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INSIDE EVERY WHITE BOX THERE ARE TWO BLACK

BOXES TRYING TO GET OUT’


by Ranulph Glanville
Portsmouth Polytechnic, England

The nature of the blackness of a black box (when an observer does not know what is
going on inside the black box) and its whiteness (when an observer believes that he
knows what is going on inside the black box) is considered and is applied to a description
that is built by an observer of that black box. It is shown that while whiteness may be
believed to have been reached within a system, such a system, nevertheless, remains
black on the outside. This understanding is considered because it sheds light not only
on black boxes and knowledge, but also on certain very basic cybernetic and broad
psychological concepts.
KEY WORDS: conceptual system, individual, behavior, black box, white box, cybernetics, feedback, input,
output, Object, self-reproduction.
013

is based on a premise first


T HIS PAPER
clearly articulated by W. Ross Ashby as:
in his “Introduction to Cybernetics” (1956).
Briefly, a black box can be characterized

(a) being believed to be distinct,


Here, Ashby claims that everything that we (b) having observable (and relatable) in-
observe is a black box, and that a major puts and outputs,
function of human intelligence is in building (c) being black (that is, opaque to the
working descriptions of these black boxes, observer).
that is, in making them white. The distinctness of the black box, thus,
In order to understand this claim, we comes about not through our being able to
should look not only at what black and see it, but through our ability to register
white boxes are, but also at why they were change in signals, which we interpret as
invented. Their inventor was reported by being caused by the black box, and which
Wiener (1948) to have been the Scottish we examine over a period of time in order
physicist James Clerk Maxwell, who called to ascertain regularities in the changes be-
them into being (in much the same way as tween input and output which we can de-
his celebrated “Demon”) in order that he scribe. This process is the building of a
could justify the building of functioning functional description of the black box’s
descriptions (i.e., in his case, equations) behavior. Such a functional description will
that accounted for the observed behavior consist of a description of the observer’s
of some phenomenon when the workings of observed, regular relationship between the
that phenomenon were not clearly visible; inputs and the outputs, and, as the observer
it was, therefore, impossible to demonstrate constructs it, it will be tested for its work-
that the functioning of the description was ability by the observer providing selected
a mapping of the functioning of the phe- inputs and predicting the outputs from
nomenon. Thus, a black box gives us a these by the application of his functional
concept that allows us to handle what is, in description. This testing takes two forms-
effect, an unknown world: It is the state- Will it work next time? and Will it work for
ment of ignorance, of our ability to over- a completely new input (i.e., one not pre-
come and cope with ignorance, and thus is viously observed)? Should the functional
a primative of learning and, hence, of sci- description work, the assumption is made
ence.
Heinz von Foerster made the point about the assumed
IThe existence of this paper is largely due to the external environmental observer. This paper was pre-
continuous prompting of Annetta Pedretti. Christer sented a t the annual conference of the Cybernetics
Carlsson made the point about human transcendence; Society, London, September 1979.
1
Hehavioml Science. Volumr 27, 19H2
2 RANULPHGLANVILLE
that the observer knows what is going on their descriptions, as in (2) above, when
inside the black box, and therefore that the each part would also be a black box.
box is what is called white. This is not (4) Following on this argument, unless
actually so, however: What the observer we can recognize the parts as what they are
has is a functional description that has and as being parts, both of which depend
worked in the past. That it will continue to on descriptions having already been built,
do so is a pure article of faith: the black the parts are meaningless to us, and we
box’s regularity is an assumption. must, once again, treat them as unknowns
Now that we have clarified what a black and “find out how they work”-which is, of
box is, we can return to the claim that it is course, just what the black box is intended
as good a representation of reality as Ashby for.
asserted. There are five reasons for consid- (5) In our search for regularity we must
ering it to be so: remember that it also is a description. Our
(1) When we are faced with something wish to find regularity indicates our wish to
new, we do not know what the new thing is make descriptions.
(this is what new means). Thus, we are Should these reasons fail to convince you,
faced with something we do not know you may nevertheless read the paper con-
about. That is exactly what a black box is. sidering it as applying only to the most
It is also the situation faced all the time (as clear-cut and obvious cases where the black
far as we can tell-Piaget, 1955) by a new- box model can be applied, but without ac-
born child-and hence by all of us, some cepting the generality which I believe per-
time ago. If it was the child’s situation, then tains to it. This paper in part is based upon,
all our knowledge is based on functional develops, and duplicates some work in
descriptions made of black boxes. Glanville (1979b). However, the intentions
(2) A more philosophical reason is that in both papers are quite different, even if
which is implied in the assumption of the some of the arguments have appeared be-
constructivist mantle (which is what the fore.
black box implies). Behind this assumption
is the notion that, for instance, our experi- Consider an elementary black box. It can
ence of our perception of the world is in be represented as Fig. 1:
images, and not in electrical impulses-that Here I is the input (which may have
is, that our experience is an active interac- various values) and 0 is the output (which
tion with the (presumed) reality “out may also have various values). W is used
there,” (e.g., von Foerster, 1973, von Glas- here to represent the black box. The black
ersfeld, 1974, Gregory, 1973). This argu- box is distinct but opaque, and may be
ment is clearly founded in psychology, but considered as existing because the value of
similar ones abound. For instance, the con- I is assumed to be changed by it into a
cept is familiar in physics through Heisen- different value seen at 0. Unless there is
berg’s (1949) uncertainty principle and some change between I and 0, there is no
Bohr’s (1949) complementarity, and more reason to bother with the reputed black
recently through the amazing quarks, and box-and unless there is some change, of
their colorful gluons which render them some sort, the black box cannot be distin-
invisible (Glashow, 1975; t’Hooft 1980; Ja- guished. Thus, for at least one case
cob Landshaff, 1980; Nambu 1976). I # 0.
(3) The account for input and output

*
may generate a relation seen between them, The black box is a construct of an ob-
but this is not logically necessarily what is server. It is a product of the difference
“actually” happening, although it is often between the observer’s self and the other-
convenient and attractive to think it is.
This is exactly what the black box model
allows, and even were we (who knows how)
to crack open a black box and see the parts,
these must equally be perceived in terms of FIGURE1

Hchnvioral Srience. Volume 27. 1902


WHITE AND BLACK
BOXES 3
that (supposed) self of the black box-into that the observer has so far observed. f is
which the observer cannot enter. Thus, the what the observer believes the black box is,
black box is a machine with both input and since it accounts for its observed behavior,
output, and its value lies in the possibility and is based on what the observer believes
for the observer of these inputs and outputs the black box does.
to find some pattern that relates them (a
description that he can build) with some Consider the value of the observer con-
apparent regularity. The regularity can structed description f. It is a statement of
only be assumed since it is historical, and the observer’s belief. It is not what is in the
variation may occur at any time; and since black box (knowledge of which is by defi-
the regularity is in the observer’s descrip- nition denied), but it generates an iso-
tion. Black boxes are, it will be apparent, morphic mapping of the black box’s ob-
subject to the laws of description. served behavior and is thus assumed to
provide an isomorphic mapping of the black
Consider, now, how an observer and a box’s presumed structure. Thus, its value is
black box interact. The observer observes historical and presumptive.
the input and output which, through their A historical and presumptive description
nonequality create the distinction that jus- has no genuine predictive validity, although
tifies the existence of our assumption of the it may continue to work. However, it is
black box. Our diagram can now be ex- assumed to be static, and in constructing
tended, so that both the input and the the description and believing it to hold, the
output of the black box are inputs to the system of the black box and the observer is
observer (delineated by the open circle in stabilized. But this stability is very tenta-
Fig. 2). (The first assembly of automata in tive, just because the description made by
this configuration is to be found in von the observer of the black box is only a
Foerester, 1970.) historical superstition (Wittgenstein, 1961).
It is clear that if the observer wishes to In order to increase the range over which
form a description that constructs a rela- the description is known to have worked
tionship between I and 0 at various times, (thus increasing confidence in its correct-
the observer will compare I and 0 at these ness), the observer can provide new inputs,
various times and, by comparing these com- on top of those which have arrived from
parisons, will try to find some description the environment (of which the observer is
that accounts for these. (It is not an object of course part). This increases the range of
of this paper to account for the process of the inputs that the black box may process,
description building, but for a mechanism and, providing that the output matches that
that allows it see Glanville 1975, 1978b, predicted by the description, increases con-
1979 b.) fidence in that description as mapping the
Assume such a description has been black box’s supposed structure. (If it does
made. It can be characterized as some re- not, the description must be changed, which
lationship that will for every given I accu- involves further modifying the feedback
rately predict 0, and vice versa. Call this loop on the description itself, which will
description f, such that, for the observer, neither be depicted nor discussed here.) It
will be useful to leave the ambiguity for
O=f.I, later use, although for the black box/ob-
over the range of 0 and I of the black box server system the continuation of the en-
vironmental in- and outputs of the original
I m 0 Ashby/Maxwell model does necessarily im-
ply the existence of an outer, external en-
vironmental observer. The exact role of
such an external environmental observer
may be understood in terms of the infinity
of eigen-operations (discussed later) and
FIGURE2 the formal re-entry argued in Glanville and

Behavioral Science, Volume 27. 1982


4 RANULPHGLANVILLE
Varela (1980).Also, left out of this diagram,
for purposes of simplicity and of brevity, is
the nature of the means by which one ob-
server can manipulate the input. It will not
surprise the reader to hear that it also is a
black box!
W
This is the activity of testing, in which
the observer changes the input. (The black FIGURE
3
box’s occasionally aberrant output can
equally be considered as a change of input
into the observer and thus as a test in the will become apparent later. In saying that
manner we will discuss later.) the observer is white to himself, we imply
that he “knows” himself in a somewhat
Consider the mechanism of testing. Our more Biblical than epistemological sense.
initial diagram must now be redrawn as in The argument about the black box and
Fig. 3. its (observer-made) description has relied
It is not particularly significant whether on the difference between the two-i.e., to
the input to and output from the black box each it is its own self, while the other is the
is considered as coming only from the ob- other. The black box’s (assumed) self is not,
server, or from some other part of the en- and may not be, known to the observer.
vironment as well, because it is irrelevant But, by the same token, we surmise that to
to the unknowing black box. the black box the observer’s self appears as
Under these circumstances, the output an other and may thus not be known to it.
from the black box (0)is the input to the All that may be known is the shared input
observer ( I ’ , let us say), and the output and output (the input to one being the
from the observer (0’)is the input (I)to output from the other, and vice versa). The
the black box. Thus there is a reciprocity black box may observe these inputs and
between the black box and the observer, outputs, and act accordingly. Thus, the
and there is an ambiguity about whether a black box is treating the observer in just
signal is an input or an output which can the same way as the observer is treating
only be resolved as a role product. the black box, i.e., to the black box, the
In this sense, the two systems interact, observer appears as black (Fig. 4).
and primary control is brought into ques-
tion. True, the observer controls the input Consider, then, the nature of the white-
(and, he hopes, the behavior) of the black ness we have introduced. This whiteness
box. But equally the black box helps deter- comes about through the interaction of the
mine what the observer will try to do. Thus, black box and the observer producing an
control is role related, just as input and apparently stable description. But it only
output were. exists through the interaction of the two of
When the observer and the black box, them. This is to say that whiteness exists
interacting in this manner, behave in such in the relationship between the observer
a way that the description remains valid, it and the black box, and nowhere else. It is
is said that the black box has become white. not the black box that is white-this must
This whiteness (asWiener, 1948, asserts) is be apparent from its initial characteriza-
not a property of the box, but of the ob- tion-nor is it the observer and his descrip-
server’s interaction with it. Although the tion. It is only the two together that man-
whitening description may hold histori- ufacture this whiteness that is private to
cally, it is still simulated and arbitrary. them together. But they are both black (to
each other), although white to themselves.
So far, we have considered the box as Thus, every white box consists of two black
being black to the observer. But how (can boxes interacting in such a way that one
we believe) the observer appears to the (and, by implication, the other) has a work-
box? We take it that an observer is white ing description of the other (or the one).
to himself, as we take everything to be Then, what happens when a second ob-
white to itself. The reasons that justify this server observes the black box? It is still
Behavicrral Srience, Volume 21, 1982
WHITE AND BLACKBOXES 5

n
v
FIGURE5

Inside every white box there are two


black boxes trying to get out!
Herein lies the foundational origin of sec-
ond-order cybernetics.

We may now consider the consequences


of such a switch between white (within the
system), remembering always that white-
ness is apparent, and black (without). Let
us say that our second observer has made
the system white in interacting with it.
FIGURE4 Then what happens with the third ob-
server? Exactly the same, of course (Fig. 6)!
We now have the basis for an infinite
black to him, as it was to the first observer, regression of observers (where different ob-
for he is in exactly the same position. The servers may differ spatially or temporally).
story repeats. This could be confusing. However, we could
consider ourselves in one of two alternative
But consider, by way of contrast, what positions: Either we could be superordinate
happens when this second observer ob- observers who, in observing the (externally)
serves our so-called white box. The white black box systems in the diagram above
box is only white to the system of the may conceive of each as separate and com-
original black box and its original (and our pute whatever relationship we may, con-
first) observer. Then what is this “white” necting them; or we can be transcendental
system to the second observer, excluded as observers, able to skip across the concep-
he is from this whiteness? The answer must
be black, for not only is the box still black
(and, by the same token, so is the observer),
but, in just the way that the self is private
and hence black, so this paired system
(which we can call it only when we are the
observer), which makes the black box ap-
parently white, nonetheless privately ex-
cludes our second observer, who is not in-
volved in building the description that
made the box white and is therefore black
to him. Thus we have the situation in
which, to those involved in the initial sys-
tem (i.e., the black box and the first ob-
server), it is white, to a second observer it
is black. This can be represented in Fig. 5
I
v
- ’
BLACK OUT

(showing the value of keeping the open


input and output). FIGURE6
6 GLANVILLE
RANULPH
tual boundaries (which I have elsewhere systems to have an apparently fixed,
anyhow argued to be one-sided, Glanville shared, social value, or to be what are
(1979a), and thus not exclusive). Which- thought of as “facts.” The black box model
ever, we are given a new possibility by does not, thus, preclude e.g., science.
which to evaluate what we observe between
this white/black switch. If black boxes may, in extenso, appear to
be eigen-objects, consider what may hap-
Consider that, along our potentially infi- pen in intenso. As we have already noted,
nite regress at stages n - 1and n, there are “Inside every white box there are two black
two nested black boxes that can be seen (by boxes trying to get out.” Yet, the whiteness
either nested or transcendental observer) is only internally apparent and, to an out-
to have the same description, let us say g side observer, appears black. However, if
(Fig. 7). What we now have is an example we assume, which we do, that black boxes
of a system which, over its recursive itera- are stable (without which the whole model
tions, stabilizes on some description of the becomes absurd-an epistemologically
system,g.This is akin to the eigen-behavior worthless, but possibly entertaining, joke),
of what von Foerster (1976) calls an eigen- we must assume that, to themselves, they
object, that is to say a recursive system, appear white. This is because, as we have
the value of which stabilizes out at some noted, stability is achieved when an inter-
continuously self-reproducing value. Von acting observer and black box generate a
Foerster gives, as an example, the iterative working description. This is the meaning of
system created by the continued applica- self.
tion of the operation (+ 2, + l), (see Ap- We may now, therefore, say that the out-
pendix), where the output is fed back as the side of every white box is black while the
input, and any initial value will end up with inside of every black box is white, the white-
the result 2. Another similar process is the ness consisting of two black boxes, so that:
Newton-Raphson method for finding the Inside every black box is white. This may
square root of any positive number, which be drawn as in Fig. 8.
is explored as a self-reproducing system in Here, too, there is an infinite regression
Pask, Glanville, and Robinson (1980).More of pairs of black boxes waiting to be found
picturesquely, we have the sentence. inside every black box, if we are determined
to look. The form of such coupled black
“This sentence has thirty (one/three) boxes is more or less the form of what I call,
letters.” elsewhere, an Object, (Glanville 1975,
In this way it is possible for black box 1978c),and, as do Objects, they explain the
nature of fundamentals, (Glanville, 197813).
However, in the case of Objects it has nor-
mally been claimed (asa matter of conven-
ience and as it was originally here) that one
black box is described, the other describing,
whereas they both describe the other. Re-
cently, with Francisco Varela, I have ex-
amined the nature of these regresses in
intension and and extension, and their fur-
ther consequences for boundary definition
(Glanville & Varela, 1980). Thus, black
boxes may have an (assumed) stability and
hence an identity.
O’n I‘n I
I We have now run the full range it was
intended to cover, here, of the black box
as Observed by the external ’ model, and we may summarize as follows:
or transcendental Observer.
I A black box has input and output which
FIGURE
7 are, for at least one observation, not equal.

Behavioral Science, Volume 27. 19WL


WHITE AND BLACKBOXES 7
ceptionally), but rather of dynamic- and
self-stabilities. What the black box model
forcefully reminds us is that the so-called
stability of the black box, albeit arbitrary,
is not a stability of the black box under
consideration by itself, but of the interac-
tion between the observer making the de-
scription and the black box being described.
FIGURE8 The black box may (must?) surely have its
own self-stability, but that we cannot know.
Thus, once the testing paradigm existing
A black box is opaque to other observers. between observer and black box, in devel-
A black box is assumed to be stable. oping a working description, is accepted,
A black box consists of two interacting the form of stability is circular. This is in
black boxes. line with other recent work on stability,
An observer describes a black box, thus e.g., Varela, Maturana, and Uribe (1974),
making the system of observer and black Varela (1980), Pask (1980), von Foerster
box white within. (1976).
An observer is black to a black box. Third, purpose is derived as a conse-
The two black boxes that make up a quence of the model, provided that we are
black box, that make it white within, are prepared to be slightly less abstract in our
observers making descriptions of each handling of it (as in Glanville, 1979b). To
other. summarize the argument, when the ob-
Descriptions of black boxes cannot be server’s description is integrated with the
true: They are historical superstitions. black box, the whole system acts stably
Black boxes are white, inside. White through feedback. What this, in general,
boxes are black outside. means is that small changes in the input
A black box is white within, to itself. will have no effect on the output. Thus, for
The form of the structure-two black several inputs, one output is the preferred
boxes-of a black box is the form of an state and so the system appears to have
Object. purpose.
The reproduction of behavior recursively Further, the concept of control is seen to
provides an apparently external stability- be role based-that is, which part of a
an eigen-behavior-on which we can base linked feedback system is the controller and
social knowledge. which the controlled is not clear-cut, but
depends on a point of view. In traditional
The consequences of our exploration of terms, the thermostat controls the heating
the black box model are significant for var- system. But what controls the thermostat,
ious key cybernetic concepts. First, we can making it switch state? The answer, of
see that, when a black box model is used, course, is the ambient temperature-which
no matter how much we believe we synthe- is a (nonexclusive) product of the heating
size the workings of the black box we can system. In this respect, the heating system
only simulate it since we cannot see the at least partially controls the thermostat.
black box’s mechanism, and since what we Control is not absolute.
are building is a description which is essen- Finally, the model casts light on the na-
tially arbitrary. Thus, if this model is used, ture of a unity, particularly where there is
synthesis (in any pure sense) becomes im- an interactive base. The nature of second-
possible: And so the question of the relative order cybernetics, of course, is to examine
value of various simulations becomes sig- interactive systems (von Foerster’s (1974)
nificant (cf, George, 1971). the cybernetics of observing-as opposed
Second, we have to reconsider aspects of to observed-systems). The point is that
stability. Of course, recently developed cy- observing is an activity and that obsewa-
bernetic concepts require us not to think of tion cannot be observer independent. Thus,
static, absolute, eternal stability (except ex- as is apparent in the black box model, there

Behavioral Science, Volume 27, 1982


8 RANULPHGLANVILLE
is interaction between the observer and the but which can be accounted for through the
observed (black box), and the stable unity theory of Objects and also through argu-
assumes and involves both of these, by ments about the domain of language (Ped-
themselves they are (can only be) stable if retti & Glanville, 1980),which makes them
they have the same structure in themselves. attractive to our minds, with their interests
Thus the describable unity is neither the in learning and in simplification, for they
described thing, nor the observer’s descrip- are things that appear to have a recogniz-
tion, but is the interaction of the two in able continuity, in contrast to those which
describing. To split the two and destroy the are constantly changing with each ob-
process may, on occasion, if the connection server’s description and are thus unrecog-
is weak, work, but it is a distortion. Cyber- nizable. The eigen-behavior of an eigen-ob-
netics, at least, must consider systems in ject provides the basis for a scientific anal-
which the observer is incorporated. ysis, in contrast to those observers’ descrip-
tions of black boxes which, in recursion, do
The arguments put forward here have, not present such constancy and thus, being
also, implications for our understanding of ephemeral, are not similarly examinable.
science. Although I have developed this (We survive on and are virtually exclusively
properly in other papers (GlanviUe 1980a; interested in (in our knowing Western way)
1980b), certain aspects can usefully be those observed black box systems for which
pointed out here. we produce such eigen-behaviors between
Essentially, the argument revises the consecutive descriptions.)
conventional understanding of the nature
of science in a very profound and basic The argument put forward here also has
manner. Many a scientist-not only in the messages for psychology. In particular, it
social sciences, but also less obviously in can help us understand and evaluate cer-
the physical sciences, especially particle tain approaches to psychology.
physics and biology-has become aware Let us initially consider the behaviorist
that he actively participates inhterferes attitude (e.g., Skinner, 1973). This is a
with the phenomenon he is investigating in mechanistic view (as is the view of our
an experiment, and also that existing black box model). In this view, the inputs
knowledge, while providing a way forward, (stimuli) and outputs (responses) to some
also provides blinkers. The black box model system are related, in the most primitive
provides an explanation of this. Knowledge, model, by some mechanism that translates
in this view, depends on descriptions made one directly to the other, this mechanism
through the interaction of the observer and being part of the psychology of the system
the black box. Thus, the observer is built (i.e., individual), being conditionable, and
into the system, and the system description being what is. But this is a considerably
depends on this. T o exorcize or ostracize over-simplistic view for it forgets the dis-
the observer is therefore plainly foolish. tinction between the observer and the black
The value of science lies, initially, not in its box interaction generating the description
observer independence, but rather its ob- (while accepting the black box model), and
server dependence, from which the descrip- claims instead that the description so gen-
tions that constitute science gain their sta- erated actually is the mechanism-an inex-
bility and hence their validity. This gives cusable oversimplification. What the black
rise to a significant, formal challenge to the box model, stringently applied, teaches us
conventional scientific paradigm. instead is that we can survive in an un-
The public aspect of this takes place, of known and unknowable world through our
course, through the discovery of eigen-be- ability to generate such descriptions, and
haviors and, hence, of eigen-objects. Such we do not know things, but we do know
eigen-objects can give rise to the socially relationships (which we make) between
fixed and constant descriptions that a sci- things. This, of course, while supporting a
ence needs. But they have another impor- cognitive view of behaviorism (as opposed
tant property, as well: Eigen-objects have to a conditioning view) gives substantial
a constancy (akin to Piaget’s, 1955, 1972), credence to the sorts of constructive psy-

Behavioral Science, Volume 27, 1982


WHITE AND BLACKBOXES 9

chologies put forward by, e.g., Miller, Gal- derstand them, are limited by the distinc-
anter, and Pribram (1960), Piaget (1955), tion between level and meta-level. In terms
von Glaserfeld (1977), Pask (1976), etc., of our (level distinctive) logics-themselves
and, perhaps even more remarkably in lin- artificial systems-this distinction is sac-
guistics by Pedretti (1978, 1980). The con- rosanct. Yet this is, as Pedretti notes, cer-
cept of internal whiteness and external tainly not the way natural language works.
blackness that lies behind the work of these Traditionally, we have handled this by
scholars can easily be contained by the claiming the correctness of our artificial
hlack box model presented here. languages, which is, of course, absurd:
It is. here, worth briefly following up one Without natural language, it is more than
concept developed by Miller, Gallanter, and doubtful that we could create formal (arti-
Pribram (1960): that of the TOTE (test, op- ficial) language at all. Natural language has
erate, test, exit) unit. Anyone familiar with priority, and we must develop artificial lan-
this charming psychological paradigm will guage to cope with it, rather than trying to
immediately recognize its similarity to the restrict natural language to fit the paradigm
paradigm used here (Fig. 9). of the artificial (what arrogance!). It is, as
It is not just this similarity that stands Pedretti discusses, so clear that we tran-
out. Pask’s organizationally closed topic scend levels in the use of natural language
systems (1980) are identical, and Pedretti’s that this ability may be considered the main
(1978) extended conversational semantic characteristic of natural language and must
meaning and language generators do much no longer be disregarded in the cavalier
the same. (In fact, what we shall shortly manner we have done formerly.
say about level transcendence in this model It is not just in language that this tran-
is even more to the point). And my own scendence of the levels level-meta-level
Objects are, it has been argued, also not too takes place. It is a basic human ability and
remote or insignificant. characteristic, part of our psyche, and that
The final psychological point to be made which distinguishes us from the (current
here concerns human transcendence. A generation) machine. Thus, the black box
characteristic, as pointed out by Pedretti model, with its transfer from black to white
(1980), of all artificial systems (her work to black to white, requires not only this
mainly addresses language systems, but change but also as one means for the estab-
also through them, systems in general) is lishment of eigen-behavior and hence, ob-
that they cannot transcend levels. This is, jects, the observer’s ability to “step out-
of course, the meaning of Godel’s (1931) side” or to transcend levels. The model,
theorem. There comes, then, a point a t therefore, demands that this way of behav-
which formal (artificial) systems, as we un- ing happens and is reasonable. It even gives
some elementary account of why and how.

n REFERENCES
Ashby, W. R. Introduction to cybernetics. London:

,-? Test I- (Congruity )


Chapman & Hall, 1956.
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(Incongruity)
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r Operate 4 to space and time, (as seen in architecture).


Also known as The object of objects, the point
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c I Glanville, R. The nature of fundamentals, applied to
FIGURE9 the fundamentals of nature. In G. Klir (Ed.),

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10 RANULPH GLANVILLE
Applied general systems research, New York a nd systems research (vol. 11). Washington,
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pulco, 1980.( b ) Paper presented to the Festschrift for Jean
Glanville, R., and Varela, F. Your inside is out and Piaget's 80th birthday, Geneva, 1976.
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tional Congress on Applied Systems and Cy- tivist epistemology. Presented to the Society
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American, 1975,233. von Glassersfeld, E. A radical constructivist view of
Gregory, R. The confounded eye. In R. Gregory & E. knowledge. University of Georgia, Athens,
Gombich (Eds.), Illusion in nature and art. 1977.
London: Duckworth, 1973. Wiener, N. Cybernetics. Cambridge, Massachusetts:
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Principia Mathematica and Verwandter Sya- Wittgenstein, L. Tractatus logic0 philosophicus. Lon-
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Heisenberg, W. Physical principles of the quantum (Manuscript received February 2,1981)
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t'Hooft, G. Gauge theories of the force between ele- APPENDIX
mentary particles. Scientific American, 1980, The operation of the eigen-operation
(f 2, + 1).
242.
Jacob, M., & Landshaff, P. The inner structure of the
proton. Scientific American 1980,242. Consider any number on an initial input,
Miller, G., Galanter, E., & Pribram, K. Plans and the upon which the eigen-operation may act,
structure of behavior. New York: Holt Rine- where the output is fed back as the next
hart, 1960.
Nambu, Y. The confinement of quarks. Scientific input. The final result will always be 2, and
American, 1976,235. this value will reproduce itself, so that the
Pask, G. Conversation, cognition and learning. New observed output (behavior) at one instant
York Elsevier, 1976. and the next are identical. Two examples
Pask, G. Organizational closure of potentially con- will show this:
scious systems. In M. Zeleny, Autopoiesis. New
York: Elsevier, 1980. Initial input 4.5:
Pask, G., Glanville, R., & Robinson, M. Calculator n = 1 4.5 + 2 = 2.25 + 1 = 3.25
Saturnalia. London: Wildwood House, 1980.
Pedretti, A. Epistemology, semantics and self-refer- n =2 3.25 i2 = 1.625 + 1 = 2.625
ence. Proceedings of the Fourth EMCSR. n =3 2.625 + 2 = 1.3125 + 1
Washington, D.C.: Hemisphere Press, 1978. = 2.3125
Pedretti, A. The natural and the artificial. Presented n =4 2.3125 i 2 = 1.15625 + 1
at the Seventh Annual Conference of the Cy- = 2.15625
bernetics Society, London, 1980.
Pedretti, A., & Glanville, R. The domain of language. n =5 2.15625 + 2 = 1.078125 + 1
In Trappl, R. (Ed.), Progress in cybernetics = 2.078125

Behnvioml Science, Volume 27. 1982


WHITE AND BLACKBOXES 11
n =6 2.078125 + 2 = 1.0390625 +1 ......
= 2.0390625 n=m 2.0000000+2=1.0000000+1
...... = 2.0000000
n = 00 2.0000000 i 2 = 1.0000000+ 1 n = m+12.0000000 + 2 = 1.0000000 1 +
= 2.0000000 = 2.0000000.
n = m+l2.0000000 + 2 = 1.0000000+ 1
= 2.0000000.
Eigen-operations were, according to
Heinz von Foerster (in an unpublished
Initial input - 1: memo, 1974) first proposed by David Hil-
n= 1 - 1 + 2 = - 0.5 +
1 = 0.5 bert in the 1890s and have since been used
n =2 +
0.5 + 2 = 0.25 1= 1.25 in the solution of many problems, particu-
n =3 +
1.25 + 2 = 0.625 1= 1.625 larly in physics (eigen-values resolve the
n =4 1.625 i 2 = 0.8125 1 + quantum levels in the Schrodinger’s quan-
= 1.8125 tum equations). Von Foerster’s applications
n =5 1.8125 + 2 = 0.90625 1 + are to the problem raised by Piaget con-
= 1.90625 cerning the computation of object con-
n =6 1.90625 + 2 = 0.953125 1 + stancy. This 1974 memo details many more
= 1.953125 (and much more sophisticated) examples
n =7 1.953125 f 2 = 0.9765625 1 + than those given above.
= 1.9765625

Behavioral Science, Volume 27, 1982

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