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¾ Homogeneous nucleation
¾ Critical radius, nucleation rate
¾ Heterogeneous nucleation
¾ Nucleation in melting and boiling
¾ Growth mechanisms
¾ Rate of a phase transformation
XαB2
B atoms
X0B
XαB1
XαB2
X0B B atoms
XαB1
XαB2
X0B
XαB1
spatial coordinate
liquid
solid
T
MSE 3050, Phase Diagrams and Kinetics, Leonid Zhigilei
Nucleation
Nucleation can be
Heterogeneous – the new phase appears on the walls of
the container, at impurity particles, etc.
Homogeneous – solid nuclei spontaneously appear within
the undercooled phase.
Let’s consider solidification of a liquid phase undercooled
below the melting temperature as a simple example of a
phase transformation.
supercooled
liquid
liquid liquid
solid solid
homogeneous heterogeneous
nucleation nucleation
MSE 3050, Phase Diagrams and Kinetics, Leonid Zhigilei
Homogeneous nucleation
1 2 liquid
supercooled
liquid
solid
negative below Tm
VS – volume of the solid sphere
ASL – solid/liquid interfacial area always
positive
γSL – solid/liquid interfacial energy
ΔGv = GvL – GvS is the difference between free energies per
unit volume of solid and liquid
ΔG v = ΔH mv - Tm ΔSmv = 0
T* Tm
ΔH mv
ΔSmv =
Tm
For small undercooling ΔT we can assume that ΔHv and ΔSv are
independent of temperature (neglect the difference in Cp between
liquid and solid) m m
ΔH v ΔH v ΔT
ΔG v ≈ ΔH mv − T* =
Tm Tm
At any temperature below Tm there is a driving force for
solidification. The liquid solidify at T < Tm. If energy is
added/removed quickly, the system can be significantly
undercooled or (supercooled).
As we will see, the contribution of interfacial energy (γSL)
results in a kinetic barrier for the phase transformation.
MSE 3050, Phase Diagrams and Kinetics, Leonid Zhigilei
Origin of the interfacial energy (γSL)
Consider a solid-liquid interface. Depending on the type of
material and crystallographic orientation of the interface, the
interface can be atomically flat (smooth, faceted) or rough
(diffuse).
liquid liquid
solid solid
G Lv = H Lv - TS Lv
free energies of liquid and solid per unit volume:
G Sv = H Sv - TS Sv
H
H Lv
H Sv
- TS
interface
- Tm SSv
- Tm S Lv
G
γSL
G Sv G Lv
MSE 3050, Phase Diagrams and Kinetics, Leonid Zhigilei spatial coordinate
Homogeneous nucleation
ΔG = G2 - G1 = -VS Δ Gv + ASLγSL
4
For a spherical nucleus with radius r: VS = π r 3
3
4
ΔG r = - π r 3 ΔG v + 4π r 2 γ SL A SL = 4π r 2
3
interfacial
ΔG energy ~ r2
*
ΔG
r*
ΔG r
volume
energy ~ r3
For nucleus with a radius r > r*, the Gibbs free energy will
decrease if the nucleus grows. r* is the critical nucleus
size, ΔG* is the nucleation barrier.
MSE 3050, Phase Diagrams and Kinetics, Leonid Zhigilei
Homogeneous nucleation
dΔ G
At r = r* = -4 π r 2 ΔG v + 8π r γ SL = 0
dr
r* =
2γ SL
ΔG =
16π γ
* ( ) SL 3
3(ΔG v )
2
ΔG v
2 γ SL
ΔG v =
r*
r = r*
G
GvS
ΔT GvL
T* Tm
r* =
2γ SL
ΔG =*16π γ ( )
SL 3
3(ΔG v )
2
ΔG v
⎛ 2 γ SL
Tm ⎞ 1
Therefore: ⎜
r =⎜
*
⎟⎟
⎝ ΔH m ⎠ ΔT
ΔG *
=⎜
( )
⎛ 16 π γ SL 3 T 2
m
⎞ 1
⎟
⎜ 3 ΔH 2
⎝ ( m ) ⎟ (ΔT )2
⎠
ΔG
ΔG 1*
*
ΔG 2
r2* r1*
ΔG r
T2 < T1 < Tm
⎛ 2 γ SL Tm ⎞ 1
r = ⎜⎜
*
⎟⎟
⎝ ΔH m ⎠ ΔT
ΔG *
=⎜
(
⎛ 16 π γ SL 3 T 2
m ) ⎞ 1
⎟
⎜ 3 ΔH 2
⎝ (m ) ⎟ (ΔT )2
⎠
5000
1.1
T/Tm
Temperature (K)
4000 1.05
1
20 ps 500 ps 3000
Tm = 963 K
0.95
0 100 200 300 400 500
Time (ps)
2000
2
Fabs = 45 J/m
surfaces, temperature drops (energy goes 0 100 200 300 400 500
approaches Tm.
1.1
0.95
0.9
0 100 200 300 400 500
20 ps 100 ps Time (ps)
melting starts at grain boundaries and continues even after T drops below Tm at
30 ps. The last crystalline region disappears at ~250 ps
6000
Number of atoms in the crystalline cluster
835 K
5000 820 K 841 K
4000 T* ≈ 845 K
845 K
3000
844 K
2000
850 K 847 K
840 K
843 K
1000
0 50 100 150 200 250 300
Time (ps)
Lin et al.,
MSE 3050, Phase Diagrams and Kinetics, Leonid Zhigilei
J. Phys. Chem. C 114, 5686, 2010
Homogeneous nucleation
There is an energy barrier of ΔG* for formation of a solid
nucleus of critical size r*. The probability of energy
fluctuation of size ΔG* is given by the Arrhenius
equation and the rate of homogeneous nucleation is
& ⎛ ΔG *
⎞
N ~ ν d exp ⎜⎜ − ⎟⎟ nuclei per m3 per s
⎝ kT ⎠
where νd is the frequency with which atoms from liquid
attach to the solid nucleus. The rearrangement of atoms
needed for joining the solid nucleus typically follows the
same temperature dependence as the diffusion coefficient:
⎛ Qd ⎞
ν d ~ exp ⎜ − ⎟
⎝ kT ⎠
& ⎛ Q ⎞ ⎛ ΔG *
⎞
Therefore: N ~ exp ⎜ − d
⎟ exp ⎜⎜ − ⎟⎟
⎝ kT ⎠ ⎝ kT ⎠
MSE 3050, Phase Diagrams and Kinetics, Leonid Zhigilei
Rate of homogeneous nucleation
& ⎛ Q ⎞ ⎛ ΔG *
⎞
N ~ exp ⎜ − d
⎜
⎟ exp ⎜ − ⎟⎟
⎝ kT ⎠ ⎝ kT ⎠
⎛ Qd ⎞ ⎛ ΔG * ⎞
exp ⎜ − ⎟ exp ⎜⎜ − ⎟⎟
⎝ kT ⎠ ⎝ kT ⎠
N&
Temperature Tm
ΔG* > Qd ( )
exp − ΔG* kT << exp(− Qd kT)
ΔG* is too high - nucleation is suppressed
ΔG* ≤ Qd ( )
exp − ΔG* kT > exp(− Qd kT)
ΔG*~ 1/ΔT2 – decreases with T – sharp rise of
homogeneous nucleation (diffusion is still active)
& ⎛ ΔG *
⎞
N ~ exp ⎜⎜ − ⎟⎟
⎝ kT ⎠
Using ΔG *
=⎜
( )
⎛ 16 π γ SL 3 T 2
m
⎞ 1
⎟
r
⎝ ( )
⎜ 3 ΔH m 2
v
⎟ (ΔT )2
⎠
⎛ A ⎞ where A has a relatively weak
N = I 0 exp ⎜⎜ −
& ⎟
2 ⎟ dependence on temperature (as
⎝ (ΔT ) ⎠ compared to ΔT2)
very strong temperature &
dependence! N
liquid
supercooled
liquid
solid
liquid solid
nucleus
θ γLS
γLC
γSC
VS = π r3 (2 + cos(θ)) (1 – cos(θ))2/3
ASL = 2π r2 (1 – cos(θ)) and ASC = π r2 sin2(θ)
⎧ 4 ⎫
ΔG het
r = ⎨ - π r 3 ΔG v + 4π r 2 γ SL ⎬ S (θ ) = ΔG hom
r S (θ )
⎩ 3 ⎭
⎧ 4 ⎫
ΔG het
r = ⎨ - π r 3 ΔG v + 4π r 2 γ SL ⎬ S (θ ) = ΔG hom
r S (θ )
⎩ 3 ⎭
where S (θ ) = (2 + cos θ )(1 − cos θ )2 /4 ≤ 1
At r = r* dΔ G r
dr
(
= - 4π r 2 ΔG v )
+ 8π r γ SL S (θ ) = 0
* 2 γ SL
r = - same as for homogeneous nucleation
ΔG v
ΔG *
= S (θ )
16 π γ SL( ) 3
= S (θ )ΔG *
3 (ΔG v )
het 2 hom
S ( θ ) can be small ⇒ if θ = 10 o
S (θ ) = (2 + cos θ )(1 − cos θ ) / 4 ≈ 10 - 4
2
ΔG*
Active nucleation
starts
ΔG * ΔG *hom
het
cr
ΔT het cr
ΔT hom ΔT
SL
2 γ
r* = ΔG *
het = S (θ )ΔG *
hom
ΔG v
ΔG
ΔG *hom
ΔG *het
r*
& ⎛ ΔG *hom ⎞
N hom
~ exp ⎜⎜ − ⎟⎟
⎝ kT ⎠ & & het
N & hom
N
N
& het ⎛ ΔG *het ⎞
N ~ exp ⎜⎜ − ⎟⎟
⎝ kT ⎠
microgel colloidal
spheres with σ ~ 0.7 μm
packing fraction
video microscopy of a
transition from square to
triangular lattice in a
colloidal film
T + ΔT
gradient of chemical
composition
or temperature
gradient of
surface tension
alcohol high γ
Marangoni effect - evaporation
low γ
flow along the gradient
of surface tension
strong dependence of Tm on XN
N concentration gradient
⎛ ∂γ LV ⎞ resolidification starts at surface
⎟ ≈ 0.24 mJ m K
-2 -1
⎜
⎝ ∂T ⎠ P
liquid liquid
solid solid
⎛ E ⎞
D = D 0 exp ⎜ − d ⎟
⎝ RT ⎠
nucleation rate
temperature Tm
high T (close to Tm): low nucleation and high growth rates
Æ coarse microstructure with large grains
low T (strong undercooling): high nucleation and low
growth rates Æ fine structure with small grains
MSE 3050, Phase Diagrams and Kinetics, Leonid Zhigilei
Surface energy of crystals, γSV
directional dependence of the surface energy in crystals: the
number of broken bonds in an fcc crystal increases from {111} to
{100} to {110} faces and, in general, Hs can be expected to be
higher for high {hkl} index of the crystal face.
θ
a face at an angle θ
to a low-energy
close-packed plane
energy per unit
surface area:
a
E SV = (cos θ + sin | θ |)ε / a 2
E SV
where ε is the surface energy of
close-packed plane per area of a2
by Harry Bhadeshia
by Nadezhda Bulgakova
MSE 3050, Phase Diagrams and Kinetics, Leonid Zhigilei
Water dendrites in ice
http://www.msm.cam.ac.uk/
liquid
metal
cold
mould
heat flow
¾ Homogeneous nucleation
¾ Interfacial energy
¾ Critical radius, nucleation rate
¾ Heterogeneous nucleation
¾ Temperature dependence homogeneous and
heterogeneous nucleation rates
¾ Nucleation in melting and boiling
¾ Nucleation in solidification
¾ Growth mechanisms
¾ Rate of a phase transformation
¾ Growth instabilities, dendrites
H. Imai and Y. Oaki, MRS Bulletin 35, February issue, 138-144 (2010)