscal year 1998 but was required for § 300.342(a).
ages 18 through 21 (to the extent that State fiscal year 1999 and carryover funds from
22. 34 C.F.R. § 300.343(b)(2).
law does not require that special education fiscal year 1998.
and related services under part B be pro- 23. 20 U.S.C. § 1414(d)(1)(B); 34 C.F.R.
4. 20 U.S.C. § 1412(a); 34 C.F.R. § 300.110,
vided to students with disabilities) who, § 300.344(a).
§§ 300.121–300.156.
in the last educational placement prior to 24. The importance of parental participa-
5. 20 U.S.C. § 1413(a); 34 C.F.R. § 300.220,
their incarceration in adult criminal cor- tion is underscored in detailed notice,
§§ 300.121–300.156.
rections facilities, were not identified as scheduling, and documentation of efforts
having disabilities and did not have IEP’s.91 6. 29 U.S.C. § 794 (1973). requirements. 34 C.F.R. § 300.345.
The 1997 IDEA amendments also provide 7. 42 U.S.C. § 12101 et seq. (1990); see also 25. 20 U.S.C. § 1414(d)(1)(A)(vii); 34 C.F.R.
that youth convicted as if they were adults Pennsylvania v. Yeskey, 118 S. Ct. 1952 (1998) § 300.347(b).
under State law and incarcerated in prison (holding that the Americans with Disabili-
are not entitled to participation in State 26. 20 U.S.C. § 1401(30); 34 C.F.R. § 300.29.
ties Act extends to prison inmates).
and districtwide assessments, the benefit 27. 20 U.S.C. § 1414(d)(3)(B); 34 C.F.R.
of requirements related to transition plan- 8. California Education Code § 56026.
§ 300.346(a)(2).
ning, or transition services if their eligi- 9. California Education Code § 56363.
28. 34 C.F.R. § 300.342(b)(ii), § 300.343(c).
bility for services will end, because of 10. 20 U.S.C. § 1401(3)(A); 34 C.F.R.
their age, before they are eligible to be re- 29. 20 U.S.C. § 1401(25); 34 C.F.R. § 300.26
§ 300.7(a)(1).
leased from prison based on consideration (a)(1).
of their sentence and eligibility for early 11. Children with ADD or ADHD may be
30. 20 U.S.C. § 1401(25)(A)–(B); 34 C.F.R.
release.92 As noted previously, the 1997 eligible for services under the category of
§ 300.24(a)(1)(i)–(ii).
IDEA amendments permit the IEP team to “other health impairment,” 34 C.F.R. § 300.7
modify the IEP of an inmate convicted in (c)(9)(i) or through section 504 of the Re- 31. 20 U.S.C. § 1401(22); 34 C.F.R. § 300.24.
adult criminal court under State law and habilitation Act of 1973 (29 U.S.C. § 794). 32. 20 U.S.C. § 1415(b); 34 C.F.R.
incarcerated in a prison if the State has 12. 20 U.S.C. § 1401(26)(A); 34 C.F.R. § §§ 300.501–300.512.
demonstrated a bona fide security or com- 300.7(c)(10)(i). 33. 20 U.S.C. § 1415(b)(2); 34 C.F.R. § 300.515.
pelling penological interest that cannot
13. 20 U.S.C. § 1401(26)(B) and (C); 34 34. 20 U.S.C. § 1415(m); 34 C.F.R. § 300.517;
otherwise be accommodated.93 Other than
C.F.R. § 300.7(c)(10)(i) and (ii). see also Paul Y. v. Singletary, 979 F. Supp.
these limitations, all IDEA protections ap-
ply to eligible youth in prisons. 14. 34 C.F.R. § 300.7(c)(4). 1422 (S.D. Fla. 1997).
15. 20 U.S.C. § 1412(a); 34 C.F.R. § 300.2(b) 35. 20 U.S.C. § 1415(e); 34 C.F.R. § 300.506.
(iv). The 1997 IDEA amendments permit
Conclusion States to exclude youth ages 18 through 21
36. 20 U.S.C. § 1415(f); 34 C.F.R. § 300.507.
Although the special education system im- who, in the educational placement prior to 37. 20 U.S.C. § 1415(h); 34 C.F.R. § 300.509.
poses significant duties on the juvenile jus- their incarceration in an adult criminal cor- 38. 20 U.S.C. § 1415(g); 34 C.F.R. § 300.510.
tice system, it offers substantial resources rections facility, were not actually identified
to professionals working throughout that 39. 20 U.S.C. § 1415(i)(2); 34 C.F.R. § 300.512.
as being a youth with a disability or did not
system. Its emphasis on identifying behav- have an IEP. 20 U.S.C. § 1412(a)(1)(B)(ii). 40. 20 U.S.C. § 1415(i)(3); 34 C.F.R. § 300.513.
ior related to disabilities and developing Note that the implementing regulation per- 41. 34 C.F.R. §§ 300.660–300.662. Apart from
practical ways to address that behavior mits exclusion of this group for those who, the State complaint process pursuant to
offers a constructive, positive approach to in the last educational placement prior to IDEA, complaints may be filed with the
serving the needs of the many delinquent incarceration in an adult criminal correc- Office of Civil Rights, U.S. Department of
youth who have disabilities. Ensuring that tions facility, were not actually identified Education, for discrimination on the basis
special education needs are met at every as being a youth with a disability and did of disability under section 504 of the Reha-
point in the juvenile justice process will not have an IEP. 34 C.F.R. § 300.311(a). bilitation Act of 1973 (29 U.S.C. § 794) or
inevitably support and enhance the success
16. 20 U.S.C. § 1412(a)(1)(A); 34 C.F.R. title II of the Americans with Disabilities
of delinquency intervention. Act (42 U.S.C. § 12101 et seq.).
§ 300.121(a). However, the general age eli-
gibility provisions do not apply to youth 42. 20 U.S.C. § 1415(j); 34 C.F.R. § 300.514.
Endnotes ages 18 through 21 if State law or practice,
43. 484 U.S. 305 (1988).
or the order of any court, does not provide
1. Pub. L. No. 94–142 (1975).
for public education to youth in that age 44. 484 U.S. at 323–324.
2. Individuals with Disabilities Education range. 20 U.S.C. § 1412(a)(1)(B)(i); 34 C.F.R. 45. 20 U.S.C. § 1415(k)(1)(A); 34 C.F.R.
Act, 20 U.S.C. § 1400 et seq., revised and § 300.122(a)(1). § 300.520(a).

13
46. 20 U.S.C. § 1415(k)(10); 34 C.F.R. 67. 384 U.S. 436 (1966). Miranda warnings 83. 34 C.F.R. § 300.309.
§ 300.520(d). must precede any custodial interrogation. 84. 20 U.S.C. § 1412 (a)(5)(A); 34 C.F.R.
47. 20 U.S.C. § 1415(k)(2); 34 C.F.R. Note that the U.S. Supreme Court will decide § 300.550.
§ 300.521. in Dickerson v. United States, 120 S. Ct. 578
(mem.) (No. 99–5525) (review granted, Dec. 85. OCR Region IX, No. 09–91–1343–I (1992)
48. 34 C.F.R. § 300.519; see generally 20 6, 1999), Fourth Circuit, U.S. Court of Ap- (unreported).
U.S.C. § 1415(k)(1)(a). peals, No. 97–4750, 166 F.3d 667, whether 86. 29 U.S.C. § 794.
49. 20 U.S.C. § 1415(k)(1)(B); 34 C.F.R. Miranda has been overruled in Federal
87. OCR Region IX, No. 09–91–1343–I (1992)
§ 300.520(b). cases by a statute (18 U.S.C. § 3501) that
(unreported) (OCR found discrimination
purports to restore voluntariness as the
50. 20 U.S.C. § 1412(a)(1)(A), § 1415(k)(3); against students with hearing impairments
test for admissibility.
34 C.F.R. § 300.121(d), § 300.522. in violation of section 504 in part because the
68. See Fare v. Michael C., 442 U.S. 707, 725 student handbook lacked such a statement).
51. 20 U.S.C. § 1415(k)(4); 34 C.F.R. § 300.523.
(1979).
52. 20 U.S.C. § 1415(k)(5); 34 C.F.R. § 300.524. 88. See, e.g., Maine Department of Education,
69. See Haley v. Ohio, 332 U.S. 596, 599 17 IDELR 211 (State Education Agency,
53. 34 C.F.R. § 300.523(f). (1948); Reck v. Pate, 367 U.S. 433, 442 (1961); Maine, 1990), but see 34 C.F.R. § 300.122(a)
54. 20 U.S.C. § 1412(a)(1)(A); 34 C.F.R. see, e.g., In re J.J.C., 689 N.E.2d 1172 (Ill. (2) regarding individuals ages 18 through
§ 300.121(d). App. Ct. 1998), suppressing as involuntary 21 convicted as adults under State law
the confession of a youth with a history of and residing in adult criminal corrections
55. 20 U.S.C. § 1415(k)(2), § 1415(k)(7); 34 mental problems and learning disabilities. facilities.
C.F.R. § 300.525, § 300.526, § 300.528.
70. Letter to Mr. George M. Galarza, War- 89. 20 U.S.C. § 1415(b)(2); 34 C.F.R.
56. 20 U.S.C. § 1415(k)(8)(A); 34 C.F.R. den of California State Prison-Corcoran; 30 § 300.515(c)(2), but see 34 C.F.R.
§ 300.527(a). IDELR 50 (U.S. Department of Education, § 300.517(a)(2) if State transfers rights
57. 20 U.S.C. § 1415(k)(8)(B); 34 C.F.R. Office of Special Education Programs, 1997). at the age of majority for all students.
§ 300.527(b). 71. 20 U.S.C. § 1412(a)(1)(A); 34 C.F.R. 90. 20 U.S.C. § 1414(d)(6)(B); 34 C.F.R.
58. 20 U.S.C. § 1415(k)(9)(B); 34 C.F.R. § 300.2(b)(iv). § 300.311(c).
§ 300.529(a); see also Northside Indepen- 72. 20 U.S.C. § 1412(a)(1)(B)(ii); 34 C.F.R. 91. 20 U.S.C. § 1412(a)(1)(B)(ii); 34 C.F.R.
dent School District (No. 106–SE–1297), § 300.122(a)(2). § 300.311(a).
28 Individuals With Disabilities Education
Law Report (IDELR) 1118 (State Education 73. See, e.g., State of Connecticut-Unified 92. 20 U.S.C. § 1414(d)(6)(A)(ii); 34 C.F.R.
Agency Texas 1998); Smith v. Wheaton (No. School District No. 1 v. State Department of § 300.311(b)(2).
H–87–190 (TPS)), 29 IDELR 200 (D. Conn. Education, 27 IDELR 3 (Conn. Super. Ct.
93. 20 U.S.C. § 1414(d)(6)(B); 34 C.F.R.
1998); Cabot School District (No. H–99–02), 1997).
§ 300.311(c); see, e.g., New Hampshire De-
29 IDELR 300 (Ark. 1998). 74. 20 U.S.C. § 1415(k)(9)(B); 34 C.F.R. partment of Education v. City of Manchester,
59. 20 U.S.C. § 1415(k)(9); 34 C.F.R. § 300.529(b)(2). N.H. School District, 23 IDELR 1057 (D.N.H.
§ 300.529(a). 75. 20 U.S.C. § 1414(b); 34 C.F.R. § 300.532. 1996).
60. Morgan v. Chris L., 25 IDELR 227 76. 20 U.S.C. § 1414(c); 34 C.F.R. § 300.536.
(6th Cir. 1996) (unpublished decision).
77. 20 U.S.C. § 1414(d)(4); 34 C.F.R.
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In re McCann, 17 Educ. for the Handicapped (4th Cir. 1997), cert. denied, 118 S. Ct. (1998). ing to the Mental Health Needs of Youth in
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63. Cabot School District (No. H–99–02), resources, with review by the IEP team of adult sentences. In More Than Meets the
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(a)(2) concerning individuals ages 18
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65. See Dusky v. United States, 362 U.S. 402 through 21 convicted as adults under
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82. Smith v. Wheaton (No. H–87–190 (TPS)),
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14
juvenile justice and family court systems. In Longitudinal Transition Study: A Summary regulations, case decisions, rulings, and
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Education. tice Programs, Office of Juvenile Justice Tulman, J.B. 1996. The best defense is a
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vides clear, practical advice for families District of Columbia, School of Law, Juve-
National Council of Juvenile and Family and practitioners everywhere on protect- nile Law Clinic.
Court Judges. 1991. Learning Disabilities and ing youth’s special education rights. This Warboys, L.W., Burrell, S., Peters, C., and
the Juvenile Justice System, edited by Hon. edition incorporates the 1997 IDEA amend- Ramiu, M. 1994. California Juvenile Court
L.G. Arthur. Reno, NV: National Council of ments and 1999 Federal regulations.] Special Education Manual. San Francisco,
Juvenile and Family Court Judges, pp. 51–56. CA: Youth Law Center.
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San Francisco, CA: Youth Law Center.

15
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Points of view or opinions expressed in this


Acknowledgments document are those of the authors and do not
necessarily represent the official position or
This Bulletin is dedicated to the memory of Loren Warboys, who passed away in policies of OJJDP or the U.S. Department of
December 1999 after an extended struggle with leukemia. Early in his career, Justice.
Loren recognized the need for advocacy on behalf of youth with disabilities in the
juvenile justice system, and he worked for the next two decades to protect their
The Office of Juvenile Justice and Delin-
legal rights. As one of only a handful of nationally recognized legal experts in this
quency Prevention is a component of the Of-
field, Loren was constantly involved in policy discussions over legislation and
fice of Justice Programs, which also includes
regulations. He was counsel in a number of groundbreaking cases on behalf of
the Bureau of Justice Assistance, the Bureau
youth with disabilities in institutions and wrote many articles and training manuals
of Justice Statistics, the National Institute of
on the interplay between juvenile justice and special education. He also spent
Justice, and the Office for Victims of Crime.
countless hours consulting on these issues with families, educators, public
officials, and juvenile justice professionals. Loren’s unflagging compassion and
commitment have had a lasting effect in making the juvenile justice system more
attuned and better equipped to meet the needs of youth with disabilities.
Sue Burrell is a staff attorney and Loren Warboys was the managing director of
Youth Law Center, a San Francisco-based private, nonprofit law firm specializing
in protecting the rights of youth in juvenile justice and child welfare systems
throughout the Nation. The authors were guided in the preparation of this Bulletin
by the many ideas and experiences offered to them over the years by youth with
disabilities in the juvenile court process and juvenile institutions. The hope that
these youth may enjoy a bright future and reach their greatest potential has truly
inspired this work.
Renee Bradley, Ph.D., from the U.S. Department of Education’s Office of Special
Education Programs, contributed significantly to the review of this Bulletin to ensure
its relevance to both the education and juvenile justice communities.
Photograph page 3 copyright © 1995 PhotoDisc, Inc.; photograph page 4 copyright ©
1997 James Carroll c/o Artville; photograph page 9 copyright © 1997 PhotoDisc, Inc.

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