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Food and Chemical Toxicology 42 (2004) 1531–1542

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A review of the clinical toleration studies of polydextrose in food


M.T. Flood a, M.H. Auerbach b,*
, S.A.S. Craig b

a
Keller & Heckman LLP, 1001 G Street, Washington, DC 20001, USA
b
Danisco USA Inc., 440 Saw Mill River Road, Ardsley, NY 10502, USA
Received 16 February 2004; accepted 25 April 2004

Abstract
Polydextrose is a non-digestible 1 kcal/g polysaccharide used primarily as a sugar replacer and dietary fiber in foods. At typical
use levels, polydextrose provides physiological effects similar to those of other dietary fibers. However, excessive consumption of
non-digestible carbohydrates can lead to gastrointestinal distress. Nine clinical studies were conducted with polydextrose to evaluate
the extent of such symptoms. These studies determined laxation endpoints in adults and children, and showed that polydextrose was
better tolerated than most other low digestible carbohydrates (e.g. polyols). This is because of a higher molecular weight and partial
colonic fermentation, leading to a lower risk of osmotic diarrhea. After evaluating these studies, the Joint FAO/WHO Expert
Committee on Food Additives (JECFA) and the European Commission Scientific Committee for Food (EC/SCF) concluded that
polydextrose has a mean laxative threshold of 90 g/d (1.3 g/kg bw) or 50 g as a single dose.
Ó 2004 Published by Elsevier Ltd.

Keywords: Polydextrose; Toleration; Laxation; Non-digestible carbohydrates; Dietary fiber

1. Introduction to acceptance of polydextrose as a dietary fiber in many


countries (Craig et al., 1999).
Polydextrose is a low molecular weight randomly Partially digestible carbohydrates and related com-
bonded polysaccharide of glucose with energy utiliza- pounds exert overall beneficial effects on gastrointestinal
tion of 1 kcal/g (Achour et al., 1994; Figdor and function when ingested at low to moderate doses
Rennhard, 1981; Juhr and Franke, 1992). It is prepared (Cummings, 1983). These effects include improved
by the bulk melt polycondensation of glucose and sor- bowel function (e.g. prevention of constipation), en-
bitol with small amounts of food grade acid in vacuo. hanced environment for the growth of such beneficial
All possible glycosidic linkages with the anomeric car- bacteria as Lactobacillus and Bifidobacterium species
bon of glucose are present: a and b 1-2, 1-3, 1-4 and 1-6; and thereby decreased formation of harmful bacterial
the 1-6 linkages predominate. It has an average degree metabolites, and regeneration of colonic mucosa
of polymerization (DP) of 12 and an average molecular (Kripke et al., 1989). Fermentation by colonic flora
weight of 2000. yields the short chain fatty acids (SCFA) acetic, propi-
FDA extensively studied polydextrose for safety prior onic and butyric and small amounts of carbon dioxide,
to its 1982 approval as a food additive under 21 CFR methane and hydrogen gases. The host rapidly and al-
§172.841 (Burdock and Flamm, 1999). It has attained most completely absorbs these products. The SCFA are
significant use as a low calorie bulking agent to replace utilized via established metabolic pathways and are
sugar in reduced calorie foods (Mitchell et al., 2001). energetically fully available. The gaseous products are
The low calorie content of polydextrose is a result of its largely expired in the breath. This is a normal process
poor digestibility in the small intestine and incomplete for metabolism of non-absorbed oligosaccharides (e.g.
fermentation in the large intestine. This property has led raffinose), resistant starch, non-digested plant gums and
soluble fibers, secreted glycoproteins and mucopolysac-
charides (Salyers, 1985).
*
Corresponding author. However, excessive consumption of fermentable car-
E-mail address: michael.auerbach@danisco.com (M.H. Auerbach). bohydrates can lead to gastrointestinal distress such as
0278-6915/$ - see front matter Ó 2004 Published by Elsevier Ltd.
doi:10.1016/j.fct.2004.04.015
1532 M.T. Flood et al. / Food and Chemical Toxicology 42 (2004) 1531–1542

bloating, abdominal cramps (colic), flatus/gas, soft mon in the general population and may arise from a
stools, borborygmi, and in extreme cases diarrhea, in variety of causes. In a recent survey, 40.5% of 1017
sensitive individuals (Sandler et al., 2000). Ingredients individuals reported one or more adverse digestive
causing similar effects include, but are not limited to, symptoms, including abdominal pain or discomfort,
polyols (e.g., lactitol, sorbitol, maltitol), lactulose, bloating or distension, or diarrhea or loose stools within
fructo-oligosaccharides (FOS), and many ingredients the previous month (Sandler et al., 2000). Many of these
known collectively as dietary fiber (e.g., cellulose, cereal symptoms, which fall within the overall term of ‘‘laxa-
bran, xanthan and guar gums, etc.). These gastrointes- tion,’’ are associated with consumption of poorly di-
tinal manifestations are transient and cease promptly gested dietary ingredients, including beans, cabbage,
upon cessation or reduction of intake of the responsible apples, onions and plums, and to excessive consumption
food, although subjects often develop improved toler- of other foods containing added fiber ingredients. Some
ance over time. Therefore, these high dose effects are not of these effects are considered to be beneficial if they
symptoms of toxicity but rather represent a normal result from consumption of dietary fiber. In 2002 the US
consequence of overloading the GI tract. National Academy of Sciences Dietary Reference Intake
Nine clinical studies in adults and children were expert panel subcommittee on dietary fiber said:
conducted with polydextrose to evaluate the extent of
such symptoms. The Joint FAO/WHO Expert Com- Consumption of certain Dietary and Functional Fi-
mittee on Food Additives (JECFA) in 1987 and the bers is known to improve laxation and ameliorate
European Commission Scientific Committee for Food constipation (Burkitt et al., 1972; Cummings
(EC/SCF) in 1990 allocated to polydextrose an et al., 1978; Kelsay et al., 1978; Lupton et al.,
Acceptable Daily Intake (ADI) ‘‘not specified’’ after 1993). In most reports, there is a strong positive
reviewing these studies. This means that neither agency correlation between intake of Dietary Fiber and
found it necessary to stipulate an upper level of safe daily fecal weight (Birkett et al., 1997). Also,
intake because excessive consumption is a matter of Dietary Fiber intake is usually negatively correlated
tolerance rather than safety. Therefore, polydextrose is with transit time (Birkett et al., 1997). . .. At the
permitted for use in any food at any level without same time, a number of studies have shown that
restriction other than good manufacturing practice low fiber intake is associated with constipation.
(GMP) in most markets. The US, however, allows For example, Morais and coworkers (1999) re-
polydextrose use as a food additive in specific foods ported that children with chronic constipation had
only, and requires that ‘‘The label and labeling of food a lower Dietary Fiber intake than the control group.
single serving of which would be expected to exceed 15 g The authors concluded that a low intake of fiber
of the additive shall bear the statement: ‘Sensitive indi- is a risk factor for chronic constipation in chil-
viduals may experience a laxative effect from excessive dren. . .. Although what constitutes ‘‘constipation’’
consumption of this product’.’’ JECFA did conclude is variously defined, diets that increase the number
that the threshold for laxation was at an intake of about of bowel movements per day, improve the ease with
90 g polydextrose per person per day, or 50 g as a single which a stool is passed, or increase fecal bulk are
dose (JECFA, 1987). In comparison, a daily dose of 20 g considered to be of benefit. (Panel on DRI, 2002,
was found acceptable for sugar alcohols by the EC/SCF pp. 7–23; bold emphasis added.)
(1985). The SCF rapporteur pointed out, however, that
such estimates are only provided as a guide and should Although some effects of laxation may be unpleasant,
not be used to establish maximum levels of use (van only diarrhea, particularly chronic diarrhea, is poten-
Esch, 1987). tially health threatening. Diarrhea can be caused by
This paper discusses the clinical findings for poly- several factors in addition to excessive consumption of
dextrose that have not heretofore been published in the dietary fiber, including ingestion of bacteria-contami-
open literature, and compares the results with studies on nated food, intestinal viral or protozoic infections, and
similar substances. irritable bowel syndrome. Diarrhea may also result from
food intolerances and more serious illnesses, such as
Crohn’s disease or colonic tumors (CDC, 1999). In the
2. The nature of laxation United States, the prevalence of lactose maldigestion,
which also may produce diarrhea, is reportedly 15%
The term laxation encompasses a broad spectrum of among whites, 53% among Mexican–Americans and
gastrointestinal effects, including but not limited to: in- 80% among blacks. Internationally, it is estimated that
creased stool weight and water content; decreased GI about two thirds of the world adult population lacks the
transit time; loose stools; bloating and distention; bor- enzyme necessary to metabolize lactose, the sugar found
borygmi; abdominal discomfort; flatus; and, in extreme in dairy products (Vesa et al., 2000). Even fructose,
cases, diarrhea. Clearly such symptoms are quite com- occurring in apple juice, may not be completely meta-
M.T. Flood et al. / Food and Chemical Toxicology 42 (2004) 1531–1542 1533

bolized in young children, resulting in non-specific Since osmotic pressure is proportional to the number
diarrhea (Kneepkens et al., 1989). of molecules, rather than the weight of the molecules,
Two phenomena––osmotic and fermentation ef- minimum laxative doses are found to increase with
fects––largely determine intestinal toleration of non- increasing molecular weight of the ingested substance.
digestible components. Osmotic diarrhea occurs when Low molecular weight monosaccharide polyols, such as
excess ingestion of a non-digestible substance passes sorbitol or mannitol, generally induce laxation at lower
from the small intestine into the colon, where resident doses than higher molecular weight disaccharide poly-
bacteria may ferment it. As the substance passes ols, such as maltitol or isomalt, or oligosaccharides such
through the small intestine, water is absorbed by as fructo-oligosaccharide (Hata and Nakajima, 1984).
osmosis to reduce its concentration. This water is re- Polydextrose, having a much higher molecular weight,
tained in the colon and may be expelled with the indi- would be expected to induce laxation only at much
gestible substance as diarrhea. Fermentation of fiber higher doses than the polyols. It is known from
substances by colonic bacteria may convert significant metabolism studies in rats and humans that less than
portions of otherwise indigestible substances to short half of ingested polydextrose is fermented in the large
chain fatty acids, of which a large fraction is absorbed intestine, the remainder being excreted in the feces
and ultimately converted to energy. Although these bio- (Figdor and Rennhard, 1981; Juhr and Franke, 1992;
reactions also liberate gases, such as hydrogen, methane Achour et al., 1994). Therefore, laxation can be induced
and carbon dioxide, and can produce flatus, occurrence by ingestion of polydextrose, but the threshold dose is
of osmotic diarrhea is markedly reduced by this fer- higher than that of lower molecular weight, low digest-
mentation because the concentration of the indigestible ible carbohydrates that reach the large intestine
material, and the resulting osmotic pressure, is reduced. (Großklaus, 1990; Livesey, 2001).
The mitigating effects of bacterial fermentation on Evaluation and comparison of the outcomes of dif-
diarrhea were demonstrated by Hammer et al. (1989), ferent studies are complicated by the different endpoints
who compared the diarrhea induced by ingestion of that are measured and the way they are reported. Be-
polyethylene glycol, an indigestible compound that is cause individual sensitivities vary, and the sensitivity of
not fermented by bacteria in the colon, to diarrhea in- the same individual may vary from day to day, reports
duced by lactulose, an indigestible carbohydrate that is of mean laxative thresholds, with associated standard
fermented. Incidences of diarrhea due to increasing deviations, are preferred because they explicitly account
doses of lactulose were significantly lower than corre- for variations within a population. In such a study,
sponding incidences from polyethylene glycol until a participants receive increasing doses of test substance
threshold dose of lactulose was attained, at which point until a predetermined laxative effect is observed, defined
laxation effects were similar. The threshold dose was the as the laxative threshold for that individual. The arith-
dose at which lactulose exceeded the ability of resident metic mean of the laxative thresholds of all participants
bacteria to efficiently metabolize the substance. is the mean laxative threshold (Table 1). Those studies
The role of osmolarity versus colonic fermentation of reporting a ‘‘minimum laxative dose’’ or ‘‘minimum
low digestible carbohydrates was analyzed by compar- effective dose’’, the lowest dose at which any subject
ing laxative effects induced by lactulose and Idolex, a reported laxation in a given study, should be treated
fructo-oligosaccharide having an average degree of with caution, for the results are inevitably dependent on
polymerization (DP) of about 4 (Clausen et al., 1998). the number of participants in the study, and an adequate
Based on its higher average molecular weight, Idolex control population is essential due to the prevalence of
possessed about 56% of the osmotic force of lactulose. gastrointestinal symptoms in the general population.
In preliminary in vitro experiments, it was shown that
the rates of colonic fermentation of the two substances
were virtually identical. Twelve subjects were then given
Table 1
increasing doses (0, 20, 40, 80, 160 g/day) of each sub- Definitions used in this article
stance in a crossover design. It was found that in one-
Borborygmi (singular us)––rumblings in the bowels due to flatulence
third of the participants, fermentation efficiency was so Diarrhea––frequent, watery, and difficult to control bowel
high that the laxative effect from both substances was movements
abolished at doses as high as 80–160 g/day. In subjects Flatus––gas in the intestines
having a lower capacity for fermentative disposal of the Laxation––defecation. In the context of low digestible carbohydrate
low digestible carbohydrates, laxation, as measured by ingestion, laxation is sometimes used interchangeably with
diarrhea
fecal volume, increased at lower doses in a ratio pro- Mean laxative threshold––the mean dose at which participants
portional to the osmotic force of the carbohydrate. in a given study first experienced diarrhea, the arithmetic mean
Twice the weight of Idolex was needed to produce a of the individual laxative thresholds
laxative effect similar to that from a given weight of Maximum no-effect dose, or maximum tolerated dose––the highest
lactulose. dose at which no participant in a given study experienced diarrhea
1534 M.T. Flood et al. / Food and Chemical Toxicology 42 (2004) 1531–1542

In comparing studies in which laxative effects are 2. Knirsch (1974). In a double-blind study to determine
reported, priority is given to those studies in which the effects of ingestion of polydextrose in a normal
diarrhea was a major endpoint and was carefully de- diet, 57 male volunteers, ages 21–54, received 0, 35
fined. There is a discrepancy between the clinical defi- or 75 g polydextrose per day. The volunteers were di-
nition and popular understanding. Commonly accepted vided into nine groups of 6, with three groups having
criteria for clinical diarrhea are (1) elevated stool output an extra subject. Three groups received a normal diet,
(>200–250 g/day); (2) watery, difficult to control bowel three groups received 35 g polydextrose per day in
movements; and (3) frequency of bowel movements their diet, and three groups received 75 g/day in their
exceeding 3 per day (McRorie et al., 2000). In the diet. Polydextrose (or sucrose/maltodextrin for the
McRorie et al. study, when placebo, olestra, or sorbitol control group) was administered in two portions with
was administered to 66 subjects, 38% of the bowel breakfast (in either fruit juice or maple syrup) and
movements in the study were rated by the subjects as lunch (in either soup, salad dressing, dessert, or coffee
‘‘diarrhea’’, yet only 2% of treatment days met the sweetener). The 75 g polydextrose group received a
commonly accepted criteria for clinical diarrhea. third portion at coffee break using gumdrops and
Accordingly, since several effects of laxation are known cookies. The study was conducted for 2 weeks,
to be beneficial, and only diarrhea is of potential con- excluding the weekends.
cern as a safety issue, this paper focuses on quantifiable Subjects responded daily to seven questions about the
reports of the occurrence of diarrhea associated with the effects of the diet on eating or bowel habit. One-way
consumption of polydextrose vs other dietary fiber analysis of variance on (0,1) data with Tukey-type
ingredients. contrasts was used in evaluating the responses.
3. Raphan (1975a). Twenty-one male and female volun-
teers, 21–47 years of age, received increasing doses of
3. Laxation studies on polydextrose polydextrose, sorbitol, and placebo (maltodextrin) in
a double-blind, single three-sided Latin Square de-
3.1. Materials and methods signed study. Subjects were randomly assigned to
one of three groups. All subjects received each of
3.1.1. Test substance and study sites the test substances three times daily in a fruit flavored
Pfizer Inc, Groton, CT, provided the commercial drink with a meal (AM), in a gelatin dessert with a
polydextrose for these studies. Four of the nine studies meal (noon), and in ice cream (3:30 PM). Each test
were conducted at Pfizer’s Groton, CT facility. Other segment lasted 10 days. Polydextrose and the placebo
studies were conducted at Miamiville, OH (Bunde), New were administered at initial doses of 40 g/day. The ini-
Orleans, LA (McMahon), Cambridge, MA (Scrimshaw tial dose of sorbitol was 20 g/day. All doses were in-
and Young), San Antonio, TX (Beer) and Lincoln, NE creased 10 g/day up to a maximum dose of 130 g/
(Curtis) (see Tables 2 and 3). The first seven studies day for polydextrose and placebo and 110 g/day for
outlined below were reported as Volume 10 of the sorbitol. Each participant consumed increasing doses
Polydextrose Food Additive Petition 9A3441, December until his or her tolerance had been exceeded, a pre-
14, 1978. determined laxation endpoint was reached, or the
maximum scheduled dose had been received. Adminis-
3.1.2. Study Protocols tration of doses was then discontinued until symptoms
1. Alter (1974). In a single-blind study, 20 male volun- returned to normal, when testing of the next sub-
teers, 21–59 years of age, received 75 g polydextrose stance began. The laxation endpoint was determined
daily for 2 weeks and 150 g daily in the third week. by a complex rating system not limited to diarrhea
The test substance was administered in the form of but also including number and frequency of move-
a chocolate milk drink three times a day after meals. ments and degree of ‘‘urgency’’.
A parallel control group of nine volunteers received Mean maximum doses were analyzed using two-way
the chocolate milk drink containing maltodextrin. A analysis of variance. To examine the possible effect of
2 week baseline period preceded administration of the order in which the substances were tested, Latin
polydextrose or the placebo. Square analysis of variance was performed on the
Feces were analyzed weekly for pH, water retention, group cell means.
total lipids, nitrogen, calcium and potassium. Gas- 4. Raphan (1975b). In a double-blind study designed to
trointestinal transit times were measured during the examine possible effects of long-term ingestion of
week prior to administration of polydextrose and polydextrose, 51 men and women, ages 12–60, were
during the following 2 weeks using an inert dye randomly assigned to eight groups, of which two were
marker. Differences between parameters in the pla- placebo (confectioners sugar) groups (13 volunteers).
cebo and treated groups were evaluated using the Those in the treatment groups received 30 g polydext-
standard t-test. rose per day in 3 divided doses, with regular meals
M.T. Flood et al. / Food and Chemical Toxicology 42 (2004) 1531–1542 1535

Table 2
Clinical toleration studies of polydextrose
Investigator Site Year Total subjects Duration Highest dose g Diarrhea episodesa
single/daily
Alter Pfizer 1974 20 male adults 3 weeks 50–150 11 PDX; 5 placebo
Knirsch Pfizer 1974 57 male adults 10 days 24–79 2 at 35 g/day
McMahon Tulane Univ. 1974 10 Type 2 diabetics Single dose 50–50 4 PDX; 2 glucose
Raphan-a Pfizer 1975 21 adults––11M/10F 10 days 43–130 None
Raphan-b Pfizer 1975 51 adults––31M/20F 12 weeks 20–60 1 at 45 + 60 g/day
Bunde Hill Top Res. 1975 11 children ages 2–3 6 weeks 10–15 4 at 15 g/day
’’ 11 children ages 4–6 6 weeks 10–20 1 at 20 g/day
’’ 12 children ages 7–9 6 weeks 15–30 1 at 30 g/day
’’ 12 children ages 10–12 6 weeks 15–40 4 at 20 g/day
’’ 12 children ages 13–16 6 weeks 20–55 1 at 30 + 55 g/day
Scrimshaw MIT 1977 16 adults––11M/5F 8 weeks 20–50 None
and Young
Beer Univ. TX 1989 24 male adults Single dose 58–58 None
Curtis Harris Labs 1990 200 female adults Single dose 40–40b
Tomlin and Sheffield UK 1988 12 male adults 10 days 10–30 None
Read
Nakagawa Hino, Japan 1989 22 adolescent females 4 weeks 10–10 None
et al.
Zhong et al. PR China 1999 120 adults––66M/54F 4 weeks 4–12 None
Endo et al. Saitama, 1991 8 adults––6M/2F 2 weeks 15–15 None
Japan
Saku et al. Fukuoka, 1991 51 adults––25M/26F 2 months 5–15 2 in first month
Japan
Achour et al. Paris, France 1992 7 adult males 3 weeks 10–30 None
a
Individual daily transient episodes; no chronic diarrhea reported.
b
Number of occurrences not reported; relative occurrences comparable in polydextrose vs controls.

and snacks, during the first 5 weeks, 45 g/day during Eleven or 12 subjects in each group received poly-
weeks 6–8, and 60 g/day during weeks 9–12. Doses dextrose. The test substance was administered as a
were adjusted downward, if necessary, to minimize sugar substitute at breakfast; in a beverage mix, rec-
gastrointestinal symptoms. At approximately 2 week ommended to be consumed at lunch; and in ice cream
intervals, the subjects each took a capsule of green consumed in the evening. Blood and urine samples
dye and recorded the appearance and disappearance were collected on days 0, 14, and 28 for ages 2–6 and
of dye in their stools. The mean transit time was on days –7, 0, 14, and 28 for the older children.
calculated. Fasting blood and urine samples were Incidences of six side effects were subjected to statis-
collected before treatment, at 2 week intervals tical analysis: frequent bowel movements, loose stools,
throughout the test period, and on the day following flatulence, diarrhea, soft stools, and constipation. For
the last test day. Hematology, clinical chemistry, and each age group, the incidence of a given side effect in
urinalysis were performed. the polydextrose subgroup was compared to the cor-
Differences in blood chemistry parameters between responding incidence in the placebo subgroup using
the treated groups and the placebo groups were the Fisher exact test. Differences in blood chemistry
evaluated using the chi-square test statistic. Differ- between subjects receiving polydextrose or the placebo
ences in mean transit times were evaluated using the were analyzed using the chi-square test statistic.
standard t-test. 6. McMahon (1974). In a double-blind study in which
5. Bunde (1975). In a 4-week study designed to examine the subjects served as their own controls, the effects
the possible laxation effects of polydextrose on chil- of polydextrose on plasma insulin and glucose kinet-
dren, 108 children and adolescents between the ages ics were examined using the standard glucose toler-
of 2 and 16 years of age were divided into five age ance test. Two male and eight female Type 2
groups: ages 2–3 years, 4–6 years, 7–9 years, 10–12 diabetics, aged 41–67, having fasted for a minimum
years, and 13–16 years. of 12 h prior to each day’s test, received on successive
Members of each group received either a placebo days single doses of (1) 100 g glucose, (2) 100 g glu-
(sucrose and maltodextrin) or polydextrose at doses of cose with 50 g polydextrose, (3) 50 g glucose, (4)
about 500 mg/kg bw during week one, 750 mg/kg bw 50 g glucose with 50 g polydextrose, and (5) 50 g poly-
during week two, and 1000 mg/kg bw during weeks dextrose. Blood glucose and insulin levels were mea-
three and four. The final doses varied from 15 g/day in sured from samples taken at baseline, 1/2, 1, 11/2, 2,
the 2–3 year group to 55 g/day in the 13–16 year group. 3, 4, and 5 h after dosage. Blood glucose parameters
1536
Table 3
Summary of laxation studies on polydextrose (PDX)
Investigator, date, site Protocol Laxation endpoint Comments
Alter, 1974 20 males received 75 g/day PDX in a chocolate milk Over half of treated and control participants Author speculates that chocolate milk vehicle may have
Pfizer Central Res., for 2 weeks, 150 g/day in the third week. 9 controls dropped because of diarrhea. More G.I. contributed to symptoms, due to high incidence of diarrhea
Groton, CT symptoms in PDX group in the controls
Knirsch, 1974 57 males received 0, 35 or 75 g/day PDX for 2 weeks Two cases of mild diarrhea in 35 g/day group. PDX well tolerated in this study
Pfizer Central Res., No diarrhea in 75 g/day group. More G.I.
Groton, CT symptoms at 75 g/day

M.T. Flood et al. / Food and Chemical Toxicology 42 (2004) 1531–1542


Raphan, 1975a 21 males and females received increasing doses of Mean laxation threshold 88 g/person for Supports maximum tolerated dose of 50 g for PDX. Several
Pfizer Central Res., placebo, sorbitol, and PDX. Doses discontinued at PDX, 71 g/person for sorbitol; maximum participants had no laxation at 130 g
Groton, CT pre-established laxation endpoint. PDX doses were tolerated doses for PDX varied from 50 to
40–130 g/day 130 g
Raphan, 1975b 38 males and females received 30 g PDX/day for 5 21 incidences of ‘‘changed stool conditions’’, Not designed to determine tolerance limits. Doses were adjusted
Pfizer Central Res., weeks, 45 g/day for 3 weeks, 60 g/day for 4 weeks. softening to diarrhea vs. 6 incidences in to minimize symptoms
Groton, CT 13 controls controls
Bunde, 1975 4 week study. 108 children and adolescents, ages 2– Some episodes of diarrhea, but isolated and Despite large number of participants in study, only relatively
Hill Top Research, 16, divided into groups according to age, received transient. Overall, 36 episodes out of 1,596 small numbers in given age groups received PDX. Data support
Miamiville, OH placebo or PDX at 500 mg/kg bw during week one, subject days. Diarrhea more frequent in 2–3 conclusion from other studies that on a unit weight basis, children
750 mg/kg bw during week two and 1000 mg/kg bw year age group––16 episodes out of 308 are no more sensitive to low digestible carbohydrates than are
during weeks 3–4. 11 children aged 2–3 received subject days. No episodes of diarrhea in adults. Zero incidence of diarrhea in placebo group is surprising
PDX placebo group
McMahon, 1974 Fasted 10 male and female diabetics received 50 g No diarrhea observed Not designed as laxation study. Supports maximum tolerated
Tulane Univ. School slug dose PDX with varying amounts of glucose dose of 50 g. Single dose administered to fasted subjects
of Medicine, represents worst case ingestion scenario
New Orleans, LA
Scrimshaw and 10 males and females received 30 g/day PDX during No significant increase in diarrhea vs. controls Supports maximum tolerated dose of 50 g. Small number of
Young, 1977; the first week, 40 g/day the second week, and 50 participants. A metabolic balance study
Dept. of Nutrition and g/day for the following 3 weeks. 6 control subjects
Food Science,
Mass. Institute of
Technology,
Cambridge, MA
Beer, 1989 24 fasted adult males received, on different days, 0, No laxation observed Supports maximum tolerated dose of greater than 50 g
Univ. Texas 1, 2, 3 and 4 candy bars containing 14.4 g PDX each
Health Science Center,
San Antonio, TX
Curtis, 1991 160 females received 1, 2, 3 or 4 confections each No significant increase in diarrhea vs. controls Supports maximum tolerated dose of greater than 40 g for
Harris Labs, containing 10.1 g PDX. 40 received placebo females
Lincoln, NE
M.T. Flood et al. / Food and Chemical Toxicology 42 (2004) 1531–1542 1537

recorded included peak time, peak level, area under ipants in eight groups received 1, 2, 3, or 4 confec-
the curve (AUC), and area above baseline level. tions, at one hour intervals, each containing
Parameters in test groups 1–2 and 3–4 were compared caprenin and 10.1 g polydextrose or the conventional
by t-tests. sweetener and fat. Symptoms were noted over a 3-day
7. Scrimshaw and Young (1977). In a double-blind met- period, after which time the study was repeated with
abolic balance study, 16 healthy young adult male the crossover diet. In the remaining two groups, ca-
and female subjects, ages 18–23, received either a con- prenin and the conventional sweetener were com-
trol diet containing sucrose and fat or polydextrose pared to the conventional sweetener and fat.
for a total of 8 weeks. The first 2 weeks of the study Each subject was asked to evaluate a series of possible
served as a baseline period. During the third week, 10 gastrointestinal symptoms and their intensity at 24,
participants received 30 g/day polydextrose in ice 48, and 72 h after treatment. These included gas/wind,
cream, orange juice, and gelatin dessert. The dosage bloating, heartburn, overall feeling, belching, cramp-
was raised to 40 g/day during the fourth week and ing/abdominal gas, nausea, urgency, and diarrhea.
to 50 g/day during weeks 5–8. The remaining six sub- Statistical analyses were performed with the SAS
jects served as the control group. system Version 6.03 or 6.04. Symptoms in those
Blood measurements included complete blood count receiving polydextrose were evaluated relative to those
(CBC) with differential and platelet count, and serum receiving placebos by crossover analysis of variance.
was analyzed for urea nitrogen (BUN), uric acid,
cholesterol, total protein, albumin, transaminase
(SGOT and SGPT), lactic dehydrogenase, alkaline 4. Results
phosphatase, inorganic phosphorous, calcium, total
bilirubin, triglycerides, chloride, iron, transferrin, Protocols and results are summarized in Table 2.
potassium, sodium, zinc, vitamin A, carotene, vitamin
E, vitamin C, folic acid, glucose, and prothrombin 1. Alter (1974). Eleven out of 20 participants from the
time (the latter at termination). Urine analysis in- polydextrose group were dropped because of diar-
cluded total nitrogen, calcium, sodium, potassium, rhea, five during the first week, three during the sec-
zinc, riboflavin, thiamin and creatinine. Fecal deter- ond week, and three during the last week. Five out
minations included total nitrogen, total fat, calcium, of nine participants from the placebo group were
potassium, sodium, iron, zinc and moisture. Mean dropped because of diarrhea, all at the end of the
urine and fecal calcium, sodium, potassium, iron, third week. Overall, gastrointestinal symptoms in
nitrogen, and zinc were compared to dietary intake to the polydextrose group were higher than in the pla-
determine nutrient balance. Data were evaluated cebo group. Mean lipids and nitrogen in feces did
through analysis of variance and covariance. not differ significantly between the placebo and poly-
8. Beer (1989). In a double-blind, randomized study, 24 dextrose group. Mean percentage hydration, potas-
fasted adult males, ages 21–32, received 1–4 candy sium, calcium, and pH declined during the first
bars containing 0 or 14.4 g polydextrose per bar. week of treatment, but the declines were not signifi-
All subjects received 1, 2, 3 and 4 bars containing cant after the second week of treatment. There were
polydextrose or corresponding controls (sucrose + no significant differences in mean transit times, but
corn syrup) (eight tests per subject). Breath samples individual variability within treatment groups was
were analyzed for hydrogen (breath hydrogen re- very high. Because of the high dropout rate, the sig-
sponse, BHR) before, during, and 8 h after ingestion nificance of the results is questionable.
of the test substance. Lactulose (10 g in 15 ml), which The author concluded that polydextrose was not well
is completely non-digested in the small intestine, was tolerated; but because about the same percentage of
ingested as a reference for BHR by all subjects in a participants receiving the placebo were dropped due
baseline study prior to the candy bar study. to diarrhea, it is possible that the milk drink may
Two-way analysis of variance was used for all breath have contributed to the symptoms.
hydrogen parameters to determine the effect of time, 2. Knirsch (1974). All subjects completed the study and
dose, and product. Chi-square analysis was per- polydextrose was generally well tolerated. Two cases
formed for all subjective responses of symptoms of mild diarrhea were observed in the groups receiv-
occurring at the time of peak BHR. ing 35 g/day, but no cases were observed at 75 g/
9. Curtis (1991). In a blind, two-way crossover study, day. In general, softer stools and increased flatus were
200 females, ages 19–50, divided into 10 parallel observed in the 35 g/day group relative to the con-
groups, received confections containing polydextrose trols. More frequent symptoms appeared at 75 g/day.
and caprenin (a triglyceride containing caprylic, cap- 3. Raphan (1975a). Maximum tolerated daily doses
ric, and behenic acids), a conventional sweetener and for polydextrose varied from 50 to 130 g. Maximum
fat, or a conventional sweetener and caprenin. Partic- tolerated daily doses for sorbitol varied from 30 to
1538 M.T. Flood et al. / Food and Chemical Toxicology 42 (2004) 1531–1542

110 g. Tolerance to both substances was a function of glucose + 50 g polydextrose (2), 50 g glucose (1), 50
body weight. The mean laxative threshold was found g glucose + 50 g polydextrose (1), and 50 g polydext-
to be 1.3 g/kg bw (90 g/person) for polydextrose and rose (1). Considering the high dose, and the fact that
1.0 kg bw (70 g/person) for sorbitol. the subjects consumed the test solution on an empty
Four of the volunteers on polydextrose and seven on stomach, polydextrose was judged to be well toler-
sorbitol requested dose discontinuance before expe- ated.
riencing a laxative effect. The major reported reasons 7. Scrimshaw and Young (1977). During the fourth
were flatulence and cramping. The mean threshold week, one subject receiving polydextrose requested
dose for these effects was 90 g/day for the polydextrose and received medication for watery stools. After 2
group and 67 g/day for the sorbitol group. These doses days, medication was discontinued and the subject
approximate the mean respective doses for laxative completed the study. One of the subjects receiving
effects, even though the reasons for intolerance were the control diet had episodes of watery stools on days
different. Two subjects tolerated the maximum dose of 3, 14, 15, and 16 of the study. Increased flatulence
polydextrose (130 g/day), and one of these also tol- and softer stools were generally experienced in the
erated the maximum dose of sorbitol (110 g/day). treated group. Stool weight and moisture increased
About 70% of the volunteers reached the laxative ef- in the treated group, as expected. Hematological
fect endpoint without requesting that the doses be and clinical chemistry parameters did not show any
discontinued, implying that they possibly could have treatment related effects, including electrolytes and
‘‘tolerated’’ doses at higher doses. No diarrhea was vitamins. Metabolic balance studies revealed no dif-
reported by any of the subjects during this study. ferences in utilization of calcium, sodium, potassium,
4. Raphan (1975b). A total of 21 instances of ‘‘changed iron, zinc, or nitrogen between those receiving poly-
stool conditions,’’ from softening to diarrhea, were dextrose and those receiving the control diet. The ab-
observed in the polydextrose groups, versus six inci- sence of detectible changes in nutrient utilization led
dences in the placebo control. Based on the number to the conclusion that polydextrose can be ingested
of participants, the percentage of ‘‘changed stool con- and tolerated without any untoward metabolic and
ditions’’ was only slightly higher in the treated nutritional consequences in healthy adult subjects.
groups. Gastrointestinal side effects were described No diarrhea was reported by any of the subjects dur-
as ‘‘mild’’. A small decrease in mean body weight in ing this study.
the polydextrose group of about 0.1 lb/wk was signif- 8. Beer (1989). An increase in flatus was observed in the
icant ðp 6 0:05Þ. There was no significant difference in group receiving the highest polydextrose dose (58 g),
transit times, hematology, clinical chemistry, or uri- but the increase was not significant. Breath hydrogen
nalysis parameters between the polydextrose group increased to a maximum about 180 min after inges-
and the control group. tion of 2, 3, or 4 bars containing polydextrose. Breath
5. Bunde (1975). Two subjects (one placebo, one poly- hydrogen from those receiving 1 bar was not different
dextrose) failed to complete the study for reasons from those receiving the control bars. No diarrhea
unrelated to gastrointestinal symptoms. Episodes of was reported.
diarrhea occurred in the polydextrose groups, but 9. Curtis (1991). All 200 participants completed the
the occurrences were isolated and transient. Inci- study. A higher level of flatulence was the only statis-
dences of diarrhea were lower in the higher age tically significant difference between the polydextrose
group, and there was no dose dependence. In the 2– groups and the controls when 3 or fewer bars were
3 year age group, six out of 11 subjects experienced consumed. Additional side effects, such as bloating
one or more episodes of diarrhea over the 4-week test and urgency, were observed relative to the controls
period. In this age group, there were 16 episodes out in groups receiving 4 bars. There were no significant
of 308 subject days. However, in every age group, differences between groups receiving polydextrose
diarrhea was transient (occurred on a single day) in and the control groups in belching, loose stools, or
virtually all cases and disappeared spontaneously diarrhea. In the fifth group, there were no significant
although administration of polydextrose was contin- differences in side effects between those receiving con-
ued. Overall, there were 36 episodes out of 1596 sub- fections containing caprenin and those receiving the
ject days. Flatulence was the only side effect persisting conventional confections.
more than 2 days that was determined to be statisti-
cally significant. There were no abnormalities in
blood or urine chemistries.
6. McMahon (1974). All participants completed the 5. Published studies on polydextrose relevant to laxation
study and the greatest reporting of side effects was
with the administration of 100 g glucose. Diarrhea Three studies have been published in which laxation
was noted on six occasions: 100 g glucose (1), 100 g was one of the principal endpoints:
M.T. Flood et al. / Food and Chemical Toxicology 42 (2004) 1531–1542 1539

1. Zhong et al. (2000). In this double-blind study, 120 2 week intervals. Polydextrose supplementation in-
healthy men and women were randomly assigned to creased fecal weight and decreased fecal pH. Stool
one of four groups, receiving 0, 4, 8, or 12 g of poly- water content remained unchanged, an indication
dextrose in 100 ml water for 28 days. Physiologic that diarrhea did not occur, although this was not
functions recorded included frequency and ease of stated explicitly. A significant reduction of Clostrid-
defecation, abdominal distension, abdominal cramps, ium species in feces was observed after ingestion of
diarrhea, and various hypoglycemic symptoms. Each polydextrose. No significant differences were ob-
symptom was numerically rated on a predetermined served in Lactobacillus or Bifidobacterium species.
scale. 3. Saku et al. (1991). In a study designed to measure the
Fecal weights increased, as did frequency and ease of effects of polydextrose on serum lipids, lipoproteins,
defecation, but there were no reports of abdominal and apolipoproteins, 61 healthy volunteers received
cramps, diarrhea, or adverse hypoglycemic symp- 15 g/d polydextrose in 3 doses for 2 months. Soft
toms. No significant change was observed in blood stools or diarrhea were reported by 56% of the sub-
lipids, a result that was expected due to the low fat jects during the first month and by 53% during the
content of the Chinese diet consumed by the partici- second month. Two subjects stopped taking poly-
pants. Similar to effects observed from other dietary dextrose during the first month of treatment because
fibers, populations of Bacteroides species decreased in of diarrhea.
the feces, whereas Lactobacillus and Bifidobacterium In this paper, diarrhea was not defined. The category
species increased in all groups receiving polydextrose. ‘‘loose stools and diarrhea’’ is broad and could well
2. Nakagawa et al. (1990). In a Latin Square crossover include desirable laxation effects. This is the only
designed study, 22 adolescent females received bever- study, other than the study on children by Bunde
ages containing 0, 5, 7, or 10 g polydextrose. (1975), in which diarrhea was reported at such a low
Although stools became softer, the frequency and dose. Because the study was not designed as a laxa-
feeling of defecation were unaffected by polydextrose tion study, and a detailed description of the reported
intake. laxative effects is lacking, this study is not considered
3. Tomlin and Read (1988). Twelve healthy male volun- useful in establishing a laxative threshold.
teers received 30 g polydextrose daily with or without
an additional 2 g ispaghula husk, or 7 g/day ispaghula
in 3 divided doses for 10 days. In a second experiment 6. Discussion
12 males received 10 g polydextrose and 2 g ispaghula
per day for 10 days. During the 10-day test periods, Results from these studies support a mean laxative
subjects kept a diary of the time of defecation, the threshold of about 90 g/day for adults (1.3 g/kg bw/day)
form and consistency of their stools (by comparison or 50 g (0.7 g/kg bw) as a single dose, as concluded by
with a set of standard photographs and descriptions), JECFA (1987) and the EC/SCF (1990). Therefore, the
the time of any episodes of flatulence (second study practical no-effect dose for polydextrose is about 50 g/
only), and any subjective symptoms. day (0.7 g/kg bw). These values are probably conserva-
Stool consistency was softer in the subjects receiving tive because of the study methodologies (discussed
30 g, but not those receiving 10 g. Transit time and above) and time limitations of the studies.
defecation frequency were not affected in either study. The mean laxation threshold for sorbitol, found by
Diarrhea was not mentioned as a result. In this study, Raphan (1975a) to be 70 g/day, agrees very well with the
stools softening was considered a desirable result. value of 71 g/day estimated by Patil et al. (1987). Be-
cause of its much higher average molecular weight, it is
An additional three published studies were designed not surprising that polydextrose has a higher mean
to measure endpoints other than laxation: laxation threshold than sorbitol (affirmed GRAS under
21 CFR 184.1835). Tolerance to polydextrose also
1. Achour et al. (1994). In a study designed to measure compares favorably to that of fructo-oligosaccharide,
the energy value of polydextrose, seven healthy male oligofructose, and inulin, for which the minimum laxa-
volunteers received 30 g of polydextrose daily, in 3 di- tive threshold is 20–30 g/day (Carabin and Flamm,
vided doses with meals, for 30 days after an initial 8 1999; Briet et al., 1995; Coussement, 1999), and D -tag-
day control period. Fecal weight tended to increase atose, for which the minimum laxative threshold is 20–
when polydextrose was ingested, but none of the vol- 30 g/day (Storey and Lee, 1999; Buemann et al., 1999).
unteers experienced adverse symptoms. Fructo-oligosaccharide, D -tagatose, and inulin have
2. Endo et al. (1991). In a crossover design, eight successfully completed FDA’s GRAS notification pro-
healthy volunteers received a low cholesterol diet, a cess (GRN 44, 78, and 118, respectively).
high cholesterol diet, and a high cholesterol diet sup- A few episodes of diarrhea did occur in the Bunde
plemented with 15 g polydextrose daily at consecutive study (1975) in children, but the effects were isolated and
1540 M.T. Flood et al. / Food and Chemical Toxicology 42 (2004) 1531–1542

transient, and no subject withdrew because of laxation almost all low caloric carbohydrates in commercial use.
symptoms. A weakness of this study is the relatively few The potential for diarrhea arising from use of poly-
participants in any single dose group. Although 108 dextrose is low, and there should be no safety concern
children participated in the study, only 11–12 subjects in over occasional episodes of diarrhea that may arise from
a given age group received polydextrose. consumption of large amounts of this substance.
There are controlled studies in which children (over 5

years of age) received polyols (Akerblom et al., 1981;
Uhari et al., 1996; Paige et al., 1992; Storey et al., 2002; Acknowledgements
Carabin and Flamm, 1999). Since the diarrhea induced
by polyols is the same type of diarrhea induced by The authors are grateful for the excellent work of the
polydextrose (i.e., osmotic diarrhea), the results are di- eight investigators whose studies are described herein
rectly relevant to polydextrose. Taken in aggregate, the (see Tables 2 and 3). We also acknowledge the kind
studies demonstrate that children are no more sensitive assistance of Dr. Nino Binns of McNeil Specialties
to polyols than are adults when the doses are adminis- (formerly of Pfizer Central Research) and Dr. Randall
tered on a body weight basis. Buddington of Mississippi State University for their
There is evidence that children under 5 years of age contributions, and Dr. James Heimbach and Dr. George
are more sensitive to certain carbohydrates. It is known Burdock for their review of the manuscript.
that ingestion of fruit juices, such as apple or pear juice, Names of the principal investigators and and ad-
is one cause of chronic non-specific diarrhea (CNSD) dresses of the institutions where the work was done:
(Ament, 1996; Nobigrot et al., 1997; Kneepkens et al., Study 1: Dr. Sheldon Alter, Pfizer Central Research,
1989). More than 90% of cases of CNSD spontaneously Eastern Point Road, Groton, CT 06340; Study 2: Dr.
resolve by the time the patient is 39 months of age Anthony K. Knirsch, Pfizer Central Research, Eastern
(Ament, 1996). There is some dispute whether the Point Road, Groton, CT 06340; Studies 3 and 4: Dr.
compound primarily responsible for diarrhea from fruit Harvey Raphan, Pfizer Central Research, Eastern Point
juices is fructose or sorbitol, but there is agreement that Road, Groton, CT 06340; Study 5: Dr. Carl A. Bunde,
both substances may contribute to diarrhea. The in- Hill Top Research, Miamiville, OH 45147; Study 6: Dr.
creased incidence of diarrhea arising from reduced F. Gilbert McMahon, Tulane University School of
absorption of a substance in the small intestine of chil- Medicine, 1430 Tulane Avenue, New Orleans, LA
dren relative to adults would not be directly relevant 70118; Study 7: Drs. Nevin S. Scrimshaw and Vernon R.
to the gastrointestinal effects of polydextrose because Young, Department of Nutrition and Food Science,
polydextrose is almost completely unabsorbed in the Massachusetts Institute of Technology, 77 Massachu-
small intestine of adults as well as in children. Factors setts Avenue, Cambridge, MA 02139; Study 8: Dr.
that might increase diarrhea in susceptible infants from William H. Beer, University of Texas Health Sciences
a substance not digested in the small intestine would be Center, San Antonio, TX; Study 9: Dr. Gary L. Curtis,
reduced transit times and incompletely developed co- Harris Laboratories, Inc., 624 Peach Street, Lincoln, NE
lonic flora. 68501.
Therefore, the polydextrose data are consistent with
results observed with other low digestible carbohy-
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