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Introduction: The potential to improve facial esthetics is often the deciding factor in treatment planning of
borderline orthodontic patients who can be treated with either orthognathic surgery or dental camouflage.
The purpose of this study was to determine the degree of skeletal and soft-tissue Class II disharmony
necessary before a significant esthetic benefit is derived from mandibular advancement surgery. Methods:
Twenty laypeople, 20 orthodontists, and 20 oral surgeons rated the attractiveness of before and after
treatment profiles of 20 mandibular advancement patients using a 5-point Likert scale. The Spearman rank
correlation tested for relationships between amount of profile change and varying pretreatment ANB and
profile angles. Plots of the distribution of profile changes with varying ANB and profile angles were then
examined. Results: There was a tendency for inverse correlations between profile change and profile angle,
and for positive correlations between profile change and ANB angles, but only the relationship between
profile change and ANB angles judged by the orthodontists was statistically significant (P ⬍0.05).
Orthodontists, oral surgeons, and laypeople found that profiles consistently improved when profile angles
were ⱕ159°, ⱕ158°, and ⱕ157°, respectively. Orthodontists and oral surgeons found profiles consistently
improved when ANB angles were ⱖ5.5° and ⱖ6.5°, respectively, whereas laypeople showed no trend
between ANB angle and profile change. The incidence of having less desirable profiles after treatment was
2.6 to 5.0 times higher when the pretreatment profile angles were larger than the threshold profile angles, and
4.5 to 7.9 times higher when the pretreatment ANB angles were less than threshold ANB angles.
Conclusions: Pretreatment profile angles ⬍160° and ANB angles ⬎6° are necessary for profiles to be
consistently perceived as improved after surgery and to minimize the incidence of the profile worsening after
treatment. (Am J Orthod Dentofacial Orthop 2009;135:66-72)
O
rthodontic treatment of up to 10% of patients the profile. Although treatment can improve facial
may be borderline between dental camouflage esthetics, lack of improvement or even worsening of
and orthognathic surgery.1 The decision-mak- esthetics can also occur with either treatment modality.
ing process is influenced by variables such as esthetics; Class II patients with poorer pretreatment esthetics and
patient desires, values, and cultural differences; orth- greater surgical advancements often benefit the most
odontist preferences; surgical expertise; and financial esthetically from treatment.3-5 Shelley et al5 reported
considerations.2 When considering the effect of treat- that laypeople and orthodontic residents found a pre-
ment on facial esthetics, when should one treatment treatment ANB angle of 6° as the threshold for predict-
method be preferred over the other in borderline cases? ing whether mandibular advancement surgery will pro-
Nongrowing skeletal Class II patients can be treated duce significant esthetic changes. Profiles improved by
with either dental camouflage or orthognathic surgery 45% in patients with an initial ANB angle ⱖ6°, but
to advance the mandible and improve the convexity of those with an initial ANB ⬍6° did not have statistically
significant overall posttreatment changes, and half of
a
Private practice, Winnipeg, Manitoba, Canada. them were perceived to have worse esthetics.
b
Assistant professor, Division of Orthodontics, University of Manitoba, Win-
nipeg, Manitoba, Canada. Because of the large variation in soft tissues,
c
Professor and chair, Division of Orthodontics, University of Manitoba, measurements and guidelines based on hard-tissue
Winnipeg, Manitoba, Canada.
d
Private practice, St. Catharines and Niagara Falls, Ontario, Canada.
relationships might not necessarily correlate to the
e
Assistant professor, Division of Orthodontics, University of Manitoba, Win- actual soft tissues. Park and Burstone6 reported patients
nipeg, Manitoba, Canada. with similar hard-tissue convexity angles but soft-tissue
Reprint requests to: Susan Tsang, c/o University of Manitoba, Faculty of
Dentistry, 780 Bannatyne Ave, Winnipeg, Manitoba, R3E 0W2, Canada; email,
profile angle (PA) values that differed by as much as
s_tsang2@hotmail.com. 22°. The PA—the obtuse angle formed by lines con-
Submitted, October 2006; revised and accepted, January 2007. necting soft-tissue glabella, subnasale, and soft-tissue
0889-5406/$36.00
Copyright © 2009 by the American Association of Orthodontists. pogonion— describes the general harmony of the up-
doi:10.1016/j.ajodo.2007.01.033 per, middle, and lower soft-tissue profile, and a Class I
66
American Journal of Orthodontics and Dentofacial Orthopedics Tsang et al 67
Volume 135, Number 1
skeletal relationship is represented by a PA of 165° to 8.1, Ottawa, Ontario, Canada). The images were ori-
175°.7 Angles below or above this range represent ented with FH parallel to the top edge of the screen and
Class II or Class III skeletal relationships, respectively. filled in with black to produce silhouettes (Fig 1).
The PA has been suggested as the most critical deter- The 20 pretreatment and 20 posttreatment profile
minant of the need for anteroposterior surgical correc- silhouettes were randomized and placed into a Power-
tion because variations in soft-tissue thickness are not Point presentation (Microsoft, Mississauga, Ontario,
usually responsible for deviations beyond the normal Canada). Three unrelated silhouettes were added at the
range, and departures from the norm indicate signifi- beginning of the slide show to familiarize participants
cant underlying skeletal disharmony.7 with the procedure but were not used for subsequent
When considering mandibular advancement to im- data analysis. Seven of the 40 silhouettes were ran-
prove facial appearance in borderline patients, it is domly placed in the presentation a second time to test
important to identify those who will most likely have a for intraobserver reliability. The participants were un-
clinically noticeable profile improvement. Therefore, aware that there were duplicate images. Responses
the purpose of this study was to establish guidelines to from the first time the profiles were rated were used to
recommend mandibular advancement surgery to pro- calculate changes in profile. The slide show was viewed
duce noticeable profile improvement based on the on a computer monitor, with the 3 introductory slides
severity of the initial hard- and soft-tissue anteroposte- shown for 20, 15, and 10 seconds each, and the
rior disharmony. remaining 47 slides shown for 10 seconds each.
Twenty orthodontists, 20 oral and maxillofacial
MATERIAL AND METHODS surgeons who perform orthognathic surgery, and 20
Charts of 20 patients treated with a combination of laypeople without dental-related training comprised the
orthodontics and mandibular advancement surgery at 3 panels. They evaluated the 50 profile silhouettes and
the University of Manitoba Graduate Orthodontics gave each an esthetic score on a 5-point Likert scale
Clinic, Winnipeg, Manitoba, Canada, were selected. having the terms “very unattractive,” “unattractive,”
Diagnostic records were taken before treatment (T1) “fair,” “attractive,” and “very attractive.”5,9
and at appliance removal (T2). No preference was Statistical analyses were performed with statistical
given to the amount of initial skeletal anteroposterior software (version 9.1.3, SAS Institute, Cary, NC).
discrepancy, patient sex or ethnicity, tooth extractions, Treatment changes in MPA, SNA, SNB, ANB, and PA
method of skeletal fixation, use of a surgical splint, or from T1 to T2 were individually evaluated by using 5
type of occlusion at the end of treatment. paired Student t tests for repeated measurements (mul-
The sample was limited to patients with a mandib- tiple univariate analysis). With 5 independent t tests,
ular plane to sella-nasion angle (MPA) at T1 of 33° ⫾ statistical significance was taken at P ⬍0.05 divided by
6° to eliminate those with excessive or deficient vertical 5, or 0.01 level. Pearson correlation tests were con-
face heights.8 Patients with craniofacial anomalies, ducted between pretreatment ANB angle and PA using
maxillary surgery, or genioplasty were excluded. a significance level of P ⬍0.05.
Charts with missing lateral cephalometric radiographs Changes in patient profiles were calculated as the
and those with unclear soft-tissue contours of the difference between T2 and T1 esthetic scores. Differ-
forehead and profile were also excluded. ences ⬎0 indicated profile improvement with treat-
T1 and T2 lateral cephalometric radiographs were ment, scores ⬍0 indicated worsening of the profile, and
hand traced on acetate paper. The soft-tissue profile differences equal to zero indicated no change with
was traced on acetate from a point superior to glabella treatment. With 20 persons in each panel evaluating 20
to a point past the neck-throat point. One operator profiles, there were 400 judgments from each panel.
(S.T.) manually measured PA and ANB angles to the Each group of 400 judgments was plotted on 3-dimen-
nearest 0.5° using a protractor with 1° increments. To sional scatterplots to graphically depict the frequency
orientate a subject’s T1 and T2 tracings to the same of profile changes at varying ANB and PA at T1.
head position, the 2 tracings were superimposed on the Similar to the study of Shelly et al,5 the plots were
anterior cranial base to confirm whether the Frankfort examined for threshold ANB and PA values where the
horizontal (FH) planes were coincident.5 If the FH esthetic scores from T1 to T2 consistently improved
planes at T1 and T2 were not coincident, the FH plane (⬍1% of the 400 points are ⬍0). Based on the number
at T1 was transferred to the T2 tracing. Profiles were of evaluations that were either above or below the
scanned at 200 dpi on a flatbed scanner (CanoScan Lide threshold, the incidence of profile worsening at the
30, Canon, Mississauga, Ontario, Canada) and im- ANB and PA above or below the threshold was
ported into Jasc Paint Shop Pro (Jasc Software, version calculated as the proportion in each circumstance ⬍0.
68 Tsang et al American Journal of Orthodontics and Dentofacial Orthopedics
January 2009
Angle Mean (SD) Min Max Mean (SD) Min Max Mean (SD) Min Max
MPA 32.7 (3.1) 28.0 38.0 36.3 (3.6) 29.0 43.0 3.6 (2.7)* ⫺1.0 9.0
SNA 80.3 (4.1) 74.0 92.0 80.3 (3.6) 75.0 91.0 ⫺0.1 (2.1) ⫺5.0 4.5
SNB 74.0 (3.6) 69.0 83.0 76.6 (3.0) 72.0 84.0 2.5 (1.8)* ⫺2.0 6.5
ANB 6.3 (1.7) 3.5 10.0 3.7 (1.6) 1.0 7.0 ⫺2.6 (1.2)* ⫺0.5 ⫺5.0
PA 161.0 (4.6) 152.0 170.0 165.3 (4.3) 156.0 172.0 4.3 (3.2)* ⫺2.0 12.0
Fig 6. Laypeople’s evaluations of profiles with varying Fig 8. Oral surgeons’ evaluations of profiles with vary-
initial PA values (n ⫽ 400). PA values ⱕ157° consistently ing initial ANB values (n ⫽ 400). ANB values ⱖ6.5°
had a positive change in profile after treatment (shaded consistently had a positive change in profile after treat-
area). ment (shaded area).
Fig 7. Orthodontists’ evaluations of profiles with vary- Orthodontists 5.5° 6.11% 1.36%
ing initial ANB values (n ⫽ 400). ANB values ⱖ5.5° Oral surgeons 6.5° 13.2% 1.67%
consistently had a positive change in profile after treat-
ment (shaded area).
illa position, but it increased mandibular prominence
DeSmit and Dermaut14 reported no significant differ- and decreased facial convexity.
ences in the esthetic evaluation of profiles regardless of Limiting the study sample to those with an average
whether they are evaluated as male or female. MPA was done to exclude extreme forward or back-
The nonstatistically significant relationship be- ward rotators and to minimize the confounding effects
tween the ANB and PA reinforces the importance of of surgically induced vertical changes. Increases in
expanding treatment planning and cephalometrics be- facial height with mandibular advancement are favor-
yond just the hard-tissue skeleton, particularly when able with a short face height but detrimental if the
treatment objectives are aimed both to correct a skeletal preexisting excessive face height is further increased.
malocclusion and change the soft-tissue profile. The Vertical profile changes have a greater effect on the
definition of PA by Arnett and Bergman7 would clas- perception of a profile than anteroposterior changes,
sify the 161° mean PA at T1 of the sample as indicating with negative effects particularly pronounced when
underlying Class II skeletal patterns that are most face height is excessively increased.14
appropriately treated surgically. As expected after man- Figure 10 shows a patient from the sample who had
dibular advancement, treatment had no effect on max- minimal or negative profile changes with treatment,
American Journal of Orthodontics and Dentofacial Orthopedics Tsang et al 71
Volume 135, Number 1
narrowest range. The laypeople showed a tendency to 2. Arnett GW, McLaughlin RP. Overview—treatment goals restated.
be less consistent than the other 2 groups in how they In: Arnett GW, McLaughlin RP, editors. Facial and dental planning
for orthodontists and oral surgeons. St Louis: Mosby; 2004. p 1-11.
rated the profiles, with lower correlations and the
3. Dunlevy HA, White RP, Turvey TA. Professional and lay
widest range. Correlation coefficients from this study judgment of facial esthetic changes following orthognathic
are similar to findings of other profile evaluation surgery. Int J Adult Orthod Orthognath Surg 1987;2:151-8.
studies, whose average correlations ranged from 0.46 to 4. Proffit WR, Phillips C, Douvartzidis N. A comparison of
0.78.18,21 Maple et al,18 however, reported that layper- outcomes of orthodontic and surgical-orthodontic treatment of
sons had the highest correlation coefficients because Class II malocclusion in adults. Am J Orthod Dentofacial Orthop
1992;101:556-65.
professionals “overevaluate” profiles rather than giving
5. Shelly AD, Southard TE, Southard KA, Casko JS, Jakobson JR,
an initial reaction to the overall profile. Fridrich KL, et al. Evaluation of profile esthetic change with
Genioplasty procedures are often done with mandib- mandibular advancement surgery. Am J Orthod Dentofacial
ular advancement if further chin projection is needed and Orthop 2000;117:630-7.
patients have a flat or insufficient mentolabial contour. 6. Park YC, Burstone CJ. Soft-tissue profile—fallacies of hard-
Since our sample included patients treated without genio- tissue standards in treatment planning. Am J Orthod Dentofacial
plasty, the addition of advancement genioplasty in some Orthop 1986;90:52-62.
7. Arnett GW, Bergman RT. Facial keys to orthodontic diagnosis
patients might have resulted in more positive changes.
and treatment planning. Part II. Am J Orthod Dentofacial Orthop
Treatment, however, can still be considered successful in 1993;103:395-411.
spite of a lack of significant anteroposterior change if there 8. Björk A. The relationship of the jaws to the cranium. In:
was functional or vertical improvement.5 Lundstrom A, editor. Introduction to orthodontics. New York:
Although the use of profile silhouettes minimizes McGraw Hill; 1960. p. 104-40.
confounding factors, such as sex, complexion, hair color 9. Dongieux J, Sassouni V. The contribution of mandibular positioned
variation to facial esthetics. Angle Orthod 1980;50:334-9.
and style, and facial expression when evaluating treatment
10. Bailey LJ, Haltiwanger LH, Blakey GH, Proffit WR. Who seeks
effects on facial profiles, it does not prevent variables such surgical-orthodontic treatment: a current review. Int J Adult
as lip protrusion, lip competence, and nasolabial angle Orthod Orthognath Surg 2001;16:280-92.
from affecting the evaluation. If orthodontic treatment 11. Sergl HG, Zentner A, Krause G. An experimental study of the
altered incisor position and affected overlying soft tissues, esthetic effect of facial profiles. J Orofac Orthop 1998;59:116-26.
esthetic scores might reflect positive or negative changes 12. McCollum T. TOMAC: an orthognathic treatment planning
in these soft tissues, rather than reflecting the changes (or system. Part 1 soft tissue analysis. J Clin Orthod 2001;35:356-64.
13. Sarver DM, Proffit WR, Ackerman JL. Evaluation of facial soft
lack of changes) after mandibular surgery.
tissues. In: Proffit WR, White RP, Sarver DM, editors. Contem-
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CONCLUSIONS
Mosby; 2003. p. 92-126.
1. There is a trend for more acute PA values and severe 14. De Smit A, Dermaut L. Soft-tissue profile preferences. Am J
Class II skeletal relationships to have increasing es- Orthod 1984;86:67-73.
15. Phillips C, Tulloch C, Dann C. Rating facial attractiveness.
thetic profile improvements after mandibular ad-
Community Dent Oral Epidemiol 1992;20:214-20.
vancement, but this was statistically significant only 16. Michiels G, Sather AH. Determinants of facial attractiveness in a
between 40% of the orthodontists and ANB angles. sample of white women. Int J Orthod Orthognath Surg 1994;9:95-
2. Patients with a PA ⬍160° or an ANB of ⬎6° are 103.
more likely to have profile improvements after 17. O’Neil KO, Harkness M, Knight R. Ratings of profile attractive-
treatment with orthodontics and mandibular ad- ness after functional appliance treatment. Am J Orthod Dento-
facial Orthop 2000;118:371-6.
vancement surgery.
18. Maple JR, Vig KWL, Beck M, Larsen PE, Shanker S. A
3. Although most patients have profile improvements comparison of providers’ and consumers’ perceptions of facial-
after mandibular advancement surgery, there is a profile attractiveness. Am J Orthod Dentofacial Orthop 2005;
2.6 to 5 times increase in the incidence of profile 128:690-6.
worsening when the initial PA values are above the 19. Aitkin RCB. Measurement of feelings using visual analogue
threshold and a 4.5 to 7.9 times increase when the scales. Proc R Soc Med 1969;62:989-93.
initial ANB is below the threshold. 20. Cassidy DW, Herbosa EG, Rotskoff KS, Johnston LE. A compar-
ison of surgery and orthodontics in “borderline” adults with Class II,
Division 1 malocclusions. Am J Orthod Dentofacial Orthop 1993;
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