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An elderly c arpenter was ready to retir e. He told his employer-contractor of his plans
to leave the house- building bus iness and live a more leisurely life w ith his wife
enjoy ing his extended family.
He would miss his paycheck, but he needed to retir e. They could get by. The
contractor was sorry to see his good worker go and asked if he could build just one
more house as a personal fav or.
The carpenter said yes, but in time it was easy to see that his heart was not in his
work. He resorted to shoddy workmanship and used infer ior materials. It was an
unfortunate way to end his career.
W hen the carpenter finished his work and t he builder came to inspect the house, the
contractor handed over the house key to the carpenter. “This is your house,” he
said, “it is my parting gift to you. ”
W hat a shock! What a Shame! If only he had known he was building his own house,
he would have done it all so diff erently. Now he had to live in the home he built none
too well.
Moving thr ough our work hours fast pac ed, driven to “get the job done”, without
much thought to mor al values.
MORALS
PERSONAL ETHICS
Simply put, all individuals are mor ally autonomous beings with the power and
right to choose their values, but it does not f ollow that all choices and all value
syst ems have an equal claim to be called ethic al.
Acti ons and beliefs inc onsistent with the Six Pillars of Charact er -
trustworthiness, respect, responsibilit y, f airness, caring and citizens hip - are
simply not ethic al.
• Software piracy
• Expense account padding
• Copying of homework or tests
• Inc ome taxes
• “Borrowing” nuts and bolts, office supplies from employer
• Copying of Videos or CD‟s
• Plagiarism
• Using the copy machine at work
• C oncerns the goodness of voluntary human c onduct that affects the s elf or
other living things
• Morality (Latin m ores) usually ref ers to any aspect of human action
• Ethics (Gr eek ethos) comm only ref ers only to professional behavior
• Ethics c onsist of the applicat ion of fundamental moral princ iples and ref lect
our dedic ation to f air treatment of each other, and of society as a whole.
• An individual‟s own values c an result in accept ance or rejection of society‟s
ethic al standards bec ause even thoughtfully developed ethic al rules can
conflict with individual values.
ASPECTS OF ET HICS
“Technology can have no legitim acy unless it inf licts no harm”-Adm.H.G. Rickover,
father of the US nuclear navy.
• the study of mor al issues and decisi ons c onfronting individuals and
organizations involved in engineering and
• the study of related questions about mor al ideals, character, policies and
relations hips of people and organizations involved in technologic al activity.
TRAINING IN PREVENTIVE ETHICS
• S elf-interest.
• F ear .
• S elf-deception.
• Ignor ance.
• Egoc entric tendencies.
• Microsc opic vision.
• Groupthink.
• Lying
• Deliberate dec eption
• Withholding information
• Failing to adequately promote the diss emination of information
• Failure to s eek out the truth
• Revealing c onfidential or proprietary inf ormation
• Allowing one‟s judgment to be c orrupt ed.
MACRO-ETHICS addresses societ al pr oblems that are oft en shunt ed aside and are
not addressed until they unexpectedly res urface on a regional or national scale.
4.1. An inspect or disc overed f aulty c onstruction equipment and applied a violation
tag, pr eventing its us e. The super vis or, a c onstruction manager viewed the case as a
minor abrasion of the safety regulations and order ed the removal of the tag to speed
up the project. W hen the inspect or object ed to t his, he was thr eatened with
disciplinary action.
4.2. An electric ut ilit y company applied for a permit to operate a nuclear power plant.
The lic ensing agency was interest ed in knowing what emergency measures had
been est ablished for humans safety in case of r eactor m alf unctioning. The utility
engineers described the alarm system and arrangements with local hos pit als for
treatment. They did not emphasize that this measures applied to plant pers onnel
only and that they had no plans f or the sur r ounding population. W hen enquir ed about
their omission, they said it was not their responsibility.
4.3. A chemical plant dumped wast es in a landfill. Hazardous substances f ound their
way into the undergr ound water table. The plant‟s engineers were aware of the
situation but did not change the method of dispos al bec ause their competit ors did it
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the s ame c heap way, and no law explicitly f orbade the practice.
TYPES OF INQUIRIES
1. NORMATIVE INQUIRY
These are about „what ought to be‟ and „what is good‟. These questions identify and
also justify the morally desirable norms or standards.
These questions should lead to clarific ations on c oncepts, principles and issues in
ethics. Examples are:
These are inquiries us ed to uncover information using scientific tec hniques. These
inquiries get to information about business r eal ities, history of engineering
prof ession, procedures us ed in ass ess ment of risks and engineers psychology.
MORAL DILEMMMA
VAGUENESS: This complexity arises due to the fact that it is not clear to
individuals as to which mor al c onsiderations or principles apply to their
situation.
DISAGREE MENT: Individuals and gr oups may dis agree how to interpret,
apply and balance moral reasons in particular situations.
• This is viewed as the skill and habit of thinking r ationally about ethical
iss ues on the basis of mor al c onc erns independently or by self -
determination.
• Autonomous individuals think f or themselves and do not assum e that
customs are always right.
• They s eek to r eas on and live by gener al principles.
• Their motivation is to do what is morally r easonable f or its own sake,
maintaining integrit y, s elf-respect, and respect f or others.
“One who br eaks an unjust law must do so openly, lovingly, and wit h a willingness to
acc ept the penalty. I submit that an individual who breaks a law that conscience tells
him is unjust and willingly acc epts the penalt y… is in r eality expressing the highest
respect f or the law.” Rev. Mart in Luther King, Jr. in Letter f rom a Birmingham J ail,
1963.
A person becomes morally autonomous by impr oving various prac tical skills listed
b e l o w:
GILLIGAN’S THEORY
• Conventional
Here the thinking is opposite in that, one is pr eoccupied with not hurting
others and a willingness to sacrifice one‟s own interests in order to help or
nurture others (or retain friendship).
• Post-conventional Level
Achieved through context-oriented reas oning, rather than by applying abstract
rules r anked in a hier archy of import anc e. Here the individual becomes able to
strike a r easoned balance between caring about other people and pursuing
one‟s own s elf-interest while exercising one‟s rights.
KOHLBERG GILLIGAN
I. Ethics of rules and rights Ethics of care
II. Studies based on well educ ated, Studies included females and colored
white male‟s only, tending male bias. peoples
III. Application of abstract rules ranked Application of c ontext-oriented reasoning.
in the order of importance
IV. Studies were hypothesized for both Study was conducted on both genders
the genders even though the study was and it was found, men based the ir
conducted mostly on males reasoning on „justice‟ and women based
theirs on „c are‟
HEINZ ’S DILEMMA
The fam ous example us ed by Kohlberg was c alled “Heinz‟s dilemma”. A woman
living in Europe would die of c anc er unless she was given an expensive drug. Her
husband, Heinz, c ould not afford it. B ut the local pharmacist, who had invented the
drug at only one t enth of the sale price refus ed to sell it to Heinz who could only r aise
half the required money from borrowings. Desperation drives Heinz to br eak into the
pharmacy and steal the drug to s ave his wife.
W hen respondents were ask ed whether and why Heinz should or should not st eal a
drug to save his wife from a life-thr eatening illness. The responses of the individuals
were compar ed with a protot ypic al response of individuals at particular stages of
mor al r easoning. Kohlberg noted that irrespective of the level of the individual the
response could be same, but the r eas oning could be dif f ere nt.
For example, if a child r eas oning at a „preconventional‟ level might say that it is not
right to st eal bec ause it is against law and som eone might s ee you.
At a „conventional‟ level, an individual might argue that it is not right to st eal bec ause
it is against law and laws are nec essary for s ociety to function.
At a „postconventional‟ level, one may argue that stealing is wrong bec ause is
against law and it is immor al.
CONTROVERSY:
• All individuals will not arrive at same ver dict during their exercising their moral
autonomy.
• Aristotle not ed long ago that morality is not as precise and clear-cut as
arithmetic.
• Aim of t eaching engg ethics is not to get unanimous confor mity of outlook by
indoctrination, authorit arian and dogmatic t eaching, hypnotism or any other
technique but to improve promotion of toler ance in the exercise of moral
autonomy.
CONS E NS US:
The conduct or of a music orchestra has authority over the musicians and his
authority is respect ed by them by c onsensus as other wise the music perform ance
will suf f er. Hence the authority and autonomy are c ompatible.
On the other hand, tension arises between the needs f or autonomy and the need for
concerns about authorit y. The differ ence between the t wo should be discussed
openly to resolve the issue to the common good.
Engineers normally imagine that they are ser vants to organizations rather than a
public guardian. Respons ibility to the public is essential for a prof essional.
W ho is a professional?
• Obviously a member of a profession.
W hat is a profession?
„JOB‟ or „OCCUPATION‟ that m eets the f ollowing criteria fr om which a pers on ear ns
his living.
• Knowledge – E xercise of s kills, knowledge, judgment and discr etion requiring
extensive form al crit eria.
• Organization - special bodies by members of the profession to set standard
codes of et hics,
• Public good-The occupation ser ves some important public good indicat ed by
a code of et hics.
W ho is a professional engineer?
“Only c ons ulting engineers who are basically independent and have f reedom from
coercion c an be called as professionals.” -Robert L.W hitelaw
“Professionals have to m eet the expectations of clients and em ployers. Prof essional
restr aints are to be impos ed by only laws and government r egulations and not by
personal c onscience.” -Samuel Florman
• A desire f or interesting and challenging work and the pleasure in the act of
changing the world.
• The joy of cr eative eff orts. W here a scientist‟s interest is in disc overing new
technology, engineers interest is derived fr om cr eatively solving practical
problems.
• The engineer shares the scientist‟s job in underst anding the laws and riddles
of the universe.
• The sheer magnitude of the nature – oc eans, rivers, mount ains and pr airies –
leads engineers to build engineering mar vels like ships, bridges, tunnels, etc.,
which appeal to human passion.
• The pleasure of being in the pres ence of machines gener ating a comf orting
and absorbing sense of a manageable, c ontrolled and ordered world.
• Str ong s ense of helping, of directing eff orts towards easing the lot of one‟s
fellows.
1. SAVIOR: The r epres ent ative engineer is a s avior who will redeem
society from poverty, inefficienc y, waste and the drudgery of manual labour.
2. GUARDIAN: Engineers know, the directions in which and pace at
which, technology should develop.
3. BUREAUCRATIC SERVANT: The engineer as the loyal organization
pers on uses special skills to solve problems.
4. SOCIAL SERVANT: Engineers, in co-oper ation with management,
have the task of receiving society‟s directives and s atisfying society‟s desires.
5. SOCIAL ENAB LER AND CATALYST: Engineers play a vital role
beyond mere c ompliance with orders. They help management and society
understand their own needs and to make informed decisions.
6. GAME PLA YER: Engineers are neither ser vants nor mast ers of
anyone. They play by the economic game rules that happen to be in ef f ect at a
given time.
Virtue Ethics
• Focuses on the type of person we should strive to be
• Actions which reflect good c haracter tr aits ( virtues) are inherently r ight
• Actions which reflect bad character traits (vices) are inherently wrong
• Virtue et hics are tied more to individual behavior than to that of an
organization (e.g. business, government)
ARISTOTLE s ays that mor al virtues are tendencies, acquired thr ough habit
formation, to r each a proper balance between extremes in conduct, em otion, desire
and att itude i.e. virtues are tendencies to find the Golden Mean between the
extremes of t oo much and t oo little.
PR OFESSIONAL RESPONSIBILITY
M ORAL INTEGRITY
Moral integrity is the unity of character on the basis of mor al c oncern, and especially
on the basis of honest y. The unity is consist ency among our attitudes, emotions and
conduct in relation to justified moral values.
SELF-RESPECT
1. Recognition self-respect is properly valuing ones elf bec ause of one‟s inher ent
moral wor th, the same worth that every other human being has.
Causal R esponsibility: c onsists simply in being a c ause of some event. E .g. lightning
as being responsible f or a house c atching fire.
Legal Responsibility: c onsists simply in being a c ause f or harm that was so unlikely
and also unforeseeable that no moral responsibility is involved.
UTILIT ARIANISM
• That which pr oduces the m aximum benef it f or the gr eatest number of people
( e.g. Democracy)
• Tries to achieve a balance between the good and bad c onsequences of an
action
• Tries to m aximize the well-being of society and em phasizes what will pr ovide
the most benef its to the largest gr oup of people
• This method is f undamental to many types of engineering analysis, including
risk-benef it analysis and c ost-benefit analysis
Dr awbacks:
• Utilitarian thinking
– a st andard that promotes those individual actions or rules that pr oduce the
greatest total amount of utility to those aff ected.
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– A code that enjoins engineers to promote the safet y, health, and welfare of
the public.
– W hat is ut ilit y, though? H appiness?
• Preference utilitarianism
1. Cost/benef it – quantif iable appr oach. Maximize posit ive utilities (benef its)
against negative utilities (c osts).
2. Act utilitarian – “W ill the c ourse of action pr oduce more good than any
alt ernative c ourse of action that I c ould take”?
3. Rule utilit arian – “W ould utility be maximized if ever yone did the same
thing in the s ame circumstances”? Adoption of c ommonly acc epted rules.
2. ACT-UTILITARIANISM:
(professed by J ohn Stuart Mills)
• Focus es on individual actions, rather than general rules.
• An act is right if it is likely to pr oduce the most good f or the most people
involved in the particular situation.
• Rules may be broken whenever doing so will produce the most good in a
specific situation.
• Happiness is the only „intrinsic‟ good and all others are „instrument al‟ goods
that ser ve as the means of happiness.
3. RULE-UTILITARI ANISM:
(professed by Richard Br andt)
• This regards mor al values as primar y.
• W e should follow the rules and avoid bribes, even when those acts do not
have the best c onsequences in a par ticular situation, bec ause the general
Contends that certain acts ( or duties) should be perform ed because they are
inher ently ethic al such as:
• be honest,
• k eep promises,
• do not inf lict sufferings on other people,
• be f air,
• make reparation when you have been unf air,
• how gratitude for kindness extended by others
• seek to impr ove own int elligence and charact er,
• develop one‟s talents,
• don‟t comm it suicide.
• Duties, r ather than good c onsequences, is f undament al.
• Individuals who recognize their ethical duties will choose ethic ally c orrect
moral actions
Drawback of K ant‟s duty ethics: It has f ailed to be s ensitive to how principles of duty
can conflict with each other thereby creating Moral dilemmas.
Rawls argues that all rational people would agr ee to abide by two basic mor al
principles:
e.g. Individuals do not have rights to life bec ause others have duties not to kill
them. Inst ead, possessing the right to life is the r eas on why others ought not to
kill them.
Drawbac k s
W e are basically not interest ed in which of the ethic al theories is the best. It is
believed that there are ar eas in which each theory complements others by how they
differ.
1. The theory must be clear and formulat ed with c oncepts that are coher ent and
applicable.
2. It must be internally c onsist ent in that none of its tenets contr adicts any other.
3. Neither the theory nor its def ense c an rely upon false information.
4. It must be sufficiently comprehensive to provide guidance in specific situations
of interest to us.
5. It must be com patible with our most carefully c onsider ed moral convictions
Psychological Egoism
Ethical Egoism
• A differ ent view, which talks of mor alit y as only the pursuit of s elf interest
• S elf interest is a „r ational c onc ern‟ r equiring c onsideration of one‟s long-term
interests.
E.g., t aking bribe m ay appear to ser ve one‟s self interest but it does not ser ve the
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long-term interest of s elf. Hence taking bribe is not accept able since it would not
do any good on a long-term. This was profess ed by Thomas Hobbes (1588-
1679) and Ayn Rand (1905-1982).
Ayn R and – with only one life to live, the individual is of utmost import ance
It is in one‟s s elf-interest to adopt the Mor al Point of View (Hobbes‟ Social
C ontract)
Relativism:
• Distinction between “mor als” (“tr eatment of others”) and “mores” (“harmless
customs”)
Cultural (Descriptive) Relativism:
• W e cannot s ay other “mor als” are inf erior to our own society‟s
• W e decide the value of our actions bas ed only on what our particular society
thinks
• W e should show a lot of toler ance f or dif f er ent cust oms and outlooks in a
society in which we live in. It means that cust oms c an have mor al signific ance in
deciding how we should ac t. This view is called „et hic al pluralism‟.
The r eas ons profess ed f or acc ept ance of ethical relativism is thr eefold.
1. Laws s eem so tangible and clear-cut. They provide a public way ending
2. Moral standards vary dramatically from one culture to another. The only kind of
objectivity possible is limit ed to a given s et of laws in a given society.
Acknowledging this relativit y of morality enc ourages the virtue of toler ance of
differences among societies.
3. Mor al judgm ents should be made in relation to fact ors that fr om case to cas e,
usually making it im possible to formulate rules which are simple. Cust oms and
laws are usually morally relevant f actors that should be taken into account.
Moral issues and religious belief are related in s everal positive ways.
• First, they are shaped over time from the c entral moral values of major world
r eligions.
• Sec ond, religious views often support mor al responsibility by pr oviding
additional m otivation f or being moral.
• Third, sometimes religions set a higher moral standard than is conventional.
• Societies of t en benefit f rom a variety of religions that make pr ominent
particular virtues, inspiring their members to pursue them beyond what is
ordinarily s een as morally obligatory.
• This s ays that an act which is right is commanded by god and the one which
is wrong is f orbidden by God.
• The dif f iculty in t his is to know precisely what G od‟s comm ands are and in
knowing whether God exists.
W e can view that mor al r eas ons are not reducible to r eligious m att ers, although
religious belief may provide an added ins piration for responding to them.
1. Ethic al theories aid in identif ying the moral c onsider ations or reasons that
constitute a dilemma.
2. They pr ovide a precise s ense of what kinds of inf ormation are relevant to
solving moral development.
3. They sometimes, of f er ways to rank the relevant mor al consider ations in order
of importance and provide a rough guidance in solving moral problems.
4. The theories help us identify the f ull mor al ramifications of alt ernative c ourses
of action, urging a wide perspective on the mor al implic ations of the options
and providing a s ystematic framework of comparing alternatives.
5. The theories augment the precision with which we use mor al terms and they
pr ovide frame works for mor al r easoning when discussing mor al issues with
colleagues.
6. By pr oviding frame works f or development of moral arguments, the theories
strengthen our ability to r each balanc ed and insightful judgments.
To undertake a gr eat work and especially a work of novel type means, carrying
out an experiment. It means t aki ng up a struggle with the forces of nature
wit hout the assurance of emerging as a vi ctor after the first attack.
ENGINEERING AS EXPERIMENTATION
• The normal design process is t hus iter ative (modific ations being made on the
basis of f eedback information ac quir ed fr om the tests).
E ven though various tests and experim ents are c onduct ed at various stages, the
engineering project as a whole in its totality can be viewed as an ex periment.
Indeed, Engineer‟s success lies in the ability to accomplish tasks with only a partial
knowledge of scientific laws about nature and society.
2. The final outcome of engineering projects, like those of experiments, is gener ally
uncert ain. Very oft en, possible outcomes are not even known and gr eat risks may
be pres ented which c ould never be thought of.
3. Effective Engineering relies upon knowledge gained about pr oducts both before
and after they leave the factory- knowledge needed f or improving curr ent
pr oducts and cr eating bett er ones. That is, ongoing success in engineering
depends upon gaining new knowledge.
Engineers should learn not only f rom their own earlier design and oper ating res ults,
but also fr om other engineers.
Engineers repeat the past mistakes of others due to the following reasons.
Examples:
1. T he Titanic lacked sufficient number of life boats resulting in the death of 1522
out of 2227 (life boat capacity available was only 825), a f ew decades lat er Arctic
perished due to the same problem.
2. In June 1966, a section of the Milf ord Haven Bridge in W ales collapsed during
c ons truc t i on. A bridge of similar design, erected by the same br idge- builder in
Melbourne, Austr alia, also partially c ollaps ed in the month of October, same year.
During this incident 33 people were killed and many were injured.
3. Malf unctions occurred at nuclear r eact ors at various loc ations and the
information reports were with Babcock and W ilcox, the reactor manufacturer. In spite
of thes e, no attention was paid leading to a pressure relief valve giving rise to the
Three Mile Island nuclear accident on March 28, 1979.
But this is not true in engineering, s ince most of the experiments are not conducted
in laboratories. The subjects of experiments are human beings who are outside the
experiment er‟s c ontr ol.
Thus it is not possible to study the effects of changes in variable on differ ent groups.
Hence only historic al and r etrospective data available about various t arget groups
„Engineering experim ents are not conduct ed to gain new knowledge unlike scientific
experiments‟. Is this distinction nec essary?
This distinction is not vital bec ause we are c onc erned about t he manner in which the
experiment is conducted, such as valid consent of human subjects being s ought,
safety measures taken and m eans exist f or terminating the experiment at any time
and pr oviding all participants a s afe exit.
CONSCIENTIOUSNESS:
W illingness to develop the skill and expend the eff ort needed to r each the
best balance possible among these c onsiderations.
C onscientiousness m eans c onsciousness bec ause mere intent is not
sufficient.
RELEVANT INFORMATION:
Conscient iousness is blind without relevant factual information. Mor al c onc ern
involves a commitment to obtain and assess all available pertinent information.
Another dimension to factual inf ormation is the c ons equences of what one does.
W hile regarding engg as social experiment ation points out the import ance of cont ext,
it also urges the engineer to view his or her specialized activities in a project as part
of a larger whole having a social impact that may involve a variety of unint ended
effects. It may be better to practice „defensive engg‟ (Chauncy Star r) or „preventive
engg‟ (Ruth D avis).
P eople are mor ally autonomous when their mor al conduct and principles of
action are their own.
Mor al beliefs and at titudes must be a critic al reflection and not a passive
adoption of the particular conventions of one‟s societ y, r eligion or profession.
Moral beliefs and attitudes cannot be agreed to formally and adhered to
merely verbally.
They must be int egrated into the core of one‟s p ersonality and should lead to
committed action.
It is wrong to think that as an employee when one performs „acts‟ ser ving
company‟s interests, one is no longer morally and personally identified with
one‟s actions.
Viewing engg as a social exp eriment ation helps to overcome this f lawed
thought and restores a s ense of autonom ous participation in one‟s work.
As an experiment er, an engineer is exercising the specialized tr aining
that forms the core of one‟s identity as a professional.
A social experiment that c an result in unknown c onsequences should
help inspire a cr itic al and questioning at titude about the adequacy of
current economic and safety standards.
In turn, t his leads to better personal involvement with work.
EARLY CODES
NEWER C ODES
–Depending upon your discipline and organizational affiliations, you may be bound
by one, two or even more et hic al codes:
•Discipline related (ASME, IEEE, ASCE, IIE etc.)
•N ational Society of Professional Engineers (NSPE)
•Employee c odes (corporation, university, etc.)
•Union Codes
Engineering Et hics
Our engineering et hics codes are derived from a W estern cultural tradition
–Ancient Greeks
–Judeo-Christian religions
–Philos ophers and thinkers (e.g. Locke, Kant, Mills)
The Hammurabi C ode
If a builder has built a house f or a man and has not made his work sound, and the
house he has built has f allen down and so c aus ed the death of the householder, that
builder shall be put to deat h. If it causes the death of the householder‟s son, they
shall put the builder‟s s on to death….
(Hammurabi, King of Babylon, 1758 B.C.)
Engineers shall uphold and advance t he integr ity, honor, and dignity of the
engineering profess ion by:
• using their knowledge and skill for the enhancement of the human race;
• being honest and impartial and serving w ith fidelity the public, their employers, and
clients;
• striving to increase the competence and prestige of the engineering profession.
• supporting the professional and tec hnic al societies of their discipline.
The Fundament al C annons
Engineers shall
• hold paramount the saf ety, health, and welfare of t he public in the performance of
their professional duties;
• per form s ervice only in ar eas of their competence;
• issue public statements only in an objective and truthful manner;
• act in professional matt ers for each employer or client as fait hful agents or trust ees,
and shall avoid conf licts of interest;
• build their professional reputations on the merits of the ir services and shall not
compete unfairly w ith others
• act in such manner as to uphold and enhance the honor, integrity and dignity of the
profess ion;
• continue their professional development throughout their careers, and shall provide
opportunit ies f or the professional development of those engineers under their
s upervision.
2. S upport:
Codes give positive support to those s eeking to act ethic ally.
An engineer under pressure to act unethically c an use one of the publicly
proclaimed codes to get support for his stand on specific moral issues.
Codes also ser ve as legal support f or engineers.
1. Codes are res trict ed to general and vague wording. They c annot be straightaway
applied to all situations. It is impossible to fores ee the full range of moral problems
that can arise in a c omplex prof ession like engg.
2. It is easy f or dif f erent clauses of codes to come into c onf lict with each other.
Usually codes pr ovide no guidance as to which clause should have priority in those
cases, cr eating mor al dilemmas.
3. They c annot ser ve as the final mor al authority f or professional conduct. If the code
of a professional society is taken as the last wor d, it means that we are getting into a
particular s et of conventions i.e. ethic al c onventionalism.
4. Andrew Oldenquist and Edward S lowt er pointed out how the exist ence of separate
codes for different professional soc iet ies can give members the feeling that ethical
conduct is more relative than it is and that it c an c onvey to the public the v iew that
none is „really right‟. The current codes are by no means perfect but are definitely
steps in the right direction.
2. C ontinually updating laws and regulations may be c ounter-pr oductive and will
make law always lag behind technology. This also ov erburdens the rules and
regulators.
3. Many laws are „non-laws‟ i.e. laws without enf orc eable s anctions. These merely
ser ve as window dressing, fr equently gives a f alse s ense of security to the public.
4. The opponents of the law may burden it int entionally with many unr easonable
pr ovisions that a repeal will not be f ar of f .
5. Highly powerful organizations, like the government c an violate the laws when they
think they c an get away with it by inviting would be challengers, to face them in
lengthy and costly c ourt proc eedings. This also cr eates f rustration with the law.
They also ser ve as powerf ul support and def ense f or those who wish to act
ethic ally in situations where ethical conduct might not be welc ome.
Viewing engineering as social experimentation pr ovides engineers with a
better perspective on laws and regulations.
Precise rules and enf orc eable s anctions are appropriate in cases of et hical
misc onduct that involve violations of well established and regularly
r eexamined procedures that have as their purpose the safety of public.
In ar eas of experiment ation, rules must not att empt to c over all possible
outcomes of an experim ent, nor must they f orce the engineer to adopt a
rigidly specif ied course of action. Here the regulations should be br oad based
guidelines but should hold the engineer accountable f or his or her decisions.
UNIT IV – SAFETY, RESPONSIBILITIES AND RIGHTS
People as Consumers:
Typic ally s everal groups of people are involved in safety m att ers but have their own
interests at stak e. Each group m ay differ in what is safe and what is not.
Concept of Safety
1. “A ship in harbor is saf e, but that is not what ships are built f or” – John A.
Shedd
2. „A thing is safe if its risks are judged to be accept able‟ - W illiam W . Lawr ence
Then, what is acc eptable also depends upon the individual or group‟s value
jud g m ent. Hence a better, working definition of conc ept of saf ety c ould be,
“A thing is safe (to a c ertain degr ee) with respect to a given pers on or group at a
given time if, were they f ully aware of its risks and expressing their most s ettled
values, they would judge those risks to be acc eptable (to that c ert ain degree).” -
Mike Mart in and Roland Schinzinger
RISK is the potential that som ething unwanted and harmf ul may occur.
a. W e take a risk when we undertake something or use a product that is
not safe.
Risk in technology could include dangers of
b. bodily har m,
c. economic loss, or
d. environmental degradation.
Some m ay assume that “safety” is a c oncrete c onc ept, while “ris k” is a vague,
hypothetic al c onc ept
In fact, its the other way ar ound
Risks always exist. But true safety never exists, exc ept in hypothetical
situations
S o, risk is rea lity, safety is f antasy
Safety is a matt er of how people would f ind risks accept able or unacc eptable, if
they knew the risks, and are basing their judgm ents on their most settled value
perspective.
S o, to this ext ent, it is objective.
Perspectives differ.
To this extent, it is subjective.
„A risk is accept able when those affect ed are generally no longer ( or not)
apprehensive about it.‟
-For example, J ohn and Ann Smith enjoy riding mot orcycles over rough gr ound for
amusement. They take voluntary risk, part of being engaged in such a potentially
dangerous sport.
Connect ed to this notion of voluntarism is the matt er of Control. In the example cit ed,
the Smiths are aware of the high probability of accident figures in such a spor t, but
they display characteristic ally unrealistic confidence of most people when they
believe the dangers to be under their control. In terms of engineering as social
experimentation, people are more w illing to be the subjects of their own ex perime nts
than of som eone else‟s (whether social experim ent or not).
Chaunc ey St arr informs us that individuals are more r eady to assume voluntary risks
than involuntary risks, even when voluntary risks are 1000 times more likely to
produce a fatality than the involuntary ones.
The manner in which information necessary f or decisi on making is pres ent ed can
greatly influence how risks are perceived. Consider this example:
In a particular case of disaster management, the only options available are pr ovided
in 2 different ways to the public f or one to be chos en (where lives of 600 people are
at stake).
Alternate 1
If pr ogram A is followed, 200 people will be s aved. If Pr ogram B is followed, 1/3
probability is 600 people will be s aved and 2/3 probability that nobody will be s aved.
Response
72% of the t arget gr oup chose option A and 28% option B
Alternate 2
If pr ogr am A is f ollowed, 400 people will die. If Pr ogr am B is f ollowed, 1/3 probability
is that nobody will die and 2/3 probability that 600 people will die.
Response
This tim e only 22% of the target gr oup chose option A and 78% option B
Conclusion:
1. The option perceived as yielding f irm gain will tend to be pref err ed over those
from which gains are perc eived as risky or only probable.
2. Option emphasizing firm losses will tend to be avoided in f avour of those
whose chances of success are perceived as probable.
Secondary Costs of Products
Many work ers are tak ing risks in their jobs in their stride like being exposed to
asbestos.
Exposure to risks on a job is in one s ense of voluntary nat ure since one can
always refuse to submit to the work or m ay have c ontr ol over how the job is
done.
But they are not generally inf ormed about the exposure to toxic subst ances
and other dangers which are not readily s een, smelt, heard or other wise
sensed.
Occupational health and safety r egulations and unions can have a better say
in c orrecting these situations but still things are f ar below expect ed safety
standards.
Engineers while designing work stations must take into account the casual
attitude of workers on safety (esp. when they are paid on piece rat e).
The optimistic attitude that things that are familiar, that have not caused harm before
and over which we have some contr ol present no risks.
The s erious shock people f eel when an accident kills or m aims people in large
numbers or harms t hose we k now, even though statistically speaking such accidents
might occur infrequently.
On the other hand, unsafe products inc ur secondary costs to the produc er beyond
the prim ary (pr oduction) costs, like warr anty costs loss of goodwill, loss of
customers, litigation costs, downtime costs in manufacturing, etc.
Figure indicates that P- Primary costs are high for a highly safe (low risk) pr oduct
and S- Secondary costs are high for a highly risky (low safe) product.
If we draw a cur ve T=P +S as shown, there is a point at which costs are minimum
below which the cost c annot be r educ ed.
If the risk at Minimum Tot al Cost Point is not acceptable, then the pr oduc er has to
choose a lower acceptable risk value in which case the total cost will be higher than
M and the product designed acc ordingly.
.
Knowl edge of risk for better saf ety
Robert St ephens on writes that all the accidents, the harms c aus ed and the
means us ed to repair the damage should be recorded f or the benef it of the
younger Members of Prof ession.
A f aithful acc ount of those accidents and the damage c ont ainment was r eally
more valuable than the description of successf ul work.
Hence it is imper ative that knowledge of risks will def initely help to attain
better saf ety.
But it should be borne in mind, that st ill gaps remain, bec ause
i)there are some industries where information is not freely shared and
ii)there are always new applications of old technology that render the
available inf ormation less useful.
The above testing procedures are not always c arried out properly. Hence we c annot
trust the testing procedures uncritically. Some tests are also destructive and
obviously it is impossible to do destructive testing and improve safety.
In such cases, a simulation that traces hypothetic al risky outcomes c ould be applied.
Scenario Analysis (Event -> C onsequences)
Failure Modes & Effects Analysis (Failure modes of each component)
Fault Tree Analys is (System Failure -> Possible Caus es at c omponent level)
W hat if there is a combination of factors?
All Analysis pre-suppose a thorough understanding of the physical
system
This appr oach systematic ally examines the failure modes of each component ,
without however, focusing on relationships am ong the elements of a c omplex
system.
A syst em f ailure is propos ed and then events are traced back to possible c auses at
the c omponent level. The reverse of the f ault-tr ee analysis is „event – tree analysis‟.
This method most eff ectively illustrates the disciplined appr oach requir ed to c apture
as much as possible of everything that af f ects proper functioning and safety of a
complex system.
Ethic al Implications
W hen is someone entitled to im p ose a risk on another in view of a suppos ed
benef it to others?
C onsider the worst case scenarios of pers ons expos ed to maximum risks
while they are r eaping only minimum benef its. Are their rights vio lated?
Are they pr ovided s afer alt ernatives?
Engineers should k eep in mind that risks to k nown persons are perceived
differ ently from statistic al risks
Engineers may have no c ontrol over grievance redress al.
Many projects, which are highly beneficial to the public, have to be safe also.
The issue here is not, s ay, cost-effective design but it is only cost of risk taking Vs
benefit analysis. Engineers should f irst recomm end the project feasibility based on
risk-benef it analysis and once it is justif ied, th en they m ay get into cost-effectiveness
without incr easing the risk visualized.
In all this, engineers should ask themselves t his ethic al question: „Under what
conditions, is someone in society ent itled to impose a risk on someone else on
behalf of a supposed benef it to others.‟
• The dif f iculty here is gener ally in assessing personal risks which are
involuntary.
• For example, how to assign a rupee value to one‟s life. There is no over the
counter trade in lives.
• E ven for a sale, it has to be clear under what conditions the sale is to take
place.
• If one buys a kg of rice it matt ers whether it is just one additional purchase
one makes regularly or it is the f irst rice purchase aft er quite sometime.
Risks and benef its to public are more easily determined than to individuals
N ational Highway Traffic Safety Administr ation (NHTSA)- proposed a value
f or life bas ed on:
loss of f uture income
other costs associated with the accident
Engineers should acc ount publicly f or benefits and risks in the f ollowing manner:
Engineers must rem ain as objective as hum anly pos s ible in their
investigations and c onclusions.
They must also s tate openly any personal biases that they may have about
the project being investigated.
Engineers, even if they are ack nowledged experts, m ay not have complete
k now ledge of the issues at hand.
They should, if necessar y, adm it their lack of knowledge, in any particular
ar ea publicly.
A willingness to admit uncertainty and also to reveal methodology and
sourc es particularly when numeric al data is presented.
The way st atistic al information is pres ented c an cr eate misc onc eptions in the
public mind. Hence it should be presented in a way to improve realistic
interpretations.
They must consider the v iews of the parties affected by the project under
study bef ore coming to c onclusions.
The type of action taken should be mor ally evaluated regardless of its
consequences. If it is wrong to violate c ertain rights, then f iguring out the
benefit of the c onsequenc es of doing so is irrelevant.
In all the ar eas of works, engineers should give top priority f or pr oduct safety.
They should believe that accidents are c aus ed by danger ous c onditions that
can be c orrect ed. Negligence and operator errors are not the principal c auses
of accidents.
If a product is made saf e, the initial costs need not be high if safety is built
into a pr oduct f rom the beginning. It is the design changes done at a later
date that are costly. E ven then life cycle costs c an be made lower f or the
redes igned or retrofitted product (for safety).
If safety is not built into the or iginal design, people c an be hurt during testing
stage its elf.
They should get out of the thinking that warnings about hazards are adequate
and that insur ance coverage is cheap er than planning f or safety.
All it takes to make a product safe is to have dif f erent perspective on the
design problem with emphasis on safety.
L i a bilit y
Implications to Engineer s:
Engineers must weigh chances of defect caus ing injury against cost of
minimiz ing defects
St andards are mere checklists - use them cr eatively and judgm entally
e.g. One county highway engineer was sued f or failure to repair r oads -- had to
pay $2 million
Some Cos. protect their engineers and allow themselves to be sued f or such
money damages
‘S AFE EXIT’
It is almost impossible to build a completely safe pr oduct or one that will never fail.
W hen there is a f ailure of t he product SA FE E X IT should be pr ovided.
More than the questions of who will build, install, maint ain and pay f or a safe exit, the
most import ant question is who will recognize the need for a safe exit. This
responsibility should be an integral part of the experiment al proc edure.
• Ships need lifeboats with sufficient spaces f or all passengers and crew
members.
• Buildings need usable fire escapes
• Oper ation of nuclear power plants calls f or r ealistic m eans of evacuating
nearby communities
• Pr ovisions are needed f or safe dispos al of danger ous mat erials and pr oducts.
The c entral elements of collegiality are respect, commitment, connec tedness and co-
operation.
Res pect: Acknowledge the worth of other engineers engaged in producing socially
useful and safe products.
Commitment: Share a devotion to the mor al ideals inher ent in the practice of
engineering.
Connectedness: Aware of being part of a co-operative undertaking cr eated by
shared commitments and expertise.
Collegiality, like most virtues, c an be misus ed and dist orted.
It should not be reduced to „group interest‟ but should be a shared devot ion f or
public good.
It is not defaming colleagues, but it does not c lose the eyes to unethical
practices of the co-professionals, either.
Classifications of Loyalty
Agency-Loyalty
Identification-Loyalty :
This means
o A void c onf licts of interest,
o Inf orm employers of any poss ible c onf licts of int er est,
o Protect c onfidential inf ormation,
o Be honest in making estimates,
o Admit one‟s err ors, etc.
Loyalty - O bligati on of E ngineers
Agency-Loy alty
Identification-Loyalty
1. W hen some important goals are met by and through a group in which the
engineers participate
2. W hen employees are tr eat ed fairly, receiving the share of benef its and
burd ens.
But clearly, identific ation-loyalty is a v irtue and not strictly an obligation.
Institutional authority
„The institutional right given to a pers on to exercise power bas ed on the res ources of
the instit ution‟.
Expert authority
„The possession of special knowledge, skill or c ompet ence to perform some task or
to give sound advice‟.
Engineers may have expert authority but their institutional authorit y, may only be, to
provide management with analysis of possible ways to perform a tec hnic al tas k, af t er
which they are restricted to following management‟s directive about which option to
pursue. In large companies, engineers, advisors and c onsult ants in staff f unction
carry expert authority, while institutional aut hor ity is vested only with line managers.
Authority Vs Power
Ineffective persons, even if vest ed with authority by their institution, may not be able
to summon the power their position allows them to exercis e. On the other hand,
people who are effective m ay be able to wield greater power that goes beyond the
authority attached to the pos itions they hold. Highly respect ed engineers of pr oven
int egrity belong to this class.
Observations on authority.
o To decide whether a specific act of exercis ing institutional aut hor ity is morally
justified, we need to know whether the institutional goals are themselves
morally permissible or desirable and whether that act violates basic moral
duties.
o Simon notes that all employees tend to have a „zone of acceptance‟ in which
they are willing to acc ept their employer‟s authority.
o Within that zone, an individual, relaxing his own critical faculties, perm its the
decision of the employer to guide him.
Board of Ethical Rev iew argued that engineers have a higher standard than s elf
interest and that their ethic al duty is to act for their employer as a f aithf ul agent or
trustee.
Conclusion: „Faithful agency ‟ only concerns with per forming one‟s duty but does not
mean that safet y, salary and other economic al benef its cannot be negot iated fr om a
position of strengt h. Employee‟s duty to employer does not mean unlimited sacrifice
of s elf-interest.
a) Unions have cr eated healthy salar ies and high standard of liv ing of
employees.
a) Unions are devastat ing the economy of a c ountr y, being a main source of
inf lation
b) W ith unions, there is no congenial (friendly), c ooperative decis ion making.
c) Unions does not promote quality performance by making job pr omot ion and
retention based on seniority.
d) They enc ourage unrest and strained relations bet ween employees and
employers.
o Proprietary information:
Inf ormation that a c ompany owns or is the propr iet or of.
This is prim arily us ed in legal sense.
Also called Trade Secret. A trade secr et c an be virtually any type of
information that has not become public and which an employer has taken
steps to keep secret.
o Pat ents:
Differ from trade secrets.
Legally protect specific products f rom being manufactur ed and sold by
competitors without the express permiss ion of the patent holder.
They have the draw back of being public and c ompetitors may eas ily work
around them by cr eating alt ernate designs.
Obligation of Confidentiality
2. The professional has some additional or side interest that c ould thr eaten
good judgment in ser ving the interests of the em ployee or client. E.g. W hen an
engineer is paid based on a percentage of t he cost of the design and there is
no incentive for him to cut costs- The distrust c aus ed by this situation
compromis es the engineers‟ abilit y to cut costs and calls into question his
judgement.
„If you think that your off er of acc ept ance of a par ticular gift would have grave or
merely embarrass ing c onsequences for your company if made public , then the gift
should be c onsider ed a bribe‟.
Here „substantial‟ m eans that which is suf f ic ient to distort the judgment of a t ypical
person.
W hen one works actually for the compet itor or subc ontract or as an
employee or cons ultant.
Having partial ownership or substantial stock holdings in the
competit or‟s business.
It may not arise by merely having a spouse work ing for sub-
contractor to one‟s company, but it will arise if one‟s job also includes granting
c ontracts to that s ubc ontractor.
Tempting customers away f rom their current employer, while still
working f or them to form their own competing bus iness.
M oonlighting usually cr eates conflicts when working f or com petit ors,
suppliers or customers but does not conflict when working for others without
affecting the pres ent employer‟s business.
„Moonlight ing‟ means work ing in one‟s spare time for another employer.
Types Of Crime
Domestic crime
Non-acc idental crime committed by members
of the family
Professional Crime
W hen crime is pursued as a profess ion or day
to day occupation
Blue collar cr ime (or) Street cr ime
Crime against person, property (thef t, assault
on a pers on, rape)
Victimless crime
P ers on who commits the crim e is the vict im of
the crim e. E.g. Drug addiction
Hate cr ime
Crime done on the banner of religion,
community, linguistics
Occupational Crime
Price Fixing
An act was pass ed, which forbade (pr event ed) c ompanies fr om jointly setting prices
in ways that restrain fr ee competit ion and trade. Unfortunately, many s enior people,
well respected and pos itioned were of the opinion that „pric e fixing‟ was good f or their
organizations and the public.
Engineers‟ mor al rights f all into categories of human, employee, contractual and
profess ional rights.
Professional rights:
The right to f orm and express one‟s pr ofess ional judgment freely
The right to refuse to c arry out illegal and unethical activ ity
The right to talk publicly about one‟s work within bounds s et by c onfidentiality
obligation
The right to engage in the activities of professional soc iet ies
The right to protect the clients and the public from t he dangers that might arise from
one‟s work
The right to prof essional recognition of one‟s services.
o There is one basic and generic professional right of engineers, the moral r ight
to exercise responsible professional judgment in pursuing professional
responsibilities.
o Pursuing these responsibilities invol ves ex ercising both technical judgment
and reasoned moral convictions.
o This basic right c an be ref erred to as the right of professional conscience.
This right also depends on the ability of the employer to r eass ign the engineer to
alt ernate projects without serious economic hardships to the orgn.
The r ight of pr ofess ional consc ience does not extend to the r ight to be paid for not
working.
Right to Recognition
The right to r easonable remuneration gives the mor al right f or f ighting against
corporations making good prof its while engineers are being paid poorly. Also is the
case where pat ents are not being rewarded properly by the c orpor ations benefiting
from such patents.
The other right to recognit ion is non-monetary part of rec ognition to the work of
engineers.
1. Rights Ethics:
o The most basic human right, which needs no justification, as per A. I.Meldon,
is to pursue one‟s legitimate (those that do not violate others‟ rights) interests.
o The right to pursue legitimate interests gives a pers on right to pursue
prof essional moral obligations.
o This may be viewed as a hum an right of c onscience directly derived f rom the
basic human right.
2. D uty Ethics:
o I have a right to somet hing only bec ause others have duties or obligations to
allow me ( and not int erfer e) to do so.
o If we derive the meaning of „others‟ as em ployers, then the basic professional
right is justified by refer ence to others‟ duties to support or not interfere with the
work related exercise of c onscience by professionals.
3. Util itarianism:
Whistle blowing is an act of convey ing informat ion about a s ignificant moral problem
by a present or for mer employee, outside approved channels (or against str ong
pressur e) to someone, in a position to take action on the pr oblem.
External Whistle blowing: The act of passing on information outside the organisation.
Internal Whistle blow ing: The act of passing on information to someone within the
organization but outside the approved channels.
E ither type is likely to be consider ed as dis loyalty, but the second one is often seen
as less serious than t he latter. From cor porations‟ point of view both are ser ious
because it leads to dist rust, disharmony, and inability of the employ ees to work
together.
Open Whistle blow ing: Individuals openly r evealing their identity as they convey the
information.
Anonymous Whist le blow ing: Individual conveying the inform ation conc eals his/her
identity.
• Except f or extreme em erg enc ies, always try working through normal
organizational channels.
• Be prompt in expressing objections.
• Proc eed in a tactf ul manner with due cons ideration to the feelings of others
involved.
• As much as possible, keep supervisors informed of your actions, both
inform ally and f ormally.
• Be accurate in observations and claims and keep all for mal records
documenting relevant events.
• Consult c olleagues f or advice and also to avoid isolation.
• Consult the ethics committee of your professional society before going outside
the organization.
• Consult a lawyer regarding potential legal liabilities.
A great deal of introspection and ref lection are requir ed before WB. Motive
should neither be for revenge upon fellow employee, supervisor or company nor
in the hope of fut ure gains like book cont racts or speak ing tours etc.
1. The harm that will be done by the pr oduct to the public is ser ious and
considerable.
4. One must have doc umented ev idence that would c onv ince a r easonable and
im partial observer that one‟s view of the situation is c orrect and the company
policy is wrong.
5. There must be strong evidence that m aking the inf ormation public will in fact
prevent the threatened serious harm.
Employee Rights
Employ ee rights are any rights, mor al or legal, that involve the status of being an
employee.
The organization will not also discriminate against an employee f or enga g ing
in outs ide activit ies or f or objecting to an organizat ion directive that violates
common norms of morality.
No personal informat ion about employees will be collected or kept other than
what is necessary to manage the organization ef f iciently and to meet the legal
requirements.
No employee who alleges that her/ his rights have been violated will be
disc harged or penalized without a fair hearing by the employer organization.
Discrimination
o Discrimination gener ally means pref erence on the grounds of sex, race, skin
colour, age or religious out look.
o In everyday speech, it has come to m ean morally unjustified treatment of
people on arbitrary or irrelevant grounds.
o Therefore to call something „Discrimination” is to condemn it.
o But when the question of justification arises, we will c all it „Pr eferential
Treatment‟.
Int ellectual Property is a pr oduct of the human intellect that has commercial
value
Many of the rights of the ownership common to r eal and pers onal property are
also common to Intellectual Property
Int ellectual Property c an be bought, sold, and licensed
Similarly it c an be protected against theft and infr ingement by others
Patent
DESIGN
TRADE M ARK
COPY RIGHTS
Effect of Patent
A patent ee gets the exclusive monopoly right against the public at large to
us e,s ell or manufacture his patented device.
A patent ee c an enf orce his monopoly right against any inf ringement in the c ourt
of law f or suitable damages or profit of account.
The Governm ent ensures f ull disclosure of the invention to the public for
exchange of exclusive monopoly pat ent right to the invent or.
Risks taken:
• Storage tank of Methyl Isoc yanate gas was filled to more than 75% capacity as
against Union Carbide‟s spec. that it should nev er be more than 60% f ull.
• The c ompany‟s W est Virginia plant was c ontrolling the safety systems and
detected leakages t hro‟ computers but the Bhopal plant only used manual labour
for control and leak detection.
• The Methyl Isoc yanate gas, being highly c oncentrated, burns parts of body with
which it comes into c ontact, even blinding eyes and destroying lungs.
Causal Factors:
• Thr ee protective systems out of service
• Plant was understaffed due to costs.
• Very high invent ory of MIC, an extremely toxic material.
• The accident occurr ed in the early morning.
• Most of the people k illed lived in a shanty (poorly built) town located very
close to the plant f ence.
• They tried to turn on the plant ref riger ation syst em to c ool down the
environment and slow the r eaction. (The r efr igeration system had been
drained of coolant weeks before and never refilled -- it cost too much.)
• They tried to r oute expanding gases to a neighboring tank. (The t ank's
pressure gauge was broken and indic ated t he tank was full when it was really
empty.)
• They tried to purge the gases through a scrubber. (The scrubber was
des igned f or f low rates, temperatures and pressures that were a fraction of
what was by this t ime escaping from the tank. The scrubber was as a result
ineffective.)
• They tried to route the gases through a flare tower -- to burn them away. (The
supply line to the f lare tower was broken and hadn't been replaced.)
• They tried to spr ay wat er on the gases and have them settle to the gr ound --
by t his time the chemic al r eaction was nearly complet ed. (The gases were
escaping at a point 120 feet above ground; the hoses w ere des igned to shoot
water up to 100 feet into t he air.)
In just 2 hours the chemicals escaped to form a deadly cloud ov er hundr eds of
thousands of people incl. poor migrant labourers who stay ed c lose to the plant.
2. What are the benefits of M ulti National corpor ations doing business in less
devel oped countries for both the M NCs and the host country?
Benefits to MNCs:
• Inexpensive labour
• Availability of natural res ources
• Favourable tax conditions
• Fresh markets f or products
Benefits to developing host countries:
• N ew jobs
• Gr eat er pay and gr eat er challenge
• Transf er of advanc ed technology
• Social benef its fr om sharing wealth
6. What can M NCs do to promote mor ally j ust measur es? Or what are R ichard
T. De George’s guidelines for moral promotion by MNCs?
• MNCs business should do more ov erall good than bad towards the economy of
the host country than doing good to a few corrupt leaders in oppressive r egimes.
• They must respect laws and regulations of the loc al country as long as they do
not violate basic moral r ights.
• They must pay a liv ing wage, even when loc al c ompanies fail to pay such a
wage, but other wise pay only enough to attract compet ent work ers.
• It is permissible f or the US to tr ansf er danger ous technology lik e asbestos
pr oduction to another country and then simply adopt that country‟s safety laws only
under the following conditions.
– W orkers m ay be so desperate f or income to f eed their f amilies that
they will work under alm ost any conditions
– P ay work ers f or the extra risk
• Good judgements exercised in good faith, than abstract pr inciples, is the only
way to address prac tic al problems.
„The process of moving technology to a novel setting and implement ing there.‟
• N ovel s etting is any situation c ontaining at least one new variable relevant to
success or f ailure of given technology
• Transf er of technology fr om a familiar to a new environment is a complex
process
„Identification, transfer, and implementat ion of the most suitable technology for a new
set of condit ions‟
• Condit ions include social factors that go beyond r outine economic and
technic al engineering c onstr aints
• Identif ying them requires att ention to an arr ay of human values and needs
that may influence how a technology affects the novel situation
• Intermediate technology
8. How is environment degraded?
1. By c ausing injuries to nature
i.Usually this damage is c aus ed slowly
Acid rain:
• pH of normal rain is 5.6
• pH of r ainf all in north eastern ar eas of North America is 3.9 to 4.3.
• It is 10 to 100 tim es more acidic than normal. This is „acid r ain‟.
• Snowm elt into wat er releases huge amount of acid which got f rozen during
winter.
Effects:
• „Acid shock‟ from snowmelt c auses mass destruction of fish. On long term it also
harms fish eggs and s ources of f ood.
• Thous ands of lakes were killed by acid rain in Sc andinavia and North America.
• The c auses are burning of fossil fuels leading to release of SO 2 in particular and
Nitrogen oxides.
• Problems of Sweden c aused by Industrial plants in England and North Europe.
• Problems of N orth America c aus ed by utilities in Ohio valley, the largest polluter
of SO 2 in USA.
• Some of the potential changes are still unknown
Micro organisms in s oil are being affected
Groundwat er is pollut ed but its ultim ate effects are not known
The ef f ects may be k nown only af t er another 100 years
• Effect on f ood s ources are also unclear
11. What are the ot her problems caused to the environment?
• Build-up of CO2 from the use of fossil fuels by Industrial nations c ould result in
Greenhouse effect.
• Damage to protective OZONE layer due to the release of Freon is related to
technologic al products us ed by the people of these nations.
• The temperature effect of the CO 2 and water vapour combined together has a
long range impact on the global climate.
• Bec ause of incr eas ed c onc entr ation of CO 2 and due to much warmer tropical
oc eans, there m ay occur cyclones and hurricanes and early snow melt in
m ount ains will c ause more floods during mons oon.
• Incr ease in global temperature c an adversely effect the world f ood production.
• At higher altitudes in the atmos pher e, CO 2 undergoes photochemical r eactions
producing CO, which is drastically dangerous.
• CFCs are responsible f or 20% incr ease in warming. This may incr ease the
chances of dis eas es in humans and animals.
14. Describe the case st udy of environment al degrad ati on caused by PCB &
Kanemi’s Oil?
Time cost of a product – includes numer ous fact ors like effect of pollution, the
depletion of energy and raw materials, social costs, etc.
If these costs are int ernalized ( added to the price), then the cost c an be
charged directly to the beneficiary of the degradation of environment.
It is better to make the us er to pay f or all its costs than to levy higher taxes.
An accept able mechanism f or price f ixing must be found by the engineer with
the help of the economist, scientist, lawyer and politici an which c ould protect
the environment through s elf correcting proc edures.
Good design practices may give better environm ental protection without
added cost.
o Engineers are said to be f inding the r ight answers f or the wrong questions
o Finding the r ight questions is much more difficult than finding the right
answers to these questions
o Engineers should
Try to assess the technology and its environment al impacts and focus
on c ontaining the major adverse effects.
During assessment even if engineers were strongly believe that the
projects have no adverse effect, they should continue to m onitor the
outcome even after its implementation which only would give the
complete picture of the c ons equences of the project.
17. Write short notes on Senti ent – Center ed Et hics, Bio – Centric Ethics,
Ecocentric Ethics and Human – Centered Environmental Ethics.
Sent ient animals are those which feel pain and pleas ure. This ver sion of Nature-
center ed ethics is advanc ed by some ut ilitarians, notably Pet er Singer, who s ays that
right action maxim izing good f or all should include sent ient animals as well as
humans. Failure to do so leads discrimination like racism, which is known as
„Speciesism‟. There is always a dispute as to whether the inherent worth of anim als
can be equat ed to human beings or not.
Bio – Centric Et hics
This regards all living organisms as hav ing inher ent w orth. W e should live with the
virtue of „reverence to life‟, as s et f orth by Albert Schweitzer (1875-1965). This will
enable us to take decisions about when life c an be sacrific ed.
Ecocentric Ethics
This locates inherent w orth in Ecological systems and this appr oach is differ ent from
the other two, as it is not individualistic. This is voic ed by Aldo Leop old (1887-1948).
There is another view that ecoc entric ethic does not replace s ocially generated
hum an- oriented duties to f amily, neighbours and humanity
This is an ext ension of et hic al th eories to c ombat thr eats to human beings presented
by the destruction of nature.
Computer Ethics deals with „the evaluation of and decision making in a variety of
moral problems c aused by comput ers‟.
6. Political Power:
By obtaining inform ation about differ ent groups of people regarding their
attitudes and values, the computers c an be made to help politicians to make
speeches, send mails, etc. which would be appealing selectively to these
groups.
20. What problems are encounter ed in the use of comput ers with properties?
The two major problems enc ountered in the use of computers with properties are:
1. Embezzlem ent and
2. Theft of software and information
21. How the probl em of embezzlement takes place throu gh computers and
why?
The speed and geographic c overage of the comput er syst em and the difficulty
of tracing the tr ansactions thr ough com puters makes c atc hing the thieves
troublesome.
Computers are abus ed in i) st ealing by employees at wor k, ii) stealing by non-
employees or former employees, iii) stealing f rom or cheating clients and
consumers, iv) violating c ontracts f or computer sales or ser vice and v)
conspiring to use computer networks to engage in widespr ead fr aud.
Penalties for computer crime are mild compared to conventional crimes.
Passwords and more recently, data encr yptions are used f or sec urity wit h
limited effectiveness.
22. Explain briefly about Data and Software with respect to property problems.
23. Describe how and in what ways ‘violati on of privacy’ occurs in and through
Comp uters.
Comput ers make more inform ation available to more people. This makes protection
of c omputer privacy difficult.
1. Inappropriate Access:
• Documents rec orded for a crime which one did not commit but was arrested.
• As a child you were arrested f or drinking alcohol
• Medic al data about visits to a psychiatrist.
• A loan default to a N ational Bank.
Any of the above inform ation can be accessed by, let us s ay, a prospective employer
during a security check.
Owing to the high degr ee of job complexit y and technic al proficiency r equir ed, a lot
of issues arise in engineering ethics.
1. Computer failures:
• Failures c an occur due to either hardware or software
• Hardware errors do not occur frequently.
• Software errors are the major failures of the c omputers.
• Hardware errors are easily detected.
• Software errors are difficult to detect.
• Trial runs are absolutely ess ential to check the program.
2. C omputer Implementation:
• New computer system should be attempted successf ully before the old one
bec omes inoperative. Many failure cases have been report ed while switching
over to a new syst em.
3. Health Condit ions:
• Ergonomic conditions should be implemented to reduce back problems, provide
wrist support, to become good looking.
26. Give one argument each for and against Weapons Development?
Engineers need to examine one‟s conscience to take part in any f orm of weapon
development.
o They have to c onsider the circumstances leading to the specific c onflict and
decide whether it is justified to take part in ass ociated weapons development.
o If necessary, they should refuse to be a part of it and be prepared to face
consequences.
28. How much is being spent in Defence expenditure and how Arms Trade gets
promoted by private manufacturers of arms?
o Hundr eds of billions of dollars, annually, throughout the world, are being spent
f or military operations.
o 25% of this is spent on just procurement of weapons.
o 17% of these are spent in tr ansactions across countries.
Promotion of A rms Deals :
Then Krupp made chrome st eel shells that c an pierce nick el leading to f urther
investm ent by military.
Then they made a high-carbon armour plate that c an resist the new shells
resulting in more orders
Then Krupp again produces, „c apped shot‟ with explosive noses which can
pierce through the high-carbon armoured plate als o
Arms deals c ontinued to flourish
2. Vick ers and Schneider-another arms manufacturer
Supplying arms to Chines e, Japanese and Russians
Pointing out the gr owth of the Japanese navy to Chinese
Pointing out the gr owth of the Chinese to their rivals, Russians
Russia – Japanese war in 1905 was usef ul f or the c ause of arms
manufacturers.
Russians lost the war, hence order ed fresh arms f or rehabilit ation
Japanese won the war, but were ups et since t errible bloodbath was caused
by Russians machine guns on land.
29. Describe the destructive nature and power of weap ons and their
development?
• Towards the end of W orld W ar II, night raids sometimes on civilian areas were
very comm on
• The deaths c aus ed by Atom bombs on Hiroshima, Nagasaki were not more than
the deaths c aused by single air r aids in W orld W ar II
• But they were horrible bec ause of their power in rapid delivery of destructive
power in immense c onc entration
• Hiroshima Bomb – equivalent to 20000T of TNT powder c arried on 267 bogies of
r ailr oad (2 miles long) f or one bomb – again equivalent to 740-B52 bombers to
carry this load.
• USSR exploded Hydrogen bombs in 1960 – 50 & 60 mega ton range f or tests
with capabilities such as:
2000 to 3000 times powerful than Hiroshima bomb
4000 to 6000 miles long train required to c arry an equivalent amount of
TNT powder which will take 100 hours to pass any point
W ill require one and a half million planes +(bombers) to c arry the
powder
Towards the end of cold war
USSR had 5800 megatons (9500 w arheads on 2700 launchers) and
USA had 3300 megatons (10800 warheads on 2000 launchers)
1. Large military build- ups, massive projects all lead to unet hic al business practices
and the urgency of completion of the weapons projects does not allow proper
controlling and monitoring.
2. „Technology creep‟ – development of cruise missiles alters diplom atic
arrangements
3. The impact of secrecy surr ounding any def ense activity
4. O verall ef f ect of def ense spending on economy
1. Large military build- ups: $2 billion cost overrun on the development of C5-A
cargo plane report ed to the public by Ernest Fitzger ald due to poor oper ating
efficiencies in def ense industry. He point ed out how large suppliers felt secure in
not c omplying to c ost-cutting plans but small c ontractors were willing.
25% firms hold 50%of all def ense contracts and 8 firms conduct 45% of
defense research.
2. Technology creep: The arms are not only growing in size, it is also bec oming
better. The development of a new missile or one that c an target more accurately,
by one c ountry, c an ups et or dest abilize a diplomatic negotiation. Sometimes t his
fad f or modernization leads to undesirably c onsequenc es. The F15 fight er planes
were suppos ed to be fastest and most maneuverable of its kind but most were
not available f or ser vice due to repairs, defects and lack of spares. Engineers
should be beware of such pitfalls.
1. E ven now, shells (duds or live) which landed about 90 years back during W orld
W ar I are f ound by farmers during ploughing. Special bomb dispos al squads are
being kept busy with hundreds of c alls.
2. There ar e, still more, unexploded and hidden bombs allover the world that fell
during W orld W ar II
3. S ever ed limbs and dead bodies are being disc overed in lands f illed with mines in
C ambodia and Vietnam in 1960s and70s.
4. Anti-personnel weapons are found in Afghanistan, Angola, Bosnia, Mozambique,
Nicar agua and Somalia.
5. These weapons are easily spr ead by air but are very difficult and danger ous to
detect and remove.
6. About 100 million landmines remain still sc atter ed in the above countries as per
est im ates by U .S.State dept.
7. Landmines present a serious ethic al dilemma to leaders who want to be ethic al in
wars also
8. Design, mfr, deployment and eventually their disposal is a huge experiment.
9. W idespr ead ignor ance on radiation amongst the public
10. Gas warfare experiments, Anthr ax carriers, nuclear weapons all c ause both
known and unknown problems
11. Engineers dealing with danger ous material should c onsider both the intended
use and also the unintended c onsequenc es and also their dispos al.
34. Which studies are more usef ul to ‘engineer managers’ than even
engineering?
Richard L.Meehan, a civil engg gr aduate fr om MIT, was retained by Gener al Electric
as a c onsultant to testify before Nuclear Regulatory C ommission about the capability
of GE‟s nuclear plant in California, U.S.A. to withstand earthquakes.
He found, while trying to understand the effect of earthquakes on nuclear plants, that
1. His basic study of physics is more usef ul in studying this ar ea compar ed to
the more advanced studies in engg.
2. His understanding of risk analysis was bas ed not only on probabilit y theory
but also on value judgement about safety.
• Nobel laur eate Milt on Friedman s aid „The social responsibility of business is
to incr ease its prof its……. The responsibility of managers is to conduct
bus iness in accordance with their stockholders‟ desires, which generally will
be to make as much money as possible while conforming to he basic rules of
society, both those embodied in law and those embodied in ethical custom‟
• The et hic al custom refer ed by Friedm an m eans only „refr aining f rom fr aud,
dec eption and c orr uption.
• But Martin and Schinzinger s ay that Friedm an is not c orrect in s aying that
managers‟ ethics reduce to only respons ibility to maximize prof its for
stockholders.
• The pr imary res ponsibility of managers is to produce pr oduct or ser vice while
maintaining respect f or pers ons, including c ustomers, employees and public.
• Ethic ally, pers onnel and safety c omes first before profits.
• By def inition, com par ed to charitable institutions, r eligions, organizations, etc
organizations and c orporates operate only f or profits.
• But the ult im ate goal of managers should be to make valuable pr oducts that
are also profitable since profit making is one of the conditions to be in
business.
• Good business and sound ethics go together. H ence the moral roles of
managers and engineers are complementary and not oppos ed.
• Engineer managers have two major responsibilities – prom oting and et hical
climate and resolving c onf licts.
37. E xpl ain how Ethi cal Climate is promot ed in organizations through
examples.
There are highly ethic al organizations, examples of some of which are given below:
1. Marilyn H amilt on, founded Quickie Designs in 1980, who was a t eacher and
athlete who was paralyzed in hang-gliding accident. A highly mobile and vers atile
38. What steps can be taken to improve the et hical climate by managers?
1. Ethic al values and their full c ompl exity are widely acknowledged and
appreciat ed by managers and engineers. Neither prof its nor promoting the
interests of the organization is neglected but the moral limits on profit-s eeking
go beyond s imply obey ing the law and avoiding fraud.
2. The sincere use of ethical language is recognized as a legitimate part of
corporate dialogue. This is done either by f ormulating corporate code of ethics
or by including ethic al responsibilities in job descriptions at all levels.
3. Top management must set a moral tone, in words, in policies and by personal
exampl e. E veryone should be c onfident that management is serious about
ethics.
4. There must be procedures for conflict resolution. Managers should be tr ained
to resolve c onflicts and on the other hand, a pers on should be exc lusively
made to have c onfidential discussions about moral c onc erns.
o C onf licts over schedules, depending mostly on support depts. but where
managers do not have any c ontr ol.
o C onf licts over which is the most import ant dept or function at a given time
o C onf licts over personnel res ources
o C onf licts over technic al issues
o C onf licts over administrative proc edures
o Personality c onflicts
o C onf licts over costs
o „I am in-charge - see it my way or I will fire you‟. This is gener ally perceived
as self-def eating.
o C onf lict arr angement sometimes m eans toler ating and even inviting some
forms of c onf lict
o Manager‟s task is to cr eate climate in which c onf licts are addressed
constructively
o P ersonality c onf licts are ranked relatively low in int ensity but they are most
difficult to res olve.
o They are generally woven with technic al/c ommunic ation problems
o Properly managed tec hnic al and ethical c onf licts are usually f ruitful and not
harmful. Differing views provide opportunity f or improved creativity.
41. What are the 4 ways to resolve conf licts among persons suggest ed by
Harvard Negotiation Project?
1) P eople: Separate people fr om the problem.
E ven though both the people and the pr oblem are import ant, the personal
aspect of the c onf lict should be separat ed fr om the pr oblem to deal with it
bett er. On personality clashes, the focus should be on behaviour and not on
people.
2) Interests: Focus on interests and not position\s
This principle applies most clearly to personnel matters and ethic al views,
r ather than technic al disputes. Positions are stat ed views but these may not
r eally express their best interests.
3) Options: Generate a variety of possibilities before deciding what to do.
Cr eate a wide range of options especially in technical and ethical issues and
facilitate discussions.
4) Criteria: Insist that the result be based on some objective standard.
B eyond the goals of efficienc y, quality and custom er s atisfaction, it is
important to develop a s ense of fair process in how the goals are met.
42. What is the nature of work for Engineers as Consulting Engineer s?
43. What are the major areas of work for engineer consult ant s?
1. Advertising
2. Competitive bidding
3. Contingency f ees
4. Safety and client needs
44. ‘Advertisi ng, once thought to be unprofessional has now been accept ed by
law’ – E xplain.
“the use of statements contain ing a material misr epresentat ion of fact or omit t ing a
material fact necessary to keep the statement from being misleading; statements
intended or likely to create an unjustified expectation; statements c ontaining
prediction of f uture success; statements c ontaining an opinion as to the quality of the
showmanship inc luding the use of slogans, jingles or sensational language format.”
48. When consul ting engineers reject competitive bidding, what can be the
basis of their selection?
Consulting engineers, in the abs ence of c ompet itive bidding c an be select ed only
bas ed on their reput ation and pr oven qualification. But younger, competent
engineers may be disadvantaged by this method.
To decide whether „c ontingency f ee‟ practice may be allowed or not, the potential
gains should be weighed against the pot ential losses. Henc e, this again calls for
contextual r easoning bas ed on et hic al theories, which provide a f ramework for
ass essing morally relevant issues of the problem.
Ideally, only the designer would r eally know the areas of dif f iculty in
execution.
E ven when changes in design are r equir ed during exec ution, the
consultant may not be around to effect the changes
Client may not have capable people f or inspection of the work based
on the c onsult ant‟s design.
Does the c onsultant have a mor al responsibility to f ollow thr ough the
design in exec ution
In any case, job safety is one prime responsibility of the c onsultant
engineer
53. What are t he reasons t hat cause ‘Disputes’? Who is the major loser in any
dispute?
• Large projects involve owners, c onsultants and c ontractors and many participants
at various levels in these three organizations.
• O verlapping responsibilities, f ragment ed c ontr ol, delays and inability to resolve
disputes are s ome of the problems encountered during these projects.
• Resolving dis putes becomes especially difficult when projects last f or s everal
years and connected pers onnel also change during t his period.
• Owners have the most to lose in such situations.
• Hence they try to shift the risks to others.
• Consulting engineers are generally tied to the c ontract provisions and they do not
try any innovative ideas (do not want to add risks)
• All this have led to c onsider able litigation and any litigation is time c onsuming and
costly.
Engineers, in their pos ition as experts, explain the happenings of the past in terms of
Causes of accidents, malf unctions of equipment and other technologic al events.
They also help in events of the future lik e, public planning, pot ential of pat ents and
policy making (in technology)
They should f unction as impartial s eekers of facts & Communicat ors of truth but not
as hired guns i.e. advocates f or lawyers, officials, etc
57. What are the types of cases, expert witnesses are call ed upon to test ify in
court & what are the stakes?
57.2. Stakes
I. Legal liabilities
II. Economic interests
III. Reputations of corpns. and professionals
58. What are the Expert engineers’ responsibilities towards their hirer s?
They should
Pres ent their qualifications to the client
Investigate thoroughly the cas es entrusted to them.
Testify in c ourt
59. How sho uld t he expert witness exhi bit o ne’s ‘co nfid ential ity
responsibility’?
The expert witnesses must
Not divulge their in vestig ations unless called upon to do so by the c ourt
Not volunt eer evidence favourable to the opponent
Answer questions truthfully when opp osing attorney puts f orth pertinent
questions
But he should not just be the c lient‟s mouthpiece.
64. Write short notes on: a) Hired Guns, b) Financi al Bias, c) Ego Bias and
d) Sympathy Bias
a) Hired Gun
An unscrupulous (unpr incipled, cr ooked, immoral) engineer
• Makes his liv ing by helping lawyers to portray facts in favour of their clients
• Never tries to be objective
• Violates standards of honesty and care in conducting investigations
• Overall a shame on engineering community
b) Financial B ias
The expert witness is biased to the party which pays more money
The bias incr eases substantially wh en payments are agr eed as Contingency
Fee to be paid only in case the hir er w ins the case
Full time for ensic engin eers, being dependent on lawy ers for their liv ing, try to
create a reputation of a winning engineer.
c) Ego B ias
Com petitive attitudes, being on one side of the disputing parties makes an
exper t, egoistic and makes him influence judgments
They st art identify ing themselves with their side of the disput e
Engineer Experts should maintain their integr ity in the face of all the above
biases
Courts also must rely on balance pr ovided by exp ert witnesses on both sides
of the case and pr ovide opportunities to lawyers to remove t he bias by cross-
examination
Their stakes ar e:
1. Opposing politic al views
2. Social perspectives
3. Economic interests
4. And their individual values like,
Honest y
Public trust
Respect for c ommon good
Thr ee types:
Hir ed Guns
Value N eutr al Analysts
Value Guided Analysts
Hired Guns – This is the most undesir able role that c an be played by the advis er.
Here the obligati on to clients onl y is param ount and other values are not
bothered about.
Studies are made just c onforming to the client‟s wish.
Advis er highlights only the f avourable facts to the customer.
All the unf avour able facts are very much downplayed.
74. ‘Technologi sts were best qu alified to govern because of their t echni cal
expertise’. Discuss in det ail.
Mussolini and Hitler were gr eat leaders, but not „Mor al Leaders ‟, since their goals
were not morally valuable.
„An Utopian society shall be governed by a philosopher-king whose mor al wisdom
best qualifies him to rule‟ – P lato
„Technologists were best qualified to govern bec ause of their technical expertis e, as
well as their logic al, practical and unprejudiced minds‟– Frederick Taylor
But no single profession has the only right to moral governance of society.
Leadership is also m oving away from any narrow professional interests.
Mor al leadership is not „dominance by elite‟, but stimulating groups toward
morally desirable ends.
Moral cr eativity is
• Identif ying most important values in particular situations
• Focusing on them through effective communication within the group.
• Deep commitments grounded in integrity to implement them.
Cr eativity consists in ident ifying new possibilit ies for applying, extending and putting
into practic e, rather than inventing values.
76. How participation in Professional Societies will improve moral leader ship?
Professional Societies
o Promote c ontinuing education for their members
o Unify the prof ession, speak and act on behalf of them
o Are a f orum f or communic ating, organizing and mobilizing change within, a
change which has a moral dimens ion.
o Cannot take any pro-employee or pro-management stand since they have
members in management, supervision and non-management.
o But they can play a role in res olv ing mor al issues
o A mor al responsibility as well as mor al cr eativity is shar ed.
80. What are the arguments for and against Voluntary Service by engineering
professionals?
Engineers c an
Urge Govt. to expand ser vices of the Army Corps of Engineers