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2 018
“The spirit of transparency is now
an enforceable right that belongs
to the public. Transparency
around public authorities’
spending, decision-making and
performance further strengthens
accountability to the public in
concrete, meaningful ways.”
Information Commissioner’s Welcome
See page 4
9 451 88%
ICO Monthly Subscribers receive the ICO's of public believes that the right
Roundups issued Monthly Roundup by email to access public records under
PATI Act is important
See page 17 See page 17
See page 17
31 133 62%
Laid before each House of the Legislature in March 2019 as required by section 58(1) of
the Public Access to Information Act 2010.
W E LC OME
I am pleased to welcome you to the the enactment of the PATI Act, this is The ICO has strengthened its work
2018 Annual Report of the Information no longer the situation. this year. Our progress provided
Commissioner. My report offers an stakeholders with an understanding
overview of the operation of the Public Through the PATI Act and oversight by of the full mandate of the Information
Access to Information (PATI) Act the ICO, public access to information Commissioner, and the role our Office
during 2018. It also highlights the work in Bermuda is empowering those who plays in safeguarding the right to
of the Information Commissioner’s seek it, ask for it and choose to use it. access public information. Throughout
Office (ICO) during our 2018-19 The spirit of transparency is now an the year, we have provided guidance,
fiscal year. enforceable right that belongs to the assistance and support to the public
public. Transparency around public and public authorities as they work
In 2003, public access to information authorities’ spending, decision-making with the PATI Act.
was a good governance aspiration, and performance further strengthens
a right afforded to many outside accountability to the public in concrete, One of our aims this year was to
of Bermuda, but not yet at home. meaningful ways. With the right to establish a more systematic approach
Historically, public authorities in access public information, we are to the oversight of public authorities:
Bermuda had operated behind closed witnessing an even playing field in particular, compliance with the
doors simply as a matter of practice emerge between the public and the proactive publication requirements of
and the public had few options for public authorities that are making the PATI Act. We developed our new
challenging this state of affairs. With decisions on their behalf. ICO Annual Return which allowed every
M A NDAT E
The Information Commissioner is • Providing general guidance to public binding decisions for cases that are
responsible for promoting public authorities about their responsibilities not settled.
access to information and overseeing under the Act;
compliance with the PATI Act. The Information Commissioner’s Office
• Overseeing and enforcing compliance is an independent public office. The
The Information Commissioner meets with the PATI Act; and Information Commissioner carries out
her mandate under the PATI Act by: her mandate guided by principles of
• Conducting independent reviews independence, integrity and fairness.
• Raising awareness of the rights under of public authorities’ handling of
the Act and how to use them; PATI requests and issuing legally-
MISSION
The mission of the Information • Promote the effective and PATI Act, which result in resolution
Commissioner’s Office is to work responsible use of PATI rights or legally enforceable decisions;
for all of the people of Bermuda to through public awareness and
ensure access to public records within education for the public; • Influence and support the
the provisions of the PATI Act. Our development of Bermuda’s
mission supports the Information • Encourage and enable public information law and policy to ensure
Commissioner’s mandate. authorities to develop and the effectiveness of the PATI Act
achieve best practices in their regime as well as comment on its
The Information Commissioner’s PATI Act policies, procedures interaction with other laws; and
Office seeks to achieve a number of and practices through a
objectives each year: combination of oversight • Act independently of the Government
and guidance; for all areas covering our statutory
• Promote positive cultural change mandate and continually strengthen
within the public and public • Conduct fair, just and expeditious our Office’s independent functioning.
authorities in response to the independent reviews of public
rights created by the PATI Act; authorities’ decisions under the
2 018
Information Information 2016 Information 2017 Information New ICO E. Angie Farquharson
Commissioner Commissioner Commissioner’s Annual Commissioner’s Annual Guidance joins the ICO on
attends attends Report tabled Report tabled Published: secondment as
Personal Bermuda Operations Deputy Information
Information Compliance Information Office of the Information of public Commissioner
Protection Act Professionals Commissioner and Commissioner Audited authorities (Governance &
(PIPA) Policies Conference Investigation Officer Financial Statement for exemptions Compliance)
& Procedures attend conference on Year Ending March 31, (section 30)
Workshop by Fiftieth Anniversary of 2017 published Information
Bermuda Bermuda Constitution: Caitlin Commissioner’s
Human Reflections on its Past First Information Conyers joins Quarterly Briefing held
Resources and Future, sponsored by Commissioner’s the ICO as an
Association the Centre for Justice Quarterly Briefing held Investigation Information
Officer Commissioner,
Information ICO officers attend Panelist for blockchain
Commissioner Procurement Code Sheena technology session
and incoming of Practice Training Bassett for CPA Bermuda
Deputy Information with Office of Project moves into Women’s Leadership
Commissioner attend Management & Project Conference
Access & Privacy Procurement Officer
Oversight: Challenges & position International Right
Opportunities for Small ICO hosts week-long to Know Day, ICO
Jurisdictions Conference intern from the Centre Reception for
INFORMATION COMMISSIONER’S OFFICE in Halifax, Nova Scotia for Justice Information Officers
OUR T E A M
OUR 2018
2 019
T IME L INE
‘exemption’ or one of the grounds for Right To Seek Internal Review independent review by the Information
an administrative denial listed in the – Section 41 Commissioner. Unless the application
Act. If only some of the information in for review is resolved to the requester’s
a record is exempt, the public authority A requester may not be satisfied satisfaction and the requester chooses
may need to provide access to the with the public authority’s decision to withdraw the application, the
other parts. or handling of the PATI request. If so, Information Commissioner must
the requester has the right to make a carry out an independent review and
A public authority must disclose any written request for an internal review issue a legally binding decision.
public record it holds unless it can by the head of the public authority.
show that one of the reasons listed in It must be made within six weeks of
the PATI Act applies which allows it receiving the initial decision.
to refuse access. The public authority If required, the Information
also must: Sometimes a PATI request may Commissioner will enforce
be overlooked. If a requester does her decision to safeguard
• Keep the requester’s identity not receive an initial decision or a
confidential; notification that the public authority
the public’s rights under the
has taken an extension of time PATI Act.
• Assist an individual who is making a within six weeks of the request,
PATI request; and this is deemed to be a refusal. A
requester may go on to ask for an
• Provide a complete, accurate and internal review. Right To Seek Judicial Review Of The
timely response to the PATI request. Information Commissioner’s Decision
The public authority must issue an – Section 49
Right To A Decision On The PATI internal review decision within six
Request – Section 14 weeks of the request being received. Any person or public authority who
The decision must explain the reasons is aggrieved by the Information
A PATI requester has a right to a timely why it is upholding or changing Commissioner’s decision may apply to
decision. The decision must: the initial decision, or if any other the Supreme Court for judicial review.
corrective action is needed. The The Supreme Court may confirm,
• S tate whether access will be granted internal review decision must also change or replace the Information
or denied for all or part of the record; explain to the requester their rights to Commissioner’s decision, or send it
an independent review of the decision back to the Information Commissioner
• E xplain the reasons why, including by the Information Commissioner. for reconsideration.
the relevant facts or arguments
and any public interest factors Right To An Independent Review By There are no fees for making a PATI
considered; and The Information Commissioner request, receiving electronic copies
– Section 45 of records, seeking an internal review
• Inform the PATI requester of the by the head of the public authority or
rights to appeal and internal review If a requester is still not satisfied receiving an independent review by
of the decision. with the internal review decision or the Information Commissioner.
does not receive a decision within There may be fees to receive hard
six weeks, they have the right to an copies of records.
records of personal
Certain categories of information must Each public authority must keep
information a log of all PATI requests received
be published by public authorities
(or be readily available to the public and the outcomes. Members of the
Right To Amend Or Correct Personal public can ask the public authority to
without a PATI request). This is called
Information – Section 19 view this log. (It does not contain any
proactive publication. It allows the
public to obtain basic information requesters’ names.)
A public authority may hold a record
about the authorities, without having
containing personal information Quarterly Expenditures – Section 6
to go through the process of making a
about an individual that is incomplete,
PATI request.
incorrect or misleading. If so, that Public authorities must have their
individual or their representative has quarterly expenditures readily available
Information Statement – Section 5
a right to make a written request to for public access upon request.
the public authority to amend the
Every public authority must publish
record so it is complete, correct and Contracts With a Total Value Of
and update an Information Statement
not misleading. $50,000 or More – Section 6
which informs the public about the
organisation, what it does, how it
As in the right to access records, Public authorities must publish in the
makes decisions and the records
individuals making a request to amend Official Gazette details of all of their
it holds. It should also list their
records of personal information have contracts for goods or services with
Information Officer, who is responsible
the right to a decision, to seek an a total value of $50,000 or more for
for processing PATI requests.
internal review (Section 41), to apply the duration of the contract. Public
for an independent review by the authorities should review and publish
Information Commissioner (Section this information on a 'regular basis'.
45) and to seek judicial review of
the Information Commissioner’s Information Statements can Salary Range Of Every Public Officer
decision (Section 49). Position – Section 6
be found on www.ico.bm or
There is no fee for making a request on most public authorities’
Every January, the Government of
to amend a record containing personal websites. Hard copies are Bermuda must publish on its website
information. available at the ICO, Bermuda the title and salary range of all public
Archives and the Bermuda officer positions. This information is
also available for inspection at the
National Library.
Bermuda Archives and the Bermuda
National Library.
1
W HE R E T O S TA RT
Decide what records you want. Figure out which public authority Make your request to the public
Think about the information you has it. Identify the public authority that authority. The PATI Act requires that
are looking for. you think has the records you want. public authorities have an Information
Officer who is responsible for
How does a public authority record There are about 200 public authorities processing your request.
that information? It may be in a in Bermuda. A good place to start
report, policy memo, manual, budget, is to browse the ICO’s website, Contact details of the Information
procurement documents, letter, www.ico.bm, or the website of the Officer can be found in the public
minutes of meetings, email, bank public authority. If you are not sure authority’s Information Statement.
statement, etc. where to submit your request, public Sending your request directly to the
authorities have a statutory duty under Information Officer would be helpful
the PATI Act to assist requesters. This to the public authority. If you cannot
includes helping a requester find the find or contact the Information Officer,
right office or transferring a request to you are still able to make a PATI
the correct office. Requesters can also request. Your request can be made to
contact the ICO for information about anyone in that public authority, who is
public authorities. required to direct it to the Information
Officer for processing.
INFORMATION COMMISSIONER’S OFFICE
2
W H AT TO INCLUDE IN YO UR R EQUE S T
Put it in writing. Your PATI request to A sufficient description of the records. Say how you want to receive the
the public authority must be in writing. The public authority must be able to information. You have the choice in
figure out what you are looking for. how you want to receive the records.
Requests can be made by letter or
email. Some public authorities may ask Be specific. Give as much detail as Keep in mind the public authority
you to complete a PATI Request Form. you can about the information you may charge you a fee for hard
This is not mandatory but can be very want. Your request must clearly copies of records. Consider asking
helpful for their efficient processing of describe the records so that the public for an electronic copy, which is free
your request. authority can identify the records. If of charge.
you are not specific enough, the public
authority must contact you for help to
understand your request.
3
W H AT IF T HE PUBLIC AU T HORIT Y DE NIE S YO UR R EQUE S T ?
Decide if you agree with its reasons. Ask again. If you are not happy with Appeal. If you disagree with the
Read the decision and decide whether the outcome, you can ask the public internal review decision (or do not
or not you agree with the reasons the authority for an internal review of the receive an internal review decision
public authority gave you. If you agree decision. The initial decision should tell within the deadline), you can ask for
with the reasons for not giving you all you how to ask for the internal review. the Information Commissioner to
(or part) of a record, or you are happy If it does not, you can call the public conduct an independent review and
with the records given to you (even if authority. You can also send your make a legally binding decision. To
it is not all the records you asked for) request for an internal review to the file an application for review with the
then you should not need to take any Information Officer or to anyone within ICO, simply send us a written request.
further action. If you disagree with the that public authority who must pass it You can send an email to info@ico.bm
decision, you can take further action. on to the head of the public authority. or drop off a hard copy of the request
at our office.
Raising awareness the potential for blockchain technology raised by the PATI Act for the Bermuda
to decentralize public information. This Health Council’s Board of Directors.
(1 April 2018 – 31 March 2019) new technology could facilitate the
public’s direct access to public records, Internal Audit Business Acumen Series
EDUCATION PROGRAMMES including public spending records.
We continue to provide education We delivered a presentation to the
programmes to community and Public Access to Information Government of Bermuda’s Internal
professional organisations to raise Presentations Audit Department on the mandate
public awareness of the rights under of the ICO, the accountability
the PATI Act and how to use them. We provided a PATI presentation in measures for our Office and the
Highlights of this year’s programmes the fall to the St. George’s Parish processes the ICO has in place
include: Council and later provided a follow-up for monitoring and enforcing
presentation in the winter as part of the compliance with the PATI Act.
CPA Bermuda Women’s Leadership St. George’s Parish Council’s Annual
Conference: Blockchain Technology General Meeting for the public. We also Bermuda Bar Association
Panel delivered a presentation and workshop
on the PATI Act for the Royal Gazette We shared an update on the
Information Commissioner Gutierrez and the Media Council, as well as a Information Commissioner’s recent
participated on a panel discussion on presentation about considerations Decisions with the Bermuda Bar
blockchain technology. She highlighted Association.
Online resources
9 Monthly Roundups
The Information Commissioner’s Office’s
website remains a key element of our
issued in 2018
education and outreach. Our website
includes our Monthly Roundups, information
about how to use the rights under the PATI
Act and the Information Commissioner’s Published online
Decisions. This year, we updated the format
of our listing of Bermuda’s public authorities
at www.ico.bm
and their Information Statements to provide
a more user-friendly layout.
Participant feedback was very positive, and included the following comments:
“Very professional and efficient “Another excellent briefing, keep “Thank you, 1st briefing,
use of time” up the good work” and formal exposure to the
PATI Act. I am informed and
“Very informative, afforded me “What could be dry and empowered”
the opportunity to network with technical exercise made very
other participants” interesting - broken into small “The clear desire to support our
manageable chunks” learning”
“Great suggestions and tips to
assist us serving the public” “Very detailed and extremely “I found the information useful
helpful and informative” in understanding the role of
“The briefings are an excellent the ICO and the reporting
idea and should be continued” requirements”
The slides and presenters’ notes from all of the Information Commissioner’s Briefings are
available at www.ico.bm under our ICO Guidances and Publications.
4 S TAGES OF
A N INDE PE NDA N T RE V IE W
The ICO ensures that the If submissions are not The ICO will inspect any If the case is not resolved, the
application meets the required, the ICO may withheld records and Information Commissioner
requirements of the Act and suggest the parties attempt assess the public authority’s will issue a legally binding
confirms what the requester early resolution of a case. reasons for not disclosing Decision Notice and, if
wants the Information Resolution may continue to them. necessary, will take steps
Commissioner to review. be considered throughout to enforce the decision on
the case until the behalf of the public.
Information Commissioner
issues a Decision Notice.
In 2018, the ICO received 31 new In 2018, the ICO carried over 36 open The statistics in this section include
applications for an independent review cases from previous years. This corrections to the statistics published
by the Information Commissioner. This brought the number of cases in 2018 in previous Annual Reports.
is a 41% increase in the applications we to 67 applications.
received in 2017.
New cases 11 32 22 31
Total Caseload 11 39 52 67
Validation of new cases There has been a steady increase in to the Information Commissioner and
the number of invalid applications, applied too early. We explained to
The Information Commissioner can from 6% of the applications in 2016 up these individuals how to make a valid
only consider applications for review to 25% in 2018. Four of the 2018 invalid application in the future.
that meet the requirements of the applications were from individuals who
PATI Act. were making their first applications
Invalid 3 27 2 6 4 18 7 25
*
Three applications received in 2018 were deemed abandoned before the applications were validated.
Reasons People Asked for a Review For the first time, the Information
by the Information Commissioner Commissioner received two cases
where the public authorities argued Public authorities can refuse
People asked the Information that certain records asked for were a PATI request if the records
Commissioner for an independent outside the scope of the PATI Act’s falls within an ‘exemption’ in the
application (Section 4).
review for a variety of reasons this Act. An exemption is one of the
year. The number of cases addressing
The majority of our reviews continue to
specific reasons listed in the
a public authority’s failure to respond
to a PATI request was back on the involve public authorities’ reliance on PATI Act that allows a public
rise in 2018, after a decline in the exemptions to deny access to records. authority to deny access, such
previous year. As indicated below, no one exemption as someone else’s personal
was relied upon noticeably more often
information or Cabinet records.
than others.
Total 10 27 33 18
Administrative Denials And Other Issues Challenged In New Cases 2015 2016 2017 2018
s.4 Inapplicability of PATI Act 0 0 0 2
Failure to decide 3 6 3 9
Fees charged 0 0 0 0
Reasonableness of search 3 9 2 6
Other (e.g., manner of access given, insufficient assistance
1 6 3 1
provided, etc.)
Total 8 31 17 22
Our Outcomes Cases closed in early stages were invalid, an early resolution was
attempted and successful, or the cases
Of the 67 open cases, the ICO Applications for an independent were abandoned or withdrawn. Three
closed 42%, or 28 cases in 2018. review received by the Information cases received in 2018 were deemed to
Commissioner may be closed in be abandoned before the ICO was able
early stages either because they to validate the applications.
Early resolution 0 0 0 0
Abandoned/Withdrawn 0 1 0 3
Total 3 3 4 10
Applications closed during Commissioner’s review, if the parties accept a withdrawal of the application.
investigation engage in a facilitated resolution and
are able to settle the issues without In 2018, the Information Commissioner
Valid applications do not always compromising the public’s right to successfully resolved five cases by
result in a decision by the Information access information, the applicant may way of facilitated resolution.
Commissioner. During the Information ask the Information Commissioner to
Abandoned/Withdrawn (other) 0 1 3 0
Total 1 2 6 5
Information Commissioner’s 2018 noticeably higher in 2018 compared to decide cases. The remaining decisions
Decisions previous years: a 160% increase. Of the partially upheld the public authority’s
13 decisions issued, the Information decision.
The number of decisions issued by Commissioner decided 10 of them for
the Information Commissioner is the applicant, including 4 failure to
Partially upheld 0 0 1 3
Total 0 5 5 13
Significant decisions in 2018 included: • Decision 13/2018, where the Decisions Taken To Judicial Review
Information Commissioner upheld
• Decision 03/2018, where the the denial of access to payroll In 2018, one decision by the
Information Commissioner rejected a tax records because they fell Information Commissioner, Decision
claim that it was too burdensome to within the exemption in section 02/2018, was taken to judicial review
process a request. The Information 37 that applies when disclosure is by the Applicant. The case is still
Commissioner established the criteria prohibited by other legislation. The pending before the Supreme Court.
for an administrative denial of a PATI Information Commissioner also
request when processing the request ordered disclosure of social insurance
would create a substantial and contributions and land tax owed by
unreasonable burden on the work of Sandys 360 because it did not fall
the public authority. within the exemption in section 37.
This information had been withheld
• Decision 04/2018 that provided the as a matter of longstanding policy,
requirements of a public authority’s and not because of a statutory
duty to assist requesters in prohibition on disclosure.
connection with their PATI request.
PUBLIC AUTHORITIES’ PATI It allows the Information Commissioner at the National Library and Archives)
STATISTICS to provide guidance, when needed, ensures that this information is easily
to a public authority to bring itself accessible to the public.
Public authorities must also submit into compliance with the PATI Act.
their annual PATI statistics to the If noncompliance persists, the Going the Extra Mile
Information Commissioner for Information Commissioner will use
inclusion in her annual report. The her statutory authority to enforce The ICO Annual Return also asked
Information Commissioner’s 2015 compliance. public authorities to share anything
Annual Report shared outcomes for they have done to make their
the PATI requests during the first THE 2018 ICO ANNUAL RETURN information more accessible to
ten months of the law being in force. OUTCOMES the public.
The Information Commissioner’s
subsequent reports have continued The ICO formally introduced its Seventeen public authorities described
to share this data. The PATI statistics Annual Return to public authorities in types of information they make
provide the public and public our October 2018 Monthly Roundup, available to the public either through
authorities with an overview of the following informal discussions their website and offices, or upon
handling of all PATI requests. with a number of key stakeholders. request. This includes making available
We continued to educate public reports (including annual reports),
THE NEW ICO ANNUAL RETURN authorities about this new tool through publications, meeting minutes,
publications, our December 2018 newsletters, financial statements,
In 2018, the Information Commissioner Quarterly Briefing, and one-on-one PATI guidance notes, registries of
introduced the new ICO Annual Return discussions and email. The 2018 interest, decision notices and meeting
with support from the ICO's expanded Annual Return was distributed to public dates. Several public authorities
Compliance section. Public authorities authorities in November 2018. Notably, also described their activities, such
were required to inform the ICO of the the ICO for the first time included as education sessions, to assist the
status of their compliance with the executive and senior managers in its public in understanding the public
proactive publication requirements in outreach to ensure that individuals authority’s processes. Publishing and
Part 2 of the Act and the provision of in senior positions within public the reporting of these types of public
their PATI statistics. authorities were fully informed of information contribute to increasing
their organisation’s obligations under the transparency and accountability of
the PATI Act. Bermuda’s public authorities.
The ICO Annual Return now During December 2018 and into
enables the Information the beginning months of 2019, the
impact was immediately noticeable.
Commissioner to systematically Numerous public authorities gazetted
and fairly monitor all public the details of their contracts with a
authorities’ compliance with total value of $50,000 or more and
the full requirements of the updated their Information Statements.
The Government’s new electronic
PATI Act.
Official Gazette (and the availability
of paper copies of the Official Gazette
Excellent Progress The ICO thanks the Head of Public Beginning with this Annual Report,
Service, Permanent Secretaries, Board the Information Commissioner also
The responses to the introduction and Committee chairpersons, Heads of has identified those public authorities
of the new ICO Annual Return were Departments, Chief Executive Officers that have failed to submit their annual
very favourable for a new regulatory of quangos, other senior management, PATI statistics to the Information
initiative. We are proud to report that and Information Officers who all Commissioner, as required under
99% of the public authorities that contributed to this achievement. The the PATI Act. Further details are
received the 2018 forms from the ICO is appreciative of their efforts, provided in the next section on
ICO completed and filed their 2018 which furthered the aim of the PATI Public Authorities' Statistics.
Annual Return. Importantly, 100% of Act to make information readily
Government of Bermuda Departments available to the public.
submitted their returns.
Number Of Public
2018 ICO Annual Returns Authorities % Of Total Number
Timely submissions 109 55
Late submissions 77 39
Failed to submit 2 2
Under review 9 4
(1 J A N U A RY 2 018 – 31 D E C E M B E R 2 018)
Since 1 April 2015, section 58(3) of the the ICO increased its efforts to close includes updated statistics from 2015-
PATI Act has required public authorities the gap in public authorities’ reporting 2017, along with a list of the public
to report their annual statistics to of statistics for 2015-2017, and to authorities that did not comply with the
the Information Commissioner for achieve better reporting results with requirement in section 58(3) to submit
publication. With the expansion of the the new ICO Annual Return in 2018. their PATI statistics for any of the
ICO’s Compliance Section this year, As a result, our 2018 Annual Report 2015-2018 reporting periods.
Number Of Public
2018 Public Authorities’ Statistics Authorities % Of Total Number
Received PATI requests 43 22
Noncompliance with Section 58(3) be listed in the 2018 Information Outstanding Historical PATI Statistics
Reporting Commissioner’s Annual Report as
noncompliant with section 58(3) of The PATI statistics remain outstanding
While the Information Commissioner the PATI Act for the years indicated. We for the following public authorities for
has enforcement authority concerning recognise that some public authorities the years indicated:
other requirements with the PATI have not yet institutionalized the
Act, the Information Commissioner management of their records and have 2015
lacks such order making power new leadership in 2018. For some of Financial Assistance Review Board
to compel compliance with the them, this has resulted in the 2018 Smith’s Parish Council
requirement in section 58(3) of the Act heads of authority stating that they
for public authorities to submit their have no access to historical records 2016
PATI statistics for the Information and the corresponding inability to Financial Assistance Review Board
Commissioner’s Annual Report. submit outstanding returns from
After unsuccessful efforts to 2015-2017. No reasons were provided 2017
encourage compliance with section for noncompliance with section 58(3) Financial Assistance Review Board
58(3) since 2015, the Information for the current 2018 PATI statistics. Hamilton Parish Council
Commissioner notified the public Smith’s Parish Council
authorities below that they would
Outstanding 2018 PATI Statistics
2018 PATI Requests ICO were the Bermuda Police Service requests (excluding the Bermuda
(44 requests) and the Ministry of Legal Police Service) was the Ministry
The total number of new reported PATI Affairs Headquarters (with 9 requests). of Legal Affairs, with 18 requests
requests was 133 for 2018. The public received by its departments.
authorities with the highest number The Government of Bermuda Ministry
of new 2018 requests reported to the with the highest number of reported
Individuals made 133 new PATI requests for access to records under Section 13 of the PATI Act. Another 11 PATI requests for
records were reported as pending at the end of 2017 and were carried over to 2018.
New PATI Requests for Records (s.13) 2015 2016 2017 2018
Total Number 124 143 143 144
The reported outcomes of these requests are listed in the table below.
Initial Disposition Of PATI Requests (as at year end) 2015 2016 2017 2018
Pending 23 9 10 6
Unknown 8 11 18 7
In 2018, public authorities reported receiving 0 new requests under Section 19 of the PATI Act to amend a record of personal
information.
The outcome of the requests to amend a record of personal information are outlined in the table below:
Disposition Of Requests To Amend Personal Information In Record 2015 2016 2017 2018
Pending 1 0 0 0
Request granted 0 1 0 0
Request denied 0 2 0 0
Public authorities are also required to administrative denials they issued. the PATI Act. Noticeably, administrative
report on the number of times they In 2018, these reports indicated that denials were on the rise in public
invoke exemptions to deny access public authorities most commonly authorities’ initial response to PATI
to records in the initial response to invoked the exemptions for commercial requests. In particular, public authorities
a PATI request. Public authorities’ information and for when disclosure relied on the administrative denial when
reports also include the number of is prohibited by legislation other than records do not exist or cannot be found.
Public authorities reported that individuals sought internal reviews 17 times in 2018. The majority of the internal review
decisions denied access to the records, as shown below.
Refuse in whole* 9 18 9 12
Procedural issues** 0 2 0 0
Referred to Commissioner 0 3 11 0
*
Failure to issue a timely internal review decision deemed a refusal in whole.
**
Includes issues such as failure to comply with timeframes.
The public authorities’ internal review decisions that denied access to records relied more heavily in 2018 on exemptions, as
shown below.
Reason For Refusal In Internal Review Decision 2015 2016 2017 2018
s.4 Records not within scope of PATI Act 0 0 0 1
s.16 Administrative refusal because record does not exist or
1 4 2 1
(1)(a) cannot be found
s.16 Administrative refusal because request would cause
0 5 0 0
(1)(c) substantial and unreasonable interference or disruption
s.16 Administrative refusal because publication of
0 1 0 0
(1)(d) information is required by law within 3 months
s.16
Vexatious request 0 0 1 1
(1)(e)
s.16 Administrative refusal because information is already
1 0 0 0
(1)(f) in public domain
s.23 Personal information 2 3 4 1
Failure to decide 0 6 1 5
2. THE MINISTER’S CODES OF For the practical benefit of public Ultimately, comprehensive records
PRACTICE ON THE ADMINISTRATION authorities who seek assistance and and information management
OF THE PATI ACT AND ON RECORDS support, the Information Commissioner plans and practices can help public
MANAGEMENT encourages the Minister to issue the authorities appropriately create,
practice code on the administration manage, store and destroy records.
The response to the Information of the Act. Having these plans in place improves
Commissioner’s Quarterly Briefings efficiencies for public authorities
for public authorities has made one and facilitates public access to public
thing clear: individuals within the records. The Minister’s practice code
public authorities seek resources The Minister’s practice code on on records management is a key
to understand, continually improve records management is critical factor in improved management of
public records.
and support their PATI practices. to support the public’s access
The Information Commissioner also
to information. The Personal 3. PERSONAL INFORMATION
recognises the Cabinet Office’s Policy
and Strategy Section for restarting
Information Protection Act PROTECTION ACT (PIPA)
the formal training sessions in 2018 2016 is also potentially going
for Information Officers, which has into effect in the near future, The Personal Information Protection
been welcomed and appreciated by Act 2016 (PIPA) will provide robust
making improvements in safeguards for the collection, storage,
public authorities.
records management practices handling and sharing of personal
Four years after the PATI Act has increasingly urgent. With the information. Together, public access
gone into effect, public authorities growing pressures related to to information and the privacy rights
are increasingly in need of support to enshrined in PIPA provide the core
the protection, management
respond to PATI requests and other foundations for a comprehensive
and accessibility of public information rights framework. With
PATI obligations. Key to this support
are the practice codes. The practice records, the Information the recruitment process ongoing
codes are intended to provide practical, Commissioner encourages the for a new Privacy Commissioner,
the Information Commissioner
how-to advice for individuals in public Minister to issue the practice
authorities. Section 60 of the PATI Act congratulates the Government of
code on records maintenance Bermuda on its progress in moving
requires the Minister for the PATI Act
to issue two practice codes to support
and management for the closer to the appointment of a Privacy
the ability of public authorities to benefit of the public and public Commissioner and, ultimately, closer
meet their obligations under the Act: authorities. to bringing PIPA fully into force.
a practice code on the administration
of the Act and a practice code on
records management that facilitates
ready access to the records. The
Information Commissioner provided
substantive comments in January and
September 2018 on the administrative
practice code.
EXPANDED ICO TEAM oversight of the various requirements TRAINING AND DEVELOPMENT
of the PATI Act that enhance good
In the latter half of 2018, the governance. This level of oversight by The Information Commissioner’s
ICO benefited from an expanded the Information Commissioner has not Office continues to focus on the
Compliance section and an additional been possible in the past. development of our officers in the
Investigation Officer. The impact on The secondment of a Deputy belief that a well-trained, highly-skilled
our output was immediate. These Information Commissioner small team at the ICO will better and
additional positions have helped (Governance and Compliance) to more efficiently serve the public and
close gaps in the ICO’s performance oversee this work further enabled the public authorities. Overall, our training
and supports the Information Information Commissioner to redirect and development this year emphasised
Commissioner’s mandate. With a resources to the ICO’s investigations preparing for the Personal Information
small Compliance section in place, and reviews. In 2018, the ICO also Protection Act, keeping our knowledge
the ICO was able to implement its ICO shifted an existing post into a new current of changing regulations and
Annual Return process (see pages Investigation Officer, which allowed requirements, deepening our mediation
27-28 for more detail on this). This the ICO to steadily progress through its and resolution skills, and strengthening
Return established more systematic backlog of cases. our resilience as change leaders.
The Information Commissioner and • Conference on the Fiftieth You can read more about our training
ICO officers attended: Anniversary of the Bermuda and conferences in the ICO’s Monthly
Constitution: Reflections on its Past Roundups, which are available on our
• Bermuda Human Resources and Future by the Centre for Justice website www.ico.bm.
Association PIPA Policies and
Procedures Workshop • Training on the new Code of Practice INTERNATIONAL PARTNERSHIPS
for Project Management and
• Bermuda Compliance Professionals Procurement by the Office of Project This year, the Information
Conference Management and Procurement Commissioner’s Office continued
to benefit from our international
• KPMG PIPA Training for the • Designed for Impact Conference partners. We were pleased to host a
Public Sector visit by Senior Investigator Elizabeth
• Alternative Dispute Resolution Dolan from the Ireland Information
• PATI Training with the Policy & Training with the Stitt Feld Commissioner’s Officer. Her two-week
Strategy Section Handy Group visit was an opportunity to build on our
existing professional relationship with
the Ireland Office of the Information
Commissioner, further providing a
valuable learning experience for each
institution and its staff. Ms. Dolan
collaborated with this Office on best
practices for oversight of our similar
access to information legislation.
Like all good tools, the PATI Act only As we look ahead, I will ensure that Commissioner is always cognizant of
works when it is used. Effective use the ICO continues to provide the the careful balance that is required
of the Act will only happen when both educational resources, public outreach to protect the legitimate needs of
the public and public authorities are initiatives and online resources to the public authorities to maintain
equipped with a solid understanding ensure that people who want to make the confidentiality of records, as
of their rights and responsibilities a PATI request fully understand their appropriate under the PATI Act.
under the Act. rights and the PATI process.
This Office is poised to support the
The Act ensures that the public has a Public authorities are increasingly exciting developments arising in
legal right to ask for public information recognising the changes introduced public access to information, such
that it wants to know. Without the by the PATI Act and the direct link as the revolutionary advancements
PATI Act, the public would only receive these changes have on the conduct in blockchain technology. My aim
information that public authorities of public business. In support of this, in the upcoming year is to ensure
choose to voluntarily report or publish. the Information Commissioner will that all stakeholders in the PATI
Members of the public with diverse continue her comprehensive oversight process encounter value-added
interests are increasingly using the of all of the requirements under the interactions with the ICO. In the midst
PATI Act and are asking for public PATI Act. Correspondingly, the ICO will of advancements in information
authorities to be accountable in their continue to provide more guidance, management and accessibility, and
decisions and actions. Each week, Information Commissioner’s briefings the growing importance of good
we are seeing more people use the and additional resources to support governance, Bermuda’s PATI Act
PATI Act to learn how public money is best practices by the public authorities. places the power of accountability
spent, to understand decision-making in the hands of the public.
processes and to review what results The ICO will continue to safeguard
public authorities are achieving. and guarantee the right of the Gitanjali S. Gutierrez
public to be informed. However, the Information Commissioner
441-294-9181
info@ico.bm
www.ico.bm